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© Crown copyright 2007 Page 1 Page 1 Assimilation of clouds and precipitation General issues and prospects from future sensors Stephen J. English Met Office
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Page 1: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

© Crown copyright 2007 Page 1Page 1

Assimilation of clouds and precipitationGeneral issues and prospects from future

sensors

Stephen J. English Met Office

Page 2: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

© Crown copyright 2007 Page 2Page 2

Outline

Cloudy radiances – the basicsExisting sensors

Applications of existing sensors1D-var analysis of cloud from AIRS

Assimilation of cloudy AMSU-A microwave radiances

The impact of ice cloud on MHS and AMSU-B

Assimilation of cloudy geostationary IR radiances (SEVIRI)

Future sensorsSub-mm sensors

Geostationary MW

Polametric radiometers (including wind vector potential)

Page 3: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

© Crown copyright 2007 Page 3Page 3

Cloudy radiances - basics

Wavelength

< 0.1 mm

< 1 mm

< 10 mm

< 100 mm

~ 100 mm

Polar Orbit 830 km FOV size

< 1 km

> 1 km

> 10 km

> 100 km

Infrared

Sub-mm

Microwave

RadiowaveAMSR

MHS

MODIS

CIWSIR

Visible channels (e.g. 0.6 μm) ignored in this presentation though as clouds are non-absorbing in Vis bulk quantities e.g. LWP can be analysed.

Page 4: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Microwave “window” channels: schematic

00.20.40.60.8

1

18 23 31 89 150

Frequency GHz

Water vapourCloud liquid water

00.20.40.60.8

1

18 23 31 89 150

Frequency GHz

Surface Water vapourCloud liquid water

00.20.40.60.8

1

18 23 31 89 150

Frequency GHz

Surface Water vapourCloud liquid waterIce scattering

00.20.40.60.8

1

18 23 31 89 150

Frequency GHz

Water vapour

Nor

mal

ised

sen

sitiv

ity

Page 5: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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SEVIRI/AMSU-A/MHS composite image

Green to red to yellowCloud liquid water derived from 23/31 GHz

(AAPP)

Blue to purple Heavy rain derived from 23/89 GHz or 89/150 GHz

(AAPP)

Gray scale = IR image.

White lines denote high cloud LWP.

Page 6: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Clouds and precipitation: issues

Sounding (IASI, AIRS, AMSU, MHS)

Surface (ASCAT, QuikSCAT, WindSat, SSM/I,AVHRR, MODIS)

Sounding (IASI, AIRS, AMSU, MHS)

Surface (ASCAT, QuikSCAT, WindSat, SSM/I,AVHRR, MODIS)

Page 7: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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AIRS: cloud impact

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QuikScat, WindSat, ERS-2 over Hurricane Katrina

Both Ku-band (14 GHz) and WindSat (10 & 18 GHz) struggle near storm centre.

C-band (6 GHz) OK.

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Low level microwave AMSU Ch.5, peak 750 hPa

Page 10: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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There is a clear motivation to model cloud effects on satellite data not just to reject cloudy

radiances

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Approaches

Coping with presence of cloud and rain1D-var analysis of cloud and pass cloud information to assimilation system with radiances (e.g. Pavelin).

EOF regularisation e.g. NESDIS MIRS system (Boukabarra, Weng, Zhao & Ferraro).

Extracting cloud/rain informationAnalyse cloudy radiances in 1D-var; assimilate 1D-var geophysical product. e.g. Deblonde and Mahfouf 2007, Peter Bauer, today!

Incrementing cloud operator in 4D-var and direct assimilation of cloudy microwave radiances (e.g. UnaO’Keeffe (MW), Dingmin Li (IR) at Met Office).

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Assimilation of cloudy AIRS radiances

(Ed Pavelin)

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Simplified processing flowchart

AIRS 1D-var

• Cloud retrieval• Channel selection

4D-Var

Cloud-affectedradiances

CTP, Cloud Fraction,channel selection

1

2

3

Analysis Increments

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Example cloudy weighting functions (∂Bi/∂Tj)

Mid-level cloud• Use 26 of 94 channels

Low cloud•Use 67 of 94 channels

Retrieved CTP

Page 15: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Example: Simulation for mid-level cloud

“Mid-level” cases: CTP 400-600 hPa

• 28% of 13495 cases

• Analysis improved above cloud

• Significant temperature information below cloud (from semi-transparent cloud + vertical correlations)

• Humidity analysis well-behaved below cloud (follows background)

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Coverage: Clear AIRS

Page 17: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Retrieved effective cloud fraction

Page 18: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Aside: Validation of cloud retrievals

CALIPSO: Spaceborne LIDAR (CALIOP)Flies in A-Train close behind AquaAccurate cloud top height measurements

Latitude

Latitude

CTP

(hP

a)C

TH (k

m)

Qualitativecomparison!

Section of one orbit

AIRS 1DVar

CALIOP Lidar

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Cloudy AIRS radiances trial

Average impact ~ 2 x cloud-free AIRS.

Some big impacts on forecast “busts” (as does clear AIRS) e.g. here z500 SH day 2 & 3

2 day forecast

3 day forecast

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NOAA/NESDIS Microwave Integrated Retrieval System - MIRS

(Sid Boukabara, Fuzhong Weng, Limin Zhao, Ralph Ferraro)

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Introduction to MIRS Concept

Algorithm valid in all-weather conditions, over all-surface types

Variational Assimilation Retrieval (1DVAR)

Cloud & Precip profiles retrieval (no cloud top, thickness, etc)

Emissivity spectrum is part of the retrieved

state vector

CRTM as forward operator, validity-> clear,

cloudy and precipconditions

Sensor-independent

EOF decomposition

Highly Modular Design

Flexibility and Robustness

Modeling & Instrumental Errors are input to algorithm Selection of Channels to use,

parameters to retrieve

Page 22: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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MIRS: Retrieval in Reduced Space (EOF Decomposition)

Covariance matrix(geophysical space)

Transf. Matrx(computed offline)

Diagonal Matrix(used in reduced space retrieval)

LBTLΘ ××=

All retrieval is done in EOF space, which allows:Retrieval of profiles (T,Q, RR, etc): using a limited number of EOFsMore stable inversion: smaller matrix but also quasi-diagonalTime saving: smaller matrix to invert

Mathematical Basis:EOF decomposition (or Eigenvalue Decomposition)

By projecting back and forth Cov Matrx, Jacobians and X

Page 23: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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MIRS: Assessment in a Precipitating Case

Iter#0 Iter#1 Iter#2 Iter#3

0 1 2 3

Tem

pera

ture

Wat

er V

ap.

CL

WR

WP

IWP

Scattering OFF Scattering ON

When scattering is OFF, Water vapor performance is hit.When ON, ‘precip-clearing’ takes place

In precipitation, cross-compensation is affecting retrievalRadiometric solution reached but is not the geophysical one

CLW underestimated

Rain goesundetected

Page 24: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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MIRS: N-18 Profiling In Active Areas

0 15 30

0.2 Hrs2.6 Kms 0.30 Hrs

11.1 Kms0.7 Hrs4.2 Kms

RetrievalGDAS

DropSonde Profile of DS Distance Departure

[Deg. C][Kms]

0 15 30 0 15 30

700 mb 700 mb700 mb

Page 25: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Assimilation of cloudy radiances in 4D-var using a total water control variable and a cloud incrementing

operator

(Una O’Keeffe, Dingmin Li and Martin Sharpe)

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Assimilating cloudy microwave radiances in 4D-var (Martin Sharpe/Una O’Keeffe)

Total moisture analysis variable used in 4D-Var

Need cloud incrementing operator that relates liquid water and specific humidity to the total water control variable

Cx+ = Cx + KCw’

Cx = model state (T,p,q,qcl,qci,cf)Cw’ = analysis increment (T’,p’,qT’)K = incremental transform variable between control variable space and

model parameter space (uses linearised physics).

Page 27: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Information on cloud liquid water (Una O’Keeffe)

NOAA-16 ObsRTTOV8 with clw emission

RTTOV8 without clw emission23GHz

31GHz

Page 28: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Aircraft validation

Page 29: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Approach

1. Test liquid cloud part only with microwave 23 and 31 GHz observations. Validate radiative transfer.Compare increments and check impact on fit to observations in next cycle.Run simplified assimilation experiment (NOAA-16 only).

2. Extend to GeoIR cloudy radiances using ice cloud and cloud fraction in incrementing operator.

Page 30: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Cloudy 23 & 31 GHz Analysis Increments

Specific humidity at 850 hPa.

Page 31: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Specific humidity at 850 hPa.

Cloudy 23 & 31 GHz Analysis Increments

Page 32: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Impact on large scale fields fit to analysis

NH | TROPICS | SH50hPa height

500hPa and 250hPa temp

Most fields improved in SH

850hPa humidity

8% 6%

4% 2%

0 -2% -4%

-6% -8%

-10% -12%

-14%

Neutral impact in NH

Page 33: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Ice incrementing operator: GeoIR assimilation

Observation minus background

Observation minus analysis

Page 34: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Use of AMSU-B and MHS data in the presence of ice cloud and precipitation

(Amy Doherty)

Page 35: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Effect of ice at microwave frequencies

Courtesy of Frank Evans

Page 36: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Ice signal in AMSU-B channel 20 Brightness Temperatures: 10s of Kelvin.

Simulation without ice Simulation with ice

183 ± 7 GHz

Page 37: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Data actually assimilated from one AMSU-B channel

Page 38: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Interface between forecast model and RTM

Definition of snow and ice different in forecast model and RTTOV

Ice hydrometeor density assumptions do not match

Size distributions do not match

Fall speed assumptions do not match

Deblonde et al. (MWR 2007) noted that moist physics schemes are very different between NWP centres and this significantly affects results.

Do we need to go back to more fundamental model quantities e.g. moisture fluxes and make RTM do more to ensure consistency?

Peter Clark said a recent intercomparison of NWP systems showed moisture fluxes are consistent but derived quantities e.g. ice water content are not.

Page 39: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Given IWC, RTM tuned DSD (ARTS) compared to fixed DSD (RTTOV)

AMSU Channel 20 (183 ± 7 GHz)

Observation ARTS simulationRTTOV-8 simulation

Brightness Temperature (K)

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Results for Experiment 6

Observation Experiment 6

183.3±7 GHz

PSD = Function of T and IWC (Field et al.,2005)

Density = 0.132 D-1 (Wilson and Ballard, 1999)

Page 41: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Use of sub-mm for ice cloud

(Stefan Buehler, Clare Lee etc.)

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Sub-mm (from Stefan Buehler, Kiruna Univ.)

IR sees only smallest particles, radar only largest particles

Page 43: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Ice Clouds in Climate ModelsClimatology of zonal, annual mean IWP from various models in the IPCC AR4 data archive shows difference up to an order of magnitude.Delta-IWP after a CO2 doubling shows also vast differences. IWP observations are needed to resolve model differences.

(Figure by Brian Soden, University of Miami)

Page 44: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Possible future instruments to exploit sub-mm…

CIWSIR: multi-channel sub-mm instrument matching WV sensitivity with difference ice cloud sensitivity. LEO, resolution ~ 15 kms.

GOMAS: Geostationary MW and sub-mm imager/sounder. From 81 km spatial resolution at 54 GHz to 10 km at 425 GHz. An IGeoLabconcept.

Geostar: similar to GOMAS with synthetic aperture. JPL proposal.

