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] ORGANZATIONTITY > C: ., AO IO Rev. 112007 FINANCIAL DISCLOSURE REPORT FOR CAENAR YEAR 2006 1. Person Reporting (last name, frst, middle initial) 2. Court or Organization FRIDMAN, BERNARD A EASTERN DISTRICT OF MICHIGAN 4. Title (Article III judges indicate actve or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time) D Nomination, Date ACTIVE U.S. DISTRICT JUDGE D Initial " Annual Sb. D Amended Repor D Final Report Required by the Ethics in Goverment Act of 1978 (5 USC app. §§ 101-11 I) 3. Date of Report 051912007 6. Reporting Period 01/01/2006 to 12/31/2006 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifcations pertaining thereto, it is, i my opinion, in compliance JOO UNITED STATES COURTHOUSE with applicable laws and regulations. 23 I WEST LA A YETE BOULEYARD DETROIT, MICHIGAN 48226 Reviewing Oficer IMPORT ANT NOTES: The instuctions accompanying this form must be followed Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page. Date J. POSITI 0 NS. (Reporting individual only; see pp. 9-13 of instuctions.) D NONE (No reportable positions.) POSITION 1. Member of the Boar d 2. 3. 4. NAME OF Children's Hospital of Michigan () c:: .., i . i ( fi'I 0 5. JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.) D NONE (o reportable ageements.) PARTIES AN TERMS I. I982-pre State of Michigan 48th Distict Court Pension Fund 2. 3.
Transcript
Page 1: AO FINANCIAL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · ORGAJZATIENTITY > :i AO IO Rev. 112007 FINANCIAL DISCLOSURE REPORT FOR CLEDAR YEAR 2006 1. Person Reporting

]

ORGANJZATIOJ).lLENTITY > C::-:i

.,

AO IO Rev. 112007

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2006

1. Person Reporting (last name, first, middle initial) 2. Court or Organization

FRIEDMAN, BERNARD A EASTERN DISTRICT OF MICHIGAN

4. Title (Article III judges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Date ACTIVE U.S. DISTRICT JUDGE

D Initial Annual

Sb. D Amended Report

D Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-11 I)

3. Date of Report

051912007

6. Reporting Period

01/01/2006

to

12/31/2006

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

JOO UNITED STATES COURTHOUSE with applicable laws and regulations.

23 I WEST LAF A YETIE BOULEY ARD DETROIT, MICHIGAN 48226

Reviewing Officer

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box/or each part where you have no reportable information. Sign on last page.

Date

J. POSITI 0 NS. (Reporting individual only; see pp. 9-13 of instructions.)

D NONE (No reportable positions.)

POSITION

1. Member of the Boar d

2.

3.

4.

NAME OF

Children's Hospital of Michigan

() c-:::;. .._,

i . i (

fi'I 0

5.

JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 of instructions.)

D NONE (No reportable agreements.)

PAR TIES AND TERMS

I. I982-pre State of Michigan 48th District Court Pension Fund

2.

3.

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3.

5.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

FRIEDMAN, BERNARD A 05/9/2007Page 2of13

III. NON-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of instructions.)

A. Filer's Non-Investment Income

NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

!.

2.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

!. Spouse 2003 Self-Employment Psychological Practice

2.

3.

4.

5.

IV. REIMBURSEMENTS -transportation, lodging.food, entertainmen

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

Q[J NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

!.

2.

3.

4.

5.

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051912007

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 3of13 FRIEDMAN, BERNARD A

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

IBJ NONE (No reportable gifts.)

SOURCE DESCRIPTION

I.

VALUE

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-33 of instructions.)

IBJ NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

!.

VALUE CODE

2.

3.

4.

5.

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of filing

-

L

5.

9.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 4of13 FRIEDMAN, BERNARD A 05/9/2007

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of the spouse and dependent children. see PP· 14-60 instructions.;

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

I. IRA AND PENSION ACCOUNT: 48th

B. c. D.

Income during Gross value at end of Transactions during reporting period reporting period reporting period

(1) (2) (1) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A·H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

A Div/Int M T District Court

2. Growth & Income.

3. Invesco Dynamics

4. Templeton Foreign Fund

6.

