Page 1
Bare Trustee Agreements
Approved Fund Managers as of December 31, 2019
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Funds / Hedge Funds / LSF'sCanada1832 Asset Management L.P. (Dynamic Funds)1
Includes Deposit accounts
Pooled FundCanada3IQ CORP.2
3IQ Corp.
Mutual FundOverseasAberdeen Global Services S.A.3
Aberdeen Global II Funds
Aberdeen Global Funds
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaAccilent Capital Management Inc.4
Capsure Hedged Oil and Gas Income & Growth Trust
Mutual FundCanadaAcker Finley Asset Management Inc.5
QSATM Funds
Mortgage Investment FundCanadaACM Advisors Ltd.6
ACM Commercial Mortgage Fund
Pooled FundCanadaAddenda Capital Inc.7
Addenda Pooled Funds
GIC's / Investment Savings AccountsCanadaADS Canadian Bank8
Limited PartnershipCanadaAGAWA Fund Management Inc.9
AGAWA Fund I Limited Partnership
Mutual Fund / Pooled FundCanadaAGF Investments Inc.10
Acuity Pooled funds
AGF Pooled funds
AGF Elements family of mutual funds
Harmony family of mutual funds
AGF family of mutual funds
Acuity family of mutual funds
Mutual Fund/Hedge Fund/Pooled FundCanadaAHF Capital Partners Inc.11
AHF Credit Opportunities Fund - Series A, F and I
Limited PartnershipCanadaAIP Asset Management12
AIP Global Marco Fund LP
GIC'sCanadaAldergrove Credit Union13
Limited PartnershipCanadaAlgonquin Capital Corporation14
Hedge FundCanadaAlignvest Capital Management Inc.15
Page 1 of 22Listing of Approved Fund Managers by Name
Page 2
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaAlignvest Investment Management Corporation16
REITCanadaAlitis Investment Counsel Inc.17
Alitis Private REIT
Alitis Mortgage Plus Fund
Mutual FundCanadaAlphaNorth Asset Management18
Hedge FundCanadaAltema Asset Management Inc.19
Altema Diversified Equity Market Neutral Fund
Pooled FundCanadaAltervest Ltd.20
Pooled FundCanadaAnson Funds Management LP21
Anson North Star Trust
Pooled FundCanadaAntares Investment Management, Inc.22
Hedge FundCanadaArrow Capital Management Inc.23
Mutual Fund / Limited PartnershipCanadaArtemis Investment Management Limited24
Robson Alpha Scout Fund
Alpha Scout Fund and RSP Fund
Limited PartnershipCanadaAryeh Capital Management Ltd.25
Aryeh Capital Partners Canada, LP
Mutual FundCanadaATB Investment Management Inc.26
Mutual Fund TrustCanadaAuspice Capital Advisors Ltd.27
Auspice Diversified Trust
Mutual FundCanadaAventine Management Group Inc.28
Aventine Canadian Equity Fund
BTH Tactical Growth Fund
Mutual Fund TrustCanadaAYAL Capital Advisors Liited29
AYAL Capital Advisors Trust Fund
Mutual FundCanadaB.E.S.T Investment Counsel Limited30
B.E.S.T. Total Return Fund Inc.
The Business, Engineering, Science & Technology Discoveries Fund Inc.
B.E.S.T. Active 365 Fund LP
GIC's / Investment Savings AccountsCanadaB2B Bank31
Pooled FundCanadaBaker Gilmore & Associates Inc.32
Baker Gilmore & Associates Pooled Funds
GIC'sCanadaBank of America, National Association (Canada Branch)33
OtherCanadaBank of Canada34
Investment Savings Account / GIC'sCanadaBank of Montreal35
GIC'sCanadaBank of Montreal Mortgage Corp.36
GIC'sCanadaBank of Nova Scotia37
Page 2 of 22Listing of Approved Fund Managers by Name
Page 3
Fund Manager Region Type of ProductsFunds covered by agreement
Bank of Nova Scotia
National Trust Company / Victoria&Grey MortgageCorp.
Montreal Trust Company of Canada
Scotia Mortgage Corporation
Mutual Fund / Pooled FundCanadaBarometer Capital Management Inc.38
Mutual Fund / Hedge Fund / GIC'sCanadaBarrage Capital Inc.39
Mutual FundCanadaBarrantagh Investment Management Inc.40
Limited PartnershipCanadaBedford Park Capital Corporation41
Bedford Park Opportunities Fund
Pooled FundCanadaBellwether Investment Management Inc.42
Bellwether family of funds.
Mutual Fund/Pooled Fund/Seg FundCanadaBeutel Goodman & Company Ltd43
Pooled FundCanadaBirchLeaf Investments Inc.44
BirchLeaf Growth Fund
Limited PartnershipCanadaBlack Swan Dexteritas Inc.45
BSD Global Tech Hedge Fund LP
Mutual FundCanadaBlackBridge Capital Management Corp.46
Mutual FundOverseasBlackRock (Luxembourg) SA47
BlackRock Global Funds
Mutual FundCanadaBlackRock Asset Management Canada Limited48
BlackRock Asset Management Canada Limited
Pooled FundCanadaBloom Burton Investment Group Inc.49
Bloom Burton Canadian Healthcare Fund
Mutual FundCanadaBloom Investment Counsel, Inc.50
Mutual FundCanadaBloombergSen Inc.51
BloombergSen Partners RSP Fund
Mutual FundCanadaBMG Management Services Inc.52
Mutual FundCanadaBMO Investments Inc. / BMO Investissements Inc.53
BMO Mutual Funds
Segregated FundCanadaBMO Life Assurance Company54
BMO Guaranteed Investment Funds
Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.55
Mutual FundCanadaBMO Private Investment Counsel Inc.56
GIC's / Investment Savings AccountsCanadaBMO Trust Company57
Linked NotesCanadaBNP Paribas (Canada)58
Mutual FundOverseasBNY Mellon Global Management Ltd.59
BNY Mellon Global Management Ltd. family of funds
Page 3 of 22Listing of Approved Fund Managers by Name
Page 4
Fund Manager Region Type of ProductsFunds covered by agreement
Universal Liquidity Funds PLC
Mutual FundCanadaBrandes Investment Partners & Co.60
Pooled FundCanadaBrandywine Global Investment Management (Canada), ULC61
Investment FundsCanadaBridgeport Asset Management Inc.62
Bridgeport US Equity Fund
Bridgeport Cdn Equity Fund
Bridgeport High Income Fund
GIC'sCanadaBridgewater Bank63
Pooled FundCanadaBridgingFinance Inc.64
Mutual Fund / Limited PartnershipCanadaBristol Gate Capital Partners Inc.65
Bristol Gate U.S. Equity Fund LP
Mutual FundCanadaBrompton Funds Limited66
Pooled FundCanadaBrookfield Investment Management (Canada) Inc.67
Pooled FundCanadaBrookfield Soundvest Capital Management Ltd.68
Soundvest North American Opportunity Pool
Hedge FundCanadaBT Global Growth Inc.69
BT Global Growth Fund L.P.
