BBI 3209LANGUAGE ACQUISITION
Wong Bee Eng
Faculty of Modern Languages and Communication
Universiti Putra Malaysia
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Unit 4 – The role of UG in L1 acquisitionUnit 5 – The observable phenomena in
SLA/ SLLUnit 6 – The cognitive approach to SLA/
SLLUnit 7 – The role of universal grammar in
SLA/ SLL
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Unit 4 – The role of UG in L1 acquisition
Universal GrammarPrinciples ParametersL1 Acquisition
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Unit 5 – The observable phenomena in SLA/ SLL
Transfer of properties of the L1 into the L2- Phonological properties- Morphological properties- Syntactic properties
Staged development in SLA/ SLLSystematicity in SLA/ SLL across learnersVariability in SLA/ SLLIncompleteness in SLA/ SLL
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Unit 6 – The cognitive approach to SLA/ SLL
The Perceptual Saliency ApproachLearnability/Teachability HypothesisInformation Processing Models- McLaughlin’s information processing
model- Andersen’s ACT* model
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Unit 7 – The role of universal grammar in SLA/ SLL
THE UNIVERSAL GRAMMAR APPROACH
The main goals of linguistic theory are to answer the following questions:
What constitutes knowledge of language?
How is knowledge of language acquired?
How is knowledge of language put to use?
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1. What Constitutes Knowledge of Language?
Knowledge of language – subconscious mental representation of language which underlies all language use.
We inherit a universal set of principles and parameters (Chomsky, 1981, 1986a, 1986b).
Principles – invariant
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Parameters – a limited number of open values which characterize differences between languages.
This approach – provides a detailed descriptive framework for second language (SLA) research.
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2. How is Knowledge of Language Acquired?
The logical problem of language learning – degenerate input.
UG – makes the task easier.
In SLA – learners are faced with the same logical problem of constructing a grammar of the L2 on the basis of fragmentary input and of having to construct abstract representations on the basis of the samples of language they actually encounter.
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The manner in which L2 learners go about this is probably NOT the same as the process in L1 acquisition – 3 reasons
A. different needs B. already have an L1 – with the
parameters set to the values of the L1 C. L2 learners – cognitively mature,
able to solve problems, able to deal with abstract concepts.
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3. How is Knowledge of Language Put to Use?
UG is concerned with knowledge of language – competence, not how language is used in real life – performance.
Performance – domain of a theory of language use, in which linguistic competence is only one aspect.
Another aspect of language use also has to define how we access our knowledge base (affected by sociolinguistic and psycholinguistic variables).
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Arguments from L1 acquisition
L1 acquisition – NOT linked to intelligence. Dissociation between language development
and cognitive development (aspects of cognition)
Williams syndrome – a metabolic disorder – heart defects, mental retardation, distinctive facial expression
Bellugi et al. (1993) – a dissociation between language development and the kind of cognitive prerequisites which Piaget argue are necessary for language development in such children.
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Smith and Tsimpli (1995) - Christopher – savant – brain damaged but can read, write and communicate in about 17 languages.
Has low performance IQ but has an average/above average verbal IQ.
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Specific Language Impairment – SLI (Gopnik and Crago, 1991; Pinker, 1994).
Children – cognitively normal but language impaired
Characterized by language being deficient in specific ways, possibly inherited – some aspects of language at least might be genetically controlled.
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Language seems separate from other aspects of cognition although the 2 interact
Language itself seems to be modular in nature
Broca’s aphasia (front and above the left ear) – impaired speech production – effortful, hesitant
and non-fluent, almost no grammatical structure, mainly specific nouns and few verbs
- comprehension of speech remains good
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Wernicke’s aphasia – results from injury to the Wernicke’s area (around and under the left ear.
Effortless, fluent and rapid speech but vague and incomprehensible – grammatically complex and well structured, but lacking in content words with specific meaning; general Ns and Vs (something, stuff, put, did)
comprehension of speech – impaired. Specific areas of the brain deal with
specific aspects of language.