STA TE OF MICHIGAN 40 I K: A Div/Int K T

Dodge & Cox Stock Fund

7. Am Fund Euro-Pacific

8. Legg Mason Lg. Cap. (formerly Fidelity State chg'd from Magellan) Fidelity

Fidelity Fund Manager Program Portfolio c Div. N T Advisory

10. Lloyd's Mobile Home Ltd. P'ship Int. B Distribution K w

11. Archwood Apt. Assoc. Ltd. Partnership B Distribution K w Interest

12. Lighthouse Pte. Apt. Project Limited A Distribution K w Partners

13. Weathervane Apt. Assoc., a Ltd. Partnership A Distribution K w

14. Bellridge Apartment Assoc., Limited A Distribution K w Partnership

15. Kingsborough Ltd. PIS in Mobile Home B Distribution K w Park

16. Vista Del Sol Ltd. PIS in Mobile Home Park B Distribution K w

17. High Country, Ltd. B Distribution K w

I. Income Gain Codes: A ==$1,000 or less B =$ l ,001 - $2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 • $50,000

(See Columns Bl and D4) F =$50,001 · $100,000 G =$100,001 • $1,000,000 HJ =$1,000,001 - $5,000,000 H2=More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00 l - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns Cl and D3) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes PJ =$25,000,001 - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V=Other S =Assessment

U =Book Value W=Estimated

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-

(1) (2)

33.

(3) (4)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 5of13 FRIEDMAN, BERNARD A 05/9/2007

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(2) (1)(1) (2) (5) Place "(X)" after each asset Amount Type (e.g. Value

Code Iexempt from prior disclosure div., rent, Code 2 (A-H) or int.) (J.P)

18. OLTC, Ltd. A Distribution K

19. 29180 Van Born LLL A Distribution L

20. Bank One B D.ividend J

21. Certificates of Deposit and Regular Savings c Interest K

22. Nationwise Ins. Co. A Interest L

23. U. S. Savings Bonds B Interest K

Value Type (e.g.

Method buy, sell,

Code3 redemption)

(Q-W)

w

w

T

T

T

T

Date Value Gain

Month· Code 2 Code I

Day (J-P) (A-H)

Identity of

buyer/seller

(if private

transaction)

24. COMMON STOCKS:

25. Pepsico B Dividend N T

26. Disney A Dividend J T

27. Kellogg A Dividend K T

28. Lockheed Martin A Dividend J T

29. CMS Energy A Dividend J T

30. NCR A Dividend J T

31. Target A Dividend J T

32. Wal-Mart A Dividend J T

Glimcher Realty Trust A Dividend J T

34. Lehman Bros. Holding A Dividend J T

I . Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 • $5,000 0 =$5,001 - $15,000 E =$15,001 • $50,000

(See Columns B l and 04) F =$50,001 • SI00,000 G =SI00,001 - $1,000.000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000

2. Value Codes 1 =$I 5,000 or less K=Sl5,00 I -$50,000 L =$50,001. $100,000 M =SI00,001 - $250.000

(See Columns C l and 03) N =$250,001 - $500,000 0 =$500,001. $1,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 • $25,000,000

3. Value M ethod Codes P3 =$25,000,001 • $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash M arket

(See Column C2) Q =Appraisal V=Other S =Assessment

U =Book Value W =Estimated

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I I

-

37.

7-3

39.

40.

41.

43.

45.

49.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 6of13 051912007FRIEDMAN, BERNARD A

VII. INVESTMENTS and TRUSTS - income, value, transactions <Includes those of the spouse and dependent children. see PP· 34-60 of filing instrucuons.J

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

B.

I Income during

reporting period

(!) (2) Amount Type (e.g. Code 1 div., rent, (A-H) or int.)

c.

Gross value at end of

reporting period

(!) (2)

Value Value

Code 2 Method

(J-P) Code 3

(Q-W)

(!) Type (e.g.

buy, sell,

redemption)

D.

