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1 Chaire Européenne du College de France (2004/2005) Sandro Stringari Lecture 9 18 Apr 05 BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions. BCS-BEC crossover. Unitarity and universality. Effects of superfluidity. This Lecture Momentum distribution and interference. Bloch oscillations. Josephson oscillations. Superfluid vs insulator phase. Lectures and seminars available at: http://www.phys.ens.fr/cours/Sandro/index.html
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Page 1: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

1

Chaire Européenne du College de France (2004/2005)

Sandro Stringari

Lecture 918 Apr 05

BEC in periodic potentialsPrevious Lecture. Ultracold Fermi gasesIdeal Fermi gas in harmonic trap. Role of interactions. BCS-BEC crossover. Unitarity and universality. Effects of superfluidity.

This LectureMomentum distribution and interference. Bloch oscillations. Josephson oscillations. Superfluid vs insulator phase.

Lectures and seminars available at: http://www.phys.ens.fr/cours/Sandro/index.html

Page 2: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

2

Ultracold gases in periodic potentials (optical lattices)

Periodic potentials are produced by two counter propagating laser beamsgiving rise to standing wave of the form

Time averaged effective fieldtakes the form

dipole olarizability

(natural extension to 2D and 3D periodic potentials)

..cos),( ccqzEetrE ti += − ω

><−= ),()()2/1()( 2 trErVopt ωα

qzErVopt22 cos)()( ωα−= ≡)(ωα

Ideal crystal-like systems: no impurities, possibility of tuning depth of the potential

New physics in the presence of periodic potentials. Some examples:

- Without interaction (spin polarised Fermi gas or dilute Bose gas):Interference in momentum distribution, Bloch oscillations

- With interactions: Josephson oscillations, dynamic instabilities,superfluid-Mott insulator transition.

Page 3: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

3

Ideal Bose gas in 1D optical potential

qzsEzV ropt2sin)( =

Order parameter can be written aswhere sum extends to wells. Each well is occupied by atoms. If s>>1 the potential can beexpanded harmonically around each minimum, yielding

)()( ldzfzl

−=Ψ ∑0N

0/ NN

4/122

2/14/1 ;)2/exp(1)(sdzzf

πσσ

σπ=−=

d

- recoil energy, periodicity d fixed by laser wavelength

- dimensionless parameter, fixed by laser powerand by atomic polarizability (detuning)

222 2/ mdEr πh=

s

Page 4: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

4In this lecture:k = momentump = quasi-momentum

Momentum distribution

∫ ∑∑ −− =−=Ψ

Ψ=

ildkl

ikzl

ekfldzfdzek

kkn

)()(21)(

)()(

0/

2

h

)2/exp()(

)2/(sin)2/(sin)()(

2222/14/1

2/1

0

2

22

0

hh

h

h

σπσ kkf

kdkdNkfkn w

−=

=

Momentum distribution is characterized by series of peaks locatedat , and width

n(k) is modulated by the momentum distribution of the Wannier function f.

ZdNw // hh =dnk /2 hπ=number of wells

..2,1,0 ±±=n

Page 5: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

5

Momentum distribution

size of the atomic cloud

periodicity of the lattice

width of wf in each well

Bragg momentum

σd

dNZ w=

dqB /πh=

...2,1)/4 2222 =− ndn σπexp(relative weightof each peak

-3 -2 -1 0 1 2 3

k/qB

d/1Z/1

σ/1

Pedri et al. 2001

exp

- After release of the trap atomsoccupying lateral peaks expandfast according to law

- Since expansion is welldescribed by ideal gas model

rE<µ

dmnttzk /2)( hπ=

Page 6: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

)()(),(..1,0

ldzfrrzMlll −Ψ=Ψ ∑

±±=⊥⊥Ansatz for order parameter:

( ) ∫∑∫∑∫

∫∑∫

Ψ+Ψ+

Ψ

+∂=

⊥⊥⊥

244

2222

),(2

)(2

lhol

ll

ll

optz

ldrVdrdrdzfg

drVffm

dzE h

∫ =12dzf

rE<µ

- Interactions and harmonic trapping do not changesignificantly the mechanism of the expansion of lateral peaks provided

-They instead determine occupation number of atomsin each well and hence shape of density distribution.

