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“Thermal Characterization Study of Lithium-Ion Cells”
By Doris Britton, Tom Miller and Bill Bennett
Abstract
The primary challenge in designing a full scale lithium-ion (Li-ion) battery system is safety
under both normal operating as well as abusive conditions. The normal conditions involve
expected charge/discharge cycles and it is known that heat evolves in batteries during
those cycles. This is a major concern in the design for high power applications and
careful thermal management is necessary to alleviate this concern. An emerging thermal
measurement technology, such as the electrochemical calorimetric of batteries, will aid in
the development of advanced, safe battery system. To support this technology, several
“commercial-off-the-shelf” (COTS) Li-ion cells with different chemistries and designs are
being evaluated for different cycling regimes at a given operating temperature. The
Accelerated Rate Calorimeter (ARC)-Arbin cycler setup is used to measure the
temperature, voltage, and current of the cells at different charge/discharge rates. Initial
results demonstrated good cell cyclability. During the cycle testing, the cell exhibited an
endothermic cooling in the initial part of the charge cycle. The discharge portion of the
cycle is exothermic during the entire discharge period. The presence of an endothermic
reaction indicates a significant entropy effect during the beginning of charge cycle.
Further studies will be performed to understand the thermal characteristics of the Li-ion
cells at the different operating conditions. The effects on the thermal response on cell
aging and states-of-charge will also be identified.
https://ntrs.nasa.gov/search.jsp?R=20070032054 2020-02-16T07:17:31+00:00Z
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Thermal Characterization Study of Lithium-Ion Cells
by
Doris L. Britton & Thomas B. Miller
NASA Glenn Research Center
Cleveland, OH
William R. Bennett
ASRC Aerospace Corp.
Cleveland, OH
10th Electrochemical Power Sources SymposiumAugust 20-23, 2007
Williamsburg, VA
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Characterization of Lithium-ion Cells
Objective & Approach
• Objectives:
– Apply calorimetry techniques to assess Li ion safe operatingconditions.
– Quantify self-heating rate and temperature limits
– Investigate new cathode and electrolyte interactions
– Ascertain failure modes.
– Understanding of life-limiting mechanisms of Li-ion cells duringvarious electrochemical conditions.
• Approaches:
– Reproduce published results of commercial off-the-shelf (COTS)cells and components (cathode and electrolyte)
– Generate data for the next generation materials (high specificenergy cathodes, next generation electrolytes, and nanocompositeanodes).
– Observe cell and component response to thermal and overchargeabuse conditions.
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Thermal Analysis Techniques
• Accelerating Rate Calorimeter (ARC) -Thermal Hazards Technology
(UK)
– Adiabatic temperature conditions
– Measures heat, gas and Onset of Thermal Runaway (OTR)
• Battery Cycler - Arbin Instruments (Texas)
- Performs battery/cell cycling and measures cell voltage and
temperature
The blast enclosure and control rack of the ARC and the Arbin cycler
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Part I – Li ion Components
• Components
– Cathode
• Transition metal (Li) – Ni, Mn, Co
• Phosphate cathodes
– Electrolyte
• Standard - 1M LiPF6 in 1:1 EC:DMC
• Baseline – 1 M LiPF6 in 1:1:1:3 EC:DEC:DMC:EMC
• Low Temperature
• Non-flammable
• Ester-based
– Anode
• New generation carbon or graphite
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Thermal Stability of Li ion components
• Materials studied so far:
– Electrolyte:
• 1M LiPF6 in 1:1 EC:DMC
• Instrument Used:
– ARC = adiabatic calorimeter
– Test sample holder material =
Titanium, 0.8 mm wall diam, 8 g
– Thermocouple = to measure
variation in temperature.
Annealed Ti bomb
New Ti bomb
Sample bomb suspended from the top of the ARC.
Thermocouple
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Thermal Stability of Li-ion
Procedure
• Measured sample loaded to the Ti bomb
• Thermocouple attached to the bomb to measure variation intemperature
• Controller is programmed to increase the calorimeter'stemperature via a predetermined profile.
