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    PAUL AUS TER S CINEMATOGRAPHIC FICT ION S:

    AGAINST

    THE

    ONTOLOGY

    OE THE

    PRESENT

    Timothy Bewes

    In the c i nema ... man has lost his soul ; in re turn, however, he

    gains his body.

    Georg von Ltikacs, Th ou gh ts Towardan Aesthetic of the Ginema

    If we agree - with Fredric Jam eso n - that historicising works of literature

    is always necessary, recent fiction poses a part icular chal lenge to t ha t

    a p p r o a c h ;

    not,

    primari ly, because

    of the

    difficulty

    of

    ga in ing cri tical

    distance on the contemporaiy period, but more importantly, because the

    ideaof contempo ranei ty , of the present , hasrecently becom e implicated

    as never before in the way weread literature. The first task in historicising

    contemporaiy fiction,

    will suggest, sh ould be to historicise the very concept

    of contemporaneity. This, paradoxically, means beginning to dissolve the

    ideological

    and

    historical congelation that

    is

    implied

    in a

    phrase such

    as

    the cultural logic of late cap italism .My a rgument in this essay will be that

    po stm ode rnity , the most influential recen t theorisation of the pres ent , has for

    the m ost part constitutedan obstacle to this historicisation of co ntem por aneity ;

    that it

    has,

    moreover, privileged the pres ent

    as

    a principle that, ineffect, stan ds

    outside itsown historicity. Jam eso n s powerful diagnosis of a certain spatial

    turn

    in the

    pos tmodern

    has,

    unde r

    the

    sign

    of

    historicisation , functioned

    to ciystallise a sense of the contem poraiy assuch - something that may be

    subjected to scrutiny and ana lysis . Jam eson s diagnosis , furthermore, is l. Ki-edricJameson.

    . 1 II 1 I r tr 1 Postmodertii. im, or Th e

    Itself premised

    on an

    already spatialised concept

    of

    t ime:

    If

    experience

    and

    culturalu cofijite

    expression still seem largelyapt in the cultural sph ere of the m ode rn , writes Cnpitalism Dmliani,

    ( , , , f. . . . . . . , N C , Oiike Universi ty

    Jameson, they are altogether o?/ac and anachron istic in a post m oder n p|.gj.j |yg| u,,

    age, where , if tem por ality stillhas itsplace it would seem better to speak of th e

    writing of it than of any lived experience. ^ The synonymy ofd isplacement 2.

    ibid.,

    emphasis

    and anachronism

    in

    this sentence

    is

    em blematic

    of

    a spatio-temporal logic

    at work, in wbich histoiy is conceived as a succession of discrete p resents,

    separated by rup ture s , crises and epistemic breaks . Jam eso n s spatial

    turn , in other words, is here presupposed rather than derived; or, to put it

    ano ther way,the argtmient that temporal experience has been replacedby the

    spatial is a self-fulfilling on e, a tautology.

    The claim that postmodernity

    has

    ended,

    and the

    question

    of

    what will

    follow it, are similarly dependent upon this spatialised understanding of

    t ime and temporality; indeed, Jameson himself has recently begtin to talk Modernity: ssay o

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    4.

    Geoi-g von Liikacs,

    'Thoughts Tovvai'd

    an Aesthetic of the

    Cinema', Janelle

    Blankenship (trans).

    Polygraph

    13(2001):

    p l 5 .

    spatialised n otionofthe postm odern as an e poch that maybesucceededby

    anythingatall.Tothisend, Iwill consid er thepostm odern ontologyof the

    present (as Icallit)alongside earlier attem pts totheorisethecon tempora iy

    - mo st notably, Ge org L ukacs s The heory of the Novel which puts foi-ward

    an epochal notion of absolute sinfulness as the defining principle of tbe

    novel form - tbe intention being todecant whatisessentialto and credible

    inthe postmo dern hypothesis from tbe propensity todelimitit historically.

    Interestingly, several years before h e wroteThe heoryo ftheNovel Ltikacsput

    forwardaless ontologically gloom y theo ry of aesthetic form ,in ashort article

    on theaestheticsofcinema, in which cinema isdifferentiated from thea tre

    onthebasisof its presentation of m ove m ent in itself, an eternal variability,

    the never-resting changeof things . Cinem a, claims Lukacs, introduc es an

    entirely different metaphysics - differentnotonly from the atre ,butfrom the

    ontologyofinteriorand exterior, subjectand object, implied in l i terature s

    dependence

    on the

    word.

    Inthe lightof this contiguityofcinemaand thenovel inLukacs s early

    work,I propose herea readingof two recent fictional works byPaul A uster,

    in which the tension between a spatialontology of temporality and a more

    sensuous tem porality, liberated from space, is staged asanencounter between

    novelisticandcinematic form. Auster,Iargue,is astransfixed by thespatio-

    historical na rrative as Lukacs and Jam eso n;

    and yet the

    captivation by cinema

    apparent

    in

    his recent work

    -

    albeit ultimately disavowed

    in the

    texts discussed

    here

    -

    illustrates

    the

    extent

    to

    which so-called po stm od ern fiction

    is

    drawn

    towards that which would liberate

    it

    from that veiy categoiy, conceived

    of

    asa historical, periodising one.If postmodern narrative strategies are to be

    succeeded byanytbing,itwillbe by an entirely different metap hysics ,one

    which, however,is imaginatively configured within postmodern theoiy itself,

    as wellas inLukacs s theory of the novel,and in theyearning of Paul A uster s

    rece nt fictionsfor the immediacy ofcinema.

    THE IDEOLOGYOE GONTEMPORANEITY

    5.Chai'les

    Jencks, Phe

    Emei gent Rules',

    Postmoderttmn:

    A

    Reader T h o m a s

    Docherty (ed). New

    York, Columbia

    University Press,

    1993,

    pp288-9.

    The central assertions

    of

    postmodern theoiy,

    in the US at

    least, have been

    formulatedon thebasisand in theaftermath of Jam eson s spatial turn,and

    tbey have tende d similarlytointroducea set of spatially conceived tropes to

    the interpre tation of culture. Intertextuality , irony , doub le-cod ing (aterm

    coinedbyGharles Jenc ks, referring to tbe peaceful co-existence of different

    architectural styles in a single work, and to the ir sim ulta neo us validity ),

    self-referentiality , metafiction , have been impos ed upo n literaiy texts

    in

    particular, with tbe result that postmodern fiction, and postmodernity in

    general, have been understoo dinterm s of banality, depth lessne ss, cynicism,

    alienation, sterility, political defeat,

    the

    totality

    of

    commodification

    - in

    short,as a set ofcultural practicesinwhich in here thefailureof art and the

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    delimitation, to be ranged alongside other such ontologising moments as

    Charles Newman's statement that contemporary American literature presents

    'the flattest possible charac ters in the flattest possible landsca pe re nd ered in

    the flattest possible diction'; David Hai-vey's use of terms such as 'plunder',

    'amnesia' and 'spectacle' to describe the relation of postmodern aesthetics to

    histoiy; even Ihab H assan's earlier, mo re nuanced diagnosis of po stmo dernism

    as a literature of'exh aus tion ' an d 'silence'. Th ese statem ents, at least in their

    crudest form, rep resent variations on the claim that the contem poraiy period

    is one in whichevents are

    no

    longerpossible; that history has - in a sense not

    nearly so removed from Francis Fukuyama's 'controversial' thesis as these

    thinkers imagine - ended.

