Page 1
Bare Trustee Agreements
Approved Fund Managers as of April 30, 2020
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Funds / Hedge Funds / LSF'sCanada1832 Asset Management L.P. (Dynamic Funds)1
Includes Deposit accounts
Pooled FundCanada3IQ CORP.2
3IQ Corp.
Mutual FundOverseasAberdeen Global Services S.A.3
Aberdeen Global II Funds
Aberdeen Global Funds
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaAccilent Capital Management Inc.4
Capsure Hedged Oil and Gas Income & Growth Trust
Mutual FundCanadaAcker Finley Asset Management Inc.5
QSATM Funds
Mortgage Investment FundCanadaACM Advisors Ltd.6
ACM Commercial Mortgage Fund
Pooled FundCanadaAddenda Capital Inc.7
Addenda Pooled Funds
GIC's / Investment Savings AccountsCanadaADS Canadian Bank8
Limited PartnershipCanadaAGAWA Fund Management Inc.9
AGAWA Fund I Limited Partnership
Mutual Fund / Pooled FundCanadaAGF Investments Inc.10
AGF Elements family of mutual funds
Acuity Pooled funds
Acuity family of mutual funds
Harmony family of mutual funds
AGF Pooled funds
AGF family of mutual funds
Mutual Fund/Hedge Fund/Pooled FundCanadaAHF Capital Partners Inc.11
AHF Credit Opportunities Fund - Series A, F and I
Limited PartnershipCanadaAIP Asset Management12
AIP Global Marco Fund LP
GIC'sCanadaAldergrove Credit Union13
Limited PartnershipCanadaAlgonquin Capital Corporation14
Hedge FundCanadaAlignvest Capital Management Inc.15
Pooled FundCanadaAlignvest Investment Management Corporation16
REITCanadaAlitis Investment Counsel Inc.17
Page 1 of 22Listing of Approved Fund Managers by Name
Page 2
Fund Manager Region Type of ProductsFunds covered by agreement
Alitis Mortgage Plus Fund
Alitis Private REIT
Mutual FundCanadaAlphaNorth Asset Management18
Hedge FundCanadaAltema Asset Management Inc.19
Altema Diversified Equity Market Neutral Fund
Pooled FundCanadaAltervest Ltd.20
Hedge FundCanadaAltrust Investment Solutions Inc.21
Pooled FundCanadaAnson Funds Management LP22
Anson North Star Trust
Pooled FundCanadaAntares Investment Management, Inc.23
Mortgage Investment FundCanadaAntrim Investments Ltd.24
Antrim Balanced Mortgage Fund Ltd.
Hedge FundCanadaArrow Capital Management Inc.25
Mutual Fund / Limited PartnershipCanadaArtemis Investment Management Limited26
Alpha Scout Fund and RSP Fund
Robson Alpha Scout Fund
Limited PartnershipCanadaAryeh Capital Management Ltd.27
Aryeh Capital Partners Canada, LP
Mutual FundCanadaATB Investment Management Inc.28
Mutual Fund TrustCanadaAuspice Capital Advisors Ltd.29
Auspice Diversified Trust
Mutual FundCanadaAventine Management Group Inc.30
Aventine Canadian Equity Fund
BTH Tactical Growth Fund
Pooled FundCanadaAxess Capital Advisors Inc.31
Magna Opportunity Fund
Magna REIT
Magna High Income Fund
Magna Life Settlement Fund
Mutual Fund TrustCanadaAYAL Capital Advisors Liited32
AYAL Capital Advisors Trust Fund
Mutual FundCanadaB.E.S.T Investment Counsel Limited33
B.E.S.T. Total Return Fund Inc.
B.E.S.T. Active 365 Fund LP
The Business, Engineering, Science & Technology Discoveries Fund Inc.
GIC's / Investment Savings AccountsCanadaB2B Bank34
Pooled FundCanadaBaker Gilmore & Associates Inc.35
Baker Gilmore & Associates Pooled Funds
GIC'sCanadaBank of America, National Association (Canada Branch)36
OtherCanadaBank of Canada37
Page 2 of 22Listing of Approved Fund Managers by Name
Page 3
Fund Manager Region Type of ProductsFunds covered by agreement
Investment Savings Account / GIC'sCanadaBank of Montreal38
GIC'sCanadaBank of Montreal Mortgage Corp.39
GIC'sCanadaBank of Nova Scotia40
National Trust Company / Victoria&Grey MortgageCorp.
Montreal Trust Company of Canada
Scotia Mortgage Corporation
Bank of Nova Scotia
Mutual Fund / Pooled FundCanadaBarometer Capital Management Inc.41
Mutual Fund / Hedge Fund / GIC'sCanadaBarrage Capital Inc.42
Mutual FundCanadaBarrantagh Investment Management Inc.43
Limited PartnershipCanadaBedford Park Capital Corporation44
Bedford Park Opportunities Fund
Pooled FundCanadaBellwether Investment Management Inc.45
Bellwether family of funds.