Pooled FundCanadaBull Capital Management Inc.70
Canadian Equity Class Shares
Global Equity Class Shares
EFG Private Portfolio Series ING
Balanced Class Shares
Mutual FundCanadaBurgundy Asset Management Ltd.71
Mutual FundCanadaCADO Investment Fund Management Inc.72
Maple Leaf Income Class
Maple Leaf Resources Class
Mutual FundCanadaCaldwell Investment Management Ltd.73
Segregated FundCanadaCanada Life Assurance Company (The)74
GIC'sCanadaCanadian Tire Bank75
Canadian Tire Bank
GIC'sCanadaCanadian Western Bank76
Mutual Fund / GIC'sCanadaCanadian Western Trust77
Investment Funds / Limited PartnershipCanadaCanoe Financial LP78
Mutual FundCanadaCanso Fund Management Ltd.79
Mutual FundCanadaCapital International Asset Management Inc. (Canada) Inc.80
Page 4 of 22Listing of Approved Fund Managers by Name
Page 5
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaCapstone Asset Management Inc.81
Pooled FundCanadaCardinal Capital Management Inc.82
Cardinal Foreign Equity Pool
Cardinal Canadian Equity Pool
Limited PartnershipCanadaCastle Ridge Asset Management Limited83
Castle Ridge LP
Hedge FundCanadaCelernus Investment Partners Inc.84
Celernus Absolute Growth Fund
Celernus Mortgage and Income Trust Fund
REITCanadaCenturion Asset Management Inc.85
Pooled FundCanadaCGOV Asset Management86
Mutual FundCanadaChou Associates Management Inc.87
Pooled FundCanadaChristopher Ross Cunningham Investments Ltd.88
CIG Value Fund
Mutual Fund / Segregated FundCanadaCI Investments Inc.89
Mutual Fund / GIC's / Linked NotesCanadaCIBC90
Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.91
GIC'sCanadaCIBC Investor Network92
CIBC Trust Corporation
CIBC
CIBC Mortgages Inc. (FLT)
CIBC Mortgages Inc.
Services Hypothecaires CIBC Inc.
Pooled FundCanadaCidel Asset Management Inc.93
GIC'sCanadaCoast Capital Savings Federal Credit Union94
GIC'sCanadaCoastal Community Credit Union95
GIC'sCanadaCommunity Trust Company Ltd.96
GIC'sCanadaConcentra Bank97
Mutual FundCanadaConnor, Clark & Lunn Funds Inc.98
CC&L fund family
Mutual FundCanadaConnor, Clark & Lunn Private Capital Ltd.99
Pooled FundCanadaCornerstone Investment Counsel Ltd.100
Blueprint Global Strategies Pool
Limited PartnershipCanadaCortland Credit Group Inc.101
Page 5 of 22Listing of Approved Fund Managers by Name
Page 6
Fund Manager Region Type of ProductsFunds covered by agreement
Cortland Credit Strategies L.P.
Cortland Credit Strategies RRSP Fund
Limited PartnershipCanadaCorton Capital Inc.102
Corton Global Timber Fund L.P.
Mutual FundCanadaCote 100 Inc.103
Mutual FundCanadaCounsel Portfolio Services Inc.104
Labor Sponsored FundCanadaCovington Capital Corporation105
Covington Funds
Unit TrustCanadaCovista Capital Corp.106
Covista Value Fund Trust
Pooled FundCanadaCowan Asset Management Limited107
Cowan Absolute Return Fund
Mutual FundCanadaCQI Capital Management L.P.108
CQI Equity Opportunities Fund I
Genesis Partners Fund LP
CQI Income Opportunities Fund
CQI Equity Opportunities Fund II
Linked NotesOverseasCredit Suisse AG109
Limited PartnershipCanadaCrimson Asset Management110
Crimson Partners Small Cap Fund LP
Mutual FundCanadaCrystal Wealth Management System Ltd.111
Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.112
Mutual FundCanadaCWB Wealth Management Ltd.113
CWB Onyx Portfolio Series
Pooled FundCanadaCypress Capital Management Ltd.114
Pooled FundCanadaDaVinci Capital Partners Inc.115
DaVinci Alterntive Income Fund
Mutual Fund / Pooled FundCanadaDavis-Rea Ltd. / Davis-Rea Ltee.116
Pooled Fund / Segregated FundsCanadaDeans Knight Capital Management Ltd.117
Deans Knight Capital Pool Funds
Deans Knight Income Fund
Deans Knight Equity Growth Fund II
Deans Knight Equity Growth Fund
Mutual FundCanadaDelbrook Capital Advisors Inc.118
Delbrook Resource Opportunities Fund
GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec119
Segregated Funds / GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.120
Mutual Fund / Segregated Fund / GIC'sCanadaDesjardins Global Asset Management Inc.121
Page 6 of 22Listing of Approved Fund Managers by Name
Page 7
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaDesjardins Société de placement inc.122
Mutual FundCanadaDesjardins Trust Inc.123
Maestral Funds
Hedge FundCanadaDifference Capital Management Inc.124
Mutual FundCanadaDimensional Fund Advisors Canada ULC.125
Mutual FundCanadaDiscovery Capital Management Corp.126
Mutual FundCanadaDixon Mitchell Investment Counsel Inc.127
Dixon Mitchell Small Cap Fund
Limited PartnershipCanadaDonville Kent Asset Management Inc.128
Donville Kent Asset Management
Mutual FundCanadaDuncan Ross Associates Ltd.129
GIC'sCanadaDuo Bank of Canada130
XIB Fund
Pooled FundCanadaEast Coast Fund Management Inc.131
Limited PartnershipCanadaEast West Investment Management Corporation132
East West Canada Fund LP
Hedge FundCanadaEdgeHill Partners133
EdgeHill family of funds.
