doi: 10.1098/rsta.2010.0331, 1010-1035369 2011 Phil. Trans. R. Soc. A
Erle C. Ellis biosphereAnthropogenic transformation of the terrestrial
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Phil. Trans. R. Soc. A (2011) 369, 1010–1035doi:10.1098/rsta.2010.0331
Anthropogenic transformation ofthe terrestrial biosphere
BY ERLE C. ELLIS*
Department of Geography and Environmental Systems, University ofMaryland, Baltimore County, Baltimore, MD 21250, USA
Human populations and their use of land have transformed most of the terrestrialbiosphere into anthropogenic biomes (anthromes), causing a variety of novel ecologicalpatterns and processes to emerge. To assess whether human populations and their useof land have directly altered the terrestrial biosphere sufficiently to indicate that theEarth system has entered a new geological epoch, spatially explicit global estimates ofhuman populations and their use of land were analysed across the Holocene for theirpotential to induce irreversible novel transformation of the terrestrial biosphere. Humanalteration of the terrestrial biosphere has been significant for more than 8000 years.However, only in the past century has the majority of the terrestrial biosphere beentransformed into intensively used anthromes with predominantly novel anthropogenicecological processes. At present, even were human populations to decline substantiallyor use of land become far more efficient, the current global extent, duration, type andintensity of human transformation of ecosystems have already irreversibly altered theterrestrial biosphere at levels sufficient to leave an unambiguous geological record differingsubstantially from that of the Holocene or any prior epoch. It remains to be seen whetherthe anthropogenic biosphere will be sustained and continue to evolve.
Keywords: human-dominated ecosystems; land-use change; global change; agriculture;biodiversity; biogeochemistry
1. Introduction
Humans have significantly altered nearly all of Earth’s systems, including itsatmosphere, hydrosphere, lithosphere and biosphere [1–9]. Taken together overthe past 300 years, these anthropogenic changes, especially in atmosphericchemistry and global climate, provide strong evidence that humans have alteredthe Earth system sufficiently to indicate the emergence of a new geological epoch:the Anthropocene [9–11].
This paper investigates just one of these many anthropogenic changes as anindicator of the Anthropocene: the direct effects of human populations andtheir use of land on the ecological patterns and processes of the terrestrialbiosphere. Specifically, this paper explores the hypothesis that changes in theterrestrial biosphere made directly by human populations and their use of land
One contribution of 13 to a Theme Issue ‘The Anthropocene: a new epoch of geological time?’.
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Transformation of the biosphere 1011
represent the emergence of a suite of novel geologic processes in the Earth systemcomparable in scale with those used to justify the major divisions of geologictime [12].
In this investigation, climate-induced changes in the biosphere are ignored;the climate-driven patterns of the biosphere are held constant at contemporarylevels across the study period, the eight millennia prior to 2000 CE. Clearly, thisis a major omission, albeit one that is common in studies of Holocene land use[13,14]. Even the relatively stable climate of the Holocene has varied substantially,causing profound geographical shifts in the biosphere such as the green Sahara’period of the early Holocene [15]. However, these changes have yet to be mappedglobally in adequate detail to include here [15]. Recent anthropogenic changesin global climate are also driving changes in the terrestrial biosphere [16] andthese climate changes are partly the result of land-use changes that have alteredgreenhouse gas and aerosol concentrations in the atmosphere and Earth’s albedoand surface heat balance [17]. Even in the mid-Holocene, human use of landmay have significantly altered greenhouse gas concentrations and Earth’s climatetrajectory [14,18].
Anthropogenic changes in global climate may ultimately drive changes inthe biosphere that are far greater than any of the direct effects investigatedhere [19]. However, massive changes in the biosphere mediated by climate changeare not novel in the Earth system. For example, the biogeographic shifts causedby glacial cycles are rarely considered sufficiently novel to merit distinct epochsin the geologic record [20]. Current anthropogenic rates of climate change mayexceed any experienced by most extant terrestrial species and might thereforecause a mass extinction [21], but this has yet to occur and will ultimatelydepend on whether anthropogenic global climate change is brought under humancontrol [22].
Human populations and their use of land have already transformed most ofthe terrestrial biosphere directly [4,5,7]. In this paper, spatially explicit globalestimates of human populations and their use of land during the past 8000 yearsare combined with approximations of the ecological changes caused by these toevaluate the global extent, duration, intensity and novelty of direct anthropogenicchanges in the terrestrial biosphere across the Holocene.
(a) The novelty of humans and human systems
Any species of sufficiently large population will transform ecosystems merelyby consuming the resources needed to sustain itself [23], and humans are certainlychanging the biosphere in this way [2]. Yet this does not begin to explain humantransformation of the terrestrial biosphere [1,2,24]. Humans differ profoundlyfrom every other species in the way we transform ecosystems, and our differencesare partly responsible for our large populations [25].
Three differences stand out. First, humans are ecosystem engineers—specieslike the beaver that alter their environment by mechanical or other means[23,25]. Second, we are capable of manipulating a wide array of powerful toolsin this effort, including fire [26,27]. Third, we are social creatures capable ofcollective action and social learning in our ecosystem engineering and otheractivities [27–29]. Separately, none of these capacities is novel in the history ofthe biosphere. It is their realization within a single species that has driven the
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1012 E. C. Ellis
rise and evolution of human systems that are far more complex, powerful andnovel in the biosphere than even the sum of their billions of individual humanparts [2,24,30–32]. Even with a population of seven billion, Homo sapiens is notan entirely novel force of nature. But human systems are [32].
