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    RESEARCH DEGREE PROGRAMMES

    ORDINANCES NO 33 FORRESEARCH AND INNOVATION PROGRAMMES

    [UNDER SECTION 22(1)(a)]

    Doctor of Philosophy (Ph.D.)

    2012

    This Ordinance supersedes the earlier ordinance No. 32

    Research And Innovation Promotion Unit

    Dr. Babasaheb Ambedkar Open University

    R.C. Technical Institute Campus, Opp. Gujarat High Court,

    Sarkhej-Gandhinagar Highway, Sola, Ahmedabad-380 060.

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    Recognitions

    The resolution of Ordinance for Ph.D. passed in the 37th

    meeting

    of APB dated 24/05/2012., Resolution no. 37.6

    The resolution of Ordinance for Ph.D. passed in the ____

    meeting of BOM dated 26/05/2012, Resolution no. __________

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    1. About the University 042. Research and Innovation Promotion Unit 053. Research Degree Programmes 064. Research and Innovation Programme Design 075. Eligibility Criteria for Ph.D. 096. Selection of Ph.D. Candidates 097. Admission 118. Research Supervisors 129. Progress of Research Candidates 1410. Change of Status, Topic of Research 15

    and Research Supervisor

    11. Cancellation of Ph.D. Registration 1612. Workshop 1613. Submission and Evaluation of Ph.D. Thesis 1714. Award of Ph.D. Degrees 2115. Conduct of Research Degree Programmes 22

    Contents

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    The Dr. Babasaheb Ambedkar Open University (BAOU) was established by

    the Act No.14 of 1994 passed by the Gujarat State Legislature, and assented to by the

    Governor of Gujarat on 27th July, 1994. The BAOU is the seventh Open University in

    the country in terms of their establishment.

    The University offers 72 programmes with an enrolment of more than

    1,00,000 learners. The headquarters of the university is located at Ahmedabad. The

    University has established Regional Centre on the campus of Saurashtra University,

    Rajkot, Hemchandracharya North Gujarat University, Patan and K.S.K.V Kachchh

    University, Kachchh and has initiated the process of establishing Regional centres on the

    campuses of Veer Narmad South Gujarat University, Surat and Sardar Patel University,

    Vallabh Vidyanagar. The University has more than 500 study centers. It has jurisdiction

    over the whole state of Gujarat. It is open to all persons irrespective of classes, castes,

    creed, religion or sex.

    The important and distinguishing objectives for BAOU are:

    To advance and disseminate learning and knowledge by a diversity ofmeans, including use of any information and communication technology,

    To provide opportunities of access for higher education to the largestpossible population,

    To promote the educational well-being of the community generally, and To encourage the Open University and distance education system in the

    education pattern of the State.

    1. About the University

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    The RAIP constituted by the Hon. Vice-Chancellor and established at Dr.Babasaheb

    Ambedkar Open University for promotion of research and innovation through the

    following functional tasks:

    2.1 To conduct Research and Innovation Promotion activities and conduct meetingsfor developing policies and frameworks for conduct of research activities.

    2.2 To prepare agenda items on various matters pertaining to research with theapproval of the Hon. Vice-Chancellor and place the same before the

    Research and Innovation Promotion Committee (RAIPC) for consideration

    and approval.

    2.3 To send offer letters to all approved research supervisors and scholars forregistration and confirm their registration.

    2.4 To engage Research Teaching Assistants under the Research and TeachingAssistantship (RTA) Scheme as and when approved by the statutory bodies

    of the University for conducting research and teaching in different

    disciplines.

    2.5 To facilitate systemic research and innovation in the form of research projects(Minor and Major Projects).

    2.6 To recognise higher learning educational institutions/oragnizations as RecognisedResearch Centers of BAOU for conducting research and / or innovative

    programmes/activities as per BAOUs guidelines within the framework of

    the Ordinances and Regulations of the University.

    2.7 To conduct workshops/seminars on Research and Innovation for the researchcandidates and concerned stake-holders.

    2.8 To facilitate various administrative activities in facilitating, promoting andconducting research and innovation such as to conduct entrance

    examination, registration, re-registration, and term-end examination, etc. as

    directed by the Hon. Vice-Chancellor.

