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MIDSWEDEN UNIVERSITY Assessment and Development of Advanced Power Saving and Supply Concepts For Small Automotive Electronics by Muhammed Mustafa TARHAN A thesis submitted in partial fulfillment for the Master Degree in Electronic Design in the INFORMATION TECHNOLOGY AND MEDIA MSc in Electronic Design January 2013
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MIDSWEDEN UNIVERSITY

Assessment and Development of

Advanced Power Saving and Supply

Concepts

For Small Automotive Electronics

by

Muhammed Mustafa TARHAN

A thesis submitted in partial fulfillment for the

Master Degree in Electronic Design

in the

INFORMATION TECHNOLOGY AND MEDIA

MSc in Electronic Design

January 2013

Declaration of Authorship

I, Muhammed Mustafa TARHAN, declare that this thesis titled, ‘Assessment and De-

velopment of Advanced Power Saving and Supply Concepts For Small Automotive Elec-

tronics’ and the work presented in it are my own. I confirm that:

This work was done wholly or mainly while in candidature for a research degree

at this University.

Where any part of this thesis has previously been submitted for a degree or any

other qualification at this University or any other institution, this has been clearly

stated.

Where I have consulted the published work of others, this is always clearly at-

tributed.

Where I have quoted from the work of others, the source is always given. With

the exception of such quotations, this thesis is entirely my own work.

I have acknowledged all main sources of help.

Where the thesis is based on work done by myself jointly with others, I have made

clear exactly what was done by others and what I have contributed myself.

Signed:

Date:

i

”As we express our gratitude, we must never forget that the highest appreciation is not

to utter words, but to live by them. ”

John F. Kennedy

MIDSWEDEN UNIVERSITY

Abstract

INFORMATION TECHNOLOGY AND MEDIA

MSc in Electronic Design

MSc in Electroncs

by Muhammed Mustafa TARHAN

With rising fuel prices, increasing electrification, and imminent fines on CO2 emission

within the EU, the requirement for energy and cost efficient supply concepts is becoming

more and more important in the automotive industry. This thesis presents an assessment

of, and improvement for energy and cost efficient power supply concepts for low-end au-

tomotive and light e-mobility electronic control units, containing small µCs, and analog

and logic components.

Specifically, linear regulators, synchronous and non-synchronous buck converters, and

switched capacitor converters are investigated and assessed theoretically. The most

promising concept, namely a discrete buck converter, is further studied using theoretical

assessment, experiment, and simulations.

The key result of this work is a concept for replacing commonly used linear regulators

in small electronic control units (ECUs) by a more efficient supply with only a small

cost adder. Specifically, since no low-end switched converter ICs are available today, we

developed a buck converter with discrete control circuit. This concept provides a cheap,

yet efficient alternative to linear regulators for a wide range of applications. In addition,

the application of this concept is supported by component selection criteria, and also by

the developed simulation models.

Acknowledgements

First of all I owe my gratitude to Dr. Georg Icking-Konert for his continued encour-

agement, guidance and technical advise, and for offering the opportunity to work for

the Robert Bosch GmbH. This thesis would not have been possible without his support,

both professionally and personally.

I also want to take this opportunity to express my profound gratitude and deep regards to

my mentor Prof. Bengt Oelmann for his exemplary guidance, monitoring and constant

encouragement before and after this thesis. The support and guidance given by him

time and again shall carry me a long way on the journey of life, on which I am about to

embark.

I am indebted to all my colleagues at the university department for providing a great

working environment. I also would like to express my gratitude to the teams from Robert

Bosch GmbH, Dialog Semiconductor AG, and Infineon Technologies AG, for many good

discussions and their profound and competent technical support.

I wish to thank my friends Zeynep Islam, Mehmet Gulay, Hakan Gulay, Yunus Tarhan,

Cem Kultepe, Kaan Girgic, Aart Mulder, Veysel Bali, Said Nur Yilmaz, Mahmud Se-

lim, Cem Demir, Mustafa Ozan Capa, Alper Coban, Sarah Metzker Erdemir, Prof. Paul

Yule, Zakarya Bamohamed, Muhammad Imran Khan, Muhammad Amir, Ahmed Khan,

Merve Oral, Cagri Demirtas, Emile Wattsohn, Ralf Gartig, Rabia Dogan, Bruno Jun-

queira, Nils Holler, Paresh Paresh Mestri, Juliana Berzina, and Anastasia Aladeva for

helping me get through difficult times.

As Jane Howard says, ”Call it a clan, call it a network, call it a tribe, call it a family.

Whatever you call it, whoever you are, you need one”. And I was needing their support

during this thesis process, which is why I feel indebted to thank my father Fecri Tarhan

and my mother Ayten Tarhan, my lovely sisters, Emine Sarac, Sabire Tarhan Gulay,

Gulbin Tarhan and Nida Tarhan, and also my brothers-in-law Nazim Sarac and Ayhan

Gulay. And, last but not least, I want to thank my nephew Burak and my niece Berra

Sarac for their support throughout my research process.

iv

Contents

Declaration of Authorship i

Abstract iii

Acknowledgements iv

List of Figures vii

List of Tables ix

Abbreviations x

Symbols xi

1 Introduction 1

1.1 Motivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

1.2 Today’s Solution in Automotive . . . . . . . . . . . . . . . . . . . . . . . . 4

1.3 State of Art in Mobile Electronics . . . . . . . . . . . . . . . . . . . . . . 5

1.4 Research Problem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

1.4.1 Open Points . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

1.5 Commitment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

2 Requirements 8

2.1 Requirements in Automotive and light e-mobility . . . . . . . . . . . . . . 8

2.2 Scope of the Work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10

3 Theory 11

3.1 Linear Regulator . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

3.2 Buck Converter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

3.2.1 Non-Synchronous Buck Converter . . . . . . . . . . . . . . . . . . 17

3.2.2 Synchronous Buck Converter . . . . . . . . . . . . . . . . . . . . . 22

3.3 Switched Capacitor Converter . . . . . . . . . . . . . . . . . . . . . . . . . 24

3.4 Closed Loop Control and Compensation Technique . . . . . . . . . . . . . 28

3.4.1 Type 1 Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29

3.4.2 Type 2 Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

v

Contents vi

3.4.3 Type 3 Control Method . . . . . . . . . . . . . . . . . . . . . . . . 32

3.4.4 Feedback Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34

4 Concept and Implementation 36

4.1 Component Selection for Buck Converter . . . . . . . . . . . . . . . . . . 36

4.1.1 Inductor Selection . . . . . . . . . . . . . . . . . . . . . . . . . . . 36

4.1.2 MOSFET Selection . . . . . . . . . . . . . . . . . . . . . . . . . . . 38

4.1.3 Output Capacitor Selection . . . . . . . . . . . . . . . . . . . . . . 42

4.1.4 Free Wheeling Diode Selection . . . . . . . . . . . . . . . . . . . . 44

4.2 Switching Frequency Selection for Buck Converter . . . . . . . . . . . . . 45

4.3 Compensation Network for Buck Converter . . . . . . . . . . . . . . . . . 46

5 Methods 49

5.1 Experimental Validation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49

5.2 Simulation Models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

6 Results and Discussion 55

6.1 Experimental Validation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55

6.2 Non Synchronous Buck Converter Simulation Results . . . . . . . . . . . . 59

6.3 Synchronous Buck Converter Simulation Results . . . . . . . . . . . . . . 64

6.4 Small Signal Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65

7 Conclusion 68

8 Advanced Energy Saving Concepts 69

8.1 Deactivating Unused Hardware . . . . . . . . . . . . . . . . . . . . . . . . 70

8.2 Dynamic Clock Scaling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70

8.2.1 Timing of Frequency Change . . . . . . . . . . . . . . . . . . . . . 71

8.2.2 Automatic Load Determination . . . . . . . . . . . . . . . . . . . . 74

9 Summary and Outlook 76

9.1 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

9.2 Limitations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76

9.3 Future Work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77

Bibliography 78

List of Figures

1.1 Past and Targeted CO2 Emissions in the EU . . . . . . . . . . . . . . . . 2

1.2 CO2 emission targets for USA, China, and EU . . . . . . . . . . . . . . . 2

2.1 DC/DC Converter Block Diagram . . . . . . . . . . . . . . . . . . . . . . 9

3.1 Cascaded Linear Converters in Bosch e-Scooter Gen.1 . . . . . . . . . . . 14

3.2 Schematic of a non-synchronous buck converter . . . . . . . . . . . . . . . 16

3.3 Inductor current for continuous (left) and discontinuous mode (right) . . 16

3.4 Non-Synchronous Buck Converter: ON State . . . . . . . . . . . . . . . . 17

3.5 Non-Synchronous Buck Converter: OFF State . . . . . . . . . . . . . . . 17

3.6 Buck Converter Schematic with Internal Capacitor and internal InductorResistance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20

3.7 Buck Converter Typical Wave Form [14] . . . . . . . . . . . . . . . . . . . 20

3.8 Schematic of a synchronous buck converter . . . . . . . . . . . . . . . . . 22

3.9 Timing of MOSFET switching for Q1 (PWM1H) and Q2 (PWM1L) fora synchronous buck converter . . . . . . . . . . . . . . . . . . . . . . . . . 23

3.10 Basic Switched Capacitor Structure . . . . . . . . . . . . . . . . . . . . . . 24

3.11 Switched capacitor IC by V. Ng and S. Sanders [19] [20] . . . . . . . . . . 26

3.12 A simple Buck Converter Control Algorithm . . . . . . . . . . . . . . . . 28

3.13 Type 1 Control Schematic . . . . . . . . . . . . . . . . . . . . . . . . . . . 29

3.14 Type 1 Bode Plot for phase shift and gain margin . . . . . . . . . . . . . . 30

3.15 Type 2 Control Schematic . . . . . . . . . . . . . . . . . . . . . . . . . . . 30

3.16 Type 2 Bode Plot for phase shift and gain margin . . . . . . . . . . . . . . 31

3.17 Type 3 Control Schematic . . . . . . . . . . . . . . . . . . . . . . . . . . . 32

3.18 Type 3 Bode Plot for phase shift and gain margin . . . . . . . . . . . . . . 32

3.19 Current mode control circuit [24] . . . . . . . . . . . . . . . . . . . . . . . 34

4.1 Buck converter representation during ON time . . . . . . . . . . . . . . . 37

4.2 Inductor voltages and current during ON and OFF time . . . . . . . . . . 37

4.3 MOSFET structure with Drain (D), Gate (G), Source (S) and Body (B)[26] . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39

4.4 Equivalent Circuit of PMOS Device . . . . . . . . . . . . . . . . . . . . . 40

4.5 Capacitor Charge and Discharge waveform . . . . . . . . . . . . . . . . . . 43

5.1 Simulation Model of Validation Circuit . . . . . . . . . . . . . . . . . . . . 51

5.2 Hardware Set-Up of Validation Circuit . . . . . . . . . . . . . . . . . . . . 51

5.3 Non-Synchronous Buck Converter Schematic with Compensation Network 53

5.4 Synchronous Buck Converter Schematic with Compensation Network . . . 54

vii

List of Figures viii

6.1 PWM Voltage of Experimental and Simulated Circuit . . . . . . . . . . . . 56

6.2 Gate Voltage of Experimental and Simulated Circuit . . . . . . . . . . . . 56

6.3 Drain Voltage of Experimental and Simulated Circuit . . . . . . . . . . . . 57

6.4 Output voltage comparison of experimental and simulated circuit . . . . . 57

6.5 waveforms for the experimental set up . . . . . . . . . . . . . . . . . . . 58

6.6 waveform for the simulation set up . . . . . . . . . . . . . . . . . . . . . . 58

6.7 Output Voltage Overshoot (left), and Effect of Start Up Circuit (right) . . 59

6.8 Output Voltage Ripple of Non-Synchronous Buck Converter . . . . . . . . 60

6.9 Improved Output Ripple of Non-Synchronous Buck Converter . . . . . . . 60

6.10 Transient Currents and Voltages in the Non-Synchronous Buck Converter 61

6.11 EMC Model of the Power Supply . . . . . . . . . . . . . . . . . . . . . . . 62

6.12 EMC Line Emission of Non-Synchronous Buck Converter . . . . . . . . . 62

6.13 Power Efficiency of Non-Synchronous Buck Converter . . . . . . . . . . . 63

6.14 Power Efficiency of Synchronous Buck Converter . . . . . . . . . . . . . . 64

6.15 Small Signal Analysis of the Buck Converter . . . . . . . . . . . . . . . . 65

6.16 Bode Plot of the Compensation Network and Output Voltage . . . . . . . . 66

6.17 Power Stage LC Circuit Bode Plot . . . . . . . . . . . . . . . . . . . . . . 67

List of Tables

1.1 Emission of CO2 per gasoline consumption . . . . . . . . . . . . . . . . . 2

2.1 Requirements for DC/DC Converters . . . . . . . . . . . . . . . . . . . . . 10

4.1 Components for Compensation and Power Stage . . . . . . . . . . . . . . 48

ix

Abbreviations

ACEA European Automotive Manufacturers Association

BJT Bipolar Junction Transistor

CAN Controller Area Network

CMC Current Mode Control

CMOS Complementary Metal Oxide Semiconductor

ECU Electronic Control Unit

EMC Electro Magnetic Compatibility

EME Electro Magnetic Emission

EMI Electro Magnetic Interference

ESR Equivalent Serial Resistance

ESL Equivalent Serial Inductance

GM Gain Margin

JAMA Japan Automobile Manufacturers Association

KAMA Korea Automobile Manufacturers Association

LIR Load Current Ripple

LIN Local Interconnect Network

MOSFET Metal Oxide Semiconductor Field Effect Transistor

PCB Printed Circuit Board

PM Phase Margin

SC Switched Capacitor

SLI Starting Lighting Ignition

SPICE Simulation Program with Integrated Circuit Emphasis

VDA Verband der Automobilindustrie (German Automotive Manufacturers Association)

VMC Voltage Mode Control

µC MicroController (with embedded memory and peripherals)

x

Symbols

P power W (Js−1)

rDSON MOSFET ON Resistance Ohm

Vin input Voltage Volt

Vout output Voltage Volt

ILOAD Load Current Ampere

Cout Output Capacitance Farad

L Inductance Henry

η Efficiency %

xi

Dedicated to my loving father and mother.... . .

xii

Chapter 1

Introduction

1.1 Motivation

The importance of global climate protection is universally acknowledged, due to its

impact on the environment, and thus also mankind. Consequently much effort is being

put into reducing the emission of greenhouse gases, both by governments and non-

governmental organizations around the world.

