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National Aeronautics and Space Administration ANNUAL PROCUREMENT REPORT Fiscal Year 2015 Photo: Pluto from New Horizons Image credit: NASA/Johns Hopkins University Applied Physics Laboratory/Southwest Research Institute
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National Aeronautics and Space Administration

ANNUAL

PROCUREMENT

REPORT

Fiscal Year 2015

Photo: Pluto from New Horizons Image credit: NASA/Johns Hopkins University Applied Physics Laboratory/Southwest Research Institute

ii

INTRODUCTION

This report presents summary data on all NASA procurement actions and detailed information on contracts, grants,

cooperative agreements and other procurements awarded by NASA during Fiscal Year 2015 using appropriated funds.

All data was pulled from the Federal Procurement Data System (FPDS)* with the exception of awards made through

other Government agencies, which was obtained from NASA’s financial system.

“Procurement action,” as used in this report, means a contractual action to obtain supplies, services or construction that

increases or decreases funds. A procurement action, thus, may be a new procurement or a modification such as a

supplemental agreement, change order or termination to an existing contract that changes the total amount of funds

obligated. An obligation is a contractual commitment to pay for supplies or services that are specified in the contract.

(See Glossary for more information.)

The Annual Procurement Report is available via the internet on the Procurement homepage. The address is

http://www.hq.nasa.gov/office/procurement/. The report was prepared by the Analysis Division, Office of

Procurement, NASA Headquarters. Inquiries should be addressed in writing to:

National Aeronautics and Space Administration Office of Procurement Washington, DC 20546

*Data as of November 2015

iii

TABLE OF CONTENTS

Contents INTRODUCTION ....................................................................................................................................................................... ii

TABLE OF CONTENTS .............................................................................................................................................................. iii

I. TOTAL PROCUREMENTS ................................................................................................................................................ 1

II. AWARDS BY TYPE OF CONTRACTOR ............................................................................................................................. 2

III. COMPETITION IN NASA AWARDS.................................................................................................................................. 3

A. Competition in Contracting Act ................................................................................................................................ 3

B. Reporting of Competition......................................................................................................................................... 3

C. Competition During Fiscal Year 2015 ....................................................................................................................... 3

IV. AWARDS TO BUSINESS FIRMS ....................................................................................................................................... 6

A. Awards by Contract Type ......................................................................................................................................... 6

B. Small Business Participation ..................................................................................................................................... 8

C. Extent of Competition in Small Business Awards ................................................................................................... 10

D. Small Disadvantaged Business Participation .......................................................................................................... 11

E. One Hundred Principal Contractors (Business Firms) ............................................................................................ 12

V. CONTRACT FOR OPERATION OF THE JET PROPULSION LABORATORY........................................................................ 15

VI. AWARDS TO EDUCATIONAL AND OTHER NONPROFIT INSTITUTIONS ........................................................................ 15

A. Distribution by Type of Institution and Award ....................................................................................................... 15

B. One Hundred Principal Educational & Nonprofit Institutions ................................................................................ 16

VII. AWARDS BY TYPE OF EFFORT ...................................................................................................................................... 19

VIII. AWARDS THROUGH OTHER GOVERNMENT AGENCIES .............................................................................................. 20

IX. U.S. GEOGRAPHICAL DISTRIBUTION OF AWARDS ....................................................................................................... 20

X. AWARDS PLACED OUTSIDE THE UNITED STATES ........................................................................................................ 24

XI. PROCUREMENT ACTIVITY BY INSTALLATION .............................................................................................................. 25

GLOSSARY .............................................................................................................................................................................. 26

APPENDICES .......................................................................................................................................................................... 27

1

I. TOTAL PROCUREMENTS Fiscal Year 2015 – NASA’s procurements totaled $17,191.5 million. The number of procurement actions totaled 40,710.

TRENDS IN

PROCUREMENT OBLIGATIONS VS. TOTAL NASA OBLIGATIONS*

FISCAL YEARS 2011-2015

(MILLIONS OF DOLLARS)

Procurement Obligations

Fiscal Total NASA % of Total

Year Obligations Amount Obligations

2015 $21,070.5 $17,191.5 81.6%

2014 $20,353.2 $16,004.1 78.6%

2013 $19,711.5 $15,571.8 79.0%

2012 $20,685.5 $16,570.4 80.1%

2011 $20,639.3 $16,699.4 80.9%

*Total NASA obligations include salaries, benefits, and travel of NASA employees, as well

as 110,462 purchase card transactions in the amount of $65.6 million. Procurement

obligations exclude Funded Space Act Agreements which are done outside of the

procurement office.

2

II. AWARDS BY TYPE OF CONTRACTOR Fiscal Year 2015 – The distribution of NASA’s procurement dollars obligated and the number of actions is shown in

Figure 1.

AWARDS BY TYPE OF CONTRACTOR FISCAL YEAR 2015

Value Percent Actions Percent

Category ($ millions) of Total (Number of) of Total

Business Firms $12,703.0 73.9% 25,777 63.3%

Educational Institutions $906.5 5.3% 7,732 19.0%

Nonprofit Organizations $878.0 5.1% 3,990 9.8%

JPL $1,847.2 10.7% 1,952 4.8%

Gov't Agencies $339.8 2.0% 984 1.0%

Outside U.S. $517.0 3.0% 275 0.7%

Total: $17,191.5 100.0% 40,710 100.0%

Figure 1

3

TRENDS IN AWARDS BY TYPE OF CONTRACTOR FISCAL YEARS 2011-2015

PROCUREMENT DOLLARS (IN MILLIONS)

FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

BUSINESS FIRMS $12,530 $11,908 $11,431 $12,086 $12,703

EDUCATIONAL 941 1,101 968 1,024 906

NONPROFIT 602 1,140 644 661 878

JPL 1,605 1,240 1,708 1,708 1,847

GOV'T AGENCIES 526 513 473 161 340

OUTSIDE U.S. 496 670 347 364 517

TOTAL $16,699 $16,570 $15,571 $16,004 $17,191

PERCENT OF TOTAL DOLLARS

FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

BUSINESS FIRMS 75.0% 71.9% 73.4% 75.5% 73.9%

EDUCATIONAL 5.6% 6.6% 6.2% 6.4% 5.3%

NONPROFIT 3.6% 6.9% 4.1% 4.1% 5.1%

JPL 9.6% 7.5% 11.0% 10.7% 10.7%

GOV'T AGENCIES 3.2% 3.1% 3.1% 1.0% 2.0%

OUTSIDE U.S. 3.0% 4.0% 2.2% 2.3% 3.0%

TOTAL 100% 100% 100% 100% 100%

Appendix I shows the distribution of NASA procurements by type of contractor for all Fiscal Years beginning with 1961.

III. COMPETITION IN NASA AWARDS

A. Competition in Contracting Act The Competition in Contracting Act (P.L. 98-369), with limited exceptions, requires full and open competition

within the Federal Government. Full and open competition means that all responsible sources are permitted to

submit sealed bids or competitive proposals on a given procurement.

Contracting without providing for full and open competition is allowable under certain circumstances. Written

justification is required to award a procurement on an other than full and open competition basis.

B. Reporting of Competition NASA developed a competition advocacy program to enhance and promote competition and to eliminate

barriers to full and open competition. NASA has appointed an agency competition advocate to oversee the

program and each NASA Center has a designated competition advocate. Federal agencies are required to

prepare and submit an annual report to the agency Senior Procurement Executive and the Chief Acquisition

Officer in accordance with agency procedures.

C. Competition During Fiscal Year 2015 Appendix II shows Competition to Business Firms for all Fiscal Years beginning with 1961.

4

COMPETITION IN NASA AWARDS TO BUSINESS FIRMS FISCAL YEAR 2015

Total Value Percent

Competition (Millions) of Total

Competed $ 10,787.8 67.8%

Not Competed* 5,114.9 32.2%

Follow-on ** **

Total: $ 15,902.8 100%

*Not Competed includes dollars for awards where only one responsible source is

available, as well as for unusual or compelling urgency, industrial mobilization,

international agreement, authorized or required by statute, national security, public

interest, awards not available for competition, and follow-on awards. This data is

pulled from the standard FPDS Competition Report.

Figure 2

Competed$10,787.8

Not Competed$5,114.9

5

Shown below are trends in the extent of competition in awards to business firms for Fiscal Years 2011-2015. Beginning

in FY 2005, data was pulled from FPDS and was not available at the same level of detail as previously captured.

TRENDS IN AWARDS BY EXTENT OF COMPETITION

FISCAL YEARS 2011-2015

TYPE OF

ACTION FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

Net Value of Awards (Millions)

Total $15,355.8 $15,133.9 $14,210.4 $14,950.3 $ 15,902.8

Competed $8,806.9 $9,331.4 $9,261.4 $10,066.9 $ 10,787.8

Not Competed $6,548.9 $5,802.5 $4,949.0 $4,883.4 $ 5,114.9

Follow-On ** ** ** ** **

Percent of Total

Total 100 100 100 100 100

Competed 57.4 61.7 65.2 67.3 67.8

Not Competed 42.6 38.3 34.8 32.7 32.2

Follow-On ** ** ** ** **

**Beginning in FY 2011, Follow-On actions are included in Not Competed.

6

IV. AWARDS TO BUSINESS FIRMS

A. Awards by Contract Type Fiscal Year 2015 – The table below depicts the trends in awards to business firms by contract type. Figure 3, on

the following page, categorizes Fiscal Year 2015 awards of new contracts and modifications to existing contracts.

The large (but decreasing) percentage of procurements that have award fee provisions resulted from major

procurements for the Space Station and the Space Launch Systems. For the first time in 10 years the percentage

of Award Fee contract dollars has fallen below 50 percent of the total dollars to business firms.

