Outside Professional Activity Final Report Senior Management Group (SMG) Compensated Activities Reporting Year: January 1, 2017 to December 31, 2017 Location: ALL Employee Name Location Working Title Time Time Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments ALIVISATOS,ARMAND P UCB Executive Vice Chancellor and Provost Nanosys P Consultant 72 72 0 72 $50,000 Common Stock Stock American Chemical N Journal 87 12 75 12 $50,000 Society - Nanoletters Editor ANDERSON,MICHAEL R UCSF Senior Vice President-Children's Services/President-Benioff Children's Hospital, UCSF Health Children's Hospital of N Grand 4 4 0 4 $500 Michigan Rounds Akron Children's N Grand 1 1 0 1 $1,000 Hospital Rounds Press Ganey N Keynote 7 7 0 7 $500 Speaker ANDRIOLA,THOMAS UCOP Vice President and Chief Information Officer Coleman Research P Advisory 10 0 10 0 $2,000 Group Consultant Geron Lehman Group P Advisory 15 0 15 0 $3,000 Consultant BAGGETT,MARGARITA M UCSD Chief Clinical and Support Services Officer American Association N Speaker 2 2 0 8 $1,000 of Collegues of Nursing American Nurses N Intermittent 16 16 0 16 $6,642 Credentialing Center Employee BRENNER,DAVID ALLEN UCSD Vice Chancellor - Health Sciences and Dean, School of Medicine Intercept Microbiome P Scientific 8 8 0 8 $2,900 Advisory Board Advisor Merck Portal P Scientific 8 8 0 8 $4,500 Hypertension SIE Advisor Page: 1 ATTACHMENT 1
Transcript
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
ALIVISATOS,ARMAND P UCB Executive Vice Chancellor and ProvostNanosys P Consultant 72 72 0 72 $50,000 Common Stock
Stock
American Chemical N Journal 87 12 75 12 $50,000Society - Nanoletters Editor
ANDERSON,MICHAEL R UCSF Senior Vice President-Children's Services/President-Benioff Children's Hospital, UCSF HealthChildren's Hospital of N Grand 4 4 0 4 $500Michigan Rounds
Akron Children's N Grand 1 1 0 1 $1,000Hospital Rounds
Press Ganey N Keynote 7 7 0 7 $500Speaker
ANDRIOLA,THOMAS UCOP Vice President and Chief Information OfficerColeman Research P Advisory 10 0 10 0 $2,000Group Consultant
Geron Lehman Group P Advisory 15 0 15 0 $3,000Consultant
BAGGETT,MARGARITA M UCSD Chief Clinical and Support Services OfficerAmerican Association N Speaker 2 2 0 8 $1,000of Collegues of Nursing
American Nurses N Intermittent 16 16 0 16 $6,642Credentialing Center Employee
BRENNER,DAVID ALLEN UCSD Vice Chancellor - Health Sciences and Dean, School of MedicineIntercept Microbiome P Scientific 8 8 0 8 $2,900Advisory Board Advisor
Merck Portal P Scientific 8 8 0 8 $4,500Hypertension SIE Advisor
Page: 1
ATTACHMENT 1
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
beginningNovember2014. Price will be fair market value of common stock.
Van Andel Research N Scientific 48 0 48 0 $5,000Institute (VARI) Advisory
BoardMember
Kinase DS, LLC P Co-Founder 10 0 10 0 50% ownership of company; no value during 2017;dissolved in 2017; no compensation
FORD,JOHN B UCSF Vice Chancellor-University Development/Alumni RelationsBill and Susan N Consultant 33 0 33 0 $100,000 All service time Oberndorf Foundation outside
Inventor of company; no compensationreceived in 2017, none expected in near future
GRIMLEY,KAREN ANN UCLA CHIEF NURSING EXECUTIVE, UCLA HEALTHAmerican Society of N Presenter 4 4 0 4 $800
Page: 3
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
Anesthesiology
GULBRANSON,CHRISTINE UCOP SVP RSCH INNOV ENTREPRENSierra Energy P Advisor 6 0 0 0 Future Stock Previously
Grant, value granted 1,500 and shares shares of will be privately held determined stock that are following an now vestedexpectedmerger
Aetho P Advisor 12 0 0 0 .75 percent .75 percent equity equity in
privately held company
HAWGOOD,SAMUEL UCSF ChancellorUniversity of Pittsburgh N Board 16 16 0 16 $1,000 Originally, this Board of Visitors Meeting OPA was
Participant uncompensated.Unexpectedly,the entity paid ChancellorHawgood$1,000 for this activitychanging the type of service tocompensated.