Mutual Fund/Pooled Fund/Seg FundCanadaBeutel Goodman & Company Ltd46
Pooled FundCanadaBirchLeaf Investments Inc.47
BirchLeaf Growth Fund
Limited PartnershipCanadaBlack Swan Dexteritas Inc.48
BSD Global Tech Hedge Fund LP
Mutual FundCanadaBlackBridge Capital Management Corp.49
Mutual FundOverseasBlackRock (Luxembourg) SA50
BlackRock Global Funds
Mutual FundCanadaBlackRock Asset Management Canada Limited51
BlackRock Asset Management Canada Limited
Pooled FundCanadaBloom Burton Investment Group Inc.52
Bloom Burton Canadian Healthcare Fund
Mutual FundCanadaBloom Investment Counsel, Inc.53
Mutual FundCanadaBloombergSen Inc.54
BloombergSen Partners RSP Fund
Mutual FundCanadaBMG Management Services Inc.55
Mutual FundCanadaBMO Investments Inc. / BMO Investissements Inc.56
BMO Mutual Funds
Segregated FundCanadaBMO Life Assurance Company57
BMO Guaranteed Investment Funds
Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.58
Mutual FundCanadaBMO Private Investment Counsel Inc.59
Page 3 of 22Listing of Approved Fund Managers by Name
Page 4
Fund Manager Region Type of ProductsFunds covered by agreement
GIC's / Investment Savings AccountsCanadaBMO Trust Company60
Linked NotesCanadaBNP Paribas (Canada)61
Mutual FundOverseasBNY Mellon Global Management Ltd.62
BNY Mellon Global Management Ltd. family of funds
Universal Liquidity Funds PLC
Mutual FundCanadaBrandes Investment Partners & Co.63
Pooled FundCanadaBrandywine Global Investment Management (Canada), ULC64
Investment FundsCanadaBridgeport Asset Management Inc.65
Bridgeport Cdn Equity Fund
Bridgeport US Equity Fund
Bridgeport High Income Fund
GIC'sCanadaBridgewater Bank66
Pooled FundCanadaBridgingFinance Inc.67
Mutual Fund / Limited PartnershipCanadaBristol Gate Capital Partners Inc.68
Bristol Gate U.S. Equity Fund LP
Mutual FundCanadaBrompton Funds Limited69
Pooled FundCanadaBrookfield Investment Management (Canada) Inc.70
Pooled FundCanadaBrookfield Soundvest Capital Management Ltd.71
Soundvest North American Opportunity Pool
Hedge FundCanadaBT Global Growth Inc.72
BT Global Growth Fund L.P.
Pooled FundCanadaBull Capital Management Inc.73
Balanced Class Shares
Global Equity Class Shares
Canadian Equity Class Shares
EFG Private Portfolio Series ING
Mutual FundCanadaBurgundy Asset Management Ltd.74
Mutual FundCanadaCADO Investment Fund Management Inc.75
Maple Leaf Income Class
Maple Leaf Resources Class
Mutual FundCanadaCaldwell Investment Management Ltd.76
Segregated FundCanadaCanada Life Assurance Company (The)77
GIC'sCanadaCanadian Tire Bank78
Canadian Tire Bank
GIC'sCanadaCanadian Western Bank79
Mutual Fund / GIC'sCanadaCanadian Western Trust80
Page 4 of 22Listing of Approved Fund Managers by Name
Page 5
Fund Manager Region Type of ProductsFunds covered by agreement
Investment Funds / Limited PartnershipCanadaCanoe Financial LP81
Mutual FundCanadaCanso Fund Management Ltd.82
Mutual FundCanadaCapital International Asset Management Inc. (Canada) Inc.83
Pooled FundCanadaCapstone Asset Management Inc.84
Pooled FundCanadaCardinal Capital Management Inc.85
Cardinal Canadian Equity Pool
Cardinal Foreign Equity Pool
Limited PartnershipCanadaCastle Ridge Asset Management Limited86
Castle Ridge LP
Hedge FundCanadaCelernus Investment Partners Inc.87
Celernus Mortgage and Income Trust Fund
Celernus Absolute Growth Fund
REITCanadaCenturion Asset Management Inc.88
Pooled FundCanadaCGOV Asset Management89
Mutual FundCanadaChou Associates Management Inc.90
Pooled FundCanadaChristopher Ross Cunningham Investments Ltd.91
CIG Value Fund
Mutual Fund / Segregated FundCanadaCI Investments Inc.92
Mutual Fund / GIC's / Linked NotesCanadaCIBC93
Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.94
GIC'sCanadaCIBC Investor Network95
CIBC Mortgages Inc. (FLT)
CIBC Mortgages Inc.
CIBC Trust Corporation
CIBC
Services Hypothecaires CIBC Inc.
Pooled FundCanadaCidel Asset Management Inc.96
GIC'sCanadaCoast Capital Savings Federal Credit Union97
GIC'sCanadaCoastal Community Credit Union98
GIC'sCanadaCommunity Trust Company Ltd.99
GIC'sCanadaConcentra Bank100
Mutual FundCanadaConnor, Clark & Lunn Funds Inc.101
Page 5 of 22Listing of Approved Fund Managers by Name
Page 6
Fund Manager Region Type of ProductsFunds covered by agreement
CC&L fund family
Mutual FundCanadaConnor, Clark & Lunn Private Capital Ltd.102
Pooled FundCanadaCornerstone Investment Counsel Ltd.103
Blueprint Enhanced Opportunities Pool
Blueprint Global Strategies Pool
Limited PartnershipCanadaCortland Credit Group Inc.104
Cortland Credit Strategies L.P.
Cortland Credit Strategies RRSP Fund
Limited PartnershipCanadaCorton Capital Inc.105
Corton Global Timber Fund L.P.