6

Role of interactions and harmonictrapping in 1D periodic potentials

Energy of the system in mean field (Gross-Pitaevskii) theory is given by(neglecting small overlap between condensates of different wells (s>>1))

Page 7: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

7

Minimization of energy with respect to yieldslΨThomas-Fermi profile:

−−=Ψ ⊥⊥⊥

222222

21

21

~)( rmdlmgdr zl ωωµ

with effective coupling constant

and renormalized chemical potential ( )

∫ ==~ 4 gddzfgdg

15 = ho Nωµ h πσ2/~ ada =

πσ2

5/2~

21

hoaa

Shape of density profile, after averaging over distance d separatingtwo consecutive wells, preservestypical inverted parabola form

−−=

⊥⊥ 2

2

2

2

1~),(Zz

Rr

gzrn µ

Size of condensate increases according to(enhancement of repulsive effectproduced optical trapping)

==⊥

5/1~

)0()(

)0()(

⊥ gg

ZsZ

RsR

Page 8: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

8

Effect of periodic potential on density profiles

- in situ density profiles exhibit increase in size (effect is small withoptical lattices of moderate intensity (s=3-5))

- modulations of in situ density are too narrowto be measurable ( )

- density profiles after expansion show pronounced and measurablepeaks due to interference effects in momentum distribution.

md µ4.0≈

Page 9: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

9

Energy bands and Bloch oscillations

Ground state solution can be generalized to solutions carryingquasi-momentum p. Look for stationary solutions (Bloch solutions):

)()( / zuez pipz

ph=Ψ with periodic function ( )pu )()( dzuzu pp +=

Gross-Pitaevskii equation for order parameter yields:

)()()()]()([)(2

222

zupzuzVzugzupidzd

m ppoptpp µ=++

−−

h

h

dpd // hh ππ ≤≤−

10

8

−1 −0.5 0 0.5 10

2

4

6

NEpEp )0()()(0

−=ε

Value of p restricted to first Brillouin zone

for each value of p several solutions (band structure)

Page 10: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

10

From solution of GP equation one can define energy per particle (Bloch spectrum): N0

EpEp )0()()( −=ε

Without lattice

p-dependence of Bloch spectrum can be calculated by solving GP equation. Analytic solution for lowest band is available in ideal gas forlarge intensity s (tight binding limit):

mpp 2/)( 20 =ε

In general at low quasi-momentaone can expand: *2

0 2/)( mpp =ε

h2/sin2)( 20 pdp Jδε =

is tunneling energyrelated to effective mass 2*

2

dmJh

*m

( ) lextkJ Vmrd ϕϕδ ∫ +∇−−= 22 2/2 hr

increases exponentially at large s

mm /*

s

Page 11: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

11

Bloch oscillations (periodic motion ofwhole system along the Bloch band)

Bloch oscillations can be produced via:

- acceleration of the lattice, through time dependent detuning of twocounter propagating laser beams

- switch on of weak uniform force (e.g. gravity)

)2/(sin)( 2 tqzsEzV ropt ω∆−=

Two competing conditions:

- Acceleration should be slow (adiabaticity condition) in order to avoidtransitions to higher energy bands.

- Acceleration should be fast to avoid dynamic instability (see later).

Page 12: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

Acceleration of the lattice:12

ω+δω, k+δk

tqaqv LL 22 ==∆ω velocity of the lattice at time t Lv

ω, -k

)(pvvv gLm +=

Current carried by the gas in Lab frame: where is the current relative to the lattice. By defining(measurable by imaging expanding atomiccloud after release of the lattice), one finds:

)( pINvI LLAB +=)(/)()( 0 pNvppNpI g≡∂∂= εNIv LABm /=

determinedby Blochspectrum

velocity in lab frame

group velocity in moving frame

BL vv /

ω, -kRelationship between velocity of the lattice and quasi-momentum p isfixed by adiabaticity condition, yielding

Lmvp −=

In the figure is Braggvelocity, fixed by periodicity of theperiodic potential (Morsh et al 2001)

mdvB /πh=

Page 13: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

13

Behaviour of momentum distributionduring the acceleration of the lattice

))(())((),( /)(/)()(

/)( ldtzfeetzetz ldtipl

ztimvtp

ztimvLAB

LL −=Ψ=Ψ ∑ hhh

quasi-momentum

)()( / ldzfez ipldlp −=Ψ ∑ h

Consider simplest case of ideal gas filling wells, each occupied with equalnumber of atoms. By writing one can easilycalculate momentum distribution starting from:

)2/exp()(

)2/(sin)2/(sin)()(

2222/14/1

2/1

0

2

22

0

hh

h

h

σπσ kkf

kdkdNmvkfkn w

L

−=

−=

momentum

Acceleration of the lattice doesnot modify position of peaks. it affects their modulation

-2 -1 0 1 2

-2 -1 0 1 2

k/qB

Page 14: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

14

Bloch oscillations produced by external force

Initial condition: - atomic gas trapped by harmonic + gravity+ periodic confinement- at t=0 one switches off harmonic confinement. - at t>0 system feels periodic potential +gravity.