According to recent research results [1], transport related energy consumption already

accounts for approximately 20% of the world’s total energy consumption. And this

number is still growing, due to the ever increasing number of cars per capita. And since

the vast majority of cars is still powered by fossil fuel, this results in a large and yet

growing CO2 emission.

To counter this trend, in 1995 the German Association of the Automotive Industry

(Verband der Automobilindustrie, VDA, [2]) committed itself to reduce the average

CO2 emission of new cars by 25% between 1990 and 2005. According to the European

Automotive Manufacturers’ Association (ACEA, [3]) this goal was almost achieved [4].

Three years later, the ACEA committed itself to decrease the average CO2 emission

to 140g/km by 2008. Similar announcements were made by the associated Japanese

(JAMA, [5]) and Korean (KAMA, [6]) car manufacturers one year later.

On governmental side the European Union Energy Commission has recently passed

a regulation to gradually reduce CO2 emissions to 95g/km in 2020, from an average

emission of 135.7g/km in 2011 [7], see figure 1.1. According to this regulation, exceeding

the limit for the average emission of a manufacturer’s fleet will be fined. The penalty

is gradually increasing over time, reaching e95 for every g/km above the legal limit in

2020.

1

Chapter 1. Introduction 2

Figure 1.1: Past and Targeted CO2 Emissions in the EU

Similar regulations are also planned or already passed in other markets. For example,

USA and China have already announced plans to steadily reduce fuel consumption of

passenger cars, and thus CO2 emission (see figure 1.2).

Figure 1.2: CO2 emission targets for USA, China, and EU

The amount of CO2 emission of a car per distance is readily calculated from its fuel

consumption, since the amount of carbon per unit of fuel is given, and CO2 is one of the

inevitable products of the combustion reaction. For standard gasoline, the conversion is

shown in table 1.1, with colors indicating annual EU emission limits for 2008 (yellow),

2012 (red), and 2020 (blue), respectively.

l/100km 6,72 6,08 5,65 5.21 4,78 4,34 4,13

mpg 35,89 38,69 41,66 45,13 49,24 54,1 57,01

CO2/km 155 140 130 120 110 100 95

Table 1.1: Emission of CO2 per gasoline consumption

According to the above mentioned EU regulation, each saved gram CO2 will be worth

up to e95/car in the future. Or, vice versa, car manufacturers violating the legal limit

will be fined, with the absolute sums possibly reaching staggering numbers. Assume, for

example, a fleet of typical 2012 cars in with a CO2 emission of 130 gCO2/km (see fig. 1.1).

With the new EU regulation, in 2020 each car would be fined with approximately e3300

on average. In addition, rising fuel prices and customer awareness generate pressure

to further reduce fuel consumption. As a consequence there is a huge incentive for the

industry to develop ever more fuel-efficient combustion motors, and also energy efficient

electrical and electronic components.

Chapter 1. Introduction 3

On the 13th International Conference on Electronics in Automotive [8], A.Graf and

B.Koppl, both Infineon Technologies AG, pointed out this challenge for the automo-

tive industry, and also proposed several methods of saving energy, e.g. by replacing

incandescent lighting by LEDs, more efficient actuators, or by so-called demand based

control of systems. They calculate the monetary value of each saved gram CO2/km, cor-

responding to 40W of electrical power, to e49.80/car. Notably the CO2 fine assumed

by the authors at the time was underestimated by a factor of three, compared to the

final EU regulation. Using the actual numbers, this value increases to e115/(gCO2×car), corresponding to e2.88/(W×car).

Independently, the corporate research group of Robert Bosch GmbH in November 2011

assessed the effect of the EU CO2 regulation for car manufacturers [9]. Assuming an

overall efficiency of 23.3% for the combustion motor, generator, and supply network,

they calculated the monetary value of each gram CO2/km to e3.142/(W×car). This

value is in good agreement with the above number by A.Graf and B.Koppl. According

to both reports, this will add significant pressure on the OEMs (and consequently on

the suppliers) to save power, even on the scale of small µC. As an example, assume a

13.5V battery voltage, and a small ECU consuming 25mA, e.g. a small sensor. This

corresponds to a power consumption of 337.5mW, and thus to a fine of ∼1 e/car.

Another industry with even higher incentives for energy efficiency is the mobile market.

There the overall trend is towards ever increasing performance and functionality, but

at constant or decreasing average power consumption. In comparison, automotive elec-

tronics is far behind with respect to electronics efficiency. Therefore, this thesis will also

assess energy saving techniques common in mobile electronics, and their applicability to

automotive and e-mobility applications.

Chapter 1. Introduction 4

1.2 Today’s Solution in Automotive

The drive system of an automobile generally consists of an internal combustion engine,

axle, gear, and tires. Control and diagnostics of this systems is performed by a multitude

of electronic systems. In addition, many safety or comfort features today require elec-

tronic control units, e.g. ABS, ESP, power-steering, cooler fans, wipers, window lifters,

etc.. Today most ECUs are connected via busses, e.g. via Controller Area Network

(CAN) or Local Interconnect Network (LIN). As a consequence the complexity of car

electronics increases steadily, which in turn leads to an increase in its power consump-

tion.

Besides a very wide range of input voltages and ambient temperatures, the automotive

market is characterized by very high expectations regarding product lifetime, and a

very competitive market, especially for small commodity electronics. For these ECUs,

typically consuming<50mA, high cost pressure, tight space requirements, and the lack of

incentive for power efficient designs, have led to the wide-spread use of linear regulators.

These are easy to use, cheap, and small, but have a low conversion efficiency.

More efficient, but also more expensive and bulky, switched power supplies are gener-

ally restricted to high-end ECUs, typically using multi-core, 32-bit µCs and currents

>500mA. Other power-saving techniques, like adapting the core frequency and/or -

voltage, are rarely used in automotive electronics. Generally the risk of and effort for

dynamic frequency scaling in the past was assessed higher than the benefit of saving en-

ergy. As a consequence µCs generally always run at the speed, which is required under

highest load condition.

Since none of the commonly used automotive communication busses provide means to

selectively wake ECUs, several proposals have been made, which all focus on retaining

network topology and -communication, while allowing functions to be switched off to

save power. The most well-known ones are Partial Networking, Pretended Networking

and ECU Degradation:

• Partial Networking describes a group of ECUs, which are known as Partial

Network Clusters (PNC), which can be individually shut down or re-started, while

normal bus communication is ongoing. Basically, ECUs in the PNC cluster are

selectively put to sleep and woken, based on network identifier and user data. Cur-

rently, this concept is only specified for the CAN bus. The required ”intelligent”

transceivers, and the supporting software (SW) architectures are currently under

development [10].

Chapter 1. Introduction 5

• Pretended Networking describes a network cluster, in which each ECU node

can independently decide if and when to enter power saving mode. Wake-up is

triggered by the respective bus wake event. If the time to resume communication

is sufficiently short, pretended networking has no impact on the communication or

other network nodes. Therefore it is very easy to integrate into existing networks.

Also it allows using standard transceivers, and requires only minor SW changes in

the affected ECU. However, the power saving potential is relatively small.

• ECU Degradation describes the temporary de-activation of unused components

inside an ECU. For example, a sensor required for BLDC motor commutation

can possibly be switched off, when the motor is not powered. ECU degradation

generally has no impact on network topology or -management, and is therefore easy

to integrate into existing cars. However, since it is highly application dependent,

it cannot be generalized like partial networking, and requires a careful assessment

of unwanted side-effects.

1.3 State of Art in Mobile Electronics

In contrast to the automotive market with its ”infinite” energy supply, mobile applica-

tions always had to put huge emphasis on making best use of the very restricted energy

capacitance of pocket-size batteries. As a consequence very advanced energy saving

strategies are commonly being used, like efficient supplies, load dependent clock scaling,

dynamic core voltage, switching off unused modules and cores, to name but a few.

The extremely high volumes in the mobile market, in combination with a high cost

pressure, have brought down prices of components significantly, e.g. for small inductors or

control-ICs for switched regulators. While these are generally not automotive qualified,

we will assess if, which, and for what applications these components might still be

used. Also we will assess which of the advanced software strategies could be adopted

in automotive electronics today, and which would require new hardware (HW) features,

currently not available in automotive components.

Chapter 1. Introduction 6

1.4 Research Problem

As shown in section 1.1, there is a huge incentive for increasing energy efficiency also

in automotive electronics. At the same time, high cost pressure and tight space re-

quirements result in off-the-shelf switched DC/DC converters being too expensive for

ubiquitous low-end ECUs. As a recent, internal assessment by G.Icking-Konert showed,

a switched supply for a high-end µC, including printed circuit board (PCB) space etc.,

today adds ∼e4.50 to the product cost. This generally is acceptable for high-end (i.e. ex-

pensive) ECUs, but is in conflict with low-end ECU prices of only a few e/PCB.

Thus there is a high demand for a cost- end energy-efficient power supply concept, which

is targeted at small ECUs, typically consuming <50mA. This thesis focusses on assessing

several efficient and cost-effective DC/DC converter concepts for these low-end ECUs.

1.4.1 Open Points

At the start of this project, we need to have an understanding of the technical require-

ments in the targeted applications, and a roadmap to aid the design phase. The below

questions are the base to identify the technical requirements, and will be answered in

the next chapters.

• How much can power efficiency be increased, starting from a linear converter?

• Are there new, revolutionary DC/DC converter concepts, that are suited for au-

tomotive applications?

• What are the limits for the different converter types? Do these fit the require-

ments?

• Is this possible to design a sufficiently cost-effective switched DC/DC converter

for low-end ECUs? As a cost metrics, we assume achieved the CO2 fine reduction

vs. implementation cost

Chapter 1. Introduction 7

1.5 Commitment

The result of this thesis will be a list of concepts for DC/DC converters suitable for

automotive and light e-mobility electronics. This list contains a theoretical assessment

of each concept, and its applicability for the targeted applications. In addition, we will

give a comparison of the technical requirements with the actual properties of each supply

concept. For the most promising concept, namely a non-synchronous buck converter, we

will propose a physical implementation, design rules for selecting components and control

parameters, and a validated simulation model for application specific optimization.

In detail, the above deliverables are committed as:

• this thesis focuses on small automotive ECUs and light e-mobility applications.

Therefore, we limit ourselves to automotive and light e-mobility applications with

a supply voltage range of 12V..60V, and logic supply currents of ∼25mA, e.g. e-

scooter. The result is a list of suitable supply concepts, together with a theoretical

and commercial comparison of all concepts. For one selected concept, also design

guidelines, known limits, and a SPICE [11] simulation model are provided.

• assessment of SW-strategies to decrease power consumption already in today’s

low-end µC, e.g. STM8 or S12G. The result is a SW concept with common fea-

tures (scheduler, timers, communication,...), and options for load dependent core

frequency. Here the focus is on measuring core load, and avoiding issues during

changes of core frequency or module state.

• assessment of further, more advanced power-saving features for future ICs. This

is targeted for a technical discussion with IC suppliers.

Chapter 2

Requirements

In this chapter, we define the technical requirements for a DC/DC converter suitable for

the projects within the scope of this thesis, namely small automotive and light e-mobility

ECUs. There are several options for the logic supply of these electronics, which will be

discussed in detail below. By far the most common for small automotive electronics is

the ”linear converter”, due to it’s simplicity and price advantage (but low efficiency). To

assess alternative concepts, we first need to define the respective technical criteria. This

will be done in subsection ”Requirements in Automotive”. Afterward, we will assess all

investigated supply concepts with regard to these requirements.

2.1 Requirements in Automotive and light e-mobility

Typically, automotive power supply is based on a Vbat = 13.5V SLI (starting, lighting,

ignition) battery, which is recharged by a generator, mechanically coupled to a combus-

tion motor. However, the automotive voltage range is typically specified as 9..18V, with

transient voltages reaching 40V. All connected ECUs have to stand these voltages, thus

the supply for 3.3V or 5V µCs and sensors needs to be regulated down to the respective

working voltage.

In contrast, light e-mobility ECUs, e.g. for e-scooters, generally have battery voltages

higher than 12V, mainly to save copper and weight for the traction motor. As voltages

above 60V are considered ”high voltage” in the legal sense, they require special insolation

and safety precautions. To avoid this, e-scooters etc. generally use battery voltages below

60V, typically in the range of Vbat = 36..48V. Again, this voltage needs to be regulated

down to the required logic operating range.

