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      ating the evolutionary radiations of the true fungi

    M A R Y

    L

    BE RBE E

    Department of Botany The University of British Columbia 627 0 Urziversify Bolllevard

    Vancouver BC V6T 124 Canada

    A N D

    J O H NW. TAYLOR

    Department of Plutzt Biology Koshland Hull Room 11 1 University of Cali fornia Berkeley CA 9472 0 U.S.A.

    Received Apri l 5, 1992

    BERBEE,M . L . , a n d TAYLOR,.W. 1993. Dating the evolutionary radiations of the true fungi. C an . J . Bot.

    7 :

    11 14- 1127.

    In this paper we construct a relative time scale for the origin and radiation of major lineages of the true fungi, using the

    18 s ribosomal RN A gene sequence da ta of 37 fungal species , and then calibrate the time scale using fossil evidence. Of the

    sequences, 28 were from the l i terature or data banks and the remaining 9 are new. T o est imate the order of origin of fungal

    lineages we reconstructed the phylogeny of the fungi using aligned sequence data . T o compensate for the differences in

    nucleotide substitution rates among various fungal lineages, we normalized the pairwise substitution data before estimating

    the relative timing of fungal divergences. We divided the fungi into nine groups. We then calculated the average percent

    substitution for each group, and also the average for all the groups, for the time period beginning when the fungi diverged

    from a comm on ancestor and ending at the present . W e used the ratios of group-specif ic percent subst itut ions to the average

    percent substitution to normalize our pairwise substitution data matrix. To infer the relative timing of the origin of lineages

    we superimposed the normalized percentages of nucleotide substitutions onto the parsimony-based phylogeny. Calibrating

    the rate of sequence chang e involved relating th e normalized percent su bstitution associated with phylogenetic events to fungal

    fossils, the ages of fungus hosts, and ages of symbionts. These calibration points were consistent with a substitution rate of

    1 per lineage per 100 Ma. Based on phylogeny and calibrated percent substitution, the terrestrial fungi diverged from the

    chytrids approximately 550 Ma a go. A fter plants invaded the land approximately 40 0 Ma ag o, ascomycetes split from basidio-

    mycetes. Mushrooms, many ascomycetous yeasts , and common molds in the genera Perlicilliurrl and Aspergillus may have

    evolved after the origin of angiosperm plants and in the last 200 Ma.

    Key words: fungus evolut ion, molecular clock, ascomycete phylogeny, basidiomycete phylogeny, 18 s rRNA.

    BERBEE,M . L . , e t TAYLOR,.W. 1993. Dating the evolutionary radiations of the true fungi. Ca n. J. Bot. 7 11 14- 1127.

    En utilisant les donnCes de la sCquence du gkne AR N ribosomique 18 s chez 37 espkces fong iques, puis en calibrant 1'Cchelle

    temporelle l 'aide de fossiles, les auteu rs ont construit une Cchelle de temps relative pour I 'origine ci la radiation de s phylums

    principaux d'eumyco ta. Parm i les sequences utiliskes, 2 8 proviennent d e la IittCrature ou de banques d e donnCes et les 9 autres

    sont nouvelles. Afin d'estimer l 'ordre d'origine des phylums fongiques, les auteurs ont reconstruit la phylo gtnie des champ ig-

    nons en utilisant I 'alignement d es donnCes de skquences. P our co mpe nser les differences des taux de substitution d es nuclCo-

    tides entre les differentes IignCes de champignons, ils ont normalis6 les donnCes de substitution par paires avant d'estimer

    le taux relatif des divergences chez les champignons. Les champignons ont Ctt divisks cn neuf groupes et les pourcentages

    moyens de substitution pour chaque g roup e ont CtC calculCs ainsi qu e la nloyenne pou r tous les g roupe s, et ceci pour la periode

    h partir du moment oh les champignons o nt commencC a diverger d 'un ancstre commun jusqu'h aujourd'hui . Pour normaliser

    la

    matrice d e donnCes des substitutions par paires, les auteur s ont utilisC les rapports de s pourcentages de substitution speci-

    fiques aux groupes sur le pourcentage moyen de substitution. Pour dCduire le moment relatif de l 'origine des IignCes, les

    auteurs ont sup erp ost les pourcentages normalisCs des substitutions de nuclCotides su r la phylogenic bas sur la parcim onie.

    La cal ibrat ion du taux de changement des sequences nkcessi te une comparaison des pourcentages de subst itut ion normalises

    associCs aux Cvknements phylogCnttiques, av ec les champignons fossiles, l 'bge de s hates de ces champign ons et de leurs sym -

    biontes. Ce s points de calibration con cordent avec un taux de substitution de 1 par IignCe par 100 Ma. Su r la base de la phylo-

    genie et de la calibration du pourcentage de substitution, les champignons terrestres auraient divergC des chytridiales il y a

    environ 550 M a. Les basidiomycktes se sont stpares des ascomycktes aprks [ 'appari t ion des plantes sur le mil ieu terrestre,

    il y a environ 400 Ma. I1 apparait que les macromycktes, plusieurs levures ascomycktes ainsi que les moisissures communes

    des genres

    Penicilliurrl

    e t

    Aspergillus

    seraient apparus aprks les angiospermes, au cours des derniers 200 Ma.

    Mots cl is

    6volut ion des champignons, horloge m oltculaire, phylogknie de s ascomycktes, phylogenie de s basidiomycktes,

    rARN 18s .

    [Traduit par la redaction]

    Introduction

    The true fungi, the ascomycetes, basidiomycetes, zygo-

    mycetes, and chytridiomycetes, form a monophyletic group

    (Bowman et al. 1992), distinguished from slime molds and

    algae by the presence of chitin in their cell walls and by an

    unusual, multienzyme synthesis pathway for the amino acid

    lysine (Bartnicki-Garcia 1970; Vogel 1964). Evidence of radi-

    ation of major fungal groups is probably preserv ed in the fossil

    record in the form of diversification of filament morphology

    in samples of fossilized decaying vegetation, and in the diver-

    Prinred

    in anada

    /

    Ilnprim

    au

    anada

    sification of spore morphology from pollen samples (Tiff

    and Barghoorn 1974; Pirozynski 1976). How ever, interp

    ing fungal fossils can be difficu lt; spores in fossil pollen s

    ples or branching filaments from fossil plant parts often l

    the diagnostic characteristics of modern taxa. We think

    interpretation of some fossil fungi will benefit from at lea

    rough estimate, gleaned from molecular data, of the timing

    major events in the evolution of fungi.

    D N A

    clock evide

    and fossil evidence have often proved congruent and u

    mately mutually reinforc ing (Clegg 19 90; Knoll 19 92). Us

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    BERBEE A N D TAYLOR 1115

    sequence data, S imon et al. (1993) estimated the time of origin

    of endomycorrhizal fungi in the order G lomales. In this paper,

    we establish a relative time scale for the evolution of the fun gi

    using a phylogeny from D NA seque nce data and then calibrate

    the time scale using correlations between phylogenetic events

    and events in the fossil record of fungi or fungal symbionts

    (Ochman and Wilson 1987). This time scale, by predicting

    when radiations of m ajor group s of fungi should be detectable

    in the fossil record, will facilitate interpretation of fossil fungi

    in palaeobotanical samples. More accurate interpretation of

    fungal fossils will, in turn, allow for more accurate recalibra-

    tion of the molecular clock (Taylor 1990).