    A m ore recen t version ofthishistorio grap hy of critical decline is found in

    the work of Walter B enn M ichaels, who, in

    The Shapeofthe

    Signifier identifies

    a broad shift, across a range of recent works of fiction, literai-y theory and

    political philosophy, from talking about class and ideology to talking about

    'culture' and 'identity'. The characters in novels such as Bret Easton Ellis's

    Glamoravia and Don DeLillo'sMaoII - and by extension their authors - says

    Michaels, are not animated by 'deep disagreements at tbe level of ideas'; in

    fact they don't have any ideas. ' The interest these texts have in terrorists,

    for example, is not ideological, but 'ontological' - their concern is not with

    'doing the right thing' but with 'the question of whether we are living our

    lives to th e fullest'

    SS

    p i76).For Michaels, indeed, politics itself

    h s

    become

    'ontologised'. This shift has been paralleled by a new commitment to the

    'materiality' of the sign in literaiy studies, which Michaels presents as a

    movement away from interpretation and authorial intention, and towards

    a conception of plural meanings, yoked to the plurality of subject positions

    encountering the text; this reorientation amounts in effect to the abolition of

    meaning and its replacement

    by

    a concept of experience. His thesis, developed

    largely in reaction to the set of 'postmodernist' critical practices described

    above (although in fact sha ring th eir basic assum ptions ), is tha t tbe 'm aterial

    turn' and tbe rejection of intentionality form an alliance that is essentially

    contradictoiy; for to emphasise 'experience' is, for Michaels, ultimately to

    negate the 'materiality' of the text for the primacy of the subject.

    Micbaels here opposes the particularity of individual 'needs and desires'

    - a phrase he lifts from Michael Hardt and Antonio Negri's mpire - to the

    suppo sed universality and transce ndentality of'beliefs'. Th e most provocative

    formulation of bis argument is the following, characteristically invasive

    challenge to his reader: 'If you think that difTerences in belief cannot be

    described as dilTerences in identity, you m ust also think that texts mean what

    their authors intend' {S SpplO-11). Yet, like his und ersta nd ing of exp erience

    and materiality, the distinction between beliefs and desires is an ontological

    one in Micbaels

    {SS

    p 178) - wbich is to say that it is ahisto rical, r oo ted in th e

    present as a unitaiy categoiy, fenced in on either side by the past and the

    future, and in the separa tion of subject (experience) an d object (m ateriality).

    6. Cliai ' les Newman,

    'Wlial's Left Oiil of

    Lileiatui 'e ' , NeuiYork

    Times,

    12/07/1987,

    late edilioii, sec. 7,

    p i ; David1-laiTey

    The Coudition of

    Postmoiteniily: A )i

    Enquiry into Ihe

    Origins of Cultural

    Clmnge, Oxford .

    Basil Blackwell,

    1989,

    p.^4; Ihab

    I-Iassaii, Th e

    t)ismemheniieiit of

    Orpheus:ToTuardn

    l-\>slniodeni Literature

    (Second lidilion),

    Madison, Wisconsin,

    University of

    Wisconsin Pi ess,

    1982,

    p2fi8.

    7.

    Vfellei- Benn

    Michaels, 77S/inyM

    of the Siguifter:

    1967to the Knd of

    History (henceforth

    SS), Princeton and

    Oxford, Princeton

    Utiiversity Press,

    2 0 0 4 ,

    p i 7 3 .

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    8.

    Georg

    LiikAcs, Th e

    Theory ofthe Novel:A

    Historico-Philosophical

    Essayon the forms of

    Great Epic Literature

    (henceforthTofN),

    Anna Bostock

    (trans), Cambridge,

    MA, MIT Press,

    1971,

    plO3.

    9. Jean-Francois

    Lyotard, 'Answering

    the Question: What

    Is Postniodernism?',

    R^gis Dm'and

    (trans),

    Ttie

    Postmodern

    Condition: A Report

    on

    Knowledge,

    Manchester,

    Manchester

    fact the opposite is true: beliefs are material entities; they do not involve

    transcendental claims until they are themselves on the verge of obsolescence

    - until, as Georg Lukacs says, the world is 'released from its paradoxical

    anchorage in a

    beyond

    that is truly present .^ When they are constitutive of a

    society, beliefs are

    materially present

    to consciousness. Th us , even th e so-called

    'decline' of belief or ideology, their 'replacement' by 'culture' or 'identity'

    - what Michaels calls elsewhere the transformation from the pohtical to the

    biopolitical(SS pi74) - this too, insofar as it exists at all in the generalised,

    historical sense that Michaels thinks it does, is a set of beliefs as materially,

    sensuously

    present to consciousness as the 'religious' faith tbat animated

    societies in earlier periods.

    ' In ideological s t ruggles ' , wri tes Michaels ( indicat ing the cold war

    period), 'victory is imagined as tbe triumph of one political and economic

    system over another; no new bodies are required. In ontological struggles,

    victory is the defeat of one body by another; in the ontological struggle

    not against some other body but against what is (hence against even one's

    own body), victory will be 'change' , the destruction of what is and its

    replacem ent by som etbing new ' (S S pi73). Yet Michaels 's perception of

    this 'ontologisation' of ideology - the most ' ingenious' version of which,

    according to Michaels, is the recent transformation of poverty from a

    class into a 'way of being' in Hardt and Negri's

    mpire

    { SS pl81) - is only

    possible on the basis of Michaels 's own ontologisation of the present. In

    his analysis a catego rical - tha t is to say, ep och al - difference sep ara tes, say,

    the (contemporary) concept of religion 'as a kind of identity' from tbat of

    religious belief'as

    belief

    (SS p l7 0 ). M ateriality, ideology an d

    belief

    however,

    are impoverished terms in Michaels 's analysis, delimited conceptually and

    historically from consciousness, desire, and identity.

    In contrast to all these thinkers, and following the work of Jean-Francois

    Lyotard, I will approach the postmodern not as signalling the end of the

    possibility of the event, but as the occasion of the event. This perspective

    requires a suspension of the spatialised relation to time as broken up into

    unitary epochs and transitions; an interrup tion of tbe idea ofthe pos tmo dern

    as a generic or typological category that is applicable to particular texts and

    authors; a rejection of the diagnostic and interpretive critical model for a

    kind of reading that is bound tightly to its ownhistorical m om ent; an d a

    resumption of attention to the ways in which the work is engaged with the

    question of its possibility.

    According to Lyotard, the defining quality of the postmodern work is

    that it is un de rtak en in tbe absence of rules, and 'in ord er to formu late the

    rules of whatwill have

    beendone.

    He nce th e fact that work and text bave the

    characters of an event ... . Lyotard is concerned less witb anatomising the

    features of a particular artistic form or period than with the idea ofthe work

    as forged o n the div ide between possibility an d actuality - or, as he form ulates

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    the modern. Read alongside Jameson, Harvey, Michaels, et al, the most

    striking characteristic of Lyotard's formulation, and of the essay as a wbole,

    is the absence of any constative statements that relate to the 'present'. For

    Lyotard, there is no 'state of the world' as such: the p rese nt is not an ope rative

    categoiy in bis work, andThe Postmodern Conditionis not a theorisation of the

    contemporaiy Indeed, the 'slackening' reldchement)that Lyotard observes to

    be part of the 'color of the tim es'' is not a quality of the po stm od ern , but what

    detracts from it - a reified and period ising thin king tha t diagnoses a prese nt

    constituted by crisis, impossibility, and a general sense of the un prec ede nted .

    Tbe implication of Lyotard's phrase 'the loiles oiwhatwill have beendone ,and

    of his conception of the postmodern work as an 'event' irreducible to any

    moment in time - irreducible, that is to say, to any single historicisation - is

    that tbe 'prese nt' do es not have any substantial actuality except in retrospect;

    except, that is to say, in imagination.

    In this essay, then, the work of Paul Auster, whom Peter Biooker has

    described as 'pure p os tm od ern ist ' , will be read not as a mo re or less

    adequa te treatment of 'pos tm ode rn' themes and techniques; nor as evidence

    of a decline, in works of literature, from realist representation into

    self-

    conscious awareness of its impossibility; nor,pace Walter Benn Michaels, as

    a lapse from a world organised ideologically to one organised ontologically;

    but rather, in terms ofitspositive, material qualities: as a body of work tbat,

    precisely in its most cerebral and reflective a spects, is far more than a som bre

    meditation upon a world from which it is constitutively removed. Auster's

    work is engaged, rather, witb its own possibility. His fictional works appear

    to stage tbe impossibility of tbe novel, and tbe failure of the literary as sucb

    - and yet, I shall argue , it is the idee fixe of postmodernity tbat has taught us

    to limit bis texts in tbis way. Auster materialises a struggle witb possibility

    itself:

    the strugg le to produ ce, in a situation in wbich tbe rules of pro duction

    are not given. Tb e 'm ateriality' of iswork, tben, has n othin g to do with what

    Michaels dismissively refers to as 'the space between the words and letters, th e

    quality of tbe p aper, an d so forth' {SSp5), and eve iytbing to do with tbe event

    of tbe work's production and reception : the sensuous dynam ic of possibility,

    impossibility and actuality that is inseparable from tbe consciousness of tbe

    work as sucb. Furtbermore, this dynamic is manifest, sensuously present in

    Auster's work, as a ti utb worthy

    of belief

    in all its immediacy.