(b) The emergence of human systems as a novel force for biospheric change
Human systems have evolved over millennia, within which at least threemajor stages of development may be recognized. The first is the Palaeolithichuman system, in which early humans, organized into tribes, began to usestone tools (ca 2.5 Ma) and fire (ca 0.7–1.5 Ma) to improve their hunting andgathering livelihoods, with populations at this stage remaining on the orderof several million, beginning in Africa and ultimately spreading across mostof the terrestrial biosphere by 0.1–0.015 Ma [27]. Second is the Neolithic, oragricultural human system, in which humans, beginning approximately 0.01 Ma,learned to domesticate plants and animals for food (and in the case of livestock,as a human labour substitute), while developing ever more powerful toolsfor ecosystem engineering and transport, and ever more sophisticated andextensive social systems, including the nation state, the marketplace and symboliccommunications, with populations at this stage ultimately covering the vastmajority of the terrestrial biosphere and reaching 900 million by 1800 [33].The third stage is the industrial human system, in which humans began to usefossil fuels for energy, applied scientific methods in developing technologies thathave dramatically enhanced human survival rates, including hygiene, antibioticsand synthetic nitrogen fertilizers, and formed global trading systems and socialnetworks [34,35].
While this three-stage model vastly oversimplifies human history, it enablesa rough assessment of human systems as a force transforming the terrestrialbiosphere before and during the Holocene. Palaeolithic human systems neversustained large human populations [36]. Yet human systems at this stage ofdevelopment became established across the vast majority of the terrestrialbiosphere and still persist in some regions [29,37]. Moreover, their biosphericinfluence was far greater than would be presumed from their population sizebecause their use of tools and social learning revolutionized their success inhunting and gathering [25,27,29]. Palaeolithic humans engineered ecosystemsusing fire and sometimes other tools to clear vegetation [25,38–41], and this,combined with their effective hunting technologies, may have helped cause theextinction of megafauna across most of the terrestrial biosphere [42], withprofound ecological consequences resulting from the loss of these keystone species[43]. Nevertheless, Palaeolithic human systems did not transform ecosystemsin ways entirely novel to the biosphere; enhanced fire rates and megafaunalextinctions are both common effects of climate variation that can be caused byglacial cycles [41,42]. While Palaeolithic human systems did indeed transformmost of the terrestrial biosphere, this was mostly in directions the biosphere hadalready seen before. Agricultural human systems are another matter.
Agricultural human systems set the stage for sustained human populationgrowth for millennia, from a few million in 10 000 BCE to billions today [33,44].More importantly, these systems are sustained by an entirely novel biologicalprocess—the clearing of native vegetation and herbivores and their replacement
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Transformation of the biosphere 1013
by engineered ecosystems populated with domesticated plant and/or animalspecies whose evolution is controlled by human systems [25,45,46]. Were theseagroecosystems to attain sufficient global extent, endure long enough and alterecosystem structure and biogeochemical processes intensively enough, thesealone may represent a novel transformation of the biosphere justifying a newgeological epoch.
Industrial human systems, in just two centuries, have already introduced atleast three clearly novel biospheric processes: the use of fossil energy to replacebiomass fuel and human and animal labour, revolutionizing human capacity forecosystem engineering, transport and other activities [11]; the industrial synthesisof reactive nitrogen to boost agroecosystem productivity [47,48]; and, mostrecently, genetic engineering across species [49]. This is not to mention advancesin hygiene and medicine that have increased human life expectancy [50], theproduction of numerous synthetic compounds [51], including a wide variety usedto control undesired species [52], and a long list of other anthropogenic changesthat impact ecosystems [2,4]. Industrial human systems are far more stronglyconnected globally and tend to evolve more rapidly than prior social systems,accelerating the pace of social change, material exchange and tool development,and the tempo of human interactions with the biosphere—a change in the rateof biospheric change that may be novel in itself [53].
(c) The global challenge: anthropogenic complexity meets natural variability
It remains a challenge to assess the biospheric changes caused by directinteractions between human systems and ecosystems, even without consideringclimate feedbacks. First, the novelty and intensity of anthropogenic changesin ecosystems must be judged against a background of considerable naturalvariation in ecosystem form and process. At global scale, natural ecosystemsvary in response to global patterns in climate, soil fertility (geology), fireregime and herbivore types [54,55]. These processes interact to form the classicbiome patterns that have been classified, mapped and quantified globally bya variety of methods (e.g. [54,56,57]). While climate changes have altered theglobal patterns of the terrestrial biomes during the Holocene [15], this analysiswill consider these as stable, using the potential vegetation patterns of theterrestrial biosphere ca 2000 as reconstructed by Ramankutty & Foley [57] asa benchmark for the natural global patterns of the terrestrial biosphere acrossthe Holocene.
Second, human interactions with ecosystems are exceedingly complex anddynamic [31,58–61]. Humans alter terrestrial ecosystems both intentionally andunintentionally, and these alterations depend on interactions between populationdensity, technical capacity, mode of resource use and the use opportunitiesafforded by native and transformed ecosystems, with all of these factors inter-acting and evolving across time and space within and across human systemsand the biosphere [7,60–63]. As with the classic biomes, this complexity maybe reduced by applying empirical methods to global data to map and classifythe most globally significant ecological patterns produced by sustained directhuman interactions with ecosystems [7]. This has been accomplished recently asa function of land use and human population densities, yielding anthropogenicbiomes, or anthromes [7,64].
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1014 E. C. Ellis
2. A simple framework for assessing human systems as agents ofbiospheric change
Figure 1 stratifies the wide global range of natural and anthropogenic variationsin ecosystem form and process into a limited number of categories that can bemapped and measured over time. In this framework, natural variations in thebiosphere are divided into three basic climate-driven biome categories, withinwhich five levels of anthrome development are recognized. Anthrome levels areclassified using the system of Ellis et al. [64], including wildlands without humanpopulations or use of land, densely settled anthromes with populations greaterthan or equal to 100 persons km−2 (combining the ‘village’ and ‘dense settlement’anthrome levels of [64]), cropland and rangeland anthromes with greater thanor equal to 20 per cent agricultural use in crops or pastures, respectively, andseminatural anthromes with less than 20 per cent of their area in use foragriculture or urban settlements.