    2.Research and Innovation Promotion Unit (RAIP UNIT)

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    Ph.D. Programmes on Offer

    S.No Discipline/Programme

    1 Commerce

    2 Computer Science

    3 Distance Education

    4 Economics

    5 Education

    6 English

    7 Fine Arts

    8 Foreign Languages: .French

    9 Foreign Languages: Russian

    10 Foreign Languages: German11 Gujarati

    12 Hindi

    13 History

    14 Indology

    15 Information Communication Technology

    16 Inter-Disciplinary Studies

    17 International Relations

    18 Law19 Library and Information Science

    20 Management

    21 Mass Communication

    22 Performing Arts

    23 Philosophy

    24 Political Science

    25 Psychology

    26 Public Administration

    27 Sanskrit

    28 Sociology

    29 Social Work

    30 Tourism Studies

    31 English Language Teaching

    32Any Other Subject as recommended by RIPC and

    approved by statutory bodies of the University.

    3. Research Degree Programmes

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    4.1 Preamble:

    The following provision will regularte and govern the Ph.D. programme and

    such other research and innovation degree/diploma/certificate programmes

    and/or activities that may be launched by the university.

    4.2 Structure and Role:

    The programme of Doctor of Philosophy (Ph.D.) shall be organized and

    managed as follows:

    4.2.1: Ph.D. Programme offered by the University, in the discipline areas as

    may be aproved by Academic Planning Board (A.P.B) on the

    recommendation of the RAIPC.

    4.2.2: There shall be a UniversityResearch and Innovation Promotion

    Committee (RAIPC) and an for every subject as and when required.

    4.2.2.1 The composition of RAIPC will be as follow:

    (a) The Vice-Chancellor or his Nominee (Chair Person)

    (b) Director (Academic) Convenor and Member-Secretary

    (c) Head of Concered School/ Department

    (d) A member of the School or Department or an invitee expert in

    the subject concerned nominated by the Hon.Vice-Chancellor.

    (e) Two external experts of the concerned subject, not below a rank

    of Associate Professor and who have made notable contribution

    in the field,nominated by the Hon. Vice-Chancellor. However in

    case of inter disciplinary nature, the Hon. Vice-Chancellor may,

    at his discretion, nominate a maximum of two additional subject

    experts.

    (f) Two members of the Academic Planning Board nominated by

    the Hon. Vice-Chancellor.

    4. Research and Innovation Programme Design

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    4.2.2.2 The RAIPC shall perform the following functionsa) To scruitinise the proposal received for registration as Research

    Supervisor or Research Scholar as the case may be.

    b) To assess the suitability of the proposed topic (research problem)c) To assess the competence of the applicant to pursue the Ph.D.

    programme, through personal interaction, if required.

    d) To make recommendation for registration and re-registration in astipulated time and in such manner as decided or the merit of the case

    concerned.

    e) To finlise the title of the research work.f) To assign guide (Research Supervisor) to the student.

    4.2.2.3. The meeting of RAIPC will be convened as and when required with the

    permission of the Hon. Vice-Chancellor in accordance with the registration

    schedule of the University.

    4.2.2.4. Director, (Academic) of the University shall be responsible for over all

    coordination of the Ph.D. degree programme in accordance with the

    provisions of this ordinance and rules/norms in force from time to time.

    4.3 Structure:

    The rules and format for the division and award of the credits will be framed by the

    RAIPC.

    The Ph.D. programme shall be having the credits as mentioned in the following table.

    Ph.D. with Integrated Mode:

    Sl.

    No.

    Name of the

    Programme

    Total

    Credits/Marks

    MaximumCredits/

    Marks for

    Workshops+

    Credit/

    Marks

    for

    Thesis*

    Duration Prog. Fee (Rs.)

    1. Ph. D.

    ( Indian

    candidates)

    80/1000 24/300 (8/100 each

    year, 1 Workshop

    each year : 3 years

    minimum))

    56/700 3 to 5

    years

    (6 to 10

    Semesters)

    20000/- per

    annum (for 3

    years

    60,000)**

    + Workshops: (30% Weitage)Every year 50% marks/ credits are required in each Workshop for successful completion of

    granting the year.