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6 Features of Language Development (Biologically triggered behaviour) (Aitchison, 1989, p.67 based on Lenneberg (1967))
1. The behaviour emerges before it is necessary.
2. Its appearance is not the result of a conscious decision.
3. Its emergence is not triggered by external events (though the surrounding environment must be sufficiently ‘rich’ for it to develop adequately).
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4. Direct teaching and intensive practice have relatively little effect.
5. There is a regular sequence of ‘milestones’ as the behaviour develops, and these can usually be correlated with age and other aspects of development.
6. There may be a ‘critical period’ for the acquisition of the behaviour.
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UNIVERSAL GRAMMARWHAT DOES UG CONSIST OF?
The theory has many versions. from phrase structure rules to the Principles and Parameters framework
(Chomsky, 1986a,b; 1987) to the Minimalist Programme (Chomsky,
1995). essentially the goal is the same, i.e. to
characterise the innate language faculty.
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The different versions have varying emphases – this is the result of search for descriptive adequacy – to account for the details of increasing numbers of typologically unrelated languages while the search for explanatory adequacy – to make effective cross-language generalizations..
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A theory of language must show how each particular language can be derived from a uniform initial state under the ‘boundary conditions’ set by experience. … The search for descriptive adequacy seems to lead to ever-greater complexity and variety of rule systems, while the search for explanatory adequacy requires that language structure must be invariant, except at the margins.
(Chomsky, 2000: 7)
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Principles Initial state – a set of universal
principles which specify the limited possibilities of variation – parameters.
Parameters Need to be fixed (set). Language learning – constrained.
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E.g. of a principle – Structure Dependency
The knowledge that languages are Structure Dependent can explain Subject Auxiliary Inversion, Passivisation, etc.
The way we move elements is not based on the linear order of the sentence.
Structure Dependency – a principle of UG
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Also part of our UG endowment
Syntactic categories – both lexical and functional and do no have to be learnt.
Universal inventory of categories that the child selects from on the basis of the input, as not all languages will make use of all categories or their features.
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PARAMETERS Languages – organized
hierarchically in terms of phrases (structure – dependency).
But there are rules which differ between languages – Parameters.
E.g. Head Parameter – specifies the position of the head in relation to its complement(s).
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Parameters – language –specific knowledge.
Head parameter and it is stated as:
The parameter that determines the relative positioning of heads with respect to their complements (Radford, 1997; 20).
‘a language is… a set of specification for parameters in an invariant system of principles of UG’ (Chomsky, 1995: 388).
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Language acquisition – learning the LEXICON; i.e. learning the VOCABULARY of the language and settings of parameters.
Abstract principles – specified as before.
Parameters – contained in the FUNCTIONAL categories only.
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L1 Acquisition
The core element of a phrase is the head.
Complements optionally modify the head.
Another type of modifier is the Specifier – also an optional modifier.
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In L1 acquisition, children would know that sentences are made of phrases which comprise the Specifier-Head-Complement structure.
They don’t have to learn this since this is part of the child’s innate knowledge.
But they would not know the exact ordering of these elements in their language.
They need linguistic input in order to set the head parameter.
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The number of possibilities with regard to the ordering of these three elements is constrained. The following are the possibilities:
Specifier-Head-Complement (like the English language)
Specifier-Complement-Head
Head-Complement-Specifier
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Examples of utterances of a 20-month-old boy (from Radford, 1997: 22).
Head (V) ComplementTouch headsCuddle bookWant crayons
Head (P) ComplementIn schoolTo mummyWith potty
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Acquiring this aspect of word order involves the simple task of setting a binary (two-way) either head-first or head-last parameter at its appropriate value.
In other words, UG would tell the child that the only possible choices are for languages to be head-first or head-last.
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Universal Grammar and second language acquisition
Theoretical relevance of UG to SLA/SLL
Clear from its appeal in L1 acquisition – as it is a theory of natural languages and so to say that it has no part to play in SLA is to say L2es are not natural languages.