Using this framework, global patterns of natural and anthropogenic variationacross the biomes and anthromes are explored, along with the causes of localvariations within them. Next, anthropogenic changes in ecosystem form andprocess are evaluated within and across the biomes and anthromes in terms oftheir intensity and novelty. Finally, the extent and duration of each anthromewithin each biome are estimated for 10 time periods between 6000 BCE and2000 CE. Together, these data are used to test the hypothesis that humans haveirreversibly transformed the terrestrial biosphere by introducing novel biosphericprocesses globally, producing a distinctive geological record.
(a) Global variation across the biomes and anthromes
Anthromes and biomes do not vary independently. Humans preferentially seekout, use and engineer ecosystems in relation to the different opportunities for usethey offer in terms of their potential productivity and other ecosystem factors[7,63,65]. For example, temperate woodlands are now used preferentially forcultivated crops, and shrublands mostly for rangelands [64]. Thus, factors thatpredict global patterns in the biomes also help to predict global patterns in theanthromes.
Human population density is a key factor in global patterns of anthromeemergence, transitions between anthromes and variations in ecosystem form andprocess within anthromes [7]. Population density in a given landscape is a path-dependent function of human arrival time and the duration [29] and rate of popu-lation growth (including migration), and this in part is related to the productivityof native ecosystems [7,63,66]. In agricultural systems, humans tend to use landmore intensely as population densities increase, enhancing the productivity ofland both by increasing labour inputs and by adopting more labour-intensive andlabour-substituting technologies, the increased productivity in turn supportingfurther population growth [67–71]. For example, increases in population densitymay push low-density populations subsisting on shifting cultivation or extensivegrazing into continuous cultivation, causing seminatural anthromes to becomecroplands, then drive the increasing use of fertilizers and irrigation withincroplands, and ultimately cause croplands to shift to densely settled anthromeswith declining agricultural areas (figure 1; [7,62,64,67–70,72,73]).
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Transformation of the biosphere 1015
anthrome level seminatural rangelands croplands densely settled
builtornamentalcropspastureforestry
trees cultivatedherbaceous
domesticexotic
artificial
wildlands
population density
woodlands
land use protected
native
nitrogen phosphorus
harvestin situ fossi
l
land cover
plant community
NPP
combustion
organic carbon accumulationreactive nitrogen and
soil phosphorus
transformation
land use
bareland cover
plant community
NPP
combustion
organic carbon accumulationreactive nitrogen and
soil phosphorus
transformation
savanna andshrublands
land use
land cover
plant community
NPP
combustion
organic carbon accumulationreactive nitrogen and
soil phosphorus
transformation
grasslands,tundra and deserts
+–
+–
+–
Figure 1. Conceptual framework for anthropogenic transformation of terrestrial ecosystems.Ecosystem variables are described in table 1. Trends in all variables are scaled to the typicalrange within each category of biome; trends within anthromes relate to variations in populationdensity (top) and land use in each biome. Net intensity of novel anthropogenic transformationacross ecosystem variables is indicated at bottom for each anthrome level in each biome. Trendsare illustrated for both agricultural and industrial systems. Protected land use refers to landsfree of agriculture and settlements by institutional means or by absence of demand, as in frontierregions and preserves. Ornamental land use includes yards and parks managed for aesthetic andrecreational use. NPP = net primary production.
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1016 E. C. Ellis
In industrial human systems, traded commodities replace local productionin sustaining most human populations, making technological advances inagroecosystem engineering and trade, including mechanization, syntheticfertilizers and fossil-fuelled global transport, ever more important as globaldrivers of land-use change and intensification [33,62,74]. These technologies andeconomic systems tend to drive relationships between populations and land in theopposite direction of agricultural human systems, with less populous seminaturalanthromes and wildlands being preferentially and completely converted directlyto intensively cultivated croplands, and moderately populated agricultural areastending either to lose populations, or to transition to densely settled anthromeswith agriculture replaced by built infrastructure and associated yards, parks andprotected lands [62–64,70,72,74].
(b) Variation within the biomes and anthromes
Ecosystem form and process vary naturally within and across landscapes inresponse to variations in terrain, hydrology, microclimate, dominant species, andthe frequency and stage of recovery from natural disturbances including fire[54,55,75–77]. Humans take advantage of these pre-existing natural variationsby extracting resources and engineering ecosystems in response to the differingecological opportunities for use offered by different parts of landscapes [7,63,66,78,79]: for example, by clearing and farming the wooded plains first andusing them more intensively, leaving the steep hillsides for grazing, huntingor shifting cultivation [59,63,72,78,79]. Humans then build on the ecologicallegacies of this sustained use, expanding settlements into the oldest croplands,terracing denuded hillsides for agriculture once land is scarce and abandoningagriculturally degraded lands to forestry or wildlife conservation [72,78]. Finally,human systems create novel anthropogenic patterns by interconnecting andexpanding settlements and other infrastructure [80,81]. These three sourcesof natural and anthropogenic spatial variation combine to form complex andheterogeneous landscape mosaics characterized by diverse land uses and landcovers that both conform to pre-existing natural patterns and further stratifyand enhance them [7].
The mosaic structure of anthromes enables small areas of agricultural landsand settlements to transform the ecology of much larger areas, spreadinghuman influence widely across the terrestrial biosphere [7,63,64,72]. Land usefor agriculture and settlements tends to follow gentle terrain, fertile soils, surfacewater availability and other conditions that invite human use [50,63,82,83]. Asa result, unused and less-intensively managed ecosystems, including plantedforests, woodlots, parks, abandoned lands and reserves, tend to become embeddedwithin used lands, left behind on hills and in other less-inviting environments[50,63,84]. While these embedded ecosystems may often resemble the undisturbedecosystems of a biome, they are inevitably novel, even when never cleared or useddirectly, as a result of their fragmentation into smaller habitats within a matrixof used lands, anthropogenic enhancement or suppression of fire regimes, speciesinvasions, air pollution and acid rain, hydrological alteration, and low-intensityhuman use for wood gathering, hunting, foraging or recreation [30,78,85–90].