    Thesis: (70% Weitage)

    * The subject-wise criteria for the evaluation of the Thesis will be desided by theRAIPC from time to time.

    ** The women candidates shall pay 10% less fees subject to this providing necessary avidence as

    decided by RAIPC with regard to their not earning individually.

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    5.1 Masters degree or its equivalent (as certified by the AIU) with at least

    55% (B+) marks (50% marks in case of SC/ST candidate) of any

    University/Higher Learning Institution recognized by UGC and/or DEC, in

    the relevant discipline.

    5.2 The candidate must qualify in the Ph.D. Programme Entrance Test of

    Dr.Babasaheb Ambedkar Open University.

    5.3 The minimum qualifying criteria shall be as decided by the RAIPC and

    reviewed from time to time.

    The initial screening of the applications shall be done by the Faculty of the

    discipline/area concerned or by a Committee Constituted by the Hon. Vice-Chancellor.

    Applications received for Ph.D. programmes shall be classified into two categories:

    Category A: Eligible candidates for Entrance Test of Ph.D. Programme

    6.1 The eligible candidate shall be admitted as doctoral research candidatethrough an Entrance Test conducted by the Dr. Babasaheb Ambedkar Open

    University (BAOU). The enterence test will be based on the papers

    mentioned below. Paper I and II will be common for all candidates and

    Paper III will be related to the Post Graduate subject of the student.

    Students will prepare for the enterance from the available sourses. BAOU

    shall not provide any study material for the test.

    6.1.1 University will prepare a merit list of the successful candidates for

    admission to the Ph.D. programme as per following merit.

    1) Marks obtained in Ph.D. eligibility test by candidates

    1.1) Paper 1: Research Methodology 050 marks

    1.2) Paper 2: Reasoning and Comprehension Skills 050 marks

    1.3) Paper 3: Relevant PG Subject 100 marksTotal merit of students will be considered from 200 Total marks

    5. Eligibility Criteria for Ph.D.

    6. Selection of Ph.D. Candidates

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    6.2 The formate of the Entrance Test shall be as decided by the RAIPC and reviewed

    from time to time.

    6.1.2 To qualify as Ph.D. research candidate, he/she must obtain

    aggregate 50% mark with a minimum 40% mark in each section.

    In the Ph.D. eligibility test 5% Relaxation in aggregate shall begiven to the candidate of SC/ST categories.

    6.1.3 All the eligible candidates will be called before the faculty wise

    RAIPC to present their research proposal. After discussion, the

    RAIPC may suggest the correction/ additions/ changes to the

    research proposal, which shall have tobe carried out by the

    candidate and submit revised proposal.6.1.4 The research supervisor will be allotted to the selected research

    candidate by the RAIPC on the bases of the area of the research of

    the candidate and the specialization of the supervisor.

    6.1.5 The Chairman of the RAIPC shall reserve the rights for the final

    decision. The Chairmans decision shall be binding to all

    concerned.

    Category B: Exempted candidates from the entrance test of the Ph.D. Programme

    6.2 Those candidates who have cleared UGC-NET/GSET/JRF or those having

    ten years of relevant teaching/ practical/professional experience will be

    exempted from appearing at the Entrance Examination. If found eligible

    through a screening process decided by the University, the candidates

    pertaining to category B will be directly called for the presentation/

    discussion of their research proposals at the meeting of RAIPC.

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    7.1 Intake:

    7.1.1 Only the stipulated number of candidate as decided by RAIPC may

    be admitted to Ph.D. programme on merit.

    7.1.2 If successful candidates in the subjects are more than the stipulated

    number of seats for Ph.D. admission, admission will be given on

    merit. The merit of the entrance test is valid for the same year only.

    7.1.3 The number of seats for Ph.D. programme shall be decided well in

    advance and notified on the university web site or by and

    advertisement by the University

    7.2 Duration:

    7.2.1 Admission will be granted once in a year (subject to the

    availability of the seats with the Research Supervisor). The

    announcement of admission will be declared in the month of

    July/August and the admission process will be completed by the

    end of the month of December. First term of admission will be

    granted on 1st

    January. Therefore, Ph.D. eligibility test will be

    conducted once in a year (if required).