    LUKACS, TH EO RIST O F TH E POSTMODERN

    For Lyotard, the question 'and what now?' is not one that succeeds the

    postmodern, but is precisely tbe question

    of

    it: 'Tbis is tbe miseiy [of] the

    painter [faced] witb a plastic surface, of the musician with the acoustic

    surface, tbe miseiy tbe thinker faces witb a desert of tbougbt, and so on'. '

    Tbe postmodern is for Lyotard apreconditionof the m odern , not a symptom

    of its exhaustion. Tbe postmodern, he says, [is what] takes place not only in

    10. Ibid.,

    11 . Itier Bi-ooker.

    Nfny York

    Fictiotis:

    Modernity,

    I bstmodenii im, The

    New Modem, L ondon

    and New York,

    Longni.in, 1996.

    pl48.

    12. Jcan-Fran(;is

    Lyotaixl,

    'The

    Sublimeand the

    Avanl-Garde .

    The Continental

    Aesthetics Header,

    Clive Cn/eanx (ed).

    London and New

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    13.

    Lyotard, in the m od e r n , pu t s f o r wa r d th e un p r e s e n ta b le in p r e s e n ta t io n

    i tsel f .

    iiswenng,op. ci.,

    j

    s i tua t ion i s on e o f a c o m ple te d i s junc t ion be tw e e n wha t we a r e a b le to

    c o n c ei v e a n d o u r m e a n s o f p r e s e n t a t i o n :

    We have tb e Ide a of tb e w or ld ( the to ta l i ty of w hat is ), bu t we do n ot bav e

    the c a pa c i ty to s how a n e x a m ple o f it. W e ha ve the ide a o f the s im p le ( tha t

    w b i c h c a n n o t b e b r o k e n d o w n , d e c o m p o s e d ) , b u t w e c a n n o t i l l u s t r a t e i t

    wi th a sens ib le ob jec t wh ich woul d be a case of i t . We can con ce iv e t be

    inf in ite ly grea t , the inf in i te ly powe r fu l , bu t every pre sen ta t ion of an objec t

    de s t ine d to m a ke v i s ib le th i s a bs o lu te g r e a t ne s s o r pow e r a p pe a r s to u s

    14.Ibid., p78. p a in fu l ly ina d e qu a te .

    W ha t Lyo ta r d de s c r ibe s a s the s i tua t ion o f the pos tm od e r n a r t i s t a n d wr i t e r

    is r e m a r ka b ly s imi la r to the h i s to r i c o - pb i lo s oph ic a l r e a l i ty o f the nove l , as

    de s c r ibe d by Luka c s in The Theory of the Novel. Fo r Luka c s , the nove l a pp e a r s

    a t a po in t whe n f o r m a n d c on te n t - Lyo ta r d s fa c u l ti e s o f p r e s e n t in g a n d

    c onc e iv ing - a r e s p li t a p a r t , a c on d i t io n he c ha r a c te r i s e s wi th the ph r a s e the

    e poc h o f a bs o lu te s in f u lne s s {TofN pl52). T b e nove l , he says , i s th e ep i c of

    an age in whicb tbe ex tens ive to ta l i ty of l i f e is no longer d i rec t ly g iven , in

    wh ic h the im m a n e n c e o f m e a n in g in l if e ba s be c om e a p r o b le m , ye t wh ic h s t il l

    th inks in t e r ms o f to ta l i ty TofN p 5 6 ) . The Theory of the Novel, w r i t t e n in the

    ye a r s p r i o r to the ou t b r e a k o f tbe F i r st W o r ld W a r, ha s tbe r e pu ta t ion o f a t e x t

    ove r wh e lm e d by the s e ns e o f c on te m po r a ne i ty . H owe ve r , th i s is l a r gely d ue

    to Luka c s s own a fte r wor d on tbe book , wr i t t e n m uc h l a ter , in 196 2 , in wb ic h

    h e c o n d e m n e d t h e b o o k - a n d t h e p h r a s e a b s o l u t e s i n fu l n e ss i n p a r t i c u l a r

    - for wbat he ca l led i ts e th ica l ly- t inged pess imism vis -a -v is tbe present

    {TofN

    p i 8 ) .

    Tb e a f t e r wor d wa s pub l i s he d a s a p r e f a c e to the 1 968 G e r m a n e d i t ion ,

    a n d to tbe s ub s e q ue n t Eng l i s b t r a ns la t ion in 1 97 1 , a n d i t is the on ly p la c e in

    th e book wb ere tb ere is any b is tor ica l spec ific i ty a t a l l .

    T b e b o o k w a s w r i t t e n , s ay s L u k a c s i n 1 9 6 2 , i n a m o o d o f p e r m a n e n t

    d e s p a i r o v e r t h e s t a t e o f t h e w o r l d {TofN p i 2 ) . T b e F i rs t W o r l d W a r b a d

    ju s t b r oke n ou t - the f i r s t wa r invo lv ing e ve r y ma jo r wor ld powe r - a nd wa s

    a c c o m p a n i e d b y a s u d d e n e s c a l a t i o n in p o p u l a r n a t i o n a l i s t s e n t i m e n t w h i c h

    c a s t the Eu r ope a n l e f t in to a s t a te o f c r i s i s . I n te l l e c tua l s , s a ys Luka c s , we r e

    c a u g h t b e t w e e n h o r r o r a t t h e w a r it s el f a n d h o r r o r a t t b e o n l y a v a i l a b l e

    s o l u t i o n t o t h e w a r : W e s t e r n i n t e r v e n t i o n . T h i s i s t b e s i t u a t i o n w h i c h

    - d i s ta n c i n g h ims e l f f r om tb e pb r a s e - he c a l l e d in 1915 a bs o lu te s in f u lne s s :

    a b s o l u t e , s i n c e t h e r e i s n o a c c e p t a b l e s o l u t i o n t h a t m i g h t b e a r t i c u l a t e d

    in pos i t ive t e r m s ; s in f u lne s s , be c a us e al l t a lk o f inn oc e n c e , o r bone s ty ,

    o r r e d e m p t i o n , is r e n d e r e d o b j e c ti v e ly fu t il e a n d d e l u d e d . T b e w o r l d b a d

    p r o ve n to be s o c om ple t e ly a n d u t t e r ly fa l se , a c c o r d i ng to Luk a c s , tb a t a ny

    a va i l a b le s o lu t io n wa s d i s c r e d i t e d s imp ly by tbe f a ct tba t i t wa s s p e a k a b le

    wi tb in i t . I n s o f a r a s a s o lu t io n m ig h t e x i s t , i t m a y on ly be a r t i c u l a te d by

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    In the main text, by contrast, there are almost no historical references at

    all,

    and certainly no referential specificity to the phra se 'th e epoc h of ahsoltite

    sinfulness'. What the later Lukacs casts as the real historical impasse behind

    his own early work is presented in the work itself as an aporia at the heart

    ofthe novel form as such. In the novel, he says in TheTheory ofthe Novel

    aesthetics is permanently separated from ethics - which is not to say that

    ethics is absent from the novel, but that the novel's ethical substance is tied

    inseparably to conte nt. Ethical comm unication is limited to the pontification

    of its characters, or the commentaiy of its narrators. The novel gives form

    to the ethical dimension, but only by separating itself from what Lukacs calls

    'the immanent meaning ofthe objective world'{TofNp84). Form and content,

    then, become severed from each other in the novel: it is this condition of

    separation, rather than any particular moral deficit, or sudden historical

    break, that in 1915 Lukacs signifies with the term 'absolute sintlilness'.

