Bare Trustee Agreements
Approved Fund Managers as of March 31, 2019
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Funds / Hedge Funds / LSF'sCanada1832 Asset Management L.P. (Dynamic Funds)1
Includes Deposit accounts
Pooled FundCanada3IQ CORP.2
3IQ Corp.
Mutual FundOverseasAberdeen Global Services S.A.3
Aberdeen Global Funds
Aberdeen Global II Funds
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaAccilent Capital Management Inc.4
Capsure Hedged Oil and Gas Income & Growth Trust
Mutual FundCanadaAcker Finley Asset Management Inc.5
QSATM Funds
Mortgage Investment FundCanadaACM Advisors Ltd.6
ACM Commercial Mortgage Fund
Pooled FundCanadaAddenda Capital Inc.7
Addenda Pooled Funds
GIC's / Investment Savings AccountsCanadaADS Canadian Bank8
Limited PartnershipCanadaAGAWA Fund Management Inc.9
AGAWA Fund I Limited Partnership
Mutual Fund / Pooled FundCanadaAGF Investments Inc.10
AGF family of mutual funds
Acuity Pooled funds
AGF Pooled funds
AGF Elements family of mutual funds
Harmony family of mutual funds
Acuity family of mutual funds
Mutual Fund/Hedge Fund/Pooled FundCanadaAHF Capital Partners Inc.11
AHF Credit Opportunities Fund - Series A, F and I
Limited PartnershipCanadaAIP Asset Management12
AIP Global Marco Fund LP
GIC'sCanadaAldergrove Credit Union13
Limited PartnershipCanadaAlgonquin Capital Corporation14
Hedge FundCanadaAlignvest Capital Management Inc.15
Page 1 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaAlignvest Investment Management Corporation16
REITCanadaAlitis Investment Counsel Inc.17
Alitis Mortgage Plus Pool
Alitis Private REIT
Mutual FundCanadaAlphaNorth Asset Management18
Hedge FundCanadaAltema Asset Management Inc.19
Altema Diversified Equity Market Neutral Fund
Pooled FundCanadaAltervest Ltd.20
Pooled FundCanadaAntares Investment Management, Inc.21
Limited PartnershipCanadaAR3 Capital Management Inc.22
Hedge FundCanadaArrow Capital Management Inc.23
Mutual Fund / Limited PartnershipCanadaArtemis Investment Management Limited24
Robson Alpha Scout Fund
Alpha Scout Fund and RSP Fund
Limited PartnershipCanadaAryeh Capital Management Ltd.25
Aryeh Capital Partners Canada, LP
Mutual FundCanadaATB Investment Management Inc.26
Mutual Fund TrustCanadaAuspice Capital Advisors Ltd.27
Auspice Diversified Trust
Mutual FundCanadaAventine Management Group Inc.28
BTH Tactical Growth Fund
Aventine Canadian Equity Fund
Mutual Fund TrustCanadaAYAL Capital Advisors Liited29
AYAL Capital Advisors Trust Fund
Mutual FundCanadaB.E.S.T Investment Counsel Limited30
B.E.S.T. Active 365 Fund LP
B.E.S.T. Total Return Fund Inc.
The Business, Engineering, Science & Technology Discoveries Fund Inc.
GIC's / Investment Savings AccountsCanadaB2B Bank31
Pooled FundCanadaBaker Gilmore & Associates Inc.32
Baker Gilmore & Associates Pooled Funds
GIC'sCanadaBank of America, National Association (Canada Branch)33
OtherCanadaBank of Canada34
Investment Savings Account / GIC'sCanadaBank of Montreal35
GIC'sCanadaBank of Montreal Mortgage Corp.36
GIC'sCanadaBank of Nova Scotia37
Page 2 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Scotia Mortgage Corporation
Montreal Trust Company of Canada
National Trust Company / Victoria&Grey MortgageCorp.
Bank of Nova Scotia
Mutual Fund / Pooled FundCanadaBarometer Capital Management Inc.38
Mutual Fund / Hedge Fund / GIC'sCanadaBarrage Capital Inc.39
Limited PartnershipCanadaBedford Park Capital Corporation40
Bedford Park Opportunities Fund
Pooled FundCanadaBellwether Investment Management Inc.41
Bellwether family of funds.
