Application for City of Santa Barbara Community Development Block Grant – DISASTER RECOVERY MULTIFAMILY
HOUSING PROGRAM (CDBG-DR MHP) Funds
Application for CDBG-DR MHP Funding Page 1 of 7
APPLICANT INFORMATION
Organization:
Address:
Phone:
Website:
EIN/Tax ID:
Application Contact – Name:
Email:
CEO/Executive Director – Name:
Email:
Select the type of project for which you
are applying for CDBG-DR MHP funds:
Reconstruction or rehabilitation New Construction
Amount of CDBG-DR MHP funds requested.
Application for City of Santa Barbara Community Development Block Grant – DISASTER RECOVERY MULTIFAMILY
HOUSING PROGRAM (CDBG-DR MHP) Funds
Application for CDBG-DR MHP Funding Page 2 of 7
1. PROJECT DETAILS
Provide a detailed project description. Include the projected number of total housing units, the total number of affordable units, including the number of Affordable Units under the CDBG-DR MHP program, and if the project will be limited to occupancy by certain groups (e.g., seniors). Attach a separate page if necessary.
Application for City of Santa Barbara Community Development Block Grant – DISASTER RECOVERY MULTIFAMILY
HOUSING PROGRAM (CDBG-DR MHP) Funds
Application for CDBG-DR MHP Funding Page 3 of 7
2. PRIORITY CRITERIA
Which Priority Criteria under the CDBG-DR MHP Program applies? Select all that apply.
Projects providing housing for Extremely Low-Income (ELI) individuals orfamilies.
Projects providing a greater ratio of affordable rent units to total units (i.e.a project where 51% or more of the total units are affordable).
Project accommodating “Deep Affordability” with at least 10% of unitsbelow 30% AMI.
Projects providing Permanent Supportive Housing (PSH) units. The 2019Multifamily Housing Program Guidelines define supportive housing as ahousing type that meets the requirements of Article 2, Section 7302(e)(4).
Projects which are providing residential units for Elderly Persons. Projects providing residential units for people with at least one Disability.
Disabled people are among the groups considered as being mostvulnerable and at risk of suffering negative effects from natural disasters.
Projects which are providing residential units for Low-Income Immigrants.Post-disaster Low-Income Immigrants face additional barriers to disasterrelief based on immigration status, Limited English Proficiency, and fear ofcompromising future efforts for permanent legal status.
3. PROJECT TYPE
Which Project Type, as defined in the 2018 Multifamily Housing Program Guidelines Article 2, Section 7302(1-5) applies? Select all that apply.
Large Family Special Needs Seniors Supportive Housing At High Risk
Application for City of Santa Barbara Community Development Block Grant – DISASTER RECOVERY MULTIFAMILY
HOUSING PROGRAM (CDBG-DR MHP) Funds
Application for CDBG-DR MHP Funding Page 4 of 7
4. PROJECT FINANCIALS
Provide evidence that the project will be sufficiently funded (without duplication of benefits from multiple funding sources). The following documents are required:
Total Development Cost Line Item Budget and Sources and UsesStatement (showing all uses by source)
Listing of all Funding Sources Identified or Committed (include any lettersof commitment already obtained)
Proforma Statement (minimum 20 years operating) Market Assessment or Study (including prevailing market rents and
vacancy rates) Plan for Supportive Services (delivery and funding), if applicable
5. PROJECT SCHEDULE
Provide a schedule of construction activities and projected completion, as well as projected dates for affirmative marketing and lease up of the development. The following documents are required:
Proposed Construction Schedule Projected Schedule for Marketing & Occupancy of Completed Units Affirmative Marketing Plan
o Use Affirmative Fair Housing Marketing Plan Form HUD-935.2A
Application for City of Santa Barbara Community Development Block Grant – DISASTER RECOVERY MULTIFAMILY
HOUSING PROGRAM (CDBG-DR MHP) Funds
Application for CDBG-DR MHP Funding Page 5 of 7
6. DEVELOPER CAPACITY
Provide evidence of the Developer’s organizational experience with development projects, including at least three multifamily developments, one or more of which included affordable rental units, completed in the last ten years but focusing on those completed in the last three years. Also provide information on the development team members and capacity. The following documents are required:
Documentation of Developer’s Project Experienceo Include number of units, level of affordability & development costs