Land-use patterns emerge as a complex path-dependent function of pre-existingnatural variations in landscapes, human population dynamics, technologies,economic systems and their ecological results, all interacting strongly over
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Transformation of the biosphere 1017
time and space, with the duration of human occupation producing a stronglegacy effect [29,91]. As a result, even where environmental and anthropogenicconditions are uniform, land-use patterns are often heterogeneous and hard topredict [50,61,91]. For example, large-scale transportation networks or otherinfrastructure can restructure vast plains, and large cities often include parksand even nature reserves. Nevertheless, when studied empirically, some generalglobal patterns emerge in the fractional areas and types of land use withinand across anthrome levels (top of each biome category in figure 1; [7]). Thesemay be understood theoretically by combining natural variations within thebiomes (wildlands at left in figure 1) with variations in population density (top),using a simplified model of land-use development in which: (i) the parts ofbiomes and landscapes most suitable for human use tend to be used and settledfirst, (ii) giving more time for their populations to grow and higher rates ofgrowth, and (iii) land-use intensity increases as population densities increase,as does technical and economic development [7,62,63,72]. Figure 1 summarizesthese global patterns, combining changes occurring in both agricultural andindustrial systems.
3. Anthropogenic transformation of terrestrial ecosystem form and process
Humans alter ecosystems both by introducing novel processes and by alteringpre-existing ones, producing a wide variety of geological and archaeologicalevidence, including changes in and altered spatial patterns of soil erosion, soil andsediment chemistry, sedimentation rates, isotope signatures, charcoal, artificialsubstances, and plant and animal remains (table 1; [4,30,35,46,78,92–94]).Ecosystem variables chosen for assessment here (figure 1 and bold text in table 1)produce geologically stable records within landscapes of novel anthropogenicprocesses (italic text in table 1 and figure 1) or anthropogenic changes in pre-existing processes, potentially enabling spatially explicit quantitative assessmentof the scale and extent of anthropogenic transformation of the terrestrialbiosphere [35,95].
Land cover is here defined from an archaeological perspective, differentiatingsurface areas covered by different forms of vegetation, soil management andartificial structures leaving geologically stable legacies (table 1 and figure 1;[78,92,96]). Relative changes in plant community structure indicate anthropogenicchanges in biodiversity [97] caused by habitat loss and fragmentation, alteredherbivory, fire regimes and other disturbances leading to local and globalextinctions of native species [98], the introduction of domesticates for agricultureor ornamental use [46,78,94,99], and invasions by exotic species facilitatedby ecosystem alteration, disturbance and human transport of propagules[86,90,99–102].
Changes in net primary production (NPP) are a classic general indicator ofhuman alteration of ecosystem processes [103,104]. While the geological recordsof altered NPP within landscapes can be reconstructed only by proxy [105],they are used here to aid in general assessment of human transformation ofecosystems. Combustion processes often leave clear geological records and areimportant both ecologically and for indicating different stages of human systems,with Palaeolithic human systems often leaving records of enhanced fire rates
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1018 E. C. EllisTab
le1.
Ant
hrop
ogen
icch
ange
sin
sele
cted
terr
estr
ialec
osys
tem
vari
able
san
dth
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indi
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land
scap
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ms
inbo
ldar
ein
clud
edin
figur
e1;
nove
lan
thro
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nic
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ogic
alfo
rms,
proc
esse
s,pr
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ate
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esan
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olog
ical
indi
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rsar
ein
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ics.
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ogic
alan
dar
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land
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tura
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reea
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and
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gani
cC
fixed
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calpl
ants
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Transformation of the biosphere 1019or
gani
cca
rbon
(C)
accu
mul
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nan
nual
rate
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gani
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mul
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nin
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and
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ls;N
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min
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seby
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ass
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and forest clearing [38], pre-industrial agricultural systems relying on harvestedbiomass for fuel, and industrial systems shifting to fossil fuels [41,106]. Organiccarbon accumulation, like NPP, is a good indicator of ecosystem state and itsalteration by humans [52], but unlike NPP, generally leaves a quantitative geologicrecord in soils and sediment [78,107]. Reactive nitrogen availability in ecosystemsis a strong indicator of ecosystem disturbances including fire and the rise ofintensive agricultural practices, such as tillage, manuring and the use of syntheticnitrogen, though its alteration is not always detectable in the geological record[52,96,107,108]. Soil phosphorus is often used in archaeology as an indicator ofhuman settlements [109], where it tends to accumulate over time as a result of foodand biomass harvest, consumption and combustion by concentrated livestock,and the manuring and, most recently, fertilization of agricultural fields withmined phosphorus fertilizers [52,96,110–113]. Other potentially useful indicatorsnot assessed here are direct human alterations of geomorphology and hydrology(table 1 and figure 1; [3,114]), changes in taxa besides plants [93], and otherbiogeochemical and residual traces (table 1).
4. Intensity and novelty of ecological changes within anthromes and biomes
To assess the biospheric significance of anthropogenic changes in ecosystem formand process across anthromes and biomes, two factors must be considered. Thefirst is the presence of entirely novel anthropogenic ecosystem forms and processes(italic text in figure 1 and table 1). The second is anthropogenic alteration ofpre-existing ecosystem variables at levels of intensity that force them outsidetheir natural range (natural ranges are illustrated for wildlands shown at left infigure 1). By assessing these two factors across the different levels of anthromedevelopment in each biome, the relative area of each anthrome level within eachbiome may provide a simple indicator of the extent of geologically significantanthropogenic transformation of the terrestrial biosphere.