    Materials and methods

    Sources of fungal sequences used are listed in Table 1. Most of the

    sequences are either published or are available in the GenBank or

    EMBL sequence data bases. For this study, we determined the

    sequences of the 18s rRNA gene of nine additional fungi. We ampli-

    fied the 1 8s ribosomal RNA gene from extracted, partially purified,

    total genomic DNA, using the polymerase chain reaction, and then

    performed a series of overlapping, asymmetrical amplifications to

    generate the single-stranded DNA that we sequenced (Lee and Taylor

    1990; White et al. 1990).

    We sequenced over 1720 nucleotides from each of the seven fungi,

    the entire gene except for about 50 nucleotides at the 5' end, and

    about 20 nucleotides at the 3' end that we could not reach using o ur

    primers. The sequence is based on both strands of DNA except for

    about 30 nucleotides 5' to NS 8, (the primer nearest the 3 ' end of the

    noncoding strand of the gene) and a region in the center of the gene

    approximately 100 nucleotides long, near NS 5 (White et al. 1990).

    For Taphrina deformans we sequenced the 18s rRNA gene from

    three isolates. The results in this paper are from the completed

    sequence of the first strain, ATCC 34556. To confirm the identity of

    the fungus, we obtained partial sequence from two other strains,

    ATCC 34557, and a cu lture kindly donated by X.X. Phaff, University

    of California. The three strains had identical sequences.

    The 18 s sequences from the 37 fungi were aligned by first using

    the Genalign option in the computer package

    INTELLIGENETICS

    5.4

    for UNIX (700 East El Camino Real, Mountain View, Calif.) and

    then visually changing the positions of the gaps to maximize aligned

    sites. To align all of the 37 fungi, including the most distantly related

    chytrids, zygomycetes, and basidiomycetes, we had to exclude over

    100 bp of ambiguously aligned sequenc e data, s o that 158 9 aligned

    sites were analyzed. Gaps were consistently associated with ambigui-

    ties and were excluded from the phylogenetic analysis.

    To estimate the phylogeny of the fungi, we used the sequences of

    33 fungi, excluding 4, very closely related chytrids from the analysis

    to speed computations. For phylogenetic reconstruction, we used par-

    simony algorithms

    in

    the computer package P A U P 3.0 (Swofford

    1991) and neighbo r joining from the pac kage PHYLIP 3.4 (Felsenstein

    1992). The two methods yielded topologically similar phylogenetic

    trees from the aligned data set.

    Distance matrices were generated from aligned sequen ce data using

    the maximum likelihood option of

    D N A D IS T

    in the computer package

    PHYLIP

    3.4 (Felsenstein 1992).

    ssumptions

    Correction for group-spec@ rates of nucleotide substitution

    All lineages of true fungi alive today a rose from a comm on

    ancestor and therefore, h ave been evolving for the sa me num-

    ber of years. Some lineages have accumulated more nucleotide

    substitutions than other lineages in the time since the fungi

    diverged from the common ancestor. These differences in per-

    cent substitution from lineage to lineage must be due to differ-

    ent rates of substitution. If all fungi were evolving a t the sam e

    rate, the percent sequence difference between the outgroup

    Chytridium and each of the ascomycetes and basidiomycetes

    would be about the same. In fact, the percent substitution

    ranges from 13.2 between

    Chytridium confervae

    and the

    basidiomycete

    Leucosporidium scottii, to 7 .0 , f rom Chytrid-

    ium confervae to Schizosaccharomyces pombe. In general,

    basidiomycetes including the rusts had the highest substitution

    rates, while the basal lineage of ascomycete yeasts evolved

    most slowly (Fig. 1).

    This rate variation between different fungal groups limits

    the potential accuracy of molecular clock estimates of diver-

    gence times. To compensate for obvious substitution rate dif-

    ferences, we divided the fungi into groups, determined how

    quickly each group had evolved relative to the average of all

    group s, and imposed correction factors based on the observed

    rate differences.

    Definition of groups

    W e divided taxa into nine groups to estimate the lineage-

    specific nucleotide substitution rates (Fig. 2). Where possible,

    the groups represent monophyletic lineages of phylogeneti-

    cally related taxa. Three such lineages received bootstrap sup-

    port over 90 (Fig. l ), and three other groups appeared in the

    sequence-based parsimony trees even when different out-

    groups were added to or removed from the data set. Glomus

    intraradices is the sole representative of its group. In the last

    two groups, however, we lumped taxa with similar branch

    lengths (Fig. 1). The morel group consists of filamentous

    ascomycetes for which fine-scale phylogenetic relationships

    are unclear, including

    Aureobasidium pullulans, Pleospora

    rudis, and Morchella esculenta. The smuts Ustilago hordei

    and Tilletia caries are of uncertain position within the basidio-

    myc etes, and w e arbitrarily placed them toge ther with the rusts

    (Figs. 1 and 2) to estimate their substitution rates.

    Calculation of group-spec ic relative rates

    T o calculate substitution rates for each of our nine groups

    of species we approximated fungal evolutionary history with

    the polychotomy in Fig. 2, as if all nine groups had been inde-

    pendent since the original divergence of chytrids from terres-

    trial fungi. Using the relative rate test (Fig.

    3 (Li and Graur

    1991) and a distance matrix with a maximum likelihood cor-

    rection for multiple mutations at the same site, we calculated

    the average percent substitution that each of the nine groups

    has accumulated since the time when the chytrids diverged

    from the terrestrial fungi. W e also calculated a total average

    percent substitution for all groups of fungi. The relative rate

    of substitution for each of the nine groups was then the ratio

    of the average percent substitution for the gro up to the average

    percent for all l ineages (Fig. 2 ). T o keep the time period cons-

    tant, we had to compare the percent substitution that each

    group had accumulated since it diverged from the common

    ancestor to all other lineages. F rom o ur phylogeny (Fig.

    l ) ,

    we know that our nine groups were not independent lineages

    for the first part of their evolutionary history. We had to

    ignore the fact that groups with a common ancestor w ere origi-

    nally evolving at a shared, common rate. For example, the

    group including the rust and the fungus Leucosporidium

    (L. scottii, Fig. 1) has an unusually high number of substitu-

    tions. Our calculated percent substitution for a L. scottii

    includes all the substitutions along lineages leading to

    L. scottii

    beginning with the time when the chytrids diverged from the

    terrestrial fungi. The percent substitution for the rust group

    fungus L. scottii includes the substitutions occurring on the

    branches leading to pre-ascomycetes and pre-basidiomycetes,

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    11 16

    C A N .

    J.

    BOT.

    VOL. 71,

    1993

    TABLE

    . Sources of sequence data

    Fungus and strain

    GenBank

    Sourcea accession No.

    Reference

    Ascomycotina

    Ascosphaera apis

    Aureobasidium pullulans

    Candida albicans

    Colletotrichum gloeosporoides

    Dipodascopsis uninucleata

    Endomyces geotrichum

    Eremascus albus

    Eurotium rubrum

    Hypomyces chrysospermus

    Kluyveromyces lactis

    Leucostoma persoonii

    Morchella esculenta

    Neurospora crassa

    Ophiostoma

    ulmi

    Pleospora rudis

    Pneumocystis carinii

    Saccharomyces cerevisiae

    Schizosaccharornyces pombe

    Taphrina deforman s

    Talaromyces flavus

    Basidiomycotina

    Athelia bombacina

    Pers.

    Cronartium ribicola

    Leucosporidium scottii

    Spongipellis unicolor

    Tilletia caries

    Tremella globospora

    Tremella moriformis

    Ustilago hordii

    Zygomy cetes

    Glomus intraradices

    Chytridiomycetes

    Blastocladiella emersonii

    Caecomyces Shaerornonas) communis

    Chytridium confervae

    Neocallimastix

    sp.

