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Apoptosis John F. R. Kerr, Ph.D.,* Clay M. Winterford

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Oncologists traditionally have been concerned primarily with cell proliferation. However, apoptosis (the distinctive form of cell death that complements cell proliferationin normal tissue homeostasis)' increasingly has been attracting their attention.'
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2013 Apoptosis Its Significance in Cancer and Cancer Therapy John F. R. Kerr, Ph.D.,* Clay M. Winterford, Assoc.Dipl.Appl.Biol.,* and Brian V. Harmon, Ph.D.t Apoptosis is a distinct mode of cell death that is re- sponsible for deletion of cells in normal tissues; it also occurs in specific pathologic contexts. Morphologically, it involves rapid condensation and budding of the cell, with the formation of membrane-enclosed apoptotic bod- ies containing well-preserved organelles, which are phagocytosed and digested by nearby resident cells. There is no associated inflammation. A characteristic bio- chemical feature of the process is double-strand cleavage of nuclear DNA at the linker regions between nucleo- somes leading to the production of oligonucleosomal fragments. In many, although not all of the circum- stances in which apoptosis occurs, it is suppressed by inhibitors of messenger RNA and protein synthesis. Apoptosis occurs spontaneously in malignant tumors, of- ten markedly retarding their growth, and it is increased in tumors responding to irradiation, cytotoxic chemother- apy, heating and hormone ablation. However, much of the current interest in the process stems from the discov- ery that it can be regulated by certain proto-oncogenes and the p53 tumor suppressor gene. Thus, c-myc expres- sion has been shown to be involved in the initiation of apoptosis in some situations, and bcl-2 has emerged as a new type of proto-oncogene that inhibits apoptosis, rather than stimulating mitosis. In p53-negative tumor- derived cell lines transfected with wild-type p53, induc- tion of the gene has, in rare cases, been found to cause extensive apoptosis, instead of growth arrest. Finally, the demonstration that antibodies against a cell-surface pro- tein designated APO-1 or Fas can enhance apoptosis in some human lymphoid cell lines may have therapeutic implications. Cancer 1994; 73:2013-26. From the 'Department of Pathology, University of Queensland Medical School, Herston, Queensland; and the tSchool of Life Science, Queensland University of Technology, Brisbane, Queens- land, Australia. Supported by the Queensland Cancer Fund and the University of Queensland. Address for reprints: John F. R. Kerr, Ph.D., Department of Pa- thology, University of Queensland Medical School, Herston, Bris- bane, Queensland 4006, Australia. Accepted for publication November 24, 1993. Key words: apoptosis, programmed cell death, cell dele- tion, DNA fragmentation, radiation, anti-cancer drugs, hyperthermia, hormone ablation, proto-oncogene, tumor suppressor gene. Oncologists traditionally have been concerned primar- ily with cell proliferation. However, apoptosis (the dis- tinctive form of cell death that complements cell prolif- eration in normal tissue homeostasis)' increasingly has been attracting their attention.'f3 The realization that apoptosis occurs in tumors is not new. More than 20 years ago it was suggested that apoptosis may account for much of the spontaneous cell loss known from kinetic studies to occur in many and it has been clear for some time that its extent often is enhanced in tumors by well-established treatment modalities, such as cytotoxic chern~therapy:-'~ heating,'0~"~'6-'8 and hormone abla- tion.l9-'' However, during the past few years, advances in understanding of the control of apoptosis at the mo- lecular level have extended its potential oncologicsignif - icance far beyond the mere provision of a mechanistic explanation for tumor cell deletion. In particular, the discovery that apoptosis can be regulated by the prod- ucts of certain proto-oncogenes and the p53 tumor sup- pressor has opened up exciting avenues for future re~earch.~ The proposition that apoptosis is a discrete phenom- enon that is fundamentally different from degenerative cell death or necrosis is based on its morphology, bio- chemistry, and i n c i d e n ~ e . ~ ~ ~ ~ ~ ~ - ~ ~ In this article, we de-. scribe these, placing special emphasis on cancer. We also review the results of recent work on regulation of the process and discuss the oncologic implications of this new knowledge. Morphology of Apoptosis The description that follows is based on our studies and the published reports of others. We will not justify each
Transcript
  • 2013

    Apoptosis Its Significance in Cancer and Cancer Therapy

    John F. R. Kerr, Ph.D.,* Clay M. Winterford, Assoc.Dipl.Appl.Biol.,* and Brian V. Harmon, Ph.D.t