Mutual Fund/Pooled Fund/Seg FundCanadaBeutel Goodman & Company Ltd42
Pooled FundCanadaBirchLeaf Investments Inc.43
BirchLeaf Growth Fund
Limited PartnershipCanadaBlack Swan Dexteritas Inc.44
BSD Global Tech Hedge Fund LP
Mutual FundCanadaBlackBridge Capital Management Corp.45
Mutual FundOverseasBlackRock (Luxembourg) SA46
BlackRock Global Funds
Mutual FundCanadaBlackRock Asset Management Canada Limited47
BlackRock Asset Management Canada Limited
Pooled FundCanadaBloom Burton Investment Group Inc.48
Bloom Burton Canadian Healthcare Fund
Mutual FundCanadaBloom Investment Counsel, Inc.49
Mutual FundCanadaBloombergSen Inc.50
BloombergSen Partners RSP Fund
Mutual FundCanadaBMG Management Services Inc.51
Mutual FundCanadaBMO Investments Inc. / BMO Investissements Inc.52
BMO Mutual Funds
Segregated FundCanadaBMO Life Assurance Company53
BMO Guaranteed Investment Funds
Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.54
Mutual FundCanadaBMO Private Investment Counsel Inc.55
GIC's / Investment Savings AccountsCanadaBMO Trust Company56
Linked NotesCanadaBNP Paribas (Canada)57
Mutual FundOverseasBNY Mellon Global Management Ltd.58
Universal Liquidity Funds PLC
BNY Mellon Global Management Ltd. family of funds
Mutual FundCanadaBrandes Investment Partners & Co.59
Page 3 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaBrandywine Global Investment Management (Canada), ULC60
GIC'sCanadaBridgewater Bank61
Pooled FundCanadaBridgingFinance Inc.62
Mutual Fund / Limited PartnershipCanadaBristol Gate Capital Partners Inc.63
Bristol Gate U.S. Equity Fund LP
Mutual FundCanadaBrompton Funds Limited64
Pooled FundCanadaBrookfield Investment Management (Canada) Inc.65
Pooled FundCanadaBrookfield Soundvest Capital Management Ltd.66
Soundvest North American Opportunity Pool
Hedge FundCanadaBT Global Growth Inc.67
BT Global Growth Fund L.P.
Pooled FundCanadaBull Capital Management Inc.68
Canadian Equity Class Shares
Balanced Class Shares
Global Equity Class Shares
EFG Private Portfolio Series ING
Mutual FundCanadaBurgundy Asset Management Ltd.69
Mutual FundCanadaCADO Investment Fund Management Inc.70
Maple Leaf Income Class
Maple Leaf Resources Class
Mutual FundCanadaCaldwell Investment Management Ltd.71
Segregated FundCanadaCanada Life Assurance Company (The)72
GIC'sCanadaCanadian Tire Bank73
Canadian Tire Bank
GIC'sCanadaCanadian Western Bank74
Mutual Fund / GIC'sCanadaCanadian Western Trust75
Investment Funds / Limited PartnershipCanadaCanoe Financial LP76
Mutual FundCanadaCanso Fund Management Ltd.77
Mutual FundCanadaCapital International Asset Management Inc. (Canada) Inc.78
Pooled FundCanadaCapstone Asset Management Inc.79
Pooled FundCanadaCardinal Capital Management Inc.80
Cardinal Foreign Equity Pool
Cardinal Canadian Equity Pool
Page 4 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Limited PartnershipCanadaCastle Ridge Asset Management Limited81
Castle Ridge LP
Hedge FundCanadaCelernus Investment Partners Inc.82
Celernus Absolute Growth Fund
Celernus Mortgage and Income Trust Fund
REITCanadaCenturion Asset Management Inc.83
Pooled FundCanadaCGOV Asset Management84
Mutual FundCanadaChou Associates Management Inc.85
Mutual Fund / Segregated FundCanadaCI Investments Inc.86
Mutual Fund / GIC's / Linked NotesCanadaCIBC87
Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.88
GIC'sCanadaCIBC Investor Network89
Services Hypothecaires CIBC Inc.
CIBC Mortgages Inc. (FLT)
CIBC Mortgages Inc.
CIBC Trust Corporation
CIBC
Pooled FundCanadaCidel Asset Management Inc.90
GIC'sCanadaCoast Capital Savings Federal Credit Union91
GIC'sCanadaCoastal Community Credit Union92
GIC'sCanadaCommunity Trust Company Ltd.93
GIC'sCanadaConcentra Bank94
Mutual FundCanadaConnor, Clark & Lunn Funds Inc.95
CC&L fund family
Mutual FundCanadaConnor, Clark & Lunn Private Capital Ltd.96
Pooled FundCanadaCornerstone Investment Counsel Ltd.97
Blueprint Global Strategies Pool
Limited PartnershipCanadaCortland Credit Group Inc.98
Cortland Credit Strategies L.P.