TRENDS IN AWARDS TO BUSINESS FIRMS BY CONTRACT TYPE* FISCAL YEARS 2011 - 2015

PROCUREMENT DOLLARS (IN MILLIONS)

FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

Firm Fixed Price $3,074 $3,357 $3,067 $3,827 $4,489

Incentive Fee 710 637 605 353 369

Award Fee 9,552 7,151 6,532 6,558 6,464

Cost Plus Fixed Fee 915 1,098 1,335 1,526 1,695

Other 374 329 220 179 183

TOTAL BUSINESS $14,625 $12,572 $11,759 $12,443 $13,201

PERCENT OF TOTAL DOLLARS

FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

Firm Fixed Price 20% 27% 26% 31% 34%

Incentive Fee 6% 5% 5% 3% 3%

Award Fee 66% 57% 56% 53% 49%

Cost Plus Fixed Fee 5% 9% 11% 12% 13%

Other 3% 2% 2% 1% 1%

TOTAL BUSINESS 100% 100% 100% 100% 100%

*Includes contract awards with place of performance outside the US. Excludes Funded Space Act

Agreements and Intragovernmental Awards.

7

AWARDS BY CONTRACT TYPES TO BUSINESS FIRMS FISCAL YEAR 2015

Amount Percent Actions Percent

Category (Millions) of Total (Number of) of Total

Firm Fixed Price $4,478.2 33.9% 18,394 70.7%

FFP Level of Effort 11.3 0.1% 15 0.1%

Subtotal FFP $4,489.5 34.0% 18,409 70.8%

Incentive Fee:

Fixed Price Incentive Fee 49.7 0.4% 45 0.1%

Cost Plus Incentive Fee 319.3 2.4% 356 1.4%

Subtotal Incentive Fee $369.1 2.8% 401 1.5% Cost Plus Award Fee 6431.3 48.7% 2,385 9.2% Fixed Price Award Fee 33 0.3% 69 0.3%

Subtotal Award Fee $6,464.3 49.0% 2,454 9.4%

Cost Plus Fixed Fee $1,695.2 12.8% 3,059 11.8%

Other:

Fixed Price Redetermination - 0.0% - 0.0% Economic Price Adj. 9.7 0.1% 169 0.6%

Cost No Fee 18.4 0.2% 19 0.1%

Cost Sharing 24.7 0.2% 34 0.1%

Labor Hour 3 0.0% 57 0.2%

Time & Material 51.3 0.4% 622 2.4%

Order Dependent 6.5 0.0% 92 0.4%

Combination 8.7 0.1% 38 0.1%

Other 17.8 0.1% 119 0.5%

Blank* 42.9 0.3% 537 2.1%

Subtotal Other: $183 1.4% 1,687 6.5%

Total $13,201 100.0% 26,010 100%

*Contract type not required on BPA Calls, Grants or Cooperative Agreements

Figure 3

8

B. Small Business Participation

Total Small Business – During Fiscal Year 2015, NASA awards to small business firms totaled $2,541.3 million (see

Figure 4). The number of actions going to small business represents 58.1 percent of all business actions and 20

percent of all business dollars. In addition, the $2,541.3 million includes $640 million in new awards.

Coincidentally, new awards to small business firms also represented 58.1 percent of NASA’s total new contract

awards of $1,101 million to all business firms during Fiscal Year 2015.

SMALL BUSINESS PARTICIPATION FISCAL YEAR 2015

Amount Percent Actions Percent

Category (Millions) of Total (Number of) of Total

Large Business $ 10161.8 80.0% 10,791 41.9%

Small Business 2541.3 * 20.0% 14,986 58.1%

Total: $ 12,703.0 100.0% 25,777 100.0%

*Includes $551.4 million awarded to small disadvantaged firms under Authority of Section 8(a) of

the Small Business Act. Also includes $155.2 million awarded through Small Business Innovation

Research and Small Business Technology Programs. Excludes awards with Place of Performance

outside the United States.

Figure 4

9

Small Business Programs & Categories

(1) Small Business Set-Asides – Small business set-asides are defined as competitive awards that are limited

only to small business. The small business set-aside program continues to exert a strong influence on the

capability of small business firms to participate in the space program. In Fiscal Year 2015, these set-asides

amounted to $1,232.1 million.

(2) Section 8(a) Business Development Program Awards – NASA awards contracts under the SBA’s 8(a)

program to eligible firms (typically small disadvantaged businesses). Awards are made on either a

competitive or sole source basis. In FY 2015, 8(a) awards totaled $551.4 million.

(3) Small Business Innovation Research (SBIR) – The Small Business Innovation Development Act requires that

Federal agencies, whose extramural (research done outside the agency) budgets for research or research

and development exceeded $100 million, establish a Small Business Innovation Research Program. During

Fiscal Year 2015, NASA awarded 474 new SBIR contracts totaling $149.8 million. Of this amount, 341 were

Phase I awards totaling $43.2 million and 133 were Phase II awards totaling $106.6 million. Also in Fiscal

Year 2015, NASA funded on-going Phase I and II contracts totaling $5.4 million. Included in the total SBIR

awards of $155.2 million, 74 actions, or $10.6 million, were to small disadvantaged business firms, and 94

actions, or $12.1 million, were to women-owned firms.

(4) Small Business Technology Transfer (STTR) – The Small Business Technology Transfer Act authorizes Federal

agencies, whose extramural budgets are in excess of $1 billion, to establish a Small Business Technology

Transfer Program. During Fiscal Year 2015, NASA awarded 60 new STTR contracts totaling $18.7 million. Of

this amount, 42 were Phase I awards totaling $5.2 million, and 18 were Phase II awards totaling $13.5

million. Also in Fiscal Year 2015, NASA funded on-going Phase I and II STTR contracts totaling $249

thousand. Included in the total STTR awards of $19 million are 11 contracts for $2 million to small

disadvantaged business firms, and 14 contracts amounting to $1.4 million to women-owned firms.

(5) Women-Owned Small Business Participation – In accordance with Executive Order 12138, Women’s

Business Enterprise, NASA extends a particular effort to ensure that business firms owned and controlled by

women have an equitable opportunity to participate in NASA’s procurement program. In Fiscal Year 2015,

Women-Owned Small Business firms received prime contract awards totaling $484 million. Of this amount,

$193.3 million was awarded to Women-Owned Small Disadvantaged Businesses.

(6) HUBZone Small Business Awards – NASA awarded $96.9 million to HUBZone Small Business concerns in

Fiscal Year 2015.

(7) Veteran-Owned Small Business Awards – In Fiscal Year 2015, NASA awarded $274.2 million to Veteran

Owned Small Businesses. Of this amount, $103 million was awarded to Service Disabled Veteran Owned

Small Businesses.

10

C. Extent of Competition in Small Business Awards

COMPETITION TO SMALL BUSINESS FIRMS FISCAL YEAR 2015

Category Amount

(Millions) Percent of Total

Set-Asides $1,232.1 48.5%

SBIR/STTR* 205.1 8.0%

Competed 418.4 16.5%

Section 8(a) 551.4 21.7%

Not Competed 134.3 5.3%

Total $2,541.3 100.0%

*Includes Phase III SBIR/STTR obligations ($30.9 million).

Figure 5

11

D. Small Disadvantaged Business Participation

NASA’s prime contract awards to small disadvantaged business firms during Fiscal Year 2015 totaled $1,229.4

million. The tabulation shown below indicates that NASA has made continuing efforts to increase disadvantaged

business participation in NASA’s procurements through direct awards and awards placed under the provisions of

Section 8(a) of the Small Business Act.

TRENDS IN SMALL AND SMALL DISADVANTAGED

BUSINESS AWARDS

FISCAL YEARS 2011 – 2015

(MILLIONS OF DOLLARS)

TYPE OF AWARD FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

Section 8(a) $462.4 $522.3 $545.9 $548.0 $551.4

Other Small Disadv. Business 397.3 236.9 372.4 605.2 678.0

Total $859.7 $759.2 $918.3 $1,153.2 $1,229.4

Appendix III shows NASA awards to small business firms starting with Fiscal Year 1961.

12

E. One Hundred Principal Contractors (Business Firms)

The 100 contractors that received the largest dollar value of NASA direct awards to business firms during Fiscal

Year 2015 are shown below. The awards to these contractors accounted for 90.2% percent of the direct awards

to business firms during the year. With the exception of item 100, the smallest aggregate award to any

contractor was in excess of $10 million. Of the top 100 contractors, 44 were small business firms and of these

26 were disadvantaged firms at the time of award.

ONE HUNDRED CONTRACTORS (BUSINESS FIRMS) LISTED

ACCORDING TO TOTAL AWARDS RECEIVED

FISCAL YEAR 2015

(S=Small Business/D=Disadvantaged Business)

TOTAL AWARDS TO BUSINESS FIRMS $13,201,079,335 100%

1. BOEING CO $1,986,595,515 15.05

2. LOCKHEED MARTIN CORP $1,549,149,933 11.74

3. JACOBS TECHNOLOGY $685,689,697 5.19

4. SPACE EXPLORATION TECHNOLOGIES CORP $641,861,752 4.86

5. ORBITAL SCIENCES CORP $512,019,873 3.88

6. RUSSIA SPACE AGENCY $459,872,919 3.48

7. SGT $431,126,415 3.27

8. UNITED LAUNCH SERVICES $376,642,360 2.85

9. EXELIS $349,422,379 2.65

10. RAYTHEON CO $328,802,824 2.49

11. NORTHROP GRUMMAN SPACE & MISSION SYSTEMS CORP $327,310,984 2.48

12. SCIENCE APPLICATIONS INTERNATIONAL CORP $264,850,483 2.01

13. ATK LAUNCH SYSTEMS $240,679,485 1.82

14. AEROJET ROCKETDYNE $193,099,933 1.46

15. BALL AEROSPACE & TECHNOLOGIES CORP $176,260,494 1.34

16. WYLE LABORATORIES $164,128,472 1.24

17. AS & D (S) (D) $150,635,751 1.14

18. HP ENTERPRISE SERVICES $149,458,237 1.13

19. QINETIQ NORTH AMERICA $127,080,009 0.96

20. GENERAL DYNAMICS C4 SYSTEMS $116,398,988 0.88

21. HONEYWELL TECHNOLOGY SOLUTIONS $98,006,886 0.74

22. SCIENCE SYSTEMS & APPLICATIONS (S) $96,261,047 0.73

23. COMPUTER SCIENCES CORP $93,081,039 0.71

24. INUTEQ (S) (D) $87,922,795 0.67

25. URS FED TECHNICAL SERVICES $79,085,786 0.60

26. HENSEL PHELPS CONSTRUCTION CO $78,458,281 0.59

27. MILLENNIUM ENGINEERING & INTEGRATION (S) (D) $76,030,296 0.58

28. ASRC RESEARCH & TECHNOLOGY SOLUTIONS (S) (D) $70,929,742 0.54

29. HAMILTON SUNDSTRAND SPACE SYSTEMS INTERNATIONAL $69,496,481 0.53

30. SIERRA LOBO (S) (D) $68,104,299 0.52

31. NORTHROP GRUMMAN SYSTEMS CORP $66,537,184 0.50

13

ONE HUNDRED CONTRACTORS (BUSINESS FIRMS) LISTED

ACCORDING TO TOTAL AWARDS RECEIVED

FISCAL YEAR 2015

(S=Small Business/D=Disadvantaged Business)