    Apoptosis is a distinct mode of cell death that is re- sponsible for deletion of cells in normal tissues; it also occurs in specific pathologic contexts. Morphologically, it involves rapid condensation and budding of the cell, with the formation of membrane-enclosed apoptotic bod- ies containing well-preserved organelles, which are phagocytosed and digested by nearby resident cells. There is no associated inflammation. A characteristic bio- chemical feature of the process is double-strand cleavage of nuclear DNA at the linker regions between nucleo- somes leading to the production of oligonucleosomal fragments. In many, although not all of the circum- stances in which apoptosis occurs, it is suppressed by inhibitors of messenger RNA and protein synthesis. Apoptosis occurs spontaneously in malignant tumors, of- ten markedly retarding their growth, and it is increased in tumors responding to irradiation, cytotoxic chemother- apy, heating and hormone ablation. However, much of the current interest in the process stems from the discov- ery that it can be regulated by certain proto-oncogenes and the p53 tumor suppressor gene. Thus, c-myc expres- sion has been shown to be involved in the initiation of apoptosis in some situations, and bcl-2 has emerged as a new type of proto-oncogene that inhibits apoptosis, rather than stimulating mitosis. In p53-negative tumor- derived cell lines transfected with wild-type p53, induc- tion of the gene has, in rare cases, been found to cause extensive apoptosis, instead of growth arrest. Finally, the demonstration that antibodies against a cell-surface pro- tein designated APO-1 or Fas can enhance apoptosis in some human lymphoid cell lines may have therapeutic implications. Cancer 1994; 73:2013-26.

    From the 'Department of Pathology, University of Queensland Medical School, Herston, Queensland; and the tSchool of Life Science, Queensland University of Technology, Brisbane, Queens- land, Australia.

    Supported by the Queensland Cancer Fund and the University of Queensland.

    Address for reprints: John F. R. Kerr, Ph.D., Department of Pa- thology, University of Queensland Medical School, Herston, Bris- bane, Queensland 4006, Australia.

    Accepted for publication November 24, 1993.

    Key words: apoptosis, programmed cell death, cell dele- tion, DNA fragmentation, radiation, anti-cancer drugs, hyperthermia, hormone ablation, proto-oncogene, tumor suppressor gene.

    Oncologists traditionally have been concerned primar- ily with cell proliferation. However, apoptosis (the dis- tinctive form of cell death that complements cell prolif- eration in normal tissue homeostasis)' increasingly has been attracting their attention.'f3

    The realization that apoptosis occurs in tumors is not new. More than 20 years ago it was suggested that apoptosis may account for much of the spontaneous cell loss known from kinetic studies to occur in many

    and it has been clear for some time that its extent often is enhanced in tumors by well-established treatment modalities, such as cytotoxic chern~therapy:-'~ heating,'0~"~'6-'8 and hormone abla- tion.l9-'' However, during the past few years, advances in understanding of the control of apoptosis at the mo- lecular level have extended its potential oncologic signif - icance far beyond the mere provision of a mechanistic explanation for tumor cell deletion. In particular, the discovery that apoptosis can be regulated by the prod- ucts of certain proto-oncogenes and the p53 tumor sup- pressor has opened up exciting avenues for future re~earch.~

    The proposition that apoptosis is a discrete phenom- enon that is fundamentally different from degenerative cell death or necrosis is based on its morphology, bio- chemistry, and i n c i d e n ~ e . ~ ~ ~ ~ ~ ~ - ~ ~ In this article, we de-. scribe these, placing special emphasis on cancer. We also review the results of recent work on regulation of the process and discuss the oncologic implications of this new knowledge.

    Morphology of Apoptosis

    The description that follows is based on our studies and the published reports of others. We will not justify each

  • 2014 CANCER April 15,1994, Volume 73, No. 8

    ~ 3

    Figure 1. Diagram illustrating sequence of ultrastructural changes in apoptosis (2-6) and necrosis (7 and 8). (1) Normal cell. Early apoptosis (2) is characterized by compaction and margination of nuclear chromatin, condensation of cytoplasm, and convolution of nuclear and cell outlines. (3) At a later stage, the nucleus fragments, and protuberances that form on the cell surface separate to produce apoptotic bodies, which (4) are phagocytosed by nearby cells and (5 and 6) degraded within lysosomes. (7) The development of necrosis is associated with irregular clumping of chromatin, marked swelling of organelles and focal disruption of membranes. (8) Membranes subsequently disintegrate, but the cell usually retains its overall shape until removed by mononuclear phagocytes.

    Figure 2. Apoptosis of murine NS-I myeloma cell occurring spontaneously in culture. Note the sharply delineated masses of condensed chromatin in membrane-enclosed nuclear fragments and remnant of nucleolus (arrow). Ribosomes are well preserved (electron micrograph, original magnification X 17,500).

    (Figs. 3 and 4) to produce membrane-bounded apopto- tic bodies (Fig. 5). The size and composition of the latter vary considerably; many contain several nuclear frag- ments (Fig. 5) whereas others lack a nuclear compo- nent. In addition, the extent of the nuclear and cellular budding vanes with cell type, often being relatively re- stricted in small cells with a high nucleocytoplasmic

    statement with lists of references but will give a compos- ite overview; supporting bibliographies and many ad- ditional illustrations can be found in comprehensive re- views.41.53,54

    The contrasting ultrastructural features of apopto- sis and necrosis are shown in stylized form in Figure 1.