Mutual FundCanadaCote 100 Inc.99
Mutual FundCanadaCounsel Portfolio Services Inc.100
Labor Sponsored FundCanadaCovington Capital Corporation101
Covington Funds
Unit TrustCanadaCovista Capital Corp.102
Page 5 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Covista Value Fund Trust
Pooled FundCanadaCowan Asset Management Limited103
Cowan Absolute Return Fund
Mutual FundCanadaCQI Capital Management L.P.104
Genesis Partners Fund LP
CQI Equity Opportunities Fund II
CQI Equity Opportunities Fund I
CQI Income Opportunities Fund
Linked NotesOverseasCredit Suisse AG105
Limited PartnershipCanadaCrimson Asset Management106
Crimson Partners Small Cap Fund LP
Mutual FundCanadaCrystal Wealth Management System Ltd.107
Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.108
Mutual FundCanadaCWB Wealth Management Ltd.109
CWB Onyx Portfolio Series
Limited PartnershipCanadaCygnus Investment Partners L.P.110
Cygnus/KKR Multi-Strat Fund LP
Pooled FundCanadaCypress Capital Management Ltd.111
Pooled FundCanadaDaVinci Capital Partners Inc.112
DaVinci Alterntive Income Fund
Mutual Fund / Pooled FundCanadaDavis-Rea Ltd. / Davis-Rea Ltee.113
Pooled Fund / Segregated FundsCanadaDeans Knight Capital Management Ltd.114
Deans Knight Income Fund
Deans Knight Equity Growth Fund
Deans Knight Equity Growth Fund II
Deans Knight Capital Pool Funds
Mutual FundCanadaDelbrook Capital Advisors Inc.115
Delbrook Resource Opportunities Fund
GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec116
Segregated Funds / GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.117
Mutual Fund / Segregated Fund / GIC'sCanadaDesjardins Global Asset Management Inc.118
Mutual FundCanadaDesjardins Société de placement inc.119
Mutual FundCanadaDesjardins Trust Inc.120
Maestral Funds
Hedge FundCanadaDifference Capital Management Inc.121
Mutual FundCanadaDimensional Fund Advisors Canada ULC.122
Mutual FundCanadaDiscovery Capital Management Corp.123
Page 6 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaDixon Mitchell Investment Counsel Inc.124
Dixon Mitchell Small Cap Fund
Limited PartnershipCanadaDonville Kent Asset Management Inc.125
Donville Kent Asset Management
Mutual FundCanadaDuncan Ross Associates Ltd.126
Pooled FundCanadaEast Coast Fund Management Inc.127
Limited PartnershipCanadaEast West Investment Management Corporation128
East West Canada Fund LP
Hedge FundCanadaEdgeHill Partners129
EdgeHill family of funds.
Mutual FundCanadaEdgePoint Wealth Management Inc.130
Edgepoint family of mutual funds
Mutual FundCanadaEducators Financial Group Inc.131
GIC'sCanadaEffort Trust Company (The)132
Segregated FundCanadaEmpire Life Insurance Company133
Segregated Funds
Interest investment options provided within an insurance contract
Mutual FundCanadaEmpire Life Investments Inc.134
Empire Life
Unit TrustCanadaEnTrust Focus Partners LP135
EnTrust 49 Focus Fund
Pooled FundCanadaEpic Capital Management Inc.136
Mutual FundCanadaeQuaTe Asset Management Inc.137
Mutual FundCanadaEquilibrium Capital Management Inc.138
GIC's / Investment Savings AccountsCanadaEquitable Bank139
GIC'sCanadaEquitable Trust140
Pooled FundCanadaEquiton Capital Inc.141
Equiton Residential Income Fund Trust
Mutual FundCanadaEquium Capital Management Inc.142
Pooled FundCanadaETF Capital Management143
Quintessence Wealth Group of Funds
Limited PartnershipCanadaEwing Morris & Co. Investment Partners Ltd.144
Ewing Morris Flexible Income Fund LP
Hedge Fund / Limited PartnershipCanadaExcalibur Capital Management Inc.145
Excalibur Small Cap Opportunities LP
Excalibur Limited Partnership
Mutual FundCanadaExcel Funds Management Inc.146
Page 7 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.147
Faircourt Pooled Monthly Income Fund (Pooled Fund)
Faircourt Dividend Fund (Mutual Fund)
Mutual FundCanadaFederated Investors Canada ULC148
Federated Strategic Value U.S. Equity Dividend Fund
Linked NotesCanadaFédération des caisses Desjardins due Quebec149
Mutual FundCanadaFidelity Investments Canada ULC150
Mutual FundCanadaFiducie Desjardins Inc.151
Mutual FundCanadaFieldhouse Capital Management Inc.152
Fieldhouse Pro Funds Inc.
Mutual Fund/Hedge Fund/Pooled FundCanadaFiera Capital Corporation153
.
