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8/11/2019 Automated Hand Hygiene Compliance Monitoring Systems
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Improving Quality of Care Based on CMS Guidelines 6
Perhaps you remember your grade school hall monitor. For me, it was Mrs.
Angeloni. Amongst us kids, she was anything but an angel. She was a tough
woman who took her job seriouslymaybe too seriously. I dont think she ever
cracked a smile! Years later, I realized it was her obligation to watch over us.
She made sure we complied with the class schedule. In hindsight, we should
have embraced her resolve, we should have thanked her for enabling us to learn
more as a result of her dedication and we should have befriended her instead of
fearing and being intimidated by her. It turns out that Mrs. Angeloni, my grade
school hall monitor, was an angel of sorts.
Though the stakes are much higher, the role of monitor plays a huge part in
the daily routine of healthcare professionals. Today, patients lives are in the
balance, and caregivers rely on monitors to provide useful information such as
vital signs and blood glucose levels. And because hand hygiene is one of the
most important ways to prevent the spread of infections,1the most important
patient safety monitor might be the hand hygiene compliance monitor.
Going all the way back to 1847 when Dr. Ignaz Semmelweis
first identified the cause and effect relationship between
disease and unclean hands, the goal of 100 percent
hand hygiene compliance has been difficult to
reach. It is widely recognized that Dr. Semmelweis
used his strong personality, and sometimes not
so subtle words, to change the behavior of his
colleagues. He was the first documented hand
hygiene compliance monitor. Perhaps he felt he
had to be shocking and demonstrative because the
science of hand hygiene was unknown. Thankfully, he
persevered and the science has evolved. Today, hand
hygiene is regarded as the most effective single measure
to prevent health care-associated infections.2 And yet, 100 percent hand
hygiene compliance remains an elusive goal, and measuring compliance
remains a challenge. Many would argue it is time for the science of compliance
measurement to evolve as well.
Partner or Big Brother?
Automated Hand
Hygiene ComplianceMonitoring Systems
Prevention
By Marc Lessem
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MeasurementMethodology
Description Merits Drawbacks
Observation
Anonymous (secret shopper)
observation and recording
of hand hygiene events by
individual caregiver
Individual accountability
Compliance and technique
can be measured
Ability to monitor per WHO
My Five Moments model
Requires dedicated and costly
labor resources
Hawthorn effect may result in
overstated compliance rates
Consumption
Soap and/or sanitizer usage
is recorded and compared
with census days
Relatively simple
Cost effective to implement
Cannot measure individual care-
giver compliance or technique
Self-ReportingHealthcare workers submit
self-evaluations.
Low cost to implement
Staff commitment
Overstated compliance rates
unsubstantiated by unbiased
observers
Traditional methods for measuring compliance
Traditionally, hand hygiene compliance has been measured
through self-reporting, consumption and/or observation. While
each method can provide a quantitative compliance rate for a
dened time period, it is the relative change over those dened
time periods that is tracked. Interventions are deemed successful
if the trend moves in the right direction. Each methodology has
both merits and drawbacks, some of which are detailed in Table
1. Is there a better way to measure hand hygiene compliance than
with these traditional options? The answer may be yes!
New technologies for measuring complianceElectronic hand hygiene compliance measurement systems,
such as RFID (radio frequency identication) and RTLS (real-
time location system) are now being promoted to infection
preventionists and C-suite personnel. In some cases, the systems
are part of the nurse call or asset tracking systems already in
place. These systems deploy dispensers or alcohol-sensing
Table 1. Traditional Methods for Measuring Hand Hygiene Compliance
devices that interface with healthcare workers name badges a
remind healthcare workers to cleanse their hands through the u
of audible, visual or vibrating cues.
The badge or badge holder communicates with a device typica
mounted near the doorway or bed of each patient room. F
example, a badge may ash red if a hand hygiene event h
not occurred prior to patient contact and green if it has. T
smart badge also communicates with a data collection serv
Through the use of proprietary software, the data is collect
and management reports designed to monitor hand hygie
compliance are generated. Depending on the desired reportiand the system capabilities, these reports can be sorted
healthcare worker title (e.g., RNs on 2-West) or by individual (e.
Sally Johnson). The reports can be used to track compliance
allow for training and education interventions when compliance
lacking and reward and recognition when compliance improve
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Points to consider before implementing
an automated compliance system
Implementing an automated hand hygiene compliance
monitoring system is a complex interdisciplinary decision. Prior
to implementation, consider engaging in thoughtful discussion of
the following:
Expense. Purchased outright, these systems can be costly.