    Apoptosis characteristically affects scattered single cells, not groups of adjoining cells, as is the case with necrosis. The earliest recognized morphologic changes are compaction and segregation of the nuclear chroma- tin, with the formation of sharply delineated, uniformly finely granular masses that become marginated against the nuclear envelope, and condensation of the cyto- plasm. Progression of the condensation is accompanied by convo~u~on of the nuclear and cell outlines, and this is into discrete fragments that are surrounded by a double-layered en- velope (Fig. 2) and by budding of the cell as a whole

    Figure 3. Same culture as that illustrated in Figure 2. Separation of surface protuberances is leading to apoptotic body formation. Some nuclear fragments show peripheral masses of condensed chromatin, whereas others are uniformly dense in plane of section (electron micrograph, original magnification X13,900).

    by breaking up Of the

  • Apoptosis in Cancer/Kerr et al . 2015

    Figure 4. Apoptosis in murine EMT6 mammary tumor growing in muscle 2 hours after heating at 44C for 30 minutes. Note the marked condensation of cytoplasm with preservation of integrity of organelles, nuclear fragmentation, and budding of cell to form apoptotic bodies (electron micrograph, original magnification X 13,600).

    ratio, such as lymphocytes. The cytoplasmic organelles of newly formed apoptotic bodies remain well pre- served (Figs. 4 and 5).

    Apoptotic bodies arising in tissues are quickly in- gested by nearby cells and degraded within their lyso- somes (Fig. 6) . There is no associated inflammation with the outpouring of specialized phagocytes into the tis- sue, such as occurs with necrosis, and various types of resident cells, including epithelial cells (Fig. 6) , partici- pate in the mopping-up process. In tumors, viable neo-

    Figure 5. Extensive apoptosis in human BM 13674 Burkitt's lymphoma cell line 4 hours after heating to 43OC for 30 minutes (electron micrograph, original magnification X4,600).

    Figure 6. Partly degraded apoptotic bodies containing recognizable nuclear fragments within lysosomes in epithelial cell of murine small intestinal crypt 2 hours after injection of cytosine arabinoside, 250 mg/kg (electron micrograph, original magnification X19,600).

    plastic cells usually are involved, as are resident macro- phages. However, apoptotic bodies formed in cell cul- tures mostly escape phagocytosis and eventually degenerate.

    The early cellular events in apoptosis are accom- plished quickly, with only a few minutes elapsing be- tween onset of the process and the formation of a clus- ter of apoptotic bodies. Thus, budding cells with convo- luted outlines are rarely observed in tissue sections. The small size of most apoptotic bodies makes them rela- tively inconspicuous by light microscopic study (Fig. 7). After phagocytosis, their digestion is completed within h o ~ r s . ~ ~ , ~ ~ This fact should be borne in mind when apoptosis is being quantified histologically.

    The distinction between apoptosis and necrosis is unequivocal at the level of electron microscopic study (Fig. l), and with practice, the two processes can be recognized with confidence using light microscopic study alone. Condensation of nuclear chromatin occurs in the early stages of necrosis, but the chromatin is not radically redistributed, as it is in apoptosis, and the edges of the chromatin clumps tend to be irregular and poorly defined (Fig. 8). In addition, the nucleus of the necrotic cell never separates into discrete, membrane- enclosed fragments. Late in necrosis, the chromatin dis- appears. The cytoplasm of the necrotic cell becomes grossly swollen, and plasma and organelle membranes progressively disintegrate (Fig. 8). Despite this, the overall configuration of the cell tends to be preserved until it is removed by mononuclear phagocytes. The

  • 2016 CANCER April 25, 2994, Volume 73, No. 8

    Figure 7. Spontaneous apoptosis (arrows) occurring in poorly differentiated human carcinoma (H & E, original magnification X480).

    involvement of groups of contiguous cells and the pres- ence of an inflammatory exudate usually provide addi- tional confirmatory evidence of categorization of the cell death present in a particular circumstance as necro- sis, In tumors, such foci of confluent necrosis typically tend to be located in the centers of nodules, whereas individual cells undergoing apoptosis are observed throughout the viable tumor tissue (Fig. 7).

    Figure 8. Spontaneous necrosis occurring in center of murine P-815 mastocytoma growing in muscle. Note the irregular clumping of chromatin and disintegration of organelles and plasma membrane (electron micrograph, original magnification X23,lOO).

    Figure 9. Agarose gel electrophoresis of DNA extracted from cultures of P-815 cells. Ethidium bromide stain photographed in ultraviolet light. Lane 1: DRIgest 111 molecular weight markers; lane 2: control culture; lane 3: culture showing extensive apoptosis induced by heating; lane 4: culture showing massive necrosis 72 hours after repeated freezing and thawing.

    Biochemical Mechanisms Involved in Execution of Apoptosis

    After apoptosis was defined as a morphologically dis- tinct entity,5 some years elapsed before significant pro- gress was made in elucidating its biochemical mecha- nism. In 1980, Wyllie4' showed that glucocorticoid-in- duced death of thymocytes, which was known to display the typical ultrastructural features of apoptosis, is associated with a unique change in the nuclear DNA. There is double-strand cleavage at the linker regions between nucleosomes, leading to the formation of frag- ments that are multiples of units comprising 180-200 base pairs. These fragments are detected readily by aga- rose gel electrophoresis, a characteristic ladder being evident when ethidium bromide-stained gels are viewed in ultraviolet light. Figure 9 shows such a ladder produced by electrophoresis of DNA extracted from apoptotic tumor cells. However, in necrosis there usually is random cleavage of DNA and degradation of h i ~ t o n e , ~ ~ * * ~ a diffuse smear developing on DNA electro- phoresis (Fig. 9). Internucleosomal cleavage has been shown to accompany apoptosis occurring in a wide vari- ety of cell types,43,56-59 and DNA electrophoresis is used extensively for identifying the process. The cleavage occasionally may be delayed or absent in cell death that appears by other criteria to be apoptotic.60-62 It has been found that internucleosomal cleavage is preceded by cleavage of DNA into 300- or 50-kilo base-pair frag-