32. ANALYTICAL MECHANICS ASSOCIATES (S) $65,432,530 0.50

33. TELEDYNE BROWN ENGINEERING $64,160,418 0.49

34. LJT & ASSOCS (S) (D) $60,328,690 0.46

35. DYNETICS TECHNICAL SERVICES (S) $56,077,959 0.42

36. DB CONSULTING GROUP (S) (D) $54,443,016 0.41

37. CHENEGA SECURITY & SUPPORT SOLUTIONS (S) (D) $54,087,416 0.41

38. ABACUS TECHNOLOGY CORP (S) $52,783,458 0.40

39. TRAX INTERNATIONAL CORP $47,212,740 0.36

40. PAE APPLIED TECHNOLOGIES $46,323,441 0.35

41. COLUMBUS TECHNOLOGIES & SERVICES (S) (D) $46,096,518 0.35

42. ADNET SYSTEMS (S) $45,096,513 0.34

43. J P DONOVAN CONSTRUCTION (S) $44,978,215 0.34

44. BARRIOS TECHNOLOGY (S) $44,275,909 0.34

45. VANTAGE PARTNERS (S) $43,177,888 0.33

46. AI SOLUTIONS (S) $40,464,470 0.31

47. URS FED SERVICES $37,298,338 0.28

48. INFOPRO CORP (S) (D) $34,789,669 0.26

49. DYNCORP INTERNATIONAL $34,199,053 0.26

50. ARES TECHNICAL SVCS CORP (S) $32,903,024 0.25

51. DYNETICS $30,865,147 0.23

52. HX5 SIERRA (S) (D) $27,950,347 0.21

53. CHUGACH FED SOLUTIONS (S) (D) $27,124,030 0.21

54. TASC $26,227,119 0.20

55. COLSA CORP (S) $26,025,471 0.20

56. OCEANEERING INTERNATIONAL $25,611,600 0.19

57. MFG TECHNICAL SOLUTIONS (S) $25,190,707 0.19

58. BASTION TECHNOLOGIES (S) (D) $25,016,571 0.19

59. SMART GLOBAL SOLUTIONS (S) (D) $25,004,291 0.19

60. L-3 COMMUNICATIONS VERTEX AEROSPACE $24,802,144 0.19

61. DIGITAL MANAGEMENT (S) (D) $24,644,057 0.19

62. BOOZ ALLEN HAMILTON $24,232,338 0.18

63. HARRY PEPPER & ASSOCIATES $23,738,284 0.18

64. LOCKHEED MARTIN SERVICES $22,856,718 0.17

65. ZIN TECHNOLOGIES (S) $22,296,542 0.17

66. PRIMUS SOLUTIONS (S) (D) $21,346,395 0.16

67. RAYTHEON TECHNICAL SERVICES CO $21,196,744 0.16

68. IAP WORLD SERVICES $20,835,591 0.16

69. OMITRON (S) $19,794,819 0.15

70. GENESIS ENGINEERING SOLUTIONS $18,937,904 0.14

71. COMMONWEALTH SCIENTIFIC & INDUSTRIAL RESEARCH ORGANISATION $18,405,957 0.14

14

ONE HUNDRED CONTRACTORS (BUSINESS FIRMS) LISTED

ACCORDING TO TOTAL AWARDS RECEIVED

FISCAL YEAR 2015

(S=Small Business/D=Disadvantaged Business)

72. VALADOR $17,960,233 0.14

73. INOMEDIC HEALTH APPLICATIONS (S) (D) $17,718,084 0.13

74. GENTECH PARTNERS (S) (D) $17,635,256 0.13

75. MILLENNIUM SPACE SYSTEMS (S) $16,676,343 0.13

76. WICHITA TRIBAL ENTERPRISES (S) (D) $16,025,625 0.12

77. PEERLESS TECHNOLOGIES CORP (S) (D) $14,972,843 0.11

78. CH2M HILL CONSTRUCTORS $14,783,625 0.11

79. POTOMAC ELECTRIC POWER CO $14,742,176 0.11

80. AL RAZAQ COMPUTING SERVICES (S) (D) $14,720,979 0.11

81. CH2M HILL $14,572,212 0.11

82. OHIO EDISON CO $14,053,309 0.11

83. A WEST ENTERPRISE (S) (D) $13,879,712 0.11

84. PINNACLE SOLUTIONS (S) $13,729,037 0.10

85. WOLF CREEK FED SERVICES (S) (D) $13,587,423 0.10

86. HEALTHEON (S) (D) $13,183,837 0.10

87. L-3 NATIONAL SECURITY SOLUTIONS $13,076,787 0.10

88. RJ RUNGE CO (S) (D) $12,188,183 0.09

89. AECOM TECHNICAL SERVICES $12,017,793 0.09

90. PTSI MANAGED SERVICES $11,593,602 0.09

91. MAINTHIA TECHNOLOGIES (S) (D) $11,578,487 0.09

92. FLORIDA POWER & LIGHT CO $11,294,678 0.09

93. DELTHA-CRITIQUE $11,277,244 0.09

94. NAVARRO RESEARCH & ENGINEERING (S) $11,205,457 0.08

95. VICTORY SOLUTIONS (S) $11,116,579 0.08

96. SECTEK $10,437,132 0.08

97. TXU ENERGY RETAIL CO $10,436,965 0.08

98. UNITED TECHNOLOGIES CORP $10,302,010 0.08

99. S P KOROLEV ROCKET & SPACE PUBLIC CORP ENERGIA $10,113,332 0.08

100. VIRGINIA ELECTRIC & POWER CO $9,914,939 0.08

OTHER $1,295,053,071 9.81

15

V. CONTRACT FOR OPERATION OF THE JET PROPULSION LABORATORY

The Jet Propulsion Laboratory (JPL) is a federally funded research and development center operated for NASA by the

California Institute of Technology. The Laboratory implements programs in planetary exploration, Earth science, space-

based astronomy and technology development, while applying its capabilities to technical and scientific problems of

national significance. The primary emphasis of the Laboratory’s effort is to conduct robotic exploration of the solar

system.

Total awards during Fiscal Year 2015 amounted to $1,847.2 million. Of this amount, JPL awarded $685.3 million as

subcontracts with business firms.

VI. AWARDS TO EDUCATIONAL AND OTHER NONPROFIT INSTITUTIONS

A. Distribution by Type of Institution and Award During Fiscal Year 2015, NASA awarded $1,784.5 million to educational and other nonprofit institutions within

the United States. Of this amount, $906.5 million was awarded to educational institutions and $878.1 million to

other nonprofit organizations. A breakout of these awards between contracts, grants and cooperative

agreements is shown below.

AWARDS TO EDUCATIONAL INSTITUTIONS AND NONPROFIT ORGANIZATIONS*

Type of Award

Total (Millions)

Educational Institutions (Millions)

Nonprofit Organizations (Millions)

Contracts $621.2 $268.8 $352.5

Grants 586.6 473.3 113.3

Cooperative Agreements 318.5 156.4 162.1

Purchas/Delivery Orders 258.3 8.0 250.3

Total $1,784.5 $906.5 $878.1

* Excludes JPL and awards with a Place of Performance outside of the United States.

In addition to the $586.6 million in grant awards to educational and nonprofit firms, NASA also awarded $28.6

million in grants to business firms bringing the total grant awards to $615.6 million. Cooperative Agreements

were $333.3 million when awards to business firms of $14.8 million were included.

16

B. One Hundred Principal Educational & Nonprofit Institutions

The 100 educational and nonprofit institutions that received the largest dollar value of NASA awards during Fiscal

Year 2015 are shown below.*

The awards to these institutions accounted for 91.25 percent of the total awards to educational and nonprofit

institutions during the period. Of the top 100, 65 were educational institutions; 35 were nonprofit organizations.