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
Choate, Hall, & Stewart P Consultant 12 10 2 10 $13,000
Haynes Boone P Consultant 12 5 7 5 $10,000
NBC Universal P Consultant 14 8 6 8 $10,000
Latham & Watkins P Consul- ting 4 4 0 4 $8,000
Davis Wright Tremaine P Consultant 12 8 4 8 $10,000
Arent Fox P Consultant 12 12 0 12 $10,000
Intel P Consul- ting 21 16 5 16 $18,000
Los Angeles Metro P Consul- ting 4 3 1 3 $6,000
San Bernandino Public N Consultant 6 6 0 6 $6,000Defenders Office
Baker Botts P Consul- ting 19 12 7 12 $22,000
Mayer Brown P Consultant 13 9 4 9 $10,000
Snell & Wilmer P Consultant 7 4 3 4 $11,000
Manatt P Consultant 3 3 0 3 $6,000 **Mr. Kang reported 19 days of faculty consulting with vacationdebited for 5 days.
KEISTER,SHAUN B. UCD Vice Chancellor - Development and Alumni RelationsCampbell & Co. P Consultant/ 118 40 78 40 $41,300
DataAnalyst
Page: 5
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
Japanese Society of P Speaker 40 40 0 40 $1,170Gastroenterology
Virginia N Speaker 16 16 0 16 $2,000CommonwealthUniversity
University of N Speaker 16 16 0 16 $1,000Pennsylvania
Novartis P Consultant 56 56 0 56 $24,453
Gilead Scientific P Consultant 16 16 0 16 $10,000Advisory Board
CARTER,CAMERON S UCD VC RSCHSociety for Biological N Editor 80 0 80 0 $40,000Psychiatry
CHRIST,CAROL T UCB ChancellorWoodrow Wilson N Review 48 0 48 0 $1,500National Fellowship PanelFoundation
FEDEROFF,HOWARD J UCI Former Vice Chancellor - Health Affairs and Chief Executive Officer - UC Irvine Health SystemMedGenesis P Scientific 4 0 4 0 Founders' 500,000 Strike price 50 Therapeutix Inc. Advisor Stock Canadian
dollars, which is estimated to be 39 US dollars (or $.000078 per share).
Ovid Therapeutics Inc. P Scientific 4 0 4 0 $65,000 Stock 100,000 Stock options - Advisor Options common stock.
Vesting 25% per year,
Page: 2
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
KHOSLA,PRADEEP K UCSD ChancellorInfosys Foundation N Chair of 17 0 17 0 $12,000 donatedJury for Engineering Jury
Avigilon P Board 10 7 3 7 $37,500 Restricted 2,768 12.04 vestedMember Stock Units
HCL Infosystems P Board 8 8 0 8 $3,000Member
KING JR,TALMADGE E. UCSF Dean-School of Medicine/Vice Chancellor-Medical AffairsUpToDate P Auditor/Edit 100 0 100 0 $99,444 Royalty
or payments for (Royalties) period ending
12/31/17. No service time duringbusiness hours in 2017.
American Registry of P Editor 0 0 0 0 $69 Textbook sales Pathology (Royalties) royalty payment
for period ending12/31/17.Editorial work occurredpre-SMG appt. No editorial service time duringbusiness or non-businesshours in 2017.
