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TECHNICAL NOTE Atmospheric Raman depolarization-ratio measurements Ulla Wandinger, Albert Ansmann, and Claus Weitkamp The nitrogen Raman depolarization ratio is measured with a lidar. The measurements show how a lidar profile of cloud parameters is affected by multiple scattering. Key words: Raman lidar, polarization lidar, multiple scattering. There is a strong need for direct measurements of multiple-scattering effects with lidars. Multiple scat- tering can significantly affect both the determination of the cloud optical depth from lidar return signals and the discrimination between the liquid and the solid phases of cloud layers by the use of polarization- lidar data. Multiple-scattering lidar experiments are needed for the verification of assumptions and results of model calculations, which, for the sake of simplic- ity, are usually performed for homogeneous clouds with well-defined particle shapes and scattering char- acteristics. Real clouds, however, are typically highly variable in particle number density and size distribu- tion and, in the case of ice clouds, also in crystal shape. Microphysical properties vary with height. Scattering characteristics of the differently shaped particles are not well known. A few investigations have been made to determine multiple-scattering effects from experiments, for ex- ample, from aerosol (elastic-backscatter) depolariza- tion measurements, 1-3 multiple-field-of-view measure- ments, 4,5 and from a combination of both. 6 The aerosol depolarization technique suffers from the fact that both multiple scattering and single scattering from nonspherical particles cause a depolarization of the elastically backscattered light, so that the method cannot be applied to measure the multiple-scattering effect in mixed-phase and ice clouds. The multiple- U. Wandinger and A. Ansmann are with the Institut für Troposphärenforschung, Permoserstrasse 15, D-04318 Leipzig, Germany. C. Weitkamp is with GKSS-Forschungszentrum Geest- hacht, Postfach 1160, D-21494 Geesthacht, Germany. Received 23 August 1993; revised manuscript received 12 April 1994. 0003-6935/94/245671-03$06.00/0. © 1994 Optical Society of America. field-of-view technique, on the other hand, has been used only for short measurement ranges. In this contribution, we briefly report on a new method for the detection of multiple-scattering effects. A polarization Raman lidar is developed that permits the determination of both the elastic and the Raman depolarization ratios of nitrogen, i.e., the ratio of the components of radiation that are Raman scattered by nitrogen molecules (vibration-rotation branch) with electric-field vectors perpendicular and parallel to the electric-field vector of the transmitted, linearly polar- ized laser light. While the elastic depolarization ratio in clouds is influenced by single and multiple particle scattering, the Raman depolarization ratio is determined by one Raman-scattering process and additional elastic-scattering processes from particles. The measured parallel and cross-polarized Raman- signal components can be written as respectively. The signals contain singly scattered Raman light (║P λR s and ┴P λR s ) and radiation that underwent elastic scattering from particles before or after the Raman-scattering process (║P λR ms and ┴P λR ms ). Signals are detected at the Raman wave- length λ R . Analogous to the well-known elastic depolarization ratio, the linear Raman depolarization ratio may be defined as Because the depolarization ratio that is due to Raman backscattering by the vibration-rotation branch of 20 August 1994 / Vol. 33, No. 24 / APPLIED OPTICS 5671
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Page 1: Atmospheric Raman depolarization-ratio measurements

TECHNICAL NOTE

Atmospheric Raman depolarization-ratio measurements

Ulla Wandinger, Albert Ansmann, and Claus Weitkamp

The nitrogen Raman depolarization ratio is measured with a lidar. The measurements show how a lidar profile of cloud parameters is affected by multiple scattering.

Key words: Raman lidar, polarization lidar, multiple scattering.

There is a strong need for direct measurements of multiple-scattering effects with lidars. Multiple scat­tering can significantly affect both the determination of the cloud optical depth from lidar return signals and the discrimination between the liquid and the solid phases of cloud layers by the use of polarization-lidar data. Multiple-scattering lidar experiments are needed for the verification of assumptions and results of model calculations, which, for the sake of simplic­ity, are usually performed for homogeneous clouds with well-defined particle shapes and scattering char­acteristics. Real clouds, however, are typically highly variable in particle number density and size distribu­tion and, in the case of ice clouds, also in crystal shape. Microphysical properties vary with height. Scattering characteristics of the differently shaped particles are not well known.

A few investigations have been made to determine multiple-scattering effects from experiments, for ex­ample, from aerosol (elastic-backscatter) depolariza­tion measurements,1-3 multiple-field-of-view measure­ments,4,5 and from a combination of both.6 The aerosol depolarization technique suffers from the fact that both multiple scattering and single scattering from nonspherical particles cause a depolarization of the elastically backscattered light, so that the method cannot be applied to measure the multiple-scattering effect in mixed-phase and ice clouds. The multiple-

U. Wandinger and A. Ansmann are with the Institut für Troposphärenforschung, Permoserstrasse 15, D-04318 Leipzig, Germany. C. Weitkamp is with GKSS-Forschungszentrum Geest-hacht, Postfach 1160, D-21494 Geesthacht, Germany.

Received 23 August 1993; revised manuscript received 12 April 1994.