8

Chapter 2. Requirements 9

The low-end ECUs, which are the focus of this work, generally have small 8- or 16-bit

µCs, and small sensors. Together, these typically consume between 10mA and 50mA.

Bigger ECUs, like ESP or motronic, which easily costume > 1A, already use switched

converters, and are deliberately not considered in this work.

In this work we will use the above motivated voltage and current ranges as the general

requirement for a supply block. A possible block diagram, consisting of a pre-regulator

and cascaded linear regulator (for ripple rejection), is shown in figure 2.1.

Figure 2.1: DC/DC Converter Block Diagram

In addition to the above DC voltages, automotive power supplies have tough require-

ments regarding transient voltage pulses, EME, and EMI. The transient pulses are de-

scribes for example in the ISO 7637-2 norm [12], and typical EMC requirements are

described in SAE J1113 norm [13]. This thesis will not consider all aspects, but con-

centrate on the most relevant issue or input conducted emission. For this we require a

damping factor of ≥ 60dBµV.

Apart from the above electric and electromagnetic requirements, some additional issues

have to be taken into account for automotive applications. Amongst others these are

high quality expectations (ppm failure rate), functional safety (ISO26262), prolonged

product life time (≥17a), wide temperature range (-40C – 150C), and low quiescent

(=sleep) current consumption (Iq 100µA).

And, last but not least, this thesis also concentrates on a requirement, which is tradi-

tionally ignored for small ECUs, namely power conversion efficiency. For this, we target

a value as large as possible at acceptable cost. As a target we have defined η > 70%.

Table 2.1 summarizes these parameters and requirements, as assumed in this thesis.

Chapter 2. Requirements 10

Parameter Limit Unit

V in 9 – 60 V

V pre 5.6 – 7 V

Iload ≤20 mA

Iripple ≤35 mA

Vripple ≤100 mV

fswitch 150 kHz

η ≥70 %

EMCcond ≤60 dB

Iq ≤100 µA

operating life ≤17 years

temperature -40 – 150 C

Table 2.1: Requirements for DC/DC Converters

2.2 Scope of the Work

In this thesis, we will examine different types of DC/DC converters for small automo-

tive electronics and light e-mobility applications, which have to fulfill the above defined

parameters. Specifically we will theoretically investigate DC/DC converters based on

linear, buck, and switched-capacitor concept. For the most promising concept, we will

also perform analytical calculations, numerical simulations, and experimental verifica-

tion.

Besides efficient power conversion concepts, we will also briefly discuss some strategies

to reduce output load, e.g. dynamic core frequency- or voltage-scaling. And finally, we

will analyze trends and strategies in the mobile market, and assess their relevance for

the automotive market.

Chapter 3

Theory

While linear converters are commonly used for small currents and small to medium

voltage conversion ratios, they have large power losses for high conversion ratios, and

also for large output currents. Therefore, we will investigate some alternative, promising

converter concepts for low-end ECUs, with emphasis on price impact, efficiency, and

suitability for automotive and light e-mobility applications.

The conversion efficiency in percent of a DC/DC converter is defined as η := PoutPin· 100,

with Px being the respective energy flux. With P = V · I, this converts to η = Iout·VoutIin·Vin

·100, with all variables being average values. Thus, a perfect DC/DC converter (if it

existed) would have an average input current of

1 =Iout · VoutIin · Vin

∴ Iin = Iout ·VoutVin

(3.1)

In contrast to linear converters with Iin = Iout, which would have losses even with

ideal components, the efficiency of a switching DC/DC regulator is limited only by the

performance of its components. Specifically, a switching DC/DC converter with ideal

components would have zero loss, corresponding to 100% efficiency. However, since

components are never ideal, some losses are inevitable. This leads to a typical η > 70%

in real-life applications.

A number of non-isolated converter topologies exists, e.g. buck (step-down), boost (step-

up), buck-boost (step-down+up), switched capacitor (step-down+up), SEPIC (step-

down+up). In addition, some more isolated converter types exist, e.g. transformer, fly

back, ringing choke, resonant forward, bridge type, or Cuk converter. All of these can be

used to convert an input voltage level to the intended output voltage level. The difference

11

Chapter 3. Theory 12

between non-isolated and isolated converters is, that the former share a common ground

potential, while the latter have separate ground potentials.

For the intended goal, namely to identify a cheap and power efficient regulator for small

output currents, we have concentrated on the most promising of the above concepts,

namely non-isolated synchronous and non-synchronous buck converter, and switched

capacitor converter. The other mentioned concepts are generally too expensive and/or

bulky for the intended applications, and are not further investigated. However, for

comparison, the standard linear regulator is also analyzed. In this chapter we will

derive the theory of operation, the respective power loss Ploss, and the efficiency η for

each of the studied converter concepts.

Chapter 3. Theory 13

3.1 Linear Regulator

The typical supply voltage of automotive ECUs is 12V, and sometimes 48V. For light

e-mobility, e.g. e-scooters or e-bikes, it is usually 36 . . . 60V. On the other hand, the

operating voltage of logic ICs, e.g. µCs, low-voltage OPs, or sensors, usually is within

[3.3V; 5V]. In low-end electronics linear converters are most common to regulate the

battery voltage down to the logic operating voltage range. However, as already discussed,

an increasing pressure exists to reduce CO2 emission. It is the focus of this thesis to

investigate the feasibility of an affordable and efficient DC/DC converter, which would

help to reduce CO2 emission.

The widespread use of linear converters for low-end logic is mainly due to price and space

advantages. However, it basically acts like a regulated series resistor, and dissipates a

power of Ploss = dV · I with dV := (Vout − Vin). While this is generally acceptable for

small I and small dV , it is problematic for large I, and/or high dV . Therefore, for

high-end µCs and e-mobility applications, often buck converters are used. These have a

higher efficiency, but are larger and more expensive than linear converters.

As mentioned above, the goal of this work is to improve the efficiency of the supply

concept for low-end ECUs without significantly increasing its cost. As an acceptable

price adder we define the reduction in the 2020 CO2 fine, compared to a linear regulator.

An efficient, affordable supply concept would have a broad applicability, also in low-end

ECUs. Specifically, a high incentive would exist for ECUs with a high input voltage

and/or high-temperature products, where power dissipation is also critical.

As a reference, let us first investigate the linear regulator concept further. As an example

we choose the supply concept used for the 1st generation of the Bosch e-scooter, which

is shown in figure 3.1. It basically consists of two cascaded linear converters.

In detail, transistor Q1 acts as an emitter follower, operating in linear mode. Its output

voltage is determined by the zener voltage of diode D4, which here is 14V. The output of

Q1 is used to supply the cascaded, integrated linear regulator U3 (TI UA78L05AIDR),

which has an maximum input voltage of 20V. The 5V output voltage of U3 is finally

used to supply the ECU logic. With an input voltage of Vbat = 60V , and an output (and

input) current of I5V = 25mA, the power loss of this supply block is given by:

Ploss = [(Vbat − 5V ) · I5V ]

=[(60V − 5V ) · 25 · 10−3A

]≈ 1.4W (3.2)

Chapter 3. Theory 14

Figure 3.1: Cascaded Linear Converters in Bosch e-Scooter Gen.1

Chapter 3. Theory 15

According to equation (3.2), this converter concept results in a power loss of ∼1.4 Watt.

However, for high-end µCs with input currents of several 100mA, this loss easily reaches

15-20W.

Unfortunately it is impossible to design a linear regulator with a higher efficiency, since

for this concept the input current is equal to the output current (→ Iin = Iout). Conse-

quently its efficiency η (in percent) is given by equation (3.3):

η =Pout

Pin· 100

=Vout · IoutVin · Iin

· 100

∴ η =VoutVin· 100 (3.3)

According to equation (3.3) the efficiency of any linear regulator is given by the ratio of

output to input voltage. Thus an increase in the ratio between Vin and Vout increases

the power loss of the linear regulator, and thus decreases its efficiency. For example,

the efficiencies for a linear regulator in a 12V automotive ECU, and the above described

60V e-scooter are

η12V→5V = 512 · 100 = 41.7%

η60V→5V = 560 · 100 = 8.3%

For the e-scooter this means that the energy to supply the logic circuit is approximately

12× higher than the energy actually required! Or alternatively, that 91.7% is wasted as

heat in the linear regulator. In absolute numbers, this is:

Plogic = Vout · Iout = 0.125W

Ploss = Vin · Iin − Plogic = 1.375W

Chapter 3. Theory 16

3.2 Buck Converter

A Buck Converter is a step-down converter, which means that its output voltage is

lower than the input voltage. As shown in the previous section, the simplest step-down

converter is the linear regulator, if efficiency is not an issue. On the other hand, buck

converters typically have an efficiency of η > 70%, which is a key parameter of this work.

Two closely related buck converters exist, namely synchronous and non-synchronous

buck converters. The schematic of a non-synchronous buck converter is shown in figure

3.2. In a synchronous buck converter only diode D1 is replaced by an active switch to

avoid losses inside D1.

Figure 3.2: Schematic of a non-synchronous buck converter

A buck converter has two possible operating modes, which differ in the input current

during conversion. If the inductor current is always larger than zero, the converter is

operated in the so-called continuous conduction mode (CCM). On the other hand,

if the inductor current falls to zero, the operation mode is called discontinuous con-

duction mode (DCM). Figure 3.3 shows the currents for the two different operating

modes over time.

When a buck converter changes from CCM to DCM mode, it goes from a second order

system to first order system. This discontinuity makes stable DCM operation with good

dynamic response much more difficult to achieve. Since no low-cost control-ICs for

small buck converters are currently available, here we only investigate the continuous

conduction mode.

Figure 3.3: Inductor current for continuous (left) and discontinuous mode (right)

Chapter 3. Theory 17

3.2.1 Non-Synchronous Buck Converter

The schematics of a non-synchronous buck converter is shown in figure 3.2. As you can

see, it consists of a high side switching MOSFET (Q1), a free-wheeling diode (D1), an

inductor (L), and an output capacitor (Cout). The output resistor Rload represents the

logic circuit to supply, e.g. a µC or a sensor. One conversion period consists of two steps,

which are as follows :

• 1st step: switch Q1 is turned ’on’ for duration ton, see figure 3.4. The voltage at

the input of inductor L is Vin, the voltage drop is VL = Vin − Vout, and diode

D1 is reverse biased, i.e. non-conducting. Since for a buck converter Vin > Vout,

the current through L increases linearly with time, and charges output capacitor

Cout.

Figure 3.4: Non-Synchronous Buck Converter: ON State

• 2nd step: switch Q1 is turned ’off’ for duration toff , see figure 3.5. Current IL

continues to flow, which decreases VL+ until diode D1 becomes reverse biased and

thus conducting. During the ’off’ phase, the inductor current decreases linearly,

and the voltage over the inductor is VL = −Vout + Vdiode.

Figure 3.5: Non-Synchronous Buck Converter: OFF State

Chapter 3. Theory 18

In continuous conduction mode the input current never drops to zero, as indicated in

figure 3.3 (left). In this case the energy is stored both in inductor L and capacitor Cout

at the end of each period T . The continuous on/off operation is called pulse-width

modulation (PWM), and the ratio of ton and toff is called duty cycle D. The output

voltage of the buck converter is determined by input voltage Vin and duty cycle D.

T =1

fsw(3.4)

ton = (D · T ) (3.5)

toff = [(1−D) · T ] (3.6)

First we derive the conversion ratio of the buck converter in CCM mode. According to

the basic inductor equation, the total change of the inductor current ∆IL is given by:

VL = L · dILdt

∴ ∆IL =

∫ t

0

VLL· dt (3.7)

For an ideal buck converter described above, the voltages over inductor L during ’on’

and ’off’ state are given above (VL,on = Vin−Vout; VL,off = −Vout+Vdiode). Ignoring the

drop over the freewheeling diode, and using equation (3.7), this yields inductor current

changes of

∆IL,on =Vin − Vout

L· ton (3.8)

∆IL,off =−VoutL· toff (3.9)

Chapter 3. Theory 19

In steady state the current ripples during on- and off-time need to have the same size

but opposite sign, see figure 3.3. Therefore

∆IL,on = −∆IL,off

Vin − VoutL

· ton = −−VoutL· toff

Vin − VoutL

· T ·D = −−VoutL· T · (1−D)

(Vin − Vout) ·D = Vout · (1−D)

Vin ·D = Vout

D =VoutVin

(3.10)

According to equation 3.10, the output voltage of a buck converter is directly propor-

tional to the PWM duty cycle, which varies within [0;1]. Thus, if the ratio between

input and output voltage increases, the duty cycle decreases inversely.

As discussed above, in this thesis we only investigate the CCM mode of buck converters.

In this mode the inductor current always remains positive. To achieve this, the minimum

inductor current should be IL,min = Iload −∆IL

2 ≥ 0.1 · Iload [14]. Note that for strongly

varying Vin, the minimum input voltage needs to be assumed for calculating IL,min.

Consequently, the maximum current ripple ∆IL can be re-written as follows

Iload −∆IL

2≥ 0.1 · Iload

∴ ∆IL ≤ 1.8 · Iload (3.11)

The above equation (3.10) describes the conversion ratio for a perfect buck converter, ig-

noring all internal voltage drops. However, real components are never ideal. To highlight

that, figure 3.6 shows the equivalent circuit of the same buck converter, but including

some dominant parasitics. Specifically, inductor L and capacitor Cout have internal re-

sistances, indicated as RL and R_ESR (Equivalent Serial Resistance), respectively. Also,

the freewheeling diode has a forward voltage Vdiode (ignored above), which is relevant

during off-time. And finally, MOSFET Q1 has an internal resistance Rdson, which is rel-

evant during on-time. Other effects, which cause energy loss in the buck converter are

the switching of MOSFET Q1 (P = fsw ·CG · V 2G), the linear operation of the MOSFET

during switching (P = 12 · Vsat · IL · fsw · (trise + tfall)), and internal losses in the gate

Chapter 3. Theory 20

driver. All these effects cause power loss and thus efficiency loss during buck operation,

and need to be considered in the design in order to achieve a high efficiency.