  • Apoptosis in Cancer/Kerr et al . 2017

    ments in cells undergoing apoptosis and that the for- mation of these large DNA fragments occurs in at least some cases in which there is no subsequent develop- ment of oligonucleosomes.63 The identity of the enzyme or enzymes responsible for the internucleosomal cleav- age is the subject of considerable debate.64-70 Mito- chondrial DNA does not appear to be cleaved.71r72 It has been proposed that the cleavage of nuclear DNA at an early stage of the process may serve a protective func- tion in preventing the transfer of potentially active ge- netic material to nearby cells when apoptotic bodies are phagocytosed.66

    The cytoplasmic condensation, which is such a prominent ultrastructural feature of apoptosis, is accom- panied by an increase in cellular density." However, nothing is known about the mechanisms involved. The formation of the cell surface protuberances observed by electron microscopic study has been shown by phase- contrast microscopic study to be associated with violent convulsion of the cell ~ u r f a c e , ~ ~ - ~ ~ and this, taken in conjunction with the subsequent separation of portions of the cell to form membrane-bounded apoptotic bod- ies, clearly suggests major participation of cytoskeletal elements. In cells destined to undergo apoptosis, p-tu- bulin messenger RNA increases before the develop- ment of morphologic changes and the occurrence of DNA cleavage.77 At a later stage, increased amounts of 0-tubulin appear in the cytoplasm. The P-tubulin genes eventually are degraded along with the rest of the nu- clear DNA once endonuclease becomes active.77 Agents that interfere with actin polymerization, such as cyto- chalasin B, have been shown to prevent the cellular budding that leads to the formation of apoptotic bodies without blocking fragmentation of the nucleus or DNA cleavage.78

    In the phase-contrast microscopic studies, the sepa- ration of discrete apoptotic bodies from the condensing cell was found to coincide with abrupt cessation of cell surface movement. A probable explanation for this ob- servation has been provided by Fesus et al.49 They have shown that tissue-type transglutaminase, an enzyme involved in the cross-linking of intracellular proteins, is increased in cells undergoing a p o p t ~ s i s ~ ~ - ~ ' and that the highest concentrations of the enzyme are consistently present in discrete apoptotic bodies.83 They propose that the transglutaminase activity leads to the forma- tion of a highly cross-linked, rigid framework within apoptotic bodies, which aids in maintaining their integ- rity and thus in preventing leakage of their contents into the extracellular space. In several types of cells, the increase in tissue transglutaminase activity associated with apoptosis has been shown to be preceded by an increase in the level of the corresponding messenger RNA. 4934

    The rapid phagocytosis of apoptotic bodies by nearby cells while their membranes are intact implies the operation of a highly specific recognition mecha- nism, and there is evidence that more than one such mechanism may exist.85 Early experiments showed that the in vitro binding of apoptotic rodent thymocytes by isologous peritoneal macrophages could be inhibited by addition of N-acetyl glucosamine or its dimer N,N'- diacetyl chitobiose,86 and it was suggested that lectin- like receptors on the surface of the macrophages might specifically recognize changes in the carbohydrates ex- posed on the surface of the apoptotic bodies. More re- cently, macrophage vitronectin receptors have been im- plicated in the recognition of neutrophil leukocytes un- dergoing a p o p t o s i ~ , ~ ~ , ~ ~ and evidence has been produced that the exposure of phosphatidylserine on the surface of apoptotic thymocytes and lymphocytes may lead to their specific recognition by macro- phagesE9 The rapid phagocytosis of apoptotic bodies before they lyse is of critical importance in preventing inflammation and injury in the tissues in which they are formed, especially when the process is occurring under physiologic Thus, there would have been evolutionary advantage in the development of multiple, and perhaps overlapping, mechanisms to en- sure their immediate recognition by adjacent cells.85

    Expression of several genes, in addition to those mentioned, has been associated with the occurrence of apoptosis, but whether their protein products are di- rectly involved in initiation or execution of the process remains unknown. The one most extensively studied is TRPM-2. Its expression has been shown to be markedly increased in a number of rodent tissues in which apop- tosis is enhanced." However, the association does not appear to be invariable.84z91 Recently, additional puta- tive apoptosis-related genes have been identified using subtractive hybridization technique^.^*-^^ Elucidation of the functions of their protein products is awaited.

    The occurrence of apoptosis in a number of circum- stances has been shown to be suppressed by inhibitors of messenger RNA or protein synthesis, such as actino-

    ever, in other situations these inhibitors have no block- ing effect; specific examples include apoptosis of target cells induced by cytotoxic T-lymph~cytes ,~~ apoptosis of macrophages induced by g l i ~ t o x i n ~ ~ and apoptosis in tumor cell lines induced by mild hyperthermia." In ad- dition, to compound the problem, actinomycin D and cycloheximide have been shown to induce apoptosis in some normal and neoplastic cell populations.9~'00-'02 The significance of these conflicting findings is uncer- tain.