    'Absolute sinfulness' {vollendeten Silndhaftigkeit is a quotatio n from Fichte,

    from a series of lectures entitled

    Die Gmndzuge

    Des Gegenwdrtigen Zeitalters

    delivered in Berlin over a hundred years belore Lukacs was writing, in 1804-

    05,

    and translated into English with the title 'The Characteristics of the

    Present Age'.' ' From the perspective of his own 1962 preface, then, Lukacs,

    in 1915,

    is

    wrenc hing out ofcontex t a phras e originally used to designa te th e

    post-Enlightenment period, and reapplying it to 'his own' traumatic present.

    What the later Lukacs is criticising in his younger self in other words, is a

    tendency to ontologise and transcenden talise the pre sent - as in the assertion

    underpinning the work, that 'there is no longer any spontaneous totality

    of being'

    {TofN

    pp l7 -1 8) . Yet Lukjics's retrospec tive self-critique arguably

    participa tes in that 'ontolo gisation ' even as it deplo res it. His altei^word inserts

    the text into a traumatic 'present' caught between nostalgia and utopianism,

    and offloads a 'naivety' and an 'abstractionism' upon it that, he says, 'we

    have every right to smile at'

    {TofN

    p20). How ever, it is far from clear t hat the

    paralysing historical sense that the older Lukacs attributes to the youn ger is

    essential to the overall schema put fonvard in

    The

    Theory

    ofthe

    Novel or even

    that it is substantially present in the thesis at all,

    I will atte m pt a media tion of the tem por al framework of

    The Theory

    ofthe Novel

    in order to reorient the text away from its spatio-temporal

    nostalgia for premodern literary forms - remnants of a time when (in

    the famous opening paragraphs of Lukacs's work) 'everything . , , is new

    and yet familiar ' ; when 'each action of the soul becomes meaningful

    and rou nd ed in [the] duality [of world and

    self]:

    complete in meaning

    - in

    sense

    - and co m ple te For the sen ses ,,, '

    {TofN

    p29) . The 'nostalgic '

    ele m en t in Lukacs's text, I shall argue , is a purely speculative categ ory

    organising the 'h istor ico-philosophical ' d imension of his argument. By

    suspending its periodising aspects, it may yet be harnessed in the service

    of

    a

    potential unity of material and spiritual, residing not in any lost past

    1.5,

    See

    Joiiann

    Co ltlieb I'lclite, Hie

    Cliaracteristics of the

    Present. Age', IVoni

    The Popular

    Works

    ofjohann Gottlieb

    Fichte.

    William

    Smith (trans, '1th

    lulitioii), London:

    Ttiibnei-, 1889,1)17:

    'The Present Age

    ,,, stajids iti that

    Kpoch ,,, which

    chanicteiised

    as the lipoch of

    Liberation - directly

    fn^m the external

    riding Attthoi ity,

    - indirectly IVom

    the power of Reasoti

    as Institict, and

    general ly IVom

    iieasott in any

    fortn; the Age of

    absoktte indilTerence

    towards all trtith,

    atid ol etitire

    atid um'estrained

    licentionsness: - the

    State of completed

    Sitifttlness,' Kot'

    Fichte, significantly,

    this is tiot an

    etidpoint, bnt

    merely the tliitxl of

    five stages on the

    foad from instinct

    to reason; and he

    goes on to qualify

    the 'ontological'

    itnplications of the

    diagnosis: 'I do not

    here include all

    men now living in

    our time, but only

    those who at'e trnly

    products of the Age,

    and in whom it most

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    ABSOLUTE SINFULNESS INPAUL AU STER

    16 . Paul Auster,Mr

    Vertigo {henceforth

    MrV ,

    New York,

    Viking Penguin,

    1994, p3.

    17 . Paul Auster,

    The Book of Illusions

    (henceforthBofl),

    New

    York,

    Heniy

    Holt, 2002, pi84.

    To read Paul Auster

    sa

    'pos tm od ern ' writer in Lyotard's sense, then , is to read

    him

    as an

    author condemned

    to the

    historical

    and

    metaphysical cond ition

    that,

    for

    Lukacs, defines the novel as such. T he image of

    world of 'absolute

    sinfulness' recurs throughout his writing

    -

    the moment when night hegins

    'to fallonthe world forever', as

    M rVertigo

    (1994) has it; when imm ane nce ,

    the epic unityofsensoiy a nd intellectual e xp erie nce , gives waytothe world

    of the novel; when his writer-protagon ists be com e reconciled orresignedto

    the novel form - and thecalamity isfrequently da tedto theyear 1927,the

    strange consistency serving,

    it

    seems, to und erm ine any suggestion

    ofa

    real,

    epistemic (temporal-spatial) rupture. Auster's protagonists are always blocked

    or aspiring a utho rs, and the novel form is almost always

    an

    absent presence

    - an entity prese nt only as an absence -wi thi n the text.

    Mr. Vertigo,

    for exam ple

    opens

    in

    1927, the year

    in

    which

    the

    protagonist,

    a

    levitating perform ance

    artist, witnesses the horrific m ur de r of two of his friends by the Ku Klux Klan,

    the sham e of which signals the end of his performan ces, and precipitates the

    events tha t will culm inate inthe w ritingof the book we are reading.

    The Boo k of Illusions

    (2002)

    is,

    am ong o ther things,

    the

    story

    ofa

    silent

    movie actor, Hecto r Ma nn, who disap pea rs in 1929 soon after dispo sing of the

    body

    of

    his pregnant lover, who has been killed by his fiancee. As

    a

    fugitive.

    Hector initially makesaliving asasex p erformer,adevelopment that marks

    the m om ent when 'his world [splits]in two', after which point 'his mind and

    body were

    no

    longer talking

    to

    each ot he r ' . This contrasts with

    his

    silent

    film work, which thenarratorofthe book,arecently-bereaved andblocked

    writer nam ed David Zimmer, describes as 'at once eng age d inthe world a nd

    observing

    it

    from

    a

    great distance'

    {Bofl

    p35).

    David

    is

    undertaking

    a

    translation

    of

    C hateaubriand 's

    emoiresd outre-

    tombe

    durin g the period n arrated by the book, and

    - it

    turns out

    -

    is himself

    writing a memoir that will only become available after hisdeath : this,of

    course, is the bo okweare reading. The narrative concerns David's encou nter

    with Hector Mann, andwith thefilmshe hascontinued tomake in secret

    on

    a

    ranch

    in

    New Mexico

    -

    films that turn

    out to be

    muc h mo re like novels

    than films, since they rely heavily on voice-over narration, and arecaught

    up,for

    Hector,

    in an

    ethical econom y

    of

    personal expiation and aton em ent.

    For Hector, however, absolution will never

    be

    possible

    {Bofl

    p278); cinema,

    far from lifting

    him out of

    'absolute sinfulness',

    is

    rather

    the

    context

    in

    which that novelistic condition isexperienced . A uster's conception of the

    transition from silenttosound cinema- ashift tha t is usually d ate d to 1927

    with thereleaseof

    The Jazz Singer

    - thus repeats Lukacs's conception ofthe

    transition from the world ofthe e pictothat of the novel. Silent cinema, says

    David Zimmer, is a dead art, awholly defunct genre that would n everbe

    practiced aga in. And ye t. .. non e ofit could possibly grow old. It

    w s

    thought

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    without any thought of a living audience is presented in the book as a way

    of paying due penance - for Chateaubriand, who imagines his narrative

    posthumously 'accompanied by those voices which have something sacred

    about them because they come from the sepulchre' (Bo/7 p67); for Hector,

    who makes films only on the condition that they will be destroyed after his

    death Bo/7pp207 -8); and for D avidhimself for whose narrative about Hector

    Ma nn a nd his films there is so little sui'viving evidenc e, and w hich c onclu des

    in thoughts of such corrup ting 'power and ugliness', that he too resolves not

    to publish it until after his own death (Bq/7 pp316, 318),

    Oracle Night

    (2003) is narrated by Sidney Orr, another blocked writer.