• Sample temperature increases due to convection andconduction
• If the sample undergoes chemical reactions that generate heat,the sample temperature will rise
• If the self-heating is greater than the threshold level, the ARCproceeds into the exotherm mode
• Self-heating follows until the rate falls below the detection limitor until the end point temperature is reached.
• Adiabatic self-heating rate of the sample is measured as afunction of time and temperature.
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Temperature & Pressure Profiles
(1 M LiPF6 in 1:1 EC:DMC)
0
50
100
150
200
250
300
350
400
450
0 500 1000 1500 2000 2500
Time, min
Tem
peratu
re, °C
0
20
40
60
80
Pre
ss
ure
, b
ar
Temperatur
Pressure
-Sample weight = 2.7 g
-Temp = 40 to 400°C
-Temp step = 5°C; wait time = 15 min
-Sensitivity threshold rate= 0.020 °C/min
Temperature/Pressure-Time Profile
0.01
0.1
1
10
150 200 250 300 350 400
Temperature, °C
Self
Heat
Rate
(S
HR
),
°C/m
in
1
10
100
Pre
ss
ure
R
ate
, b
ar/
min
SHR
Pressure
Self-heat & Pressure rate profile
StartingT = 40°C
Onset T = 179°C
End T = 400°C
Onset T = 179°C at 0.069°C/min
T = 266.5°C with max. SHR = 6.95°C/min
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Part II - Lithium-ion cells
• Li ion cells
– COTS 18650 cell
– Experimental cells
– Prototype cells with advanced components
– Other cells
• Electrochemical and thermal profile of Li-ion cells
– Different charge/discharge cycles
• Thermal profile and runaway of Li ion cells
– Different depths-of-discharge (DOD) = 20, 40, & 60%
– Different states-of-charge (SOC) = 0, 25, 50, 75, & 100%
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Effect of charging and discharging on thermal stability
of Panasonic 18650 Li ion cell
ARC conditions
- Isothermal mode
- Start T = 35°C (kept at that temperature untilcycling is terminated)
- Temperature rate sensitivity = 0.1 °C/min
Cycling conditions
- Charge @ C/5 rate to 4.2V
- Taper charge C/50 current or 8 hours
- Discharge @ C/2 to 3.0V
- Rest for 2 hours
30
32
34
36
38
40
42
44
46
48
50
0 500 1000 1500 2000
Time, min
Te
mp
era
ture
, °C
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
Vo
lta
ge
, V
Cell Voltage
Cell temperature
Charge TaperCharge
Discharge
Rest
Endothermiccooling @33.26°C
42°C
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Temperature during first charge/discharge cycle
30
32
34
36
38
40
42
44
0 50 100 150 200 250 300
Time, min
Te
mp
era
ture
, °C
Charge
Discharge
T = 42.06°C
T = 34.8°C
T = 33.26°C
16.2 min
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Temperature profiles of 18650 cell as a function of DOD
(LEO cycling regime)
30
35
40
45
50
55
60
0 200 400 600 800 1000 1200 1400
Te
mp
era
ture
, °C
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
5
Vo
ltag
e, V
VOLTAGE
TEMPERATURE
Operating Temperature = 35°C
- Net cooling effect during charge
33°C at beginning of charge
-Highly exothermic effect duringdischarge (LEO regime)
20% DOD = 36°C
40% DOD = 40°C
60% DOD = 46°C
20%DOD
40%DOD
60%DOD
30
35
40
45
50
55
60
0 200 400 600 800 1000 1200 1400
Time, min
Te
mp
era
ture
, °C
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
5
Vo
lta
ge
, V
VOLTAGE
TEMPERATURE
30
35
40
45
50
55
60
Te
mp
era
ture
, °C
0
0.5
1
1.5
2
2.5
3
3.5
4
4.5
5
Vo
ltag
e, VVOLTAGE
TEMPERATURE
Significant temperature riseat increasing DOD.
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Thermal Runaway of Li ion cell
• Thermal testing of cell to determine the self heating
thermal runaway of the cells under different
conditions.