Mutual FundOverseasFIL Limited154
Mutual FundCanadaFinancière des professionnels - Fonds d’investissement inc.155
Mutual FundCanadaFirst Asset Investment Management Inc.156
GIC'sCanadaFirst Ontario Credit Union157
REITCanadaFirst Reliance Asset Management158
First Reliance Real Estate Investment Trust
GIC'sCanadaFirst West Credit Union Ltd.159
Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Natio160
Foresters Asset Management Inc.161
Pooled Fund / Hedge FundsCanadaForge First Asset Management Inc.162
Forge First Long Short Trust
Forge First Multi-Strategy Trust
Mutual Fund / Hedge FundCanadaFormula Growth Limited163
Formula Growth Hedge Funds Class A
Formula Growth Hedge Funds Class F
Formula Growth Fund
Pooled Fund / Limited PartnershipU.S.Fort LP164
Pooled FundCanadaFoyston, Gordon & Payne Inc.165
FGP Funds
Family of Pooled Funds
Mutual FundOverseasFranklin Templeton International Services S.à.r.l.166
Franklin Templeton Investment Funds
Mutual Fund/Pooled Fund/Seg FundCanadaFranklin Templeton Investments Corp.167
Franklin Templeton Mutual Funds
Page 8 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Bissett Mutual Funds
Mutual FundCanadaFrontFour Capital Corp.168
FrontFour Opportunity Fund
Mutual FundCanadaFT Portfolios Canada Co.169
Mutual FundCanadaFulcra Asset Management Inc.170
Fulcra Focused Yield Fund
Mutual FundU.S.Gabelli Funds (The)171
Pooled FundCanadaGalibier Capital Management Ltd.172
Galibier Canadian Global Equity Pool
Galibier U.S. Equity Pool
Galibier Opportunities Fund
Mutual FundCanadaGalileo Global Equity Advisors Inc.173
Investment FundsCanadaGalliant Advisors LP174
Galliant Equity Long/Short Fund LP
GIC'sCanadaGeneral Bank of Canada175
Pooled FundCanadaGenus Capital Management176
Mutual FundCanadaGestion Ferique177
Hedge FundCanadaGFI Investment Counsel Ltd.178
Good Opportunities Fund
Mutual FundCanadaGlobal Growth Assets Inc.179
Mutual Fund / Pooled FundCanadaGlobevest Capital Ltee.180
Pooled FundCanadaGoodman & Company, Investment Counsel, Inc.181
Mutual FundCanadaGoodwood Inc.182
Goodwood Funds
OtherCanadaGovernment of Quebec (for Placements Quebec)183
Unit TrustCanadaGrafton Asset Management Inc.184
Global Energy Growth Fund
Mutual FundCanadaGravitas Securities Inc.185
Pooled FundCanadaGreenchip Financial Corp.186
Pooled FundCanadaGreystone Managed Investments Inc.187
Greystone Pooled Fund Trusts
Venture Capital FundCanadaGroundlayer Capital Inc.188
.
Labor Sponsored FundCanadaGrowth Works Capital Ltd.189
Working Opportunity Fund (EVCC) Ltd.
Pooled FundCanadaGuardian Capital LP190
Page 9 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Vega Funds
Guardian Funds
Vector Funds
Limited PartnershipCanadaHamilton Capital Partners Inc.191
Mutual FundCanadaHarvest Portfolios Group Inc.192
GIC'sCanadaHaventree Bank193
Pooled FundCanadaHemisphere Capital Management Inc.194
Limited PartnershipCanadaHGC Investment Management Inc.195
HGC Arbitrage Fund LP
Mutual FundCanadaHighstreet Asset Management Inc.196
Pooled FundCanadaHillsdale Investment Management Inc.197
GIC'sCanadaHome Bank198
GIC's / Investment Savings AccountsCanadaHome Trust Company199
GIC'sCanadaHomEquity Bank200
Unit TrustCanadaHorizons ETFs Management (Canada) Inc.201
Mutual FundCanadaHSBC Bank Canada202
Structured Alternative Investment Return Securities
Mutual FundCanadaHSBC Investment Funds (Canada) Inc.203
Mutual Fund / Hedge FundCanadaHymas Investment Management Inc.204
Malachite Aggressive Preferred Fund
Mutual FundCanadaI.A. Michael Investment Counsel Ltd.205
ABC Funds
Mutual FundCanadaI.G. Investment Management Ltd.206
Mutual FundCanadaIA Clarington Investments Inc.207
GIC's / Investment Savings AccountsCanadaICICI Bank Canada208
Mutual FundCanadaICM Asset Management Inc.209
ICM (1X) Real Estate Trust
Segregated FundCanadaIndustrial Alliance Pacific Insurance and Financial Services Inc.210
GIC'sCanadaIndustrial Alliance Trust Inc.211
GIC'sCanadaIndustrial and Commercial Bank of China (Canada)212
Segregated FundCanadaIndustrielle Alliance, Assurance et services financiers inc.213
Page 10 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Unit TrustCanadaInflection Management Inc.214
Inflection Strategic Opportunity Fund
GIC'sCanadaInnovation Credit Union215
Investment FundsCanadaInvesco Canada Ltd.216
The following investment products are covered:
Investment Savings Accounts
Segregated funds
Investment funds
IncomeTrusts
Linked notes
LP's
GIC's
Mutual FundOverseasInvestec Asset Management Limited217
Limited PartnershipCanadaInvico Capital Corporation218
Mutual Fund / Segregated FundCanadaIvari219
Pooled FundCanadaJ. Zechner Associates Inc.220
Pooled FundCanadaJ.C. Clark Ltd.221
Mutual Fund / Pooled FundCanadaJarislowsky, Fraser Limited222
Pooled FundCanadaJDM Investments Partners Ltd.223
Investment Partners Fund
Mutual Fund / Pooled FundCanadaJemekk Capital Management (2017) Inc.224
Hedge FundCanadaJM Fund Management Inc.225
JM Catalyst Fund
Pooled FundCanadaK J Harrison & Partners Inc.226
Mutual Fund TrustCanadaK2 & Associates Investment Management Inc.227
The K2 Principal Trust
Pooled FundCanadaKAI Asset Management Inc.228
KAI Core Equity Pool
Mutual Fund/Hedge Fund/Pooled FundCanadaKawartha Asset Management Inc.229
Kawartha High Conviction Resource Fund
Kawartha Energy Opportunities Fund Inc.