A major impetus for SLA research was the discovery that L1 and L2 acquisition are similar in many ways, e.g. the morpheme studies.
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L1 acquisition – due to a blueprint in the brain.L2 learners – go through fairly rigid stages too
although here it is more complicated –
L2 learners are more cognitively mature
L2 learners already know at least one other language
L2 learners have different motivations for learning an L2.
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The notions of
Initial State
Steady State
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These facts have important implications that have to be addressed.
If the UG hypothesis is the right one for L1 acquisition, then a number of logical possibilities exist for SLA.
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A. L2es are not UG-constrained
L2es are not constrained by UG principles and parameters, and they do not behave like natural languages.
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B. L2es are UG-constrained
i. Full access: the whole of UG is available to L2 learners,
in the same way as it is to L1 learners.
ii. Partial access:Some parts of UG are not available any
longer.
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Principles and parameters in SLA/SLL
Studies to show learners do not violate the structure dependency principle.
Learners seem to know that the L2 will be hierarchically structured in terms of phrases, rather than linearly ordered.
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Debates and hypotheses about parameter resetting
Empirical evidence
3 views/hypotheses
A. L2 learners have no access to UGB. L2 learners have full access to UG.C. L2 learners have partial access to UG.
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3 views/hypotheses
A. L2 learners have no access to UG
UG is no longer available to L2 learners.
Proponents of this view argue that there is a ‘critical period’ for language acquisition during children’s early development, and that adult L2 learners have to resort to other learning mechanisms.
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Reasons
The commonsense observation that immigrant children become native-like speakers of their L2, whereas their parents rarely do (see e.g. Johnson and Newport, 1989).
However, adult grammars are generally UG-constrained (Hawkins, 2001; White, 2003).
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Studies tend to focus on differences between L1 and L2 acquisition, and on differences in the end result of the acquisition process.
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B. L2 learners have full access to UG.
3 sub-views
Full access/no transfer – UG continues to underpin SLA, for
adults as well as children and there is not such thing as a critical period.
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Full transfer/full access – L2 learners have full access to UG
principles and parameters, whether or not they are present in the learners’ L1.
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Full access/impaired early representations – Learners can reset parameters to the L2 values, but hat initially, learners lack functional categories altogether.
Minimal Trees approach – only lexical categories are projected initially, which transfer from the L1.
Valueless Features Hypothesis – similar account; both lexical and functional categories are transferred early on (with a short stage in which only lexical categories are transferred early on), but functional categories lack values such as tense, agreement, etc. and are present as syntactic markers only (i.e. inflections may be lacking, but the syntactic operations linked to these categories are in place.)
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C. L2 learners have partial access to UG
2 sub-viewsNo parameter resettingLearners only have access to UG via their L1. They have already accessed the range of principles
applying to their L1, and set parameters to the L1 values, and this forms the basis for L2 development.
Other principles and parameter settings are not available to them, and if the L2 has parameter settings different from those of their L1, they will have to resort to other mechanisms in order to make the L2 data fit their internal representations.
Such mechanisms – rooted in general problem-solving strategies, and not UG-based.
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Impaired functional features
L2 grammars are UG-constrained, but not all parameter settings are available to the learners.
L2 learners try to accommodate the L2 grammar within the settings they already have, i.e. access to parametric options is unlike L1 acquisition.
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a. Modulated structure buildingLearners begin with ‘minimal trees’,
lexical projections determined by L1.
Functional projections develop gradually, with L1 functional features transferring on to the L2, but only when the relevant syntactic representation has been sufficiently elaborated to instantiate the property in question.
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b. Constructionism
The L2 learner uses a coalition of resources – a UG template, L1 transfer, primary linguistic data, its mediation in social discourse (input and intake) and instructional bootstrapping – to construct L2 vocabulary and grammar.