    Neocallinlastix fronta lis

    Neocallimastix joynii

    Piromyces Pirom onas) comrnunis

    Spizellomyces acurninatus

    UCB 61.016

    UCD yeasts

    UCB 88.016

    UCB 75-001

    ATCC 34556

    OSU, D. Mills

    UCD, K. Wells

    UCD,

    K.

    Wells

    OSU, D. Mills

    Berbee and Taylor 1992a

    Illingworth et al. 1991

    Hendriks et al. 1989

    Illingworth et al. 1991

    New sequence

    New sequence

    Berbee and Taylor 1992a

    New sequence

    Berbee and Taylor 19926

    Maleszka and Clarkwalker 1990

    Berbee and Taylor 19926

    A Gargas and J.W. Taylor, unpublished d

    Sogin et al. 1986

    Berbee and Taylor 1992a

    New sequence

    Edman et al. 1988

    Rubtsov et al. 1980, Mankin et al. 1986

    Bruns et al. 1992

    New sequence

    Berbee and Taylor 1992a

    Illingworth et al. 1991

    Bruns et al. 1993

    Hendriks et al. 1991

    Bowman et al. 1992

    New sequence

    New sequence

    New sequence

    New sequence

    Simon et al. 1992

    Forster et a]. 1990

    Dore and Stahl 1991

    Bowman et al. 1992

    Bowman et al. 1992

    Dore and Stahl 1991

    Dore and S tahl' 199

    Dore and Stahl 1991

    Bowman et al. 1992

    Source information for new sequences only: ATCC, American type

    culture

    collection: OSU, Oregon

    State

    University; UCB. University of California. Berkeley

    microgar

    UCBH. University

    of

    California, Berkeley herbar ium; UCD,

    University of

    California, Davis.

    to the basidiomycetes, and to the first divergence in the basid-

    iomycetes, along with the substitutions specific to the rust

    lineage (Figs.

    1

    and 3 . By including the shared branches in

    our estimates of the relative rate, we underestimated the actual

    rate differences between taxa on the terminal branches and

    brought the taxa evolving mo re quickly or more slowly closer

    to the average rates of the ancestral taxa.

    Normalizing pairwise percent substitution

    We could then use the relative amount of substitution (or

    relative rate of substitution, since each group is assumed to

    have evolved over the same period of time) shown in Fig.

    2

    to normalize the rate of substitution for each fungus to the

    average for all the nine groups.

    For taxa within on e of the nine group s, only the one rate cor-

    rection factor specific to the group is needed. For e xamp le, in

    the time the fungi have been evolving, members of the r

    group accumulated 1.47 times as many substitutions as

    average fungus. The corrected distance from the comm

    node to either the rust group fungus L. scottii or the r

    Cronartium ribicola would be found by taking half of the pa

    wise percent substitution between the two tax a and dividin

    by the rust group relative rate, or 1.47 (Fig.

    2).

    In contrast, we had to take the substitution rates of b

    groups into account when we compared pairs of taxa fr

    different groups. The computation is much simpler if the c

    rection can be applied to the

    pairwise distances between ta

    which are available in the distance matrix, rather than to

    amount of substitution on each branch.

    Th e algebraic logic leading to a relationship between s l ,

    average number of substitutions for the group containing

    individual fungi and

    S

    the pairwise distances, follows.

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    BERBEE AND TAYLOR

    Morchella

    Aureobasidium

    Pleospora

    Leucostoma

    Ophiostoma

    7

    1

    Hypomyces

    Colletotrichum

    Neurospora

    I I Q

    r

    remascus

    Ascosphaera

    urotium

    Dipodascus

    Kluyveromyces

    Saccharomyces

    Candida

    Schizosaccharomyces

    Taphrina

    Pneumocystis

    Tremella glob.

    Tremella mori.

    Tilletia

    Ustilago

    100 Cronartium

    Leucosporidium

    Neocallimas tix sp.

    Spizellomyces

    Chytridium

    FIG 1. This consensus tree shows the relationships among 3 3 fungi as inferred from 18 s rRNA gene sequence data. To facilitate analysis,

    three of the four very sim ilar rumen chytrid sequences in our data set were not included in this tree. The numbers on the branches ar e bootstrap

    percentages from 500 bootstrap replicates using the heuristics option in PAUP version 3.0 Swofford 1991). Percentages over 90 indicate support

    for the branch from the data set. Names of taxa are truncated; for complete species names, see Table 1. If a molecular clock were working

    perfectly in this gene, a line could be drawn through the end points of branches to terminal taxa from Glomus through Morchella. The end

    points of terminal branches are not aligned, evidence that substitution rates vary.

    the variables s and s2 represent the number of nucleotide

    and

    substitutions along the branches from node

    0

    where fungus

    species and 2 diverged, to species

    1

    and 2 respectively. Let

    [ l b ] s 2 = r 2 t 2

    the variables t and t2 represent the time of evolution of

    S1 S2

    taxons and 2 respectively. S the percentage of nucleotide

    [ l c l t

    =

    t2

    =

    substitutions between taxons and 2 comes from the distance

    r r2

    matrix. Values of r and r2 represent the rates of substitution

    and because the two extant taxa diverged from a common

    for the two lineages. ancestor,

    [ l a ]

    s l

    =

    r l t l

    [2a]

    t l = t2

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    CAN 1

    BOT.

    VOL. 71

    1993

    I 32

    Colletotrichum

    I ipodascus

    lastocladiella

    Saccharomyces X0 87

    Schizosaccharomyces

    I

    0 71

    Cronartium

    Leucosporidium I 47

    o us us I

    0 96

    F I G 2

    TO calculate correction s for variation in substitution rates we assumed as represented by the polychotomy in this figure that

    groups of higher fungi were independent since the original divergence of the chytrids from the terrestrial fu ngi. We then calculated the ave

    percent substitution per lineage for each of the nine fungal groups since their divergence from the common ancestor of hytridiurn and

    terrestrial fungi. The relative rates given to the right of the groups are the ratios of the averages of the percent substitutions per lineage

    taxa in the group divided by the average percent substitution of all nine lineages.

    Substituting slr from [ l c ] or tl and t2 ,

    Substituting the equation for s2 from

    [3b]

    into

    [ 2 c ] ,

    X0 60

    Chytridium

    pizellomyces

    and

    ~

    [2c]

    s l r 2

    =

    s2r l

    t 3f1 s l r2 r l ) = S ~ I

    The total number of substitutions between the pair of taxa is

    the sum of the substitutions on each lineage.

    S ~ I

    [3gl S I

    =

    Neocallima stix fron.

    aecomyces

    Neocallimastix sp.

    [3a] S = S , s2

    and

    L

    I

    and

    Neocallimastix joy.

    Piromyces

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    BERBEE

    A N D

    TAYLOR

    The rates r l and r2 are equal to an average rate R, identical

    for all taxa, mu ltiplied by the relative rates, r i and r;, which

    are specific to taxons 1 and 2, respectively.

    Then

    and from [3h] and [4a]

    Both sides of [3h] can be multiplied by R

    Equation 3h perm its estimation of the substitutions per b ranch ,

    given the relative rate of substitution of the two groups.

