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ORIGINAL ARTICLE Qualities of examples in learning and teaching Anne Watson Helen Chick Accepted: 5 December 2010 / Published online: 16 December 2010 Ó FIZ Karlsruhe 2010 Abstract In this paper, we theorise about the different kinds of relationship between examples and the classes of mathematical objects that they exemplify as they arise in mathematical activity and teaching. We ground our theo- rising in direct experience of creating a polynomial that fits certain constraints to develop our understanding of engagement with examples. We then relate insights about exemplification arising from this experience to a sequence of lessons. Through these cases, we indicate the variety of fluent uses of examples made by mathematicians and experienced teachers. Following Thompson’s concept of ‘‘didactic object’’ (Symbolizing, modeling, and tool use in mathematics education. Kluwer, Dordrecht, The Nether- lands, pp 191–212, 2002), we talk about ‘‘didacticising’’ an example and observe that the nature of students’ engage- ment is important, as well as the teacher’s intentions and actions (Thompson avoids using a verb with the root ‘‘didact’’. We use the verb ‘‘didacticise’’ but without implying any connection to particular theoretical approa- ches which use the same verb.). The qualities of examples depend as much on human agency, such as pedagogical intent or mathematical curiosity or what is noticed, as on their mathematical relation to generalities. Keywords Examples Didactic object Generalisation Learning from examples 1 Examples in learning and teaching 1.1 The relations between examples and mathematics for learners In her seminal paper, Rissland Michener (1978) examined the role played by examples in understanding mathematics. She described examples as ‘‘illustrative material’’ (p. 362) and highlighted an important dual relation: that examples can be constructed from results and concepts, and in turn examples can motivate concepts and results. Borrowing from Freudenthal’s definition of models-of and models-for (Freudenthal, 1975; cited in van den Heuvel-Panhuizen, 2003), we might view the nature of examples in Rissland Michener’s dual relationship as examples-of—in which the examples are specific instantiations of a previously defined class—and examples-for—in which the examples are the genesis for identifying an as-yet-uncharacterised class. Rissland Michener delineated different roles that examples can play in understanding mathematics. Start-up examples motivate definitions and build a sense of what is going on; reference examples are ‘‘standard cases’’ that link concepts and results, and are returned to again and again; model examples indicate generic cases and can be copied or used to generate specific instances; and, finally, counter-examples sharpen distinctions between, and definitions of, concepts. Lakatos goes further and suggests that counter-examples have historically generated inquiry into new classes of objects (1976), while Goldenberg and Mason (2008) high- light that the difference between example and counter- example depends on one’s attention or emphasis. If attention and emphasis are relevant, then whether an example is ‘‘of’’ some class or actions that are already familiar or ‘‘for’’ the construction of something new depends on the person undertaking the mathematical activity. Thus, a A. Watson (&) Department of Education, University of Oxford, 15 Norham Gardens, Oxford OX2 6PY, UK e-mail: [email protected] H. Chick Melbourne Graduate School of Education, University of Melbourne, Melbourne, Australia 123 ZDM Mathematics Education (2011) 43:283–294 DOI 10.1007/s11858-010-0301-6
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Page 1: Articulo de educación matematica

ORIGINAL ARTICLE

Qualities of examples in learning and teaching

Anne Watson • Helen Chick

Accepted: 5 December 2010 / Published online: 16 December 2010

� FIZ Karlsruhe 2010

Abstract In this paper, we theorise about the different

kinds of relationship between examples and the classes of

mathematical objects that they exemplify as they arise in

mathematical activity and teaching. We ground our theo-

rising in direct experience of creating a polynomial that

fits certain constraints to develop our understanding of

engagement with examples. We then relate insights about

exemplification arising from this experience to a sequence

of lessons. Through these cases, we indicate the variety of

fluent uses of examples made by mathematicians and

experienced teachers. Following Thompson’s concept of

‘‘didactic object’’ (Symbolizing, modeling, and tool use in

mathematics education. Kluwer, Dordrecht, The Nether-

lands, pp 191–212, 2002), we talk about ‘‘didacticising’’ an

example and observe that the nature of students’ engage-

ment is important, as well as the teacher’s intentions and

actions (Thompson avoids using a verb with the root

‘‘didact’’. We use the verb ‘‘didacticise’’ but without

implying any connection to particular theoretical approa-

ches which use the same verb.). The qualities of examples

depend as much on human agency, such as pedagogical

intent or mathematical curiosity or what is noticed, as on

their mathematical relation to generalities.

Keywords Examples � Didactic object � Generalisation �Learning from examples

1 Examples in learning and teaching

1.1 The relations between examples and mathematics

for learners

In her seminal paper, Rissland Michener (1978) examined

the role played by examples in understanding mathematics.

She described examples as ‘‘illustrative material’’ (p. 362)

and highlighted an important dual relation: that examples can

be constructed from results and concepts, and in turn

examples can motivate concepts and results. Borrowing

from Freudenthal’s definition of models-of and models-for

(Freudenthal, 1975; cited in van den Heuvel-Panhuizen,

2003), we might view the nature of examples in Rissland

Michener’s dual relationship as examples-of—in which the

examples are specific instantiations of a previously defined

class—and examples-for—in which the examples are the

genesis for identifying an as-yet-uncharacterised class.

Rissland Michener delineated different roles that examples

can play in understanding mathematics. Start-up examples

motivate definitions and build a sense of what is going on;

reference examples are ‘‘standard cases’’ that link concepts

and results, and are returned to again and again; model

examples indicate generic cases and can be copied or used to

generate specific instances; and, finally, counter-examples

sharpen distinctions between, and definitions of, concepts.