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Evaluation
Scope and achievement of the UG approach
The UG view of languageThe UG view of language acquisitionThe UG view of the language learner
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EVALUATION OF UG-BASED APPROACHES TO SLA
A. The UG Theory The UG theory is a theory of language
(linguistic theory) which aims to describe and explain human language, not a learning theory.
It is only indirectly relevant to SLA research – to understand the acquisition process and what it is that learners have to acquire.
UG research – primarily concerned with the description and explanation of the formal system underlying language.
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In the past, it focused mainly on morphosyntax – outstanding research which will feed into a comprehensive SLA theory.
Recently, more interest has been shown in phonology, morphology and the lexicon.
However, semantics, pragmatics and discourse are still not considered.
Scope – does not include a theory of processing, or a theory of learning.
It is a property theory, not a transition theory.
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The UG view of language
The object of study is still the sentence and its internal structure, rather than any larger unit of language. This includes the study of smaller units (words, morphemes and phonemes) and how different elements relate to one another.
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Criticisms
Major criticism – it studies language clinically, in a vacuum, as a mental object rather than a social or psychological one.
This approach views the speaker/learner not as an individual with varied characteristics, nor as a social being but as an idealized receptacle for the UG blueprint (innate knowledge).
The emphasis is not on the speaker/learner (the person) but on language as the object of study.
In spite of these criticisms – it is highly influential as a linguistic theory and is the most sophisticated tool for analyzing language today.
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The UG view of language acquisition
Weaknesses
UG-based approaches criticized for the same reasons as the theory itself.
In the past - concerned with syntax mainly.
Now, the areas of phonology, morphology and the lexicon are being investigated.
Semantics, pragmatics and discourse ignored.
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Concerned mainly with the developmental linguistic route followed by L2 learners – concerned with documenting and explaining the nature of L2 linguistic system.
It ignores the social and psychological variables which affect the rate of the acquisition process.
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Strengths
The UG approach to SLA research – highly influential and fruitful.
Has generated a wealth of studies that have enhanced our understanding of L2 morphosyntactic development.
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It is useful tool for linguistic analysis – to describe the interlanguage of the learners, the L2 and the L1 of the learner. Researchers are able to formulate well-defined and focused hypotheses in empirical work. SLA research – increase our knowledge of human language (the main aim of UG theory).
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E.g. it has informed our understanding of the phenomena of staged development and systematicity in SLA – i.e. if learners are constrained by UG, their development should be staged and systematic (just like L1 development is).
This theory can explain transfer/cross-linguistic influence in terms of principles and parameters – i.e. whether parameters can be reset.
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The UG view of the language learner
Only interested in the learner as the possessor of a mind that contains language; assumption is all humans are endowed with such a mind, and variations between individuals are of little concern to UG theorists.
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Conclusion
Meet the criteria of a good theory as it makes explicit statements of the grounds it aims to cover and the claims it makes, by having systematic procedures for theory evaluation, by attempting to explain and describe some of the L2 phenomena and by engaging increasingly with other theories in the field.
References Mitchell, R. and Myles, F. (2004). Second Language
Learning Theories (2nd ed.). London: Arnold. Ortega, L. (2009). Understanding second language
acquisition. London: Hodder Arnold. VanPatten, B. & Williams, J. (Eds.) (2007). Theories in
Second Language Acquisition. Mahwah: Lawrence Erlbaum.
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Final Examination
Questions will be based on units 4, 5, 6 and 7 of the module and
the second face-to-face lecture.
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Types of questions:
MCQsT/FStructuralShort essays/paragraphs
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Assignment 2Deadline for submission: 2 December
2013
Topic: Provide a historical overview of the major frameworks (linguistic, psychological, and cognitive perspectives) on Second Language acquisition (SLA).
Include your name, matriculation number, topic of your assignment, and date due.
Assignment should be typed and double-spaced with 12 pt. font.
Use APA style in your citations and references. Turn in a hard copy and an electronic version
to my email on the due date. Do not plagiarise.