Densely settled anthromes incorporate the widest variety of novel ecosystemforms and processes and are the most intensively transformed, leavingunambiguous geological evidence well documented in the archaeological literaturefor every biome, including tropical rainforests [30,59,115]. Cropland anthromestend to be less completely transformed than densely settled anthromes, buttheir widespread soil tillage, domesticated species and other processes also leaveunambiguous geological evidence of profound and novel ecosystem transformation[46,59,78,92,116,117].
Rangeland anthromes tend to be less altered than croplands, though theiralteration tends to increase with population. Domesticated grazing livestock aretypically adapted to grasslands and savannas, so their ecological alteration ofthese biomes tends to be less novel, except when stocking rates are very high[118,119]. In woodlands, however, forests must generally be cleared to sustainsubstantial populations of domestic livestock, so the development of rangelands inthese biomes tends to produce intense and novel alteration of ecosystems, pushingforest cover, NPP and organic carbon accumulation into decline, and dramaticallyincreasing the abundance of exotic species along with domesticated forages[118,120,121]. In savannas, shrublands and grasslands, rangeland developmentmay produce only minor alteration of land cover and NPP, depending on the
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Transformation of the biosphere 1021
extent and intensity of land clearing and grazing [118,120]. Yet, even in savannasand grasslands, exotic species tend to become established at high rates in grazedareas, and, when especially intense, can include encroachment by woody andother species unpalatable to domesticated herbivores [121]. Other ecologicaleffects common across rangelands include increased fire rates at low humanpopulation densities and fire suppression at higher populations [41]. Overall,however, development of rangelands within woodlands causes far more intenseand novel alteration of ecosystems than in grasslands, savannas and shrublands[85,118–120,122].
Seminatural anthromes are the least heavily used and therefore leasttransformed anthromes, with novel anthropogenic processes occurring primarilywhen population densities are highest, which tends to occur mostly in industrialsystems. At the lower population densities common in agricultural systems,seminatural anthromes tend to represent shifting agriculture in woodlands andnomadic and low-intensity pastoral systems in drier biomes [33,64]. The mostsignificant anthropogenic changes in these systems tend to be increased firefrequencies, with fire suppression at higher population densities in industrialsystems [41], and the shifting of plant communities towards exotics and smallnumbers of domesticates [85,102]. While these transformations are significantand may be locally intense and leave geological records, they tend to be theleast intense and novel of all anthrome levels in every biome [95].
In summary, densely settled and cropland anthromes, together with rangelandsdeveloped in woodlands, are the most completely transformed by human systems,with pre-existing ecological patterns shifted outside their natural range andnovel processes such as cultivation and domestication producing unambiguousgeological evidence. Seminatural anthromes and rangelands in savannas,shrublands and grasslands are also significantly transformed, but at lower levelsof intensity and novelty that leave more ambiguous geological evidence.
5. Assessing global patterns of anthrome change
Given that different levels of anthrome development indicate different levels ofanthropogenic transformation within each biome, anthropogenic transformationof the terrestrial biosphere over time may be assessed by mapping and measuringthe extent of each anthrome level within each biome over time. To accomplish this,spatially explicit global estimates at 5 arc minute spatial resolution (geographicalgrid cells of approx. 85 km2 at the equator) were obtained for potential vegetationbiomes ([57]; aggregating woodlands by region, shrublands, and tundra withdeserts and barren lands), and intersected with anthrome maps at 10 timeperiods across the Holocene using a geographic information system (figures 2and 3). Anthromes were classified and mapped using two different historical land-use and population datasets, the History Database of the Global Environment(HYDE) [13] and that due to Kaplan & Krumhardt in 2010 (KK10) [14], in aneffort to incorporate and understand uncertainties in historical reconstructions([123]; spatial data are downloadable at: http://ecotope.org/anthromes/data/).Both HYDE and KK10 use fairly conservative population models constrainedby widely accepted historical reconstructions [14,123]; some models predictsubstantially higher prehistoric populations and land use [124].
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1022 E. C. Ellis
2000 2000
anthrome level anthrome typedensely settledcroplandsrangelandsseminatural
population6.1 × 109
used area
seminatural
wildlands
0 % land 100 0 % land 50 0 % land 100
wildlands
used lands
1950
1900
1750 1750
1500 1500
1000 1000
1000BCE
1000BCE
3000BCE
3000BCE
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1500
1000
1000BCE
3000BCE
6000BCE
0 CE
1900
1950
HYDE
HYDEcrops
pasture
2000 KK10
KK10used
6000BCE
Figure 2. Anthropogenic transformation of the terrestrial biosphere, 6000 BCE to 2000. Globalanthrome level maps and area changes at left are derived from HYDE land-use and populationdata [13,125]; anthrome type maps and area changes at right are from KK10 land-use data [14].Centre chart shows global land areas under crops and pastures from HYDE, and used areas (crops +pastures) from KK10, overlaid with global trends in human population.