Lakatos goes further and suggests that counter-examples

have historically generated inquiry into new classes of

objects (1976), while Goldenberg and Mason (2008) high-

light that the difference between example and counter-

example depends on one’s attention or emphasis. If attention

and emphasis are relevant, then whether an example is ‘‘of’’

some class or actions that are already familiar or ‘‘for’’

the construction of something new depends on the

person undertaking the mathematical activity. Thus, a

A. Watson (&)

Department of Education, University of Oxford,

15 Norham Gardens, Oxford OX2 6PY, UK

e-mail: [email protected]

H. Chick

Melbourne Graduate School of Education,

University of Melbourne, Melbourne, Australia

123

ZDM Mathematics Education (2011) 43:283–294

DOI 10.1007/s11858-010-0301-6

Page 2: Articulo de educación matematica

counter-example could be ‘‘for’’ sharpening distinctions and

generating new explorations, or could be simply ‘‘of’’

another class of objects.

One of the purposes of this paper is to elaborate the roles

examples can play in learning mathematics. The definition

of ‘‘examples’’ we use is from Watson and Mason (2005),

in which an example is a particular case of any larger class

about which students generalise and reason: concepts,

representations, questions, methods, etc. Within any class,

there are possible dimensions of variation which can be

used to generate or describe examples and define the class.

For example, the coefficients are permitted to vary in the

class of quadratic functions. The variation itself has a

permissible range of change (Watson & Mason, 2005). For

example, the coefficients can take any real value, if we are

considering real functions, but if the coefficient of the x2

term is zero we exit the class. These observations from

variation theory are relevant for thinking about exemplifi-

cation, as the contrast between variation and invariance is

essential for learners to notice critical features of a math-

ematical idea (Marton & Booth, 1997; Marton & Pang,

1999). Given a set of quadratic expressions, students are

expected to notice the invariant presence of second-order

terms, and the invariant absence of higher order terms,

while numbers, letters, signs, constants and linear terms

may vary. Examples-of can relate to and highlight a

superordinate class of objects, e.g., ‘‘quadratics’’, by

affording variation of particular dimensions, while retain-

ing some essential properties. The class can be explored

and extended to experience its breadth, limitations, and

generalities, thus affording characterisation of the class in

the form of ‘‘these objects all have these properties’’. Such

a set of examples-of could also act as examples-for

inductive generalisation of a class that is new for the

learner, describing its relationships and properties. Having

used the examples for objectification and abstraction of the

class itself, a definition might be generated: ‘‘a quadratic

function is … such that …’’. It would then be possible to

generate examples-of objects that satisfy this new

definition.

An example-of could also illustrate or instantiate an

embedded relation, if the focus is on the relation rather than

on the class of objects for which this relation is true. This

might emerge as a conjecture like ‘‘it looks as if x is related

to y in such and such a way’’ rather than ‘‘this is what such

objects look like’’. In other words, seeing what an example

could be an ‘‘example of’’ is not confined to what can be

perceived but includes conceptualisations about internal

structure and relations if those are existing habits of the

learner.

A process must take place in order for examples to

evoke the superordinate class or idea. The different actions

on examples that are associated with different kinds of

exemplification seem to be analysis, generalisation, and

abstraction. Analysis involves seeking plausible relations

between elements of an example, from which conjectures

might be generated. Generalisation involves describing

similarities among examples, whereas abstraction goes

further and classifies similar examples, naming the simi-

larity as a concept or class with its own properties. Finally,

further analysis can be applied to the class or concept

generated by a set of related examples, defining the con-

cept’s scope, and examining its implications. While this

categorisation is our own, it is closely related to other

models of mathematical learning, such as the model of

nested epistemic actions offered by Hershkowitz, Schwarz,

and Dreyfus (2001) which focuses on recognising (seeing/

analysing); building-with; and constructing (moving

beyond current objects to create something new, i.e., gen-

eralising/abstracting). In both models, generalisation has a

key relationship with abstraction. More has been written

about generalising from examples than the other actions,

perhaps because it is natural to generalise. Bills and

Rowland (1999) noticed that inductive generalisation can

happen in two ways: empirical—i.e., generalisation from

patterns in sequential examples—and structural—i.e., the

expression of underlying structures or procedures, which

could have arisen through analysis. Empirical generalisa-

tion requires several related examples from which patterns

can be generalised. These might be visual or otherwise

noticeable, but we would also include patterns of behaviour

which afford procedural fluency (such as ‘‘I move this over

here and then I put this one over there …’’). Structural

generalisation arises from one or more generic cases that

exhibit necessary relations, so learners can conjecture

about them, such as ‘‘it looks as if diagonals of rectangles

bisect each other’’ (Mason & Pimm, 1984). Harel (2001)

writes that students who see patterns in their work on

examples may write a general version of that pattern to

express the generality, or might generalise the processes by

expressing transformations algebraically, and thus generate

a proof (p. 191). The former illustrates inductive reasoning,

but the move to expressing process supports deductive

reasoning. Both can derive from the generalising behaviour

of learners when contemplating examples. In the former,

the focus is on noticeable patterns; in the latter, it is on

relations. Structural generalisation can be supported by

deductive reasoning, such as ‘‘(a ? b)2 is greater than a2

plus b2 when …’’ or by generating sets of examples with

particular features such as ‘‘Can I make quadratic curves

that just touch the x-axis?’’ so that the class can be explored

and conceptually understood.

These are general principles about the relationships

between an example and a class of objects. It is important

to examine what is required to allow these relations to be

made, and what human agency is involved.