Mutual FundCanadaCote 100 Inc.106
Mutual FundCanadaCounsel Portfolio Services Inc.107
Labor Sponsored FundCanadaCovington Capital Corporation108
Covington Funds
Unit TrustCanadaCovista Capital Corp.109
Covista Value Fund Trust
Pooled FundCanadaCowan Asset Management Limited110
Cowan Absolute Return Fund
Mutual FundCanadaCQI Capital Management L.P.111
CQI Income Opportunities Fund
CQI Equity Opportunities Fund II
Genesis Partners Fund LP
CQI Equity Opportunities Fund I
Linked NotesOverseasCredit Suisse AG112
Limited PartnershipCanadaCrimson Asset Management113
Crimson Partners Small Cap Fund LP
Mutual FundCanadaCrystal Wealth Management System Ltd.114
Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.115
Mutual FundCanadaCWB Wealth Management Ltd.116
CWB Onyx Portfolio Series
Pooled FundCanadaCypress Capital Management Ltd.117
Pooled FundCanadaDaVinci Capital Partners Inc.118
DaVinci Alterntive Income Fund
Mutual Fund / Pooled FundCanadaDavis-Rea Ltd. / Davis-Rea Ltee.119
Pooled Fund / Segregated FundsCanadaDeans Knight Capital Management Ltd.120
Deans Knight Income Fund
Deans Knight Equity Growth Fund II
Deans Knight Equity Growth Fund
Deans Knight Capital Pool Funds
Mutual FundCanadaDelbrook Capital Advisors Inc.121
Page 6 of 22Listing of Approved Fund Managers by Name
Page 7
Fund Manager Region Type of ProductsFunds covered by agreement
Delbrook Resource Opportunities Fund
GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec122
Segregated Funds / GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.123
Mutual Fund / Segregated Fund / GIC'sCanadaDesjardins Global Asset Management Inc.124
Mutual FundCanadaDesjardins Société de placement inc.125
Mutual FundCanadaDesjardins Trust Inc.126
Maestral Funds
Mutual FundCanadaDimensional Fund Advisors Canada ULC.127
Mutual FundCanadaDiscovery Capital Management Corp.128
Mutual FundCanadaDixon Mitchell Investment Counsel Inc.129
Dixon Mitchell Small Cap Fund
Limited PartnershipCanadaDonville Kent Asset Management Inc.130
Donville Kent Asset Management
Mutual FundCanadaDuncan Ross Associates Ltd.131
GIC'sCanadaDuo Bank of Canada132
XIB Fund
Pooled FundCanadaEast Coast Fund Management Inc.133
Limited PartnershipCanadaEast West Investment Management Corporation134
East West Canada Fund LP
Hedge FundCanadaEdgeHill Partners135
EdgeHill family of funds.
Mutual FundCanadaEdgePoint Wealth Management Inc.136
Edgepoint family of mutual funds
Mutual FundCanadaEducators Financial Group Inc.137
GIC'sCanadaEffort Trust Company (The)138
Segregated FundCanadaEmpire Life Insurance Company139
Segregated Funds
Interest investment options provided within an insurance contract
Mutual FundCanadaEmpire Life Investments Inc.140
Empire Life
Unit TrustCanadaEnTrust Focus Partners LP141
EnTrust 49 Focus Fund
Pooled FundCanadaEpic Capital Management Inc.142
Mutual FundCanadaeQuaTe Asset Management Inc.143
Mutual FundCanadaEquilibrium Capital Management Inc.144
Page 7 of 22Listing of Approved Fund Managers by Name
Page 8
Fund Manager Region Type of ProductsFunds covered by agreement
GIC's / Investment Savings AccountsCanadaEquitable Bank145
GIC's / Investment Savings AccountsCanadaEquitable Trust146
Pooled FundCanadaEquiton Capital Inc.147
Equiton Residential Income Fund Trust
Mutual FundCanadaEquium Capital Management Inc.148
Pooled FundCanadaETF Capital Management149
Quintessence Wealth Group of Funds
Mutual FundCanadaEvolve Funds Group Inc.150
Limited PartnershipCanadaEwing Morris & Co. Investment Partners Ltd.151
Ewing Morris Flexible Income Fund LP
Hedge Fund / Limited PartnershipCanadaExcalibur Capital Management Inc.152
Excalibur Limited Partnership
Excalibur Small Cap Opportunities LP
Mutual FundCanadaExcel Funds Management Inc.153
Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.154
Faircourt Pooled Monthly Income Fund (Pooled Fund)
Faircourt Dividend Fund (Mutual Fund)
Mutual FundCanadaFederated Investors Canada ULC155
Federated Strategic Value U.S. Equity Dividend Fund
Linked NotesCanadaFédération des caisses Desjardins due Quebec156
Mutual FundCanadaFidelity Investments Canada ULC157
Mutual FundCanadaFiducie Desjardins Inc.158
Mutual FundCanadaFieldhouse Capital Management Inc.159
Fieldhouse Pro Funds Inc.
Mutual Fund/Hedge Fund/Pooled FundCanadaFiera Capital Corporation160
.