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Transformation of the biosphere 1023
anthromes
tropical woodlands
0
100potential vegetation
temperate woodlands
boreal woodlands
mixed woodlands
savannas
shrublands
grasslands and steppe
tundra, deserts and barren
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0 CE
KK10: seminatural > usedKK10: wild > seminatural
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CE
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CE
6000
CE
2000
2000population
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NPP(Pg)
NPP(Pg)
diversity(%)
potential2000population
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17.7 203 21.2 18.7 1.93
7.4 123 5.7 4.9 1.26
6.2 61 3.9 3.7 0.03
11.4 78 7.2 6.7 0.77
14.8 118 12.7 11.2 0.83
13.9 82 5.4 4.9 0.74
11.0 92 6.3 5.5 0.35
17.6 43 2.4 2.2 0.17
NPP(Pg)
NPP(Pg)
diversity(%)
potential
denselysettled
6.45.17.8
16.0
10.0 12.6
122croplands
107
rangelands
seminatural
wildlands
14.8
123
13.9
17.5
0.47
5.12
0.32
0.17 25.2 11.0 11.4 56
91
19.617.933.5
Figure 3. Anthropogenic transformation of the biomes, 6000 BCE to 2000. Potential vegetationbiomes are based on Ramankutty & Foley [57]. Anthromes are classified using HYDE and KK10datasets as in figure 2. Global estimates for biomes and anthromes compare land (per cent ofglobal ice-free land area), plant diversity (vascular plant species richness in regional landscapes asa percentage of the global median based on [127]), potential NPP and actual NPP in 2000 [104].
The HYDE land-use model allocates land to mapped historical populationsby assuming stable land use per capita over time based on contemporary levels[13,125]. As a result, HYDE produces conservative estimates of early land use,because land use per capita is generally much higher under earlier agriculturalconditions, declining by an order of magnitude or more as population densitiesincrease and land use intensifies [13,67,68,73,125,126]. KK10 predicts early
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land use from an empirical model of prehistoric population and land-clearingrelationships across Europe prior to 1700, adjusted for global variations in NPP[14,122], merging thereafter with the census-based model of Ramankutty & Foley[57]. As a result, KK10 may more accurately portray early land-use patterns,except those involving pastures, which differ substantially between Europe andother world regions [33]. KK10 data for crops and pastures are, therefore,portrayed in figures 2 and 3 using aggregated ‘used areas’ (crops + pastures) and a‘used lands’ anthrome type (densely settled + croplands + rangelands anthromelevels); HYDE data incorporate regional histories of cultivation and livestockgrazing [13]. Spatial data for NPP (potential and actual in 2000; [104]) andpotential plant species richness in regional landscapes (estimated within 7800 km2equal-area hexagons; [127]) were also obtained to assess anthropogenic alterationof NPP and plant biodiversity.
Both land-use models agree that, as of 2000 CE, most of the terrestrialbiosphere was already transformed into anthromes, leaving only about 25 per cent(HYDE) to 40 per cent (KK10) in wildlands (figure 2). Both also agree that 8000years ago the opposite was true, with about 80 per cent of the terrestrial biospherein wildlands and 20 per cent in seminatural anthromes. In between, the modelstend to disagree, with the more conservative HYDE dataset indicating that by1750 CE only about 7 per cent of the terrestrial biosphere was transformed intointensively used anthromes (‘used lands’ anthromes type), and KK10 indicatingthat this level of biospheric transformation was reached by 3000 BCE (figure 2).In both models, the global extent of seminatural anthromes peaks at about 45per cent of global ice-free land area, but in 1500 CE for HYDE and 1000 CEfor KK10, with seminatural anthromes surpassing wildlands at the same timeaccording to KK10, but never reaching this level in HYDE.
Most importantly, both land-use models basically agree in their estimation ofwhat is probably the simplest indicator of biospheric transformation, the timeperiod when more than half of the terrestrial biosphere was transformed intointensively used anthromes, with KK10 putting this at 1900 and HYDE at 1950.This agreement is not entirely surprising, as population and land-use data for thepast century are better constrained by observations than those before [123].
6. Anthropogenic transformation of the terrestrial biosphere over time
Anthropogenic transformation of terrestrial biomes across the Holocene isillustrated in figure 3, with the global extent and ecological importance of eachbiome indicated at left in terms of land area, plant diversity and potential NPP,and actual NPP and population in 2000 CE. For example, figure 3 indicatesthat, by all criteria, tropical woodlands are the most important biome, withgreater extent, NPP, diversity and human populations than all others. Temperatewoodlands support comparatively large populations relative to their globalextent, and the drier and colder biomes have significant global extents butcontribute far less to global NPP or biodiversity, and also have much lower humanpopulations. Global patterns in the same variables across anthrome levels areillustrated at right in figure 3.
Holocene trends in anthrome development differ dramatically among biomes,with temperate woodlands showing the most intensive and sustained developmentof all biomes (figure 3). Savannas, shrublands and grasslands show dramatic
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Transformation of the biosphere 1025
recent increases in rangelands and also to some degree croplands, while the coldestbiomes (boreal woodlands and tundra) show little change over time. Differentland-use models yield different trends in anthrome development, with KK10showing greater and much earlier intensive transformation of the temperate andtropical woodlands and savannas than HYDE, but with similar trends in otherbiomes, except boreal woodlands, which have far larger extents of seminaturalanthromes across time in KK10. Model disagreements, however, do not makemuch difference to the overall pattern: temperate woodlands have long beentransformed at relatively high levels, savannas, shrublands and grasslands havecome under intensive use rapidly in recent centuries, driving most recent globalchange in anthrome development, and tropical woodlands have been transformedmore gradually, mostly by conversion to seminatural anthromes until recently.
By the least conservative measure of biospheric transformation, the conversionof all biomes to any level of anthrome, the terrestrial biosphere was 75 per centtransformed in 2000 and 50 per cent transformed in 1750 according to HYDE,while the KK10 model indicates this level of transformation was reached between1000 BCE and 0 CE. Another simple indicator of biospheric transformation isthe percentage of global land covered by crops, irrespective of their distributionamong landscapes or biomes, with a level of 15–20 per cent being recentlyregarded as an unsustainable threshold [8]. While this level has never beenreached, and is currently at about 12 per cent in both models (figure 2), HYDEdata show it increasing dramatically in recent centuries, while KK10 indicatesthat contemporary levels of cultivation were reached more than 500 years agoand may have actually peaked early in the twentieth century. Clearly, the historyof biospheric transformation depends on which model is used, with the moreconservative land-use model (HYDE) indicating that intensive transformation ofthe biosphere is mostly recent, and the more empirical prehistoric land-use model(KK10) indicating that contemporary levels of intensively used anthromes mayhave been sustained for centuries.