284 A. Watson, H. Chick

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1.2 Pedagogical intent and implementation

There seem to be a number of factors that can influence the

process of accessing a superordinate class through exam-

ples: the pedagogical intent or role of the examples, their

implementation, and learners’ characteristics. Although

Rissland Michener (1978) was writing about examples as

part of mathematical knowledge, the roles she identified

are pedagogical, so that examples assist in gaining math-

ematical understanding. All her descriptions suggest ways

examples can be used by a teacher, and also imply active

engagement of the learner to use them as intended by the

teacher. For instance, a start-up example has to be seen by

the learner as motivating something new, a model example

has to be seen as a template for action, and so on. In

Rissland Michener’s distinctions, the qualities of examples

are related to the teacher’s intentions. It does not take too

much imagination to visualise a class gawping mindlessly

at the examples displayed by the teacher, waiting to be told

what to do with them.

Zaslavsky and Lavie (2005, p. 2) describe a ‘‘good

instructional example’’ as one that communicates the tea-

cher’s intentions to the target audience. Sets of examples

play various roles in instruction. Goldenberg and Mason

(2008) highlight the importance of teachers selecting

examples with sufficient variation to ensure that the desired

features of the class are exemplified without unintentional

irrelevant features (see also Rowland 2008). The intended

ideas could be abstract concepts, which are supposed to be

inductively inferred from particular cases (Rowland &

Zaslavsky, 2005). Echoing the idea of examples-for and

examples-of, Rowland and Zaslavsky (p. 1) point out that

the relation between examples and concepts is two-way: ‘‘a

set of examples [is] unified by the formation of a concept’’

[examples-for] and ‘‘subsequent examples can be assimi-

lated by the concept’’ [examples-of]. Concept formation

and naming go together—this is the abstraction act men-

tioned earlier—and this enables people to imagine new

examples outside previous experience, but, as Harel points

out, this is more a transformative act on conceived relations

than an inductive one on perceived examples (2001).

Another use of instructional examples is for exercise, in

which case a set of examples is illustrative and practice-

providing with the aim being fluency and retention through

rehearsal of procedures (Rowland & Zaslavsky, 2005; cf.

Rowland, 2008). Such exercises can become, in a sense,

model examples, in that their generic structure may be

identified and become familiar through the practice

process.

Having decided on a set of examples, with an intended

pedagogical purpose, the teacher then has to implement

this in the classroom. The set of examples has to become a

‘‘didactic object’’ (Thompson, 2002), on which students

focus mindfully, and about which conversations are con-

ducted. Goldenberg (2005) highlights that whether the

example is seen as intended is dependent not only on the

teacher’s purpose, or the internal consistency of mathe-

matics, but also on the clarity of purpose as perceived by

learners, and the constraints of the situation. These are

affected by the learners’ characteristics, and additionally

by the management of example-use in the classroom:

which ones are used, how they are introduced, how they are

discussed, what questions are asked, what features are

highlighted, how many examples are considered, and so on.

We refer to this as pedagogical implementation. It is

through these processes that students can be energised to

act in certain ways on examples, so that they become

examples-of a mathematical object and/or examples-for a

conceptualising purpose.

1.3 Learner characteristics

Appropriate engagement with examples by learners cannot

be taken for granted. Learners may not be aware of whether

they are supposed to become fluent, or understand a new

concept, or which of Rissland Michener’s uses is being

assumed. Further, they may not know whether to look for

patterns or conjecture about relationships. Without a rep-

ertoire of ways to use examples, or some guidance by the

teacher (whether explicit or implicit), they have only their

perception of pattern to guide their natural generalising

assumptions.

Goldenberg (2005, p. 2) identified the influence of some

critical factors associated with the learners themselves,

which we extend and elaborate upon here. These include

familiarity with the context, which concerns the under-

standings that students might bring to bear on their per-

ceptions, and their previous experience in the mathematical

domain of interest. The second concerns the role of lan-

guage, such as how they will describe characteristics, or

remember the names for certain classes, or associate words

with concepts. Finally, and significantly, students’ expec-

tations about ways to perceive examples will affect their

actions and interactions with the examples, depending on

what generalities they are used to operating with, and their

experiences of attending to variation and similarity.

This discussion about pedagogical intent, pedagogic

implementation, and learners’ characteristics leads us to

ask how the teacher—through the choice of example, and

then questioning, prompting, and otherwise focusing

attention—imbues the example with a mathematical role

and purpose, and promotes appropriate action with it. The

ways learners have of engaging with examples (i.e.,

Goldenberg’s ‘‘student expectation’’) have to match the

purpose for teaching to be successful. Interactions between

the teacher and students are needed to turn the set of

Qualities of examples in learning and teaching 285

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examples into a didactic object and bring about a match

between purpose and engagement. Didacticisation is a

process that brings into being the examplehood of the

example, which stimulates the actions on examples that

lead to generalisation and abstraction. In one example, it

can be achieved through the use of language, rhythm,

colour, gesture, or even by careful layout on a board or

page which draws attention to certain features and back-

grounds others. In a set of examples, it can be achieved by

the choice of dimensions of variation, and the range of

change employed. This is summarised in Fig. 1.

The model has similarities with two others that we know

of, and probably others as well. That presented by Stein,

Grover, and Henningsen (1996) shows how teacher,

classroom, and student characteristics—such as knowl-

edge, disposition, habits, and norms—affect transforma-

tions between the intentions of task designers and students’

learning. A model developed by Marton and his team (e.g.,

Marton, Runesson & Tsui, 2004) shows how the ‘‘object of

learning’’ that is experienced by the student is an interac-

tion between the teacher’s intended ‘‘object’’ and how it is

enacted in the learning environment. In this paper, we are

interested in the end part of all these models: the interac-

tions between what is presented to learners and what they

do with it; their perceptions and conceptions of what to do

with an example. For this reason, we start with a personal

experience of working mathematically.