)(),( / ldzfetz imgldtlLAB −=Ψ ∑ h Atoms filling different wells

evolve with different phase !

)2/exp()(

]2/)[(sin]2/)([sin)()(

2222/14/1

2/1

0

2

22

0

hh

h

h

σπσ kkf

dmgtkdmgtkNkfkn w

−=

−−

=

External force affects position of peaksit does not change their modulation

Bloch frequency h/mgdBloch =ω

-2 -1 0 1 2

-2 -1 0 1 2

k/qB

Page 15: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

15

Bloch oscillations: Bose vs Fermi gases

Spin polarized Fermi gas is ideal non interacting system (s-wave scattering suppressed by Pauli blocking)

Bosons spin-polarized Fermions

Advantages narrow n(k) stability

Disadvantages dynamic instability broadened n(k)

Example: Fermi gas in 3D harmonic trap +1D optical lattice.Harmonic trap is suddenlyswitched off(Modugno et al, 2004)

images takenafter expansion

Page 16: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

16

Josephson oscillations in periodic potential

Generalization of Josephson equations in double well potential:

canonically conjugate variables)(

)(

kH

t

Hkt

J

J

h

h

∂∂

=Φ∂∂

Φ∂∂

−=∂∂ Φ−−= cos

21

21 222 kNkEH JCJ δ

Φ,khbaba SSNNk −=Φ−= ;2/)(

For an array of periodic wells equations can be derived fromJosephson Hamiltonian

0' NNN ll −=

)cos())(()(41

1'

0'

102'

lllllJllCJ SSNNNNNEH −++−= ++∑∑ δ

( )∫ ∂−∂= ++ lzllzlJ dxdym φφφφδ 11)/(hllC dNdE /2 µ=

on site energy tunneling energy

Page 17: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

17

Small oscillations around equilibrium(equilibrium: ) 0' == ll SN

)2(42

)2(

'1

''1

0

'

110'

−+

−+

+−+−=∂∂

+−−=∂∂

lllJ

lC

l

lllJl

NNNN

NESt

SSSNNt

δ

δ

h

h eq. of continity

eq. for the phase

quantum pressure effect

By looking for periodic solutions

one finds dispersion relation in tight binding limit (Javanainen 1999)

with)()()( 22 ppENp εεε +=

]/))((exp[)(),( ' htplpditNtS ll ε−∝

h2sin2)( 2

0pdp Jδε =000 C

lowest Bloch spectrumin non interacting model

Page 18: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

18

Properties of small amplitudeoscillations in periodic potential

h2sin2)( 2

0pdp Jδε =)]()[()( 000

2 pENpp C εεε +=

- In non interacting limit ( ) one recovers single particle dipersionlaw (Bloch band)

- Typical Bolgoliubov structure withreplaced by .

- In long wave length limit withand dipersion law takes phonon like form with

- Using relation and identitywhere n is average density, one finds result

0=CE

)2

2(2

)(2

22

2

mpmc

mpp +=ε

mp 2/2 )(0 pε

cpp =)(ε

0/2 NEC ∂∂= µ nnNN ∂∂=∂∂ // 00 µµ

)(0 pε

*20 2/)( mpp =ε 2*2 / dmJ h=δ

*0

2 2/ mENc C=

nn

mc

∂∂

*

1for sound velocity

Page 19: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

From energy functional

(n is smooth density averaged over several sites)

one derives HD equations

in the absenceof harmonic trap

( ) 0~

0)()()( *

=+∇+∂∂

=∂+∂+∂+∂∂

ho

zzyyxx

Vngtvm

nvmmnvnv

tn

rr

Solutions of HD equations are obtained from results without opticaltrap (Lecture 2), by simple replacement

In harmonic traps HD frequencies do not depend on coupling constantand results are immediately obtained by replacing(major role of effective mass)

*,~ mmgg →→

zz mm ωω */→

nn

mc

∂∂

*

1

++

++= hozyx nVngvmmvmvmndrE 22

*

222 ~

21

222

19

Hydrodynamic theory of superfluids in the presence of periodic + harmonic potential

Page 20: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

20

Predictions for the frequencies of the lowest modes(Kraemer et al., 2002)

Dipole mode:

Axial quadrupole mode (elongated trap) zQ

zD

mmmm

ωω

ωω

25

*

*

=

=

(Cataliotti et al, 2001)

2/5Fort et al.2002

Page 21: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

21

Energetic vs dynamic instability in optical lattices

When the velocity of the condensate is large or the lattice moves with large velocities, the system exhibit instabilities.Instabilities can be either energetic (negative energy) or dynamical (complex frequency) (see Lecture 6)