If we consider only the most conservative indicator of biospherictransformation, the development of densely settled and cropland anthromes acrossbiomes, and the development of rangelands only in woodland biomes, and use themost conservative land-use model to measure this (HYDE), the result is 29 percent anthropogenic transformation of the terrestrial biosphere as of 2000, 19 percent in 1950, 12 per cent in 1900 and only 5 per cent by 1750. Approximating thesame indicator for KK10 by applying HYDE ratios of croplands to rangelandsyields a fairly steady 22 per cent transformation starting in 1500, dropping to 17per cent in 1000 CE, 13 per cent in 0 CE, 9 per cent in 1000 BCE and down to 1per cent 8000 years ago. If we accept a 20 per cent global land area threshold assufficient indication of irreversible biospheric change [8] and apply it to the mostintensively transformed anthromes, then this threshold was crossed last centuryor even earlier.
7. Have human systems irreversibly transformed the terrestrial biosphere?
Taking the most conservative view, nearly one-third of the terrestrial biospherehas now been transformed into anthromes in which pre-existing ecosystemforms and processes have been shifted outside their native range and novelanthropogenic ecological processes predominate. The ecological forms and
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processes within these anthromes have no precedent in the history of the biosphereand have certainly left ample and unambiguous geological evidence of theirpresence spread widely across Earth’s terrestrial surface. Their global extentand NPP exceed that of wildlands, and they occupy the most biodiverse regionsof the planet (figure 3). Another third or more of the terrestrial biosphere isnow transformed into rangelands and seminatural anthromes with lower levelsof ecosystem change and novelty. These less transformed ecosystems do notcontribute nearly as much to NPP and other global biospheric processes, butthey certainly add to the global geological evidence of novel anthropogenictransformation of the terrestrial biosphere.
One of the most general and irreversible anthropogenic changes observed acrossthe terrestrial biosphere is altered patterns of biodiversity [34]. Even in anthromeswith low levels of population and land use, plant community structure andecosystem processes related to these tend to be highly altered by invasions ofexotic species [86,90,128,129]. Species invasions are increasingly recognized asone of the most significant anthropogenic global changes in the biosphere [86,90]and have even been proposed as singular grounds for the designation of a newgeological epoch, the ‘Homogocene’ [130]. If anthropogenic global changes incommunity structure are considered adequate grounds for the Anthropocene,its emergence might be pushed back to the Palaeolithic, when anthropogenicmegafaunal extinctions and use of fire certainly transformed communities andecosystems significantly across large regions, albeit in ways that might provehard to distinguish from the effects of the glacial cycles [42,43].
Taken together, the evidence seems more than adequate to support thehypothesis that the present state of the terrestrial biosphere is predominantlyanthropogenic, with ecological forms and processes unprecedented in the Holoceneor before, heralding the emergence of the Anthropocene. Many of these novelforms and processes have been sustained for millennia across significant areasof the terrestrial biosphere, especially in temperate woodlands. Even wherehuman systems and populations have collapsed, their geologic records remainfor centuries or longer [59,78,115]. It therefore seems almost certain that, werehuman populations to disappear instantly from this planet, the global geologicalrecord of anthropogenic transformation of the terrestrial biosphere would persist.
It is uncertain how long the anthropogenic biosphere we have created willpersist. There is ample archaeological and historical evidence of widespreaddeclines in human populations and human system collapse to earlier levels oftechnological and social capability [35,131]. Such a collapse would diminish orhalt many novel anthropogenic biospheric processes. Yet, the same evidence alsodemonstrates that, even in the face of catastrophic decline, Homo sapiens hasnot become extinct locally or globally, nor have human systems permanently lostfire, domesticated species, or most other powerful tools for ecosystem engineering.Even were human populations or societies to collapse globally, the historicalrecord argues for their eventual recovery and the restoration of the anthropogenicbiosphere in some form.
8. Confirming the Anthropocene transition
The evidence presented here generally supports the hypothesis that humansystems have, as of the past century at least, created a novel anthropogenicterrestrial biosphere that has permanently altered the Earth system at levels
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Transformation of the biosphere 1027
of equal consequence to that of past biospheric changes that have justified majordivisions of geological time. Yet there remain a number of serious challenges toeffective confirmation of this hypothesis.
This study’s criteria for delimiting the threshold between the wild biosphereof the Holocene and the anthropogenic biosphere of the Anthropocene may bequestioned. To consider the biosphere transformed, this study required intensenovel anthropogenic changes to occur across at least 20 per cent of Earth’s ice-free land surface; a higher threshold than the 15 per cent global crop area usedrecently by Rockstrom et al. [8]. Two different global datasets were used to testthis threshold and produced similar results in the century for which this test waspositive, though they diverged substantially before that time. Still, a differentobserver might choose different indicators or require a higher threshold beforeaccepting or rejecting the hypothesis.
Perhaps most interesting is the question of whether indisputable quantitativemeasurements of anthropogenic transformation could be made across theterrestrial biosphere to assess the scale and timing of an Anthropocenetransition. In this study, multiple indicators of novel ecosystem forms andprocesses, relating to different levels of anthropogenic transformation of terrestrialecosystems, were combined into a rough general indicator of significantanthropogenic transformation of the biomes. This generality has the advantageof simplifying global assessment. Nevertheless, a spatially explicit quantitativeglobal assessment of anthropogenic transformation of ecosystems across theHolocene, ideally based on archaeological and geological field measurementswithin a global sampling and data aggregation system, would ultimately beneeded to confirm the results presented here [35,95].