Mutual FundCanadaEdgePoint Wealth Management Inc.134
Edgepoint family of mutual funds
Mutual FundCanadaEducators Financial Group Inc.135
GIC'sCanadaEffort Trust Company (The)136
Segregated FundCanadaEmpire Life Insurance Company137
Interest investment options provided within an insurance contract
Segregated Funds
Mutual FundCanadaEmpire Life Investments Inc.138
Empire Life
Unit TrustCanadaEnTrust Focus Partners LP139
EnTrust 49 Focus Fund
Pooled FundCanadaEpic Capital Management Inc.140
Mutual FundCanadaeQuaTe Asset Management Inc.141
Mutual FundCanadaEquilibrium Capital Management Inc.142
GIC's / Investment Savings AccountsCanadaEquitable Bank143
GIC's / Investment Savings AccountsCanadaEquitable Trust144
Page 7 of 22Listing of Approved Fund Managers by Name
Page 8
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaEquiton Capital Inc.145
Equiton Residential Income Fund Trust
Mutual FundCanadaEquium Capital Management Inc.146
Pooled FundCanadaETF Capital Management147
Quintessence Wealth Group of Funds
Mutual FundCanadaEvolve Funds Group Inc.148
Limited PartnershipCanadaEwing Morris & Co. Investment Partners Ltd.149
Ewing Morris Flexible Income Fund LP
Hedge Fund / Limited PartnershipCanadaExcalibur Capital Management Inc.150
Excalibur Small Cap Opportunities LP
Excalibur Limited Partnership
Mutual FundCanadaExcel Funds Management Inc.151
Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.152
Faircourt Dividend Fund (Mutual Fund)
Faircourt Pooled Monthly Income Fund (Pooled Fund)
Mutual FundCanadaFederated Investors Canada ULC153
Federated Strategic Value U.S. Equity Dividend Fund
Linked NotesCanadaFédération des caisses Desjardins due Quebec154
Mutual FundCanadaFidelity Investments Canada ULC155
Mutual FundCanadaFiducie Desjardins Inc.156
Mutual FundCanadaFieldhouse Capital Management Inc.157
Fieldhouse Pro Funds Inc.
Mutual Fund/Hedge Fund/Pooled FundCanadaFiera Capital Corporation158
.
Mutual FundCanadaFiera Investments LP159
Mutual FundOverseasFIL Limited160
Mutual FundCanadaFinancière des professionnels - Fonds d’investissement inc.161
Mutual FundCanadaFirst Asset Investment Management Inc.162
GIC'sCanadaFirst Ontario Credit Union163
REITCanadaFirst Reliance Asset Management164
First Reliance Real Estate Investment Trust
GIC'sCanadaFirst West Credit Union Ltd.165
Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Natio166
Mutual FundCanadaForge First Asset Management Inc.167
Forge First Long Short Alternative Fund
Page 8 of 22Listing of Approved Fund Managers by Name
Page 9
Fund Manager Region Type of ProductsFunds covered by agreement
Forge First Conservative Alternative Fund
Mutual Fund / Hedge FundCanadaFormula Growth Limited168
Formula Growth Hedge Funds Class A
Formula Growth Hedge Funds Class F
Formula Growth Fund
Pooled Fund / Limited PartnershipU.S.Fort LP169
Pooled FundCanadaFoyston, Gordon & Payne Inc.170
FGP Funds
Family of Pooled Funds
Mutual FundOverseasFranklin Templeton International Services S.à.r.l.171
Franklin Templeton Investment Funds
Mutual Fund/Pooled Fund/Seg FundCanadaFranklin Templeton Investments Corp.172
Bissett Mutual Funds
Franklin Templeton Mutual Funds
Mutual FundCanadaFrontFour Capital Corp.173
FrontFour Opportunity Fund
Mutual FundCanadaFT Portfolios Canada Co.174
Mutual FundCanadaFulcra Asset Management Inc.175
Fulcra Focused Yield Fund
Mutual FundU.S.Gabelli Funds (The)176
Pooled FundCanadaGalibier Capital Management Ltd.177
Galibier U.S. Equity Pool
Galibier Canadian Global Equity Pool
Galibier Opportunities Fund
Mutual FundCanadaGalileo Global Equity Advisors Inc.178
Investment FundsCanadaGalliant Advisors LP179
Galliant Equity Long/Short Fund LP
GIC'sCanadaGeneral Bank of Canada180
Pooled FundCanadaGenus Capital Management181
Mutual FundCanadaGestion Ferique182
Hedge FundCanadaGFI Investment Counsel Ltd.183
Good Opportunities Fund
Mutual FundCanadaGlobal Growth Assets Inc.184
Mutual Fund / Pooled FundCanadaGlobevest Capital Ltee.185
Pooled FundCanadaGoodman & Company, Investment Counsel, Inc.186
Mutual FundCanadaGoodwood Inc.187
Goodwood Funds
OtherCanadaGovernment of Quebec (for Placements Quebec)188
Page 9 of 22Listing of Approved Fund Managers by Name
Page 10
Fund Manager Region Type of ProductsFunds covered by agreement
Unit TrustCanadaGrafton Asset Management Inc.189
Global Energy Growth Fund
Mutual FundCanadaGravitas Securities Inc.190
Pooled FundCanadaGreenchip Financial Corp.191
Pooled FundCanadaGreensKeeper Asset Management Inc.192
GreensKeeper Value Fund
Pooled FundCanadaGreystone Managed Investments Inc.193
Greystone Pooled Fund Trusts
Venture Capital FundCanadaGroundlayer Capital Inc.194
.