Qualifications of Development Team & Relevant Experience (e.g., resumes)
Partnership Agreement Developer/Partnership Financial Statements (past 2 years)
7. ADDITIONAL PROJECT DOCUMENTATION
Provide the following items, as applicable:
Map demonstrating the development is not in a High Fire Zone (if theproject is not subject to Wildland-Urban Interface building codes)
Documentation from the City Building Official attesting that the projecthas all necessary approvals to be issued a building permit (if fully entitledor has a completed application)
Opinion of compliance with Article XXXIV, Section 1 of the CaliforniaConstitution (“Article XXXIV”), or that the project falls within one or more ofthe statutory carveouts set forth by California’s Public Housing ElectionImplementation Law (PHEIL) (Health & Saf. Code, §§ 37000 – 37002)
Letter from Architect stating they will comply with Section 504 accessibilityregulations
Application for City of Santa Barbara Community Development Block Grant – DISASTER RECOVERY MULTIFAMILY
HOUSING PROGRAM (CDBG-DR MHP) Funds
Application for CDBG-DR MHP Funding Page 6 of 7
8. LAND USE & ENVIRONMENTAL REVIEW
The CDBG-DR MHP provides assistance from federal funding, and therefore projects are subject to environmental review under the National Environmental Protection Act (NEPA), in addition to any required review under the California Environmental Quality Act. Provide an explanation or documentation of the status of any such review for this Project. The following documents are required:
Explanation of Site Control Description of Land Use Approvals Obtained or Required Site Map, Plans and Development Renderings Explanation of status of CEQA and NEPA environmental reviews
o Copies of any completed environmental review document(s)
9. ADDITIONAL CDBG-DR MHP-SPECIFIC FORMS
The California Department of Housing and Community Development requires several specific forms to be submitted for review. The following required CDBG-DR MHP forms are attached to this application:
DR-MHP Unit Mix Form DR-MHP Project Contact Information Form DR-MHP Identity of Interest Disclosure Form DR-MHP Developer’s Experience Form DR-MHP Developer’s Legal Status Form
Application for City of Santa Barbara Community Development Block Grant – DISASTER RECOVERY MULTIFAMILY
HOUSING PROGRAM (CDBG-DR MHP) Funds
Application for CDBG-DR MHP Funding Page 7 of 7
10. CERTIFICATION
The undersigned hereby certifies that the Organization named in this application agrees to abide by requirements listed in the City of Santa Barbara Notice of Funding Availability for CDBG-DR MHP funds and that they are authorized to commit the organization to the proposal identified in this application.
Further, under penalty of law, in signing this application the undersigned declares that, to the best of their knowledge and belief, all statements and figures contained herein or attached hereto are true, accurate and complete.
Executive Director/CEO Date
The full application with signature and attachments must be saved in a single zipped folder and submitted via email to [email protected] . The subject line shall include the following text: CDBG-DR MHP Application - Applicant’s Name. No other formats of submission will be accepted unless approved in advance by the City.
State of California
Disaster Recovery-Multifamily Housing Program
Project Application for the Development of Affordable Rental Housing
CONTACT INFORMATION
Please complete to the extent known/applicable.
Congressperson Name(s)
Name
District Number
Name
District Number
Name
District Number
Name
District Number
Name
District Number
State Senator Name(s)
Name
District Number
Name
District Number
Name
District Number
Name
District Number
Name
District Number
State Assembly Member Name(s)
Name
District Number
Name
District Number
Name
District Number
Name
District Number
Name
District Number
Partnership Corporate Name
Legal Name
Form of Entity
Senior Official
Street Address
City
State
Zip Code
Phone No.
Email Address
Managing General Partner
Legal Name
Form of Entity
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Administrative General Partner
Legal Name
Form of Entity
Role
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Owner Partner or Member #2
Legal Name
Form of Entity
Role
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Owner Partner or Member #3
Legal Name
Form of Entity
Role
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Developer #1
Legal Name
Form of Entity
Contact Person
Role
Street Address
City
State
Zip Code
Phone No.