0003-6935/94/245671-03$06.00/0. © 1994 Optical Society of America.

field-of-view technique, on the other hand, has been used only for short measurement ranges.

In this contribution, we briefly report on a new method for the detection of multiple-scattering effects. A polarization Raman lidar is developed that permits the determination of both the elastic and the Raman depolarization ratios of nitrogen, i.e., the ratio of the components of radiation that are Raman scattered by nitrogen molecules (vibration-rotation branch) with electric-field vectors perpendicular and parallel to the electric-field vector of the transmitted, linearly polar­ized laser light. While the elastic depolarization ratio in clouds is influenced by single and multiple particle scattering, the Raman depolarization ratio is determined by one Raman-scattering process and additional elastic-scattering processes from particles.

The measured parallel and cross-polarized Raman-signal components can be written as

respectively. The signals contain singly scattered Raman light (║PλR

s and ┴PλRs) and radiation that

underwent elastic scattering from particles before or after the Raman-scattering process (║PλR

ms and ┴PλR

ms). Signals are detected at the Raman wave­length λR.

Analogous to the well-known elastic depolarization ratio, the linear Raman depolarization ratio may be defined as

Because the depolarization ratio that is due to Raman backscattering by the vibration-rotation branch of

20 August 1994 / Vol. 33, No. 24 / APPLIED OPTICS 5671

Page 2: Atmospheric Raman depolarization-ratio measurements

nitrogen,

is known from theory to be constant, any deviation of the measured ratio δλR from 0.094 results from multiple scattering.

The lidar system that we used has been described in detail previously7 and has been used to study cirrus clouds extensively.8,9 It is based on a XeCl excimer laser that transmits light pulses at the wavelength of 308 nm. Laser beam divergence and receiver field of view are 0.1 and 0.4 mrad, respectively. The lidar points exactly to the zenith. For linear polarization of the transmitted beam the laser light passes a dielectrically coated polarizer.10 The extinction of the perpendicular component is 10-3. The receiving optics10 allows one to measure five backscatter signals simultaneously: the two polarization components of the elastically scattered light at 308 nm, the two polarization components of the light Raman scattered from nitrogen at 332 nm, and the water-vapor signal at 347 nm. For the determination of the elastic and the Raman depolarization ratios, the respective trans­mission ratios of the measurement channels must be known. They are determined in a straightforward procedure from a measurement without the laser polarizer, i.e., with unpolarized laser light.

The first measurements of the Raman depolariza­tion-ratio height profile were taken in November 1991.11 In Fig. 1 the measurement of a cirrostratus cloud made in Geesthacht on 9 November 1992 is

shown. The particle backscatter coefficient is deter­mined from the ratio of the elastic to the inelastic lidar signal.8 The optical depth is calculated from the particle extinction profile, which is determined from the Raman signal profile.12 A measurement section of 7 min is shown.

The backscatter profile indicates the cirrus layer between 5 and 8.5 km. Below the cloud the molecu­lar values of the depolarization ratios, 0.02 for Ray-leigh and 0.1 for Raman scattering, are obtained. At the cloud base the elastic depolarization ratio assumes typical values for suspended and thus ran­domly oriented crystals. It decreases to values near 0.1 as the backscatter coefficient increases at approxi­mately 6 km. These smaller depolarization values are probably caused by specular reflection of falling and predominantely horizontally oriented ice crystals. Specular reflection leads to the peaks in the backscat­ter profile and also to the observed low values of approximately 3 sr of the extinction-to-backscatter ratio, which is not shown here. The increasing Raman depolarization ratio indicates an increasing influence of multiple scattering with height. Elastic and Raman depolarization ratios are correlated above 6 km; this is assumed to be caused by multiple scattering.

The differences in increase of the two depolariza­tion ratios above 6 km can be explained as follows: Multiple-scattering calculations13 show that no more than three elastic forward-scattering processes close to the 0° direction before or after the Raman or elastic backscatter processes (close to 180°) contribute signifi­cantly to the backscatter signals. Such forward-

Fig. 1. (a) Particle backscatter coefficient (solid curve) and optical depth (dotted curve) and (b) elastic (dashed curve) and Raman depolarization ratio (solid curve) measured in a cirrostratus layer with a polarization Raman lidar. For the particle backscatter coefficient and the elastic depolarization ratio, the signal-smoothing length is 120 m; in the case of the Raman depolarization ratio it is 600 m. Calculation step width is 60 m. The error bars indicate the statistical error from signal noise.

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Page 3: Atmospheric Raman depolarization-ratio measurements

scattering processes do not lead to an increase in the Raman and elastic depolarization ratios if the ice crystals are regularly shaped, randomly oriented hex­agonal plates and columns.14 However, one can ex­pect that irregularly shaped crystals do cause a depolarization of the forward-scattered light. Scat­tering phase matrices for such particles are not yet available. If we assume that irregularly shaped ice crystals were present above 6 km in the cirrus cloud shown in Fig. 1, the different but correlated increases of the elastic and Raman depolarization ratios are caused by the different shapes of the scattering phase functions for particles and molecules in the backward direction. While Raman scattering is an almost iso­tropic process, the phase function for larger particles is peaked at 180°. Thus, in the case of the Raman depolarization ratio, more forward-scattered photons contribute to the signals than in the case of the elastic depolarization ratio because, for elastic scattering, the backscattering efficiency decreases rapidly with increasing forward-scattering angles.