This exploration of the nature of examples has led to a

complexification of the relation between examples and

learning, and highlighted the mediating influences of the

learner and the teacher. We follow Mason’s phenomeno-

logical approach (2002) by firstly reflecting on our own

experience to become more aware and articulate about

possible distinctions between types of example-use, and

then extending our gaze outwards towards example use in

pedagogic situations.

2 Case one: curves through points

We start with an account of what we, the authors, did with

a task about polynomial functions. We came across this

task in our work as teacher educators, but are unaware of

its origins. We chose it because it invites the learner to

construct an example of a curve that fits certain constraints,

and then asks about the class(es) to which it belongs. We

then draw on earlier research by one of the authors to

conjecture about student responses.

Fig. 1 Mediating influences on

the choice and use of examples

intended to illustrate a class or

relation (in this case, the

intended example use is

typically ‘‘example-for’’)

286 A. Watson, H. Chick

123

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Task 1: Find the equation of a curve which crosses the x-axis three times at (0,0),

(2,0), and one other place, and also passes through (3,3). Is yours the only

possible solution? Does it have to be a cubic?

2.1 Our exploration

When we compared our individual solutions for Task 1,

we found different approaches. We both knew enough

about functions in general and polynomials in particular

to realise there are multiple solutions, and many classes of

suitable functions, including cubics, quartics, quintics, and

so on. We each decided to work with cubics because we

understood that this is the case with the fewest degrees of

freedom and this might provide a good starting point for

higher level generalisations. Here, our previous knowl-

edge—one of our characteristics as learners—influenced

our choice. Where we differed was in the approaches that

we took to the possible parameters. To demonstrate the

subtleties of our use of examples, we give a detailed

exposition.

One approach treated the phrase ‘‘and one other place’’

as defining a fixed but unknown third zero at the point

(m,0), thus making m a parameter for the problem. With

three given zeros, and the class of functions restricted to

cubics, the factor theorem implies a function of the form:

f ðxÞ ¼ kðx� 0Þðx� 2Þðx� mÞ ¼ kxðx� 2Þðx� mÞ:

In the absence of other constraints, k is free to vary,

giving a family of cubics with zeros at x = 0, x = 2 and

x = m. However, Task 1 imposes an extra constraint that

impacts on k: the function passes through (3,3). This

implies

3 ¼ k � 3� ð3� 2Þð3� mÞ ¼ 3kð3� mÞ:

Solving for k, which is constrained by the four points,

gives

k ¼ 1

3� mand hence f ðxÞ ¼ x

3� mðx� 2Þðx� mÞ:

This represents a family of cubics, fixed by the two

given zeros and (3,3), and governed by the location of the

third unspecified zero, determined by the parameter m.

The other approach recognised that there were two

degrees of freedom associated with the problem: the position

of the third zero and the steepness of the cubic. The resulting

form of the function, f(x) = kx(x - 2)(x - m), was as

obtained earlier, as was the use of (3,3) to yield 3 = 3k(3 -

m). However, this formalisation was understood differently

as it was then solved for m in terms of k, to give

m ¼ 3� 1

k:

The difference between these approaches lies in the

interpretation of what is ‘‘known’’ and what is determined

‘‘in terms of’’. In this second case, the ‘‘steepness’’, k, was

regarded as fixed, with the third zero (the ‘‘one other

place’’ of the original problem) being determined by it.

On seeing each other’s solutions, we immediately began

discussing the role of parameters and how our interpreta-

tions of the problem had led to differing treatments. In fact,

parameters are at the heart of this problem, and this task

could be an example for understanding their nature and

how they differ from variables. To understand our

approaches, we unpicked the role of parameters. They are

the quantities that structure a particular object. In many

cases, they might be viewed as ‘‘unknown knowns’’; they

are treated as if we know their value, and yet we do not,

which allows us to wonder what happens when they vary,

and to imagine them to be fixed or variable according to

purpose. Thus, when considering functions, there are two

kinds of variation a learner might be attending to: the

variation of variables, and the variation and invariance of

parameters. The first is characteristic of an example; the

second is characteristic of the class.

It is, of course, important to note that we brought con-

siderable mathematical experience to tackling Task 1. Our

previous experiences meant that not only we were com-

fortable with the forms and properties of polynomial

functions, but also we could manage the ‘‘unknownness’’

of the third zero. Finally, our approaches were algebraic,

although we both had images of cubic graphs in our minds.

What was exemplified to us in Task 1? Pedagogically,

we could see it was an example of a learner-construction

task that might develop learners’ understanding of such

curves and might challenge their treatment of variables and

unknowns, as will be discussed shortly. However, when we

did the task ourselves, we were not doing it as learners, but

as curious mathematicians: we wanted to know what this

family of cubics looks like. Finding one example was less

interesting to us than learning about the whole class, and

what does any class of cubics look like when we know two

roots and one other point?

Our personal characteristics determined our choices: in

Goldenberg’s terms, our familiarity with the domain

informed our decision to work algebraically; our under-

standing of the language ‘‘find the equation’’ as ‘‘find a

general equation’’ was due to being familiar with extending

the meaning of ‘‘find’’ to mean ‘‘find a class’’; our expec-

tations that there would be a wide general class to explore

led us to constrain ourselves to cubics. Our different con-

figurations of past mathematical work led to the focus on

different parameters. Perhaps, a difference between our

approach and a novice approach would be that we were

aware of defining the domain and level of generality. We

were also aware of constructing a specific exploratory

Qualities of examples in learning and teaching 287

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purpose for the example as set: to treat it as an example-for

generating a class of functions, with the intention of then

exploring the appearance of the class using graphing soft-

ware and possibly raising new question by changing the

givens. Because of our experiences with it, Task 1 also

became an example-for discussing parameters. We did not

bother to construct an example-of until we needed one for

illustrative purposes to communicate (see Fig. 2).