Email Address
Developer #2
Legal Name
Form of Entity
Contact Person
Role
Street Address
City
State
Zip Code
Phone No.
Email Address
Architect
Legal Name
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
General Contractor
Legal Name
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Tax Credit Equity Investor
Legal Name
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Construction Lender
Legal Name
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Affordable Housing or Tax Credit Consultant
Legal Name
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Property Management Agent
Legal Name
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Primary Service Provider
Legal Name
Services Provided
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Borrower Legal Counsel
Legal Name
Type of Counsel
Contact Person
Street Address
City
State
Zip Code
Phone No.
Email Address
Bond Counsel
Firm Name
Attorney Contact
Street Address
City
State
Zip Code
Phone No.
Email Address
Bond Underwriter
Firm Name
Attorney Contact
Street Address
City
State
Zip Code
Phone No.
Email Address
Private Placement Agent
Firm Name
Agent Name
Street Address
City
State
Zip Code
Phone No.
Email Address
Private Placement Purchaser
Firm Name
Agent Name
Street Address
City
State
Zip Code
Phone No.
Email Address
Rent/ Operating Subsidy Source Program Name Source Name Contact Person Street Address City State Zip Code Phone No. Email Address Other Legal Name Role Contact Person Street Address City State Zip Code Phone No. Email Address
Applicant Notes
Credit Enhancement Provider Firm Name Agent Name Street Address City State Zip Code Phone No. Email Address Development Funding Source Type Program Name Source Name Contact Person Street Address City State Zip Code Phone No. Email Address
State of California Disaster Recovery-Multifamily Housing Program
Project Application for the Development of Affordable Rental Housing
UNIVERSAL CERTIFICATIONS AND IDENTITY OF INTEREST DISCLOSURE
On behalf of the entity identified in the signature block below, I certify that:
1. The information, statements and attachments included in this application are, tothe best of my knowledge and belief, true and correct.
2. I possess the legal authority to submit this application on behalf of the entityidentified in the signature block below.
3. The following is a complete disclosure of all identities of interest -- of all personsor entities, including affiliates, that will provide goods or services to the Projecteither (a) in one or more capacity or (b) that qualify as a "Related Party" to anyperson or entity that will provide goods or services to the project. "Related Party"is defined in Section 10302 of the California Code of Regulations (CTCACRegulations):
In addition, I acknowledge that all information in this application and attachments is public, and may be disclosed by the State.
Signature: Name: Title: Entity Represented: Project Represented: Date:
Page 1 of 2
CA State of California
Disaster Recovery-Multifamily Housing Program
Project Application for the Development of Affordable Rental Housing
Development Experience
This form provides a report of all previous participation in all affordable multifamily rental housing projects. Provide previous participation in rental housing projects, including government-assisted and nongovernment-assisted projects completed within the last three (3) years in the jurisdiction or neighboring jurisdictions. Provide the experience for all applicants, proposed general partners, developers and development consultants. Add additional pages as needed. Alternatively, submit Universal Application.
Name of Project Applicant
Entity Name
Entity Role in Project
Project #1
Project Name
Address
City
Applicant’s Role in Project
# of Affordable Units / # of Total Units
Total Development Cost
Sources of Public Funding or Financing Used
Placed in Service Date
Any default, foreclosure, sales, or IRS
noncompliance?
Page 2 of 2
Project #2
Project Name
Address
City
Applicant’s Role in Project
# of Affordable Units / # of Total Units
Total Development Cost
Sources of Public Funding or Financing Used
Placed in Service Date
Any default, foreclosure, sales, or IRS
noncompliance?
Project #3
Project Name
Address
City
Applicant’s Role in Project
# of Affordable Units / # of Total Units
Total Development Cost
Sources of Public Funding or Financing Used
Placed in Service Date
Any default, foreclosure, sales, or IRS
noncompliance?
If you have additional projects, please include those projects on a separate sheet.