Labor Sponsored FundCanadaGrowth Works Capital Ltd.195
GrowthWorks Atlantic Venture Fund Ltd.
Working Opportunity Fund (EVCC) Ltd.
Pooled FundCanadaGuardian Capital LP196
Vega Funds
Vector Funds
Guardian Funds
Limited PartnershipCanadaHamilton Capital Partners Inc.197
Mutual FundCanadaHarvest Portfolios Group Inc.198
GIC'sCanadaHaventree Bank199
Pooled FundCanadaHemisphere Capital Management Inc.200
Limited PartnershipCanadaHGC Investment Management Inc.201
HGC Arbitrage Fund LP
Mutual FundCanadaHighstreet Asset Management Inc.202
Pooled FundCanadaHillsdale Investment Management Inc.203
GIC's / Investment Savings AccountsCanadaHome Bank204
GIC's / Investment Savings AccountsCanadaHome Trust Company205
GIC'sCanadaHomEquity Bank206
Unit TrustCanadaHorizons ETFs Management (Canada) Inc.207
Mutual Fund / GIC'sCanadaHSBC Bank Canada208
Structured Alternative Investment Return Securities
Mutual FundCanadaHSBC Investment Funds (Canada) Inc.209
Mutual Fund / Hedge FundCanadaHymas Investment Management Inc.210
Malachite Aggressive Preferred Fund
Page 10 of 22Listing of Approved Fund Managers by Name
Page 11
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaI.A. Michael Investment Counsel Ltd.211
ABC Funds
Mutual FundCanadaI.G. Investment Management Ltd.212
Mutual FundCanadaIA Clarington Investments Inc.213
Limited PartnershipCanadaIBV Capital Ltd.214
IBV Capital Global Value Canadian Feeder Fund LP
GIC's / Investment Savings AccountsCanadaICICI Bank Canada215
Mutual FundCanadaICM Asset Management Inc.216
ICM (1X) Real Estate Trust
Segregated FundCanadaIndustrial Alliance Pacific Insurance and Financial Services Inc.217
GIC'sCanadaIndustrial Alliance Trust Inc.218
GIC'sCanadaIndustrial and Commercial Bank of China (Canada)219
Segregated FundCanadaIndustrielle Alliance, Assurance et services financiers inc.220
Unit TrustCanadaInflection Management Inc.221
Inflection Strategic Opportunity Fund
GIC'sCanadaInnovation Credit Union222
Investment FundsCanadaInvesco Canada Ltd.223
LP's
The following investment products are covered:
Segregated funds
Investment Savings Accounts
Linked notes
GIC's
IncomeTrusts
Investment funds
Mutual FundOverseasInvestec Asset Management Limited224
Limited PartnershipCanadaInvico Capital Corporation225
Mutual Fund / Segregated FundCanadaIvari226
Pooled FundCanadaJ. Zechner Associates Inc.227
Pooled FundCanadaJ.C. Clark Ltd.228
Mutual Fund / Pooled FundCanadaJarislowsky, Fraser Limited229
Pooled FundCanadaJDM Investments Partners Ltd.230
Investment Partners Fund
Mutual Fund / Pooled FundCanadaJemekk Capital Management (2017) Inc.231
Page 11 of 22Listing of Approved Fund Managers by Name
Page 12
Fund Manager Region Type of ProductsFunds covered by agreement
Hedge FundCanadaJM Fund Management Inc.232
JM Catalyst Fund
Pooled FundCanadaK J Harrison & Partners Inc.233
Mutual Fund TrustCanadaK2 & Associates Investment Management Inc.234
The K2 Principal Trust
Pooled FundCanadaKAI Asset Management Inc.235
KAI Core Equity Pool
Mutual Fund/Hedge Fund/Pooled FundCanadaKawartha Asset Management Inc.236
Kawartha Energy Opportunities Fund Inc.
Kawartha High Conviction Resource Fund
GIC'sCanadaKEB Hana Bank Canada237
Pooled FundCanadaKensington Capital Advisors Inc.238
Unit TrustCanadaKilgour Williams Capital Incorporated239
KiWi Private Credit Trust
Mutual Fund / Pooled FundCanadaKingwest & Company240
Mutual FundCanadaLandry Investment Management Inc.241
GIC'sCanadaLaurentian Bank of Canada242
Includes B2B Trust term deposits
GIC'sCanadaLaurentian Trust of Canada Inc.243
Pooled FundCanadaLaurus Investment Counsel244
Hedge FundCanadaLawrence Park Asset Management Ltd.245
GIC'sCanadaLBC Trust246
Mutual Fund / Pooled FundCanadaLDIC Inc.247
Includes LDIC Closed-End Funds
Mutual FundCanadaLe Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)248
GIC'sCanadaLeague Savings and Mortgage Company249
Mutual FundOverseasLegg Mason Global Funds PLC250
Mutual FundCanadaLeith Wheeler Investment Counsel Ltd.251
Leith Wheeler family of funds
Mutual FundCanadaLester Asset Management Inc.252
Hedge FundCanadaLightwater Partners Ltd.253
Lightwater Long/Short Funds
Mutual Fund / Pooled FundCanadaLincluden Investment Management Limited254
Page 12 of 22Listing of Approved Fund Managers by Name
Page 13
Fund Manager Region Type of ProductsFunds covered by agreement
Limited PartnershipCanadaLionGuard Capital Management Inc.255
Mutual FundCanadaLogiq Asset Management Ltd.256
Mutual FundCanadaLongbow Capital Inc.257
Mutual FundCanadaLorica Investment Counsel Inc.258
Lorica Canadian Fixed Income Fund
Pooled FundCanadaLorne Steinberg Wealth Management Inc.259
Steinberg Global Value Equity Fund
Steinberg High Yield Fund
Limited PartnershipCanadaLumen Asset Management Inc.260
Lumen Long Short Equity Fund LP
Pooled FundCanadaLynwood Capital Management Inc.261
Lynwood family of funds
Mutual FundCanadaLysander Funds Limited262
Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.263
Mutual FundCanadaMackie Research Capital Corporation264
Grafton Energy Growth Fund
The Absolute Resource Company L.P.