2.2 Pedagogical issues

The task, as written, appears to assume certain knowledge,

although perhaps not as much as we employed. What might

happen, then, in a classroom where some of this knowl-

edge—particularly the use of parameters—is not as

familiar? Imagine giving Task 1 to students with less, but

still some, knowledge of polynomials and the factor theo-

rem. In this case, what happens and what might be exem-

plified will depend on the students’ experiences, and on the

teacher’s pedagogical intent and implementation. Chick

(1988) writes about students’ responses to a similar ques-

tion; what she found, together with our own knowledge of

teaching and students, helps us engage in a thought

experiment about how this task might be used by students.

• Students might sketch a cubic passing through the

given points and an arbitrary point on the x-axis chosen

to be the ‘‘one other place’’ where the curve crosses the

axis. Comparing differences among these examples-of

a cubic sketched by students could highlight the effects

Fig. 2 Some functions

satisfying Task 1: passing

through (0,0), (2,0), (3,3), and

(m,0). The parametrised cubic

function can be set up in

Geogebra or TI-Nspire, with the

parameter m as a ‘‘slider’’ that

can be varied to obtain members

of the family of functions

288 A. Watson, H. Chick

123

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of the choice of the third zero and lead to thinking

about the relationship between the third point and

possible shapes (examples-of become examples-for).

• Everyone in the class might agree to have the same

point as the third zero. It should be evident that many

different curves can be drawn through the four points.

These examples-of curves satisfying the constraints

might then become examples-for discussing what

classes of curves will work, whether or not they can

be expressed algebraically, what is the ‘‘simplest’’

function that passes through the four points, and how

many such ‘‘simple’’ functions there are. If continuous,

what turning points does it have to have? These require

considerable pedagogical decision-making to get fur-

ther than merely a collection of wiggles.

• Students familiar with the factor theorem might express

possible functions in polynomial form by writing

y = f(x) = (x - 0)(x - 2) …, with an awareness that

this is incomplete. There may be varied understandings

of what impact different choices will have on the

resulting function and how to express these. For

example, a student might assume a particular value

for the third zero, say x = -4. With f(x) = x(x - 2)

(x ? 4) as a tentative candidate function, the student

might substitute x = 3 to obtain y = f(3) = 21, which

is 18 more than the desired value of y = 3. The

function may then be posited as f(x) = x(x - 2)

(x ? 4) - 18, without realising that this function no

longer has zeros in the requisite places (cf. Chick,

1988). These examples-of (incorrect) functions may

become examples-for building principles for determin-

ing functions that satisfy certain conditions.

• Students with a better understanding of the structural

relationships might take an algebraic approach similar

to that taken by the authors, in which case, the task

might become an example-for discussing the role of

parameters.

• Students might try to use the general polynomial form

of a cubic y = f(x) = ax3 ? bx2 ? cx ? d (cf. Chick,

1988). The two zeros and the point (3,3) are enough to

generate two equations in three unknowns. Those who

can deal with the arbitrariness of the third zero might

pick (m,0) as the fourth point on the function, and

obtain a third equation: 0 = m3a ? m2b ? mc. For

many, this may be an uncomfortable moment: m is an

‘‘unknown known’’, while a, b, and c are the givens for

which they must solve. This distinction is difficult for

students and again allows parameters to become the

focus of what this task might exemplify.

Establishing the general role of the parameters in

defining the family is, to our minds, difficult and might be

facilitated through the pedagogical implementation of

appropriate technology (see Fig. 2).

Any combination of the approaches suggested above

could arise in a classroom, ultimately leading to a collec-

tion of examples of functions meeting the requirements of

the task. The actual combination would depend on famil-

iarity, expectations, and language of pedagogic interven-

tion, as we have said before, but it also appears to depend

on fluency with different representations and availability of

technological tools. We also want to be more specific about

‘‘familiarity’’. Having used this thought experiment to

reflect on our own work on the task, it is clear to us that our

habits of attention were crucial too. We came to the task

attending to parameters; others might come to the task

attending to curve shapes, or covariation. The resulting

examples or families can exemplify a number of important

mathematical principles. Some possibilities are listed in

Table 1.

The realisation of any of the exemplifying affordances

in Table 1 depends on the mathematical backgrounds and

expectations of those who attempt the task, the way the

examples are didacticised by the teacher, available tech-

nology, and also on the actions undertaken by learners

(construct, compare, attend in certain ways). Given the vast

scope of this task for exemplification, the choices made

about how to use the examples as didactic objects

Table 1 Mathematical

principles that can be

exemplified by Task 1

Principle How exemplified

There are infinitely many possible functions Graphically or algebraically; explicitly or

‘‘sketched’’

There is a unique cubic through 4 points Construct algebraically with a specific third zero

Role of parameters CAS software

Different parametrisations will be related Contrast solutions using different

parametrisations

A function is a mathematical object Compare different functions, highlighting

structural properties

Different representations of functions afford attention

to different properties

Varying the representation and foregrounding the

effect of variation

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fundamentally depend on a teacher’s own view of the task,

his/her evaluation of what it is perceived to exemplify, and

his/her decisions about what it is important to emphasise

through such examples.

The task affords at least three layers of exemplification:

1. There are the individual examples-of generated in

doing the task (i.e., functions that satisfy the

constraints).

2. The individual examples can become examples-for

representing a family of cubics in which the role of

parameters can be highlighted, and then cubics can be

seen as the simplest examples of the range of

polynomial functions that might be used.