Page 1 of 3
State of California Disaster Recovery-Multifamily Housing Program Project Application for the Development of Affordable Rental Housing
LEGAL STATUS QUESTIONAIRE
For purposes of the following questions, and with the exceptions noted below, the term “Applicant” shall include the project applicant/owner/developer/partnership, the parent of the said, and any subsidiary of said if the subsidiary is involved in (for example, as a guarantor) or will be benefited by the application or the Project.
In addition to each of these entities themselves, the term “Applicant” shall also include the direct and indirect holders of more than ten percent (10%) of the ownership interests in the entity, as well as the officers, directors, principals and senior executives of the entity if the entity is a corporation, the general and limited partners of the entity if the entity is a partnership, and the members or managers of the entity if the entity is a limited liability company. For projects using tax-exempt bonds, it shall also include the individual who will be executing the bond purchase agreement.
The following questions must be responded to for each entity and person qualifying as an "Applicant," as defined above. Explain all positive responses on a separate sheet and include with this questionnaire in the application.
Exception
• Public entity applicants without an ownership interest in the proposed Project, including but not limited to cities, counties, and joint powers authorities with 100 or more members, are not required to respond to this questionnaire.
• Members of the boards of directors of non-profit corporations, including officers of the boards, are also not required to respond. However, chief executive officers (Executive Directors, Chief Executive Officers, Presidents or their equivalent) must respond, as must chief financial officers (Treasurers, Chief Financial Officers, or their equivalent).
Printed Name of Project Applicant
Page 2 of 3
Civil Matters Yes No Has the Applicant filed a bankruptcy or receivership case or had a bankruptcy or receivership action commenced against it, defaulted on a loan, or been foreclosed against in the past ten years? If so, please explain.
Is the Applicant currently a party to, or been notified that it may become a party to, any civil litigation that may materially and adversely affect (a) the financial condition of the applicant’s business, or (b) the Project that is the subject of the application? If yes, please explain.
Have there been any administrative or civil settlements, decisions, or judgments against the Applicant within the past ten years that materially and adversely affected (a) the financial condition of the applicant’s business, or (b) the Project that is the subject of the application? If yes, please explain and state the amount.
Is the Applicant currently subject to, or been notified that it may become subject to, any civil or administrative proceeding, examination, or investigation by a local, state or federal licensing or accreditation agency, a local, state or federal taxing authority, or a local, state or federal regulatory or enforcement agency? If yes, please explain.
In the past ten years, has the Applicant been subject to any civil or administrative proceeding, examination, or investigation by a local, state or federal licensing or accreditation agency, a local, state or federal taxing authority, or a local, state or federal regulatory or enforcement agency that resulted in a settlement, decision, or judgment? If yes, please explain.
Criminal Matters Yes No Is the Applicant currently a party to, or the subject of, or been notified that it may become a party to or the subject of, any criminal litigation, proceeding, charge, complaint, examination or investigation, of any kind, involving, or that could result in, felony charges against the applicant? If yes, please explain.
Is the Applicant currently a party to, or the subject of, or been notified that it may become a party to or the subject of, any criminal litigation, proceeding, charge, complaint, examination or investigation, of any kind, involving, or that could result in, misdemeanor charges against the applicant for matters relating to the conduct of the applicant’s business? If yes, please explain.
Page 3 of 3
Is the Applicant currently a party to or the subject of, or been notified that it may become a party to or the subject of, any criminal litigation, proceeding, charge, examination, investigation or complaint, of any kind, involving, or that could result in, criminal charges (whether misdemeanor or felony) against the applicant for any financial or fraud related crime? If yes, please explain. Is the Applicant currently a party to, or the subject of, or been notified that it may become a party to or the subject of, any criminal litigation, proceeding, charge, complaint, examination or investigation, of any kind, that could materially affect the financial condition of the applicant’s business? If yes, please explain Within the past ten years, has the Applicant been convicted of any felony? If yes, please explain Within the past ten years, has the Applicant been convicted of any misdemeanor related to the conduct of the applicant’s business? If yes, please explain. Within the past ten years, has the Applicant been convicted of any misdemeanor for any financial or fraud related crime? If yes, please explain.
Signature: Name: Title: Entity Represented: Project Represented: Date: