Association of the UCP polymorphisms with susceptibilityto obesity: case–control study and meta-analysis
Letıcia de Almeida Brondani • Bianca Marmontel de Souza •
Taıs Silveira Assmann • Ana Paula Boucas • Andrea Carla Bauer •
Luıs Henrique Canani • Daisy Crispim
Received: 9 December 2013 / Accepted: 5 April 2014
� Springer Science+Business Media Dordrecht 2014
Abstract This paper describes a case–control study and a
meta-analysis performed to evaluate if the following
polymorphisms are associated with presence of obesity:
-3826A/G (UCP1); -866G/A, Ala55Val and Ins/Del
(UCP2) and -55C/T (UCP3). The case–control study
enrolled 282 obese and 483 non-obese patients with type 2
diabetes. A literature search was made to identify all
studies that evaluated associations between UCP1–3
polymorphisms and obesity. In the case–control study the
distributions of the UCP variants did not differ between
obese and non-obese groups (P [ 0.05). Forty-seven
studies were eligible for the meta-analysis and the results
showed that the UCP2 -866G/A and UCP3 -55C/T
polymorphisms were associated with protection to obesity
in Europeans (OR = 0.89, 95 % CI 0.82–0.97 and
OR = 0.88, 95 % CI 0.80–0.97, respectively). The UCP2
Ala55 val polymorphism was associated with obesity in
Asians (OR = 1.61, 95 % CI 1.13–2.30). The UCP2 Ins/
Del polymorphism was associated with obesity mainly in
Europeans (OR = 1.19, 95 % CI 1.00–1.42). There was no
significant association of the UCP1 -3826A/G polymor-
phism with obesity. In our case–control study we were not
able to demonstrate any association between UCP poly-
morphisms and obesity in T2DM patients; however, in the
meta-analysis we detected a significant association of
UCP2 -866G/A, Ins/Del, Ala55Val and UCP3 -55C/T
polymorphisms with obesity.
Keywords Uncoupling proteins � Genetic
polymorphisms � Obesity � Meta-analysis
Introduction
Obesity and type 2 diabetes mellitus (T2DM) are common
and multifactorial conditions for which susceptibility is
determined by the combined actions of genetic and envi-
ronmental factors [1]. Prevalence of obesity and T2DM is
increasing worldwide at a disturbing rate, and both con-
ditions are associated with increased morbidity and mor-
tality rates [2, 3]. The remarkable increase in the
prevalence of these conditions during the past decades is
probably due to modifications in diet and physical activity
[4]. However, it is believed that these environmental
changes would only lead to obesity and/or T2DM under a
permissible genetic background [1]. Therefore, huge efforts
have been made to identify genes associated with these
disorders, and several studies have been focused on genes
encoding proteins related to energy expenditure, such as
uncoupling proteins (UCPs) [5, 6].
Electronic supplementary material The online version of thisarticle (doi:10.1007/s11033-014-3371-7) contains supplementarymaterial, which is available to authorized users.
L. de Almeida Brondani � B. M. de Souza �T. S. Assmann � A. P. Boucas � A. C. Bauer �L. H. Canani � D. Crispim
Endocrinology Division, Hospital de Clınicas de Porto Alegre,
Porto Alegre, RS, Brazil
L. de Almeida Brondani � B. M. de Souza �T. S. Assmann � A. P. Boucas � L. H. Canani � D. Crispim
Postgraduate Program in Medical Sciences, Endocrinology,
Universidade Federal do Rio Grande do Sul., Porto Alegre, RS,
Brazil
D. Crispim (&)
Rua Ramiro Barcelos 2350, Predio 12, 4� Andar. CEP,
Porto Alegre, RS 90035-003, Brazil
e-mail: [email protected]
123
Mol Biol Rep
DOI 10.1007/s11033-014-3371-7
Uncoupling proteins 1, 2 and 3 are members of an
anion-carrier protein family located in the inner mito-
chondrial membrane [7]. These proteins have structural
similarities, but show different tissue expression in mam-
mals [7]. The original uncoupling protein, UCP1, is mostly
expressed in brown adipose tissue [8, 9]. Recently, it was
demonstrated that under some pathological conditions,
such as hyperglycemia, UCP1 is also expressed in white
adipose tissue, skeletal muscle, retina, and pancreatic islets
[8, 10]. Uncoupling protein 2 (UCP2) is broadly expressed
in several tissues while uncoupling protein 3 (UCP3) is
mainly expressed in the skeletal muscle [9].
During the last few years, numerous studies have
reported that UCPs reduce metabolic efficiency by
uncoupling substrate oxidation in mitochondria from ATP
synthesis by mitochondrial respiratory chain. This is
accomplished by promoting net translocation of protons
from the intermembrane space, across the inner mito-
chondrial membrane, to the mitochondrial matrix, thus
dissipating the potential energy available for ATP synthe-
sis, and therefore, decreasing ATP production [5, 8]. This
uncoupling effect subsequently leads to homologue- and
tissue-specific functions, such as thermogenesis and energy
expenditure (UCP1), regulation of free-fatty acids (FFAs)
metabolism (UCP2 and UCP3), decrease in reactive oxy-
gen species (ROS) production by mitochondria (UCP1-3)
and regulation of insulin secretion by pancreatic beta-cells
(UCP2) [5, 7], all associated with obesity and/or T2DM
pathogenesis.
For that reason, the relationship between UCP loci and
susceptibility to T2DM and obesity has been evaluated in a
number of genetic studies and special attention has been
given to the -3826A/G (rs1800592) polymorphism of the
UCP1 gene, the -866G/A (rs659366), Ala55Val (C/T;
rs660339) and Ins/Del polymorphisms of the UCP2 gene,
and the -55C/T (rs1800849) polymorphism of the UCP3
gene [5, 6, 11]. Two recent meta-analyses confirmed the
association between UCP2 Ala55Val and UCP3 -55C/T
polymorphisms and increased susceptibility for T2DM in
subjects of Asian descent [12, 13]. On the other hand,
results from studies that analyzed associations between
UCP1-3 polymorphisms and obesity are not consistent.
While some of them have reported associations between
one or more of these variants and obesity, others were
incapable to find any association between these polymor-
phisms and obesity [5, 11].
Thus, as part of the incessant attempt to examine the
hypothesis that UCP1-3 polymorphisms are associated
with obesity, we carried out a case–control study of white
subjects with T2DM followed by a meta-analysis of the
literature on the subject.
Subjects and methods
Case–control study
Case–control samples
The study population included 765 unrelated T2DM
patients belonging to a multicenter study that began
recruiting diabetic patients in Southern Brazil in 2002. That
project was designed to study risk factors for T2DM and its
chronic complications. It included four centers in teaching
hospitals located in the Brazilian state of Rio Grande do
Sul: the Grupo Hospitalar Conceicao, the Hospital Sao
Vicente de Paula, the Hospital Universitario de Rio Grande
and the Hospital de Clınicas de Porto Alegre. A complete
description of that project can be found elsewhere [14].
T2DM was diagnosed according to the American Diabetes
Association criteria [15]. The sample presented here was
already described in a previous study from our group,
which showed that any of the five analyzed UCP poly-
morphisms were associated with T2DM; although, some of
them were associated with risk for this disease in a meta-
analysis including several studies from different ethnicities
[13]. Thus, in the present case–control study, we aimed to
evaluate if these UCP polymorphism could be associated
with obesity in our T2DM sample.
All subjects reported European ancestry (mainly Portu-
guese, Spanish, Italian and German descent). Ethnicity was
determined by self-report. A standard questionnaire was used
to collect data about age, age at T2DM diagnosis and drug
treatment. All patients underwent physical evaluations and
laboratory tests. They were weighed wearing light clothing
and barefoot and have had their height measured. Body mass
index (BMI) was calculated as weight (kg)/height (m2).
The obese group (cases, n = 282) was defined by
BMI C 30 kg/m2, and the non-obese group (controls,
n = 483) was defined by BMI B 25 kg/m2. The charac-
teristics of the obese T2DM patients included in this study
were as follows: mean age ± SD was 57.3 ± 10.0 years
and mean BMI was 34.4 ± 4.3 kg/m2. Males comprised
37.4 % of this sample, and 78.7 % of all patients had
arterial hypertension. The characteristics of non-obese
T2DM patients were as follows: mean age was
59.2 ± 10.7 years and mean BMI was 25.8 ± 2.8 kg/m2.
Males comprised 53.1 % of this sample, and 64.2 % of all
patients had arterial hypertension.
The data obtained from this study did not influence
patients’ diagnosis or treatment. The study protocol was
approved by Ethic Committee in Research from Hospital
de Clınicas de Porto Alegre and all subjects gave informed
consent in writing.
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123
Genotyping
DNA was extracted from peripheral blood leukocytes using
a standardized salting-out procedure. The -866G/A
(rs659366) polymorphism in the promoter region of the
UCP2 gene was genotyped by digesting polymerase chain
reaction (PCR) products with the restriction enzyme MluI
(Invitrogen Life Technologies, Inc., San Diego, CA, USA)
as already described [16]. Digestion fragments were
resolved on 2 % agarose gels containing GelRedTM
Nucleic Acid Gel Stain (Biotium Inc., CA, USA) and
visualized under ultraviolet light. A DNA sample with a
known genotype was used as a positive control to confirm
the fullness of PCR product digestion. The 45 bp Ins/Del
polymorphism in the 30UTR region of exon 8 of the UCP2
gene was genotyped by PCR using primers already
described in the literature [17]. The primers amplified
products of 457 bp (insertion allele) or 412 bp (deletion
allele), which were then resolved on 2 % agarose gels
stained with GelRedTM Nucleic Acid Gel Stain and visu-
alized under ultraviolet light [18]. Genotypes of the
-866G/A and Ins/Del variants were verified using the
ImageMaster System VDS (GE HealthCare, London, UK).
The Ala55Val (C/T) variant (rs660339) in exon 4 of the
UCP2 gene, the -3826A/G (rs1800592) variant in the
promoter region of the UCP1 gene, and the -55C/T
(rs1800849) variant in the promoter region of the UCP3
were genotyped using primers and probes contained in the
409 Human Custom TaqMan Genotyping Assay (Assays-
By-Design Service; Life Technologies, Foster City, CA;
USA). Reactions were performed in a 96-well plate, in a
5 ll reaction volume using 2 ng of total DNA, TaqMan
Genotyping Master Mix 19 (Life Technologies), and
Custom TaqMan Genotyping Assay 1X specific for each
variant (Life Technologies). Plates were positioned in a
real-time PCR thermal cycler (7500 Fast Real Time PCR
System; Life Technologies) and heated for 10 min at
95 �C, followed by 50 cycles of 95 �C for 15 s and 63 �C
for 1 min.
Genotyping success rates were better than 95 % for all
analyzed polymorphisms and the calculated error rate for
PCR duplicates was fewer than 3 %.
Statistical analyses for the case–control study
Allele distributions were calculated by gene counting and
departures from the Hardy–Weinberg equilibrium (HWE)
were verified using v2 tests. Allele and genotype distribu-
tions were compared between groups using the v2 test.
Logistic regression analyses were done to evaluate inde-
pendent associations between the UCP polymorphisms and
obesity, adjusting for age and gender of the T2DM patients.
Statistical analyses were performed using SPSS version
18.0 (SPSS, Chicago, IL, USA). Results for which the P
value was under 0.05 were considered statistically
significant.
Meta-analysis
Search strategy and eligibility criteria
This study was designed and reported in agreement with
accepted guidelines for execution of systematic reviews
and meta-analyses [19, 20]. Both Embase and PubMed
repositories were searched systemically to identify all
available genetic studies of associations between obesity
and UCPs polymorphisms (UCP1 -3826A/G, UCP2
-866G/A, UCP2 Ala55Val, UCP2 Ins/Del and UCP3
-55C/T). The following medical subject headings (MeSH)
terms were searched: (‘‘Obesity’’ OR ‘‘Body mass index’’)
AND (‘‘mitochondrial uncoupling protein’’ OR
‘‘SLC25A27 protein, human’’ OR ‘‘mitochondrial uncou-
pling protein 20’ OR ‘‘mitochondrial uncoupling protein
30’) AND (‘‘mutation’’ OR ‘‘frameshift mutation’’ OR
‘‘germ-line mutation’’ OR ‘‘INDEL mutation’’ OR
‘‘mutation, missense’’ OR ‘‘point mutation’’ OR ‘‘codon,
nonsense’’ OR ‘‘sequence deletion’’ OR ‘‘polymorphism,
genetic’’ OR ‘‘polymorphism, single nucleotide’’ OR
‘‘polymorphism, restriction fragment length’’). The search
was restricted to human studies and English or Spanish
language papers and was finished on July 06, 2013. All of
the papers identified were also explored manually to
identify other relevant citation.
Two researchers (T.S.A and A.P.B.) separately reviewed
titles and abstracts of all selected papers with the purpose
of evaluate if the articles were eligible for inclusion in the
present meta-analysis. Divergences were solved by dis-
cussion between them and when required a third reviewer
(D.C.) was consulted. When the abstracts did not supply
sufficient information to fulfill the inclusion and exclusion
criteria, the full text of the article was retrieved for review.
We included observational studies that compared one or
more of the UCP polymorphisms between a known number
of obese and non-obese subjects. Articles were excluded
from the meta-analysis if the genotype frequencies in
control subjects deviated from those predicted by the
HWE, if they did not have enough data to estimate an OR
with 95 % CI, or if they did not used validated genotyping
techniques. If results were duplicated and had been pub-
lished more than once, the most complete article was
selected.
Data extraction and quality control assessment
Data were independently extracted by two researchers
(L.A.B. and B.M.S.) using a standardized abstraction form,
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and agreement was sought in all extracted items. When
agreement could not be attained, divergences in data
extraction were solved by a third researcher (D.C.) after
looking at the original publication. The data extracted from
each individual article was as follows: name of first author,
publication year, number of subjects in case and control
samples, gender, age, BMI, ethnicity, genotype and allele
distributions in case and control samples and OR (95 %
CI).
Two researchers (L.A.B. and B.M.S.) separately evalu-
ated the quality of all eligible studies using the Newcastle–
Ottawa Scale (NOS) for assessing quality of case–control
studies in meta-analysis [21]. The NOS score comprises
eight items divided into three dimensions, including
selection, comparability, and exposure. For each item, a
sequence of response options is supplied. A star scoring
system is used to permit a semi-quantitative evaluation of
article quality, such that the highest quality studies are
given a maximum of one star for each item, excluding the
comparability item, for which two stars can be assigned. As
a result, the total NOS score can vary between 0 and 9
stars.
Statistical analysis for meta-analysis
Genotype distributions in the control group were tested if
they deviate from those predicted by the HWE using v2
tests. Variant-disease associations were calculated using
OR (95 % CI) estimation based on allele contrast, additive,
recessive, dominant and co-dominant inheritance models
[22]. Heterogeneity was evaluated using a v2-based
Cochran’s Q statistic and inconsistency was calculated
using the I2 metric. Heterogeneity was considered signifi-
cant at P \ 0.10 for the Q statistic and I2 [ 50 % for the I2
metric. When a significant heterogeneity was observed, the
DerSimonian and Laird random effect model (REM) was
used to estimate OR (95 % CI) for each individual study
and for the pooled effect; when heterogeneity was not
observed, the fixed effect model (FEM) was used for these
calculations [23, 24].
Meta-regression and sensitivity analyses were per-
formed to recognize important studies with a considerable
impact on inter-study heterogeneity. The variables included
in meta-regression analyses were gender, age, ethnicity,
and BMI. Sensitivity analyses were done following strati-
fication of the studies by ethnicity, given that the UCP
polymorphisms might show variable frequencies across
ethnic groups.
Risk of publication bias was evaluated using funnel plot
graphics, analyzed both visually and using the Begg and
Egger statistic [25]. A significant publication bias was
considered when P \ 0.10. The Trim and Fills method was
used for adjusting for publication bias [26]. This method
assesses whether the publication bias is present and esti-
mates the effect when the biases are removed. All statis-
tical analyses were performed using Stata 11.0 software
(StataCorp, College Station, TX, USA).
Results
Case–control study in a T2DM population
Table 1 shows the genotype and allele distributions of the
UCP1 -3826A/G, UCP2 -866G/A, UCP2 Ala55Val,
UCP2 Ins/Del and UCP3 -55C/T variants in T2DM
patients broken down by the presence of obesity. The
genotype distributions of all polymorphisms were in
accordance with those predicted by the HWE in non-obese
patients (P [ 0.05) and were similar between obese and
non-obese samples (Table 1). This data did not change
following adjustment for age and gender (Table 1).
Moreover, the allele distributions of these variants did not
differ significantly between obese and non-obese T2DM
patients (Table 1). It is noteworthy that the frequencies of
these UCP polymorphisms also did not differ when
assuming different inheritance models (P [ 0.05).
Meta-analysis
Literature search and characteristics of eligible studies
Figure 1 is a flow diagram illustrating the strategy used
to identify and select articles for inclusion in this sys-
tematic review and meta-analysis. Three hundred-forty
three possible relevant articles were recovered by
searching Embase and PubMed repositories, and 256 of
them were excluded during the review of titles and
abstracts. Eighty-seven articles therefore appeared to be
eligible at this point and had their texts fully analyzed.
Nevertheless, following careful analyses of the texts,
other 40 articles were excluded because of missing data,
ineligible study design or since them genotyped other
UCP variants.
Thus, 48 articles satisfied the eligibility criteria and were
included in our meta-analyses: 47 that had been identified
during database searches [27–73] plus the case–control
study that we described above. Eleven of these articles
investigated the UCP1 -3826A/G polymorphism (2,488
cases/3,120 controls), 21 investigated the UCP2 -866G/A
polymorphism (6,852 cases/11,432 controls), 11 evaluated
the UCP2 Ala55Val polymorphism (1,792 cases/2,717
controls), 16 investigated the UCP2 Ins/Del polymorphism
(5,412 cases/5,057 controls), and 15 evaluated the UCP3
-55C/T polymorphism (4,578 cases/5,431 controls). Sup-
plementary Table 1 shows the genotype and allele
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distributions and OR (95 % CI) for the UCP polymor-
phisms in case and control groups from the different
studies analyzed.
Supplementary Table 2 lists the quality of each analyzed
article, evaluated using the NOS score. As already com-
mented, the highest quality articles were given 9 stars.
Most articles were classified as presenting good quality.
None of the articles were awarded with \6 stars, and
71.4 % of them received 8–9 stars. However, we did not
assess the quality of five studies because they were col-
lected from Qian et al. [74] and Liu et al. [75] meta-ana-
lysis and, therefore, we did not have access to the original
publications.
Quantitative synthesis
Table 2 depicts the pooled results for associations of the
UCP1-3 polymorphisms with obesity. Variant-obesity
associations were evaluated for allele contrast, additive,
recessive, dominant and co-dominant models of inheri-
tance. Figures 2 and 3 show pooled ORs for the associa-
tions between obesity and the UCP2 -866G/A, Ala55Val
and Ins/Del variants in European and Asian populations,
respectively, both assuming an allele contrast model. Fig-
ures 4 and 5 show the pooled OR for the associations
between UCP1 -3826A/G and UCP3 -55C/T polymor-
phisms and obesity in European and Asian populations,
respectively, also under an allele contrast model.
After stratification by ethnicity, it was not possible to
perform meta-analysis for the UCP1 -3826A/G poly-
morphism in Asians since there was only one study for this
polymorphism [53]. Despite of this, we included the indi-
vidual OR obtained from this study in the forest plot,
showing that this study did not find any significant asso-
ciation with obesity in Asians (Fig. 5). Our data was not
able to show any association between obesity and the
Table 1 Genotype and allele
distributions of UCP
polymorphisms in obese and
non-obese patients with type 2
diabetes
Data are presented as number of
carriers (%) or proportion of
sample. The control group was
composed by non-obese T2DM
patients and the case group was
composed by obese T2DM
patientsa P values were computed
using v2 tests to compare case
and control groupsb P values were computed
using logistic regression
analysis and are adjusted for age
and gender
UCP polymorphisms Obese subjects Non-obese subjects Unadjusted Pa Adjusted OR, 95 % CI/Pb
UCP1 -3826A/G n = 267 n = 454
A/A 132 (49.4) 212 (46.7) 0.529 1
A/G 103 (38.6) 194 (42.7) 0.847 (0.611–1.176)/0.321
G/G 32 (12.0) 48 (10.6) 1.178 (0.710–1.955)/0.526
A 0.687 0.681 0.839
G 0.313 0.319
UCP2 -866G/A n = 267 n = 456
G/G 95 (35.6) 159 (34.9) 0.906 1
G/A 128 (47.9) 216 (47.4) 1.010 (0.718–1.419)/0.956
A/A 44 (16.5) 81 (17.7) 0.949 (0.602–1.495)/0.822
G 0.595 0.586 0.751
A 0.405 0.414
UCP2 Ala55Val n = 269 n = 459
Ala/Ala 92 (34.2) 154 (33.6) 0.899 1
Ala/Val 128 (47.6) 215 (46.8) 1.006 (0.713–1.418)/0.973
Val/Val 49 (18.2) 90 (19.6) 0.941 (0.606–1.462)/0.787
Ala 0.580 0.570 0.745
Val 0.420 0.430
UCP2 Ins/Del n = 266 n = 458
Del/Del 141 (53.0) 215 (46.9) 0.277 1
Del/Ins 99 (37.0) 189 (41.3) 1.304 (0.773–2.200)/0.320
Ins/Ins 26 (10.0) 54 (11.8) 1.051 (0.615–1.797)/0.856
Del 0.716 0.676 0.121
Ins 0.284 0.324
UCP3 -55C/T n = 282 n = 483
C/C 192 (68.1) 328 (67.9) 0.992 1
C/T 80 (28.4) 137 (28.4) 0.965 (0.687–1.354)/0.835
T/T 10 (3.5) 18 (3.7) 0.962 (0.429–2.156)/0.925
C 0.823 0.821 0.985
T 0.177 0.179
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UCP1 -3826A/G polymorphism, independently of the
inheritance model assumed (Table 2).
The A allele of the UCP2 -866G/A polymorphism was
significantly associated with protection for obesity, but
only in Europeans assuming allele contrast (FEM OR 0.91,
95 % CI 0.85–0.97) or dominant (FEM OR 0.89, 95 % CI
0.82–0.97) inheritance models (Table 2). The UCP2 55 val
allele was associated with risk for obesity under allele
contrast (REM OR 1.18, 95 % CI 1.01–1.36) or recessive
(FEM OR 1.25, 95 % CI 1.04–1.51) inheritance models.
However, after stratification for ethnicity these associations
were maintained only in Asians (allele contrast: REM OR
1.30, 95 % CI 1.00–1.69; recessive: FEM OR 1.61, 95 %
CI 1.13–2.30).
In the overall population, the Ins allele of the UCP2 Ins/
Del polymorphism was associated with risk for obesity
under an allele contrast model (REM OR 1.12, 95 % CI
1.00–1.25). This allele was also associated with risk for
obesity in Europeans under a recessive model (FEM OR
1.19, 95 % CI 1.00–1.42).
The UCP3 -55C/T polymorphism was associated with
protection for obesity under a co-dominant inheritance
model (FEM OR 0.91, 95 % CI 0.83–0.99). This associa-
tion was confirmed in Europeans (FEM OR 0.88, 95 % CI
0.80–0.97) but not in Asians (FEM OR 1.12, 95 % CI
0.85–1.49).
To further investigate the significant heterogeneity
between studies presented in some analyses (I2 [ 50 %;
Table 2), the gender, age and BMI were included as
covariates in univariate and multivariate meta-regression
analyses performed for the five UCP polymorphisms under
allele contrast, additive, recessive, dominant and co-dom-
inant models of inheritance. However, none of these
covariates could individually or in combination explain the
heterogeneity observed (data not shown).
Sensitivity analyses were performed aiming to evaluate the
effect of each individual article on the meta-analysis data
acquired for the different inheritance models. This was carried
out by repeating the meta-analyses excluding a different study
at a time. These analyses demonstrated that only one study
[60] explained the heterogeneity identified in the meta-anal-
yses of the UCP2 Ala55Val variant (dominant and co-domi-
nant models) in the overall population. Moreover, another
study [34] explained the heterogeneity in the meta-analyses of
the UCP2 Ins/Del polymorphism (allele contrast and additive)
in the overall population. However, after exclusion of these
studies from the respective meta-analysis, the pooled OR
remained not significant.
Fig. 1 Flowchart illustrating
the search strategy used to
identify association studies of
UCP1-3 polymorphisms and
obesity for the meta-analysis
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Table 2 Pooled measures for associations between the UCP1 -3826A/G, UCP2 -866G/A, UCP2 Ala55Val, UCP2 Ins/Del and UCP3 -55C/T
polymorphisms and susceptibility to obesity
Inheritance model n studies n cases n controls I2(%) Pooled OR (95 % CI)
UCP1 -3826 A/G
Allele contrast overall 11 2,488 3,120 0.0 1.04 (0.95–1.13)
European 10 2,352 3,026 0.0 1.04 (0.95–1.13)
Additive overall 10 1,779 2,483 0.0 1.06 (0.83–1.36)
European 9 1,643 2,389 0.0 1.10 (0.85–1.41)
Recessive overall 10 1,779 2,483 0.0 1.06 (0.85–1.31)
European 9 1,643 2,389 0.0 1.09 (0.87–1.36)
Dominant overall 10 1,779 2,483 0.0 1.00 (0.88–1.14)
European 9 1,643 2,389 0.0 0.99 (0.87–1.13)
Co-dominant overall 10 1,779 2,483 0.0 0.98 (0.86–1.12)
European 9 1,643 2,389 0.0 0.96 (0.84–1.10)
UCP2 -866 G/A
Allele contrast overall 21 6,852 11,432 52.8 0.98 (0.91–1.06)
Asian 10 1,981 4,109 58.7 1.12 (0.96–1.30)
European 11 6,121 7,323 17.1 0.91 (0.85–0.97)
Additive overall 20 6,143 10,795 47.8 1.00 (0.85–1.17)
Asian 10 1,981 4,109 56.5 1.20 (0.87–1.66)
European 10 5,412 6,686 20.5 0.88 (0.76–1.03)
Recessive overall 20 6,143 10,795 46.2 1.06 (0.92–1.22)
Asian 10 1,981 4,109 45.8 1.16 (0.91–1.49)
European 10 5,412 6,686 42.8 0.99 (0.83–1.17)
Dominant overall 20 6,143 10,795 46.6 0.96 (0.86–1.07)
Asian 10 1,981 4,109 52.4 1.14 (0.92–1.40)
European 10 5,412 6,686 22.9 0.89 (0.82–0.97)
Co-dominant overall 20 6,143 10,795 97.5 1.10 (0.71–1.70)
Asian 10 1,981 4,109 98.1 1.39 (0.56–3.49)
European 10 5,412 6,686 35.3 0.90 (0.81–1.01)
UCP2 I/D
Allele contrast overall 16 5,413 5,057 60.1 1.12 (1.00–1.25)
European 13 4,659 4,018 51.7 1.08 (0.98–1.21)
Asian 2 716 1,010 91.0 1.60 (0.70–3.67)
Additive overall 14 4,220 4,307 46.7 1.15 (0.89–1.50)
European 11 3,466 3,268 54.4 1.14 (0.85–1.52)
Asian 2 716 1,010 84.9 2.69 (0.51–14.17)
Recessive overall 14 4,220 4,307 50.8 1.27 (0.98–1.65)
European 11 3,466 3,268 40.3 1.19 (1.00–1.42)
Asian 2 716 1,010 83.1 2.50 (0.53–11.71)
Dominant overall 14 4,220 4,307 67.7 1.07 (0.91–1.27)
European 11 3,466 3,268 70.4 1.03 (0.85–1.24)
Asian 2 716 1,010 83.4 1.46 (0.73–2.90)
Co-dominant overall 14 4,220 4,307 0.0 0.96 (0.88–1.05)
European 11 3,466 3,268 0.0 0.94 (0.85–1.04)
Asian 2 716 1,010 0.0 1.06 (0.84–1.33)
UCP2 Ala55 val
Allele contrast overall 10 1,674 2,276 59.5 1.18 (1.01–1.36)
Asian 6 952 1,491 72.8 1.30 (1.00–1.69)
European 4 722 785 0.0 1.03 (0.90–1.18)
Additive overall 8 1,278 2,042 42.5 1.27 (0.94–1.72)
Mol Biol Rep
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Significant publication biases were detected in meta-
analyses of the UCP1 -3826A/G polymorphism (dominant
and co-dominant models). Nevertheless, after trim and fill
analyses the pooled OR did not change significantly; con-
sequently, the adjusted effect was essentially similar to the
original effect. This indicates that the number of missing
studies needed to reverse the bias is smaller than the
number of missing studies needed to nullify the effect. No
significant publication bias was detected in any of the other
meta-analyses performed (Fig. 6), which indicates that our
results are trustworthy.
Discussion
Uncoupling protein 1, UCP2 and UCP3 are candidate
genes for obesity and consequently T2DM because they
decrease mitochondrial membrane potential and mediate
proton leak [5, 8, 9]. Thus, polymorphisms decreasing the
activity or expression of these UCPs might decrease
energy expenditure by increasing coupling of oxidative
phosphorylation, therefore influencing susceptibility for
obesity and obesity-related disorders. This explains why
possible associations of the UCP1 -3826A/G, UCP2
-866G/A, UCP2 Ala55Val, UCP2 Ins/Del and UCP3
-55C/T polymorphisms with obesity have been widely
investigated in different populations; nevertheless, the
results for the association with obesity are still incon-
clusive (reviewed in [5, 11, 28, 74] ). Thus, aiming to
achieve a more definitive conclusion regarding the asso-
ciations of UCP polymorphisms with obesity, we carried
out a case–control study of Brazilian Caucasian subjects
with T2DM and meta-analyses of genetic association
studies on the subject.
Table 2 continued
Inheritance model n studies n cases n controls I2(%) Pooled OR (95 % CI)
Asian 5 476 957 55.9 1.53 (0.89–2.60)
European 3 852 1,085 0.0 1.04 (0.79–1.37)
Recessive overall 10 1,792 2,717 25.3 1.25 (1.04–1.51)
Asian 6 980 1,191 18.2 1.61 (1.13–2.30)
European 3 694 1,085 0.0 1.06 (0.85–1.33)
Dominant overall 9 1,602 2,156 52.1 1.13 (0.89–1.42)
Asian 6 908 1,071 66.2 1.19 (0.89–1.42)
European 3 694 1,085 0.0 1.01 (0.81–1.25)
Co-dominant overall 9 1,602 2,156 45.3 0.94 (0.78–1.15)
Asian 6 908 1,071 61.8 0.93 (0.66–1.32)
European 3 694 1,085 0.0 0.96 (0.80–1.17)
UCP3 -55C/T
Allele contrast overall 15 4,578 5,431 65.4 1.00 (0.88–1.14)
Asian 3 542 513 58.1 1.19 (0.78–1.80)
European 12 4,036 4,566 70.9 0.98 (0.85–1.14)
Additive overall 13 3,861 5,045 0.0 1.10 (0.90–1.34)
Asian 2 505 483 39.3 0.89 (0.50–1.58)
European 11 3,356 4,562 0.0 1.13 (0.92–1.40)
Recessive overall 14 3,898 5,075 1.3 1.09 (0.90–1.31)
Asian 3 606 664 57.1 0.91 (0.43–1.93)
European 11 3,292 4,411 0.0 1.19 (0.97–1.47)
Dominant overall 14 3,834 4,924 13.8 0.94 (0.86–1.03)
Asian 3 542 513 25.3 1.11 (0.85–1.46)
European 11 3,292 4,411 7.9 0.92 (0.84–1.01)
Co-dominant overall 14 3,833 4,924 0.0 0.91 (0.83–0.99)
Asian 3 542 513 0.0 1.12 (0.85–1.49)
European 11 3,291 4,411 0.0 0.88 (0.80–0.97)
Where significant heterogeneity was detected (I2 [ 50 %), the DerSimonian and Laird random effect model (REM) was used to calculate OR
(95 % CI) for each individual study and for the pooled effect; where heterogeneity was not significant, the fixed effect model (FEM) was used for
this calculation. Stratification analysis was only performed for Europeans in UCP1 -3826A/G polymorphism, since only one study of Asian
ethnicity was identified for the UCP1 -3826A/G
Mol Biol Rep
123
Fig. 2 Forest plots showing
individual and pooled ORs
(95 % CI) for the association
between the UCP2 -866G/A,
Ala55Val and Ins/Del
polymorphisms and obesity in
European populations under an
allele contrast inheritance
model. The areas of the squares
reflect the weight of each
individual study and the
diamonds illustrate the random-
effects summary ORs (95 % CI)
Fig. 3 Forest plots showing
individual and pooled ORs
(95 % CI) for the association
between the UCP2 -866G/A,
Ala55Val and Ins/Del
polymorphisms and obesity in
Asian populations under an
allele contrast inheritance
model. The areas of the squares
reflect the weight of each
individual study and the
diamonds illustrate the random-
effects summary ORs (95 % CI)
Mol Biol Rep
123
Our case–control study indicated that genotype and allele
distributions of UCP1 -3826A/G, UCP2 -866G/A, UCP2
Ala55Val, UCP2 Ins/Del and UCP3 -55C/T polymorphisms
did not differ significantly between obese and non-obese
T2DM patients, suggesting that these variants are not impor-
tant risk factors for obesity in T2DM subjects. Certain factors
could have interfered with the results of our case–control
study. First, both obese and non-obese groups were T2DM
patients, so we cannot extrapolate our findings to healthy
subjects without diabetes from the same population. Second,
because only white subjects were included in the study, we can
not exclude the possibility of stratification bias. Therefore, our
case–control data should be read with prudence because we
did not evaluate the ancestral genetic background of our
samples, which would be the best method to exclude stratifi-
cation bias due to ethnic admixture. Third, we can not fully
rule out the occurrence of type II error when investigating
associations between the five UCP variants and obesity due to
the lack of enough statistical power. Despite these limitations,
we believe that is unlikely that these variants might play an
important role in susceptibility for obesity in white T2DM
patients from our population since the frequencies of these
polymorphisms are quite similar between obese and non-
obese T2DM patients.
Fig. 4 Forest plots showing
individual and pooled ORs
(95 % CI) for the association
between the UCP1 -3826A/G
and UCP3 -55C/T
polymorphisms and obesity in
European populations under an
allele contrast inheritance
model. The areas of the squares
reflect the weight of each
individual study and the
diamonds illustrate the random-
effects summary ORs (95 % CI)
Fig. 5 Forest plots showing
individual and pooled ORs
(95 % CI) for the association
between the UCP1 -3826A/G
and UCP3 -55C/T
polymorphisms and obesity in
Asian populations under an
allele contrast inheritance
model. The areas of the squares
reflect the weight of each
individual study and the
diamonds illustrate the random-
effects summary ORs (95 % CI)
Mol Biol Rep
123
Meta-analysis has been regarded as a powerful method
for pooling the data from different studies because it could
overcome the problem of small sample sizes as well as
insufficient statistical power of genetic association studies
for common diseases [20]. Therefore, to better investigate
the associations of the UCP1 -3826A/G, UCP2 -866G/A,
Ala55Val and Ins/Del and UCP3 -55C/T polymorphisms
with susceptibility for obesity, we also performed meta-
analyses of 47 published studies from different populations
plus the results from the present case–control study. Meta-
analysis results indicated that the UCP1 -3826A/G poly-
morphism is not associated with obesity neither in Asians
nor in Europeans. In Europeans, UCP2 -866A allele and
UCP3 -55C/T genotype were associated with protection
for obesity. On the other hand, the UCP2 55Val allele was
associated with risk for obesity in Asians, while the UCP2
Ins allele was marginally associated with risk for obesity.
The associations of the UCP2 -866G/A and UCP3 -55C/
T polymorphisms with protection against obesity in Euro-
peans and the association of the UCP2 Ala55Val with
obesity risk in Asians could be explained partially by dif-
ferences in lifestyle and body weight distributions between
Asian and Caucasian populations as well as by differences
in the genotype distributions of the investigated variants
across ethnicities. It is suggested that the effects of genetic
variants on obesity might be changed by nutritional char-
acteristic of the population [76]. Thus, it is possible that
variable diet patterns between European and Asian
populations might influence the effect of UCP polymor-
phisms on obesity.
Computational analyzes demonstrated that the UCP2
-866G/A polymorphism is involved in putative binding
sites for specific transcription factors, such as PAX6
(paired box gene 6) and HIF-1a (hypoxia-inducible factor-
1a) [33] and, thus, can be associated with an important
functional effect. Accordingly, the -866A allele has been
shown to increase UCP2 activity in transfected INS-1E
cells derived from rat beta cells [77]. Results in human
tissues are more conflicting, reporting either increased or
decreased UCP2 mRNA contents associated with the
-866A allele (reviewed in [6] ). In differentiated adipo-
cytes, the A allele has a 22 % more effective transcrip-
tional activity [33]; therefore, the present association of the
UCP2 -866A allele with protection for obesity in Euro-
peans appears to be biologically plausible since an
increased UCP2 gene expression in adipocytes would be
associated with increased energy expenditure.
The UCP2 Ala55Val variant leads to a conservative
amino acid change at position 55 of exon 4 and, until the
present date, there had been no proof that this polymor-
phism causes a functional change in the respective protein
[6, 11]. Therefore, it might be possible that this variant is
not a true disease-causing polymorphism, but could only be
in linkage disequilibrium with a functional polymorphism.
Considering that the Ala55Val polymorphism is in strong
linkage disequilibrium with the UCP2 -866G/A
Fig. 6 Funnel plot for contrast allele model for UCP polymorphisms
Mol Biol Rep
123
polymorphism (|D0| = 0.991) [18], which has a known
effect on UCP2 expression in a number of tissues [6, 11],
one could suggest that the -866G/A polymorphism should
be the candidate for the functional variant in the UCP2
gene. Nevertheless, our meta-analysis data showed a dif-
ferential association of the -866G/A and Ala55Val poly-
morphisms with obesity according to ethnicity: the -866A
allele was associated with protection against obesity in
Europeans whereas the 55Val allele was associated with
risk to obesity in Asians. This suggests that, at least in
Asians, the -866G/A polymorphism does not seem to be
the functional polymorphism explaining the association
between the Ala55Val polymorphism and obesity. Some
other unknown UCP2 functional variant in linkage dis-
equilibrium with the Ala55Val polymorphism might be
responsible for the association observed by us.
The biological significance of the UCP2 Ins/Del poly-
morphism is not well known. It is located in the 3’UTR
region of the gene, only 158 pb from the transcription stop
codon, and it could be functional due to a possible
involvement in mRNA processing or in the stability of the
transcript [73]. A lower stability of the transcript could lead
to a lower rate of UCP2 protein translation. Hypothetically,
any reduction in UCP2 protein could reduce the body
ability to remove excess calories through thermogenesis
and, consequently, predispose to obesity. In agreement
with this hypothesis, Ins allele carriers have been reported
to have higher BMI in different populations (reviewed in
[11] ). These data are in agreement with the association
between UCP2 Ins allele and risk for obesity reported by
us.
It is feasible that the UCP3 -55C/T polymorphism is
functional because it is located at 6 bp from the promoter
TATA box and 4 bp downstream of a putative PPAR
responsive region and, thus, could change the PPAR
responsiveness of the UCP3 gene [78, 79]. Hence, UCP3
gene could be one of the PPAR-c targets involved in the
regulation of lipid metabolism and sensitivity to insulin
[80]. In Pima Indians, subjects carrying the -55T allele
showed increased UCP3 mRNA expression in skeletal
muscle when compared with subjects carrying the C/C
genotype [55]. Moreover, decreased UCP3 expression has
been associated with increased BMI in Pima Indians [81].
In the present study, we showed that the heterozygous
genotype of the UCP3 -55C/T polymorphism was asso-
ciated with protection against obesity (co-dominant
model), which is an intriguing result, and needs to be
confirmed in additional studies.
It is worth noting that three previous meta-analyses
investigated one or more of the UCP polymorphisms
included in our meta-analysis regarding their associations
with obesity. Qian et al. [74] included in the meta-analysis
the UCP2 -866G/A (12 studies), UCP2 Ala55Val (9
studies) and UCP3 -55C/T (8 studies) polymorphisms;
however, the number of studies for each polymorphism
was smaller in their meta-analysis than ours (21 for the
-866G/A, 10 for the Ala55Val and 15 for the -55C/T in
our study). They did not analyze the UCP1 -3826A/G and
UCP2 Ins/Del polymorphisms. They showed that the
UCP2 -866G/A polymorphism was associated with
obesity in Europeans, which is in agreement with our data.
However, they were not able to find any association of the
UCP2 Ala55Val and UCP3 -55C/T polymorphisms with
obesity, possible due to a smaller sample size analyzed by
them. Other two meta-analyses [28, 75] analyzed only the
association between the UCP2 -866G/A polymorphism
and obesity. They also analyzed a smaller number of
studies than ours; nevertheless, in the same way as in the
present study, they showed an association between the
-866A allele and protection against obesity in Europeans.
The results of the present meta-analysis should be
interpreted within the context of a few limitations. First,
meta-analysis is susceptible to publication bias, and even
though we tried to trace unpublished studies, we can not
rule out the possibility that small negative studies were
overlooked. Second, because of the difficulty in retrieving
the full texts of studies published in different languages, we
only analyzed those articles wrote in English or Spanish.
Third, inter-studies heterogeneity is common in meta-
analysis for genetic association studies [82], and this can be
a significant problem when interpreting their results. Our
meta-analysis showed significant inter-study heterogeneity
for most of the UCP polymorphisms analyzed. To evaluate
this problem more detailed, meta-regression analyses were
done and demonstrated that age, ethnicity and gender did
not explain the inter-study heterogeneity. The heterogene-
ity found might be due to variations in sample selection,
genotyping techniques or gene-environment interactions
and, without more information on the metabolic and clin-
ical features of the articles analyzed, we can not rule out
the possibility that this heterogeneity might reduce our
power to detect true associations. ‘‘Leave one out’’ sensi-
tivity analyses showed that after excluding Wang et al. [60]
from the UCP2 Ala55Val analysis and Evans et al. [34]
from the UCP2 Ins/Del analysis, the heterogeneity for
these analyses decreased significantly. However, despite
the exclusion of these studies, the pooled OR in these meta-
analyses did not significantly change. Fourth, we also can
not exclude the occurrence of type II error when investi-
gating the associations of the UCP polymorphisms and
obesity after stratification by ethnicity. For the total sam-
ple, we had 80 % power (a = 0.05) to detect even modest
ORs (1.10–1.20) for almost all analyzed polymorphisms
under the allele contrast model, which indicates that our
data are reliable. Nevertheless, after stratification by eth-
nicity, we had 80 % power to detect modest OR in
Mol Biol Rep
123
Europeans (1.12–1.25) but not in Asians, except for the
UCP2 -866G/A polymorphism.
In conclusion, our results indicate that the UCP1
-3826A/G polymorphism is not an important risk factor
for obesity. However, our results suggest that the UCP2
-866G/A and UCP3 -55C/T are associated with protec-
tion against obesity in Europeans while the UCP2 Ala55-
Val and UCP2 Ins/Del polymorphisms are associated with
susceptibility to obesity in Asians and Europeans, respec-
tively. Since small sample sizes were obtained for some of
the analyses performed in Asians, further additional studies
with larger samples are necessary to elucidate the effects
possibly played by UCP polymorphisms in the pathogen-
esis of obesity in this ethnicity.
Acknowledgments The authors thank Dra. Caroline Kaercher
Kramer for her support with statistical analyses. This study was
partially supported by grants from the Fundacao de Amparo a Pes-
quisa do Estado do Rio Grande do Sul (FAPERGS), the Conselho
Nacional de Desenvolvimento Cientıfico e Tecnologico (CNPq) and
the Fundo de Incentivo a Pesquisa e Eventos (FIPE) at the Hospital de
Clınicas de Porto Alegre. The funders had no role in study design,
data collection and analysis, decision to publish or preparation of the
manuscript.
Conflict of interest There are no conflicts of interest.
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