Figure 3.6: Buck Converter Schematic with Internal Capacitor and internal InductorResistance

Figure 3.7: Buck Converter Typical Wave Form [14]

To include the above described effects into VL, we would need to modify equations (3.8)

and (3.9) to

VL,on = [Vin − Vout − IL · (Rdson +RL +RESR)] (3.12)

VL,off = [−Vout + Vdiode + IL ·RESR] (3.13)

Chapter 3. Theory 21

The dissipation due to these parasitic effects, including switching loss, is thus given by

Ploss = I2L ·[D ·Rdson + (1−D) · Vdiode

IL+RL +RESR

]+

1

2· fsw · CG · V 2

G+

1

2· Vsat · IL · fsw · (trise + tfall) + Pother (3.14)

with Pother describing other losses outside this consideration, e.g. within the MOSFET

gate driver. Consequently the efficiency of the non-synchronous buck converter is given

by the universal expression

η =Vout · Iout − Ploss

Vin · Iin(3.15)

In the case studied here, namely mean IL < 50mA, generally only switching and gate

driver loss, and the forward voltage of diode D1 in equation (3.13) are relevant. A simple

way to reduce the latter (and thus increase efficiency) is the use of a low drop diode, e.g.

a Schottky type. Another method is using an active switch, instead of a diode. This

latter option is called a synchronous buck converter, and will be discussed in the next

section.

Chapter 3. Theory 22

3.2.2 Synchronous Buck Converter

As already mentioned above, a synchronous buck converter is an improved non-synchronous

buck converter, using an active switch instead of a freewheeling diode (see figure 3.8).

The name ”synchronous” highlights the fact that both switches (Q1 and Q2) are switched

synchronously, but oppositely.

Figure 3.8: Schematic of a synchronous buck converter

The replacement of diode D1 in figure 3.2 with transistor Q2 in figure 3.8 reduces the

power loss during the off-state of the buck converter. Specifically the loss in a diode

is IL · Vdiode · (1 − D), and the loss over an activated MOSFET is I2L · Rdson · (1 − D).

Assuming Vin = 50V, Vout = 5V (→ D = 0.1), average IL = 25mA, Vdiode = 0.7V, and

Rdson = 0.105Ω (e.g. Fairchild FDC5614P), the respective losses are 15.8mW (diode)

and 59µW (MOSFET). However, note that replacing the freewheeling diode D1 with

MOSFET Q2 adds a switching loss, which also needs to be considered. Specifically,

equation (3.14) for a non-synchronous buck converter has to be modified to (assuming

identical switches, and ignoring dead-time):

Ploss = I2L · (Rdson +RL +RESR) + fsw · CG · V 2

G+

1

2· Vsat · IL · fsw · (trise + tfall) + Pother (3.16)

Note that expression (3.15) for the efficiency remains unchanged, since it is valid for

all converters. With the above modification, the component selection can be based on

the same formulas derived for the non-synchronous buck converter. However, the most

critical issue is the synchronous control of the HS and LS switches. While the high side

switch Q1 is ON, the low side switch Q2 has to be OFF to avoid a short between supply

and GND, and vice versa. This mode is called complementary PWM operation. To

account for finite switching speed, also some delay is required between deactivating one

switch, and activation the other, the so-called ”dead time”. Figure 3.9 shows a timing

diagram for the switching of MOSFETs Q1 (PWM1H), and Q2 (PWM1L).

Chapter 3. Theory 23

Figure 3.9: Timing of MOSFET switching for Q1 (PWM1H) and Q2 (PWM1L) fora synchronous buck converter

Since no cheap integrated buck converter control chips are currently available, the main

challenge for a synchronous converter is the generation of the dead time between high-

side and low-side switching. On one hand, it needs to be short to achieve high efficiency.

On the other hand it has to be sufficiently long to prevent a short between supply and

GND under all circumstances. To achieve this, Z.Lee has proposed an advanced control

scheme [15]. Specifically an adaptive dead time control is implemented as a digital

delay locked loop with digital counters as memory elements. While most dead time

controllers are digitally controlled, there are only few solutions for switching frequencies

above 300kHz. Besides, digital dead time controllers generally have an output jitter,

even in steady state operation. In a digital circuits, this issue can only be solved by a

very high clock speed, which interferes with IC power efficiency. As an alternative, L.Mei

has proposed an analog delay circuit [16], which uses an integrated dead-time detection

diode. According to his results, the dead time is decreased to 2ns, even though the used

gate driver TPS2832 has a dead time of 15ns. This decrease in the dead time results

in an efficiency increase from 89.2% to 90.8%. For our use-case both analog and digital

control seems suitable to generate the dead-time for a synchronous buck converter.

Note, however, that moving from a non-synchronous to a synchronous buck converter

significantly increases the complexity of the required control circuit, and thus system

cost and PCB space. For the use case investigated here, namely small ECUs with logic

currents of < 50mA, this overhead generally outweighs the efficiency gain. Specifically,

an additional power loss of 16mW (see page 22), and a CO2 fine of 3.142e/W (see page

3), would result in an advantage of 5ect of the synchronous versus a non-aynchronous

buck converter. And it seems unrealistic to implement a dead time control (plus MOS-

FET) for this money. Consequently a synchronous buck converter seems beneficial only

if other advantages exist, e.g. in case of critical temperature margins. Therefore we will

not investigate this option further in this thesis.

Chapter 3. Theory 24

3.3 Switched Capacitor Converter

A switched capacitor DC/DC converter (”SC converter”) uses capacitors for energy

storage, instead of inductors like the buck converter discussed above. In effect, a SC

converter is a charge pump, and can step-up or step-down the input voltage. A principle

schematic of a simple SC converter is shown in figure 3.10.

Figure 3.10: Basic Switched Capacitor Structure

To step-down the input voltage, the following two steps are cyclically repeated:

• step 1: capacitors C1 and C2 are charged in series with each other through supply

Vin. This is done by opening switches SW2, SW3, SW4, and SW6, and closing switches

SW1 and SW5.

• step 2: capacitors C2, C2, and Cout are connected in parallel. This is achieved by

opening switches SW1 and SW5, and closing switches SW2, SW3, and SW6. Switch

SW4 is only required for step-up mode (see below), and remains open.

For a detailed description of charge pumps see e.g. [17]. However, for a simple overview,

assume C1=C2 and fSC (C1 ·Rload)−1. Then in the first step, the series connection

of C1 and C2 creates a capacitive voltage divider with voltage Vout = Vin2 , and energy

content E1 = C14 ·V

2in. In the second step C1 and C2 are connected in parallel between Vout

and GND, with voltage Vout = VC = Vin2 , and the energy content E2 = C1+C2

2 · V 2out =

C14 ·V

2in = E1. Thus, with ideal components circuit 3.10 would be a step-down converter

with Vout = Vin2 and η = 1. But of course, switching, ohmic and other losses result in

η < 100%.

Using a different control scheme, circuit 3.10 can also be used to step-up the input

voltage by up to ×2. For this operation mode, the following two steps are required:

• step 1: capacitor C1 is charged through the supply Vin. This is achieved by opening

switches SW2, SW4, SW5, and SW6, and closing switches SW1 and SW3.

Chapter 3. Theory 25

• step 2: capacitor C2 is charged by C1 and supply Vin, by connecting C1 in series

with Vin (note polarity of C1). This is achieved by opening switches SW1 and SW3,

and closing switches SW2, SW4, and SW6. Switch SW5 is only required for step-down

mode (see above), and remains open.

With only two so-called flying capacitors, the above circuit is restricted to stepping up

or down the input voltage by a fixed factor of 2. However, using more capacitors, also

other factors are achievable. Specifically, using N flying capacitors in above circuit 3.10,

results in a multiplier of N , and a divider of 1N . And given a sufficiently advanced

control logic, N can vary dynamically within [2;Nmax], with Nmax given by the actual

implementation, and the N by the momentary input to output voltage ratio.

Because of their simplicity, especially for small, fixed conversion ratios and small output

currents, SC converters are widely used for low-end mobile applications, which require

efficiencies of η 90%. However, automotive applications generally have highly varying

supply voltages of typically 9V–18V, with transients reaching 40V. Also most ECUs re-

quire an additional quiescent mode with Iin < 100µA. Covering these requirements with

a SC converter and high efficiency requires a complex control logic, which dynamically

selects the optimum number of flying capacitors, and also switching frequency fSC . In

the past this has prevented the widespread adoption of SC converters in automotive

electronics.

However, new incentives in the automotive industry caused by high fuel prices and CO2

legislation have increased interest in all efficient supply concepts, including SC converters

[18]. And compared to buck converters, the switched capacitor concept indeed has

several advantages:

• small footprint on PCB

• low cost passive components

• high energy density of capacitors vs. inductors

• complex control logic gets cheaper with semiconductor progress

The potential of SC converters using modern CMOS processes was investigated in detail

by V. Ng and S. Sanders [19] in 2010. Specifically they developed an integrated chip in a

180nm, triple-well CMOS process by TSMC1. This IC integrates all power switches, and

also the required control logic. The flying capacitors are external SMD components on a

standard PCB. The complete SC converter has an input voltage range of 7.5V to 13.5V,

a fixed output of 1.5V, and an output current range of 5mA to 1A with an efficiency of

80% to 92% within the working range.

1http://www.tsmc.com/english/default.htm

Chapter 3. Theory 26

The block diagram of the implemented IC is shown in figure 3.11. The principle is the

same as in above figure 3.10, but here the (maximum) number of flying capacitors are 8,

instead of 2. Using a complex feed-forward and -backward control, the IC automatically

determines the optimum number of C’s (from Vout/Vin), and also fSC (from Iout). Using

different voltage domains with level-shifters, they managed to allow for Vin ≤ 13.5V,

using a 5V standard CMOS process (→ low IC price). In their final assessment V. Ng

and S. Sanders conclude that for their targeted (mobile) applications the SC concept is

at least comparable to a buck converter, also including component price.

Figure 3.11: Switched capacitor IC by V. Ng and S. Sanders [19] [20]

However, in this thesis we target supply concepts for automotive and light e-mobility

applications. As mentioned above, these have additional requirements, which need to

be met. These requirements, and their impact on the SC concepts are as follows

• standard automotive supply voltage is 9V–18V, with transients reaching 40V. For

e-mobility supply voltage goes up to 60V

Chapter 3. Theory 27

– with 5V CMOS process, V maxin = 60V requires ≥35 flying capacitors and

corresponding power switches. This increases the cost for the IC, for the

external components, and increases the PCB footprint

– using a high-voltage semiconductor process (V maxDS 5V), e.g. BCD or HV-

CMOS, decreases the number of required voltage steps. However, this de-

creased the output granularity (∝ 1/N), and also increases the IC area price

• extreme EMC requirements for emission and robustness

– SC efficiency is mostly dominated by the resistance of the power switches.

However, a very low Rdson increases the peak current into the ”top” flying

capacitors (C7 and C8 in figure 3.11). Due to very low emission limits, the

switching noise of the SC converter most probably needs to be LP-filtered

inside the ECU, which increases price and PCB footprint

• high cost pressure, especially for low-end ECUs

– the size of the final IC in [19] is 3.3× 3.5mm2. At an estimated volume price

of ∼5–8ect/mm2, this corresponds to an IC cost of ∼58–92ect.

– in technical discussions, both experts from Dialog Semiconductor2 and Infi-

neon Technologies3 agreed that in a modern process the size of any similar IC

is dominated by the power switches. While these can be reduced slightly using

a BCD process, they do not shrink with technology. Both experts agreed that

this limits the competitiveness of the SC concept for automotive applications.

2http://www.dialog-semiconductor.com3http://www.infineon.com

Chapter 3. Theory 28

3.4 Closed Loop Control and Compensation Technique

In the above sections, we have motivated our decision to concentrate on the buck con-

verter concept. Specifically this seems most suited to reach the target of this thesis,

namely identifying a cheap and efficient converter design. In this section we will now

discuss the regulation loop for this converter type. All DC/DC converters require a

closed loop regulation in order to keep the output voltage Vout within a specified range.

This control mechanism asserts a fixed output voltage by adjusting the duty cycle D to

changes in input voltage (Vin), and load current (Iload). As explained previously, a buck

converter consists of two main parts, namely power stage and control stage. Figure 3.12

shows a simple buck converter, including the closed control loop, and the driver stage.

The control stage regulates the output voltage by modulating the duty cycle via the

feedback control circuit, and switching Q1 via the driver. The input for this control loop

is Vout, and the output is the duty cycle D for the power stage, i.e. switch Q1 (and op-

tionally Q2). This kind of control is called voltage controlled mode (VCM), in contrast to

current control mode (CCM), which uses IL as input for the control loop. The challenge

in designing the control loop is to find an adequate loop gain margin (GM) and phase

margin (PM) within the required frequency domain. In the following subsection, we will

analyze control loops with different compensation types, together with their respective

circuitry.