Wolters Kluwer Health P Editor 0 0 0 0 $313 Textbook sales (Royalties) royalty payment
for period
Page: 6
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
ending12/31/17.Editorial work occurredpre-SMG appt. No editorial service time duringbusiness or non-businesshours in 2017.
Doris Duke Charitable P Reviewer 16 0 16 0 $1,000 ReviewedFoundation foundation
applications;service was outside of business hours.
KIRK,JAMES D UCD Chief Medical OfficerSociety of N Board 16 0 16 0Cardiovascular Patient MemberCare
Clark, Fountain & P Medical 6 0 6 0 $4,000LaVista Attorneys at MalpracticeLaw Review
Whiting Law Group P Medical 12 3 9 0 $8,475 Did not debit Malpractice vacationReview because Dr.
Kirk made up the 3 hours during the evening.
LARET,MARK R UCSF President and Chief Executive Officer, UCSF HealthVarian P Board 98 50 48 50 $128,701 $159,996 RSUs plus Restricted 1,870 85.56 Total
Page: 7
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
Member $5,000 Stock Units compensation=charitable $291,697; for match direct cash
comp, retainer and meeting fees.
Nuance P Board 105 43 62 43 $77,500 $249,976 Retainer and Restricted 16,880 14.81 TotalMember meeting fees Stock Units compensation=
$327,476
LARIVE,CYNTHIA K. UCR Provost & Executive Vice ChancellorAmerican Chemical N Associate 200 0 200 0 $10,000Society Edito
LAVERNIA,ENRIQUE JOSE UCI Provost and Executive Vice ChancellorWuhan University of N Honorary 26 16 10 16 $75,000Technology - Intl Schl Dean & MSAE Talent
ResearchProfessor
Rheinfelden Aluminium P Member, 16 4 12 0 $3,000 Vacation time Technical debited only in Advisory 8 hour Board increments in
accordancewith local procedures.
Elsevier P Editor in 40 0 40 0 $128,000 $43,000 CompensationEditorial-Scientific Chief,Journals MSEA
International
to offset editorial expenses
Journal
LEINEN,MARGARET S UCSD Vice Chancellor Marine Sciences, Dean of School of Marine Sciences, and Director of Scripps InResearch Board, Gulf N Vice Chair, 36 36 0 36 $35,000
Page: 8
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
of Mexico Research ResearchInitiative Board
LI,HAIPENG UCM University LibrarianOpen University of N Consultatio 90 50 40 0 $3,000 ReimbursemHong Kong n via ent for travel
Lecturs and expensesSeminars only
MACKIE-MASON,JEFFREY UCB University Librarian and Chief Digital Scholarship OfficerapplEcon LLC P Partner/Exp 40 0 40 0 $32,000 Hold's
ert ownershipshares; 55% of firm's equity; fully vested; estimatedmarket value is $435,000
MAURICE,TIMOTHY R UCD Chief Financial Officer - UC Davis HealthGuidepoint Global, LLC P Telephone 3 0 3 0 $850
consultation
MAY,GARY S UCD CHANLeidos P Member, 40 24 16 24 $252,420 Cash and Represents
Board of stocks totalDirectors compensation
before and after appt as Chancellor eff. August 1, 2017.