(but GOMAS & Geostar really precipitation missions)

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Polarimetric radiometry

(Brett Candy)

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Error analysis based on model fit to actual WindSatand QuikSCAT suggests WindSat comparable to QuikSCAT > 5 ms-1

Amplitude and linear polarisation

SSM/I etc.=> wind speed

3rd/4th elements ofStokes vector

WindSat=> wind direction

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Extra-tropical pmsl impact of QuikSCAT high and low windspeed wind vectors

-1.5

-1

-0.5

0

0.5

1

1.5

2

2.5

3

3.5

4

T+24 T+48 T+72 T+96 T+120 T+144

Impr

ovem

ent i

n Fo

reca

st E

rror

(%)

Qscat WindSat LowWindsHighWinds

Page 48: Assimilation of clouds and precipitation General issues ... · Cloudy radiances - basics Wavelength < 0.1 mm < 1 mm < 10 mm < 100 mm ~ 100 mm Polar Orbit 830 km FOV size

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Ambiguities: QuikSCAT and WindSat

QuikScat

2% 1 wind

43% 2 winds

33% 3 winds

22% 4 winds

WindSat

<0.01% 1 wind

<0.01% 2 winds

28% 3 winds

72% 4 winds

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Wind Speed and Direction

8.6 9.0 B1.42 1.49 B10+

10.5 9.81.34 1.339-10

13.9 12.11.19 1.24 B7-8

16.8 14.21.20 1.26 B6-7

21.0 17.2 1.26 1.29 B5-6

Wind Direction (°)Wind speed (m/s)

Standard Deviation of Observation – Background Wind Speed Range (m/s)

WindSat Mission Requirements: 2m/s 20deg

Phase 1 suggested useful retrievals down to around 8m/s

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How does this compare to other observing systems?

0

0.5

1

1.5

2

2.5

3

Bg Er

ror

Synop

s

Ships

Buoys

ERS-2Qui

kSca

tW

indSat

ASCAT

Obs

erva

tion

- Bac

kgro

und

RMS D

iffer

ence

(m/s

)

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WindSat assimilation experiments

• As Met Office operations in mid-2005 except control had Scat, SSM/I, TC bogus withdrawn.

• Model Resolution N216 ~60km in mid-latitiudes, model top at 40km.

• 4D-Var Analysis scheme, four analyses per day with data windows of 6 hours.

• Period August-September 2005 (active TS season – over 20 different storms in 34 days!)

• WindSat treated identically to QuikSCAT (e.g. same ambiguity removal, thinning etc.)

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Analysis Increments

QuikScat

WindSat

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WindSat 1 Impact

PMSL improvements (%)

0

0.5

1

1.5

2

2.5

3

24 48 72 96 120 144

Forecast time (hours)

QuikScat WindSat

5% of parameters improved, <0.5% degraded

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Tropical Cyclone Errors in Analysis Results from 19 cyclones –206 “events”

0

20

40

60

80

100

120

Control QuikScat WindSat1 WindSatMore QC

Mea

n P

ositi

onal

E

rror

(km

)21% 6% 8%

Much smaller study for ERS-2 in 2001 suggested improvement ~10%

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Summary

Cloud and rain limit the use of sounding and surface observations.

More sophisticated analysis can partly mitigate this loss.

Analysing cloud prior to assimilation has worked with AIRS.

Considerable progress has been achieved with direct assimilation of cloudy radiances: both MW and IR.

Sub-mm sensors could provide new information on bulk ice cloud properties from polar or geo orbit.

Polarimetric radiometry can replicate much of the information from scatterometers but scatterometers remain the best source of near surface wind vector information, especially for tropical storms.

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Questions?

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Cloud tests: rain and thick cirrus tests

Radar

AVHRR IR image

AMSU-B cirrus cost test

Bennartzrain test

K

0 4 8 12 16 20

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MIRS: Microwave TPW Extended over Land

snow-covered surfaces need better handling

MIRS Retrieval

GDAS Analysis

Retrieval over sea-ice and most land areas

capturing same features as GDAS

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Assimilation of cloudy imagery products

(Ruth Taylor)


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