Mutual FundCanadaFiera Investments LP161
Mutual FundOverseasFIL Limited162
Mutual FundCanadaFinancière des professionnels - Fonds d’investissement inc.163
Mutual FundCanadaFirst Asset Investment Management Inc.164
GIC'sCanadaFirst Ontario Credit Union165
REITCanadaFirst Reliance Asset Management166
First Reliance Real Estate Investment Trust
GIC'sCanadaFirst West Credit Union Ltd.167
Page 8 of 22Listing of Approved Fund Managers by Name
Page 9
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Natio168
Mutual FundCanadaForge First Asset Management Inc.169
Forge First Long Short Alternative Fund
Forge First Conservative Alternative Fund
Mutual Fund / Hedge FundCanadaFormula Growth Limited170
Formula Growth Fund
Formula Growth Hedge Funds Class F
Formula Growth Hedge Funds Class A
Pooled Fund / Limited PartnershipU.S.Fort LP171
Pooled FundCanadaFoyston, Gordon & Payne Inc.172
FGP Funds
Family of Pooled Funds
Mutual FundOverseasFranklin Templeton International Services S.à.r.l.173
Franklin Templeton Investment Funds
Mutual Fund/Pooled Fund/Seg FundCanadaFranklin Templeton Investments Corp.174
Bissett Mutual Funds
Franklin Templeton Mutual Funds
Mutual FundCanadaFrontFour Capital Corp.175
FrontFour Opportunity Fund
Mutual FundCanadaFrontwater Capital Inc.176
Mutual FundCanadaFT Portfolios Canada Co.177
Mutual FundCanadaFulcra Asset Management Inc.178
Fulcra Focused Yield Fund
Mutual FundU.S.Gabelli Funds (The)179
Pooled FundCanadaGalibier Capital Management Ltd.180
Galibier Canadian Global Equity Pool
Galibier U.S. Equity Pool
Galibier Opportunities Fund
Mutual FundCanadaGalileo Global Equity Advisors Inc.181
Investment FundsCanadaGalliant Advisors LP182
Galliant Equity Long/Short Fund LP
GIC'sCanadaGeneral Bank of Canada183
Pooled FundCanadaGenus Capital Management184
Mutual FundCanadaGestion Ferique185
Hedge FundCanadaGFI Investment Counsel Ltd.186
Good Opportunities Fund
Mutual FundCanadaGlobal Growth Assets Inc.187
Mutual Fund / Pooled FundCanadaGlobevest Capital Ltee.188
Page 9 of 22Listing of Approved Fund Managers by Name
Page 10
Fund Manager Region Type of ProductsFunds covered by agreement
Pooled FundCanadaGoodman & Company, Investment Counsel, Inc.189
Mutual FundCanadaGoodwood Inc.190
Goodwood Funds
OtherCanadaGovernment of Quebec (for Placements Quebec)191
Unit TrustCanadaGrafton Asset Management Inc.192
Global Energy Growth Fund
Mutual FundCanadaGravitas Securities Inc.193
Pooled FundCanadaGreenchip Financial Corp.194
Pooled FundCanadaGreensKeeper Asset Management Inc.195
GreensKeeper Value Fund
Pooled FundCanadaGreystone Managed Investments Inc.196
Greystone Pooled Fund Trusts
Venture Capital FundCanadaGroundlayer Capital Inc.197
.
Labor Sponsored FundCanadaGrowth Works Capital Ltd.198
Working Opportunity Fund (EVCC) Ltd.
GrowthWorks Atlantic Venture Fund Ltd.
Pooled FundCanadaGuardian Capital LP199
Vega Funds
Vector Funds
Guardian Funds
Limited PartnershipCanadaHamilton Capital Partners Inc.200
Mutual FundCanadaHarvest Portfolios Group Inc.201
GIC'sCanadaHaventree Bank202
Pooled FundCanadaHemisphere Capital Management Inc.203
Limited PartnershipCanadaHGC Investment Management Inc.204
HGC Arbitrage Fund LP
Mutual FundCanadaHighstreet Asset Management Inc.205
Pooled FundCanadaHillsdale Investment Management Inc.206
GIC's / Investment Savings AccountsCanadaHome Bank207
GIC's / Investment Savings AccountsCanadaHome Trust Company208
GIC'sCanadaHomEquity Bank209
Unit TrustCanadaHorizons ETFs Management (Canada) Inc.210
Page 10 of 22Listing of Approved Fund Managers by Name
Page 11
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Fund / GIC'sCanadaHSBC Bank Canada211
Structured Alternative Investment Return Securities
Mutual FundCanadaHSBC Investment Funds (Canada) Inc.212
Mutual Fund / Hedge FundCanadaHymas Investment Management Inc.213
Malachite Aggressive Preferred Fund
Mutual FundCanadaI.A. Michael Investment Counsel Ltd.214
ABC Funds
Mutual FundCanadaI.G. Investment Management Ltd.215
Mutual FundCanadaIA Clarington Investments Inc.216
Limited PartnershipCanadaIBV Capital Ltd.217
IBV Capital Global Value Canadian Feeder Fund LP
GIC's / Investment Savings AccountsCanadaICICI Bank Canada218
Mutual FundCanadaICM Asset Management Inc.219
ICM (1X) Real Estate Trust
Segregated FundCanadaIndustrial Alliance Pacific Insurance and Financial Services Inc.220
GIC'sCanadaIndustrial Alliance Trust Inc.221
GIC'sCanadaIndustrial and Commercial Bank of China (Canada)222
Segregated FundCanadaIndustrielle Alliance, Assurance et services financiers inc.223
Unit TrustCanadaInflection Management Inc.224
Inflection Strategic Opportunity Fund
GIC'sCanadaInnovation Credit Union225
Investment FundsCanadaInvesco Canada Ltd.226
Segregated funds
The following investment products are covered:
Investment funds
IncomeTrusts
GIC's
LP's
Investment Savings Accounts
Linked notes
Mutual FundOverseasInvestec Asset Management Limited227
Limited PartnershipCanadaInvico Capital Corporation228
Mutual Fund / Segregated FundCanadaIvari229
Pooled FundCanadaJ. Zechner Associates Inc.230
Pooled FundCanadaJ.C. Clark Ltd.231
Page 11 of 22Listing of Approved Fund Managers by Name
Page 12
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Fund / Pooled FundCanadaJarislowsky, Fraser Limited232
Pooled FundCanadaJDM Investments Partners Ltd.233
Investment Partners Fund
Mutual Fund / Pooled FundCanadaJemekk Capital Management (2017) Inc.234
Hedge FundCanadaJM Fund Management Inc.235
JM Catalyst Fund
Pooled FundCanadaK J Harrison & Partners Inc.236
Mutual Fund TrustCanadaK2 & Associates Investment Management Inc.237
The K2 Principal Trust
Pooled FundCanadaKAI Asset Management Inc.238
KAI Core Equity Pool
Mutual Fund/Hedge Fund/Pooled FundCanadaKawartha Asset Management Inc.239
Kawartha High Conviction Resource Fund
Kawartha Energy Opportunities Fund Inc.