9. Ecology in the Anthropocene
It seems clear that the terrestrial biosphere is now predominantly anthropogenic,fundamentally distinct from the wild biosphere of the Holocene and before.From a philosophical point of view, nature is now human nature; there is nomore wild nature to be found, just ecosystems in different states of humaninteraction, differing in wildness and humanness [132]. As evolution and otherecological processes now occur primarily within human systems, biology andecology must incorporate human systems into their mainstream research andeducational paradigms. The experience of archaeologists and global changescientists will be useful in this effort, as natural scientists already comfortablewith an anthropocentric view [78,118,133,134].
Perhaps the most important repercussions of embracing our anthropogenicbiosphere will come from changes in social, political and economic points ofview, and the social learning processes that drive the collective actions of ourhuman systems [53,118]. Environmentalist traditions have long called for a halt tohuman interference in ecology and the Earth system [132]. In the Anthropocene,the anthropogenic biosphere is permanent, the legacy of our ancestors, and ouractions as human systems a force of nature, making the call to avoid humaninterference with the biosphere irrelevant [132,135]. The implication is clear;the current and future state of the terrestrial biosphere is up to us, and willbe determined by human systems of one form or another, whether it is themomentum of our past or new pathways we are able to achieve in the future.
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In considering the future of anthropogenic transformation of the biosphere,a key question is whether the biosphere we have now created is desirable, ormerely a degraded byproduct produced by rapid human population growth andobsolete human systems that use resources destructively. The answer is not asclear as it might seem. There is no doubt that many terrestrial ecosystems havebeen degraded to levels where they produce no desirable outcomes for humans orother organisms—yet there is also little doubt that the anthropogenic biospherewe have created now provides most human populations with the highest standardof living humans have ever attained [136]. It would seem that, on balance, humansystems have transformed most of the biosphere for our own benefit, sustaininggrowing human populations and increased standard of living over time.
Still, it seems evident that we are approaching the point where the globalextent of anthromes cannot increase much further in most biomes (figure 3). Thisdoes not necessarily herald an end to anthrome development or the imminentcollapse of the human systems that depend on them, though this is a possibilitydeserving serious consideration. As the terrestrial limits of the biosphere drawnear, the internal patterns of anthrome development appear to be evolvingtowards increasingly intense land use in the anthromes we have already created.Human populations are rapidly moving to urban areas, where the quality oflife is highest in industrial human systems [81], reducing populations elsewhere.Moreover, there is growing evidence that agricultural systems are intensifying inthe most suitable lands for production [137], sparing less agriculturally productiveparts of landscapes [138], and leading to increasing forest cover in many nations(the ‘forest transition’; [139,140]). Human systems may be moving in a sustainabledirection, with anthromes evolving with them.
In forecasting the future of the anthropogenic biosphere, we must stillcontend with rapid anthropogenic global climate change and the potential massextinction of species as a result of this and in response to the increasinganthropogenic transformation of tropical woodlands. Tropical woodlands arefast moving towards the same fate as temperate woodlands—heavily used anddensely populated, with little wildland remaining [141]. This may be desirablefor populations in these regions but will probably produce the greatest directanthropogenic change in the biosphere ever experienced in the Holocene; tropicalwoodlands are by a large margin the most diverse and productive of the biomes.Most importantly, if human systems fail to alter their current and predictedclimate forcing, we may either accept the resulting mass extinctions, or evencreate a more novel biosphere than climate forcing or anthrome transformationthemselves could bring, if efforts at facilitated migration to mitigate extinctionssucceed in translocating species more rapidly and comprehensively thanpre-existing natural and human processes combined [142].
10. Conclusions
All species have complex interactive effects on ecosystems. Humans, with theirunrivalled capacity for ecosystem engineering, have outsized effects and add evengreater complexity and novelty by acting both as individual agents of change andcollectively as human systems with adaptive social learning networks. A singlehuman being can intentionally transform a pristine forest to pasture using fire and
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livestock or unintentionally by introducing an invasive species. Human systemscan sustain cities in the desert and convert factories to woodlands. Yet humantransformation of terrestrial ecology is always incomplete: some native speciesflourish even in the mostly densely populated cities.
This paper has tested the hypothesis that humans have altered the terrestrialbiosphere sufficiently to indicate that the Earth system has entered a newgeological epoch. Results demonstrate, with some reservations, that thishypothesis is probably correct; that, by the latter half of the twentieth century,the terrestrial biosphere made the transition from being shaped primarily bynatural biophysical processes to an anthropogenic biosphere in the Anthropocene,shaped primarily by human systems. This transformation remains incomplete, assignificant wildlands persist and much of the anthropogenic biosphere consistsof novel ecosystems altered significantly but not completely. It remains to beseen whether the anthropogenic biosphere will be sustained at current levels,expand to cover a greater extent, most likely within the tropical woodlands, andcontinue to evolve new and more intensive and novel anthropogenic ecologicalforms and processes.
Humans have altered this planet permanently at levels equivalent to that ofmany past geological events that have justified major divisions of geological time.As we accept responsibility for the anthropogenic biosphere we have created andbegin to practice the planetary stewardship we have earned in the Anthropocene,we can only hope that human systems will continue to evolve in their capacity tocreate and sustain the biosphere we want and need.
The author thanks Jed Kaplan for sharing his KK10 dataset, Kees Klein-Goldewijk for sharingHYDE 3.1 data, Navin Ramankutty for sharing his potential vegetation dataset, Helmut Haberl forsharing NPP data, and Holger Kreft for sharing his plant species richness dataset. Thanks are dueto Jan Zalasiewicz for inviting this study and leading the effort to understand the Anthropocene.Finally, thanks go to Nick Magliocca, Diann Prosser, Matthew Baker and our anonymous reviewersfor helpful comments on the manuscript.
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