Pooled FundCanadaMacNicol & Associates Asset Management Inc.265
360 Degree U.S. Reality Income Fund
The Conservative Income Fund (LP)
The Emergence Fund (LP)
The Absolute Return Fund (LP)
The Global Opportunities Fund (LP)
Mutual Fund / Pooled FundCanadaMajestic Asset Management LLC266
GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)267
Deferred Annuities
Mutual Fund/Pooled Fund/Seg FundCanadaManulife Asset Management Limited268
Manulife Financial Corp family of funds
Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn
GIC's / Investment Savings AccountsCanadaManulife Bank of Canada269
GIC's / Investment Savings AccountsCanadaManulife Trust Company270
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaMarquest Asset Management Inc.271
Hedge FundCanadaMarret Asset Management Inc.272
Marret
Mutual FundCanadaMatco Financial Inc.273
MFI series of funds
Mutual FundCanadaMawer Investment Management Ltd.274
Mutual FundCanadaMaxam Capital Management Ltd.275
Page 13 of 22Listing of Approved Fund Managers by Name
Page 14
Fund Manager Region Type of ProductsFunds covered by agreement
GIC'sCanadaMCAN Mortgage Corporation276
Mutual FundCanadaMcElvaine Investment Management Ltd.277
The Osler Fund
The McElvaine Investment Trust
Mutual FundCanadaMcLean Asset Management Ltd.278
ROMC Trust
Mutual FundCanadaMD Financial Management Inc.279
Mutual Fund TrustCanadaMeckelborg Financial Group Ltd.280
MFG Diversified Strategy Fund
Linked NotesCanadaMerrill Lynch Canada Inc.281
Pooled Fund / Hedge FundsCanadaMetric Asset Management Limited Partnership282
Mutual FundCanadaMFS Investment Management Canada Limited283
Mutual FundCanadaMiddlefield Limited284
Mutual FundCanadaMontrusco Bolton Investment Inc.285
Bolton Tremblay Funds inc.
Pooled FundCanadaMorgan Meighen & Associates Limited286
Smedley Fund Family
Mutual Fund / Pooled FundCanadaNatcan Trust Company287
Mutual Funds / GIC's / Inv. Savings AcctCanadaNational Bank Investments Inc.288
Includes PPN's
GIC'sCanadaNational Bank of Canada289
Natcan Trust GIC's
National Bank of Canada GIC's
National Bank Trust GIC's
Mutual Fund / Pooled FundCanadaNational Bank Trust Inc.290
Mutual FundCanadaNational Trust Company291
Tourism & Entertainment Growth Fund Inc.
Family of Funds
Unit TrustCanadaNewGen Asset Management Limited292
Mutual FundCanadaNewport Private Wealth Inc.293
Hedge FundCanadaNext Edge Capital Corp.294
Mutual FundCanadaNiagara Capital Partners Ltd.295
Niagara Access Alpha Fund
Mutual Fund / Limited PartnershipCanadaNicola Wealth Management Ltd.296
NWM family of funds
SPIRE LP's
Page 14 of 22Listing of Approved Fund Managers by Name
Page 15
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNinepoint Partners LP297
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNorrep Capital Management Ltd.298
Mutual FundCanadaNorth Growth Management Ltd.299
GIC'sCanadaNorthern Savings Credit Union300
Terrace & District Credit Union
Limited PartnershipCanadaNorthStream Capital Inc.301
NorthStream Credit Strategies Fund LP
Mutual FundCanadaNorthwest & Ethical Investments L.P.302
Mutual FundCanadaOcean Rock Investments Inc.303
Limited PartnershipCanadaOCP Fund Management LP304
Pooled FundCanadaOGAM Ltd.305
Pooled FundCanadaOnex Credit Partners, LLC306
OCP Debt Opportunity Class
Onex Credit Partners LLC
Mutual Fund / Hedge Fund / GIC'sCanadaOptimum Asset Management Inc.307
Pooled FundCanadaOutcome Wealth Management308
Limited PartnershipCanadaPACE Securities Corp.309
Limited PartnershipCanadaPalette Investment Management Inc.310
First Canadian Securities 2017
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalisade Capital Management Ltd.311
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalos Management Inc.312
Palos Family of funds
Rendez-vous Global Equity Fund LP - $CDN and $US
Mutual FundCanadaPathfinder Asset Management Ltd.313
Pooled FundCanadaPavilion Advisory Group Ltd.314
GIC'sCanadaPeace Hill Trust Company315
Mutual Fund / Pooled FundCanadaPembroke Private Wealth Management Ltd.316
Mutual FundCanadaPenderFund Capital Management Ltd.317
Pender North American Small Cap Fund
Pender Small Cap Opportunities Fund
Pender Value Fund
Pender US All Cap Equity Fund
Pender Corporate Bond Fund
Page 15 of 22Listing of Approved Fund Managers by Name
Page 16
Fund Manager Region Type of ProductsFunds covered by agreement
Pender Canadian Opportunities Fund
Pender Strategic Growth and Income Fund
GIC'sCanadaPeoples Trust Company318
Mutual FundCanadaPerennial Asset Management Corp.319
Perennial Equity Portfolio
Perennial Fixed Income Portfolio
Hedge FundCanadaPerformance Capital Ltd.320
Pooled Fund / Limited PartnershipCanadaPeriscope Capital Inc.321
Pooled FundCanadaPerron & Partners Wealth Management Corp.322
Kipling Private Investment Portfolios
Labor Sponsored FundCanadaPFM Venture Capital Operations Inc.323
SaskWorks Venture Fund Inc.