GIC'sCanadaKEB Hana Bank Canada240
Pooled FundCanadaKensington Capital Advisors Inc.241
Unit TrustCanadaKilgour Williams Capital Incorporated242
KiWi Private Credit Trust
Mutual Fund / Pooled FundCanadaKingwest & Company243
Mutual FundCanadaLandry Investment Management Inc.244
GIC'sCanadaLaurentian Bank of Canada245
Includes B2B Trust term deposits
GIC'sCanadaLaurentian Trust of Canada Inc.246
Pooled FundCanadaLaurus Investment Counsel247
Hedge FundCanadaLawrence Park Asset Management Ltd.248
GIC'sCanadaLBC Trust249
Mutual Fund / Pooled FundCanadaLDIC Inc.250
Includes LDIC Closed-End Funds
Mutual FundCanadaLe Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)251
GIC'sCanadaLeague Savings and Mortgage Company252
Mutual FundOverseasLegg Mason Global Funds PLC253
Mutual FundCanadaLeith Wheeler Investment Counsel Ltd.254
Leith Wheeler family of funds
Page 12 of 22Listing of Approved Fund Managers by Name
Page 13
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaLester Asset Management Inc.255
Hedge FundCanadaLightwater Partners Ltd.256
Lightwater Long/Short Funds
Mutual Fund / Pooled FundCanadaLincluden Investment Management Limited257
Limited PartnershipCanadaLionGuard Capital Management Inc.258
Mutual FundCanadaLogiq Asset Management Ltd.259
Mutual FundCanadaLongbow Capital Inc.260
Mutual FundCanadaLorica Investment Counsel Inc.261
Lorica Canadian Fixed Income Fund
Pooled FundCanadaLorne Steinberg Wealth Management Inc.262
Steinberg High Yield Fund
Steinberg Global Value Equity Fund
Limited PartnershipCanadaLumen Asset Management Inc.263
Lumen Long Short Equity Fund LP
Pooled FundCanadaLynwood Capital Management Inc.264
Lynwood family of funds
Mutual FundCanadaLysander Funds Limited265
Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.266
Mutual FundCanadaMackie Research Capital Corporation267
The Absolute Resource Company L.P.
Grafton Energy Growth Fund
Pooled FundCanadaMacNicol & Associates Asset Management Inc.268
360 Degree U.S. Reality Income Fund
The Conservative Income Fund (LP)
The Emergence Fund (LP)
The Absolute Return Fund (LP)
The Global Opportunities Fund (LP)
Mutual Fund / Pooled FundCanadaMajestic Asset Management LLC269
GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)270
Deferred Annuities
Mutual Fund/Pooled Fund/Seg FundCanadaManulife Asset Management Limited271
Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn
Manulife Financial Corp family of funds
GIC's / Investment Savings AccountsCanadaManulife Bank of Canada272
GIC's / Investment Savings AccountsCanadaManulife Trust Company273
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaMarquest Asset Management Inc.274
Hedge FundCanadaMarret Asset Management Inc.275
Page 13 of 22Listing of Approved Fund Managers by Name
Page 14
Fund Manager Region Type of ProductsFunds covered by agreement
Marret
Mutual FundCanadaMatco Financial Inc.276
MFI series of funds
Mutual FundCanadaMawer Investment Management Ltd.277
Mutual FundCanadaMaxam Capital Management Ltd.278
GIC'sCanadaMCAN Mortgage Corporation279
Mutual FundCanadaMcElvaine Investment Management Ltd.280
The McElvaine Investment Trust
The Osler Fund
Mutual FundCanadaMcLean Asset Management Ltd.281
ROMC Trust
Mutual FundCanadaMD Financial Management Inc.282
Mutual Fund TrustCanadaMeckelborg Financial Group Ltd.283
MFG Diversified Strategy Fund
Linked NotesCanadaMerrill Lynch Canada Inc.284
Pooled Fund / Hedge FundsCanadaMetric Asset Management Limited Partnership285
Mutual FundCanadaMFS Investment Management Canada Limited286
Mutual FundCanadaMiddlefield Limited287
Mutual FundCanadaMontrusco Bolton Investment Inc.288
Bolton Tremblay Funds inc.
Pooled FundCanadaMorgan Meighen & Associates Limited289
Smedley Fund Family
Mutual Fund / Pooled FundCanadaNatcan Trust Company290
Mutual Funds / GIC's / Inv. Savings AcctCanadaNational Bank Investments Inc.291
Includes PPN's
GIC'sCanadaNational Bank of Canada292
National Bank of Canada GIC's
Natcan Trust GIC's
National Bank Trust GIC's
Mutual Fund / Pooled FundCanadaNational Bank Trust Inc.293
Mutual FundCanadaNational Trust Company294
Family of Funds
Tourism & Entertainment Growth Fund Inc.