    7.2.2 The advertisement for the programme shall be issued once in a

    year, in the month of July/ August under the title of Research

    Degree Programmes specifying the disciplines and the subjects

    for Ph.D. programme. Applications from all the candidates

    (pertaining to category A & B) in the prescribed format shall be

    received in duplicate by the Director of Research and Innovation

    Promotion Unit of the University. All eligible applications, after

    initial scrutiny, shall be sent to respective Schools/ Centres

    /Institutes/Committee, as the case may be, of the University.

    7. Admission

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    7.3 Submission of Research Proposal:

    7.3.1. The candidate has to submit the research proposal in ten copies.

    7.3.2 The research proposals along with the copies of the application

    form will be sent to all the members of the RAIPC well in advance

    at least before 15 days of the RAIPC meeting.

    7.4 Re-registration:Re-registration or extension period for a maximum of Two

    years may be granted to the candidate to complete the Ph.D. work, on the

    recommendation of the RAIPC on the merit of the case.

    7.5 In case of Re-registration the candidate shall be required to pay the full and

    actual fees as may be applicable at the time of Re-registration. While for

    those candidates who may be granted extension shall be required to pay a

    fee as applicable per term at the time of re-registration.

    7.6 The non refundable fees of Rs. 1000 will be deposited by the candidate

    along with the application form in duplicate and ten copies of the research

    proposal. The changes in the fees may be made by the University from time

    to time.

    8.1 Every candidate registered for a research degree programme shall be

    required to pursue the programme under the approved research supervisor(s)

    of the University. Independent supervision/Joint Supervision for candidates

    shall be assigned by the RAIPC.

    8.2 Research Supervisor(s), subject to availability and expertise in the area/

    discipline, of research being pursued by the candidate shall be allotted by

    the chairman of the RAIPC and shall only be considered for guiding

    research candidates

    8.2.1 In case of an Inter-disciplinary area of research approved by the

    RAIPC, more than one Research Supervisor of the concerned field may be

    allotted if requested by the candidate and approved by the RAIPC. In such

    cases, the fixed amount of Honorarium to the Research Supervisors will be

    8. Research Supervisors

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    equally divided between the supervisors.

    8.3 The RAIPC shall recommend to the Research and Innovation Promotion

    Unit a panel of experts to be recognized as research supervisorswho may or

    may not belong to the University.

    8.4 Eligibility of the Supervisor:

    1. Ph.D. degree in the subject of related discipline from a recognized

    University or equivalent published work in the relevant field

    recognized so by an expert committee constituted by the Hon.

    Vice-Chancellor.

    and

    2. Minimum seven years of teaching experience at the post graduate

    level or Twelve years of teaching experience at the under

    graduation level, or Twelve years of practice/profession in the

    relevant field.

    and

    3 Five research papers or ten research articles or ten monographs in

    the subject published in a refereed/indexed/ ISBN/ISSN numbered

    journal of national/and/or international standing or/ a refereed e-

    journal, out of which at least three should be after getting the

    Ph.D. degree. Or two books published as a reference book in the

    relevant subject, or ten exhibitions or performances with due

    evidence.

    8.5 At any time, a research supervisor shall not guide more than 8 BAOU

    candidates prescribed for Ph.D. candidates by the University taking into

    consideration independent supervision/joint supervision of candidates to be

    taken for research guidance.

    8.6 A person must be working in a university department or a recognized

    college of any university or a recognized research institute or a retired

    faculty from any university department who has not crossed the age of 70

    years. OR he/she must be a practicing professional/artist working

    independently.

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    8.7 The supervisor shall be paid a fixed honorarium per students as

    recommended by the Academic Planning Board and approved by the Board

    of Management of BAOU. However the honorarium shall be paid to the

    Supervisor after the submission/ non submission of the Thesis but not prior

    to completion of the stipulated time.

    8.8 The honorarium /sitting/ Traveling Allowance to the external members of

    RAIPC as well as experts and examiners will be paid as per University rules

    and norms.

    9.1 Every candidate shall carry out the study and related research tasks under

    the supervision of his/her research supervisor(s). Monitoring the routine and

    timely progress of the Ph.D. candidate shall be the responsibility of the

    supervisor(s).