    On purc has ing a blue noteb ook at a stationeiy store, Sidney is finally able to

    begin a new work of fiction, a story about a disenchanted publisher named

    Nick Bowen, who one day receives the manuscript of an unpublished novel

    entitled 'Oracle Night', written - in 1927 - by a woman long dead, by the

    name of Sylvia Maxwell, The manuscript - a novel within a novel (within

    a novel) - impresses Nick by its demands for 'total surrender in order to

    be read, an unremitting attentiveness of both body and mind'. * Its central

    character is a First World War veteran named Lemuel Flagg who suffers

    seizures during which be is able to see the future, the terrible knowledge

    of which causes him to com mit suicide. An other surrogate author-figure

    in Sidney's novel is a former taxi-driver named Ed Victory, whom Nick

    encounters when, inspired by a parable related in Dashiell Hammett 's

    The alteseFalcon,

    he abandons his life in New York and, on a whim, flies

    to Kansas, Ed was a member of the allied liberating forces in Europe at

    the end of the Second World War, and he characterises his experience on

    entering Dachau in April 1945 to Nick Bowen as follows: 'That was the

    end of mankind ,,, God turned his eyes away from us and left the world

    forever'

    {O N

    p92). After the war, Ed began a project which he calls 'The

    Historical Presei vation B ureau' - a collection of tele ph on e directorie s from

    around the world, kept in an underground lock-up in Kansas City - as a

    way of dealing with the enormity of the horror at Dachau, In

    Oracle Night

    too, then, the events take place in a world of'absolute sinfulness', with the

    unb earab le know ledge of what man is capable of, and an awareness of th e

    impossibility of rendering that horror in literature. Soon after we hear the

    fictional Ed's story - a day after Sidney

    writes

    the story

    Sidney himself

    comes across a newspaper stoiy about a prostitute giving birth over a toilet,

    discarding the baby and then returning to her client, which causes him to

    experience the same extreme sensations:

    This is theworst story I have ever

    read

    . . . I und ersto od that I was readin g a story about the end of m ankin d,

    that that room in the Bronx was the precise spot on earth where human life

    had lost its meaning'

    {O N

    pi 15), The episode is an objective correlative,

    perhaps, of Sidney's own difficulties in finishing his novel; after reading

    the Bronx stoiy, he is unable to make any more progress, and the stoiy is

    abandoned, with his character Nick trapped in the underground Bureau

    18,

    ftuil Ausler,

    Oracle ight

    (heiicefoitli ON),

    New York, H eiiiy

    Holt,

    2003,

    p66.

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    ORACLE

    NIGHT

    I have written elsewhere of the envy that Auster s novels enterta in for m ore

    sensuous and immediate forms of aesthetic experience: music, painting,

    levitation, even (inTimbuktu canine sen se-perception ( Novel as an Ahsence ).

    In

    The

    Book

    of Illusions

    an d Oracle

    Night

    the most consistent counterpart to

    the novel is cinem a, altho ugh the attitu de towards it of both books is deeply

    ambivalent. In Oracle Night for example, Sidney is invited to submit a

    treatm ent for a film ada ptatio n of H.G. Wells s

    The

    Time Machine

    -

    a purely

    comm ercial ente rpris e, it is mad e clear. Wells s idea of t im e travel , as Sidney

    is aware, is predicated on a spatialised conception of time, and as such is

    incohe rent: for once peo ple from the future began to influence events in the

    past and people from the past began to influence events in the future, the

    nature of time would change. Instead of being a continuous progression of

    discrete mom ents inc hing forward in on e direction only,

    it

    would crumb le into

    a vast, synchronistic blur {O N p i2 2 ). Yet, for th e sake of the fifty tho us an d

    dollars on offer, Sidney outlines a scenario in which the inventor of the time

    ma chine , in the year 1895, travels forward in time to 1963, and me ets a girl

    from the twenty-second century who, thank s to the further technological

    development of his invention, has been able to travel back in time. The two

    fall in love and decide to stay together, beginning from the year 1963; they

    bury their time m achines in a meadow, thereby precludin gthe very technologica

    development that made theirm eeting possible.Auste r s conc eit is a ges ture, at lea

    towards a non-spatial temporality; however, the proposal is rejected by the

    Hollywood production com pany as too cerebral (07V pi 87 ), a ju dg m en t

    that is apparently consistent with the novel s final affirmation of literature

    over cinema. At the end of the book, Sidney s friend and fellow au tho r Jo hn

    Trause tells him in a posth um ous letter - a voice from the sepulch re - I do n t

    want you to have to waste your time fretting about movies. Stick with books.

    Th at s where your future i s . . . {ON

    p229).

    On read ing the note, Sidney hears

    Jo hn s living voice talking from the othe r side of dea th, from the oth er side

    of nowhere ... Is wJoh n s ashes streaming o ut of the urn in the park that

    morning ... I had my face in my hands and was sobbing my guts out... Even

    as the tears po ured out of me I was happy, ha pp ier to be alive than I had ever

    been before. It was a bappiness beyond consolation, beyond miseiy, beyond

    all the ugliness and beauty of the world

    {O N

    p242-3).

    Writing is here imagined as attaining everything that Auster longs for:

    presenc e, immediacy, sensation, the simultaneity of past, presen t and future.

    However, behind that aspiration on behalf of writing stands cinema - in

    particular, that idea of cinema as human will expressing itself through the

    human body put forward in The Book of Illusions: a form constructed from

    a syntax of the eye, a gra m m ar of pu re kinesis {Boflpi5 ). A uster s works,

    it seems, are defined by a wish that the novel might achieve the imm ediacy

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    follows: Ev eiyo ne in them looked alive, bri m m ing with energy, pre sen t in

    the moment, a part of some eternal now that had gone on perpetuating

    itself for close to thirty years

    {O N

    pp37-8). Yet what becomes clear in that

    final paragraph ofOracleNight is that Auster does not believe in the case he

    is tiying to m ake. In its amb ivalent relation to cinema, Auster s work shows

    itself to be driven by the lure of sensuous immediacy, and yet, in that veiy

    fixation, finds itselfrearticulating the spatio-temporal nostalgia ofthe novel

    form as such - con de m nin g itself to what is, accordin g to Lukacs, the ethical

    division between form and content in the novel. After all,

    OracleNight

    is itself

    a piece of writing; if the level of immediacy that Auster yearns for in writing

    were possible, why argue the case for it?

    A more convincing statement of bel ief in Oracle Night is found a few

    pages earlier, when Sidney refiects on the recent travails that have beset him

    - a catalogue of the events we have been reading about, foremost among

    which is the failure of his Nick Bowen n ovel. H ere , arguably, Au ster s work

    looks directly and less anxiously at the historico-philoso phical conditions of

    literaiy production e mblem atised by the novel form, and produces som ething

    closer to a materialisation o fthe consciousness ofthe work, organised aroun d

    the struggle with possibility:

    I tried to write a stoiy and came to an impasse, I tried to sell an idea for a

    film and was rejected ,,, I was a lost man, an ill man, a man struggling to

    regain his footing, but un der nea th all the missteps and follies I com mitted

    that week,

    knew somethingIwasn t awareofknoiuing.At certain mo men ts

    during those days, I felt as if

    my

    body had become transparent, a porous

    membrane through which all the invisible forces ofthe world could pass

    - a nexus of airborne electrical charges transmitted by the thoughts and

    feelings of others, I suspect that condition was what led to the birth of

    Lemuel Flagg, the blind hero of Oracle Night a man so sensitive to the

    vibrations around him that he knew what was going to happen before

    the events themselves took place, I did n t know, but eveiy thou ght tha t

    entered my head was pointing me in that direction. Stillborn babies,

    concentration camp atrocities, presidential assassinations, disappearing

    spouses, impossible journ eys back and forth throu gh time. The future was

    already inside m e, and I was pre pa ring myself for the disasters th at were

    about to come,

    {O N

    pp222-3, emphasis ad ded)

    Know ing things withoutknoTving that we know them:

    this is the co ndition that

    Lukdcs characterises as that of the epic, and it denotes a world in which

    bein g an d destiny [that is to say, actuality and possibility], ad ven ture and

    accomplishment, life and essence are ,,, identical concepts

    {TofN

    p30) . Th e

    greatest historical exam ple, acco rding to Lukacs, is the works of Hom er, who

    found the answer to the questio n of how life can beco m e essence before the

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    if enigmatic ones) but no riddles, only forms but no chaos {TofNp31) .