GIC'sCanadaKEB Hana Bank Canada230
Pooled FundCanadaKensington Capital Advisors Inc.231
Mutual Fund / Pooled FundCanadaKingwest & Company232
Mutual FundCanadaLandry Investment Management Inc.233
Page 11 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
GIC'sCanadaLaurentian Bank of Canada234
Includes B2B Trust term deposits
GIC'sCanadaLaurentian Trust of Canada Inc.235
Pooled FundCanadaLaurus Investment Counsel236
Hedge FundCanadaLawrence Park Asset Management Ltd.237
GIC'sCanadaLBC Trust238
Mutual Fund / Pooled FundCanadaLDIC Inc.239
Includes LDIC Closed-End Funds
Mutual FundCanadaLe Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)240
GIC'sCanadaLeague Savings and Mortgage Company241
Mutual FundOverseasLegg Mason Global Funds PLC242
Mutual FundCanadaLeith Wheeler Investment Funds243
Mutual FundCanadaLester Asset Management Inc.244
Hedge FundCanadaLightwater Partners Ltd.245
Lightwater Long/Short Funds
Mutual Fund / Pooled FundCanadaLincluden Investment Management Limited246
Limited PartnershipCanadaLionGuard Capital Management Inc.247
Mutual FundCanadaLogiq Asset Management Ltd.248
Mutual FundCanadaLongbow Capital Inc.249
Mutual FundCanadaLorica Investment Counsel Inc.250
Lorica Canadian Fixed Income Fund
Pooled FundCanadaLorne Steinberg Wealth Management Inc.251
Steinberg High Yield Fund
Steinberg Global Value Equity Fund
Limited PartnershipCanadaLumen Asset Management Inc.252
Lumen Long Short Equity Fund LP
Pooled FundCanadaLynwood Capital Management Inc.253
Lynwood family of funds
Mutual FundCanadaLysander Funds Limited254
Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.255
Mutual FundCanadaMackie Research Capital Corporation256
Grafton Energy Growth Fund
Page 12 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
The Absolute Resource Company L.P.
Pooled FundCanadaMacNicol & Associates Asset Management Inc.257
The Global Opportunities Fund (LP)
The Absolute Return Fund (LP)
The Emergence Fund (LP)
The Conservative Income Fund (LP)
360 Degree U.S. Reality Income Fund
Mutual Fund / Pooled FundCanadaMajestic Asset Management LLC258
GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)259
Deferred Annuities
Mutual Fund/Pooled Fund/Seg FundCanadaManulife Asset Management Limited260
Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn
Manulife Financial Corp family of funds
GIC's / Investment Savings AccountsCanadaManulife Bank of Canada261
GIC's / Investment Savings AccountsCanadaManulife Trust Company262
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaMarquest Asset Management Inc.263
Hedge FundCanadaMarret Asset Management Inc.264
Marret
Mutual FundCanadaMatco Financial Inc.265
MFI series of funds
Mutual FundCanadaMawer Investment Management Ltd.266
Mutual FundCanadaMaxam Capital Management Ltd.267
GIC'sCanadaMCAN Mortgage Corporation268
Mutual FundCanadaMcElvaine Investment Management Ltd.269
The McElvaine Investment Trust
Mutual FundCanadaMcLean Asset Management Ltd.270
ROMC Trust
Mutual FundCanadaMD Financial Management Inc.271
Mutual Fund TrustCanadaMeckelborg Financial Group Ltd.272
MFG Diversified Strategy Fund
Linked NotesCanadaMerrill Lynch Canada Inc.273
Pooled Fund / Hedge FundsCanadaMetric Asset Management Limited Partnership274
Mutual FundCanadaMFS Investment Management Canada Limited275
Mutual FundCanadaMiddlefield Limited276
Mutual FundCanadaMontrusco Bolton Investment Inc.277
Bolton Tremblay Funds inc.
Page 13 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaMorgan Meighen & Associates Limited278
Smedley Fund Family
Mutual Fund / Pooled FundCanadaNatcan Trust Company279
Mutual Funds / GIC's / Inv. Savings AcctCanadaNational Bank Investments Inc.280
Includes PPN's
GIC'sCanadaNational Bank of Canada281
National Bank Trust GIC's
Natcan Trust GIC's
National Bank of Canada GIC's
Mutual Fund / Pooled FundCanadaNational Bank Trust Inc.282
Mutual FundCanadaNational Trust Company283
Family of Funds
Tourism & Entertainment Growth Fund Inc.