    Conceptually, n ormalizing the substitutions for the lineages

    involves dividing the amount of substitution on branches lead-

    ing to individual fungi by the relative rate for that group,

    resulting in a corrected amount of nucleotide substitution, s',

    Replacing s l r i using [4c] ,

    As an example of how correction works, Chytridium con-

    fervae shou ld-be equally distant from each ascomycete or

    basidiomycete, if lineages evolved at equal rates. However,

    the uncorrected percen t substitution in the chytrid

    L

    scottii

    pair (13.20 for the pair, o r 6. 6 for each lineage) is almost

    twice the percentage in the chytrid

    S

    pombe pair (7.01 ,

    or 3.51 per lineage). Corrected for group-specific rate dif-

    ferences, the percent substitution per lineage of chytrid

    L

    scottii becomes 6.3 8 (calculated by dividing 13.2 0 , the

    uncorrected percent substitution for the pair, by 0.6 0 1.4 7,

    the sum of the relative rates of the chytrid group and the rust

    lineage). T his is quite close to the corrected estimate of 5.3 5

    substitutions per lineage (calculated as 7.01/(0 .60 0.7 1))

    from the chytrid

    S

    pombe pair . To establish an average

    percent substitution per lineage accumulated since chytrids

    diverged from terrestrial fungi, we averaged the corrected per-

    cent substitutions per lineage calculated from the Chytridium

    confervae

    L

    scottii, Chytridium confervae Schizosac-

    charomyces pombe pairs as well as all the other chytrid-

    ascomycete or chytrid-basidiomycete pairs that mark the

    same divergence.

    W e present estimates of the percent substitution per lineage

    corresponding to the divergence of fungal lineages from both

    corrected and uncorrected substitution data (Table 2). 'The

    average percent substitutions marking the origins of major

    lineages are similar with and w ithout lineage-specific c orrec-

    tion, but estimates without correction are more frequently in

    conflict with phylogeny (assuming that percent substitution

    increases with time). F or example-, from -the phylogeny, the

    basal ascomycete yeasts diverged before the ascomycetous

    true yeasts, and so the basal ascomycete lineage should have

    more substitutions than the true y east lineage. 1n fact, because

    of their slow evolution, the basal ascomycetes accumulated

    FIG 3

    An example of estimating the average percent substitution

    per lineage from a pairwise distance matrix using the relative rate

    test. To calculate the number of substitutions from the node along

    the branch to a yeast, we used the following formula based on pair-

    wise percent substitutions for the yeast,

    Blastocladiella

    and a chytrid:

    yeas . chytrid Dyeast Blasloclad. chytrid. Blasloclad.

    D O y ea st

    2

    We repeated the sam e calculation for each of the five true yeasts that

    together represent a monophyletic group of ascomycetes . The results,

    when averaged, yielded the percent substitution typical of the true

    yeast lineage.

    only 3.0 substitution since their origin , whereas the true

    yeasts averag e 3.1 0 substitution. Following correction for

    differences in rates, the basal ascomycetes exhibit the higher

    percent substitution predicted by phylogeny. In general, the

    rate correction reduces the stand ard deviation for the estimates

    of percent divergence (Table 2). Consequently, we used the

    rate-corrected estimates for further analysis.

    Calib ration of the molecu lar clock

    W e make the assumption that our phylogeny of the fungi

    (Fig. 1) is true. Consistent with evidence from Bruns et al.

    (1992) the tree is rooted so that the water m olds Chytridium

    confervae and Blastocladiella emersonii are basal to the pre-

    dominantly terrestrial ascomycetes and basidiomycetes. Fol-

    lowing logic outlined by Hennig (1966) and O chman and W ilson

    (1987), we used fossil evidence and ages of fungal hosts and

    symbionts to calibrate the rate of substitutions in fungal line-

    ages (Fig. 5).

    Among the oldest fungal fossils are spheroidal, thick-walled

    resistant spores from 390 Ma old Lower Devonian fossilized

    rhizomes of vascular plants in the genus Rhynia (Kidston and

    Lang 1921; Pirozynski and Dalpt 1989). The fungal spores

    probably represent early members of the Glomaceae, the

    family that now includes G. intraradices (Pirozynski and

    DalpC 1989), and the time of the appearance of these spores

    in the fossil record defines the latest possible date for the ori-

    gin of the Glomaceae lineage.

    An average rate-corrected 4. 9 substitution per lineage has

    accumulated since G. intraradices diverged from the lineage

    of terrestrial fungi that gave rise to the ascom ycetes and basid-

    iomycetes.

    Regularly septate filaments are also present in the Rhynie

    plants (Kidston and Lang 1921). The Glomaceae and the line-

    age ancestral to ascom ycetes and basidiomycetes originated at

    the same time, having diverged from a common ancestor.

    While mem bers of the Glomaceae, an d almost all basal terres-

    trial fungi, produce aseptate filaments, regularly septate fila-

    ments characterize the ascomycetes and basidiomycetes. The

    regularly septate filaments in the fossil record are evidence

    that the lineage immediately an cestral to the ascomycetes and

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    TAB LE Nucleotide substitutions since divergences

    No rate correction

    With rate correction

    Event

    Taxa diverging

    Avg.

    substitution

    Origin terrestrial fungi

    Origin rumen chytrids

    Radiation of rumen chytrids

    Origin Glomaceae

    Origin ascomycetes and basidiomycetes

    First basidios divergence

    Origin smut and rust lineages

    Earliest possible homobasidiomycetes

    Radiation of homobasidiomycetes

    First ascomycete radiation

    Origin true yeast

    Radiation of true yeast

    Radiation 1-cell true yeast

    Origin discomycetes and loculoascomycetes

    Origin of plectomycetes -pyrenomycetes

    Pyrenomycete radiation

    Plectomycete radiation

    Aspergillus and Penicillium

    Chytrid errestrial fungi

    Spizello chytrid rumen chytrids

    Caeco myce s eocallirnastix Piromyces

    Neocallirnastix sp. N. joynii N. frontalis Piromyces

    Glomus pre-ascomycetes and basidiomycetes

    Ascomycetes asidiomycetes

    Simp le septate dolipore basidiomycetes

    Tilletia Ustilago Cronartium Leucosporidiurn

    Cronartium -Leucosporidium

    Tilletia Ustilago

    Tremellas omobasidiomycetes

    Athelia -Spongipellis

    Tremella globospora T. morifonn is

    Basal ascos filamentous ascos yeasts

    Pneumocystis aphrina Schizosaccharomyces

    Taphrina -Schizosaccharomyces

    Yeasts filamentous ascos

    Dipodascopsis higher yeasts

    Endomyces

    higher yeasts

    Candida luyveromyces Saccharomyces

    Kluyveromyces -Saccharom yces

    Morchella group other ascomycetes

    Pleospora M orchella Aureobasidium

    Morchella -Aureobasidium

    Plectomycetes yrenomycetes

    Ophiostorna Leucostoma-Neurospora Hypomyces Colletotrichum

    Neurospora Hypomyces Colletotrichum

    Hypomyces Colletotrichum

    Ophiostoma eucostom

    Ascosphaera Eremascus urotium Talaromyces

    Eurotium alaromyces

    Ascosphaera remscus

    Avg.

    substitution SD

    5 5 0 77

    4 0 1 40

    0 8 0 11

    0 2 0 03

    4 9 0 41

    3 9 0 60

    3 4 0 84

    3 8 0 61

    3 1

    2 3

    2 2 0 24

    1 2

    0 8

    3 3 0 47

    3 0

    2 4

    3 1 0 41

    1 9 0 19

    2 4 0 16

    1 3

    0 7

    2 4 0 28

    1 8

    1 o

    2 8 0 20

    1 7 0 16

    1 7

    1 2

    1 2

    1O 0 04

    0 5

    0 3

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    L N TAYLOR

    1121

    basidiomycetes had diverged from the Glomaceae before the

    Lower D evonian.

    The percentage of nucleotide substitution accumulated since

    the origin of septation should be less than the 4 .9 per lineage

    accumulated since aseptate

    G.

    intraradices split from the pre-

    ascomycete basidiomycete lineage, but more than the 3.9

    per lineage accumulated since the divergence of septate

    ascomycetes and septate basidiomycetes.