    The obvious thing to say about the long passage from Auster is that by

    writing it he confirms its untru th. Toknowthat one knows som ething that one

    is not aware of knowing - to

    long

    to know without bein g aware of knowing -

    defeats the aspiration towards imm anen ce, lifting the en tire structure into the

    ethical dom ain of th e should be - in whose des per ate intensity the essence

    seeks refuge , says Lukacs, because it has become an outlaw on e art h {TofN

    p48).

    And yet - as Lukacs says of th e nostalgic relation to the world o fth e epic

    - what we]seek to escape from w hen [we] turn to the Greeks cons titutes [our]

    own depth an d greatness {TofNpZl . Rea ding Auster with Lukacs enables us

    to affirm even that which prohibits its affirmation, and to deny even th at which

    forces us to make the denial: the permanent estrangement ofthe world and

    the essence . T he final catastroph e of Nick Bowen, trap pe d irrevocably in

    an underground lock-up, with his creator unable to devise a credible means

    of escape - this com plete failure of form is, perh aps , the m om en t of Auster s

    greatest success; or rather, the m eans

    by

    which the dua lity of aes thetic success

    and failure is displaced by a commitment, in principle,to the reconciliation

    of form and conte nt, sensation and intellection, mind and body. With Nick s

    indefinite incarceration underground, the trajectory on which he has been

    embarked since the beginning - the abandonment of a life of convention

    and predictability in New York in orde r to learn to accept what s h ap pe nin g,

    accept it and actively embrace it {O N p95) - is bro ugh t to a logical ex trem e.

    T he trajectory is tha t of Auster himself:away from the ethos oft he novel and

    towards what Lukacs calls the im m ane nt me anin g of the objective world .

    Impasse is transformed from a (spatio-temporal) historical condition into a

    condition of possibility itself

    LUKACS S AESTHE TICS OF CINEMA

    For Lukacs, the novel by def ini t ion stands outside i ts own ethical

    pronouncements; in the novel we know things, and we know that we know

    them. Knowledge and experience are commensurable, but only at the cost of

    the sensuous intimacy of that know ledge. In the world of the novel, belief has

    becom e (to use Walter Ben n Michaels s word) trans cen den tal . Its norm ative

    me ntality is irony because th e novel is ethically reflective; ethicscan onlytake

    the form of an oug ht , a should b e which is always profoundly inartistic

    {TofN

    p85 . Such ethical pontification, organised aro und th e interioiity oft he

    individual, and th e expression of his or her trans cen den tal hom elessnes s ,

    is harne ssed to the word, and is differentiated from art , which, wheth er

    literary or visual, has a sensuous actuality. Thus Dostoevsky - whose works

    depict the world in an imm ediate form rem ote from any struggle against

    what actually exists - did not, according to Lukacs, write novels - unlike,

    say, Tolstoy, whose pol em ical and nos talgic works exemplify th e forma l

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    an answer to the 'problems' that had seemed to him,when he waswriting

    TheTheory oftheNovel, 'insoluble' (To/N pi 2) ;he is referring, ofcourse, to

    his 'conversion' toBolshevism, Yet, eventolookfor asolution, toconceiveof

    the situation

    of the

    novel

    in

    terms

    of

    'problems' requiring

    a

    'solution',

    is an

    approach that emergesout ofa 'novelistic' ethic,and - ithardly needs saying

    - aspatialised temporality, 'An epic hero c onstructedoutof what should be' ,

    writes LukScs in1915, 'will alwaysbe but ashadowof theliving epicman of

    historical reality,his shadow but never his original

    image,

    and hisgiven worldof

    experience andadventurecanonlybea watered down copy of reality, neve rits

    coreandessence' TofNp48).It is difficult, reading this sentence,not tothink

    of cinem aasits contrap osition, particularlyin itstheorisation by An dre Bazin,

    who,in The

    Ontology of the Ph otographic Imag e',

    writes: The

    photographic

    i m a g e is theobjec t itself, theoh^ecx.reed

    rom the conditions of time

    andspace

    that

    govern

    it.

    Bazin continues: Nomatterhowfuzzy, distorted,ordiscolored,no

    m atter how lacking

    in

    documentai-y value

    the

    image may be,

    it

    shares, by virtue

    of the veiy process ofits becoming, thebeingof the modelofwhich it is the

    reproduction; it themodel'. *

    Lukics himself remained faithful to the historical-revolutionary solution

    he discovered in 1917 for therestof his life. However, several years before

    he wrote

    The

    Theory

    of

    the

    Novel,

    heenter tained a quite different, 'aesthetic'

    solution, onethat predatesthedawning 'historical' consciousness app aren tin

    that work,and that, furthermore, impliesaconception ofcinematic time that

    is quiteatodd s withthe'spatio -tem poral' ethos of the novel.In alittle know n

    essay entitled 'Thoughts Toward

    an

    Aesthetic

    of the

    Cinema', published

    in

    1913,

    Lukacs outlines

    a

    precocious philosophy of cinematic form

    as a

    vehicle

    of thekindofunbroken, sensuous intimacy between soulandworld that,in

    The

    Theoryofthe

    Novel,

    he would later ascribe to the epic.^ In this earlier

    essay,hebegins by comparing cinematotheatreinterms of the veiy different

    inflections which each givesto thenotion ofpresence,and thepresent.He

    writes that thelack of [a] pre sen t istheprim aiy characteristic of the cinema',

    as oppose d to thetheatre, inwhich thestageis an 'absolute present'.^' This

    lack ofapresent is nodefect of the cine ma ', writes Lukacs. 'Th isis itslimit,

    itsprincipium

    stilisationis\

    And he

    goes

    on to

    outline something like

    an

    idea

    of the immanence ofcinema:

    Not only in their technique,butalso in their effect, cinematic images,

    equal in their essence tonature,are noless orga nicandalive than [,.,]

    imagesof the stage. Only they maintain alifeofa completely different

    kind. In aword, they beco me fantastic. This fantastical ele m ent is not

    a contrast to living life, however, it isonly a newaspect of the same:

    a life without thepresent , a life without fate, without reasons, without

    motives,

    a

    life without measure

    or

    order, without essence

    or

    value,

    a

    life without soul, of pure surface, a life with which the innermost of

    19,Andr^ Bazin,

    riie Ontologyof

    the Photographic

    Image',

    Wliat

    K Cinema?

    vol,

    i. Hugh Gray

    (trans),

    Berkeley,

    CA, University

    of

    Calilornia I'less,

    1967,pl4.

    20 ,Formore details

    on thec ireujiistances

    of the essay's

    publication,

    see

    Janelle Blankenship,

    'Futurist Fantasies:

    Liik^cs's Karly Essay

    Tho nghts 'Iowaixl

    an Aesthelic ofthe

    Cinema ',

    hAygraph

    13 (2001): pp 21-36.

    21 .

    Uik.'ics,

    'Thoughts', op.

    cit.,

    ppl3-14.

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    22 .

    Ibid., pl4.

    23 .

    Ibid., p

    5

    {emphasis added).

    24,

    Andre Barin,

    Th e Ontology of

    the Photographic

    Image ,

    What

    Is

    Cinevui ?

    Vol.