Mutual Fund / Hedge FundCanadaPicton Mahoney Asset Management324
Pooled FundCanadaPier 21 Asset Management Inc.325
Pier 21
Mutual Fund / Hedge FundCanadaPIMCO Canada Corp.326
Mutual FundOverseasPIMCO Global Advisors (Ireland) Limited327
PIMCO Funds - Global Investor Services
Hedge FundCanadaPolar Asset Management Partners Inc.328
Altairis
Polar Fund Management II Inc.
Investment Funds / Limited PartnershipCanadaPortland Investment Counsel Inc.329
Investment FundsCanadaPratte Gestion de portfeuilles330
GIC'sCanadaPresident's Choice Bank331
Mutual FundCanadaPrimevest Capital Corp.332
GIC's / OtherCanadaProspera Credit Union333
Pooled FundCanadaProvisus Wealth Management Limited334
Mutual FundCanadaPurpose Investments Inc.335
Mutual FundCanadaPursuit Financial Management Corp.336
Mutual FundCanadaPutnam Investment Inc.337
Pooled FundCanadaQuadrant Asset Management338
QAM Tracking Pools
Mutual FundCanadaQuantum Leap Asset Management Limited339
Quantum Leap Mortgage Investment Fund
Page 16 of 22Listing of Approved Fund Managers by Name
Page 17
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaQV Investors Inc.340
QV Pooled Funds
Mutual Fund / Limited PartnershipCanadaQwest Investment Fund Management Ltd.341
Mutual FundCanadaR.E.G.A.R. Gestion Privée Inc.342
Mutual FundCanadaR.N. Croft Financial Group Inc.343
Pooled FundCanadaRadin Capital Partners Inc.344
Radin Capital Partners
Unit TrustCanadaRaintree Wealth Management Inc.345
Raintree Absolute Fund Class A
Raintree Tactical Fund Class A
Pooled FundCanadaRavenstone Capital Management Inc.346
Ravenstone family of funds
Pooled FundCanadaRayne Capital Management Inc.347
Rayne Capital Opportunities Fund LP
Rayne Capital LP
Rayne Capital Opportunities Trust
Linked NotesCanadaRBC Dominion Securities Inc.348
Mutual Fund/Hedge Fund/Pooled FundCanadaRBC Global Asset Management Inc.349
Segregated FundCanadaRBC Life Insurance Company350
GIC'sCanadaResmor Trust Company351
Mutual FundCanadaResolute Funds Ltd.352
Hedge FundCanadaResolve Asset Management Inc.353
Mutual Fund / Labor Sponsored FundCanadaReturn on Innovation Advisors Ltd.354
Pooled Funds
Pooled FundCanadaRoadmap Capital Inc.355
Hedge FundCanadaRobson Capital Management Inc.356
Mutual Fund / Limited PartnershipCanadaRoss Smith Asset Management ULC357
Ross Smith Cryptocurrency Investment Fund LP
Ross Smith Capital Investment Fund
Ross Smith Opportunity Fund
Pooled FundCanadaRoundtable Capital Partners Inc.358
Roundtable Growth Fund
Roundtable Dividend & Income Fund
Roundtable Everkey Global Fund
Roundtable Focus Equity Fund
Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)359
Page 17 of 22Listing of Approved Fund Managers by Name
Page 18
Fund Manager Region Type of ProductsFunds covered by agreement
GIC's / Investment Savings AccountsCanadaRoyal Bank of Canada360
Royal Trust Company (The)
Royal Bank of Canada
Connor Clark Private
Royal Bank Mortgage Corp.
Merchant Private Trust
Royal Trust Corp.
Mutual FundCanadaRoyal Trust Company (The)361
The Protected American Fund
The First American Fund
T.A.L. Private Management Pooled Funds
T.A.L. Investment Pooled Funds
Classified Investment Trusts
RT Capital Inc.
First Trust Canada Funds
Mutual Fund / Hedge FundCanadaRP Investment Advisors LP362
Mutual FundCanadaRussell Investments Canada Limited363
Life Points mutual funds
Soverign mutual funds
Russel Group mutual funds
Limited PartnershipCanadaSaguenay Strathmore Capital, L.P.364
Titan Masters Canada, L.P.
Mutual FundU.S.Sanford C. Bernstein & Co. LLC365
Mutual FundCanadaScotia Capital Inc.366
Scotia Capital family of funds
The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07
Cassels Blaikie Canadian Fund (U.S.)
Pinnacle family of funds - May 7-07
Mutual FundCanadaScotia Securities Inc.367
Mutual Fund / Pooled FundCanadaSeamark Asset Management Ltd.368
Mutual FundCanadaSEI Investment Canada Company369
Pooled FundCanadaSeymour Investment Management Ltd.370
.
Family of funds managed by Seymour Investment Management Ltd.