By acquiring the system via a monthly service fee, capital
expenditures can be avoided. Net cost, however, is dependent on
how the impact of healthcare-acquired infections is factored into
the equation. A case can be made that with a nominal reduction
in HAIs, these systems are a wise investment with an attractive
return on investment versus expense. Another case can be made
that the money is better spent elsewhere.
Individual accountability. Management reports generated
from these systems will be used to favorably impact compliance.
Some will choose to use the data to reward compliant personnel.
Others may use the data for punitive purposes for non-compliantoffenders. The impact of labor unions must be considered as
well. Unions may desire that the monitoring system be exible
enough to collect data with some degree of anonymity as well as
by individual name.
Workflow interruption.Two of the most common obstacles to
compliance are lack of time and behavior modication. Sometimes
just getting the healthcare worker to the dispenser is deemed a
victory. After recognizing the dispenser user via smart badge,
some automated compliance systems require a second step to
verify application of the hand hygiene agent to the hands. Such
systems require moderate retraining.
Desire to monitor hand washing. While monitoring for the
use of alcohol-based hand sanitizer appears achievable for all
systems, some automated monitoring systems are limited in
their ability to monitor hand washing with soap and water. Some
systems are unable to monitor soap and water events, whereas
other systems require facilities to use specic soaps with cert
levels of alcohol so they can be detected electronically.
RFID vs RTLS. These are the two most prevalent technolog
RTLS systems are commonplace for asset tracking, and althou
it might be tempting to expand on a RTLS platform to levera
that investment, RTLS differs from RFID and a technical capab
review is required for accurate hand hygiene monitoring. M
stand alone systems that are designed for the purpose
monitoring hand hygiene compliance utilize RFID.
Installation/Maintenance.Some systems are battery-opera
and can be installed with double-sided tape, whereas oth
require a power source, such as AC power, to operate some of
related devices. Installation issues related to facility modicat
and patient inconvenience must be considered. Furthermo
battery life and/or recharging capabilities must be accounted
as well.
IT involvement. Communications technology and dev
capabilities are critical. Information technology experts will w
to review the hardware required. From a software perspect
most system designs attempt to communicate outside the fac
network. This is desirable because it hastens implementation a
eliminates security concerns.
Measuring to the WHO 5 Moments Model. Do you wish
monitor healthcare workers as they enter and leave the pat
room or do you prefer to monitor within a narrow patient zo
around the patients bed to more closely approximate the Wo
Health Organizations My 5 Moments for Hand Hygiene3mod
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Partner or big brother? You decide.
After all considerations are evaluated and a decision is made,
there remains a single very challenging question to be answered.
Are staff and administration ready for the realization that previously
reported compliance rates may be grossly overstated? For some
facilities that report compliance rates in the 80 to 90 percent
range, as calculated by one of the more traditional methods
described earlier, it can be a rude wake up call to see how
objective reporting from thousands of data points may result in
far lower reported compliance rates. How to deal with this from
a motivation and compensation perspective requires prospective
thought and benevolent senior leadership.
The decision to deploy an automated compliance system is highly
dependent on the healthcare teams resources and commitment
to hand hygiene. If embraced, these emerging technologies can
be a true infection prevention partner in the ght against HAIs.
Yet, some healthcare workers might consider them more Big
Brother and feel threatened. As with any innovative action,implementing an automated hand hygiene compliance monitoring
system requires the support of bold leaders who can effectively
communicate and motivate. If the end result is improved patient
outcomes, could anyone argue that these monitors are as angelic
as Mrs. Angeloni?
Reference
1. Centers for Disease Control and Prevention. Hand Hygiene Basics. Available at: http://www.
cdc.gov/handhygiene/Basics.html. Accessed December 9, 2011.
2. Scheithauer S, Oude-Aost J, Heimann K, Haefner H, Waitschies B, Kampf G, et al. Hand
hygiene in pediatric and neonatal intensive care patients: daily opportunities and indication-
and profession-specic analyses of compliance. American Journal of Infection Control. 2011;39(9):732-737.
3. World Health Organization. About SAVE LIVES: Clean Your Hands. My Moments for Hand
Hygiene. Available at: http://www.who.int/gpsc/5may/background/5moments/en/index.
html. Accessed December 9, 2011.
As with any innovative action, implementing
an automated hand hygiene compliance
monitoring system requires the support
of bold leaders who can effectively
communicate and motivate.