    9.2 The Six monthly Progress Reports along and the annual reports are to besubmitted through his/her supervisor(s) in the prescribed format to the

    Research and Innovation Promotion Unit. Failing which, the registration ofthe candidate shall be liable to cancelled. The Research and Innovation

    Promotion Unit will maintain all the records and put up before the Progress

    Monitoring Committee (PMC) of the concerned subject.9.3 Each candidate shall give at least two Seminars/Talks during the whole

    duration of the programme before the PMC.

    9.4 The Progress Monitoring Committee will consist of

    1. The Vice Chancellor or his/her Nominee : The Chairman

    2. The Director (Academics) : The convener and

    Secretary

    3. The Concerned Supervisor : Member

    4. One Subject Expert nominated by the Vice

    Chancellor

    : Member

    5. One Member of University Research and

    Innovation Promotion Committee

    : Member

    9. Progress of Research Candidates

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    10.1 Change of title in Ph.D. thesis, if necessary, should be effected within one

    year from the date of registration for Ph.D. The change of title shall be

    approved by Progress Monitoring Committee of the concerned subject and

    thereafter placed before RAIPC for approval. No change of title will be

    permitted after one year.

    10.2 In case there is a major change of topic/ discipline as assessed by the PMC

    the candidate will have to go through the process of fresh registration.(Research area, theme, topic, and subject/discipline/faculty etc. are to be

    considered as major changes)

    10.3 The University may allow a change of supervisor under exceptional

    circumstances as mentioned below, on the recommendation of the Progress

    Monitoring Committee of the concerned subject.

    a) If the supervisor expires or is ill so as to be unable to carry onsupervision.

    b) If the supervisor leaves the head quarter / India and goes abroad formore than eight months.

    c) If the supervisor does not wish to continue as a guide/ declines toremain the supervisor.

    d) for any valid reason(s) presented by the candidate or the supervisorwith or without evidence and accepted by the PMC of the concerned

    subject with due recommendation to the Hon. Vice-Chancellor.

    e) The Hon. Vice-Chancellor may accept the recommendation of the PMCand act accordingly or decide the subsequent procedure to be followed

    in the matter concerned.

    10. Change of Status, Topic of Research and

    Research Supervisor:

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    11.1 The registration of a candidate for Ph.D. shall be liable to be cancelled for

    any of the following reasons:

    i) Non-payment of registration/re-registration fee.

    ii) Unsatisfactory progress reports as found so by the PMC

    iii) Non-compliance with the provisions of the Ordinances and other

    Regulations of the University, as found so by the PAI Unit.

    iv) Failure to attend three workshops and/or submit the thesis within theprescribed time limit.

    V) Giving false information at the time of application / admission.11.2 The decision of the University with regard to cancellation of Registration

    shall be final and binding to all concerned.

    12.1 All the candidates are required to attend at least three workshops before the

    prescribed date for the submission of the Thesis.

    12.2 There will be four workshops organized by BAOU for one batch out of

    which the candidate has to attend any three workshops compulsorily.

    12.3 Evaluation in Workshops:

    12.3.1 Evaluation system of Workshop as applicable to the prescribed

    credit-based courses.

    12.3.2 The supervisor of the candidate and one subject expert suggested

    by the Vice-chancellor will evaluate the work done by the

    candidate during the workshop.

    12.3.3 If the candidate fails to attend three workshops in the stipulated

    time, his/her registration will be cancelled. However, in the case

    with genuine reason, the decision of the Hon. Vice-chancellor will

    be final and binding.

    11. Cancellation of Ph.D Registration

    12. Workshop

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    12.3.4 The candidate has to obtain at least C Grade (measured on a five

    point scale) or 50% of the maximum score in the workshop to be

    declared successful, failing to which, the candidate will have to

    attend one more workshop. If the candidate fails to obtain at least

    C grade in more than one workshop, his/her registration will be

    cancelled.