Figure 3.12: A simple Buck Converter Control Algorithm

There are three compensation schemes for the above error amplifier, which are mostly

used by the design engineers. These control techniques are known as type 1, type 2,

and type 3 control. Of these, type 1 compensation is rarely used, mainly because of

Chapter 3. Theory 29

inferior frequency margin. However, below we will describe each compensation type

with implementation, and respective advantages, and disadvantages.

3.4.1 Type 1 Control

Type 1 control is performed using an integral control operational amplifier, which is

shown in figure 3.13. The system starts working as soon as there is a difference between

output and reference voltage (Vout and Vref ). The voltage divider consisting of R1 and

R2 is used to scale the output voltage to the reference voltage. Besides, it has no effect

on the compensation network. The error transfer function, and the (unity) gain of this

system is given by equations 3.17 and 3.18, respectively.

Figure 3.13: Type 1 Control Schematic

VerrVout

= − 1

R1 · C1 · s(3.17)

Funitygain =1

2π ·R1 · C1(3.18)

As shown in figure 3.14, type 1 compensation has only one pole, its gain decreases with

frequency by -20dB/decade, and it has a constant phase shift of -90. Therefore the

only degree of freedom is the unity gain frequency.

Chapter 3. Theory 30

Figure 3.14: Type 1 Bode Plot for phase shift and gain margin

3.4.2 Type 2 Control

Type 2 control is an improvement over type 1, which is achieved by adding one resistor

and one capacitor. The type 2 schematics is shown in figure 3.15. Compared to type 1,

this control has improved by one additional pole and one zero.

Figure 3.15: Type 2 Control Schematic

In this type, the control loop shows a phase boost, with the compensator achieving its

maximum phase at the zero crossing frequency Fzero, and the second pole frequency

Fpole. This behavior is shown in figure 3.16.

Type 2 compensation commonly used, because of the above described phase boost ad-

vantage [21]. To take full advantage of this feature, specifically to reject lower harmonics

of the switching frequency, the crossover frequency has to be between the zero and the

pole. A detailed description for achieving this, is given by D. Venable in [22] and [23].

In the type 2 schematics shown in figure 3.15, R1 and C1 provide the poles on the gain

origin, and R2 and C2 provide the zero. The error transfer function of this control is

Chapter 3. Theory 31

Figure 3.16: Type 2 Bode Plot for phase shift and gain margin

given by equation 3.19

VerrVout

= − 1

s ·R1 · (C1 + C2)× (1 + s · C2 ·R3)(

1 + s ·R3 · C1·C2C1+C2

) (3.19)

If C2C1, the transfer function 3.19 can be approximated by

VerrVout

= − 1

s ·R1 · C2× (1 + s · C2 ·R3)

(1 + s ·R3 · C1)(3.20)

For this case (C2C1), the bode plot with phase shift and gain is shown in above figure

3.14. For this we can calculate the pole (Fpole ) and zero crossing frequency (Fzero)

using below equation 3.21 and 3.22, respectively. And for these pole and zero, the gain

is given by equation 3.23

Fzero =1

2π ·R3 · C2(3.21)

Fpole =1

2π ·R3 · C1(3.22)

∣∣∣∣VerrVout

∣∣∣∣midgain

≈ −R3

R1(3.23)

The main advantage of type 2 control is the 90 reduction in phase shift compared to

type 1 compensation. In addition, this control type has more degrees of freedom, namely

selection of Fzero, Fpole frequency, and the midspan gain.

Chapter 3. Theory 32

3.4.3 Type 3 Control Method

Type 3 control is an improvement over type 2 compensation, which adds an additional

pole and an additional zero to the system. The zeros and poles are usually located at

Fzero and Fpole, which have already been described in the above type 2 compensation.

Because of this, we have an extra 90 phase boost with respect to type 2 compensa-

tion control. This additional phase boost provides a higher loop cross over frequency

(i.e. higher bandwidth), compared to type 2 compensation scheme. The basic schematic

and corresponding bode plot of a type 3 control are shown in figures 3.17 and 3.18,

respectively.

Figure 3.17: Type 3 Control Schematic

Figure 3.18: Type 3 Bode Plot for phase shift and gain margin

Chapter 3. Theory 33

The error transfer function of type 3 control method is given by equation 3.24

VerrVout

= − 1

s ·R1 · (C1 + C2)× (1 + s · C2 ·R3)(

1 + s · C2 ·R3 · C1·C2C1+C2

) × (1 + s · C3 · (R1 +R4)

(1 + s · C3 ·R4)(3.24)

If C2C1, the transfer function 3.24 can be approximated by

VerrVout

= − 1

s ·R1 · (C1 + C2)× (1 + s · C2 ·R3)

(1 + s · C1 ·R3)× (1 + s · C3 · (R1

(1 + s · C3 ·R4)(3.25)

Compared to type 2 compensation, this method has more degrees of freedom, and in

addition has one more Fpole and Fzero. These zeros and poles are given by equations

3.26. To achieve maximum regulation stability, the frequencies of the zeros and poles

have to be identical, i.e. Fzero1 = Fzero2, and Fpole1 = Fpole2.

Fzero1 ≈1

2π ·R3 · C2

Fzero2 ≈1

2π ·R1 · C3

Fpole1 ≈1

2π ·R3 · C1

Fpole2 ≈1

2π ·R4 · C3(3.26)

The corresponding gain the frequency Fzero1 (= Fzero2) are given by equation 3.27, and

the gain at frequency Fpole1 (= Fpole2) is given by equation 3.28∣∣∣∣VerrVout

∣∣∣∣f=Fzero1

≈ 2 ·R3

R1(3.27)

∣∣∣∣VerrVout

∣∣∣∣f=Fpole1

≈ R3 · C2

2 ·R1 · C1(3.28)

Chapter 3. Theory 34

3.4.4 Feedback Control

As already mentioned above, there are two common feedback modes, namely voltage

mode control (VMC) and current mode control (CMC). In voltage mode control, the

output regulation of the converter is achieved by an error amplifier and a voltage com-

parator, which are shown in figure 3.14. In VMC the duty cycle is controlled by the

output of the error amplifier, which is the amplified difference between Vref and VF . In

current mode control, both inductor current IL and output voltage VF are regulated via

an internal control loop. A simplified schematics of a current mode control feedback is

shown in figure 3.19.

Figure 3.19: Current mode control circuit [24]

A comparison of CMC and VMC feedback operation shows the following differences

• CMC mode has two internal control loops, which yields in a more robust regulation

compared to VMC, especially in cases with large output load jumps. Therefore,

most modern integrated control ICs use current mode controlled feedback topolo-

gies.

• in CMC, the output voltage drop can be reduced by around 25%, and the settling

time reduced by around 36%. This improves the dynamic response of CMC with

respect to VMC mode [25].

• the main disadvantage of CMC is the additionally requires current sense circuit.

This causes additional loss, decreases the overall efficiency, and adds cost.

Chapter 3. Theory 35

Since no cheap integrated control chips are currently available on the market, we have

to implement a discrete control loop. Therefore we have chosen VMC mode, to avoid

the additional sensing required for CMC mode.

Chapter 4

Concept and Implementation

All DC/DC converters discussed in the preceding chapters require different control and

power stages. To design these optimal for a given application, many parameters need to

be considered, like input- and output voltage and current range, input- and output rip-

ples, efficiency, transient output response, automotive or non-automotive requirements,

converter size, safety and protection features, switching frequency range, etc. Changes

in any of these parameters will immediately effect efficiency, price, robustness, and life-

time of the DC/DC converter. As discussed in chapter 3, due to cost and space reasons

this thesis focuses on non-isolated synchronous and non-synchronous buck converters.

For these we will theoretically derive selection criteria for all relevant components in

this chapter, namely inductor (L), MOSFET (Q1 and Q2), output capacitor (Cout), and

free-wheeling diode (D1). In addition we will derive suitable control and power stage

parameters, as well as the expected power efficiency.

4.1 Component Selection for Buck Converter

4.1.1 Inductor Selection

Choosing the correct inductor for a buck converter is one of the most critical issues

to achieve high efficiency, acceptable inductor size (and thus price), and a low output

voltage ripple. In the buck converter, the inductor acts as an energy storage component.

Principally, when switch Q1 is turned on, the current in the inductor starts to increase.

The energy stored in the B-field of the inductor at the end of the ON time is equal to

E = 12 · (L · I

2) where L is the inductance and I is the inductor peak current. The

simplified equivalent circuit and transient voltages and currents are shown in figures 4.1

and 4.2, respectively.

36

Chapter 4. Concept and Implementation 37

Figure 4.1: Buck converter representation during ON time

Figure 4.2: Inductor voltages and current during ON and OFF time

As shown in figure 4.2, the inductor current increases gradually during the ON time of

the PWM period (0 to D×T). Under the assumption of linear operation, this change in

the inductor current, or ripple current ∆IL+, can be calculated using equation 4.1.

VL = L · ∆IL+

∆t(4.1)

with VL = Vin − Vout the voltage drop over the inductor (see fig. 4.1), and ∆t = tON =

D × T the ON time. Using these, the ripple current ∆IL+ becomes

∆IL+ =(Vin − Vout)

L·D · T =

(Vin − Vout)L · fsw

·D (4.2)

∴ L =(Vin − Vout)∆IL+ · fsw

·D (4.3)

Thus, for fixed input and output voltages, load current, and switching frequencies, we

Chapter 4. Concept and Implementation 38

can calculate the required inductance value using equation 4.3. For example assume an

application with the following requirements

• Output voltage → Vout = 6V

• Input voltage → Vin,max = 60V

• Duty cycle → D = VoutVin,max

= 660 = 0.10

• Load current → Iload = 20mA → ∆IL+ ≤ 1.8 · Iload ≈ 35mA (see eq. 3.11)

• Switching frequency → fsw = 150kHz (compromise btw. switching loss and EMC)

Using above equation 4.3, the minimum required inductance value is

L =(Vin,max − Vout)

∆IL+ · fsw·D =

(60− 6)

35× 10−3 · 150× 103· 0.1 = 1.02mH (4.4)

Consequently, for the above example application, an inductor value of ≈1mH is suited,

preferably with a low internal resistance, in order to achieve high efficiency. Note that

this inductor is equally suited for non-synchronous and synchronous buck converters. In

our design, we have used a 1.02mH inductor by Coiltronics1.

4.1.2 MOSFET Selection

Because of its electrical and thermal impact, and its effect on the required power stage,

selecting the optimum components for switches Q1 and optional Q2 is more complex than

choosing an inductor using above equation 4.4. In most buck converter designs these

switches are realized as MOSFETs (Metal Oxide Semiconductor Field Effect Transis-

tor), due to their superior dynamic switching behaviour. Because of the complex inter-

dependencies, we will first briefly explain the MOSFET working principle, and later the

selection criteria for a buck converter.

The principle structure of a MOSFET is shown in figure 4.3. Generally it has four

terminals, specifically Drain (D), Gate (G), Source (S), and Body (B). The body terminal

is often common with the source terminal, which is why most MOSFETs have only

the three terminals D, G, and S. Basically a MOSFET behaves like a (highly non-

linear) voltage controlled resistor. Specifically, the resistance RDS between drain and

source, and hence the current IDS or ID between drain and source, can be changed by

several orders of magnitude via gate-source voltage VGS . This effect is achieved by the

Chapter 4. Concept and Implementation 39

Figure 4.3: MOSFET structure with Drain (D), Gate (G), Source (S) and Body (B)[26]

generation and depletion of a conducting channel beneath the gate, which is located

between source and drain.

Similar to bipolar transistors, MOSFETs also have two variants, namely p-type (p-

channel or pMOS) and n-type (n-channel or nMOS). These two types of MOSFET

differ in the utilization of the substrate. For both nMOS and pMOS transistors, there

exist two variants, which differ in the internal structure, and their electrical properties:

• Enhancement → self-locking (off if no VGS applied)

• Depletion → self-conductive (on if no VGS applied)

For safe off state, and since the depletion typ is only rarely used (and thus expensive),

we will here focus on enhancement type MOSFETs

In nMOS enhancement type transistors, heavily n-doped source and drain structures are

embedded in a lightly p-doped substrate (=body) region. As the name MOSFET implies,

the conducting gate is isolated from the body by a thin oxide, effectively resulting in

a capacitor with terminals G and B. Without applied VGS , two opposite diodes form

between S/B and B/D, preventing current flow between S and D. If a positive voltage

VGS is applied between gate and source, negative charge carriers (i.e. electrons) are

forced into the channel underneath the gate, where they recombine with the positive

holes, effectively decreasing the doping of the channel. If the channel becomes negatively

charged, the diodes vanish, and current can flow via the conduction of electrons in the

channel (hence nMOS). This voltage is called the treshold voltage Vth of the transistor.

At yet higher VGS , the channel is flooded with more electrons (→ decreasing RDS), until

saturation is reached. The (minimum) resistance in this state is called Rdson.

1http://www.cooperindustries.com

Chapter 4. Concept and Implementation 40

In contrast, pMOS enhancement type transistors consist of p-doped source and drain,

and an n-doped channel. Here, IDS consists of positively charged holes with a compar-

atively low mobility. Consequently a negative VGS has to be applied to force positive

holes into the channel, and thus switch on the MOSFET.

In integrated digital circuits, both MOSFET types are commonly used together to form

a complementary MOS (or CMOS) element.

The equivalent circuit of a pMOS is shown in figure 4.4. As can be seen, gate terminal (G)

is connected to drain (D) via gate resistance (RG), and capacitor (CGD). In addition,

gate (G) is connected to source (S) via parasitic capacitance (CGS). Also, drain (D)

is connected to source (S) via parasitic capacitance (CDS) and a current sink. And,

finally, body (B) is connected to drain (D) via the so-called body diode. There are

also parasitic inductances between drain and current sink, and source and current sink,

which are mainly due to the required bond-wires. In the following these inductances will

be neglected, in order to simplify the explanation of the fundamental functionality.