    Clam p connections, hook-shaped structures that straddle the

    septa in fungal filaments, first appear in the fossil record in

    woody tissue from a 290 Ma old Carboniferous fern (Dennis

    1970). Basidiomycetes a re the only fungi with clam p connec-

    tions, so the presence of clamps in 290 Ma old coal balls pro-

    vides a latest possible date for basidiomycete origins. All of

    the basal basidiomycetes are either parasitic or saprop hytic on

    land plants, so we assum e that basidiomycetes and their clamp

    connections evolved after the earliest land plants radiation, in

    the Mid-Ordovician, about 460 Ma ago (Gray 1985). Phylo-

    genetically, clamp connections probably occur in both of the

    two most divergent

    basidiomycete lineages, the yeast-like

    members of the rust lineage, and in the mushroom lineage.

    Th e percent substitutions per lineage corresponding to the ori-

    gin of clamp connections should fall between the 3.9 aver-

    age of branches dating from the ascomycete basidiomycete

    split, and 3.4 of the deepest divergence within the basidio-

    mvcetes.

    The progenitors of the ascomycete genus Ophiostoma, the

    genus containing the fungus causing Dutch elm disease, lost

    the ability to discharge ascospores forcibly when they became

    dependent on bark beetles for spore dispersal. Bark beetles

    have a reciprocal dependence on fungi (although they a re not

    limited to the genus Oplziostoma), and many genera of bark

    beetles have specialized body parts, or mycangia, for trans-

    porting, sometimes nourishing, and disseminating fungal spores

    (Wood 1982). The distinctive galleries that bark beetles

    produce in wood date back to the Cretaceous, indicating that

    bark beetles had probably originated by the Lower Creta-

    ceous, perhaps 140 Ma (Wood 1982; Bright 1993). The genus

    ~ ~ h i o s t o m aa y have diverged, from related genera with

    forcible spore discharge, around the time of origin of bark

    beetles. O n the other hand , although loss of forcible disch arge

    may have been dependent on the-origin of bark beetles, the

    Leucostoma and Ophiostotna lineages could have diverged

    well before bark beetles, limiting the reliability of this calibra-

    tion point. Th e rate-corrected percent substitution co rrespond-

    ing to the loss of forcible discharge and evolution of insect

    dispersal must be less than the 1.2 accumulated since Ophio-

    stoma split from Leucostoma.

    Th e oldest fossil shelf fungus, Ph ellinites, is about 165 Ma

    old (Singer and Archangelsky 1958). Phylogenetically, the

    split between the jelly fungi (in the genus Tremella) and the

    mushroom-like basidiomycetes (holobasidiomycetes) probably

    occurred before the first recorded fossil shelf fungus. Th e cor-

    responding percent substitution should be below the 2 .2 sub-

    stitution accumulated since the Tremella species diverged from

    the homobasidiomycetes.

    Chytrids ar e phylogenetically old, but at least one group of

    chytrids, those associated with mammal

    hindguts and with

    the stomachs of ruminants, must have undergone a relatively

    recent radiation. The chytrids Caecomyces (formerly Sph aero-

    monas) communis and Piromyces (Piromonas) communis are

    found in the hindguts of diverse mammals as well as the

    stomachs of ruminants, whereas related chytrids in the genus

    mammal hindguts

    [

    5 4 3 2 1

    Millions of years

    FIG.

    4.

    Substitution rates in fung i are calibrated by relating fossil

    evidence and ages of fungal hosts and symbionts to percent substi-

    tutions on branches and nodes of the sequence-based phylogeny

    (Ochman and Wilson 198 7). The shaded calibration areas relate time

    to percent substitution. For ex amp le, a 290 Ma old fossil basidiomy-

    cete clamp connections provides a firm upper time limit fo r the evolu-

    tion of basidiomycete clamps that we correlated to a possible range

    of percent substitution from the phylogeny. The logic unde rlying the

    other calibration points is similar and is described in the text. These

    calibration points are consistent with an average nucleotide substitu-

    tion rate of 1 per lineage per 1 Ma.

    Neocallimastix are restricted to the stomachs of ruminants

    (A. B rown lee, personal comm unication). 'The split between

    Caecomyces communis and the genera Piromy ces and Neocal-

    limastix corresponds to 0. 8 substitution per lineage. Th e

    split probably occurred after the origin of the mammallineage

    ancestral to the placental and marsupial mammals, about

    20 0- 150 Ma (G raves 1987), but before the time of origin and

    initial radiation of ruminants about 40 Ma (Janis 1976).

    Neocallimastix species in ruminants probably radiated less

    than 4 0 M a, or af ter the origin of ruminants. Th e correspond-

    ing percent substitution should be between 0 .8 , accumulated

    since the Caecomyces communis diverged from the rumen

    chytrids, and 0. 2 , accumulated since the first split among

    the obligate rumen chytrid species.

    Results and discussion

    The above calibration points are consistent with an average

    corrected or uncorrected nucleotide substitution rate of

    substitution per lineage per 1 00 M a (Fig. 4) . This nucleotide

    substitution rate is similar to the rate for green plants (0.8

    per 100 Ma) (from Fig. 3b , Wolfe et al. 1989) and for verte-

    brates (1.3 per 100 Ma) (Hedges et al. 19 90), but it is lower

    than the 2 per 10 0 Ma rate reported for bacteria (Ochman

    and Wilson 1987). For the true fungi to be older than ou r esti-

    mates, their nucleotide substitution rates would have to be

    even lower than the rates we have estimated. We hope that the

    calibration curve will be tested with additional calibration

    points from new fossil evidence or reinterpretation of existing

    data. Because we are unable to test the relationship between

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    Ascosphaera

    Eremascus

    Eurotium

    Talaromyces

    a

    Ophiostoma

    I

    eucostonla

    Hy omyces

    m o~etotmhum

    m

    Neurospora

    Aureobasidium

    Pleospora

    Morchella

    Kluyveromyces

    Saccharomyces

    Candida

    Dipodascus

    Endomyces

    Taphrina

    Schizosaccharomyces

    Pneumocystis

    . .

    Athelia

    :r;:lr;:b

    b

    Tremella mori

    Cronattium

    Leucosporidium

    Ustilago

    Tilletia

    I

    Glomus

    Neocallimastix joynii

    Neocallimastix frontalis

    Piromyces

    Neocallimastix sp

    I

    a

    Caecomyces

    6QO 5QO 400 300 200 100

    Millions

    of years

    FIG.

    5.

    This tree shows estimated fungal divergence times superimposed on the phylogeny from Fig. 1 Letters on branches indicate the origin of fungus morphological features

    diagrammed in Fig. 6. Branch lengths on the tree are proportional to the average percent nucleotide substitutions corrected for lineage-specific differences in substitution rates given

    in Table

    2

    When the phylogeny was in conflict with branch lengths connecting branches have broken lines.

    common

    molds,

    filamentous

    ascomycetes

    yeasts

    basal

    ascom ycetes

    mushroom

    group

    V

    a

    z

    V

    a

    z

    .-

    V

    a

    m

    Jurassic creta ceou s Tertiary

    Triassic

    Cambrian

    I I

    Silurian Permian

    Carboniferous

    Ordovician

    Devonian

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    BERBEE

    A N D

    TAYLOR

    23

    substitution rates and time, placing a statistical confidence

    living 290 Ma in the Carboniferous may resemble their extant

    interval around our estimates of divergence times is not pos-

    relatives as little as a 30 m tall, coal age, arborescent lycopod

    sible in a rigorous sense. T he ranges of times presented in this

    Lepidodendron resembles a modern 0.1 m tall quillwort in the

    text are based on the variation in percent substitution among genus

    Isoetes.

    lineages and correspond to two standard deviations in both

    directions from the average percent substitution accumulated

    since the origin of lineages (Table 2).