Transactions during reporting period

(2) (3) (4) Date Value Gain

Month - Code 2 Code 1

Day (J-P) (A-H)

(5) Identity of

buyer/seller

(if private

transaction)

35. U. S. Bancorp A Dividend J T

36. Magellan Fund - Fidelity A Interest J T

MUNICIPAL BONDS:

38. Detroit MI Sew Disp A Interest J T Redeemed K Merrill Lynch

Roseville MI Com. Schools A Interest J T

Huron Valley School Dist A Interest J T

Anmadami Schools A Interest L T

42. Rochester Hills MI Cap A Interest L T

Manistee MI Public Schools A Interest K T

44. MI Mun Bd. Auth Rev A Interest K T

Milan MI Schools A Interest K T

46. CD Merrill Lynch A Dividend L T Buy 8-23 L Merrill Lynch

47. IRAs and SEPs:

48. FIDELITY CORP. IRA:

Diversified International A Dividend J T

50. Appreciation Fund A Dividend K T

51. Stock Selector Fund A Dividend J T

l. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 - $50,000

(See Columns Bl and D4) F =$50,001 • $100,000 G =$100,001 - $1,000,000 Hl =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes I =Sl5,000 or less K=$!5,001 -$50,000 L =$50,001 • S l 00,000 M =$100,001 - $250,000

(See Colwnns Cl and D3) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 • $25,000,000

3. Value M ethod Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V=Other S =Assessment

U =Book Value W =Estimated

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(2) (2)

55.

58.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 7of13 FRIEDMAN, BERNARD A 051912007

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (1) (I) (4)(3) (5) Place "(X)" after each asset Amount ValueType (e.g. Value Type ( e.g.

Code l div., rent, exempt from prior disclosure Method buy, sell, Code2 ( A-H) or int.) Code 3 redemption)(J-P)

(Q-W)

52. Magellan A Dividend J T

53. FIDELITY SEP/IRA:

54. Fidelity Canada A Dividend J T

Date Value Gain Identity of

Month - Code2 Code 1 buyer/seller

Day (J-P) (A-H) (if private

transaction)

Contrafund A Dividend J T

56. Fidelity Bal A Dividend J T

57. Fidelity Growth & Income A Dividend J T

Alpine Realty Income A Dividend J T

59. Fidelity International Disc. A Dividend J T Bought 4-27 J Fidelity

60. Newberger Brennan PIS (*error - bought A Dividend J T bought 1!-3o' J Fidelity 11-30-05)

61. Janus Fund A Dividend J T

62. TWENTIETH CENTURY SEP/IRA:

63. Ultra Investors A Dividend J T

64. T. ROWE PRICE SEP/IRA:

65. Capital Appreciation A Dividend J T

66. COMMON STOCK HLD BY WACHOVIA

67. Abbott Labs A Dividend L T

68. Agere Sys A (name changed to Logic Corp.) None Name changed to

I. Income Gain Codes:

(See Columns Bl and 04)

2. Value Codes

(See Columns Cl and 03)

3. Value Method Codes

(See Column C2)

A =$1,000 or less

F =$50,001 - $100,000

J =$15,000 or less

N =$250,00 I • $500,000

P3 =$25,000,00 I • $50,000,000

Q =Appraisal

U =Book Value

B =$1,001 -$2,500

G =$100,001 • Sl,000,000

K =$15,001 -$50,000

0 =$500,001 • $1,000,000

R =Cost (Real Estate Only)

V=Other

c =$2,501 - $5,000

HI =$1,000,001-$5,000,000

L =$50,001 • $100,000

Pl =$1,000,001 • $5,000,000

P4 =More than $50,000,000

S =Assessment

W=Estimated

0 =$5,001 - $15,000

H2 =More than $5,000,000

M =$I 00,00 I • $250,000

P2 =$5,000,00 l -$25,000,000

T =Cash Market

E =$15,001 -$50,000

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I I (2) (2)

(J-P) (Q-W)

73.

78.