Figure 4.4: Equivalent Circuit of PMOS Device

While the parasitic capacitances CGS , CGD, and CDS in figure 4.4 are crucial to DC/DC

switching performance, they are typically not specified by the manufacturers. Instead

mostly only capacitances CISS , CRSS , and COSS are given, which have to be converted

to the required Cx in figure 4.4 using the following equations

CDS = COSS − CRSS (4.5)

CGS = CISS − CRSS (4.6)

CGD = CRSS (4.7)

Chapter 4. Concept and Implementation 41

In DC/DC converter design, MOSFET parameters source-drain resistance (Rdson), gate

capacitance (CGD), switching thresholds, temperature dependence all effect the opera-

tion, and thus efficiency of the overall system. Therefore, designers have to take special

care to select a suitable component.

The source-drain resistance Rdson has a direct impact on ohmic losses during ON (Q1),

respectively OFF phase (Q2), within the PWM period. The average ohmic power loss

in Q1 is given by PMOSFET (ON) = Rdson × I2L ×D. Therefore, a low Rdson results in a

low the power loss.

As mentioned before, n- and p-channel MOSFETs have different properties. Specifically,

due to the higher mobility of electrons compared to holes, nMOS transistors have a lower

Rdson than a pMOS type of identical size. Consequently, for a given Rdson, generally

nMOS are cheaper than pMOS.

On the other hand, as described above, switching a nMOS requires a voltage of VGS >

VS + Vth. While this is generally uncritically for a low-side MOSFET (VS = GND),

switching a high-side nMOS requires VGS > Vbat + Vth, and therefore a step-up circuit,

e.g. a bootstrap or charge-pump. In contrast, a pMOS can is switched on by applying a

negative VGS , which is easily realized using an open-drain switch to GND.

So, for a given application, the designer has decide which MOSFET type, Rdson, and

corresponding driver circuit is most suited for the respective project. Apart from the

above loss, also the maximum allowed Vds has to be considered, which has to be higher

than the maximum input voltage of the system.

In addition to the above ohmic losses, switching, and transition losses also need to be

taken into account when selecting a MOSFET for a given application. As derived in

equation 3.14, the losses in MOSFET Q1 are given by

Ploss = I2L ·D ·Rdson +

1

2· fsw ·

[CG · V 2

G + Vsat · IL · (trise + tfall)]

(4.8)

These losses have to be minimized (at acceptable cost) by using MOSFETS with both

low Rdson and low CG. The latter is also important to reach fast switching times, since

trise and tfall are directly proportional to CG.

An additional parameter, which is important in MOSFET selection is its operating

temperature range. There are two major temperature parameter in the MOSFET cal-

culation, namely maximum junction temperature (Tj), and ambient temperature (Ta)

for the MOSFET. According to a Fairchild application note [27], the junction temper-

ature of the MOSFET device is Tj = Ta + (Ploss × ΘCA) for a packaged device, and

Tj = Ta + (Ploss × ΘSA) for a bare die, with ΘCA the thermal resistance between case

Chapter 4. Concept and Implementation 42

and ambient, and ΘSA the thermal resistance between heat sink and ambient. Both ex-

pressions neglect the (very small) thermal resistance between die and case, respectively

die and heat sink.

Summarized, the following considerations have to be taken into account when selecting

a MOSFET for a non-synchronous or synchronous buck converter design:

• Decide type of MOSFET (either n-channel or p-channel) with respect to the re-

quirements of the project.

Note: n-channel requires external drive circuit which adds cost. P-channel MOS-

FET can be driven by a level translator with a NPN bipolar transistor, which is

cheaper than driving the n-channel.

• Select maximum Vds (= breakthrough voltage) suitable for the input voltage re-

quirements.

• Select low Rdson value to minimize power losses.

• Consider Qg, Qgs, Qgd for MOSFET. Specifically CG (and thus Qg) should be

minimized to increase switching speed, and thus decrease switching losses

• Assert that ambient and junction temperature do not exceed operational temper-

ature range of the MOSFET. If necessary, improve cooling on PCB or to case.

Mainly to minimize driver cost, the simulation and the corresponding experimental setup

uses a p-channel MOSFET, which is switched on via a level translator, and switched

off via a pull-up resistor to Vin. We have selected the pMOS FDC5614P by Fairchild2,

which has Rdson = 0.105Ω, and gate charge CG = 15nF . Note that due to switching-off

via a pull-up resistor, special emphasis has to be put on using a MOSFET with a low

CG.

4.1.3 Output Capacitor Selection

The output capacitor Cout shown in figure 3.6 has to be selected according to the output

ripple requirements. As discussed before, Cout internally also has a parasitic series resis-

tance (ESR), and a small inductance (ESL). The biggest losses in the output capacitor

are caused by these parasitics ESR and ESL. The main purpose of the output capacitor

in the power stage is to minimize the output voltage ripple for the load. The current

2http://www.fairchildsemi.com

Chapter 4. Concept and Implementation 43

into the capacitor is dependent on the voltage ripple, which in the linear approximation

can be calculated by using eq. 4.9

Ic = Cout ×dv

dt(4.9)

with dv the voltage ripple, Ic the ripple current to the capacitor, and dt the switching

period.

For a buck converter in steady state, the current into the capacitor during ON time

(charging, +ve) has to be equal to current out of the capacitor during OFF time (dis-

charging -ve) → Ic = 0. In this state the change in capacitor charge during a PWM

period is given by

∆QC = C ×∆VC (4.10)

On the other hand the change in the current during the charging phase is equal to the

area under the triangle which shown in figure 4.5, and is equal to

∆QC =1

2× Tswitch

2× ∆IL

2(4.11)

Figure 4.5: Capacitor Charge and Discharge waveform

Setting equations 4.10 and 4.11 equal finally yields an expression for the voltage ripple

as a function of capacitance, switching speed, and ripple current.

∆V =Iripple · T

8 · C=

Iripple8 · C · fsw

(4.12)

With a load current of 20mA (→ Iripple ≤ 35mA), a switching frequency of 150kHz, and

a maximum voltage ripple of 100mV (see table 2.1), equation 4.12 directly yields the

Chapter 4. Concept and Implementation 44

minimum required capacitance:

C =Iripple

8×∆V × fsw(4.13)

C =35 · 10−3

8× 100 · 10−3 × 150 · 103F (4.14)

C = 2.9 · 10−7F ≈ 0.3µF (4.15)

Since above capacitance value is the minimum value, we can select a TDK3 tantalum

1µF capacitor with 8mΩ ESR resistance. If possible, it is recommended to use two

capacitors, in order to reduce the ESR and increase the capacitance, which in turn

minimizes the ripple on the output voltage. This capacitor value can be used both in

non-synchronous and synchronous buck converters.

4.1.4 Free Wheeling Diode Selection

Careful selection of the free wheeling diode is also important to minimize power dissi-

pation in non-synchronous buck converters. In synchronous buck converters, diode D1

is replaced by low-side switch Q2, so this section is irrelevant for that concept.

In addition to choosing a low drop diode to minimize losses during the OFF phase, it

has to be asserted that the input voltage does not exceed the maximum reverse voltage

of the diode, and also that the peak and average diode currents are within its operating

limits. The latter are given by

ID,pk = Iload,max +Iripple

2(4.16)

ID,av = Iload,max × (1−D) (4.17)

To minimize the power loss, Schottky diodes can be used since these have a low forward

voltage drop, allow fast switching, and have high peak and average current rating.

For a given diode, the power loss in the diode is given by

PD = ID,av × VF (4.18)

with VF the forward voltage drop of the selected diode.

3http://www.tdk.com

Chapter 4. Concept and Implementation 45

In our design, we have used Schottky diode MBRS360 by ONSemi4, which has a maxi-

mum reverse voltage of 60V, and a maximum current of 3A.

4.2 Switching Frequency Selection for Buck Converter

In switched direct current to direct current (DC/DC) conversion, there exists a trade-off

between switching frequency, component size, transient response, switching ripples, etc..

Specifically, a high switching frequency allows smaller inductors and capacitors, but in

creases switching loss, and requires a stronger driver stage. A wrong switching frequency

can impact on power loss, output ripples, and even the DC/DC conversion ratio.

With the advent of specific ICs for switched converters in the last decade, a trend exists

towards DC/DC converters with high frequencies in the MHz range. Driver for this is

the urge to decrease passive component size (and cost), and thus reduce PCB space,

and even facilitates new products, previously impossible, e.g. ultra-thin smartphones.

However, as equation 3.14 shows, high switching frequencies have a negative impact on

switching losses, and can cause EME issues.

In this section, we examine how select the optimum switching frequency for a given

application. As already discussed in chapter 3, the output voltage of a buck converter

is Vout = Vin×D, with D the PWM duty cycle. This duty cycle is defined as D = TONT .

As already mentioned above, a high frequency lowers the size of passive components L

and Cout, but increases the AC power loss in transistor(s) and diode. The latter is due

to the reverse recovery time, which causes additional losses in the freewheeling diode.

A.Prisman explains this situation in his book as follows [14]: ”The more switching

transitions there are in a particular period, the more switching loss there will be as

a result there is trade of decreasing the switching period T (increasing the switching

frequency) may well decrease the size of the filter elements, but it will also add to the

total losses and may require a larger heat sink. In general, although the overall volume of

the buck regulator will be lower at a high frequency, the increase in the switching loss and

the more stringent high frequency layout and component selection requirements make the

final choice a compromise among all the opposing elements”. In his book [14] A.Prisman

also connection between switching frequency and EMC issues. But, as always, the final

frequency selection is up to engineer.

As mentioned above, we have chosen a very simple driver stage, which switches off Q1 by

a pull-up to Vin. The schematics will be given and discussed in chapter 5, but in order

to reach our efficiency goal of η ≥ 70%, this pull-up must not be too low-ohmic. On

4http://www.onsemi.com

Chapter 4. Concept and Implementation 46

the other hand, this pull-up together with the gate capacity CG constitute an RC filter,

which limits the switch-off speed. In our design, we have therefore limited the switching

frequency to fsw ≤ 150kHz.

4.3 Compensation Network for Buck Converter

In this section, we will briefly explain, why we decided to use a type III compensation

network for the buck converter regulation loop. In addition, we will give the rules for

the component selection for the error amplifier, based on the given requirements.

As shown in section 3.4.1, type I compensation has only one pole, and it also does not

enhance the compensation network. Type II and type III on the other hand enhances the

compensation by adding a single pole and a zero, or two zeros and two poles, respectively.

For our design we have selected type III compensation, because of it’s superior system

behavior with respect to stability and dynamic response. And this improved behavior is

achieved by adding one small, low-voltage capacitor, i.e. at virtually no additional cost.

As already explained in the previous chapter, a small change in the Vout is being sensed

by the error amplifier via resistor Rload (called ”sampling network” if realized as a voltage

divider with two resistors). This voltage is compared with the reference voltage Vref

at the non inverting input in the error amplifier. The reason for using a compensation

network in the error amplifier is to cancel the effects of the LC output filter resonance

in the power stage. Thus the component selection for the error amplifier is critical to

achieve a stable output voltage.

The below given rules assist in achieving a stable output voltage, if applied correctly.

Note that section 6.4, gives an analysis of the small signal (i.e. AC) behavior of the

proposed circuit, which is important for understanding the phase margins and gain

margins. These have already been theoretically derived and discussed in chapter 3, and

it is strongly recommended to fully understand the small signal behavior of the power

stage and compensation network, before designing a buck converter.

Chapter 4. Concept and Implementation 47

Component Selection for Type III Compensation

• Step 1: Calculate gain bandwidth for the large signal stability. In an ideal case

Nyquist theorem demands 1/10 of switching frequency

fC =fsw10

=150000

10= 15kHz (4.19)

with fC the crossover frequency. In real applications, fC has to be at least half

of the switching frequency, but in practical cases, 1/4 or 1/5 of the switching

frequency is reasonable

• Step 2: Calculate the zero frequency for 45 phase margin

R1 · C1 =1

2πfC= 1.06× 10−5 (4.20)

where R1 input Z of operational amplifier. To reach fC = fsw10 for the selected

switching frequency, we have chosen R1 = 8.5kΩ, and C1 = 1.247nF.

• Step 3: Select R2/R1 to achieve unity gain (i.e. max. phase boost) for f = fC

K =R2

R1=

(2πfc)2VPLC

Vin(4.21)

R2 =(2πfc)

2VPLCR1

Vin= 42.5kΩ (4.22)

K =R2

R1=

42.5

8.5= 5 (4.23)

• Step 4: Calculate zero DC error and low frequency gain

ωn =

√1

LCout= 31.311 (4.24)

with ωn the low-frequency gain, and C2 >10

ωn·R2= 7.5nF

• Step 5: Choose R2 · C3 = ESRout · Cout to avoid effects of the equivalent series

resistor

ESRout = 0.102Ω (4.25)

C3 =ESRout · Cout

R2= 2.4pF (4.26)

According to the above component selection, our compensation circuit parameters are

like shown in the table 4.1;

Chapter 4. Concept and Implementation 48

Parameter Value Unit

L 1.02 mH

Cout 1 µF

Cout1 0.5 µF

Cout2 0.5 µF

fsw 150 kHz

Rb 2 kΩ

Rgs 500 Ω

ESRout 0.102 Ω

R1 8.5 kΩ

R2 42.5 kΩ

C1 1.247 nF

C2 7.5 nF

C3 2.4 pF

fc 15 kHz

Table 4.1: Components for Compensation and Power Stage

Chapter 5

Methods

As discussed in chapters 3 and 4, the most promising concept for a cheap, efficient low-

end supply (today) is a buck converter with discrete regulation and power stage. This

is mainly due to the absence of suitable ICs on the market. In the previous sections we

have already motivated the selection of control network and components.