    Our calculations of percent substitution per lineage, with

    and without correction factors, a re presented in Table 2. When

    lineage-specific rate co rrections are used in an attempt to refine

    the estimates of divergence times, the standard deviations of

    the numbers of substitutions between the most divergent line-

    ages, for example, between ascomycetes and basidiomycetes,

    are reduced so that divergence times are generally consistent

    with phylogeny (Tab le 2). Without lineage-specific rate corre c-

    tions, the standard deviations of the numbers of substitutions

    between deeply divergent taxa are high, and the divergence

    times sometimes conflict with phylogeny, although the amount

    of conflict is not significant compared with the large standard

    deviations from the average num ber of substitutions (Table 2).

    With or without lineage-specific corre ctions, w e found a simi-

    lar pattern in the timing of origin of fungal groups. For exam-

    ple, without correction for rate variation, an average of 4.7

    (SD 1. 0 ) of the nucleotides have been substituted on the

    branches leading from the chytrid to the terrestrial fungi

    (Table 2). From o ur calibration of 1 substitution per 100 Ma ,

    the divergence of chytrids from terrestrial fungi occurred

    470 M a ago. Adding o r subtracting one standard deviation from

    this estimate gives a range of 370-5 70 Ma. Th e rate-corrected

    estimate for the same divergence was 5. 5 substitution and

    would suggest that the chytrihs branched from terrestrial fungi

    550 Ma ago. The rate-corrected estimate, although not identi-

    cal to the-uncorrected estima te, falls within the range of esti-

    mates from the uncorrected data.

    To draw the tree in Fig. 5 , we took the branching order from

    the tree in Fig. 1, which is based on parsimony analy sis, and

    used the dis tances in Table 2 to ~rovidehe rate-corrected

    lengths of branches, corresponding to the time scale.

    Our estimate of divergence times using molecular clock

    assumptions, with or without lineage-specific corrections,

    leads to the conclusion that the main lineage of terrestrial fungi

    diverged from aquatic chytrids roughly 550 Ma ago (400-

    700 Ma), perhaps 50- 150 Ma before vascular plants colo-

    nized the land (Taylor 1988 ). Possibly the terre strial radiation

    of true fungi had its origin from groups of

    Chytridium-like

    freshwater fungi associated with green algae.

    The terrestrial fungi are not motile, having lost flagella and

    centrioles. Terrestrial fungi include the endomycorrhizal

    Glomaceae, the ascomycetes, and the basidiornycetes. Based

    on nucleotide substitution numbers, the Glomaceae diverged

    from the progenitor of ascomycete and basidiomycete lineages

    in the Ordovician, about 490 Ma ago (410-580 Ma) (Figs. 5

    and 6). This is fairly consistent with Simon et al.'s (1993)

    estimate of 353 -462 Ma for the divergence between the endo-

    mycorrhizal genera

    Glomus

    and

    Endogone.

    The first terres-

    trial fungal radiation may have been correlated with an adaptive

    radiation of nonvascular land plants in the Mid-Ordovician,

    about 460 Ma (Gray 1985). Land plants were well established

    by the end of the Silurian, about 395 Ma (Gray 1985), by the

    time ascomycetes and basidiomycetes lineages diverged . Major

    lineages within the ascomycetes and basidiomycetes had evolved

    by the end of the Carboniferous (Figs. 5 and 6). Although the

    lineages were established, the ancestors of the modern fungi

    The molecular clock and the fin gu s fossil record: conflicts

    correlations and predictions

    Precambrian jimgi?

    Som e of the oldest, 900-380 0 Ma old, putative eukaryotic

    fossils resemble modern true fungi (Schopf and Barghoorn

    1969; Hallbauer et al. 1977; Pflug 1978). Molecular data

    render it most improbable that these organisms are true fungi.

    1 8 s ribosomal D NA sequence data suggest that the true fungi

    originated at about the same time as the animals and the green

    plants diverge d, possibly coinciding with a radiation of eukary-

    otic fossil forms from 1 O to 1.2 Ga ago (Sogin 1989; Knoll

    1992). The ascus-like elongate structure reported from 0.9 to

    1.05 Ga sediments by Schopf and Barghoorn (1969) is, as

    Mendelson and Schopf (1992) later suggested, most likely a

    blue-green alga. We estimate that fungi producing elongate

    asci containing eight ascospores arose after filamentous fungi

    diverged from true yeasts, less than 3 10 Ma ago (230 90 Ma).

    A 2.5-Ga lichen-like fossil from Witwatersrand, South Africa

    (Hallbauer et al. 1977) exceeds our estimates of the probable

    age of ascomycetes and basidiomycetes by 2 Ga . (Lichens in

    current ecosystems are usually symbioses between ascomy-

    cetes and algae, occasionally between basidiomycetes and

    algae.) Yeast-like fossils from 3.4- and 3.8-Ga chert (Pflug

    1978) are about 3 Ga older than ascomycetous o r basidiomy-

    cetous yeasts. A ges of both the lichen and the yeast-like fossils

    exceed the age of unambiguous fossil or biogeochemical evi-

    dence for the presence of eukaryotes (Knoll 1992).

    Ascomycetes

    Ascomycetes fall phylogenetically into three groups estab-

    lished perhaps during the coal age, from 330 (240-430 Ma)

    to 310 Ma (230-3 90 Ma) (Fig. 5). 'The basal group includes

    the peach leaf curl fungus

    Taphrina deforman s

    the mammal

    lung pathogen Pneumocystis carinii and the saprobic fission

    yeast

    Schizosaccharomyces pombe.

    Th e phylogeny of th e basal

    ascomycetes is not resolved with statistical support (Fig. I),

    and the three fungi have few unifying, advanced morphologi-

    cal or ecological characters. As fossils, basal ascomycetes

    would be hard to detect. The poorly resolved phylogeny pro-

    vides little grounds for guessing w hich basal ascom ycete most

    resembles the common ancestor to the group.

    The second group, the true yeasts, form a well-supported

    monophyletic group. The true yeasts are filamentous or uni-

    cellular ascomycetes without fruiting bodies that diverged

    from the lineage of filamentous ascomycetes w ith fruiting bod-

    ies about 3 10 Ma ag o (230-390 Ma). From the phylogeny

    (Fig. l), the first true yeasts were filamentous, giving-rise

    to Dipodascopsis uninucleata and Endomyces geotrichum. The

    lineage of unicellular yeasts, represented in the phylogeny by

    Kluyveromyces lactis

    and baker's yeast,

    Saccharomyces cere-

    visiae

    diverged from the filamentous types roughly 240 Ma

    ago (210-280 Ma). In the fossil record, true ascomycetous

    yeast filaments and unicells would be difficult to distinguish

    from similar structures made by zygomycetes, basidiomy-

    cetes, or other ascomycetes (Tiffney and Barghoorn 1974).

    The third group, the sister group to the true yeasts, com-

    prises the filamentous ascomvcetes that enclose their sexual

    spore sacs in fruiting bodies. At least three and probably m ore

    lineages of filamentous ascomycetes radiated beginning approx-

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    CAN. J BOT.

    VOL. 71

    993

    FIG. 6. This diagram illustrates so me milestones in the elaboration of fungal forms co rresponding to the tree and time scale in Fig . 5. B ra

    ing, aseptate fungal filaments b ) originated after terrestrial higher fungi diverged from water molds

    a ) .