    13.1 Requirements for Submission of Ph.D. Thesis

    After the research supervisor(s) is/are satisfied that the candidate hasacquired a sound understanding of the substance in the thesis and the

    relevant research approaches, the research supervisor shall permit the

    candidate to precede with the submission of her/his thesis, in Gujarati/

    Hindi/English/Sanskrit subject to the following:

    (i) Submission of synopsis:

    A synopsis should represent the thesis and reflect clear idea about thewhole research report. It should cover (a) the objectives, nature and

    scope of the work done, (b) the principal conclusions, (c) the

    contribution made to the body of knowledge on the subject, and (d)

    bibliography.

    The synopsis should be submitted in about 3000-5000 words. Itshould be written in double-spaced A-4 size pages with 1.5 marginat left, 1 margin at right, and 1 margin at top and bottom.

    The candidate shall submit a copy of synopsis in electronic form (CD)and 20 copies in hard form.

    The synopsis must be submitted within at least 45 days before thesubmission of the thesis to the Research Cell not before three months

    of validation period or not before 36 months from date of registration. The synopsis will be circulated among the members of APB/ Board

    of Studies/Committee/PMC of the concerned subjects to invite their

    13. Submission and Evaluation of Ph.D. Thesis

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    suggestions/ recommendations/ comments if any.

    ii) At least two research papers in the area of the study should be

    published/accepted for publication in a peer

    reviewed/referred/ISSN journal before the pre-submission

    seminar.

    iii) The candidate shall present her/his thesis work in a pre-

    submission seminar to be convened exclusively for this purpose

    by the Research and Innovation Promotion Unit. The audience of

    the pre-submission seminar may or may not remain the same as

    that of the PMC, as approved by the Hon. Vice-Chancellor.

    iv) After the seminar, the candidate and research supervisors shallconsider the reactions and observations expressed by the

    participants or/and PMC Members. The Director of the School

    concerned/ Director Academic and supervisor(s) will then assess

    whether the candidate has attained the expected level in

    conceptualization and quality of research work. If their

    assessment is in the affirmative, the candidate shall be allowed to

    submit the thesis to the University.

    v) However, if it is realized that the expected level has not been reachedthe supervisor(s) shall suggest to the candidate specific tasks to be

    accomplished before submission of the thesis. On satisfactory

    completion of the assigned tasks, she/he shall be allowed to submit

    the thesis.

    vi) Six hard bound copies of the final thesis and one in the electronicform on a CD shall be submitted to the Director, Research Cell

    through the Supervisor. The thesis will include a certificate signed

    by the supervisor(s) and the candidate about the originality of the

    work.

    vii) The Format of the thesis shall be as follows :The following specifications should be maintained in the final presentation of thethesis.

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    a. The paper used for printing shall be of A4 size.

    b. The printing shall be in a standardized form on one side of the

    paper and in one and-half spacing.

    c. A margin of one-and- half inches shall be on the left hand side.

    d. The title of the thesis, name of the student, degree, name of the

    guide, place of research and the month and year of submission

    shall be printed on the title page and the front cover.

    e. The colour of the cover should be preferably dark. Side cover

    should mention Ph.D. thesis on the top, name of the student,

    month and year.

    f. Font Size: The font size mentioned below is in reference to Times

    New Roman (English), Shruti (Gujarati), Mangal (Hindi/

    Sanskrit). However, any type of font matching the suggested size

    will be accepted. The candidate has to observe that the fonts used

    are not highly decorative.

    1. Title of Chapter and Appendix : 14 points, Bold

    2. Title of point/ sub-title : 12 points, Bold

    3. Chapter text : 12 points

    4. Foot note/ End notes : 10 points

    5. Reference and Bibliography : 12 points

    6. Appendices Text : 10 Points

    7. The candidate shall follow all the specifications that are issued by the

    University from time to time.

    13.3 Evaluation of Ph.D. Thesis & Viva-voce

    i) The thesis shall be examined by two external experts nominated

    by the Vice- Chancellor from a list of 7-10 experts submitted by

    the supervisor(s) in consultation with PMC of the subject.

    ii) The examiners will submit their Evaluation Reports to the

    University individually within a month. If he/she fails to do so, theuniversity may assign the task to another examiner.