    Theoretically, newly synthesized proteins might be required for initiation of apoptosis by certain stimuli,

    mycin D and cycloheximide, r e s p e c t i ~ e l y . ~ ~ , ~ ~ - ~ ~ HOW-

  • 2018 CANCER April 25, 1994, Volume 73, No. 8

    for execution of the process, or for both. In the case of some triggering stimuli, there is evidence that cyclohex- imide exerts its blocking effect at the level of initia- tion,'03 and it can be argued that, when cycloheximide has no blocking effect, initiation occurs downstream in the activation pathway, bypassing the steps with a pro- tein synthetic requirement. However, evidence has been presented in the preceding paragraphs that pro- tein synthesis is needed for a number of the processes involved in the execution of apoptosis. Cohen and col- l e a g u e ~ ~ ~ , ~ ~ have suggested that, when apoptosis pro- ceeds in the face of marked inhibition of protein synthe- sis, the cells must possess all of the machinery necessary for execution of the death sentence. Cohen also sug- gests that, in cells in which protein synthesis inhibition activates apoptosis, the process normally is held in check by blocking proteins that have a short life span; he calls activation in these circumstances "the release mechanism." However, the situation may be more complex. This is suggested by the finding that, in some cell populations, cycloheximide partially inhibits apop- tosis induced by certain stimuli, but cycloheximide in- creases apoptosis above baseline levels in the same pop- ulations when the agent is administered a l ~ n e . ' ~ ~ , ' ~ ~

    Finally, there is a possible role for elevation of cyto- solic Ca2+ in triggering apoptosis. There is good evi- dence for such a mechanism in some cases,'06 but there is equally compelling evidence that it is not involved in ~ t h e r s . ' ' ~ ~ ' ~ ~ The matter clearly is complex.'09

    Incidence of Apoptosis

    The circumstances of occurrence of apoptosis fall into two broad categories. It accounts for the deletion of cells that occurs in normal tissues, and it is observed in cer- tain specific pathologic contexts. In at least some of the latter, it can be argued teleologically that it subserves a biologically meaningful, homeostatic function in delet- ing cells whose survival might be harmful to the h ~ s t . ~ * , ~ ' In contrast, necrosis is always pathologic, be- ing the outcome of catastrophic injury to the cell.41 No homeostatic function can be attributed to it.

    Occurrence of Apoptosis in Normal Tissues

    Apoptosis plays an essential role in the normal develop- ment of vertebrates. For example, it is responsible for the regression of the tadpole tail that takes place during metamorphosis into a frog"' and for removal of inter- digital webs during limb development in mammalian embryos.53

    In adult mammals, apoptosis occurs continually in slowly proliferating cell populations, such as the epithe- lium of pr~state ,"~ and adrenal ~ortex,"~

    and in rapidly proliferating populations, such as the epithelium lining intestinal crypts'l5 and differentiating spermatogonia."6 Although much of the cell loss in populations of the latter type clearly is the result of shedding of cells from the tissue, in the former, mitosis and apoptosis balance each other under steady-state conditions. There is growing evidence that apoptosis is regulated in a reciprocal fashion to mitosis by growth factors and trophic hormones,"3~"4~1'7-'zz and Raff' has suggested that most cells in higher animals may require continuous trophic stimulation to survive. Raff postu- lates that an increase in cell numbers in a particular location might lead to greater cellular competition for the trophic factors that stimulate mitosis and inhibit apoptosis and that this, in turn, might temporarily tip the balance between the two processes, leading to resto- ration of the cell population to its former level. How- ever, there is evidence that substances that actively trig- ger apoptosis also may be involved in normal cell popu- lation homeostasis. In primary cultures of rabbit endometrial cells, factors that induce mitosis and apop- tosis, respectively, have been found to be secreted in a cyclic but reciprocal fashion, with the result that cell numbers show fluctuation on a daily basis but remain relatively constant for extended periods of time.'23

    A number of involutional processes occurring in normal adult mammals have been shown to be asso- ciated with marked enhancement of apoptosis; well- documented examples include reversion of the lactating breast to its resting state after weaning,lZ4 ovarian follic- ular a t r e ~ i a , ' ~ ~ ~ ' ~ ~ and catagen involution of hair folli- c l e ~ . " ~ The trigger responsible for the increased apop- tosis occurring during breast involution is likely to be hormonal,'24 but in the other instances, the nature of the initiating stimuli is uncertain.

    In the immune system, apoptosis subserves special physiologic roles that are exclusive to the functional requirements of that system.48t5" For example, it is re- sponsible for the deletion of autoreactive T-cells in the thymus that is responsible for self-tolerance'28 and for selection of B-cells in lymphoid germinal centers during humoral immune response^.'^^ Another specialized function of apoptosis in normal animals is the deletion of effete cells, such as aging neutrophil leukocyte^'^' and megakaryocytes that have shed much of their cyto- plasm during the formation of platelet^.'^'

    Spontaneous Occurrence of Apoptosis in Tumors

    Apoptosis can be found in virtually all untreated malig- nant t ~ m o r s , ' ~ ~ - ' ~ ~ and although there have been few precise quantitative studies,'35 histologic assessment in- dicates that its extent in some human tumors ap- proaches that seen in rapidly involuting tissue^,^ indi-

  • Apoptosis in Cancer/Kerr et al . 2019

    cating that its kinetic significance must sometimes be considerable.