3. Task 1 itself can be generalised to prompt learners to

construct objects and then explore superordinate

classes of polynomials determined by different-sized

sets of given points.

This experience leads us to realise that, in addition to

situational givens described earlier, technologies and rep-

resentations contribute to the didacticisation of examples,

which includes indications of appropriate dimensions of

variation. Unless a teacher deliberately guides attention,

tool use, and discussion in some way, it is unlikely that

novices would be able to handle the different kinds of

variation of variables and parameters. However, we are not

losing sight of the fact that when we did the task, we acted

on the examples to make them ‘‘an example of something’’.

A teacher can facilitate this in the didacticisation process,

but the learners will also, as we did, imbue the task with

personal purpose.

3 Case two: decimals, percentages, and fractions

Our second case examines the didacticisation process more

closely by considering how an experienced teacher used

examples with her students over two lessons addressing

decimals, percentages, and fractions. The lessons were

selected from a bank of videos that had been accumulated

for professional development purposes. These lessons were

chosen because the teacher used several sets of examples

and had discussed her pedagogical intentions and decisions

with us. Hence, they provided raw material for the con-

tinuation of our theoretical work on relations between

examples and exemplified classes.

Zara was an experienced secondary teacher close to

retirement. Her school was recently designated a ‘‘spe-

cialist college for mathematics’’. She and her students were

used to being filmed and she had in the past filmed teachers

herself for research and development purposes.

We observed two lessons in which she was introducing

conversion among decimals, percentages, and fractions to

an all-attainment class of 11- and 12-year-olds whose prior

knowledge of these was varied. In the first lesson, her aim

was to develop a continuous linear image of number. We

watched a video of this lesson, focusing on her actions and

public statements, to identify what examples were offered

to the whole class, and how they were offered. We knew

from conversations that Zara was aware of the importance

of example choice, and our aim in observing Zara was to

learn more about variety in example use. We shall report

on three episodes from the lesson, and a related part of a

subsequent lesson, and then show how these prepare stu-

dents for different kinds of action. Our purpose is not to

identify things she could have done differently in a critical

way, but to analyse, from the evidence available to us, the

relations between her example provision and students’ use

of the examples.

3.1 Episode 1

Zara asked students to ‘‘Write down as many sets of three

numbers as you can that add up to 4’’. After a few minutes,

she asked for their suggestions and wrote them on the

board. These were the first three sets:

3 1=2 1=21:5 0:5 2

3 1 0

Another student offered ‘‘googolplex to the power of

four divided by googolplex to the power of three’’ and Zara

engaged in a brief discussion to reformulate the suggestion,

and reminded them that they were only allowed to use

‘‘add’’. She praised the whole class for using a broad

meaning of number that included fractions, decimals, zero,

and negatives.

3.2 Episode 2

Pairs of students were given a metre stick and a lump of

modelling plastic, which they had to roll out into a snake

1 m long. She asked them to find out anything interesting

about fractions and numbers using these two materials.

She asked them if they had any ideas about why she had

given them the metre stick. One student replied that it had

100 cm marked on it. Zara said that the stick is ‘‘one

whole’’ and the snake is also ‘‘one whole’’ and then wrote

‘‘1/100 = 0.01’’ on the board. The public statement of the

task was very open, but she went round the class helping

them decide what to do and discussing with them the

relations between fractions of the 1 metre snake and

decimal readings on the stick. About 10 min after they

had rolled out the modelling plastic, she stopped the class

and asked students whether these were the same or

different:

290 A. Watson, H. Chick

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0:5 0:50

Several students replied that they were the same and

gave explanations using the metre stick as ‘‘one whole’’

and 0.50 as indicating 50 cm.

3.3 Episode 3

Zara pointed to the ‘‘1/100 = 0.01’’ and asked what 1 cm

is as a fraction of a metre. She then asked students to find

out what they could from the metre stick and from cutting

their snakes into one half, one-third, one quarter, one-fifth,

and one-eighth. Towards the end of the lesson, she spent

10 min reviewing what students had found out. She said it

was very important that they should have a picture of how

decimals and fractions match ‘‘in your mind’’. She then

wrote � = 0.5 and asked for the decimal equivalent of a

quarter. A student replied and she wrote � = 0.25. She

asked a particular student for ‘‘a third’’ and the student

replied ‘‘zero point three three’’. When she asked for an

eighth, two students almost simultaneously called out

‘‘nought point eight’’. Her response to the first one was

‘‘Did you do it? Did you write it in your sheet?’’ She then

said: ‘‘This needs to be in your mind … picture where it

is’’. Another student said: ‘‘Zero point one two five’’. At

that point a bell sounded and some students began to pack

away, but she said, ‘‘We are not going until you can match

some fractions and decimals’’ and asked for one-fifth, and

then one-tenth, which were answered correctly. The lesson

was now over time, and she began to have difficulty

keeping the students’ attention. At the end of the lesson,

this list was on the board:

1

2¼ 0:5

1

4¼ 0:25

1

3¼ 0:33 ½sic�

1

8¼ 0:125

1

5¼ 0:2

1

10¼ 0:1:

3.4 Episode 4

In the next lesson with this group, Zara moved away from a

linear model of number and used some commercial soft-

ware that gives manipulable images of coins with their

monetary, fraction, decimal, and percentage equivalents on

the interactive white board. This software drew on

students’ everyday knowledge of money and used indi-

vidual coins to represent elementary objects that could be

combined to make other sums of money. Because of the

partial isomorphisms between money and decimal number,

Zara could pose questions starting from any given, and then

ask students to work at the board and ‘‘fill in the blanks’’

for the other cells, such as:

50p 12

0:5 50%

The software allowed these four cells to be revealed in

any order. Both Zara and the software emphasised that the

cells were always expressing fractions ‘‘of a pound’’.