Unit TrustCanadaNewGen Asset Management Limited284
Mutual FundCanadaNewport Private Wealth Inc.285
Hedge FundCanadaNext Edge Capital Corp.286
Mutual FundCanadaNGAM Canada LP287
Mutual FundCanadaNiagara Capital Partners Ltd.288
Niagara Access Alpha Fund
Mutual Fund / Limited PartnershipCanadaNicola Wealth Management Ltd.289
SPIRE LP's
NWM family of funds
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNinepoint Partners LP290
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNorrep Capital Management Ltd.291
Mutual FundCanadaNorth Growth Management Ltd.292
GIC'sCanadaNorthern Savings Credit Union293
Terrace & District Credit Union
Limited PartnershipCanadaNorthStream Capital Inc.294
NorthStream Credit Strategies Fund LP
Mutual FundCanadaNorthwest & Ethical Investments L.P.295
Mutual FundCanadaOcean Rock Investments Inc.296
Pooled FundCanadaOnex Credit Partners, LLC297
OCP Debt Opportunity Class
Onex Credit Partners LLC
Mutual Fund / Hedge Fund / GIC'sCanadaOptimum Asset Management Inc.298
Limited PartnershipCanadaPACE Securities Corp.299
Page 14 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Limited PartnershipCanadaPalette Investment Management Inc.300
First Canadian Securities 2017
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalisade Capital Management Ltd.301
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalos Management Inc.302
Rendez-vous Global Equity Fund LP - $CDN and $US
Palos Family of funds
Mutual FundCanadaPathfinder Asset Management Ltd.303
Pooled FundCanadaPavilion Advisory Group Ltd.304
GIC'sCanadaPeace Hill Trust Company305
Mutual Fund / Pooled FundCanadaPembroke Private Wealth Management Ltd.306
Mutual FundCanadaPenderFund Capital Management Ltd.307
Pender Strategic Growth and Income Fund
Pender Corporate Bond Fund
Pender US All Cap Equity Fund
Pender Canadian Opportunities Fund
Pender Small Cap Opportunities Fund
Pender Value Fund
Pender North American Small Cap Fund
GIC'sCanadaPeoples Trust Company308
Mutual FundCanadaPerennial Asset Management Corp.309
Perennial Equity Portfolio
Perennial Fixed Income Portfolio
Hedge FundCanadaPerformance Capital Ltd.310
Pooled Fund / Limited PartnershipCanadaPeriscope Capital Inc.311
Pooled FundCanadaPerron & Partners Wealth Management Corp.312
Kipling Private Investment Portfolios
Labor Sponsored FundCanadaPFM Venture Capital Operations Inc.313
SaskWorks Venture Fund Inc.
Mutual Fund / Hedge FundCanadaPicton Mahoney Asset Management314
Pooled FundCanadaPier 21 Asset Management Inc.315
Pier 21
Mutual Fund / Hedge FundCanadaPIMCO Canada Corp.316
Mutual FundOverseasPIMCO Global Advisors (Ireland) Limited317
PIMCO Funds - Global Investor Services
Hedge FundCanadaPolar Asset Management Partners Inc.318
Polar Fund Management II Inc.
Altairis
Page 15 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Investment Funds / Limited PartnershipCanadaPortland Investment Counsel Inc.319
Investment FundsCanadaPratte Gestion de portfeuilles320
GIC'sCanadaPresident's Choice Bank321
Mutual FundCanadaPrimevest Capital Corp.322
GIC's / OtherCanadaProspera Credit Union323
Pooled FundCanadaProvisus Wealth Management Limited324
Mutual FundCanadaPurpose Investments Inc.325
Mutual FundCanadaPursuit Financial Management Corp.326
Mutual FundCanadaPutnam Investment Inc.327
Pooled FundCanadaQuadrant Asset Management328
QAM Tracking Pools
Mutual FundCanadaQuantum Leap Asset Management Limited329
Quantum Leap Mortgage Investment Fund
Pooled FundCanadaQV Investors Inc.330
QV Pooled Funds
Mutual Fund / Limited PartnershipCanadaQwest Investment Fund Management Ltd.331
Mutual FundCanadaR.E.G.A.R. Gestion Privée Inc.332
Mutual FundCanadaR.N. Croft Financial Group Inc.333
Pooled FundCanadaRadin Capital Partners Inc.334
Radin Capital Partners
Unit TrustCanadaRaintree Wealth Management Inc.335
Raintree Absolute Fund Class A
Raintree Tactical Fund Class A
Pooled FundCanadaRavenstone Capital Management Inc.336
Ravenstone family of funds
Pooled FundCanadaRayne Capital Management Inc.337
Rayne Capital LP
Rayne Capital Opportunities Fund LP
Rayne Capital Opportunities Trust
Linked NotesCanadaRBC Dominion Securities Inc.338
Mutual Fund/Hedge Fund/Pooled FundCanadaRBC Global Asset Management Inc.339
Segregated FundCanadaRBC Life Insurance Company340
GIC'sCanadaResmor Trust Company341
Page 16 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaResolute Funds Ltd.342
Hedge FundCanadaResolve Asset Management Inc.343
Mutual Fund / Labor Sponsored FundCanadaReturn on Innovation Advisors Ltd.344
Pooled Funds
Pooled FundCanadaRoadmap Capital Inc.345
Hedge FundCanadaRobson Capital Management Inc.346
Mutual Fund / Limited PartnershipCanadaRoss Smith Asset Management ULC347
Ross Smith Capital Investment Fund
Ross Smith Opportunity Fund
Ross Smith Cryptocurrency Investment Fund LP
Pooled FundCanadaRoundtable Capital Partners Inc.348
Roundtable Growth Fund
Roundtable Focus Equity Fund
Roundtable Everkey Global Fund
Roundtable Dividend & Income Fund
Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)349
GIC's / Investment Savings AccountsCanadaRoyal Bank of Canada350
Royal Trust Company (The)
Royal Bank Mortgage Corp.