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNCM Asset Management295
Unit TrustCanadaNewGen Asset Management Limited296
Mutual FundCanadaNewport Private Wealth Inc.297
Page 14 of 22Listing of Approved Fund Managers by Name
Page 15
Fund Manager Region Type of ProductsFunds covered by agreement
Hedge FundCanadaNext Edge Capital Corp.298
Mutual FundCanadaNiagara Capital Partners Ltd.299
Niagara Access Alpha Fund
Mutual Fund / Limited PartnershipCanadaNicola Wealth Management Ltd.300
NWM family of funds
SPIRE LP's
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNinepoint Partners LP301
Mutual FundCanadaNorth Growth Management Ltd.302
GIC'sCanadaNorthern Savings Credit Union303
Terrace & District Credit Union
Limited PartnershipCanadaNorthStream Capital Inc.304
NorthStream Credit Strategies Fund LP
Mutual FundCanadaNorthwest & Ethical Investments L.P.305
Mutual FundCanadaOcean Rock Investments Inc.306
Limited PartnershipCanadaOCP Fund Management LP307
Pooled FundCanadaOGAM Ltd.308
Pooled FundCanadaOnex Credit Partners, LLC309
OCP Debt Opportunity Class
Onex Credit Partners LLC
Mutual Fund TrustCanadaOptimize Inc.310
Optimized Pooled Funds
Mutual Fund / Hedge Fund / GIC'sCanadaOptimum Asset Management Inc.311
Pooled FundCanadaOutcome Wealth Management312
Limited PartnershipCanadaPACE Securities Corp.313
Limited PartnershipCanadaPalette Investment Management Inc.314
First Canadian Securities 2017
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalisade Capital Management Ltd.315
Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalos Management Inc.316
Palos Family of funds
Rendez-vous Global Equity Fund LP - $CDN and $US
Mutual FundCanadaPathfinder Asset Management Ltd.317
Pooled FundCanadaPavilion Advisory Group Ltd.318
GIC'sCanadaPeace Hill Trust Company319
Page 15 of 22Listing of Approved Fund Managers by Name
Page 16
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual Fund / Pooled FundCanadaPembroke Private Wealth Management Ltd.320
Mutual FundCanadaPenderFund Capital Management Ltd.321
Pender US All Cap Equity Fund
Pender Corporate Bond Fund
Pender Value Fund
Pender Strategic Growth and Income Fund
Pender North American Small Cap Fund
Pender Small Cap Opportunities Fund
Pender Canadian Opportunities Fund
GIC'sCanadaPeoples Trust Company322
Mutual FundCanadaPerennial Asset Management Corp.323
Perennial Fixed Income Portfolio
Perennial Equity Portfolio
Hedge FundCanadaPerformance Capital Ltd.324
Pooled Fund / Limited PartnershipCanadaPeriscope Capital Inc.325
Pooled FundCanadaPerron & Partners Wealth Management Corp.326
Kipling Private Investment Portfolios
Labor Sponsored FundCanadaPFM Venture Capital Operations Inc.327
SaskWorks Venture Fund Inc.
Mutual Fund / Hedge FundCanadaPicton Mahoney Asset Management328
Pooled FundCanadaPier 21 Asset Management Inc.329
Pier 21
Mutual Fund / Hedge FundCanadaPIMCO Canada Corp.330
Mutual FundOverseasPIMCO Global Advisors (Ireland) Limited331
PIMCO Funds - Global Investor Services
Hedge FundCanadaPolar Asset Management Partners Inc.332
Altairis
Polar Fund Management II Inc.
Investment Funds / Limited PartnershipCanadaPortland Investment Counsel Inc.333
Investment FundsCanadaPratte Gestion de portfeuilles334
GIC'sCanadaPresident's Choice Bank335
Mutual FundCanadaPrimevest Capital Corp.336
GIC's / OtherCanadaProspera Credit Union337
Pooled FundCanadaProvisus Wealth Management Limited338
Mutual FundCanadaPurpose Investments Inc.339
Page 16 of 22Listing of Approved Fund Managers by Name
Page 17
Fund Manager Region Type of ProductsFunds covered by agreement
Mutual FundCanadaPursuit Financial Management Corp.340
Mutual FundCanadaPutnam Investment Inc.341
Pooled FundCanadaQuadrant Asset Management342
QAM Tracking Pools
Mutual FundCanadaQuantum Leap Asset Management Limited343
Quantum Leap Mortgage Investment Fund
Pooled FundCanadaQV Investors Inc.344
QV Pooled Funds
Mutual Fund / Limited PartnershipCanadaQwest Investment Fund Management Ltd.345
Mutual FundCanadaR.E.G.A.R. Gestion Privée Inc.346
Mutual FundCanadaR.N. Croft Financial Group Inc.347
Pooled FundCanadaRadin Capital Partners Inc.348
Radin Capital Partners
Unit TrustCanadaRaintree Wealth Management Inc.349
Raintree Absolute Fund Class A
Raintree Tactical Fund Class A
Pooled FundCanadaRavenstone Capital Management Inc.350
Ravenstone family of funds
Pooled FundCanadaRayne Capital Management Inc.351
Rayne Capital Opportunities Trust
Rayne Capital Opportunities Fund LP
Rayne Capital LP
Linked NotesCanadaRBC Dominion Securities Inc.352
Mutual Fund/Hedge Fund/Pooled FundCanadaRBC Global Asset Management Inc.353
Segregated FundCanadaRBC Life Insurance Company354
GIC'sCanadaResmor Trust Company355
Mutual FundCanadaResolute Funds Ltd.356
Hedge FundCanadaResolve Asset Management Inc.357
Mutual Fund / Labor Sponsored FundCanadaReturn on Innovation Advisors Ltd.358
Pooled Funds
GIC'sCanadaRFA Bank of Canada359
Pooled FundCanadaRoadmap Capital Inc.360
Hedge FundCanadaRobson Capital Management Inc.361
Limited PartnershipCanadaRosalind Advisors, Inc.362
Page 17 of 22Listing of Approved Fund Managers by Name
Page 18
Fund Manager Region Type of ProductsFunds covered by agreement
Rosalind Capital Partners L.P.