Students first had to predict what the cells would contain

for 20p and 10p coins. Zara asked ‘‘Why?’’ for each

selection. She then asked the students to work individually

to produce the same four representations for other sums of

money, and asked two students to reveal, on the board,

those they found hard. The 1p and 5p values were selected

by students and Zara discussed these with the whole class,

ending up with:

1p 1100

0:01 1%5p 1

200:05 5%

When Zara asked how a student had arrived at 1/20, the

reply was that ‘‘there are twenty lots of five in a pound’’,

and when she asked about ‘‘0.05’’ the reply was that it was

‘‘five times 0.01’’.

She then illustrated 60p as three 20p coins, and 75p as a

group of 50p, 20p and 5p coins, and asked the students to

work on these. After a short while answers were given and

written up:

20p 15

60p 35

0:6 60%

One student called out that the fraction for 60p could be

6/10 and Zara agreed. Multiplying 0.1 by six, or 0.2 by

three, were other methods students reported using. Then

she recorded

75p 3=4 0:75 75%

and a student explained � by saying that ‘‘there are four

lots of 25p in a pound, and 75p is three of them’’.

3.5 Analysis of the affordances of the example sets

In the first episode, Zara was aware of the limited meaning

students in lower secondary school can give to ‘‘number’’

and needed them to have a different example space on

which to draw for this lesson. In workshops with teachers

and teacher educators, we find the same limitation, and our

experience with such tasks suggests that her students were

well-used to extending their idea of number to the whole

class of reals, as they knew it. Zara told us afterwards that

Qualities of examples in learning and teaching 291

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she hoped students would go on to use a visual image of a

number line to relate fractions, decimals, and percentages.

They would hence have access to broader generalisations.

These learner generated sets were examples-of sets of three

numbers that add to four, but Zara’s deeper role for them

was as examples-for access to a larger class of numbers.

In the second episode, Zara was explicit about some

things but not others as she set up a task comparing lengths

on a metre stick with lengths of modelling plastic. She

fixed the notion of ‘‘one whole’’ and showed that this was a

special decision by asking students why, and they respon-

ded with their realisation that it was something to do with

100. Because some of the students would already know that

� = 0.5 (and maybe a few other standard decimals), they

could have seen ‘‘1/100 = 0.01’’ as an example of the kind

of equivalence they already knew something about. Dis-

playing it on the board allowed it to function as an

example-of a class of relations, and also as a special ele-

mentary case from which other examples could be con-

structed (an example-for). The next example, equating 0.5

and 0.50, is also indicative of a class, but this time not a

class of relations but a class of equivalences, namely that it

does not matter how many zeroes are on the end in a

decimal representation. However, it is not clear whether

students understood this to be a reference example-for a

rule of equivalence or a special case. If the latter, perhaps

pedagogical implementation (e.g., use of only a single

instantiation) and characteristics of the learners restricted

the example’s power.

In the third episode, Zara listed the fractions she was

particularly interested in hearing about, and included

fractions related by halving, a fraction whose decimal

recurs, and two that can be confused with each other

through not understanding the reciprocal: � = 0.5 and

1/5 = 0.2. Her aim, she told us, was for the students to

relate everything to the number line so that they abandoned

‘‘food’’ images of fractions such as cakes and pizzas. She

was explicit with them about making ‘‘the match’’—a

connection between fractions and decimals—via the linear

model. It seemed she meant these examples to be exam-

ples-for showing students the relationship between deci-

mals and the number line, and the materials to provide

them with a model of it, but the specific examples that she

chose were examples-of the relationship.

Students’ responses, however, suggest that something

else was happening. Whereas we can imagine students

cutting a 50 cm snake in half and reading off ‘‘0.25’’ from

the stick, to read ‘‘0.33’’ is harder to believe, when one

considers the plausible error bounds involved in measuring.

Furthermore, the student who gave ‘‘0.125’’ for one-eighth

could not have been reporting a reading a length of mod-

elling plastic from the stick, given the level of accuracy

required. Perhaps, these were students who already knew

the relation and had edited their readings to make the right

answer.

More interesting were the two (and maybe more) stu-

dents who believed that one-eighth is ‘‘nought point

eight’’—a result that could not have come from measuring

an eighth of the whole snake. This was the common error

which she had designed the task to address, the kind of

intuitive error relating to understanding the reciprocal (cf.

‘‘reciprocal thinking’’ in Stacey & Steinle, 1998). Zara’s

response to ‘‘0.8’’ was to ask them if they had actually

made and measured this length. From this interchange, she

reported later, she found that a few students were assuming

an answer, and then rolling their modelling plastic into

thinner lengths to reach this result. In other words, they did

not see the task as about matching lengths and reading off

from the stick, but about assuming a relation—based in this

case on the common reciprocal error—and making their

lengths match. For students to believe the 0.8 result, they

must have generalised from some relation in which digits

do match, or be enacting some kind of meaning-free

manipulation. It is interesting to note that the ‘‘0.8’’ answer

followed from the ‘‘0.33’’ answer, which may have rein-

forced a direct relation between the digits of the denomi-

nator and the decimal digits. The final fraction of the

lesson, 1/10, would not have dispelled that myth, nor would

the example of 1/100 that was on the board. The latter

appears to have been used incorrectly as a template rather

than as an element with which to build. Here, some stu-

dents’ expectations and experience (Goldenberg, 2005)

may have reduced the effectiveness of the examples.