    Septate filaments

    c )

    evolved

    the pre-basidiomycetes -ascomycetes diverged from the Glomaceae about 500 Ma ago. Clamp connections d)mark early basidiomycetes.

    ual structures, asci

    g )

    and basidia

    e ) ,

    probably evolved before ascomycetes and basidiomycetes radiated. Asexual spores f ) and com

    fruiting bodies

    h )

    probably increased as filamentous ascomycetes radiated. Mushrooms j ) , haring basidial type

    i )

    and other morpholo

    features with

    Athelia

    and

    Spongipellis,

    probably radiated about

    130

    Ma ago.

    5 4 3 2 1 Millions

    ima te ly 280 M a ago 180-320 Ma) Be rbee and Tay lo r

    1992a, 19926; A. Gargas and J.W. Taylor , unpubl ished da ta)

    Fig. 5 ) . Frui t ing bodies, because they a re present in a l l the

    l ineages, most l ike ly evolved before these la te coal age to

    Early Permian f i lamentous fungus divergences.

    Flask-like, perithecial fruit ing bodies chara cterize a l ineage

    of f i lamentous ascomycetes inc luding Ophiostorna ul rni and

    Neurospora cras sa . T he f lask-shaped frui t ing bodies presum-

    ably evolved before the first radiations of perithecial fungi

    a r ou n d 1 7 0 M a a g o T a b l e 2 ; F i g . 5 ) .

    Fr om molecular c lock evid ence , c losed , c le is tothecia l f rui t-

    ing bodies or igina ted more recent ly . The fami ly Tricho

    maceae , which inc ludes Talarornyces f lavus and Eurot

    rubrurn comm on molds wi th Penic il l iurn and Asperg

    s t at e s) , i s l ess t han 100 M a o ld F ig . 5 ) . L ik e members o f

    T r i chocomaceae , foss il fo rm gene ra T raqua i r i a , Mycoca rp

    Dub iocarbo n, e tc . , produce c losed f rui t ing bodies Stub

    f ie ld and Taylor 1983; Stubblef ie ld e t a l . 1983) . Howe

    these foss il s da t e back t o t he coa l age , 200 M a be fo re t he e

    mated t ime of or igin of the i r puta tive fami ly . T he resolu

    of th is confl ic t lies in the morphologica l fea tures of these fo

    genera , which are mo re consistent wi th sporocarps in the zy

    I

    I

    of years

    Silurian

    Ordovlclan

    Devonian

    Paleozoic Mesozoic Cenozoic

    Permian

    arbonlferous

    Jurassic

    retaceous Tertiary

    Triassic

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    BERBEE A N D

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    1125

    mycete families Glomaceae or Endogonaceae than with asco-

    mycete fruiting bodies (Pirozynski 1976; White and Taylor

    1991). Th e fossil fruiting body form s can be empty or contain

    large spheres, irregular in size. The spheres, too large to be

    ascospores, have occasionally been interpreted as asci (Stubble-

    field et al. 1983). However, asci of the Trichocomaceae are

    uniform in size. The delicate Trichocomaceae asci release

    spores into the central cavity of the fruiting body soon after

    ascus formation. Unlike the fossils, fruiting bodies of the

    Trichocomaceae are more frequently full of thick-walled,

    resistant ascospores than with thin-walled and short-lived asci.

    Convincing Paleozoic ascomycete fossil fruiting bodies have

    yet to be found (Pirozynski and Weresub 1979), perhaps

    because of the technical difficulties involved in finding small,

    fossilized reproductive structures.

    Compared with sexual fruiting bodies, asexual spores of

    filamentous ascomycetes are abundant and widely dispersed.

    Comp ared with the propagules from the basal ascomycetes or

    the yeast groups , fossil filamentous ascomycete asexual sp ores

    are morphologically distinctive. Consequen tly, the fossil record

    of asexual spores is richer than the record of fruiting bodies

    and more interpretable than the record of yeast groups. Con-

    sistent with the radiation of mold s pores predicted from m olec-

    ular clock considerations, Pirozynski (1976) and Pirozynski

    and Were sub (1979) found diverse ascomycete asexual propa-

    gules from the Lower Cretaceous (Figs. 5 and 6). Pirozynski

    and Weresub (1979) argue that the ascomycete lineages arose

    in the Mesozoic.

    Inconsistent with molecular clock estimates of origins of

    filamentous ascomycetes are structures that resemble propa-

    gules from filamentous ascomycetes, from 400-Ma, Silurian

    sediments (Sherwood-Pike and Gray 1985). These spo res are

    almost 120 Ma (range 80-220 Ma) older than the estimated

    radiation of filamentous ascomycetes.

    Several explanations could account for this discrepancy

    between molecular and fossil data: (i) The fossils could be

    modern fungal contaminants of Silurian samples, a possibility

    Sherwood-Pike and Gray (1985) evaluate and reject. (ii) The

    fossils may be Silurian but may represent a group of nonfungi

    or extinct fungi such as pre-ascomycetes, distantly related to

    extant filamentous ascomycetes. From molecular clock esti-

    mates, w e predict that filamentous ascomycetes did not evolve

    until the Carboniferous but that the common ancestor to the

    ascomycetes and basidiomycetes was present in the Silurian,

    and we find appealing the possibility that the Silurian spores

    were produced by the ancestors to the higher fungi. (iii) The

    molecular clock estimate of the age of the filamentous ascomy-

    cetes may be too low because w e have overestimated the rates

    of nucleotide substitution in the fungi. W e accept that a

    molecular clock may not be accurate to within 25 Ma, but

    hope that it is usually accurate to within 1 00 Ma. If the Silurian

    fossils do indicate that filamentous ascomycetes had not only

    originated but had radiated by the Silurian, ou r estimates of the

    age of fungal lineages should be increased by one-third. The

    origin of Glomaceae, the Ascomycotina, and the Basidiomy-

    cotina would be in the Precambrian and likely in the seas, so

    that the major lineages colonized land independently (not a

    particularly parsimonious assumption).

    The general lack of ascomycete propagules from strati-

    graphic series between the Silurian and the Low er Cretaceous

    (Pirozynski and Weresub 1979) argues against a filamentous

    ascomycete affinity for the 400-Ma fossil spores. T he Silurian

    spores vary in septation and shape. If they were ascom ycetous,

    they came from several different genera. Having radiated to

    such an extent in th e Silurian, it is difficult to understand why

    the filamentous ascomycete spores would vanish from the fos-

    sil record for the next 280 Ma.

    Basidiomycetes

    If, as we estimate, the first basidiomycetes diverged from

    ascomycetes 390 Ma ago (270-510 Ma), then thread-like

    fungal filaments associated with decayed Callixylon wood

    from Upper Devonian, about 350 Ma, could represent ear ly

    saprobic basidiomycetes (Stubblefield et al. 1985). At about

    340 Ma (170-5 00 Ma ), shortly after their split from the

    ascomycetes, the basidiomycetes sep arated into three lineages

    (Fig. 1). Th e smuts and rusts, extant descendants of two of the

    early basidiomycete lineages, have simple septal pores. Septa

    in the third lineage (which in cludes mushroom s) have layered

    membranes and complex septal swellings surrounding their

    pores.

    Among the simple-pored groups, the divergence of the rust

    lineage from related basidiomycetes about 310 M a ago is con-

    sistent with Savile s (1955) speculation that rusts a rose as

    parasites of early vascular plants. The simple-pored smut

    genera Ustilago and Tilletia may have diverged from a com-

    mon ancestor about 230 M a ago. A high proportion of species

    in both smut genera are obligate parasites of monocots. The

    age of their divergence suggests that they may have evolved

    as pathogens on the very earliest monocots.