Draper Laboratory N Member, 0 0 0 0 $3,000Board of Directors
MAZZIOTTA,JOHN UCLA VICE CHANCELLOR--HEALTH SCIENCES/CEO--UCLA HEALTHBrain Mapping Support N Board 12 6 6 6 $75,000
Page: 9
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
Foundation Member
Investment P Indepen- 13 6 7 6 $96,000 $96,000 Deferred CashCorporation of America dent
Director
NATION,CATHRYN L UCOP Associate Vice President - Health SciencesCHWPC N Appointed 90 60 30 0 $300 $100 stipend
Commissio per dayn Member
NELSON,LOUISE COLLEEN UCLA VICE CHANCELLOR--LEGAL AFFAIRS AND ASSOCIATE GENERAL COUNSELTravel Sentry P Non-Exe 30 0 30 0 $30,000
cutiveDirector(Board of Directors)
PARHAM,THOMAS A. UCI Vice Chancellor - Student AffairsWashington University N Member, 21 21 0 24in St. Louis External
ReviewBoard,MentalHealthSrvcs
PAZZANI,MICHAEL J. UCR Vice Chancellor for Research and Economic DevelopmentHeim, Payne and P Consultant 150 8 142 8 $90,000Chorush, LLP
PETERSON,THOMAS WILLIAM UCM Provost and Executive Vice ChancellorSUNY N Board 32 16 16 0 $2,000 Reimburse-
Member ment of travel expenses only
Page: 10
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
PETITT,BECKY R UCSD Vice Chancellor - Equity Diversity InclusionCarnegie Mellon N Consultant 8 8 0 8 $5,000University
ROBINSON,CHARLES F UCOP General Counsel and Vice PresidentPJM Interconnection P Board 166 64 102 64 $139,000LLP Member
SELICK,HAROLD E UCSF Vice Chancellor-Business Development, Innovation, and PartnershipsThreshold P Chairman/C 3 0 3 0 $575,000 ThresholdPharmaceuticals EO Pharmaceutical
s merged with MolecularTemplates on 8/1/17.Resigned from CEO position on 3/31/17; becameChairman of MolecularTemplates on 8/1/17.$575,000bonus paid in August 2017 for completion of merger.
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
Options Pharmaceuticals merged with MolecularTemplates on 8/1/17.Resigned from CEO position on 3/31/17; becameChairman of MolecularTemplates on 8/1/17.
PDL Biopharma P Lead 28 20 8 20 Restricted 60,729 2.47Director Stock Units
Catalyst BioSciences P Chairman 13 8 5 8 Stock 10,000 4.40 Stepped off of Options this board on
2/5/18.
Amunix, Inc. P Director 5 0 5 0 $9,375 Resigned on 8/16/17.
Longitude Capital P Advisor 3 0 3 0 $103,788 Carriedinterestpayments
SIMON,HORST D LBNL Deputy Laboratory DirectorCRC Press/Taylor & P Consultant 48 0 48 0 $3,000Francis Group
SMUTZ,WAYNE DAVID UCLA DEAN-CONTINUING EDUCATION AND UCLA EXTENSIONUniversity of Texas at N Review 24 16 8 16 $2,500Austin Commit-
Page: 12
Outside Professional Activity Final ReportSenior Management Group (SMG) Compensated Activities
Reporting Year: January 1, 2017 to December 31, 2017Location: ALL
Employee Name Location Working Title Time Time
Total During Outside Name of Org Non- Time Bus Bus Vacation Cash Deferred Description Other Description Strike (Prof'l Svc Profit=N Served Hours Hours Debited Comp Comp Deferred Comp Of Other Grant # Price Per Provided For) Profit=P Role (Hrs)* (Hrs) (Hrs) (Hrs) ($) ($) Comp ($) Comp Type Granted Share($) Comments
tee:Continu-ing Ed Operation
TROMP,MARLENE A UCSC Campus Provost/ Executive Vice ChancellorGrinnell College N Keynote 8 0 8 0 $3,500
WALSHOK,MARY LINDENSTEIN UCSD Assoc Vice Chan. Extended Studies and Public Service, Dean-University ExtensionGirard Foundation N Board 25 0 25 0 $5,000 Meetings held
Member outside of normalbusiness hours
WILSON,WILLIAM C UCI Chief Medical OfficerNorthwest Anesthesia N Participant 48 40 8 40 $7,950 Cruise fare AttendanceSeminars (NWAS) earning booked as
CME faculty prior to credits for appt as CMO med license 8/1/17
and other transportation expenses paid for by NWAS.
YELICK,KATHERINE A LBNL Associate Laboratory DirectorInsitute for Defense N Advisory 24 24 0 24 $7,200Analysis Speaker/
Consultant
* Total Time Served equals the combined hours of Time During Business Hours and Time Outside Business Hours.