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    iii) On the position recommendation to the concerned candidate of the

    examiner for the award of a Ph.D. degree, an open defense of the

    thesis shall be conducted at the place of research by a panel

    comprising two external examiners, to be nominated by the Vice-

    Chancellor, and one of the supervisor(s) of the candidate. The

    Director Academic would be the Chairperson of the panel. The

    supervisor will be the Convener of the panel. The defense shall be

    open to all interested participants.

    iv) The examiners reports shall be shown to the candidate before

    hand to enable her/him to address the issues raised therein while

    preparing to defend the thesis during the open defense.

    v) In case any examiner suggests certain modifications and re-

    submission of the thesis, the same should be communicated to the

    candidate, who will be asked to resubmit the thesis with all the

    modifications within six months. The research supervisor(s) will

    ensure that the suggestions of the examiner(s) are adequately

    addressed before resubmission of the thesis. The modified thesis

    shall be referred again to the examiner(s) concerned for re-

    evaluation.

    vi) If one of the examiners does not recommend the thesis for the

    award of a Ph.D. Degree, the thesis shall be referred to another

    examiner for independent evaluation. If the third examiner

    recommends the thesis for the award of a Ph.D. Degree, the viva

    voce examination shall be organized by the Director Academics

    with the help of Research Cell. However, if the third examiner

    also rejects the thesis, the thesis shall be placed before the PMC

    for due consideration and recommendation of further action.

    vii) The date, time and venue of the open defense, along with a one-

    page abstract of the thesis, shall be notified to all concerned by the

    Research Cell at least one week prior to the open defense.

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    The Viva-voce shall be organized in two phases.

    Phase 1: Public Defense: This phase may be arranged in the presence of

    Director of the Concerned School, Head and Faculties of the

    Department and other research scholars.

    Phase 2: Viva-voce by external referee, in presence of internal referee and

    Director-Academic. And

    (viii) The joint report of phase 1 and phase 2 i.e. the open defense, and

    Viva_Voce, prepared and signed jointly by the external

    examiner, the supervisor(s) and the Director Academics, shall be

    submitted with necessary remarks regarding degree to be

    awarded or not to be to the Hon. Vice-Chancellor for approval

    and issue of Ph.D. notification. The decision of the Hon. Vice-

    Chancellor on the Joint Report shall be final and binding to all

    concerned.

    13.4 The whole evaluation process of the Thesis must not generally exceed the

    time period of four months from the date of submission of the thesis.

    14.1 A candidate shall be awarded the Ph.D. Degree in concerned subject and

    discipline with the approval of the APB of the University, provided that the

    joint evaluation report of the viva phase 1 and 2, progress reports and

    evaluation details of the Workshops and positive evaluation reports are

    submitted by all the referees including the Supervisor. The Registrar of the

    University shall issue the Notification. He/She will issue the Provisional

    Degree and final degree certificate to all qualified candidates after the

    approval of H.E. the Chancellor/ Hon. Vice-Chancellor.

    14.2 The University will hand over a certified copy of the Thesis duly counter-

    signed by the Registrar/ Director Academic to the Candidate along with the

    Notification/ provisional Degree Certificate.

    14. Award of Ph.D. Degrees

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    15.1 For all other matters related to Ph.D. Programme under the clauses which

    are in this Ordinance, the decision of the Hon. Vice-Chancellor shall be

    final and binding to all concerned.

    16.1 Research Degree Programmes of the University shall be guided by the

    Ordinances and Regulations of the University. Any

    amendment/modifications prescribed by the UGC from time to time shall be

    considered by the University Authorities/Bodies before their

    implementation. Till that date the University shall follow its own

    Ordinances and Regulations maintaining the highest possible

    standards/quality in conducting research programmes.

    16. Conduct of Research Degree Programmes

    15. Residual Powers of the Vice-chancellor

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    RESEARCH DEGREE PROGRAMMES

    ORDINANCES NO 33 FORRESEARCH AND INNOVATION PROGRAMMES

    [UNDER SECTION 22(1)(a)]

    Doctor of Philosophy (Ph.D)

    2012

    This Ordinance supersedes the earlier ordinance No. 32

    Research And Innovation Promotion Unit

    Dr. Babasaheb Ambedkar Open University

    R C Technical Institute Campus Opp Gujarat High Court


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