*Excludes JPL

ONE HUNDRED EDUCATIONAL AND NONPROFIT INSTITUTIONS*

LISTED ACCORDING TO TOTAL AWARDS RECEIVED

FISCAL YEAR 2015

(NP=Nonprofit Institution)

TOTAL AWARDS TO EDUCATIONAL & NONPROFIT $1,803,465,520 100%

1. JOHNS HOPKINS UNIVERSITY $214,047,526 11.87

2. UNIVERSITY OF CALIFORNIA $160,913,529 8.92

3. ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY NP $143,755,793 7.97

4. UNIVERSITIES SPACE RESEARCH ASSOCIATION NP $98,499,327 5.46

5. SMITHSONIAN INSTITUTION NP $73,150,924 4.06

6. UNIVERSITY OF COLORADO $65,790,275 3.65

7. SOUTHWEST RESEARCH INSTITUTE NP $59,571,903 3.30

8. UNIVERSITY OF MARYLAND $57,418,792 3.18

9. MASSACHUSETTS INSTITUTE OF TECHNOLOGY $38,933,765 2.16

10. UNIVERSITY OF ARIZONA $34,845,294 1.93

11. AEROSPACE CORP NP $33,282,689 1.85

12. UNIVERSITY OF ALABAMA $25,543,637 1.42

13. NATIONAL INSTITUTE OF AEROSPACE ASSOCIATES NP $23,879,586 1.32

14. UNIVERSITY OF MICHIGAN $22,101,645 1.23

15. UNIVERSITY OF HAWAII $20,564,297 1.14

16. SAN JOSE STATE UNIVERSITY RESEARCH FOUNDATION NP $20,286,106 1.12

17. COLUMBIA UNIVERSITY $20,197,941 1.12

18. UNIVERSITY OF CENTRAL FLORIDA $18,021,246 1.00

19. BAY AREA ENVIRONMENTAL RESEARCH INSTITUTE NP $17,322,985 0.96

20. OAK RIDGE ASSOCIATED UNIVERSITIES NP $17,197,338 0.95

21. ARIZONA STATE UNIVERSITY $16,934,416 0.94

22. INSTITUTO NACIONAL DE TECNICA AEROESPACIAL NP $16,503,842 0.92

23. BAYLOR COLLEGE OF MEDICINE $15,328,340 0.85

24. UNIVERSITY OF ALASKA $15,087,061 0.84

25. UNIVERSITY OF TEXAS $15,083,096 0.84

26. CENTER FOR THE ADVANCEMENT OF SCIENCE IN SPACE NP $15,000,000 0.83

27. STANFORD UNIVERSITY $14,142,267 0.78

28. TEXAS A & M UNIVERSITY $13,351,320 0.74

29. UNIVERSITY CORP FOR ATMOSPHERIC RESEARCH NP $12,256,938 0.68

30. UNIVERSITY OF WASHINGTON $11,664,566 0.65

17

ONE HUNDRED EDUCATIONAL AND NONPROFIT INSTITUTIONS*

LISTED ACCORDING TO TOTAL AWARDS RECEIVED FISCAL YEAR 2015

(NP=Nonprofit Institution)

31. SETI INSTITUTE NP $11,363,916 0.63

32. CALIFORNIA INSTITUTE OF TECHNOLOGY $11,207,264 0.62

33. UNIVERSITY OF WISCONSIN $11,172,931 0.62

34. NEW MEXICO STATE UNIVERSITY $10,668,154 0.59

35. PENNSYLVANIA STATE UNIVERSITY $10,281,710 0.57

36. UNIVERSITY OF NEW HAMPSHIRE $9,556,837 0.53

37. UNIVERSITY OF ILLINOIS $8,001,632 0.44

38. OREGON STATE UNIVERSITY $7,923,982 0.44

39. COLORADO STATE UNIVERSITY $7,700,396 0.43

40. GEORGIA TECH RESEARCH CORP NP $7,657,363 0.42

41. VIRGINIA COMMERCIAL SPACE FLIGHT AUTHORITY NP $7,655,000 0.42

42. HARVARD COLLEGE $7,303,185 0.40

43. CATHOLIC UNIVERSITY OF AMERICA $7,037,571 0.39

44. NATIONAL ACADEMY OF SCIENCES NP $6,858,957 0.38

45. WASHINGTON UNIVERSITY $6,802,975 0.38

46. PLANETARY SCIENCE INSTITUTE NP $6,262,867 0.35

47. BREVARD ACHIEVEMENT CENTER NP $6,202,691 0.34

48. HAMPTON UNIVERSITY $6,095,632 0.34

49. MELWOOD HORTICULTURAL TRAINING CENTER NP $6,050,243 0.34

50. PURDUE UNIVERSITY $5,489,905 0.30

51. PRINCETON UNIVERSITY $5,419,019 0.30

52. WEST VIRGINIA UNIVERSITY RESEARCH CORP NP $5,337,362 0.30

53. WOODS HOLE OCEANOGRAPHIC INSTITUTION NP $5,119,264 0.28

54. BOSTON UNIVERSITY $5,062,614 0.28

55. CORNELL UNIVERSITY $5,051,546 0.32

56. UNIVERSITY OF IOWA $5,016,874 0.28

57. LOGISTICS MANAGEMENT INSTITUTE NP $4,983,203 0.28

58. CITY OF HAMPTON NP $4,946,002 0.27

59. RESEARCH FOUNDATION STATE UNIVERSITY OF NEW YORK NP $4,890,130 0.27

60. OHIO STATE UNIVERSITY $4,869,287 0.27

61. BERMUDA INSTITUTE OF OCEAN SCIENCES NP $4,744,565 0.26

62. UNIVERSITY OF MINNESOTA $4,683,252 0.26

63. UNIVERSITY OF MASSACHUSETTS $4,529,797 0.25

64. BRIGHAM YOUNG UNIVERSITY $3,983,581 0.22

65. BROWN UNIVERSITY $3,941,860 0.22

66. SOUTH DAKOTA STATE UNIVERSITY $3,870,657 0.21

67. UNIVERSITY OF OKLAHOMA $3,863,555 0.21

68. CHARLES STARK DRAPER LABORATORY NP $3,857,389 0.21

69. CALIFORNIA ASSOCIATION FOR RESEARCH IN ASTRONOMY NP $3,813,000 0.21

70. UNIVERSITY OF NEBRASKA $3,795,893 0.21

18

ONE HUNDRED EDUCATIONAL AND NONPROFIT INSTITUTIONS* LISTED ACCORDING TO TOTAL AWARDS RECEIVED

FISCAL YEAR 2015 (NP=Nonprofit Institution)

71. UNIVERSITY OF MONTANA $3,659,912 0.20

72. UNIVERSITY OF MIAMI $3,639,414 0.20

73. UNIVERSITY OF DELAWARE $3,379,186 0.19

74. CARNEGIE INSTITUTION OF WASHINGTON NP $3,205,497 0.18

75. UNIVERSITY OF FLORIDA $3,153,902 0.17

76. UNIVERSITY OF CHICAGO $3,100,116 0.17

77. DUKE UNIVERSITY $3,008,084 0.17

78. SPACE SCIENCE INSTITUTE NP $2,993,447 0.17

79. UNIVERSITY OF SOUTH FLORIDA $2,991,224 0.17

80. SRI INTERNATIONAL NP $2,969,563 0.16

81. UNIVERSITY OF SOUTHERN CALIFORNIA $2,968,090 0.16

82. UNIVERSITY OF NEW MEXICO $2,897,386 0.16

83. CARNEGIE MELLON UNIVERSITY $2,857,714 0.16

84. UNIVERSITY OF UTAH $2,761,812 0.15

85. WILLIAM MARSH RICE UNIVERSITY $2,723,203 0.15

86. UNIVERSITY OF PENNSYLVANIA $2,705,876 0.15

87. GEORGE MASON UNIVERSITY $2,672,249 0.15

88. AERO INSTITUTE NP $2,616,795 0.15

89. UNIVERSITY OF TEXAS MEDICAL BRANCH GALVESTON $2,523,791 0.14

90. UNITED STATES FOUNDATION FOR INSPIRATION & RECOGNITION OF SCIENCE & TECHNOLOGY

NP $2,451,306 0.14

91. ANTHONY WAYNE REHABILITATION CENTER FOR HANDICAPPED & BLIND NP $2,436,787 0.14

92. UNIVERSITY OF MISSOURI $2,402,278 0.13

93. EMORY UNIVERSITY $2,343,937 0.13

94. UNIVERSITY OF NORTH DAKOTA $2,326,987 0.13

95. UNIVERSITY OF IDAHO $2,248,194 0.12

96. UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER $2,237,374 0.13

97. RUTGERS STATE UNIVERSITY $2,224,299 0.12

98. FLORIDA INSTITUTE FOR HUMAN & MACHINE COGNITION NP $2,186,345 0.12

99. MONTANA STATE UNIVERSITY $2,161,860 0.12

100. OLD DOMINION UNIVERSITY RESEARCH FOUNDATION NP $2,148,356 0.12

OTHER* $157,722,032 8.75

19

VII. AWARDS BY TYPE OF EFFORT

During Fiscal Year 2015, $16,888.4 million was awarded in categories of research and development, services and supplies and equipment. A breakout of these awards by category is shown below. Not included are intragovernmental awards and purchases less than $3,000.

Total Number of

Category (Millions) Actions

Total $ 16,888.4 38,648

Research & Development $ 9,509.7 16,384

Space Science & Applications 3,579.1 11,396

Space Flight 1,825.1 264

Aeronautics & Space Technology 1,394.2 2,675

Space Station 544.0 109

Space Operations 408.2 197

Other Space R&D 221.7 148

Commercial Programs 0.1 1

Other R&D 1,537.3 1,594

Services $ 5,810.8 14,672

Professional, Admin. & Mgmt. Support 1,910.5 4,951

Transportation, Travel & Relocation Svc. 1,307.5 314

Information Technology & Telecommunications 904.3 1,966

Utilities & Housekeeping 456.8 991

Special Studies & Analyses-Not R&D 237.8 412

Construction of Structures & Facilities 228.4 816

Operation of Structures/Facilities 219.1 243

Maint., Repair or Alteration Real Property 199.3 611

Architect & Engineering Services 104.3 790

Maint., Repair & Rebuilding of Equipment 70.2 570

Education & Training Services 55.4 1,904

Other Services 117.2 1,104

Supplies & Equipment $ 1,567.9 7,592

Space Vehicles 1,237.1 525

Instruments & Laboratory Equipment 97.4 1,506

Information Technology Equipment (Incld. Firmware), Software, Supplies & Support Equipment 86.6

2,684

Fire Control Equipment 40.5 27

Fuels, Lubricants, Oils & Waxes 20.9 433

Aircraft Components & Accessories 18.7 184

Chemicals & Chemical Products 14.6 146

Communication, Detection & Coherent Radiation Equipment 7.7

232

Electrical & Electronic Equip. Components 7.5 354

Furniture 4.1 173

Other Supplies & Equipment 32.9 1,328

20

VIII. AWARDS THROUGH OTHER GOVERNMENT AGENCIES

During Fiscal Year 2015, $339.8 million was awarded through other Government agencies. The following table shows the distribution of these awards by agency.