79.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 8of13 FRIEDMAN, BERNARD A 051912007

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. D.c. Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period I

Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity of Code l exempt from prior disclosure div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller

(3)(2) (5)(4)(I) (I) (I)

(A-H) or int.) Code 3 Dayredemption)(J-P) (A-H) (if private transaction)

Logic Corp

69. Agere Sys B None Name changed to Logic Corp

70. Air Products & Chem. A Dividend K T

71. Alcatel - Lucent A Dividend J T Merged 12-1 Was Lucent

72. American International Group A Dividend M T

Archer Daniels Midland A Dividend J T

74. AT&T A Dividend K T

75. Autoliv, Inc. A Dividend J T

76. Avaya A Dividend J T

77. Bristol Myers Squibb A Dividend K T

CISCO Systems A Dividend K T

Coca-Cola A Dividend K T

80. Comcast Corp New A A Dividend J T

81. EDS A Dividend J T

82. Exxon Mobil Corp. A Dividend L T

83. Fifth Third Bank A Dividend J T

84. Freescale Semiconductor A Dividend J T Redeemed 12-1 J Blackstone Group

1. Income Gain Codes:

(See Columns Bl and 04) 2. Value Codes

(See Columns C l and 03) 3. Value Method Codes

(See Column C2)

A =S 1,000 or less

F =$50,001 - $100,000

j =$15,000 or less

N =$250,00I • $500,000

P3 =$25,000,001 • $50,000,000

Q =Appraisal

U =Book Value

B =$1,001 -$2,500

G =$100,001 • $1,000,000

K =$15,001 -$50,000

0 =$500,001 -$1,000,000

R =Cost (Real Estate Only) V =Other

c =$2,501 - $5,000

HI =$1,000,001 • $5,000,000

L =$50,001 • $100,000

Pl =$1,000,00l -$5,000,0oo

P4 =More than $50,000,000

S =Assessment

W =Estimated

0 =$5,001 - $15,000

H2 =More than $5,000,000

M=$100,00I • $250,000

P2 =$5,000,001 -$25,000,000

T =Cash Market

E =$15,001 - $50,000

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(I) (5) (2)

91.

95.

(3)

(J-P)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9of13 051912007FRIEDMAN, BERNARD A

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See PP· 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period

(I) (2) (1) (2) (4) Place "(X)" after each asset Amount Type (e.g. Value Value Identity of Type (e.g. Date Value Gain

Code I div., rent, Code 2 Methodexempt from prior disclosure Month- Code2 buyer/sellerbuy, sell, Code I (A-H) or int.) (J-P) Code3 redemption) Day (if private (A-H)

transaction)(Q-W)

85. Gannett Co. A Dividend K T

86. Gartner Group - B A Dividend J T

87. General Electric A Dividend L T

88. General Mills A Dividend K T

89. Halliburton A Dividend J T

90. Home Depot A Dividend J T

Hospira Inc. A Dividend J T

92. IMS A Dividend J T

93. Intel Corp. A Dividend L T

94. IBM A Dividend M T

Iomega Corp. A Dividend J T

96. Janus Cap Group, Inc. A Dividend J T

97. Johnson & Johnson A Dividend M T

98. J. P. Morgan Chase A Dividend L T

99. !Umberly Clark A Dividend K T

100. Limited A Dividend J T

IOI. Logic Corp (LSI)

I. Income Gain Codes:

(See Columns BI and 04)

2. Value Codes

(See Columns CI and 03) 3. Value Method Codes

(See Column C2)

A

A =$1,000 or less

F =$50,001 -$100,000

J =$15,000 or less

N =$250,001 -$500,000

P3 =$25,000,001 - $50,000,000

Q =Appraisal

U =Book Value

Dividend J

B =$1,00 I -$2,500

G =$100,001 -SI,000,000

K =$15,001 -$50,000

0 =$500,001 - $1,000,000

R=Cost (Real Estate Only)

V=Other

T

c =$2,501 - $5,000

HI =$1,000,001 -$5,000,000

L =$50,001 -$100,000

PI =$1,000,001 -$5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

Was Agere Sys

0 =$5,001 - $15,000 E =$15,001 - $50,000

H2 =More than $5,000,000

M =$I 00,00 I - $250,000

P2 =$5,000,001 - $25,000,000

T =Cash Market

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I (5) (4)

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 10of13 051912007FRIEDMAN, BERNARD A

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those a/the spouse and dependent children. see PP· 34-60 of filing instrucuons.J -

D NONE (No reportable income, assets, or transactions.)

A. B. c.

Description of Assets Income during Gross value at end of (including trust assets) reporting period reporting period

(2) (I)(I) Place "(X)" after each asset Amount Type (e.g. Value

exempt from prior disclosure div., rent, Code 2 Code I (A-H) or int.) (J-P)

102. Masco Corp. A Dividend J

(2) (I)Value Type (e.g.