The problem is easily studied if one restricts investigation to phonon modes in periodic potential

Consider fluid moving at uniform velocity along the direction of the lattice (stationary solution). Long wave length oscillations around stationary solutionare described by HD equationswhere

is smooth averaged densityand is energy density:

0),(

0),(

=∇+∂∂

=⋅∇+∂∂

vntvm

vnjtn

µ

0v

nevemj ∂∂=∂∂= /,/)/1( µ

),( vne ),( vnedrE ∫=n

Page 22: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

In the absence of periodic potential:

In the presence of periodic potentialboth density and velocitydependence are affected(n is here smoothed density) with

22

21

21),( nmvgnvne +=

h2sin2~

21),( 22 pdnngvne Jδ+→

mvp =

22

Looking for small amplitude oscillations:withone finds dispersion relation:

),(,),( 00 tzvvvtznnn δδ +=+=)(exp, tqzivn ωδδ −∝

qpn

qpn ∂∂

∂±

∂∂

∂∂

=εεεω

2

2

2

2

2 Dopplereffect

In the absence of periodic potential whereNo dynamic instability. Energetic instability if (usual Landau criterion).

qvc )( 0±=ω mgnc /=

cv >0

Page 23: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

23

Dynamic instability in tight binding limit

In periodic potential one finds:

h

h

h

dmvqdm

qdmvmng 0

*0

* sincos~

±=ω is velocityof the fluid

0v

Dynamic instability if i.e if

instability occurs only in the presence of interaction

0cos 0 <h

dmvd

mvp20hπ

>=

Dynamic instability in BEC gases always occurs during Bloch oscillation.Fast crossing through the instability region is needed in order to avoidthe consequences of instability

Page 24: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

Dynamic instability in the presenceof moving periodic potential

0.0 0.5 1.0

0.00

0.01

0.02

s = 0.2

loss

rate

[ms-1

]

quasimomentum [q/qB]

(Fallani et al., 2004)

24

ω+δω, k+δk ω, -k

Page 25: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

25

Superfluid Mott insulator transition

If number of particles per site is of order of unityFormalism of Josephson Hamiltonian is no longer adequate(usually the case for 3D optical lattice)

Convenient approach is based on Boson-Hubbard Hamiltonianderivable from many-body Hamiltonian

)(ˆ)(ˆ)(ˆ)(ˆ2

)(ˆ)(2

)(ˆ 22

rrrrdrgrrVm

rdrH ext ∫∫ ΨΨΨΨ+Ψ

+∇−Ψ= +++ h

and writing field operator on a basis of single site operators

Ignoring higher order terms, the Hamiltonian takes the form:

kkkaˆ ϕ∑=Ψ

)ˆˆˆˆ(2

)1ˆ(ˆ4 , kllklk

Jkkk

C aaaannEH ++><

+−−= ∑∑ δ pairs of first neighbours

( ) lextkJ Vmrd ϕϕδ ∫ +∇−−= 22 2/2 hr

∫= 42 kC rdgE ϕr

Page 26: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

26

Boson-Hubbard model

- Phase diagram of Boson-Hubbard Hamiltonian predictssuperfluid- Mott insulator transition for integer values of theaverage occupation number per site.

- Superfluid phase corresponds to non vanishing of average(order parameter).

- For occupation number =1 many-body theory theory predictsquantum phase transition at critical value(Fisher et al. 1989) .

- For larger values of insulator phase (no long range order)

- For smaller values superfluid phase (long range order).

8.34/ =JCE δ

0ˆˆ >≠>=<Ψ< ∑ kkkaϕ

JCE δ/

Page 27: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

27

Quantum phase transition from superfluid toMott insulator in trapped Bose gases

- Extension of theory to harmonic trapping: Jacksch et al. 1998

- In Bose gases superfluid phase can be tested by measuring inteferencepatterns in expanding condensate. Intereference is result of orderparameter and reflects coherent behaviour in momentum space

- Disappearence of fringes at high laser intensities revealsoccurrence of transition into Mott insulator phase

superfluid superfluidMott

(Bloch et al.Nature 2002)

Page 28: BEC in periodic potentials - École Normale Supérieure · BEC in periodic potentials Previous Lecture. Ultracold Fermi gases Ideal Fermi gas in harmonic trap. Role of interactions.

28

This Lecture:Momentum distribution and interference. Bloch oscillations. Josephson oscillations. Superfluid vs insulator phase.

References relative to the various lectures of the course soon available at the addresshttp://www.phys.ens.fr/cours/Sandro/index.html


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