To investigate the proposed concepts, we have performed a multitude of SPICE simu-

lations, which were validated independently by an experimental setup. All simulations

were performed using Orcad PSpice 9.11 and LTSpice version 4.6d2. In the next two

subsection, we will first present the simulation and hardware setup for the experimental

validation of the models. Then we will show the simulation models for the proposed

synchronous and non-synchronous buck converter designs.

5.1 Experimental Validation

Since this thesis heavily relies on SPICE simulation results, special emphasis has been

placed on experimental validation of the simulation setup. Specifically we have imple-

mented a non-synchronous buck converter in SPICE, and also as hardware on a bread

board.

1http://www.cadence.com/us/pages/default.aspx2http://www.linear.com/designtools/software/

49

Chapter 5. Methods 50

For the validation we have used the following components and parameters

• inductor L: SLF7045T-681MR20-PF by TDK3 with 680µH inductance and series

resistance of 1.48Ω

• HS-switch Q1: IPD50P04P4-13 40V p-channel MOSFET by Infineon4 with Rdson =

12.6mΩ, QGS = 17nC.

• switch-on Q1: bipolar npn transistor

experiment: BCY58X by NXP5 with maximum VCE = 32V

experiment: 2N3019 by Semicoa6 with maximum VCE = 80V

• switch-off Q1: pull-up between gate and source of Q1 with 100.8Ω

• zener diode: BZX84C12L by ONSemi7 with 12V breakthrough voltage

• diode D1: MBRS360 Schottky diode by ONSemi with a forward voltage of 0.3V

• output capacitor Cout: 22µF electrolyte capacitor

• input capacitor C1: 10µF electrolyte capacitor

• switching frequency fsw: 100kHz

• input voltage Vin: 15.5V

• output voltage Vout: 5V

• load simulation: output resistor with 10.9Ω

As shown above, the only difference between simulation and experiment is the type of

npn transistor for switching Q1, which is not critical for operation.

The simulation model is shown in figure 5.1, and the identical, experimental setup is

shown in figure 5.2. The simulated and experimental behavior will be compared and

discussed in chapter 6.

3http://www.tdk.com4http://www.infineon.com5http://www.nxp.com6http://www.semicoa.com7http://www.onsemi.com

Chapter 5. Methods 51

Figure 5.1: Simulation Model of Validation Circuit

Figure 5.2: Hardware Set-Up of Validation Circuit

Chapter 5. Methods 52

5.2 Simulation Models

As discussed in the previous chapters, a buck converter consists of three stages, namely

power, compensation, and control stage. All of these stages have been investigated the-

oretically in chapter 3, and the component values derived according to the requirements

(see table 4.1).

The simulation models for both synchronous and non-synchronous buck converter have

been set-up identically, where applicable. Specifically, both use a type 3 compensation,

as discussed above. Switching on of the high side power MOSFET FDC5614P by

Fairchild8 is performed by an n-channel bipolar 2N5210 transistor, also by Fairchild

with a level translator. Switching off is performed by a pull-up resistor between gate

and source. To reduce the effect of ESRout, the output capacitor Cout was split into

two identical capacitors with Cout1 = Cout2 = Cout2 . To protect Q1 agains over voltage, a

zener diode BZX85C15L by Vishay9 is placed between gate and source. An additional

soft start feature has been implemented in the circuit, in order to avoid overshoots.

Essentially it is a low-pass filter for Vref with Ros = 1.2kΩ and Cos = 1µF.

8http://www.fairchildsemi.com9http://www.vishay.com/

Chapter 5. Methods 53

The non-synchronous buck converter uses a MBRS360 Schottky diode by OnSemi10 as

freewheeling diode D1. Selecting a Schottky diode reduces the forward voltage from

∼0.7V to ∼0.3V. This in turn reduces the power loss in the OFF phase, and thus

increases overall efficiency. The resulting schematic for the non-synchronous buck-

converter, including proposed components, is shown in figure 5.3.

Figure 5.3: Non-Synchronous Buck Converter Schematic with Compensation Network

10http://www.onsemi.com

Chapter 5. Methods 54

In the synchronous buck converter, diode D1 is replaced by an active switch. For simplic-

ity we have used the same Fairchild FDC5614P for low-side switching, as for high-side

switching. The driver circuit is also identical, but requires an additional inverter for

opposite switching. The resulting schematic for the non-synchronous buck-converter,

including proposed components, is shown in figure 5.4.

Figure 5.4: Synchronous Buck Converter Schematic with Compensation Network

The above SPICE models have been used to extensively investigate the behavior and

properties of the simulated circuits. Specifically we have performed analyses of static,

transient and small signals, overall efficiency, and also conducted EMC emission. The

results will be presented and discussed in chapter 6.

Chapter 6

Results and Discussion

In this chapter, the results from simulation and experimental validation will be presented

and discussed. Initially we will quantitatively compare the results of the test circuit

as obtained from simulation (see figure 5.1), and experiment (see figure 5.2). After

validation of the simulation setup, we will present the simulation results for the non

synchronous and synchronous buck converters. Specifically we will show the dynamic

behavior for both converter types, as well as the transient response and small signal

analysis.

6.1 Experimental Validation

In this section, the dynamic responses of a non-synchronous buck converter in simulation

and actual experiment will be compared. For the experiment, an input voltage of 15.5V

and a target output voltage of 5V are used. Correspondingly a duty cycle of ∼ 32%

was set manually (D = VoutVin

= 515.5), and the switching frequency of fsw = 150kHz is

generated using a frequency generator. The simulation and hardware circuits used are

shown in figures 5.1 and 5.2, respectively.

To check the validity of the simulation model, input PWM signal VPWM , resulting gate

voltage Vgate, drain voltage Vdrain, and finally output voltage Vout are compared in the

time domain. In the experimental setup, these values were obtained from saving digital

waveforms of screenshots of a LeCroy WaveSurfer434 oscilloscope.

55

Chapter 6. Results and Discussion 56

The 5V input PWM signal is shown in figure 6.1. As can be seen, it is a 5V signal with

100kHz frequency and ∼ 30% duty cycle. Since this is a fixed input signal, is does not

need to be discussed further.

Figure 6.1: PWM Voltage of Experimental and Simulated Circuit

A comparison of the resulting voltage at the gate of Q1 is shown in figure 6.2. The overall

behavior is identical, specifically the falling (=switch-on) slope, which is governed by

npn transistor, the rising (=switch-off) slope, which is governed by the CG · Rgs1, and

the switching threshold (= Miller plateau). The only significant difference is in the

terminal gate low voltage, which is 4V in the simulation, and ∼3V in the experiment.

This is caused by a difference in resistance of the bipolar transistors in experiment versus

simulation.

Figure 6.2: Gate Voltage of Experimental and Simulated Circuit

Chapter 6. Results and Discussion 57

Thirdly, a comparison of the resulting drain of Q1 is shown in figure 6.3. The results

are in very good agreement. Note however the slight difference in negative voltage

during the OFF phase, which is determined by the forward voltage of the used diode

D1. Apparently the SPICE model of the used Schottky diode MBRS360 by ONSemi

underestimates the actual forward voltage. On the other hand the measured forward

voltage fits the specified value of 0.3V.

Figure 6.3: Drain Voltage of Experimental and Simulated Circuit

Finally, the resulting output voltage Vout of the simulated versus experimental circuit are

compared in figure 6.4. While the average value matches closely, the measured voltage

ripple of Vpp ∼150mV is significantly higher than the simulation value of Vpp ∼20mV.

This difference is again caused by the too small forward voltage in the model of the

MBRS360 Schottky diode.

Figure 6.4: Output voltage comparison of experimental and simulated circuit

Chapter 6. Results and Discussion 58

Overviews of the above results are shown in figures 6.5 (oscilloscope) and 6.6 (SPICE),

respectively.

Figure 6.5: waveforms for the experimental set up

Figure 6.6: waveform for the simulation set up

In summary we have shown that the simulation setup and models used in this thesis

closely match experiment. All differences are accounted for, and can easily be improved

by more refined models of the used components.

Chapter 6. Results and Discussion 59

6.2 Non Synchronous Buck Converter Simulation Results

The simulation results shown in this section are based on the circuit 5.3, which has

already been explained in chapter 5. As mentioned before, LTSpice is used to simulate

and investigate the converter behaviour.

First we will present the transient output response of the circuit shown in figure 5.3.

During startup of the converter, we initially observed an overshoot of the output voltage,

which is caused by the used LC circuit (see figure 6.7 (left)). This overshoot exceeds the

maximum rating of typical logic elements, and can therefore damage the µC or sensor.

Therefore we have implemented a soft start circuit for Vref using a RC filter with a

time constant of 1.2ms (see figure 5.3). As figure 6.7 (right) shows, this filter reliably

suppresses the overshoot, and thus prevents damage to the supplied logic elements.

Figure 6.7: Output Voltage Overshoot (left), and Effect of Start Up Circuit (right)

Chapter 6. Results and Discussion 60

With Cout = 1µF output capacitance and Rload = 120Ω load resistor (see figure 5.3),

the simulated output voltage ripple is 130mV, as shown in figure 6.8. This ripple can

Figure 6.8: Output Voltage Ripple of Non-Synchronous Buck Converter

be significantly reduced by increasing the output capacitance. For example, with 10µF

output capacitor (two equal 5µF capacitors in parallel) instead of the previously used

1µF, the voltage ripple is reduced to only 23mV, as shown in figure 6.9.

Figure 6.9: Improved Output Ripple of Non-Synchronous Buck Converter

Chapter 6. Results and Discussion 61

The transient currents in the inductance L and diode D1 are shown in the two top plots

in figure 6.10. The two bottom plots show the voltages inside the feedback loop, and

the resulting PWM voltage for the gate driver. Note that the latter is now the output

of the regulation loop, and not a fixed input signal as in section 6.1. As can also be seen

in the figure 6.10, diode D1 is conducting when MOSFET is not conducting, and vice

versa. The regulation circuit generates a 5V PWM signal with a period of 6.6µs and a

duty cycle of ∼10%. With 60V input voltage, this results in an output voltage of 6V

(see figure 5.3), and correspondingly an average output current of 50mA with a 120Ω

output load.

Figure 6.10: Transient Currents and Voltages in the Non-Synchronous Buck Con-verter

Chapter 6. Results and Discussion 62

Especially for automotive electronics, conducted emissions has to be below 60dBµV. To

measure the line emission, we have replaced the ideal supply Vsource in figure 5.3, by

a model for the supply network, which is commonly used by the Robert Bosch EMC

department. This equivalent circuit is shown in figure 6.11. Using this model, the EMC

line emission caused by the buck converter can be monitored at point ”Vsupply”. The

fourier transform of the resulting line emission is shown as a green line in figure 6.12.

The 60dBµV limit is shown as a red line. As you can see, the expected emission by the

proposed circuit is well below 60dBµV for all frequencies.

Figure 6.11: EMC Model of the Power Supply

Figure 6.12: EMC Line Emission of Non-Synchronous Buck Converter

Chapter 6. Results and Discussion 63

Since efficiency is the main design goal of the proposed circuit, figure 6.13 shows the

power at input and output of the circuit. As you can see, the circuit reaches an efficiency

of η = PoutPin

= 165mW215mW ∼ 77% for an output load of 50mA.

Figure 6.13: Power Efficiency of Non-Synchronous Buck Converter

Chapter 6. Results and Discussion 64

6.3 Synchronous Buck Converter Simulation Results

As already mentioned in the theory chapter, in a synchronous buck converter the free-

wheeling diode Q1 is replaced by an active switch in order to reduce voltage drop during

the OFF phase. For the complete circuit of the simulated synchronous buck converter

see figure 5.4. As can be expected, the simulations yield only a small effect of this change

on output ripple or startup behavior. The impact on efficiency is shown in figure 6.14.

According to the simulation, the power efficiency for 50mA output load is now only

η = PoutPin

= 145mW242mW ∼ 60%, which is less than for the non-synchronous buck converter.

This is due to the losses in the additional driver stage, which cannot be compensated by

the marginal gain due to a lower forward voltage. With higher cost and lower efficiency

this concept is no suitable candidate for low-end ECUs (as already assessed on page 23).

Figure 6.14: Power Efficiency of Synchronous Buck Converter

Chapter 6. Results and Discussion 65

6.4 Small Signal Analysis

Small signal analysis of a circuit is important to avoid a system to become unstable

under perturbation. Specifically the small signal analysis allows the detection of non-

linearity in a supposedly linear system. In order to do this DC analysis, all switching

components have to be replaced by idealized DC components. Figure 6.15 shows the

respective small signal average model of the full buck converter in figure 5.3, where

the switching part is replaced by a voltage sources, whose value is proportional to the

error amplifier output. As a result of the small signal analysis, stability and transient

response can be examined independent of the details of the switching action. Since this

analysis is independent of the actual implementation of the switching part, its results

are applicable to synchronous and non-synchronous buck converters.