Method buy, sell, Code3 redemption)(Q-W)

T

D.

Transactions during reporting period

(2) J;Jate Month -Day

(3) Value Identity of Code 2

Gain Code I buyer/seller

(J-P) (if private transaction)

(A-H)

103. McDonald's Corp. A Dividend K T

104. Medco Health Solutions A Dividend J T

105. Merck&Co. B Dividend L T

106. Motorola A Dividend M T

107. Neenah Paper, Inc. A Dividend J T

108. Perot Systems A Dividend J T

109. Pitney Bowes A Dividend J T

110. Prudential Financial A Dividend J T

111. Rohm & Hass Co. A Dividend J T

112. Royal Dutch Petroleum A Dividend K T

113. Sysco Corp. A Dividend L T

114. Time Warner A Dividend J T

l 15. Tween Brands A Dividend J T Name changed from Too, Inc

116. Total Fina A Dividend K T

117. Tyco International A Dividend K T

118. Wachovia Corp. A Dividend L T

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I · $5,000 0 =$5,001 -$15,000 E =$15,001 -$50,000

(See Columns BI and 04) F=$50,00I -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,ooo,ooo H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=$15,00l -$50,000 L =$50,001 -$100,000 M =SI00,001 -$250,000

(See Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,00 I - $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V=Other S =Assessment

U =Book Value W =Estimated

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Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 11 of 13 051912007FRIEDMAN, BERNARD A

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See PP· 34-60 of filing instructions.) -

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

B. c.

Income during Gross value at end of

reporting period reporting period

(I) (2) (I) (2)

Amount Type (e.g. Value Value Code I div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3

(Q-W)

D.

Transactions during reporting period

(I)

Type (e.g.

buy, sell,

redemption)

(2) Date

Month-

Day

(3) Value

Code 2

(J-P)

(4) Gain

Code I

(A-H)

(5) Identity of

buyer/seller

(if private

transaction)

I19. Walgreen A Dividend J T

120. Walt Disney A Dividend K T

121. Whole Foods A Dividend J T

122. Zimmer Holdings A Dividend J T

123. 3 M Co. A Dividend K T

124. COLUMBIA SPECIAL FUND A Dividend J T

125. JANUS OVERSEAS FUND A Dividend J T

126. R S EMERGING GROWTH A Dividend J T

127. J. P. MORGAN One Group name changed

128. J. P. Morgan Mid-Cap Value Fund A Dividend K T One Group name changed

129. J. P. Morgan Intrep. Mid-Cap A Dividend K T One Group name changed

130. J. P. Morgan Small Cap Value Fund A Dividend K T One Group name changed

13 I. J.P. Morgan International Fund A Dividend J T One Group name changed

132. VANGUARD:

133. Growth Index Fund A Dividend J T

134. FIDELITY PORTFOLIO FND. MGR c Dividend 0 T ACCT. (NO CONTROL/ASSET SELEC.)

l. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501 - $5,000 D =$5,001 -$15,000 E =$15,001 - $50,000

(See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 - $1,000,000 Hl =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K=$15,00I -$50,000 L =$50,001 • $100,000 M =$100,00 l -$250,000

(See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 Pl =$1,000,00 I -$5,000,000 P2 =$5,000,001 -$25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market

(See Column C2) Q =Appraisal V=Other S =Assessment

U =Book Value W =Estimated

Page 12: AO FINANCIAL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · ORGAJZATIENTITY > :i AO IO Rev. 112007 FINANCIAL DISCLOSURE REPORT FOR CLEDAR YEAR 2006 1. Person Reporting

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 12of13 05/9/2007FRIEDMAN, BERNARD A

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReport.)

••••• I are trustees of an Irrevocable Living Trust created January 19, 1990, by •••lfor the sole purpose of owning an insurance policy on their lives.

Page 13: AO FINANCIAL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · ORGAJZATIENTITY > :i AO IO Rev. 112007 FINANCIAL DISCLOSURE REPORT FOR CLEDAR YEAR 2006 1. Person Reporting

Sign a

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 13of13 FRIEDMAN, BERNARD A 05/9/2007

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

FALSIFIES OR F AlLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544


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