• ARC conditions:
– Temperature = 35 to 160°C
– Temperature rate sensitivity = 0.020 °C/min
– Temperature step = 5.0°C
• Different conditions:
– 0%, 50%, 75%, 100% SOC
– Different aging conditions (temperature & days in OC)
• Arbin cycler monitors cell temperature & voltage
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Temperature & Voltage versus Time(0% SOC)
0
20
40
60
80
100
120
140
160
180
0 500 1000 1500 2000 2500 3000 3500
Time, min
Te
mp
era
ture
, °C
-0.5
0
0.5
1
1.5
2
2.5
3
3.5
4
Vo
lta
ge
, V
Voltage
Temperature
Onset T = 106.5°C
- ARC T = between 35 and 160 C- Onset T = 106.5°C voltage started to fall- Second exotherm after 2652 min, 0.822 V at 127.8°C- After 3257 min, 0.0 V at 149°C indicating internal cell shorting.- No runaway before 160°C
127.8°C149°C
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Temperature Profiles of Panasonic 18650 cell
(50% SOC)
20
40
60
80
100
120
140
160
180
0 200 400 600 800 1000 1200
Time, min
Te
mp
era
ture
, °C
2
3
4
5
6
7
8
9
10
11
Vo
ltag
e, VTemperature
Voltage
Temperature vs. Time
Self-Heat Rate vs. Temperature
120
122
124
126
128
130
132
134
800 850 900 950 1000
Time, min
Te
mp
era
ture
, °C
3.75
3.76
3.77
3.78
3.79
3.8V
olt
ag
e, V
Voltage
Temperature
Arbin malfunction
0.01
0.1
1
120 130 140 150 160
Temperature,°C
Se
lf-h
ea
t ra
te,
°C/m
in
Onset T = 126°C, 0.02°C/min
T-131.49°C, 0.065°C/min
153.86°C, 0.263°C/min
135.5°C, 0.058°C/min
Expanded view
Thermal runaway
- Onset T= 126°C Voltage started to fall
-Several peaks corresponding to different reactionsinvolving anode, cathode and electrolyte
-Arbin malfunction, voltage went up to 10V
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Before and after venting
• Before After
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Heat Generation
Objective:
•calculate internal heat generation for lithium-ion cells
•contrast and compare two different cathode chemistries
•LiCoO2
•LiFePO4
•use results to identify operating conditions which canlead to excessive internal temperature increase
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Heat Generation
T
EnFS =
nF
STIq
rev=
T
EITq
rev=
( )EEIqeqirrev
=
Thermal contributions:
•irreversible heat due to polarization(always positive)
•reversible heat due to entropy change(may be positive or negative)
•entropy, S, can be calculated from cellequilibrium potential/temperature data
•total internal heat generation
irrevrevtotalqqq +=
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Heat Generation
Equilibrium potential measurement:
•fully charge cell under “standard”conditions (C/20, 23°C)
•adjust temperature to desired valueand equilibrate for 1 day
•use incremental discharge followedby 4-6 hour rest
•use voltage after rest as equilibriumpotential
Layered cathode cell at 23 °C
2
2.5
3
3.5
4
4.5
0 2 4 6 8 10
Test_Time(d)
Ce
ll P
ote
nti
al
(V)
-0.25
-0.15
-0.05
0.05
0.15
0.25
0.35
0.45
Cu
rren
t(A
)
rest time affects accuracy. how long?