    1

    Hugh Gray

    (trans), Berkeley,

    CA, U niversity

    of California

    Press,

    1967,

    p p 9 - 1 6 ; Leclisse

    Michelangelo

    Antonioni (dir),

    Italy, 1962; Gilles

    Deleuze,Cinema 1:

    Th e

    Movement-Image,

    Hugh Tomlinson

    and Barbara

    Habbeijam (trans),

    London, Athlone,

    1986.

    som ethi ng far off an d internally distant. T he world of the cin em a is

    thus a world without background or perspective, without any difference

    in weight or quaiity, as oniy the present gives things fate and weight,

    iight and lightness,^^

    For Luiiacs, he re, cinem a has non e of the deathiy irony of tiie novei; the

    ethical quality of cinema is precisely the absence of ethics assuch; or rather,

    the inseparability ofthe ethicai from the real, the inseparabiiity of possibility

    from actuality, (The sam e idea is expre ssed in Je an Luc Go da rd s famous line

    abo ut the cine ma , an inte rtitie in his fiimLe Ventd est: Ce n est pas une image

    juste,

    c est jus te u ne image, ) Everything is possible , says Lukacs further:

    this is the worldview ofth e cinem a , and because it technically expressed

    absolute reality [,,,] in every individual moment, the validity of possibility

    is cancelled o ut as a category opposed to reality. T h e tw o c a t e g o r i e s b e c o m e

    equal. They assum e one identity, Everything is true an d real, is equally

    true and equally real, T his is the teaching ofth e shot seque ncing of th e

    cinema .^

    Writing, then , over thirty years before A ndre Bazin wrote Th e On toiogy of

    the Photographic Image (1945), fifty years before Michelangelo Antonioni

    made

    Leclisse

    (1962), and seventy years before Gilles Deleuze published

    The

    Movement-Image

    (1983),^ Lukacs puts forward a theo iy of the cine m a as

    having a sensuous, immediate relation to temporality

    itself

    The cinema, for

    Lukacs in 1913, is eveiything that the novel is not. In fact, cinema is closer

    to how Lukacs came to see the epic: as having none oft he formal, historical

    and ethical melancholy associated, for Lukacs, with the novel.

    Yet the significance of Lukacs s essay on cinem a is less to tbe c inem a as

    such, perhaps, than to the mentality of the novel. After all, the essay itself

    is

    adistinctly ethical -

    that is to say, novelistic - reflection; according to its

    own prescriptions, the cinema could not help but regard its earnest avowals

    ironically, Lukacs s essay shou ld be read, th en , as an ind ex o ft h e me ntality

    that \s preoccupied with tbe novel - the anxiety that forms

    and isfonned

    byth e

    novel, the me ntality of the writer a nd theo rist of fiction, Lukacs s essay is

    especially relevant in the contemporaiy context, where the cinema so often

    app ears as a solution to the dilem ma s an d problem atics of fiction

    itself:

    besides

    the recent works by Paul Auster I have been discussing, we might think of

    texts such as Salman R ushdie sThe Satanic Verses E,L, D octorow sCityof God

    Dennis Coo per s Period, or W,G, Seb ald s Austerlitz,each of which betrays

    an attraction to cinema as the model for a fictional practice that works to

    introduce som ething like Lukacs s imag ined renewed epic - a form bou nd

    to the historical m om en t in such a way tha t the world is drawn ,,, simply as

    a seen reality {TofN p i5 2) , Th e term seen {geschaute is here a distraction

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    and, particularly, time, are

    viateriallypresent

    In cinema, time, for Lukacs as

    for Deleuze an d Bazin, is exp erien ced outsid e the linear, spatialised and

    imperialist conception of it - the conception reprod uced in all pe riodising

    accounts of the postmodern.

    Certainly, Auster's

    The Book of

    Illusions, at least at the beginning, looks

    longingly towards cinema as a symbol of eveiything that writing is unable

    to achieve. Cinema, in other words, is inserted into

    The Book ofIllusions

    as

    a potential

    solutio i

    to the ethical-aesthetic incommensurability that defines

    the novel as such. However, this conception of cinematic possibility is so

    'novelistic', so deeply implicated in an economy - b otb ethical and tem pora l

    - of expiation and rede m ptio n, th at it is unab le to release Auster's work from

    the structural 'irony' to which Lukacs condemns the novel as such; in fact,

    cinema in Auster functions to bind his work even more firmly to the novel.

    Nevertheless, the encounter staged between cinema and the novel in Lukacs's

    early writings, as well as in Auster's most recent fiction, enables us to read

    even that failure 'cinematically', following a logic ofthe postmodern 'event',

    in Lyotard's sense , in which the qu estion of success or failure is displace d by

    that of possibility itself

    THE BOOKOFILLUSIONS

    As has a lr eady be en n o t ed , au thor - f i gures p ro l i f e r a t e i n Aus t e r ' s works , an d

    in The Book of Illusions as much a s any . Bes ides Dav id Z immer and Hec to r

    M ann , whose p ro j ec t o f c i nem at i c a t on em en t beg ins i n 1939 (' ju s t a f t er t he

    G e r m a n s i n v a d e d P o l a n d ' ) (B o/7 p 2 1 2 ) , a n o t h e r a u t h o r - s u r r o g a t e a p p e a r s a s

    the cent ra l charac ter of one of Hector ' s f i lms . The Inner Life of Martin Frost,

    made i n 1946 ,

    The Inner Life of Martin Frostis the on ly f ilm th at Da vid ha s t im e to watch

    a f t e r be ing summoned t o t he r anch - be fo re Hec to r d i e s and t he f i lms a r e

    des t roy ed - an d the only on e , therefore , tha t he desc r ibes in de ta i l . T h e f i lm

    was shot a t the ranch, and as David begins to watch, he f inds i t imposs ible

    to separa te the ' f i c t ional ' images f rom the ' rea l i ty ' of the i r fami l iar se t t ing,

    ' I was supposed to read them as shadows, but my mind was s low to make the

    ad jus tm en t . Aga in an d ag a in , I s aw them as t hey were , no t a s t hey were m ea n t

    t o be '

    {BofI

    p24 3) . Mar t in Fros t, the pro tag on is t of th e f ilm, is a novel i s t , w ho

    arr ives to s tay a t 'Hector and Er ieda 's ranch ' whi le they are on vacat ion; thus ,

    t he i dea , wh ich Baz in and L ukacs sha re , o f c i nema ' s d i s i n t eg ra t i on o f t he

    d i s t i nc t i on be tween o r ig ina l and r ep roduc t i on , pos s ib i l i t y and ac tua l i t y , a r t

    an d l ife - tha t i s to say, c in em a 's ch al le ng e to ontolog y itself- i s p layed wi th

    expl ic i t ly in Hector ' s f i lm, and yet , perhaps , only played wi th , Eor Deleuze ,

    the sam e qual i ty is wh at enable s c in em a to ma ter ia l i se t im e in a 'c iys ta l l ine '

    f o rm, me an ing t ha t t he ' i nd iv is i b l e un i t y o f an ac tua l ima ge an d i t s v i r t ua l

    image' - the vir tual i ty of the actual - becomes manifest as such, '* ' ' In such j ^^ op cit p78

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    27 .Ibid., p26 4; see

    Immanuel Kant,

    Critiqueof Pure

    Reason

    F. Max

    MuUer (trans, 2nd

    revised edn). New

    York, Macmillan,

    1915, p34.

    28 .

    Auster's

    pseudonymous

    detective novel,

    entided

    Squeeze

    Play is included as

    an appendix in his

    otherwise non -

    fiction collection

    Hand to Mouth: A

    Chronicle of Early

    Failure. N ewYork

    Henry Holt 1997.

    29.Deleuze, nne-

    hnage.op. cit., p69.

    Almost immediately on arriving, despite his intention to 'do no thin g, to live

    the life of a sto ne '{BofIp24 5), M artin Frost hegins work on a new story, inspired

    hy the desert landscape arou nd him. O n awakening, his first m ornin g, he finds

    the mysterious C laire,abeautifial philo soph y stu den t, asleep in his bed ; after the

    initial shock they quickly fall in love. Passages from Claire's r eading of Berkeley

    and Kant, on sense percep tion a nd the impossibility of objective know ledge, are

    worked into the narrative in Claire's delivery (for example, from Kant: 'if we

    dro p ou r subject or the subjective form of our senses, all qualities, all relation s

    of objects in space and time, nay space and time themselves, would vanish').^'

    The scenario is not dissimilar to a subplot of a film Auster himself scripted,

    entitledSmoke(1995), in which a writer nam ed Paul Benjamin (a na m e Auster

    once took asa

    nom deplume

    to publish a detective novel) * accepts an app aren tly

    hom eless boy as a guest in his Brooklyn apa rtm en t after the boy saves his life.

    Both films - the real and the fictional - include relatively conventional uses

    of mo ntage , in which cinema tographic shots of the writer ban ging away on a

    typewriter (Martin Frost an d Paul Benjamin respectively) are jux tap os ed with

    actions which may or may not be anything more than a scenario bein g played

    out in the writer's head and on his page.