Zara reported being disappointed in the lesson; she had

hoped that students would adopt the linear image as a

reference for meaning, but found that the affordances of the

material allowed something different to happen that had, if

anything, confirmed the misconception that decimals had to

contain the same digits as the fraction notation. Further-

more, some students had relied on prior knowledge and

therefore may have missed the experience of matching that

she had designed. She resolved to use paper strips next time

so that no one could stretch the materials to fit their pre-

conceptions. Her reaction at the time prompted her to

introduce a new model using the coin software in the next

lesson.

Zara’s aim in episode 4 was to utilise knowledge they

already had and to try a ‘‘fresh start’’ after the difficulties of

the previous lesson. The software she chose gave her

complete control over the examples she used, and she

started with coins whose proportion of a pound she judged

to be fairly easy to express and explain. She tried to

establish (she told us afterwards) the language pattern

‘‘There are five 20ps in one pound’’ which we observed

students using later in the lesson. The lesson proceeded to

consider the coins students had found hard to express—1p

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and 5p—but Zara had been aware that these were likely to

be problematic. She worked publicly with these, putting 1p

first, so that 5p could be seen to be a multiple of 1p. This

mirrored the use of 1 cm in the previous lesson: an ele-

mentary example from which others could be constructed.

The process of multiplicative construction was repeated at

the end of the lesson, when ‘‘20p’’ was written as a pre-

cursor to working on representations of 60p. Zara had

illustrated 60p using three 20p coins, and ‘‘times 20p by

three’’ was offered as a method by students. 75p was

offered additively as 50p ? 20p ? 5p, but the multiplica-

tive method for arriving at 3/4 was praised by Zara.

When analysing these lessons, we were struck by the

contrast between the continuous linear image of number

afforded in the first and the discrete image afforded in

the second. We could also see that the second afforded

articulation of multiplicative relations between the reals,

and multiple isomorphisms between four representations,

where the first lesson had offered a relation between

fraction and decimal notation, and a focus on actions of

‘‘cutting’’ and ‘‘adding to’’. The different models had

structured different relations to be inferred from the

examples. Nevertheless, the use of money in her second

lesson played a similar role to the metre stick and the

modelling plastic: the isomorphisms there and the

examples-of specific relationships (e.g., between 5p, 0.05

and 1/20) are also examples-for recognising the con-

nections between fractions and decimals and for ways of

obtaining the relationships (multiplicatively, additively,

etc.)

Reflection on the roles of examples in these lessons

shows that Zara used:

• Extending a class beyond obvious examples by asking

students to construct several cases that fulfil a

constraint;

• Indicating and naming types of example that constitute

a class, where there is the danger of assuming that a

subclass represents the whole class;

• Individual examples and sets of examples which

indicate a relation between classes, via a particular

layout inviting structural inductive reasoning;

• Examples which provide elementary cases from which

others in a class can be built or generated;

• Examples which express equivalence (same thing,

different representations);

• Formatted references to use as templates when dealing

with other class members;

• Sets of examples that span the possibilities in a class,

the subtypes, and also can be used later as raw material

to identify relations within the class;

• Examples in which superficial (possibly incorrect)

relations can be inferred from appearance;

• Individual and sets of examples indicating a relation

between classes through a particular layout; and

• Examples as situations in which to develop language

patterns suitable for thinking about fractions of a whole.

4 Examples and examplehood

Our analysis of our own mathematical work showed that an

example can exemplify many different mathematical ideas,

depending on learners’ experience and choice of actions. It

suggested that what was exemplified depended on choice

of dimensions of variation, choice of technologies, and

imbuing a task with purpose. The role of the teacher in

determining the intent and pedagogical implementation is

also likely to be critical. One aspect of this is guiding how

learners need to act on examples (construct, compare,

attend in new ways) in order to achieve analysis, general-

isation and abstraction.

Our analysis of Zara’s use of examples suggests two

kinds of example use not described in our earlier exposi-

tion: examples to be used to build other examples and

examples that afford a shift of focus. In Zara’s teaching, the

latter were examples that afforded multiplicative instead of

additive reasoning. It also suggests a further element of

didacticisation, namely the use of layout or particular

representations to draw attention to patterns and relations.

Another feature of Zara’s teaching was that her use of

examples did not always relate to a superordinate class for

generalisation or abstraction, but sometimes was intended

to direct learners’ attention analytically to a property or

relation within an example, such as equivalence, or a new

feature to pay attention to.

Her use of examples was fluent and flexible, adapted to

learners’ needs as she perceived them, so her practice

provides a wide repertoire of possible pedagogical pur-

pose in example use. It also challenges whether our dis-

tinction between ‘‘examples-of’’ and ‘‘examples-for’’ is

meaningful from a pedagogic perspective. Not only do

some examples appear to serve both purposes, but also

the uses that students made of examples were not always

as intended. In the lessons, there were incidents where it

seemed students used an example not for meaning-making

or for building-with, but merely for copying its visual

features, yet Zara’s purpose was for it to be an element

for building, or an instantiation of a relation. From Zara’s

comments to us, we know she always had a purpose for

her example use, but only a few times in the lessons did

she make that purpose explicit. Learning to learn math-

ematics includes learning what to do with examples, so

that—like we did in Task 1—learners can choose from a

range of ways to engage.

Qualities of examples in learning and teaching 293

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The relation between an example and examplehood is,

as we have shown, dependent on human agency: how the

teacher didacticises the example and how the learner

engages with it. The pedagogic task is to align the learners’

engagement with the teacher’s intentions. In this paper, we

have illustrated and drawn attention to the variety of fluent

uses of examples made by experienced mathematicians and

experienced teachers, and hence indicated how careful and

knowledgeable teachers need to be to bring about such

alignment.

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