Mutual FundCanadaSherpa Asset Management Inc.371
Pooled FundCanadaSIA Wealth Management Inc.372
SIA Wealth Management Private Investment Pools
Limited PartnershipCanadaSilvercreek Management Inc.373
Silvercreek family of funds
Pooled FundCanadaSlate Securities L.P.374
Principal Protected NoteCanadaSociete Generale (Canada)375
CI Protected Coverage Notes, Series 1
Page 18 of 22Listing of Approved Fund Managers by Name
Page 19
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Fund/Hedge Fund/Pooled FundCanadaSpartan Fund Management Inc.376
Spartan Fund Management Inc. family of funds
Thales Fund Management Inc. family of funds
GIC's / Segregated FundCanadaStandard Life Assurance Company of Canada (The)377
Ideal Segregated Funds
Guaranteed Interest Rate Contracts
Mutual FundCanadaStandard Life Mutual Funds Ltd.378
Mutual FundCanadaStandard Life Trust Company379
Hedge FundCanadaStanton Asset Management Inc.380
Mutual FundCanadaStarlight Investments Capital LP381
Starlight group of funds
GIC'sCanadaState Bank of India (Canada)382
Mutual FundCanadaSteadyhand Investment Management Ltd.383
Steadyhand Global Equity Fund
Steadyhand Small Cap Equity Fund
Steadyhand Equity Fund
Steadyhand Income Fund
Steadyhand Savings Fund
GIC'sCanadaSteinbach Credit Union Limited384
GICs
Mutual FundCanadaStone Asset Management Limited385
Mutual FundCanadaStrathbridge Asset Management Inc.386
Limited PartnershipCanadaStratigis Capital Advisors Inc.387
Uber Strategies LP
Goforth Technical Fund LP
Pooled FundCanadaSuccessful Investor Wealth Management Inc.388
Segregated FundCanadaSun Life Assurance Co. (Canada)389
Individual Variable Insurance Contracts
GIC'sCanadaSun Life Financial Trust Inc.390
Investment FundsCanadaSun Life Global Investments (Canada) Inc./Placements mondiau391
GIC'sCanadaSunshine Coast Credit Union392
Mutual Fund / Pooled FundCanadaT.I.P. Wealth Manager Inc.393
Investment FundsCanadaTactex Asset Management394
Mylo Money Market Funds
Mylo Fixed Income ETF Funds
Mylo Equity ETF Funds
GIC's / Investment Savings AccountsCanadaTangerine Bank395
Page 19 of 22Listing of Approved Fund Managers by Name
Page 20
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaTaylor Asset Management Inc.396
Taylor Partners Fund
Mutual Fund / Inv. Savings AccountCanadaTD Asset Management Inc.397
GIC's / Linked NotesCanadaTD Bank Financial Group398
TD Bank - GIC's & Linked Notes
The Canada Trust Compay - GIC's
TD Mortgage Corp. - GIC's
TD Pacific Mortgage Corp. - GIC's
Linked NotesCanadaTD Securities Inc.399
Pooled FundCanadaTempered Investment Management Ltd.400
Tempered Global Value Fund
Mutual Fund / Limited PartnershipCanadaTerra Fund Management Ltd.401
Pooled FundCanadaThird Eye Capital Management Inc.402
Third Eye Capital Alternative Credit Trust
Pooled FundCanadaThornmark Asset Management Inc.403
Thornmark Investment Funds
Mutual Fund / Limited PartnershipCanadaTimbercreek Investment Management Inc.404
Limited PartnershipCanadaTimelo Investment Management Inc.405
Timelo Strategic Opportunities Fund
Mutual FundCanadaTIS Preservation & Growth Fund/Accilent Capital Management.406
TIS Preservation & Growth Fund Class A and Class F Units
Mutual FundCanadaTonus Capital Inc.407
Tonus Partners Fund
Hedge FundCanadaToronto Trust Management Ltd.408
Friedberg Mercantile Group family of funds
Mutual FundCanadaTradex Management Inc.409
Pooled FundCanadaTrapeze Asset Management Inc.410
Income TrustCanadaTrez Capital Corporation411
Pooled FundCanadaTri Delta Investment Counsel Inc.412
Limited PartnershipCanadaTriumph Asset Management Inc.413
Triumph Capital Appreciation Fund LP
Pooled FundCanadaTrivest Wealth Counsel Ltd.414
Pooled FundCanadaTurtle Creek Asset Management Inc.415
Pooled FundCanadaUBS Global Asset Management (Canada) Co.416
UBS (Canada) Balanced Fund A
Mutual FundCanadaUllman Wealth Management Inc.417
Ullman Wealth Management Fund Family
Page 20 of 22Listing of Approved Fund Managers by Name
Page 21
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaValue Partners Investment Inc.418
Mutual FundCanadaValue-Contrarian Asset Management Inc.419
GIC'sCanadaVancouver City Savings Credit Union420
Mutual Fund / Pooled FundCanadaVanguard Investment Canada Inc.421
Pooled FundCanadaVantage Asset Management Inc.422
Vantage Protected Performance Fund
Mutual FundCanadaVantage Point Investment Management Inc.423
The Vantage Point Funds
Hedge FundCanadaVenator Capital Management Ltd.424
Venator family of mutual funds
Pooled FundCanadaVeritas Asset Management Inc.425
VAM V List Plus Fund
VAM Signature Fund
Veritas Long Short Fund
GIC's / OtherCanadaVersaBank426
Mutual FundCanadaVertex One Asset Management Inc.427
Pooled FundCanadaViewpoint Investment Partners Corporation428
Viewpoint Global Fund Trust
Hedge FundCanadaVision Capital Corporation429
Mutual Fund / Labor Sponsored FundCanadaVL Advisors Inc.430
Mortgage Investment FundCanadaW.A. Robinson & Associates Ltd.431
Frontenac Mortgage Investment Corp.
Mortgage Investment Corporation of Eastern Ontario (MICEO)
Mutual Fund / Limited PartnershipCanadaWARATAH Capital Advisors Ltd.432
Waratah fund family
Pooled FundCanadaWaypoint Investment Partners Inc.433
Mutual Fund / Pooled FundCanadaWealhouse Capital Limited Partnership434
Panorama Private Client Fund
Panorama Fund
GIC's / Investment Savings AccountsCanadaWealth One Bank of Canada435
Pooled FundCanadaWealthCo Asset Management Inc.436
WealthCo Pooled Funds
WealthCo Asset Management Inc.