    The factors responsible for the spontaneous occur- rence of apoptosis in tumors undoubtedly are diverse. Apoptosis often is particularly prominent near foci of confluent necrosis, where mild ischemia is likely to be involved in its initiation; this is a known cause of en- hancement of apoptosis in non-neoplastic tissues."'"36 Tumor necrosis factor a has been shown to induce apoptosis in tumor cell lines in ~ i t r o , ' ~ ~ , ' ~ ~ so some of the apoptosis observed in tumors in vivo may be attrib- utable to release of this cytokine by infiltrating macro- phages. In other instances, apoptosis may be a result of attack on the tumor by cytotoxic T- lymphocyte^.'^' However, increased apoptosis also is observed in pre- neoplastic foci and nodules developing in the liver after administration of chemical carcinogen^^^"^^^^; it is un- likely that the factors mentioned would be operative in these circumstances. It is possible that the putative cell population regulatory mechanisms described earlier come into play at an early stage of the process of carci- nogenesis, with increased apoptosis temporarily balanc- ing any increased cell proliferation that occurs, and that much of the apoptosis observed in established tumors is a result of the operation of these mechanisms. Finally, increased apoptosis in tumors may result from pro- cesses intrinsic to the tumor cells, with differing rates of apoptosis being found in otherwise similar tumors ex- pressing different oncogenes."

    Induction of Apoptosis by Radiation

    Ionizing radiation, when given in small to moderate doses, greatly enhances apoptosis in certain normal tis- sues without producing necrosis. Cells in the stem cell region of hierarchically arranged rapidly proliferating populations such as gut ~ r y p t s , ~ , " ~ differentiating sper- matogonia,116 rapidly proliferating cells in the fetus,I4' and lymphocyte^^^^'^^^^^^ are particularly susceptible, and it has been argued teleologically that the marked propensity for such cells to undergo self-destruction after the induction of DNA damage might reflect the potential dangers associated with their persistence in mutant form.51 Thus, persistence of stem cells with unrepaired DNA damage would lead to immortaliza- tion of the genetic abn~rmalities"~; one surviving mu- tant cell in a proliferating zone in the fetus would give rise to many mutant progeny in the resulting mature tissue; surviving mutant spermatogonia would give rise to mutant gametes; and some lymphocytes with muta- tions in their receptor genes might have the capacity to produce autoimmune disease.'45 Of course, the occur- rence of extensive apoptosis is damaging to the function of a tissue. However, under natural conditions, animals

    encounter only small doses of radiation and deletion of isolated cells with induced DNA damage in the tissues listed would have afforded a selective advantage dur- ing evolution. Nevertheless, the differentiated acinar cells of lacrimal and salivary glands have been found to be susceptible to the induction of apoptosis by radia- tion, although bigger doses are req~ired. '~~- '~ ' This sus- ceptibility is not readily explicable on the basis of the teleologic argument put forward.

    There have been surprisingly few studies of apop- tosis in irradiated tumors. However, it is clear that the extent of apoptosis induced by radiation varies enor- mously from one tumor to a n ~ t h e r . ~ , ~ , ~ ~ ' , ~ ~ ~ Preliminary data suggest that there may be a correlation between the magnitude of the immediate apoptotic response and radiocurability,' but more studies are needed to exam- ine this relationship.

    The way in which radiation triggers the apoptotic cascade in normal and neoplastic cells has been com- pletely unknown until recently. It now seems possible that the p53 tumor suppressor gene is involved (see section on genetic regulation of apoptosis). It has been suggested151 that the product of the p53 gene acts as a "molecular policeman," monitoring the integrity of the genome. If DNA is damaged, the p53 product accumu- lates through a posttranslational stabilization mecha- nism and arrests the cell cycle at G1 to allow extra time for repair. If repair fails, p53 may trigger deletion of the cell by apoptosis. Cogent evidence for involvement of the p53 gene in the induction of apoptosis by radiation has been provided by the discovery that thymocytes lacking p53 are resistant to the lethal effects of radiation but retain their normal propensity to undergo apoptosis after treatment with glucocorticoids.152~153 However, it should be noted that the last step in the sequence pro- posed, induction of apoptosis by an increase in the level of the normal (wild-type) p53 gene product, appears to have been demonstrated only in tumor-derived cell lines. 28*36

    Induction of Apoptosis by Cancer Chemotherapeutic Agents

    A variety of anti-cancer drugs have been shown to in- duce extensive apoptosis in rapidly proliferating nor- mal cell populations, lymphoid tissues, and tumors.'-

    Thus, enhanced apoptosis is responsible for many of the adverse effects of chemotherapy and for tumor regression.