Mutual Fund / Limited PartnershipCanadaRoss Smith Asset Management ULC363
Ross Smith Opportunity Fund
Ross Smith Cryptocurrency Investment Fund LP
Ross Smith Capital Investment Fund
Pooled FundCanadaRoundtable Capital Partners Inc.364
Roundtable Growth Fund
Roundtable Focus Equity Fund
Roundtable Dividend & Income Fund
Roundtable Everkey Global Fund
Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)365
GIC's / Investment Savings AccountsCanadaRoyal Bank of Canada366
Merchant Private Trust
Connor Clark Private
Royal Bank of Canada
Royal Bank Mortgage Corp.
Royal Trust Corp.
Royal Trust Company (The)
Mutual FundCanadaRoyal Trust Company (The)367
The Protected American Fund
The First American Fund
T.A.L. Private Management Pooled Funds
T.A.L. Investment Pooled Funds
Classified Investment Trusts
RT Capital Inc.
First Trust Canada Funds
Mutual Fund / Hedge FundCanadaRP Investment Advisors LP368
Mutual FundCanadaRussell Investments Canada Limited369
Life Points mutual funds
Russel Group mutual funds
Soverign mutual funds
Limited PartnershipCanadaSaguenay Strathmore Capital, L.P.370
Titan Masters Canada, L.P.
Mutual FundU.S.Sanford C. Bernstein & Co. LLC371
Mutual FundCanadaScotia Capital Inc.372
Pinnacle family of funds - May 7-07
Scotia Capital family of funds
The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07
Cassels Blaikie Canadian Fund (U.S.)
Mutual FundCanadaScotia Securities Inc.373
Mutual Fund / Pooled FundCanadaSeamark Asset Management Ltd.374
Mutual FundCanadaSEI Investment Canada Company375
Pooled FundCanadaSeymour Investment Management Ltd.376
.
Page 18 of 22Listing of Approved Fund Managers by Name
Page 19
Fund Manager Region Type of ProductsFunds covered by agreement
Family of funds managed by Seymour Investment Management Ltd.
Mutual FundCanadaSherpa Asset Management Inc.377
Pooled FundCanadaSIA Wealth Management Inc.378
SIA Wealth Management Private Investment Pools
Limited PartnershipCanadaSilvercreek Management Inc.379
Silvercreek family of funds
Pooled FundCanadaSlate Securities L.P.380
Mutual Fund/Hedge Fund/Pooled FundCanadaSpartan Fund Management Inc.381
Thales Fund Management Inc. family of funds
Spartan Fund Management Inc. family of funds
GIC's / Segregated FundCanadaStandard Life Assurance Company of Canada (The)382
Ideal Segregated Funds
Guaranteed Interest Rate Contracts
Mutual FundCanadaStandard Life Mutual Funds Ltd.383
Mutual FundCanadaStandard Life Trust Company384
Hedge FundCanadaStanton Asset Management Inc.385
Mutual FundCanadaStarlight Investments Capital LP386
Starlight group of funds
GIC'sCanadaState Bank of India (Canada)387
Mutual FundCanadaSteadyhand Investment Management Ltd.388
Steadyhand Small Cap Equity Fund
Steadyhand Savings Fund
Steadyhand Income Fund
Steadyhand Equity Fund
Steadyhand Global Equity Fund
GIC'sCanadaSteinbach Credit Union Limited389
GICs
Mutual FundCanadaStone Asset Management Limited390
Mutual FundCanadaStrathbridge Asset Management Inc.391
Limited PartnershipCanadaStratigis Capital Advisors Inc.392
Goforth Technical Fund LP
Uber Strategies LP
Pooled FundCanadaSuccessful Investor Wealth Management Inc.393
Segregated FundCanadaSun Life Assurance Co. (Canada)394
Individual Variable Insurance Contracts
GIC'sCanadaSun Life Financial Trust Inc.395
Investment FundsCanadaSun Life Global Investments (Canada) Inc./Placements mondiau396
Page 19 of 22Listing of Approved Fund Managers by Name
Page 20
Fund Manager Region Type of ProductsFunds covered by agreement
GIC'sCanadaSunshine Coast Credit Union397
Mutual Fund / Pooled FundCanadaT.I.P. Wealth Manager Inc.398
Investment FundsCanadaTactex Asset Management399
Mylo Equity ETF Funds
Mylo Fixed Income ETF Funds
Mylo Money Market Funds
GIC's / Investment Savings AccountsCanadaTangerine Bank400
Pooled FundCanadaTaylor Asset Management Inc.401
Taylor Partners Fund
Mutual Fund / Inv. Savings AccountCanadaTD Asset Management Inc.402
GIC's / Linked NotesCanadaTD Bank Financial Group403
The Canada Trust Compay - GIC's
TD Bank - GIC's & Linked Notes
TD Mortgage Corp. - GIC's
TD Pacific Mortgage Corp. - GIC's
Linked NotesCanadaTD Securities Inc.404
Pooled FundCanadaTempered Investment Management Ltd.405
Tempered Global Value Fund
Mutual Fund / Limited PartnershipCanadaTerra Fund Management Ltd.406
Pooled FundCanadaThird Eye Capital Management Inc.407
Third Eye Capital Alternative Credit Trust
Pooled FundCanadaThornmark Asset Management Inc.408
Thornmark Investment Funds
Mutual Fund / Limited PartnershipCanadaTimbercreek Investment Management Inc.409
Limited PartnershipCanadaTimelo Investment Management Inc.410
Timelo Strategic Opportunities Fund
Mutual FundCanadaTIS Preservation & Growth Fund/Accilent Capital Management.411
TIS Preservation & Growth Fund Class A and Class F Units
Mutual FundCanadaTonus Capital Inc.412
Tonus Partners Fund
Hedge FundCanadaToronto Trust Management Ltd.413
Friedberg Mercantile Group family of funds
Mutual FundCanadaTradex Management Inc.414
Pooled FundCanadaTrapeze Asset Management Inc.415
Income TrustCanadaTrez Capital Corporation416
Pooled FundCanadaTri Delta Investment Counsel Inc.417