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Heat Generation
Equilibrium cell potential:
•for LiCoO2 cathode cell, cell potentialdecreases with increase in temperature
•for LiFePO4 cathode cell, cell potentialincreases with increase in temperature 3.0
3.2
3.4
3.6
3.8
4.0
4.2
4.4
0% 20% 40% 60% 80% 100%
depth of discharge
eq
uil
ibri
um
po
ten
tia
l (V
)
0°C
23°C
40°C
2.4
2.6
2.8
3.0
3.2
3.4
3.6
3.8
0% 20% 40% 60% 80% 100%
depth of discharge
eq
uil
ibri
um
po
ten
tia
l (V
)
0°C
23°C
40°C
LiCoO2 cathode cell
LiFePO4 cathode
cell
Equilibrium potential is used to computepolarization
Change in equilibrium potential withtemperature is used to compute entropy
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Heat Generation
Compute derivative:
•plot potential versus temperature at agiven state-of-charge
•fit curve and compute slope (quadraticused here)
•repeat at other states-of-charge
LiCoO2 cathode cell at 32% DoD
y = 2.60E-06x2 - 2.67E-04x + 4.78E-03
-0.030
-0.020
-0.010
0.000
0.010
0.020
0.030
0 20 40 60
T (°C)
Eeq
rela
tive t
o 2
3°C
(V
)
32%
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Heat Generation
Computed derivatives:
•pronounced negative derivative forLiCoO2 cathode at DoD > 50%(heating effect on discharge)
•for LiFePO4 cathode, derivative isgenerally closer to zero, positive at<50% DoD
LiCoO2 cathode
LiFePO4 cathode
-0.002
-0.0015
-0.001
-0.0005
0
0.0005
0% 20% 40% 60% 80% 100%
DoD
dE
/dT
(V
/°C
)
linear
quadratic
-0.002
-0.0015
-0.001
-0.0005
0
0.0005
0% 20% 40% 60% 80% 100%
DoD
dE
/dT
(V
/°C
)
linear
quadratic
These results show that the reversible heat of the LiFePO4produces a slight effect on discharge.
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Heat Generation
Compare heat generation calculationwith measured cell temperature ofLiCoO2 cathode cell:
•computed heat generation correlateswell with temperature
•gradual heating begins immediatelyon discharge
LiCoO2 cathode cell at C/5, 23°C
-0.4
-0.2
0.0
0.2
0.4
0.6
0.8
0 2 4 6 8 10 12 14
time (h)
co
mp
ute
d h
ea
t (W
)
17
18
19
20
21
22
23
24
tem
pera
ture
(°C
)
-0.5
-0.3
-0.1
0.1
0.3
0.5
0.7
0.9
1.1
1.3
1.5
0 2 4 6 8 10 12 14
time (h)
cu
rren
t (A
)
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
ce
ll V
olt
s
charge discharge
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-0.5
-0.3
-0.1
0.1
0.3
0.5
0.7
0.9
1.1
1.3
1.5
0 2 4 6 8 10 12 14
time (h)
cu
rren
t (A
)
0
0.5
1
1.5
2
2.5
3
3.5
4
ce
ll V
olt
s
-0.6
-0.4
-0.2
0.0
0.2
0.4
0.6
0.8
0 2 4 6 8 10 12 14
time (h)
co
mp
ute
d h
ea
t (W
)
18
19
20
21
22
23
24
Heat Generation
Compare heat generation calculationswith measured cell temperature ofLiFePO4 cathode cell:
•computed heat generation correlateswell with temperature
•little temperature change withpronounced temperature rise at end ofdischarge
LiFePO4 cathode cell at C/5, 23°C
charge discharge
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Summary
• ARC is used to determine the temperature ranges where cell
starts self-heating and goes into thermal runaway
• Thermal stability studies as functions of DOD and SOC using
the ARC were initiated.
• ARC in combination with an Arbin battery cycler is currently
used to evaluate and study the performance and thermal
behavior of Li-ion cells.
• Significant temperature rise with increasing DOD
• Results will provide a fundamental database for cell safety from
a proper thermal management
• Heat generation correlates well with temperature
• Change in equilibrium potential with temperature is used to
calculate entropy.
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Future Research Work
• Continue thermal study of other Li-ion components
(anodes, cathodes & electrolytes).
• Continue thermal behavior study of Li-ion cells at
different conditions – SOC, aging, etc.
• Continue to understand the thermal stability and
heat generation from decomposition and
exothermic reaction of the materials within the cell.
• Initiate study of next generation cells and
components.
• Verify heat generation calculation at higher rate of
discharge/charge.