AWARDS THROUGH OTHER GOVERNMENT AGENCIES FISCAL YEAR 2015

Total Percent

Agency (Millions) of Total

Total $339.8 100

Army 85 25.0

Navy 47.8 14.1

Department of Defense 42.7 12.6

Energy 38.8 11.4

Air Force 37.4 11.0

General Services Administration 35.2 10.3

Interior 21.9 6.4

National Science Foundation 11.5 3.4

Commerce 9.2 2.7

Health & Human Services 3.2 0.9

Other Government Agencies 7.2 2.1

IX. U.S. GEOGRAPHICAL DISTRIBUTION OF AWARDS

In Fiscal Year 2015, 50 states and the District of Columbia participated in NASA’s direct awards. The distribution of

awards is also shown by region. (See Page 25).

The categorization of NASA procurements by state is based on the location where the items are to be produced or

supplied from stock, where the services will be performed or, with respect to construction contracts, the construction

site. This table excludes awards to other Government agencies and awards outside the United States.

21

US GEOGRAPHICAL DISTRIBUTION OF NASA PRIME CONTRACT AWARDS

FISCAL YEAR 2015

STATE TOTAL BUSINESS EDUCATIONAL & NONPROFIT

TOTAL $12,973,186,082 $11,222,992,887 $1,750,193,195 ALABAMA $1,260,741,481 $1,235,311,740 $25,429,742 ALASKA $13,650,773 $4,903,197 $8,747,576 ARIZONA $93,608,134 $34,959,563 $58,648,571 ARKANSAS $2,296,016 $370,297 $1,925,719 CALIFORNIA $3,530,564,395 $3,226,127,482 $304,436,912

COLORADO $1,789,358,007 $1,698,087,542 $91,270,465 CONNECTICUT $30,247,779 $26,067,262 $4,180,517 DELAWARE $8,294,702 $2,649,390 $5,645,312 DIST COLUMBIA $92,035,574 $62,599,826 $29,435,748 FLORIDA $498,686,937 $447,186,889 $51,500,049 GEORGIA $16,881,571 $4,181,908 $12,699,663 HAWAII $21,350,214 $951,324 $20,398,890 IDAHO $3,052,238 $77,371 $2,974,868 ILLINOIS $21,915,873 $7,581,430 $14,334,443 INDIANA $158,964,912 $151,983,187 $6,981,725 IOWA $10,742,477 $4,085,363 $6,657,114 KANSAS $4,555,318 $557,294 $3,998,024 KENTUCKY $1,584,607 $189,481 $1,395,127 LOUISIANA $68,098,884 $64,107,081 $3,991,804 MAINE $4,324,845 $286,496 $4,038,350 MARYLAND $1,865,716,615 $1,378,841,932 $486,874,683 MASSACHUSETTS $183,037,531 $44,067,353 $138,970,178 MICHIGAN $31,046,636 $5,200,798 $25,845,838 MINNESOTA $11,282,461 $6,219,868 $5,062,593 MISSISSIPPI $390,009,282 $386,197,950 $3,811,332 MISSOURI $13,837,600 $4,766,646 $9,070,954 MONTANA $8,598,513 $2,246,973 $6,351,540 NEBRASKA $4,308,874 $512,981 $3,795,893 NEVADA $7,946,102 $4,997,963 $2,948,139 NEW HAMPSHIRE $29,843,950 $15,799,390 $14,044,560 NEW JERSEY $16,803,942 $5,836,607 $10,967,336 NEW MEXICO $27,727,300 $12,803,005 $14,924,295 NEW YORK $102,137,660 $58,595,449 $43,542,210 NORTH CAROLINA $9,167,178 $1,822,759 $7,344,419 NORTH DAKOTA $2,832,987 $506,000 $2,326,987 OHIO $224,172,054 $200,867,537 $23,304,517 OKLAHOMA $8,663,862 $2,446,634 $6,217,228 OREGON $18,303,732 $8,089,414 $10,214,318 PENNSYLVANIA $37,421,111 $19,946,283 $17,474,828 RHODE ISLAND $5,691,710 $1,391,292 $4,300,418 SOUTH CAROLINA $6,600,187 $1,063,927 $5,536,260 SOUTH DAKOTA $5,406,200 $208,185 $5,198,015 TENNESSEE $26,875,611 $7,114,723 $19,760,888 TEXAS $1,326,951,238 $1,213,126,668 $113,824,570

22

US GEOGRAPHICAL DISTRIBUTION OF NASA PRIME CONTRACT AWARDS

FISCAL YEAR 2015

STATE TOTAL BUSINESS EDUCATIONAL & NONPROFIT

UTAH $252,325,315 $243,541,932 $8,783,383 VERMONT $1,715,807 $343,417 $1,372,390 VIRGINIA $619,421,757 $555,150,673 $64,271,084 WASHINGTON $43,465,964 $29,169,512 $14,296,451 WEST VIRGINIA $36,888,692 $30,754,201 $6,134,490 WISCONSIN $22,459,461 $8,906,122 $13,553,340

WYOMING $1,572,013 $192,573 $1,379,440

23

U.S. GEOGRAPHICAL DISTRIBUTION OF NASA PRIME CONTRACT AWARDS

Fiscal Year 2015

GRAND TOTAL $12,973,186,082

Region & Region & State Total State Total

NEW ENGLAND $254,861,622 PLAINS $52,965,916

Connecticut 30,247,779 Iowa 10,742,477 Maine 4,324,845 Kansas 4,555,318 Massachusetts 183,037,531 Minnesota 11,282,461 New Hampshire 29,843,950 Missouri 13,837,600 Rhode Island 5,691,710 Nebraska 4,308,874 Vermont 1,715,807 North Dakota 2,832,987

South Dakota 5,406,200

MID ATLANTIC $2,122,409,605 SOUTHWEST $1,456,950,534

Delaware 8,294,702 Dist Columbia 92,035,574 Arizona 93,608,134 Maryland 1,865,716,615 New Mexico 27,727,300 New Jersey 16,803,942 Oklahoma 8,663,862 New York 102,137,660 Texas 1,326,951,238 Pennsylvania 37,421,111

ROCKY MOUNTAIN $2,054,906,086 SOUTHEAST $2,937,252,205

Colorado 1,789,358,007 Alabama 1,260,741,481 Idaho 3,052,238 Arkansas 2,296,016 Montana 8,598,513 Florida 498,686,937 Utah 252,325,315 Georgia 16,881,571 Wyoming 1,572,013 Kentucky 1,584,607

Louisiana 68,098,884 Mississippi 390,009,282 FAR WEST $3,600,280,193 North Carolina 9,167,178

South Carolina 6,600,187 Tennessee 26,875,611 California 3,530,564,395 Virginia 619,421,757 Nevada 7,946,102 West Virginia 36,888,692 Oregon 18,303,732

Washington 43,465,964

GREAT LAKES $458,558,935

ALASKA & HAWAII $35,000,987 Illinois 21,915,873

Indiana 158,964,912 Michigan 31,046,636 Alaska 13,650,773 Ohio 224,172,054 Hawaii 21,350,214 Wisconsin 22,459,461

24

X. AWARDS PLACED OUTSIDE THE UNITED STATES

During Fiscal Year 2015, NASA placed $517 million in awards that are being performed outside of the United States. These awards are being performed in 31 countries*.

Place of Performance

Direct NASA Awards $517,294,105

Australia 18,405,957

Belgium 19,583

Bermuda 135,414

Brazil 116,486

Bulgaria 10,320

Canada 794,555

Denmark 11,827

France 443,004

Germany 496,081

Greenland 33,650

Hong Kong 3,850

Ireland 21

Israel 563,430

Italy 15,982

Kenya 56,359

Korea (Republic of) 10,500

Luxembourg 16,250

Nepal 114,158

Netherlands 752,063

Norway 7,275,399

Peru 132,833

Portugal 19,750

Russia 470,324,651

South Africa 38,450

Spain 16,593,198

Sweden 154,471

Switzerland 103,375

Taiwan 5,283

Thailand 133,950

United Kingdom 513,254

* Does not include obligations of $1,188,625 to Puerto and $1,009,527 to the Virgin

Islands, which are U.S. territories.

25

XI. PROCUREMENT ACTIVITY BY INSTALLATION

Most of NASA’s purchases and contracts are made by the procurement offices of its field installations.

Total Percent

Installation (Millions) of Total

Total $16,851.7 100%

Johnson Space Center 3,924.6 23%

Goddard Space Flight Center 3,601.4 22%

NASA Management Office* 2,075.5 12%

Kennedy Space Center 1,921.2 12%

Marshall Space Flight Center 1,900.2 11%

NASA Shared Services Center 1,447.2 9%

Ames Research Center 539.0 3%

Langley Research Center 492.7 3%

Glenn Research Center 389.4 2%

Headquarters 228.7 1%

Stennis Space Center 192.5 1%

Armstrong Flight Research Center 139.4 1%

*Includes both JPL & APL Does not include Funded Space Act Agreements and Intragovernmentals.

26

GLOSSARY

The data contained in this publication were compiled on the basis of the definitions given below:

1. Sealed Bids – Procurement actions resulting from acceptance of bids made by contractors in response to

invitations for bid.

2. Award – See procurement action.

3. Coverage

a. Summary data are provided in terms of obligations on all procurement actions (see item 8). The

obligation data are obtained from the Federal Procurement Data System (FPDS-NG).

b. Detailed data – Information on procurements includes all contracts, grants and cooperative agreements.

Wherever exclusions apply, a generalized footnote is provided.

4. Intragovernmental – Procurement actions placed through other Government agencies, except orders placed

under Federal Supply Schedule contracts and awards to small disadvantaged business through the Small

Business Administration under Section 8(a) of the Small Business Act.

5. Modifications – Any written alteration in the specifications, delivery point, contract period, price, quantity or

other contract requirement of an existing contract, whether accomplished by unilateral action in accordance

with a contract clause or by mutual agreement of the parties to the contract. It includes (a) bilateral actions,

such as supplemental agreements, and (b) unilateral actions, such as change orders, notices of termination and

notices of the exercise of an option.

6. Competitive – Procurements where offers are solicited from more than one responsible offeror capable of

satisfying the Government’s requirements wholly or partially, and the award or awards were made on the basis

of price, design or technical competition.