Figure 6.15: Small Signal Analysis of the Buck Converter

Chapter 6. Results and Discussion 66

The frequency response within 10kHz–5MHz of the L&C circuit in figure 6.15 is shown

in figure 6.16. The top plot shows the gain (solid) and phase (dashed) bode plots of the

error amplifier. The bottom plot shows the respective response of the output voltage

Vout. As explained in section 3.4.3, the type 3 compensation network (top) shows the

expected behavior with two zeros and two poles. The output bode plot (bottom) shows

a phase margin of about 50 with a crossover frequency of 75kHz (= fsw/2). Since the

phase margin of a stable system has to be within 45–60 [28], this indicates a stable

system.

Figure 6.16: Bode Plot of the Compensation Network and Output Voltage

Chapter 6. Results and Discussion 67

Figure 6.17 shows the open loop response of the LC circuit, i.e. without the regulation

loop. As can be seen, the corner frequency fc is around 15kHz at unity gain (=0dB).

This corresponds to a Nyquist frequency of also 15kHz.

Figure 6.17: Power Stage LC Circuit Bode Plot

Chapter 7

Conclusion

In this thesis, we have assessed several possible power supply concepts for small au-

tomotive and light e-mobility applications, with special focus on cost and energy effi-

ciency. Specifically we have analyzed and discussed linear converters, buck converters,

and switched capacitor converters. For the most promising concept, namely a non-

synchronous buck converter, we have developed a discrete regulation and power stage,

which were investigated by SPICE simulations. The simulation setup was indepen-

dently validated by experiment. The final design of the proposed non-synchronous buck

converter yields a 77% efficiency for Vin = 60V, Vout = 6V, and Iout = 50mA. This

corresponds to only 10% for a linear regulator, used e.g. in the 1st generation Bosch

e-scooter.

For this application, the saving of ∼2.5W, corresponds to a reduction in CO2 emission

of 62.5mg. For future EU automotive applications this results in a reduction of CO2

fine of > 5e. Thus, even at an estimated price of ∼1efor the buck converter, this is an

overall commercial benefit.

Note, however, that this benefit depends heavily on the load current, and also on the

supply voltage. E.g. for a typical 12V automotive supply, and a load current of 25mA,

the benefit of using a buck converter is outstripped by the cost adder. However, for light

e-mobility applications with medium voltages, and already assessed 48V automotive

supply, the proposed concept is certainly worth further consideration.

The main obstacle in wide-spread adoption of switched regulators also for low-end ECUs

is mainly due to the lack of cheap ICs for small load currents. If available in the future,

these could further improve the overall efficiency by reduce energy loss in the regulation

and driver stage. Especially the latter is sub-optimal in the proposed design, and could

be further improved.

68

Chapter 8

Advanced Energy Saving

Concepts

All above chapters dealt with efficient DC/DC conversion concepts for a given output

load. In contrast, we will now focus on techniques to dynamically decrease the output

load current, depending on the actual performance required.

Todays low-end automotive µCs generally do not support advanced energy saving fea-

tures common in mobile market, like flexible supply-trees, dynamic core voltage scaling,

or different clock domains. Still, some simple power-saving concepts could readily be

implemented on current low-end µCs. These are complementary to more advanced con-

cepts, e.g. pretended networking, which have already been described in section 1.2.

Note that all these concepts aim at a reduction of the average power consumption.

Thus they are relevant only if the full performance of the ECU is not required during

the complete active phase. This is true e.g. for a window-lifter or a wiper, which are idle

>90% of the time. In this idle mode, only communication, sensing, and some diagnostics

are required. However during the remaining time, namely when the motor is powered,

also the regulation loop is running (→ higher performance required), and the actuation

state is on.

Due to missing incentive in the past, today neither automotive HW, nor the SW are

designed for power efficiency, but rather for architectural simplicity and robustness. In

SW, consequently all required HW features are constantly active, and the core is running

at a fixed speed, which is determined by the performance required under maximum load.

69

Chapter 8. Advanced Energy Saving Concepts 70

8.1 Deactivating Unused Hardware

Most common µCs allow to disconnect unused modules from the clock-tree. This allows

to reduce power consumption e.g. by deactivating the motor control driver, when it is

not required. For example, deactivating all STM8 timers, except one for system clock,

reduces power consumption by ∼ 1mA at fCPU = 16MHz. Assuming a 13.5V supply

and a linear regulator, this corresponds to a cost benefit of ∼ 4ect, under the new EU

regulation described in section 1.1.

Depending on system partitioning and -functionality, sensors and drivers can also be

switched off in idle mode, or put into a low-power mode (if available). However, this is

highly use-case dependent, and cannot be generalized here.

8.2 Dynamic Clock Scaling

The clock-tree of all common low-end automotive µCs is quite simple. Apart from a

possible watchdog clock, there is only one external or internal clock source. On some

µCs, e.g. STM8, this already is the system clock[29]. On others, e.g. S12G, a PLL can be

used to generate the system clock from this input clock[30]. Common to most low-end

µCs is, that the core and all peripherals are in the same clock domain, and thus share

the same clock frequency. The only exception is the CAN clock, which usually bypasses

the PLL to minimize the baud rate jitter.

All common low-end automotive µCs support a slow-down mode, in which the system

clock is divided by a SW configurable ratio. Generally the granularity of this pre-scaler

is quite coarse, usually in factors of two, leading to a system frequency of fsys = fclk/2n.

Using this slow-down mode in the above described idle phases is an obvious means to

reduce average power consumption. As an example, the internal current consumption

of the STM8 is approximately given by Isup = 0.5mA + (fsys × 0.5mA/MHz). Thus,

a reduction from 16MHz in full speed mode to 4MHz in idle mode, reduces the supply

current by ∼6mA. Assuming a 13.5V supply and a linear regulator, this corresponds to

a cost benefit of ∼24ect, under the new EU regulation described in section 1.1.

Chapter 8. Advanced Energy Saving Concepts 71

While this is a significant number for small commodity ECUs, there are some issues

which need to be considered, namely:

• timing of fsys change, especially in case of asynchronous, external events, e.g. LIN

communication

• determination of required core performance. This is relevant only for more complex

SW with several independent performance critical modules

Possible solutions to these challenges are described in the below paragraphs.

8.2.1 Timing of Frequency Change

Changing the system frequency and adapting all affected peripherals, like timers and

UARTs, takes less than 1µs. Generally this is uncritical in idle mode, because of relaxed

real-time requirement in this mode. However, some timings are critical also in idle mode,

and need to be considered in determining the exact instance for changing fsys. One such

critical functionality is asynchronous communication, e.g. via LIN/UART. Specifically,

changing fsys during an ongoing transmission results in temporary communication loss,

which is not acceptable. Thus, the exact time of changing the system frequency needs

to be synchronized with this, and possible other critical events.

A similar issue is well-known from parallel programming, e.g. multi-threading. There,

parallel tasks need to be synchronized periodically to assert consistency of the data.

The classical solution for this problem are mutexes[31], which can also be applied here

in slightly modified form. Listing 8.1 shows an possible ”pidging-C” implementation for

a system with two time-critical SW functions. Each of these modules has a corresponding

mutex, which in this implementation can be set and cleared by the respective module.

Depending on system complexity, mutexes can also be numbers instead of bits, with time

critical modules decreasing and increasing their respective mutex to indicate time-critical

operations.

In addition a separate SW module exists, which is executed very frequently. This mod-

ule is responsible for changing the system frequency if, and only if, a new frequency is

requested by SW or the below described mechanism and if all mutexes are zero. This

asserts that changes in fsys occur only if no time-critical activity is ongoing. For LIN

communication, this might be during inter-frame times, or during messages which are

not targeted to the respective ECU.

Chapter 8. Advanced Energy Saving Concepts 72

#define RX 0

#define TX 1

global bit g_mutex [2]; // mutex variables

global int g_preNew; // requested fSys prescaler

global int g_preOld; // current fSys prescaler

// ////

// LIN receive interrupt

// ////

interrupt LIN_receive ()

// perform LIN reception

...

// set/clear Rx mutex

if (reception done)

g_mutex[RX] = 0;

else

g_mutex[RX] = 1;

// LIN_receive ()

// ////

// LIN send interrupt

// ////

interrupt LIN_send ()

// perform LIN transmission

...

// set/clear Rx mutex

if (transmission done)

g_mutex[TX] = 0;

else

g_mutex[TX] = 1;

// LIN_send ()

// ////

// change system clock , if required AND allowed

// ////

void change_fSys ()

// determine if fSys change is requested

if (g_preOld != g_preNew) && (g_mutex[n]==0)

// globally disable interrupts

disable_interrupts;

// set new clock prescaler

Chapter 8. Advanced Energy Saving Concepts 73

PRE = g_preNew;

// adapt timers , UART baudrates etc. ? bit shift

init_baudrates (); // adapt UART baudrate etc.

init_timers (); // adapt SW timers

// re -enable interrupts

enable_interrupts;

// store new value for fSys

g_preOld = g_preNew;

// if fSys change

// change_fSys ()

// ////

// main routine

// ////

main()

// system initialization

init ();

// main loop

while (1)

// do scheduler , diagnosis , etc ...

// also determine g_preNew or set via SW

...

// call this often for fast response!

change_fSys ();

// main loop

// main ()

Listing 8.1: ”SW concept for synchronized clock change”

Chapter 8. Advanced Energy Saving Concepts 74

8.2.2 Automatic Load Determination

While the above method asserts that clock changes only occur during uncritical times,

it requires a trigger to change the system frequency depending on the required core

performance. For simple systems this is easiest achieved by SW requesting a frequency

change (by setting g_preNew in the above example). However, for complex systems with

many performance relevant modules, this can cause yet another synchronization issue

similar to the one described above, e.g. two SW modules requesting different fsys. Also,

the effort to modify legacy SW for dynamic frequency scaling might be prohibitive.

To overcome these issues we propose a method, which measures the current core load,

and automatically requests frequency changes in case of too low or too high core load.

Listing 8.2 shows the modifications required in above listing 8.1. Basically, a counter is

increased outside of all scheduled tasks and interrupt service routines. As a consequence

the counter is increased often if the core load is low, and rarely if much time is spent

in other tasks. The value of the counter is checked on a regular basis, e.g. every 1ms.

Depending on the counter value and pre-determined thresholds, a new core frequency is

requested by setting g_preNew. Note the following considerations:

• the response time on fast core load changes needs to be adapted to system require-

ments. For very fast response times, SW can also request a speed change. In this

case the time constant for the automatic changes should be increased

• the goal is to reduce the long-term power consumption, not dynamic spikes. Thus

the thresholds for increasing and decreasing the fsys should have a sufficient hys-

teresis to avoid frequent changes

• the data type of the counter variable needs to be such, that no overrun occurs

between read-outs under highest fsys and lowest core load.

Chapter 8. Advanced Energy Saving Concepts 75

// ////

// main routine

// ////

main()

// idle time counter

long count_idle =0;

// system initialization

init ();

// main loop

while (1)

// do scheduler , diagnosis , etc ...

// also determine g_preNew or set via SW

...

// call this often for fast response!

change_fSys ();

// determine core load , and change fSys

count_idle ++;

if (N ms passed)

// core load < lower threshold -> decrease fSys by 1/2

if (count_idle > thresh_low[g_preOld ])

g_preNew ++;

// core load < lower threshold --> increase fSys by *2

if (count_idle > thresh_high[g_preOld ])

g_preNew --;

// reset idle counter for next N ms

count_idle =0;

// every N ms

// main loop

// main ()

Listing 8.2: ”SW concept for automatic clock scaling”

Chapter 9

Summary and Outlook

9.1 Summary

In this thesis we have motivated the requirement for a cheap and power efficient supply

concepts for low-end automotive and light e-mobility concepts. We have assessed several

types of supply concepts, and have identified the non-synchronous buck converter as the

most promising one for the targeted applications.

For this topology we have derived design rules and selection guidelines for the discrete

components. In addition, we have built a validated SPICE model, which can assist in

future industrializations.

Last but not least, we have briefly discussed options to reduce the output load current,

depending on the dynamic performance requirement. This strategy is common in mobile

applications, but rare in automotive products.

9.2 Limitations

The proposed circuit so far does not supply sleep mode with subsequent wake. It is

therefore only suited for KL15 supply (i.e. supply is switched off if ignition is off). For

possible KL30 applications (supply permanently on), additional effort and components

are required.

Automotive electronics generally have additional requirements compared to consumer

products, e.g. a wide input voltage range of (today) 9V–18V with 40V transients, high

temperature (-40C–150C), long product lifetime (17 years), and tough EMC require-

ments. All these make the development of a suitable, robust and cheap supply harder.

76

Chapter 9. Summary and Outlook 77

For the standard 12V automotive supply, switched power supplies are therefore probably

not competitive to linear regulators.

9.3 Future Work

As explained in the introduction, saving energy inside the power supply or on the output

side is a critical issue, since EU regulations are requesting OEMs to reduce the energy

consumption of their systems. The currently assessed circuits therefore should be further

improved in the future, e.g. using ICs for switched converted, using diodes with yet

smaller forward voltage, using higher switching frequencies etc.. And even though our

first assessment was against the switched capacitor concept proposed by V. Ng and

S. Sanders [19], we believe that it is worth a more thorough analysis.

In addition to more efficient supply concepts, also other power saving strategies, al-

ready common in mobile applications, should be analyzed and adopted for automotive

ECUs, if suitable. These strategies include dynamically decreasing the core frequency

or core voltage, or switching off unused modules. However, with the exceptions of a few

”low-hanging fruits”, these strategies require changes in the integrated circuits used in

automotive.

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