Limited PartnershipCanadaTriumph Asset Management Inc.418
Page 20 of 22Listing of Approved Fund Managers by Name
Page 21
Fund Manager Region Type of ProductsFunds covered by agreement
Triumph Capital Appreciation Fund LP
Pooled FundCanadaTrivest Wealth Counsel Ltd.419
Pooled FundCanadaTurtle Creek Asset Management Inc.420
Pooled FundCanadaUBS Global Asset Management (Canada) Co.421
UBS (Canada) Balanced Fund A
Mutual FundCanadaUllman Wealth Management Inc.422
Ullman Wealth Management Fund Family
Mutual FundCanadaValue Partners Investment Inc.423
Mutual FundCanadaValue-Contrarian Asset Management Inc.424
GIC'sCanadaVancouver City Savings Credit Union425
Mutual Fund / Pooled FundCanadaVanguard Investment Canada Inc.426
Pooled FundCanadaVantage Asset Management Inc.427
Vantage Protected Performance Fund
Mutual FundCanadaVantage Point Investment Management Inc.428
The Vantage Point Funds
Hedge FundCanadaVenator Capital Management Ltd.429
Venator family of mutual funds
Pooled FundCanadaVeritas Asset Management Inc.430
VAM Signature Fund
VAM V List Plus Fund
Veritas Long Short Fund
GIC's / OtherCanadaVersaBank431
Mutual FundCanadaVertex One Asset Management Inc.432
Mutual FundCanadaVesta Wealth Partners Ltd.433
Cerulean Private Equity Access Fund
Pooled FundCanadaViewpoint Investment Partners Corporation434
Viewpoint Global Fund Trust
Hedge FundCanadaVision Capital Corporation435
Mutual Fund / Labor Sponsored FundCanadaVL Advisors Inc.436
Mortgage Investment FundCanadaW.A. Robinson & Associates Ltd.437
Frontenac Mortgage Investment Corp.
Mutual Fund / Limited PartnershipCanadaWARATAH Capital Advisors Ltd.438
Waratah fund family
Pooled FundCanadaWaypoint Investment Partners Inc.439
Mutual Fund / Pooled FundCanadaWealhouse Capital Limited Partnership440
Panorama Fund
Panorama Private Client Fund
Page 21 of 22Listing of Approved Fund Managers by Name
Page 22
Fund Manager Region Type of ProductsFunds covered by agreement
GIC's / Investment Savings AccountsCanadaWealth One Bank of Canada441
Pooled FundCanadaWealthCo Asset Management Inc.442
WealthCo Pooled Funds
WealthCo Asset Management Inc.
Mutual FundCanadaWells Asset Management System Inc.443
Mutual FundCanadaWest Face Capital Inc.444
WFC Opportunities Trust
Mutual FundCanadaWestcap Mgt. Ltd.445
Golden Opportunities Fund Inc.
Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union446
GIC'sCanadaWilliams Lake & District Credit Union447
GIC'sCanadaWindsor Family Credit Union448
Unit TrustCanadaXIB Asset Management Inc.449
XIB Fund
Mutual FundCanadaYorkville Asset Management Inc.450
Southbridge Health Care Fund
Heritage Yorkville Mutual Funds
Mutual FundCanadaYTM Capital Asset Management Ltd.451
GIC's / Investment Savings AccountsCanadaZag Bank452
One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued
by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC
outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the
prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on
behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.
Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which
conforms to SRO by-laws directly with the company or Agent
Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual
fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the
third party mutual fund(s) covered by the agreement.
Note:
* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership
Page 22 of 22Listing of Approved Fund Managers by Name
Page 23
Bare Trustee Agreements
Additions to List Since January 1, 2020
Fund Manager Region Type of ProductsFunds covered by agreement
Date Approved
RFA Bank of Canada Canada GIC's 1/3/20201
Optimize Inc. Canada Mutual Fund Trust 1/9/20202
Optimized Pooled Funds
Frontwater Capital Inc. Canada Mutual Fund 2/10/20203
Antrim Investments Ltd. Canada Mortgage Investment Fund 2/24/20204
Antrim Balanced Mortgage Fund Ltd.
NCM Asset Management Canada Mutual Fund/Pooled Fund/Ltd. Partnershi 3/6/20205
Rosalind Advisors, Inc. Canada Limited Partnership 3/31/20206
Rosalind Capital Partners L.P.
Axess Capital Advisors Inc. Canada Pooled Fund 4/20/20207
Magna High Income Fund
Magna Life Settlement Fund
Magna Opportunity Fund
Magna REIT
Altrust Investment Solutions Inc. Canada Hedge Fund 4/28/20208
Page 1 of 1Listing of Additions to List
Page 24
Bare Trustee Agreements
January 1, 2020Deletions from List since
Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement
Date Removed
Societe Generale (Canada) No longer in existencePrincipal Protected NoteCanada 1/28/20201
CI Protected Coverage Notes, Series 1
Page 1 of 1Listing of Deletions from List
Page 25
Bare Trustee Agreements
January 1, 2020Name Changes and Mergers since
Fund Manager Region Type of Product
Funds covered by agreement
Date Comments
Street Capital Bank of Canada GIC's Name changed to RFA Bank of Canada
Canada 1/6/20201
Norrep Capital Management Ltd. Mutual Fund/Pooled Fund/Ltd. Partnership
Name changed to NCM Asset Management Ltd.
Canada 3/6/20202
Difference Capital Management Inc. Hedge Fund Name changed to Altrust Investment Solutions Inc.
Canada 4/28/20203
Page 1 of 1Listing of Name Changes and Mergers