7. Other than Competitive – Procurements where an offer was solicited and received from only one responsible

offeror capable of satisfying the Government’s requirements wholly or partially. (Includes contracts resulting

from unsolicited proposals.)

8. Procurement Action (Award) – Any contractual action to obtain supplies, services or construction that increases

or decreases funds, including:

a. Letter contracts or other preliminary notices of negotiated awards.

b. Definitive contracts, including purchase orders.

c. Orders under GSA Federal Supply Schedule contracts and basic ordering agreements and against

indefinite delivery type contracts.

d. Intragovernmental orders.

e. Grants.

f. Cooperative Agreements.

g. Supplemental agreements, change orders, administrative changes and terminations to existing

procurements.

9. Small Business – For purposes of Government procurement, a small business is a profit making concern,

including its affiliates, which is independently owned and operated, is not dominant in its field and further

qualifies under the size standards criteria of the Small Business Administration (SBA). These criteria are

published under Title 13 of the Code of Federal Regulations, Section 121.3-8, and in the Federal Acquisition

Regulation, Part 19, Subpart 19.1. For service industries, the size standard generally is based on average annual

receipts over a three year period, depending on the service to be procured. Generally, in the case of agricultural

or manufactured products, the size standards are determined on the basis of number of employees. The

applicable size standard is prescribed in each NASA solicitation.

27

APPENDICES

DISTRIBUTION OF DIRECT NASA PROCUREMENTS

FISCAL YEARS 1961 - 1970

Type FY 1961 FY 1962 FY 1963 FY 1964 FY 1965 FY 1966 FY 1967 FY 1968 FY 1969 FY 1970

Net Value of Awards (Millions)

Total $755.5 $1,550.6 $3,230.5 $4,593.9 $5,187.4 $5,031.6 $4,650.9 $4,132.7 $3,652.0 $3,405.6

Business Firms 423.3 1,030.1 2,261.7 3,521.1 4,141.4 4,087.7 3,864.1 3,446.7 3,022.3 2,759.2

Educational 24.5*** 50.2*** 86.9 112.9 139.5 150.0 132.9 131.5 131.3 134.3

Nonprofit 15.3 29.1 25.3 27.7 39.6 33.6 32.3 33.0

JPL 86.0 148.5 230.2 226.2 247.2 230.3 222.2 207.2 156.3 179.8

Government 221.7 321.8 628.5 692.6 622.8 512.5 366.9 287.0 279.0 265.8

Outside U.S. * * 7.9 12.0 11.2 23.4 25.2 26.7 30.8 33.5

Percent of Total

Total 100 100 100 100 100 100 100 100 100 100

Business Firms 56 66 70 77 79 81 83 83 83 81

Educational 3*** 3*** 3 2 3 3 3 3 4 4

Nonprofit * * 1 1 1 1 1 1 1

JPL 12 10 7 5 5 5 5 5 4 5

Government 29 21 20 15 12 10 8 7 7 8

Outside U.S. * * * * * * * * * * * * 1 1 1

*Included in Government.

**Less than 0.5 percent.

***Combined total of Educational and Nonprofit values.

APPENDIX I

DISTRIBUTION OF DIRECT NASA PROCUREMENTS

FISCAL YEARS 1971 - 1979

Type FY 1971 FY 1972 FY 1973 FY 1974 FY 1975 FY 1976 FY 197T** FY 1977 FY 1978 FY 1979

Net Value of Awards (Millions)

Total $2,858.2 $2,737.8 $2,673.4 $2,713.6 $2,866.4 $3,204.6 $829.8 $3,532.3 $3,659.6 $4,211.8

Business Firms 2,279.5 2,143.3 2,063.8 2,118.6 2,255.0 2,536.1 663.2 2,838.1 2,953.8 3,416.4

Educational 133.9 118.8 111.7 97.8 111.4 123.0 27.7 125.5 137.2 147.2

Nonprofit 29.3 28.0 26.4 39.3 33.0 32.0 7.6 32.0 42.8 50.8

JPL 173.3 210.8 202.3 215.2 234.5 263.7 63.6 289.0 283.8 338.6

Government 212.5 207.8 235.2 208.6 198.3 222.4 63.9 223.2 216.0 221.4

Outside U.S. 29.7 29.1 34.0 34.1 34.2 27.4 3.8 24.5 26.0 37.4

Percent of Total

Total 100 100 100 100 100 100 100 100 100 100

Business Firms 80 78 77 78 79 79 80 80 81 81

Educational 5 4 4 4 4 4 3 4 4 4

Nonprofit 1 1 1 1 1 1 1 1 1 1

JPL 6 8 8 8 8 8 8 8 8 8

Government 7 8 9 8 7 7 8 6 5 5

Outside U.S. 1 1 1 1 1 1 * 1 1 1

*Less than 0.5 percent.

**FY197T represents the transition from a June-July Fiscal Year to the October-September Fiscal Year.

APPENDIX I

DISTRIBUTION OF DIRECT NASA PROCUREMENTS

FISCAL YEARS 1980 - 1989

Type FY 1980 FY 1981 FY 1982 FY 1983 FY 1984 FY 1985 FY 1986 FY 1987 FY 1988 FY 1989

Net Value of Awards (Millions)

Total $4,842.6 $5,408.3 $5,883.7 $6,796.8 $7,354.1 $8,298.0 $8,179.7 $8,609.8 $9,545.1 $10,876.4

Business Firms 3,868.3 4,272.8 4,805.6 5,586.0 5,967.4 6,652.9 6,356.0 6,540.5 7,274.9 8,567.6

Educational 177.0 192.5 187.0 211.3 222.6 256.9 276.6 315.4 370.3 464.2

Nonprofit 82.2 155.1 108.8 102.5 98.6 103.1 119.0 119.1 129.5 180.0

JPL 397.2 410.8 426.3 454.9 533.1 724.6 891.3 1,005.6 979.9 1,058.1

Government 271.8 321.9 308.1 394.2 494.3 525.1 489.7 594.9 734.6 543.2

Outside U.S. 46.1 55.2 47.9 47.9 38.1 35.4 47.1 34.3 55.9 63.3

Percent of Total

Total 100 100 100 100 100 100 100 100 100 100

Business Firms 80 79 82 82 81 80 78 76 76 79

Educational 3 3 3 3 3 3 3 4 4 4

Nonprofit 2 3 2 1 1 1 1 1 1 2

JPL 8 8 7 7 7 9 11 12 10 10

Government 6 6 5 6 7 6 6 7 8 5

Outside U.S. 1 1 1 1 1 1 1 * 1 *

*Less than 0.5 percent.

APPENDIX I

DISTRIBUTION OF DIRECT NASA PROCUREMENTS

FISCAL YEARS 1990 - 1999

Type FY 1990 FY 1991 FY 1992 FY 1993 FY 1994 FY 1995 FY 1996 FY 1997 FY 1998 FY 1999

Net Value of Awards (Millions)

Total $12,565.2 $13,159.0 $13,478.2 $13,160.4 $12,913.1 $13,341.4 $12,699.2 $12,789.5 $12,561.2 $12,674.6

Business Firms 10,071.5 10,417.3 10,716.7 10,497.9 9,965.7 10,311.5 9,800.8 9,817.2 9,550.5 9,386.5

Educational 513.6 592.0 659.3 707.8 730.9 814.4 745.7 807.7 898.1 1,019.0

Nonprofit 200.6 244.0 297.8 336.6 311.0 311.1 287.9 383.4 406.3 431.2

JPL 1,106.8 1,139.6 1,229.6 1,029.8 1,093.4 1,135.0 1,188.3 1,126.2 1,171.3 1,294.6

Government 610.4 693.4 498.6 508.4 642.6 562.7 484.7 464.3 407.7 389.6

Outside U.S. 62.3 72.7 76.2 79.9 169.5 206.7 191.8 190.7 127.3 153.7

Percent of Total

Total 100 100 100 100 100 100 100 100 100 100

Business Firms 80 79 79 80 77 77 77 77 76 74

Educational 4 4 5 5 6 6 6 6 7 8

Nonprofit 2 2 2 3 2 2 2 3 3 4

JPL 9 9 9 8 9 9 9 9 9 10

Government 5 5 4 4 5 4 4 4 4 3

Outside U.S. * 1 1 * 1 2 2 1 1 1

*Less than 0.5 percent.

APPENDIX I

DISTRIBUTION OF DIRECT NASA PROCUREMENTS

FISCAL YEARS 2000 - 2009

Type FY 2000 FY 2001 FY 2002 FY 2003 FY 2004 FY 2005 FY 2006 FY 2007 FY 2008 FY 2009

Net Value of Awards (Millions)

Total $12,504.7 $12,748.1 $13,302.5 $13,273.7 $13,472.4 $15,342.0 $15,846.3 $14,363.3 $16,785.4 $16,727.0

Business Firms 9,272.8 9,209.7 9,568.9 9,510.4 9,025.6 10,358.0 11,467.4 10,548.3 12,371.8 12,305.2

Educational 995.1 1,083.9 1,194.0 1,224.6 1,144.5 1,480.0 1,167.7 853.0 1,085.2 1,124.0

Nonprofit 465.8 523.4 582.5 575.5 614.6 740.0 671.3 467.4 587.1 619.9

JPL 1,291.3 1,451.7 1,404.1 1,290.4 1,963.7 1,771.0 1,700.2 1,730.8 1,767.8 1,707.5

Government 382.4 382.0 486.1 601.1 634.1 830.0 659.9 556.4 665.2 504.2

Outside U.S. 97.3 97.4 66.9 71.6 89.9 163.0 179.8 207.4 308.3 466.1

Percent of Total

Total 100 100 100 100 100 100 100 100 100 100

Business Firms 74 72 72 69 67 68 72 74 74 73

Educational 8 9 9 13 8 10 8 6 6 7

Nonprofit 4 4 4 5 4 5 4 3 3 4

JPL 10 11 11 8 15 11 11 12 11 10

Government 3 3 3 5 5 5 4 4 4 3

Outside U.S. 0 1 1 0 1 1 1 1 2 3

APPENDIX I

DISTRIBUTION OF DIRECT NASA PROCUREMENTS

FISCAL YEARS 2010 - 2015

Type FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

Net Value of Awards (Millions)