Merchant Private Trust
Connor Clark Private
Royal Bank of Canada
Royal Trust Corp.
Mutual FundCanadaRoyal Trust Company (The)351
First Trust Canada Funds
RT Capital Inc.
The Protected American Fund
T.A.L. Investment Pooled Funds
T.A.L. Private Management Pooled Funds
The First American Fund
Classified Investment Trusts
Mutual Fund / Hedge FundCanadaRP Investment Advisors LP352
Mutual FundCanadaRussell Investments Canada Limited353
Life Points mutual funds
Russel Group mutual funds
Soverign mutual funds
Limited PartnershipCanadaSaguenay Strathmore Capital, L.P.354
Titan Masters Canada, L.P.
Mutual FundU.S.Sanford C. Bernstein & Co. LLC355
Mutual FundCanadaScotia Capital Inc.356
Cassels Blaikie Canadian Fund (U.S.)
Pinnacle family of funds - May 7-07
Page 17 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Scotia Capital family of funds
The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07
Mutual FundCanadaScotia Securities Inc.357
Mutual Fund / Pooled FundCanadaSeamark Asset Management Ltd.358
Mutual FundCanadaSEI Investment Canada Company359
Pooled FundCanadaSeymour Investment Management Ltd.360
.
Family of funds managed by Seymour Investment Management Ltd.
Mutual FundCanadaSherpa Asset Management Inc.361
Pooled FundCanadaSIA Wealth Management Inc.362
SIA Wealth Management Private Investment Pools
Limited PartnershipCanadaSilvercreek Management Inc.363
Silvercreek family of funds
Pooled FundCanadaSlate Securities L.P.364
Principal Protected NoteCanadaSociete Generale (Canada)365
CI Protected Coverage Notes, Series 1
Mutual Fund/Hedge Fund/Pooled FundCanadaSpartan Fund Management Inc.366
Spartan Fund Management Inc. family of funds
Thales Fund Management Inc. family of funds
GIC's / Segregated FundCanadaStandard Life Assurance Company of Canada (The)367
Ideal Segregated Funds
Guaranteed Interest Rate Contracts
Mutual FundCanadaStandard Life Mutual Funds Ltd.368
Mutual FundCanadaStandard Life Trust Company369
Hedge FundCanadaStanton Asset Management Inc.370
Mutual FundCanadaStarlight Investments Capital LP371
Starlight group of funds
GIC'sCanadaState Bank of India (Canada)372
Mutual FundCanadaSteadyhand Investment Management Ltd.373
Steadyhand Savings Fund
Steadyhand Small Cap Equity Fund
Steadyhand Income Fund
Steadyhand Equity Fund
Steadyhand Global Equity Fund
GIC'sCanadaSteinbach Credit Union Limited374
GICs
Mutual FundCanadaStone Asset Management Limited375
Mutual FundCanadaStrathbridge Asset Management Inc.376
Page 18 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Limited PartnershipCanadaStratigis Capital Advisors Inc.377
Goforth Technical Fund LP
Uber Strategies LP
GIC'sCanadaStreet Capital Bank of Canada378
Pooled FundCanadaSuccessful Investor Wealth Management Inc.379
Segregated FundCanadaSun Life Assurance Co. (Canada)380
Individual Variable Insurance Contracts
GIC'sCanadaSun Life Financial Trust Inc.381
Investment FundsCanadaSun Life Global Investments (Canada) Inc./Placements mondiau382
GIC'sCanadaSunshine Coast Credit Union383
Mutual Fund / Pooled FundCanadaT.I.P. Wealth Manager Inc.384
Investment FundsCanadaTactex Asset Management385
Mylo Equity ETF Funds
Mylo Fixed Income ETF Funds
Mylo Money Market Funds
GIC's / Investment Savings AccountsCanadaTangerine Bank386
Pooled FundCanadaTaylor Asset Management Inc.387
Taylor Partners Fund
Mutual Fund / Inv. Savings AccountCanadaTD Asset Management Inc.388
GIC's / Linked NotesCanadaTD Bank Financial Group389
TD Bank - GIC's & Linked Notes
The Canada Trust Compay - GIC's
TD Mortgage Corp. - GIC's
TD Pacific Mortgage Corp. - GIC's
Linked NotesCanadaTD Securities Inc.390
Pooled FundCanadaTempered Investment Management Ltd.391
Tempered Global Value Fund
Mutual Fund / Limited PartnershipCanadaTerra Fund Management Ltd.392
Pooled FundCanadaThird Eye Capital Management Inc.393
Third Eye Capital Alternative Credit Trust
Pooled FundCanadaThornmark Asset Management Inc.394
Thornmark Investment Funds
Mutual Fund / Limited PartnershipCanadaTimbercreek Investment Management Inc.395
Limited PartnershipCanadaTimelo Investment Management Inc.396
Timelo Strategic Opportunities Fund
Mutual FundCanadaTIS Preservation & Growth Fund/Accilent Capital Management.397
Page 19 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
TIS Preservation & Growth Fund Class A and Class F Units
Mutual FundCanadaTonus Capital Inc.398
Tonus Partners Fund
Hedge FundCanadaToronto Trust Management Ltd.399
Friedberg Mercantile Group family of funds
Mutual FundCanadaTradex Management Inc.400
Pooled FundCanadaTrapeze Asset Management Inc.401