    The way in which anti-cancer drugs induce apop- tosis is unknown.155 Better understanding of the pro- cesses involved clearly might be expected to lead to im- proved treatment regimen^.'^' However, there is an ad- ditional important consequence of the realization that

    15,116,154

  • 2020 CANCER April 25, 1994, Volume 73, No. 8

    anti-cancer drugs mediate their therapeutic effect by triggering apoptosis. As has been stressed, apoptosis is a regulated phenomenon capable of being inhibited and activated. Herein may lie a novel explanation for certain instances of drug resistance. Indeed, there is evi- dence that stimulation of some cell lines by trophic cy- tokines or increase in their level of expression of the bcl-2 proto-oncogene (the bcl-2 gene product inhibits apoptosis occurring in a variety of circumstances; see section on genetic regulation) can greatly increase their resistance to the apoptosis-inducing effect of anti- cancer d r u g ~ . ~ ~ , ' ~ ~ - ' ~ ~

    Induction of Apoptosis by Mild Hyperthermia

    In susceptible tissues, heating to 43C for 30 minutes induces extensive apoptosis, whereas heating to temper- atures of 46OC and greater for similar periods produces necrosis.'6 The spectrum of tissue susceptibility to apoptosis induction by hyperthermia is essentially simi- lar to that described previously for radiation and anti- cancer drugs-rapidly proliferating normal cell popula- tions, lymphoid organs, and tumors.'0~"~'6~'8~'59~'61 As is the case with the other two agents, there is considerable variability in the response of tumors from one to an- other.17 No definitive information is available on how hyperthermia induces apoptosis. Its full potential as a therapeutic agent for cancer probably will not be real- ized until its mechanism of action is better understood.

    Induction of Apoptosis by Hormone Withdrawal or Addition

    Apoptosis is involved in the atrophy of endocrine-de- pendent organs, such as the p r ~ s t a t e ~ ~ , " ~ and adrenal ~ortex,"~ that follows withdrawal of trophic hormonal stimulation, and as might be expected, it also is en- hanced in hormone-dependent tumors after successful ablation the rap^.'^-'^ In contrast, increased levels of glucocorticoid induce apoptosis of thym~cytes,~' and a similar effect is observed with many lymphocytic leu- kemias and malignant lymphomas.'02,'62

    In view of the possible role of increased bcl-2 proto-oncogene expression in the development of resis- tance of tumors to anti-cancer drugs, it is of great inter- est that recent reports indicate that it also may be in- volved in resistance to hormone therapy. Thus, al- though bcl-2 expression was found to be virtually undetectable by immunohistochemistry in 13 of 19 cases of androgen-dependent human prostatic cancer, all of the androgen-independent cancers studied, with the exception of tissue obtained from bone marrow me- tastases, displayed positive staining for bcl-2 protein.'63 In addition, bci-2 expression has been shown to be as-

    sociated with resistance to induction of apoptosis by glucocorticoids in several lymphoid cell lines.29r35

    Induction of Apoptosis by Antibodies to the APO-1 or Fas Antigen

    The APO-1 antigen was defined during studies of monoclonal antibodies raised against a human B-lym- phoblast cell One of the antibodies was found to induce apoptosis of activated human B- and T-lympho- cytes and of the cells of a variety of human lymphoid tumor-derived cell lines. The cell membrane antigen to which this antibody attaches was designated APO-1 .164 The Fas antigen, defined by a second monoclonal anti- body developed by another group of workers,'65 has been found to be identical to the APO-1 antigen.'66 The molecule belongs to the human tumor necrosis factor receptor/nerve growth factor receptor superfamily of cell surface protein^.'^^,'^^

    Injection of anti-APO-1 monoclonal antibodies causes rapid regression of murine xenografts of APO- l-expressing human lymphoid cell lines, with the re- gression being accompanied by greatly enhanced apop- tosis of the grafted cell^.'^^,'^^ It is not known whether the effect of anti-APO-1 antibodies on normal cells would preclude their administration to humans. How- ever, additional study of this receptor and a search for other similar receptors may yield results with therapeu- tic applications."j8

    Induction of Apoptosis by Cytotoxic Lymphocytes

    We conclude our survey of the incidence of apoptosis with a brief reference to its involvement in cell-me- diated immune killing.

    In vitro studies have shown that target cell death induced by T-cells,43,75,76,169,170 K-cells171 and NK cells'72 is apoptotic in type, and enhanced apoptosis has been observed in vivo in cellular immune rejection of allo- g r a f t ~ ' ~ ~ and in graft-versus-host disease.53 Deletion of virus-infected cells by cytotoxic lymphocytes plays an essential role in the elimination of viruses from the body, and involvement of apoptosis in this deletion clearly exemplifies its homeostatic function.'74 Apopto- sis induced by cytotoxic T-cells is not blocked by inhibi- tors of protein synthesis43 or by bcl-2 expre~s ion .~~ Dis- tinctive activation mechanisms probably are in- volved. 175

    Genetic Regulation of Apoptosis

    In this article we have referred to the regulation of apoptosis by certain proto-oncogenes and the p53 tu-

  • Apoptosis in Cancer/Kerr et al. 2021

    mor suppressor gene. We now briefly review research in this area in a more systemic fashion.

    Znvolvement of the c-myc and c-fos Proto-oncogenes in the Induction of Apoptosis

    In 1988, Buttyan et aLZ3 recorded a marked increase in the amount of c-myc messenger RNA in the rat ventral prostate gland after castration, with peak levels of the transcript occurring at the stage of involution when apoptosis is at its maximum. The c-fos gene also was found to be induced, but at an earlier time than was c-myc. These authors concluded that mitosis and apop- tosis might share common signal pathways.