Total $17,417.4 $16,699.4 $16,570.4 $15,571.8 $16,004.1 $17,191.5

Business Firms 13,186.4 12,529.6 11,908.3 11,431.5 12,086.5 12,703.0

Educational 1,035.3 941.4 1,100.5 968.2 1,024.0 906.5

Nonprofit 660.1 601.7 1,139.9 643.6 661.0 878.1

JPL 1,618.7 1,604.5 1,239.5 1,708.3 1,708.2 1,847.2

Government 490.0 526.5 512.7 473.1 160.8 339.8

Outside U.S. 426.9 495.7 669.5 347.1 363.6 517.0

Percent of Total

Total 100 100 100 100 100 100

Business Firms 76 75 72 73 76 74

Educational 6 6 7 6 5 5

Nonprofit 4 4 7 5 5 5

JPL 9 9 7 11 11 11

Government 3 3 3 3 1 2

Outside U.S. 2 3 4 2 2 3

APPENDIX I

COMPETITION IN NASA AWARDS TO BUSINESS FIRMS

FISCAL YEARS 1961 - 1970

Type of Action FY 1961 FY 1962 FY 1963 FY 1964 FY 1965 FY 1966 FY 1967 FY 1968 FY 1969 FY 1970

Net Value of Awards (Millions)

Total Business $423.3 $1,030.1 $2,261.7 $3,521.1 $4,141.4 $4,087.7 $3,864.1 $3,446.7 $3,022.3 $2,759.2

New Awards* ** 322.6 758.6 685.4 629.2 536.4 694.7 483.7 496.5 619.7

Modifications ** 707.5 1,503.1 2,835.7 3,512.2 3,551.3 3,169.4 2,963.0 2,525.8 2,139.5

Competitive 276.8 565.8 1,302.0 2,119.5 2,630.1 2,692.5 2,698.4 2,185.1 1,632.7 1,628.7

New Awards* ** 167.1 427.1 375.9 334.5 304.2 325.2 271.9 186.7 277.5

Modifications ** 398.7 874.9 1,743.6 2,295.6 2,388.3 2,373.2 1,913.2 1,446.0 1,351.2

Noncompetitive 146.5 464.3 959.7 1,401.6 1,511.3 1,395.2 1,165.7 1,261.6 1,389.6 1,130.5

New Awards* ** 155.5 331.5 309.5 294.7 232.2 369.5 211.8 309.8 342.2

Modifications ** 308.8 628.2 1,092.1 1,216.6 1,163.0 796.2 1,049.8 1,079.8 788.3

Percent of Total

Total Business 100 100 100 100 100 100 100 100 100 100

New Awards* ** 31 34 20 15 13 18 14 16 22

Modifications ** 69 66 80 85 87 82 86 84 78

Competitive 65 55 58 60 63 66 70 63 54 59

New Awards* ** 16 19 11 8 7 8 8 6 10

Modifications ** 39 39 49 55 59 62 55 48 49

Noncompetitive 35 45 42 40 37 34 30 37 46 41

New Awards* ** 15 15 9 7 6 10 6 10 12

Modifications ** 30 27 31 30 28 20 31 36 29

*Data on new contracts are restricted to contracts of $10,000 and over.

**Data not compiled.

APPENDIX II

COMPETITION IN NASA AWARDS TO BUSINESS FIRMS

FISCAL YEARS 1971 - 1979

Type of Action FY 1971 FY 1972 FY 1973 FY 1974 FY 1975 FY 1976 FY 197T** FY 1977 FY 1978 FY 1979

Net Value of Awards (Millions)

Total Business $2,279.5 $2,143.3 $2,063.8 $2,118.6 $2,255.0 $2,536.1 $663.2 $2,838.1 $2,953.8 $3,416.4

New Awards* 563.0 462.5 489.5 552.4 452.0 486.3 76.4 552.5 633.1 516.6

Modifications 1,716.5 1,680.8 1,574.3 1,566.2 1,803.0 2,049.8 586.8 2,285.6 2,320.7 2,899.8

Competitive 1,331.8 1,311.8 1,275.6 1,394.9 1,554.6 1,879.5 490.9 2,060.4 2,111.5 2,541.1

New Awards* 306.6 257.0 308.1 279.5 223.9 291.3 46.8 301.7 362.1 304.0

Modifications 1,025.2 1,054.8 967.5 1,115.4 1,330.7 1,588.2 444.1 1,758.7 1,749.4 2,237.1

Noncompetitive 947.7 831.5 788.2 723.7 700.4 656.6 172.3 777.7 842.3 875.3

New Awards* 256.4 205.5 181.4 272.9 228.1 195.0 29.6 250.8 271.0 212.6

Modifications 691.3 626.0 606.8 450.8 472.3 461.6 142.7 526.9 571.3 662.7

Percent of Total

Total Business 100 100 100 100 100 100 100 100 100 100

New Awards* 24 22 24 26 20 19 11 20 22 15

Modifications 76 78 76 74 80 81 89 80 78 85

Competitive 58 61 62 66 69 74 74 73 72 74

New Awards* 13 12 15 13 10 11 7 11 13 9

Modifications 45 49 47 53 59 63 67 62 59 65

Noncompetitive 42 39 38 34 31 26 26 27 28 26

New Awards* 11 10 9 13 10 8 4 9 9 6

Modifications 31 29 29 21 21 18 22 18 19 20

*Data on new contracts are restricted to contracts of $10,000 and over.

**FY 197T represents the transition from a June-July Fiscal Year to the October-September Fiscal Year.

APPENDIX II

COMPETITION IN NASA AWARDS TO BUSINESS FIRMS

FISCAL YEARS 1980 - 1985**

Type of Action FY 1980 FY 1981 FY 1982 FY 1983 FY 1984 FY 1985

Net Value of Awards (Millions)

Total Business $3,820.4 $4,208.2 $4,724.5 $5,501.2 $5,859.3 $6,525.9

New Awards* 634.3 479.3 717.6 761.0 716.6 775.9

Modifications 3,186.1 3,728.9 4,006.9 4,740.2 5,142.7 5,750.0

Competitive 2,858.1 3,127.7 3,436.5 3,845.3 4,286.6 5,030.2

New Awards* 382.5 257.8 351.9 446.2 426.0 533.5

Modifications 2,475.6 2,869.9 3,084.6 3,399.1 3,860.6 4,496.7

Other Than

Competitive 962.3 1,080.5 1,288.0 1,655.9 1,572.7 1,495.7

New Awards* 251.8 221.5 365.7 314.8 290.6 242.4

Modifications 710.5 859.0 922.3 1,341.1 1,282.1 1,253.3

Percent of Total

Total Business 100 100 100 100 100 100

New Awards* 17 11 15 14 12 12

Modifications 83 89 85 86 88 88

Competitive 75 74 72 70 73 77

New Awards* 10 6 7 8 7 8

Modifications 65 68 65 62 66 69

Other Than

Competitive 25 26 28 30 27 23

New Awards* 7 5 8 6 5 4

Modifications 18 21 20 24 22 19

*Data on new contracts are restricted to contracts of $10,000 and over.

**Excludes 8(a) awards.

APPENDIX II

COMPETITION IN NASA AWARDS TO BUSINESS FIRMS

FISCAL YEARS 1986 - 1995

Type of Action FY 1986 FY 1987 FY 1988 FY 1989 FY 1990 FY 1991 FY 1992 FY 1993 FY 1994 FY 1995

Net Value of Awards (Millions)

Total Available $7,310.3 $6,575.3 $7,350.4 $8,705.5 $10,202.3 $10,562.7 $10,877.3 $10,649.1 $10,138.4 $10,525.6

Competed 4,950.1 5,031.7 5,890.3 6,995.8 8,318.4 8,169.8 8,660.9 8,635.6 7,202.3 6,944.6

New Awards 772.5 827.3 1,091.0 891.7 1,059.6 679.5 699.1 766.7 1,155.9 874.2

Modifications 4,177.6 4,204.4 4,799.3 6,104.1 7,258.8 7,490.3 7,961.8 7,868.9 6,046.4 6,070.4

Not Competed 2,143.1 1,445.7 1,279.4 1,376.3 1,338.5 782.8 780.2 699.0 1,790.2 2,532.2

New Awards 289.4 404.5 193.0 214.7 244.5 123.6 161.8 241.4 1,267.9 456.5

Modifications 1,853.7 1,041.2 1,086.4 1,161.6 1,094.0 659.2 618.4 457.6 522.3 2,075.7

Follow-On 217.1 97.9 180.7 333.4 545.4 1,610.1 1,436.2 1,314.5 1,145.9 1,048.8

New Awards 15.1 0.5 160.1 1.2 138.4 595.5 6.8 0.5 9.9 106.5

Modifications 202.0 97.4 20.6 332.2 407.0 1,014.6 1,429.4 1,314.0 1,136.0 942.3

Percent of Total

Total Available 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0

Competed 67.7 76.5 80.1 80.4 81.5 77.3 79.6 81.1 71.0 66.0

New Awards 10.6 12.6 14.8 10.3 10.4 6.4 6.4 7.2 11.4 8.3

Modifications 57.1 63.9 65.3 70.1 71.1 70.9 73.2 73.9 59.6 57.7

Not Competed 29.3 22.0 17.4 15.8 13.1 7.4 7.2 6.6 17.7 24.0

New Awards 3.9 6.2 2.6 2.5 2.4 1.2 1.5 2.3 12.5 4.3

Modifications 25.4 15.8 14.8 13.3 10.7 6.2 5.7 4.3 5.2 19.7

Follow-On 3.0 1.5 2.5 3.8 5.4 15.3 13.2 12.3 11.3 10.0

New Awards 0.2 * 2.2 * 1.4 5.7 0.1 * 0.1 1.0

Modifications 2.8 1.5 0.3 3.8 4.0 9.6 13.1 12.3 11.2 9.0

*Less than 0.5 percent.