Mutual FundCanadaWells Asset Management System Inc.437
Mutual FundCanadaWest Face Capital Inc.438
WFC Opportunities Trust
Mutual FundCanadaWestcap Mgt. Ltd.439
Page 21 of 22Listing of Approved Fund Managers by Name
Page 22
Fund Manager Region Type of ProductsFunds covered by agreement
Golden Opportunities Fund Inc.
Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union440
GIC'sCanadaWilliams Lake & District Credit Union441
GIC'sCanadaWindsor Family Credit Union442
Unit TrustCanadaXIB Asset Management Inc.443
XIB Fund
Mutual FundCanadaYorkville Asset Management Inc.444
Heritage Yorkville Mutual Funds
Southbridge Health Care Fund
Mutual FundCanadaYTM Capital Asset Management Ltd.445
GIC's / Investment Savings AccountsCanadaZag Bank446
One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued
by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC
outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the
prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on
behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.
Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which
conforms to SRO by-laws directly with the company or Agent
Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual
fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the
third party mutual fund(s) covered by the agreement.
Note:
* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership
Page 22 of 22Listing of Approved Fund Managers by Name
Page 23
Bare Trustee Agreements
Additions to List Since January 1, 2019
Fund Manager Region Type of ProductsFunds covered by agreement
Date Approved
Fédération des caisses Desjardins due Quebec Canada Linked Notes 1/10/2019
Cardinal Capital Management Inc. Canada Pooled Fund 1/28/2019
Cardinal Foreign Equity Pool
Cardinal Canadian Equity Pool
Waypoint Investment Partners Inc. Canada Pooled Fund 2/5/2019
League Savings and Mortgage Company Canada GIC's 2/19/2019
Pratte Gestion de portfeuilles Canada Investment Funds 2/19/2019
Lorica Investment Counsel Inc. Canada Mutual Fund 2/21/2019
Lorica Canadian Fixed Income Fund
Equitable Trust Canada GIC's / Investment Savings Accounts 3/7/2019
AGAWA Fund Management Inc. Canada Limited Partnership 3/11/2019
AGAWA Fund I Limited Partnership
Aryeh Capital Management Ltd. Canada Limited Partnership 3/25/2019
Aryeh Capital Partners Canada, LP
Bridgeport Asset Management Inc. Canada Investment Funds 4/2/2019
Bridgeport US Equity Fund
Bridgeport Cdn Equity Fund
Bridgeport High Income Fund
Evolve Funds Group Inc. Canada Mutual Fund 5/2/2019
Barrantagh Investment Management Inc. Canada Mutual Fund 5/10/2019
Christopher Ross Cunningham Investments Ltd. Canada Pooled Fund 5/15/2019
CIG Value Fund
Kilgour Williams Capital Incorporated Canada Unit Trust 5/31/2019
Page 1 of 2Listing of Additions to List
Page 24
Fund Manager Region Type of ProductsFunds covered by agreement
Date Approved
KiWi Private Credit Trust
Wealth One Bank of Canada Canada GIC's / Investment Savings Accounts 6/4/2019
Corton Capital Inc. Canada Limited Partnership 7/18/2019
Corton Global Timber Fund L.P.
OCP Fund Management LP Canada Limited Partnership 8/8/2019
Duo Bank of Canada Canada GIC's 8/14/2019
XIB Fund
XIB Asset Management Inc. Canada Unit Trust 8/14/2019
XIB Fund
Leith Wheeler Investment Counsel Ltd. Canada Mutual Fund 8/19/2019
Leith Wheeler family of funds
Outcome Wealth Management Canada Pooled Fund 8/19/2019
GreensKeeper Asset Management Inc. Canada Pooled Fund 10/9/2019
GreensKeeper Value Fund
Ullman Wealth Management Inc. Canada Mutual Fund 10/30/2019
Ullman Wealth Management Fund Family
IBV Capital Ltd. Canada Limited Partnership 11/19/2019
IBV Capital Global Value Canadian Feeder Fund LP
Fiera Investments LP Canada Mutual Fund 11/20/2019
OGAM Ltd. Canada Pooled Fund 12/10/2019
Williams Lake & District Credit Union Canada GIC's 12/17/2019
Anson Funds Management LP Canada Pooled Fund 12/20/2019
Anson North Star Trust
Page 2 of 2Listing of Additions to List
Page 25
Bare Trustee Agreements
January 1, 2019Deletions from List since
Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement
Date Removed
Page 1 of 1Listing of Deletions from List
Page 26
Bare Trustee Agreements
January 1, 2019Name Changes and Mergers since
Fund Manager Region Type of ProductFunds covered by agreement
Date Comments
Foresters Financial Investment
Managent Company of Canada Inc.
Mutual Fund Name changed to Foresters Asset Management Inc.
Canada 2/19/2019
NGAM Canada LP Mutual Fund Name changed to Natixis Investment Managers Canada LP
Canada 4/8/2019
Cygnus Investment Partners L.P. Limited Partnership Name changed to OCP Fund Management LP
Canada 8/8/2019
Cygnus/KKR Multi-Strat Fund LP
Leith Wheeler Investment Funds Mutual Fund Carried over from CIPF on May 9, 2005 - Name changed to Leith Wheeler Counsel Ltd.
Canada 8/8/2019
Foresters Asset Management Inc. Mutual Fund Name changed to Fiera Capital Corporation
Canada 8/16/2019
Natixis Investment Managers
Canada LP
Mutual Fund Name changed to Fiera Investments LP
Canada 11/20/2019
Page 1 of 1Listing of Name Changes and Mergers