    More recently it has been shown that antisense oli- gonucleotides corresponding to c-myc block activa- tion-induced apoptosis in T-cell h y b r i d ~ m a s , ~ ~ a result that suggests that c-myc expression might be required for the initiation of apoptosis. That such a requirement is not universal is shown by the antisense oligonucleo- tides having no effect on the induction of apoptosis in the same hybridomas by glucocorticoids.37

    The paradoxical involvement of c-myc in the regula- tion of mitosis and apoptosis has been clarified, to some extent, by experiments on cell lines that overexpress

    though the cells of such lines continue to proliferate in media containing high concentrations of serum, they exhibit extensive apoptosis when grown in low serum

    myc under these circumstances and pass into a quies- cent state.32 In addition, the lines that overexpress c- myc exhibit accelerated apoptosis on withdrawal of growth Thus, increased c-myc expression can result in mitosis or apoptosis, depending on the availability of other critical growth stimuli.52 In the pres- ence of such stimuli, c-myc acts as a classic proto-onco- gene, stimulating mitosis; in their absence, it initiates apoptosis. Simultaneous overexpression of the bcl-2 proto-oncogene abrogates the capacity of increased c- myc expression to induce apoptosis, a fact that may be of importance in the synergistic involvement of these two genes in oncogene~is . ~ ,~~,~~

    The possible involvement of c-fos expression in the initiation of apoptosis has been critically reviewed.76

    c-myc as a consequence of gene t r a n ~ f e r . ~ ~ , ~ ~ , ~ , ~ ~ Al-

    media30,32,33. , in contrast, normal cells downregulate c-

    Inhibition of Apoptosis by the bcl-2 Proto-oncogene Product

    Bcl-2 originally was proposed as a candidate proto-on- cogene because of its location at a breakpoint in a chro- mosome translocation that occurs in a proportion of human B-cell lymphomas.34 In 1988 it was shown that introduction of the gene into interleukin-3-dependent

    myeloid and lymphoid cell lines promoted survival of these cells after withdrawal of interleukin-3, but did not stimulate their pr~liferation.~ Subsequently, the gene was shown to specifically inhibit apopt~sis.~ Thus, bcl- 2 emerged as a new type of proto-oncogene, one that suppresses cell death rather than stimulating prolifera- tion. However, it does not inhibit apoptosis occurring in all circumstances; as has been mentioned, it fails to block apoptosis induced by cytotoxic T-lymphocyte~.~~

    The topographic distribution of bcl-2 expression in normal tissues suggests that it plays vital roles in a vari- ety of physiologic processes in which differential cell survival is imp~rtant.~ As far as oncogenesis is con- cerned, in addition to the synergy with c-myc men- tioned, deregulation of bcl-2 expression may contribute to the accumulation of oncogenic mutations by sup- pressing the apoptotic deletion of cells that normally follows the induction of DNA damage by agents such as rad ia t i~n . ~~

    Enhancement of Apoptosis After Znduced Expression of the p53 Tumor Suppressor Gene

    Abnormalities of the p53 tumor suppressor gene, rang- ing from complete deletion to point mutation, consti- tute some of the most frequently encountered genetic defects in human cancer.177 This clearly suggests that p53 plays a central role in the regulation of cell prolifera- tion. By introducing the wild-type p53 gene into cell lines lacking normal p53 activity, a number of p53-me- diated functions have been identified.77 These include growth arrest, which occurs primarily in the GI phase of the cell cycle, and cellular differentiation. However, two p53-negative cell lines, derived from a mouse with myeloid leukemia and a human colon tumor, respec- tively, have been found to respond to induced expres- sion of wild-type p53 with the extensive occurrence of apoptos i~ . ~*~~

    To what extent p53 is involved in regulating apop- tosis under normal conditions is ~ n k n 0 w n . l ~ ~ It is note- worthy that p53-deficient mice develop normally but are susceptible to spontaneous turn or^.'^' As indicated, there is evidence that p53 is involved in triggering the apoptotic deletion of cells that have sustained DNA damage. A major mechanism whereby abnormalities of p53 contribute to the development and progression of tumors may be abrogation of the normal pathway that leads to the self-destruction of mutant cells.79

    Conclusion

    The primary importance of the apoptosis concept for oncology lies in its being a regulated phenomenon sub- ject to stimulation and inhibition. Although little is

  • 2022 CANCER April 15, 1994, Volume 73, No. 8

    known about how established therapeutic agents for cancer effect its initiation, it seems reasonable to sug- gest that greater understanding of the processes in- volved might lead to the development of improved treatment regimens. Inhibitory mechanisms such as bcl-2 proto-oncogene expression may be implicated in the development of resistance of tumors to therapeutic agents, and may contribute to tumor growth and per- haps to oncogenesis by allowing the inappropriate sur- vival of cells with DNA abnormalities. It is likely that additional inhibitory mechanisms will be defined. Fi- nally, the discovery that monoclonal antibodies can in- duce apoptosis of lymphoid tumor cells via the APO-1 or Fas receptor may have implications for the develop- ment of novel approaches to therapy. Additional recep- tors of this type should be sought.

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