The Raman depolarization ratio thus proves to be an additional tool for the observation of the scattering properties of clouds. It indicates whether or not multiple scattering must be taken into account in the interpretation of elastic depolarization-ratio data. The elastic depolarization ratio is not influenced by multiple scattering if the additionally measured Ra­man depolarization ratio is range independent. With the new technique the forward-scattering behav­ior of ice crystals can be investigated, and layers with complex crystals may be detected in this way.

A more general result of our experiments is that in most measurements made in high-altitude ice and water clouds a range-independent Raman depolariza­tion ratio was obtained. This finding supports the essential assumptions of model calculations that are used to determine the multiple-scattering effects on the optical properties derived from lidar measure­ments of clouds. The limitation to small-angle for­ward- and backward-scattering processes in the mod­els appears to be sufficient. Wide-angle forward scattering (> 10°) would always lead to a significant depolarization effect. A paper is in preparation in which the theoretical and experimental findings are discussed in more detail.

References 1. S. R. Pal and A. I. Carswell, "Multiple scattering in atmo­

spheric clouds: lidar observations," Appl. Opt. 15, 1990-1995 (1976)

2. C. M.R. Piatt, "Lidar observations of a mixed-phase altostra-tus cloud," J. Appl. Meteorol. 16, 339-345 (1977).

3. K. Sassen and R. L. Petrilla, "Lidar depolarization from multiple scattering in marine stratus clouds," Appl. Opt. 25, 1450-1459 (1986).

4. R. J. Allen and C. M. R. Piatt, "Lidar for multiple backscatter­ing and depolarization observations," Appl. Opt. 16, 3193-3199(1977).

5. L. R. Bissonnette and D. L. Hutt, "Multiple scattering lidar," Appl. Opt. 29, 5045-5046 (1990).

6. C. Werner, P. Hörmann, H.-G. Dahn, and H. Hermann, "Technical problems with respect to the separation of single and multiple scattering by a monostatic lidar," in Proceedings of the Fourth International Workshop on Multiple Scattering Experiments, P. Bruscaglioni, ed. (Istituto di Ricerca sulle Onde Elettromagnetiche, Comitato Nazionale per le Scienze, Florence, Italy, 1990), pp. 147-174.

7. A. Ansmann, M. Riebesell, U. Wandinger, C. Weitkamp, E. Voss, W. Lahmann, and W. Michaelis, "Combined Raman elastic-backscatter lidar for vertical profiling of moisture, aerosol extinction, backscatter, and lidar ratio," Appl. Phys. B 55, 18-28 (1992).

8. A. Ansmann, U. Wandinger, M. Riebesell, C. Weitkamp, and W. Michaelis, "Independent measurement of extinction and backscatter profiles in cirrus clouds by using a combined Raman elastic-backscatter lidar," Appl. Opt. 31, 7113-7131 (1992).

9. A. Ansmann, J. Bösenberg, G. Brogniez, S. Elouragini, P. H. Flamant, K. H. Klapheck, H. Linné, L. Menenger, W. Micha­eUs, M. Riebesell, C. Senff, P.-Y. Thro, U. Wandinger, and C. Weitkamp, "Lidar network observation of cirrus morphologi­cal and scattering properties during the International Cirrus Experiment 1989: the 18 October 1989 case study and statistical analysis," J. Appl. Meteorol. 32, 1608-1622 (1993)

10. C. Schulze, U. Wandinger, A. Ansmann, C. Weitkamp, and W. Michaelis, "Verification measurement of a polarization Raman elastic-backscatter lidar," in Proceedings of the Sixteenth International Laser Radar Conference, M. P. McCormick, ed., NASA Conf. Pub. 3158, part 2 (NASA, Cambridge, Mass., 1992), pp. 567-570.

11. U. Wandinger, A. Ansmann, C. Weitkamp, and W. Michaelis, "Measurement of multiple scattering effects with a polariza­tion Raman elastic-backscatter lidar," in Proceedings of the Sixteenth International Laser Radar Conference, M. P. McCor­mick, Ed., NASA Conf. Pub. 3158, part 2 (NASA, Cambridge, Mass., 1992), pp. 455-458.

12. A. Ansmann, M. Riebesell, and C. Weitkamp, "Measurement of atmospheric aerosol extinction profiles with a Raman lidar," Opt. Lett. 15, 746-748 (1990).

13. U. Wandinger, "Theoretische und experimentelle Studien zur Messung stratosphärischen Aerosols sowie zum Einfluss der Mehrfachstreuungauf Wolkenmessungen mit einem Polarisa-tions-Raman-Lidar," Ph.D. dissertation (Universität Ham­burg, Hamburg, Germany, 1994).

14. Y. Takano and K. Jayaweera, "Scattering phase matrix for hexagonal ice crystals computed from ray optics," Appl. Opt. 24, 3254-3263 (1985).

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