    As in Smoke the un certainty is quickly settled by theMartinFrostnarrative

    although in the opposite direction to Smoke whe re the resolution is on th e side

    of the 'actual'. By confirming the

    mise en scene

    of

    The

    Inner

    Life

    of Ma rtin

    Fro

    as 'the inside of a man's h ead '{BofIp24 3), Auster dissolves the indiscernibility

    of actual and virtual in cinema into a merely subjective ambiguity. In such a

    case, writes Deleuze, 'the confusion of the real and the imaginary is a simple

    erro r of fact, an d d oes no t affect th eir discernibility: the confusion is pro duc ed

    solely in som eon e's head' .^'' It is ju st this kind of'psycholog ical' reso lution th at

    Lukacs regards as typically novelistic: 'The autonomous life of interiority' he

    writes, 'is possible and necessary only when the distinctions between me n have

    ma de an un bridgeab le chasm; when the gods are silent and n either sacrifices

    nor the ecstatic gift of tongues can solve their riddle ...'

    {TofN

    p66).

    These conceptual relations of the novel arestaged by Auster, of course,

    rather than simply reproduced - and the staging is most overt with the

    conclusion of The Inner Life of Martin

    Frost.

    By the tim e Ma rtin finishes

    writing his story, Claire is dead, having succumbed to a fever that has been

    wors ening correlatively with the progress M artin has been m akin g on his work.

    Fu rth erm ore , M artin discovers th at h e is able to revive her, as if miraculously,

    by burn ing the pages ofhisstory. Th is circumstance alludes to H ector's plan

    to destroy his own films after his death, and is referred explicitly both to a

    passage in Luis Bunuel's autobiog raphy yLastSigh where Bufiuel considers

    burning the negative of his film UnChienandalou on the place du Tertre in

    Montmartre

    {BofI

    p28 4), and to Ch ateaub riand's ideal of withholding his

    Memoiresfrom publication (Hector owns copies of both works) (Bo/7 p2 37-8 ).

    It also recalls a story rec oun ted inSmokeby Paul Benjamin, of Mikhail Bakh tin

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    scholar M ichael Holquist as an inde x of th e insignificance to Bakhtin of his

    own thoug hts 'once they had already been tho ugh t thro ugh '' - that is to say,

    of Bak htin's unintere sted nes s in exploiting his thou ghts , once they had sei-ved

    their pur pos e. In all of these cases - M artin, Hector, Bun uel, C hate aub riand ,

    Bakhtin - the valency ofthe posthumous gesture consists in an indifference

    to posterity, and a com mitm ent to the event, life - the intimacy between a rt

    and life - rather than to thedocumentation of the event, or artassuch.

    In cinema, however, the destruction of the work is unnecessary for the

    affirmation of life, for the sim ple reaso n th at - as Lukacs in 1913 was aware

    - cinema is not predicated on the notion of presence, of ontology, at all:

    'T he essence of the cinema is mo vem ent in itself, an eternal variability,

    the never-resting change of things'.'^' The reality of cinema, writes Bazin

    in a similar vein, is that of 'the world of which we are a part, the sensoiy

    contin uum of which the film takes a spatial as well as tem pora l mold'. '^ T he

    state of'indifferen ce' that Auster's characters are in pursuit

    of ON

    p60 and

    ofJp24 5) is achieved by cinemaassuch; there is no need for heroic, egoistic

    gestu res. 'T he w orld was full of

    holes, '

    observes David early on inThe ook

    of

    Illusions(after he has narrowly escaped shoo ting himself with a loaded gun),

    'tiny apertures of meaninglessness, microscopic rifts that the mind could

    walk thro ugh , an d on ce you were on the o ther side of one of those holes, you

    were free of yourself, free of your life, free of your death, free of everything

    that belonged to you'

    Bofl

    p i

    09).

    Yet this is a lesson of cinema (or indeed,

    the epic) - not of the novel, where, for Lukacs at least, immanence is always

    attenu ated by the p rinciple of individuality. 'An emp ty im ma nenc e', he writes,

    'which is anch ored only in the writer's experien ce a nd no t, at the same time,

    in his return to the home of

    ll

    things, is merely the immanence of

    surface

    that covers up the cracks but is incapable of retaining this immanence and

    must become a surface riddled with holes'{TofNp92).

    InOracleNight, Sidney reflects on the preparation of his Hollywood film

    script: 'I didn't want there to be any holes in the story'

    ON

    pi36). But for

    Deleuz e, the power of cinem a is precisely tha t of 'a dissociative force which

    would introduce a figure of nothin gnes s , a hole in appearances' .' ' ' Lukacs's

    use of the same image to denote the contrary - the betrayal of immanence

    - exposes and corrects the 'novelistic' ethos at work in his own passage, as

    quoted above. Imm anen ce, after

    all,

    can be neither 'betrayed' nor 'attenuate d'.

    As Lukacs says a paragraph later, the 'intuitive double vision' of the novel

    makes it 'the representative art-form of our age', the structural qualities

    of which 'constitutively coincide with the world as it is today'

    TofN

    p93) .

    Im m ane nce is not a lost innocence, but awaits us as a category

    ofpossibility

    to

    be wrought out ofthe simultaneity of past, present and future.

    END AND CO NTINUITY

    30 .

    Michael

    Holquist,

    Introcluclioii ,

    M.

    M. Bakluiii, Th e

    Dialogic Itnagination:

    Four Es.say. i,C a i y l

    Emei son an d

    Michael Holqiiisl

    (trans), Austin,

    University

    of

    Texas

    Press,

    1981,pxxv.

    31.Uik,1cs,

    riioughts', op. cit.,

    p l 5 .

    32 .

    Anclr(5 Bazin,

    Death Every

    Afternoon ,

    Lilenny

    Debate: Texk and

    Contexts,

    Denis

    Hollier

    and

    JefTrey

    Mehlman

    (eds).

    New

    York,

    The New

    Press,

    1999, pi44.

    33 .Deleuze,

    Time-

    Image,op. cit. , pi 67 .

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    The preoccupations that drive his fiction are those ofthe novel as such; and

    yet those preoccupations are themselves formed, in part, by the app eara nce

    of cinem a - as sugg ested by the fact tha t Lukacs s essay on the aesthe tics of

    cinema precedes his great work on the novel by two or three years. Even

    when dealin g directly with cinema, as in TheBook of

    Illusions

    Auster does so

    as a novelist, looking to cinema w ith envy, as to a prom ise of rede m ptio n that

    will achieve the immanence of the epic - the category of possibility that his

    metaphysically, historically and ethically-traumatised writer-protagonists have

    been consumed by ever sinceCity

    of

    Glass.Read in the light of Lukacs s early

    writing, Auster s fiction seems determ ine d u po n playing out the dem ise of

    fiction itself; yet this determination has its contrary structurally embedded

    within it.

    Th e conjunction of two apparently incomp atible diagnoses, Lyotard s

    mode of the postmodern as futur anterior and Lukacs s concep t of absolute

    sinfulness , requ ires us to dispens e with th ehistorical thesis of

    The

    Theory

    o

    the

    Novel -

    the link between absolute sinfulness and a particu lar historico-

    philosophical mom ent - s well sthe spatio-historical thesis ofth e pos tm od ern

    that we fmd in, for exam ple, Jam eso n, H arvey and Michaels: not only the idea

    of its contemp orane ity, but also the idea of its recen t obsolescence. B oth theses

    reiterate an ontology of the present, emerging from an intense awareness

    of the present as such. As long as the novel situates itself in a derivative or

    imitative relation to cinema, looking enviously to cinema as a solution to its

    own formal disunity, it seems destined to rep eat th e traum atic and impossible

    ethical relation to the p rese nt that is consistently staged in Paul Auster s

    work. If the re is a lesson in cine ma for fiction, it is, in Deleu ze s wo rds, to

    34.Deleuze,

    Time-

    free [itself] from the mo del of truth which pen etra tes it . Only when the

    Image

    op.

    cit. pi50.

    literary text construes such a cinem atic or e pic relation to time in

    the b

    ofthe writing

    itself

    as it does , I would argue , in writers such as W.C. Sebald

    and Dennis Cooper - only then will it overcome that ontological relation to

    the pres ent th at Lukacs calls absolute sinfulness .

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