Income TrustCanadaTrez Capital Corporation402
Pooled FundCanadaTri Delta Investment Counsel Inc.403
Limited PartnershipCanadaTriumph Asset Management Inc.404
Triumph Capital Appreciation Fund LP
Pooled FundCanadaTrivest Wealth Counsel Ltd.405
Pooled FundCanadaTurtle Creek Asset Management Inc.406
Pooled FundCanadaUBS Global Asset Management (Canada) Co.407
UBS (Canada) Balanced Fund A
Mutual FundCanadaValue Partners Investment Inc.408
Mutual FundCanadaValue-Contrarian Asset Management Inc.409
GIC'sCanadaVancouver City Savings Credit Union410
Mutual Fund / Pooled FundCanadaVanguard Investment Canada Inc.411
Pooled FundCanadaVantage Asset Management Inc.412
Vantage Protected Performance Fund
Mutual FundCanadaVantage Point Investment Management Inc.413
The Vantage Point Funds
Hedge FundCanadaVenator Capital Management Ltd.414
Venator family of mutual funds
Pooled FundCanadaVeritas Asset Management Inc.415
Veritas Long Short Fund
VAM Signature Fund
VAM V List Plus Fund
GIC's / OtherCanadaVersaBank416
Mutual FundCanadaVertex One Asset Management Inc.417
Pooled FundCanadaViewpoint Investment Partners Corporation418
Viewpoint Global Fund Trust
Hedge FundCanadaVision Capital Corporation419
Mutual Fund / Labor Sponsored FundCanadaVL Advisors Inc.420
Page 20 of 21Listing of Approved Fund Managers by Name
Fund Manager Region Type of ProductsFunds covered by agreement
Mortgage Investment FundCanadaW.A. Robinson & Associates Ltd.421
Frontenac Mortgage Investment Corp.
Mortgage Investment Corporation of Eastern Ontario (MICEO)
Mutual Fund / Limited PartnershipCanadaWARATAH Capital Advisors Ltd.422
Waratah fund family
Pooled FundCanadaWaypoint Investment Partners Inc.423
Mutual Fund / Pooled FundCanadaWealhouse Capital Limited Partnership424
Panorama Fund
Panorama Private Client Fund
Pooled FundCanadaWealthCo Asset Management Inc.425
WealthCo Asset Management Inc.
WealthCo Pooled Funds
Mutual FundCanadaWells Asset Management System Inc.426
Mutual FundCanadaWest Face Capital Inc.427
WFC Opportunities Trust
Mutual FundCanadaWestcap Mgt. Ltd.428
Golden Opportunities Fund Inc.
Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union429
GIC'sCanadaWindsor Family Credit Union430
Mutual FundCanadaYorkville Asset Management Inc.431
Heritage Yorkville Mutual Funds
Southbridge Health Care Fund
Mutual FundCanadaYTM Capital Asset Management Ltd.432
GIC's / Investment Savings AccountsCanadaZag Bank433
One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued
by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC
outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the
prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on
behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.
Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which
conforms to SRO by-laws directly with the company or Agent
Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual
fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the
third party mutual fund(s) covered by the agreement.
Note:
* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership
Page 21 of 21Listing of Approved Fund Managers by Name
Bare Trustee Agreements
Additions to List Since January 1, 2019
Fund Manager Region Type of ProductsFunds covered by agreement
Date Approved
Fédération des caisses Desjardins due Quebec Canada Linked Notes 1/10/2019
Cardinal Capital Management Inc. Canada Pooled Fund 1/28/2019
Cardinal Foreign Equity Pool
Cardinal Canadian Equity Pool
Waypoint Investment Partners Inc. Canada Pooled Fund 2/5/2019
Foresters Asset Management Inc. 2/19/2019
League Savings and Mortgage Company Canada GIC's 2/19/2019
Pratte Gestion de portfeuilles Canada Investment Funds 2/19/2019
Lorica Investment Counsel Inc. Canada Mutual Fund 2/21/2019
Lorica Canadian Fixed Income Fund
Equitable Trust Canada GIC's 3/7/2019
AGAWA Fund Management Inc. Canada Limited Partnership 3/11/2019
AGAWA Fund I Limited Partnership
Aryeh Capital Management Ltd. Canada Limited Partnership 3/25/2019
Aryeh Capital Partners Canada, LP
Page 1 of 1Listing of Additions to List
Bare Trustee Agreements
January 1, 2019Deletions from List since
Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement
Date Removed
Page 1 of 1Listing of Deletions from List
Bare Trustee Agreements
January 1, 2019Name Changes and Mergers since
Fund Manager Region Type of ProductFunds covered by agreement
Date Comments
Foresters Financial Investment
Managent Company of Canada Inc.
Mutual Fund Name change to Foresters Asset Management Inc.
Canada 2/19/2019
Page 1 of 1Listing of Name Changes and Mergers