    The basidiomycetes with complex septal swellings form a

    monophyletic group including jelly fun gi, mushrooms , an d the

    shelf fungi. The jelly fungi diverged f rom the holobasidiomy-

    cetes, fungi with undivided basidia including the mushrooms

    and shelf fungi, about 220 Ma ago (170-270 Ma). Th e earli-

    est fossil holobasidiomycete, a convincing silicified shelf

    fungus from the upper Middle Jurassic , f rom 165 Ma (Singer

    and Archangelsky 1958), served as one of our calibration points.

    Some of the basidiomycetes with comp lex septa can degrade

    lignin to produce a characteristic white pocket rot. White

    pocket rotters are fairly common among the holobasidiomy-

    cetes, but they are also found in the Dacrymycetales (Seifert

    1983), a lineage of jelly fungi that originated before Tremella

    diverged from the holobasidiomycetes (Swann and Taylor

    1992). Since it occurs in two of the most divergent lineages,

    the ability to cause white pocket rot may have evolved early

    in the history of com plex-pored basidiornycetes. Stubblefield

    and Taylor (1986) report paleobotanical evidence of white

    pocket rots from the Permian, about 290 Ma ago.

    Fungal decay is more evident in Cretaceous and Tertiary

    coals than in older Carboniferous coals (Robinson 1990). This

    may reflect differences in the env ironments in which Paleozoic

    and Mesozoic coals were formed (Schopf 19 52), but it may

    also reflect the Mesozoic radiation of the holobasidiomycetes,

    the most aggressive wood rotters in extant environments

    (Robinson 1990).

    From the molecular clock evidence, the holobasidiomycete

    group including mushrooms radiated in the Cretaceous approxi-

    mately 130 Ma, after angiosperms had become an important

    part of the flora. M ost mushroo ms are ephem eral and disinte-

    grate rather than fossilize. Mushrooms probably originated

    well before Coprinites dominicana, the earliest known fossil

    mushroom, was trapped in amber approximately 40 Ma ago

    (Poinar and Singer 1990).

    Many of the same basidiomycetes that form mush rooms also

    form symbioses with the fine roots of trees, modifying the

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    C A N .

    I

    BOT. VOL. 71

    1993

    r oo ts in to shor t , th ick , and d ichotomous ly br anched s t r uc -

    tur es . Recognizab le ec tomycor r h iza l f os s i l s should pe r haps

    da te back to the mushr oo m r ad ia tion of about 130 Ma . Foss i l

    ec tomycor r h izae f r om the Pa leozoic or Mesozoic have ye t to

    be f ound Taylor 1990) .

    Fossils versus molecules: limitations

    Fo r sever a l r easons , i t i s d i ff i cul t to ex t r ac t an or de r ly s e r ie s

    of phylogene t ic events f r om the f ungus f os s i l r ecor d . F i r s t ,

    s exua l s ta te s tha t have a l l the char ac te r s needed f or accur a te

    iden ti f ica t ion F ig . 6 ) a r e

    so

    s m a l l a n d e p h e m e r a l a p a r t o f t h e

    na tura l b iomass tha t f ind ing them as f os s i ls has been ex t r emely

    di f fi cu l t. Th ey a r e un l ike ly to a ppear in the f os s i l r ecor d un t i l

    many m i l lions of yea r s a fte r they became co mmo n in na tur e .

    Second , the vege ta t ive s ta te s o f f ungi tha t a r e commo n both in

    na tur e F ig . 6 ) and in the f oss i l r ecor d lack char ac te r s needed

    f or r e l iab le t axonomic de te r mina t ion . Th i r d , a lgae a nd pr o to-

    zoans make s t r uc tur es s imi la r to f ungi . Four th , f ungi g r ow

    in to r ocks long a f te r r ock depos i t ion , and moder n f unga l

    spor es a r e ub iqu i tous in the a i r and w a te r , compl ica t ing the

    task of distinguishing mode rn contaminants fro m genuin e fossils.

    O nly th r ough f os s i l ev idence , ho w ever , w i l l the mor phology

    and eco logy of ances t r a l f ungi be r econs t r uc ted . Because the

    molecula r phylogeny pr esen ted he r e i s cons i s ten t w i th mor -

    phology , w e be l ieve tha t our e s t ima te of the or de r o f r ad ia t ion

    of major g r oups of f ungi i s l a r ge ly cor r ec t . But even i f our

    know ledge o f the phylogeny w er e pe r f ec t and even i f mor pho-

    log ical evolu t ion w er e a lw ays pa r s imonious , r econs t r uc t ion of

    the mor phologica l cha r ac te r s o f ances t r a l f ungi f r om seq uence

    da ta a lone w ould f a i l . Thi s i s because the d ive r si ty of cha r ac -

    te r s exhib i ted by ex tan t l ineages l eads to mul t ip le equa l ly pa r -

    s imonious poss ib le char ac te r - s ta tes f or the ances t r a l nodes in

    the phylogene t ic t r ee . Sequence da ta sugg es t tha t a f i l amentous

    pre-ascomycete-basidiomycete

    exis ted

    4

    M a a g o b u t n o t

    how the f ungus spor u la ted or w he the r i t w as sapr ophyt ic o r

    parasitic.

    Molecula r c lock da tes a r e sub jec t to tw o impor tan t sour ces

    of e r r or . W e cannot eva lua te the ex ten t o f the f ir s t sour ce of

    e r r or , w hich s tems f r om ambigui t i e s in the ca l ib r a t ion cur ve

    F ig . 4 ) . W e can es t ima te the ex ten t o f the second sou r ce of

    e r r or , w hich s tems f r om var ia t ion in nuc leo t ide subs t i tu t ion

    rates Tab le 2) . Assuming that a c lock- l ike substi tut ion rate

    w ould have been w i th in tw o s tandar d devia t ions in e i the r

    d i r ec t ion of the obse r ved pe r cen t subs t i tu t ions , w e es t ima te

    t h at o u r t i m e s c a l e m a y b e a c c u r a t e t o p l u s o r m i n u s 1 0 0 -

    200 M a f or the deepes t f ungal d ive r gences . W e an t ic ipa te tha t

    addi tiona l ev idence f r o m o the r genes and f r om addi tiona l ca l i -

    brat ion points wil l substant ia l ly ref ine these ini t ia l es t imates .

    Acknowledgements

    Thank s to D r . Phaf f f o r cu l tu r es of Taphrina deformans t o

    D r . D . M i l l s a n d B . R u s s e ll f o r Tilletia caries and Ustilago

    hordei

    c u l t u r e s a n d D N A , t o D r . K . W e l l s f o r

    Tremella

    globospora a n d T. moriformis a n d t o

    L

    Sig le r f o r he lp in

    se lec t ing s t r a ins of f ungi f or ana lys i s . W e thank D r . T Br uns ,

    T . S z a r o , D r . A . G a r g a s , a n d D r . M . S o g i n f o r u n p u b l is h e d

    D N A s e q u e n ce d a t a . D r . T . W h i t e p r o v id e d c r i ti c al c o m m e n t s

    and sugg es ted us ing r umen chyt r id hos t s a s ca l ib r a t ion po in t s ,

    A lan Br ow nlee pr ovided in f or mat ion about the d i s tr ibu tion of

    chyt r id spec ies among mammal hos t s , and Jes s ica Theodor

    suppl ied in f or mat ion about the ages of mamm al hos t s . Than ks

    t o D r . R . B a n d o n i , D r . G . R o u s e , a n d D r . K . A . P i r o z y n s k i

    f or c r i ti ca l comments . Th anks a l so to

    H .

    Phil l ippe, Univers i tC

    Par i s X I , f o r comments concer n ing molecula r c lock cor r

    t ion . This w o r k w a s suppor ted in pa r t by N a t iona l I ns ti tu te

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