APPENDIX II

COMPETITION IN NASA AWARDS TO BUSINESS FIRMS

FISCAL YEARS 1996 - 2005

Type of Action FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 FY 2002 FY 2003 FY 2004 FY 2005

Net Value of Awards (Millions)

Total Available $10,064.4 $10,004.8 $9,696.2 $9,635.0 $9,626.9 $9,690.6 $10,124.5 $10,393.3 $9,630.8 $12,201.9

Competed 6,486.7 5,399.4 5,255.3 5,459.6 5,384.4 5,743.9 5,763.5 5,979.0 5,653.5 5,998.7

New Awards 951.1 750.2 792.6 803.4 1,065.2 1,041.6 752.1 861.5 1,198.8 *

Modifications 5,535.6 4,649.2 4,462.7 4,656.2 4,319.2 4,702.3 5,011.4 5,117.5 4,454.7 *

Not Competed 2,661.2 3,816.1 3,643.1 3,325.3 3,512.4 3,482.7 3,858.8 3,857.6 3,426.9 6,088.5

New Awards 283.5 177.8 182.5 128.2 312.1 140.4 387.3 405.8 159.4 *

Modifications 2,377.7 3,638.3 3,460.6 3,197.1 3,200.3 3,342.3 3,471.5 3,451.8 3,267.5 *

Follow-On 916.4 789.3 797.8 850.1 730.1 464.0 502.2 556.7 550.4 114.8

New Awards 0.5 12.3 65.0 208.1 299.8 6.4 1.9 81.1 6.4 *

Modifications 915.9 777.0 732.8 642.0 430.3 457.6 500.3 475.6 544.0 *

Percent of Total

Total Available 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0

Competed 64.5 54.0 54.2 56.7 56.0 59.3 56.9 57.5 58.7 49.2

New Awards 9.5 7.5 8.2 8.4 11.1 10.8 7.4 8.3 12.5 *

Modifications 55.0 46.5 46.0 48.3 44.9 48.5 49.5 49.2 46.2 *

Not Competed 26.4 38.1 37.6 34.5 36.5 35.9 38.1 37.1 35.5 49.9

New Awards 2.8 1.7 1.9 1.3 3.3 1.4 3.8 3.9 1.6 *

Modifications 23.6 36.4 35.7 33.2 33.2 34.5 34.3 33.2 33.9 *

Follow-On 9.1 7.9 8.2 8.8 7.5 4.8 5.0 5.4 5.7 0.9

New Awards 0.0 0.1 0.7 2.1 3.1 0.1 0.1 0.8 0.1 *

Modifications 9.1 7.8 7.5 6.7 4.4 4.7 4.9 4.6 5.6 *

*FY 2005 data is obtained from the FPDS-NG system. Breakout between New Awards & Modifications is not available.

APPENDIX II

COMPETITION IN NASA AWARDS TO BUSINESS FIRMS

FISCAL YEARS 2006 - 2015

Type of Action FY 2006 FY 2007 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

Net Value of Awards (Millions)

Total Available $10,678.3 $12,707.6 $14,666.8 $15,150.2 $16,016.5 $15,355.8 $15,133.9 $14,210.7 $14,950.5 $15,902.8

Competed 6,356.4 6,253.4 7,645.7 8,121.4 8,865.3 8,806.9 9,331.4 9,261.4 10,066.9 10,787.8

New Awards * * * * * * * * * *

Modifications * * * * * * * * * *

Not Competed** 4,235.1 4,603.4 5,537.4 5,487.1 5,343.3 6,548.9 5,802.5 4,949.0 4,883.4 5,114.9

New Awards * * * * * * * * * *

Modifications * * * * * * * * * *

Follow-On*** 86.8 1,850.8 1,783.9 1,541.7 1,807.9 *** *** *** *** ***

New Awards * * * * *

Modifications * * * * *

Percent of Total

Total Available 100 100 100 100 100 100 100 100 100 100

Competed 49.2 49.1 52.1 53.6 55.3 57.4 61.7 65.2 67.3 67.8

New Awards * * * * * * * * * *

Modifications * * * * * * * * * *

Not Competed 49.9 36.3 35.7 36.2 33.4 42.6 38.3 34.8 32.7 32.2

New Awards * * * * * * * * * *

Modifications * * * * * * * * * *

Follow-On*** 0.9 14.6 12.2 10.2 11.3 *** *** *** *** ***

New Awards * * * *

Modifications * * * *

*Beginning in FY 2006, data is obtained from the FPDS-NG system. Breakout between New Awards & Modifications is not available.

**Beginning in FY 2008 Not Competed dollars include Not Available for Competition dollars.

***Beginning in FY 2011, Not Competed dollars include Follow-Ons.

APPENDIX II

SMALL BUSINESS PARTICIPATION IN NASA PROCUREMENTS

FISCAL YEARS 1961 - 1990

(Millions of Dollars)

FY 1961 FY 1962 FY 1963 FY 1964 FY 1965 FY 1966 FY 1967 FY 1968 FY 1969 FY 1970

Total Business $423.3* $1,030.1 $2,261.7 $3,521.1 $4,141.4 $4,087.7 $3,864.1 $3,446.1 $3,022.3 $2,759.2

Small Business 63.5 123.6 191.3 240.3 286.3 255.9 216.9 189.6 162.8 161.2

% of Total 15.0 12.0 8.5 6.8 6.9 6.3 5.6 5.5 5.4 5.8

Set-Asides 6.0 14.0 26.0 39.5 67.4 50.6 45.7 34.0 31.4 35.7

% of Total 1.4 1.3 1.1 1.1 1.6 1.2 1.2 1.0 1.0 1.3

% of Small 9.4 11.3 13.6 16.4 23.5 19.8 21.1 17.9 19.3 22.1

FY 1971 FY 1972 FY 1973 FY 1974 FY 1975 FY 1977 FY 1977 FY 1978 FY 1979 FY 1980

Total Business $2,279.5 $2,143.3 $2,063.8 $2,118.6 $2,255.0 $2,536.1 $2,838.1 $2,953.8 $3,416.4 $3,868.3

Small Business 178.1 160.9 155.3 181.2 216.0 218.3 255.0 281.5 325.4 384.6

% of Total 7.8 7.5 7.5 8.6 9.6 8.6 9.0 9.5 9.5 9.9

Set-Asides 41.1 45.1 47.3 61.5 62.6 66.8 83.7 92.5 99.4 175.2

% of Total 1.9 2.1 2.3 3.0 2.8 2.6 3.0 3.1 3.0 4.5

% of Small 23.1 28.0 30.5 33.9 29.0 30.6 32.8 32.9 30.5 45.6

FY 1981 FY 1982 FY 1983 FY 1984 FY 1985 FY 1988 FY 1987 FY 1988 FY 1989 FY 1990

Total Business $4,272.8 $4,805.6 $5,586.0 $5,967.4 $6,652.9 $6,356.0 $6,540.5 $7,274.9 $8,567.6 $10,071.5

Small Business 409.4 430.1 482.3 556.2 644.7 671.3 786.3 801.4 857.3 924.3

% of Total 9.6 8.9 8.6 9.3 9.7 10.6 12.0 11.0 10.0 9.2

Set-Asides 195.8 209.3 212.0 222.5 270.0 260.9 297.2 326.1 322.5 307.3

% of Total 4.6 4.4 3.8 3.7 4.1 4.1 4.5 4.5 3.8 3.1

% of Small 47.8 48.6 43.9 40.0 41.9 38.9 37.8 40.7 37.6 33.2

*Excludes procurements placed under General Services Administration contracts.

APPENDIX III

SMALL BUSINESS PARTICIPATION IN NASA PROCUREMENTS

FISCAL YEARS 1991 - 2015

(Millions of Dollars)

FY 1991 FY 1992 FY 1993 FY 1994 FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000

Total Business $10,417.3 $10,716.7 $10,497.9 $9,965.7 $10,311.5 $9,800.8 $9,817.2 $9,550.5 $9,386.5 $9,272.8

Small Business 968.3 1,010.6 1,060.7 1,150.2 1,171.2 1,162.5 1,244.2 1,218.3 1,287.0 1,485.5

% of Total 9.3 9.4 10.1 11.5 11.4 11.9 12.7 12.8 13.7 16.0

Set-Asides 324.3 274.9 315.1 330.4 366.7 348.5 429.4 457.2 530.4 565.1

% of Total 3.1 2.6 3.0 3.3 3.6 3.6 4.4 4.8 5.6 6.1

% of Small 33.5 27.2 29.7 28.7 31.3 30.0 34.5 37.5 41.2 38.1

FY 2001 FY 2002 FY 2003 FY 2004 FY 2005 FY 2007 FY 2007 FY 2008 FY 2009 FY 2010

Total Business $9,209.7 $9,568.9 $9,510.4 $9,025.6 $10,357.8 $11,467.4 $10,756.2 $12,371.7 $12,305.2 $13,186.5

Small Business 1,609.9 1,680.0 1,600.1 1,755.5 1,818.9 1,938.1 2,002.7 2,270.7 2,271.8 2,286.0

% of Total 17.5 17.6 16.8 19.5 17.6 16.9 18.6 18.4 18.5 17.3

Set-Asides 568.1 582.4 477.9 552.1 620.2 665.8 747.5 898.1 901.4 926.5

% of Total 6.2 6.1 5.0 6.1 6.0 5.8 6.9 7.3 7.3 7.0

% of Small 35.3 34.6 29.8 31.4 34.1 34.3 37.3 39.6 39.7 40.5

FY 2011 FY 2012 FY 2013 FY 2014 FY 2015

Total Business $12,529.6 $11,908.3 $11,431.5 $12,086.5 $12,703

Small Business 2,510.7 2,630.8 2,761.3 2,524.0 2,541.3

% of Total 20.0 22.1 24.2 20.9 20.0

Set-Asides 1,073.1 1,114.6 1,141.5 1,177.8 1,232.1

% of Total 8.6 9.4 10.0 9.7 9.7

% of Small 42.7 42.4 41.3 46.7 48.5

APPENDIX I


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