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SHOCK WAVE THERAPY, ASSOCIATED TO ECCENTRIC
STRENGTHENING VERSUS ISOLATED ECCENTRIC
STRENGTHENING FOR ACHILLES INSERTIONAL
TENDINOPATHY TREATMENT: A DOUBLE BLINDED
RANDOMIZED CLINICAL TRIAL
Journal: BMJ Open
Manuscript ID bmjopen-2016-013332
Article Type: Protocol
Date Submitted by the Author: 13-Jul-2016
Complete List of Authors: Mansur, Nacime; Universidade Federal de Sao Paulo, Orthopaedics Faloppa, Flavio; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Belloti, João ; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Ingham, Sheila; Universidade Federal de Sao Paulo, Orthopaedics Matsunaga, Fabio; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Santos, Paulo; Universidade Federal de Sao Paulo, Orthopaedics Santos, Bruno; Universidade Federal de Sao Paulo, Orthopaedics Carrazzone, Oreste; Universidade Federal de Sao Paulo, Orthopaedics Peixoto, Gabriel; Universidade Federal de Sao Paulo, Orthopaedics Ayoama, Bruno; Universidade Federal de Sao Paulo, Orthopaedics Tamaoki, Marcel Jun; Universidade Federal de Sao Paulo, Orthopaedics
<b>Primary Subject Heading</b>:
Evidence based practice
Secondary Subject Heading: Sports and exercise medicine, Research methods, Rehabilitation medicine, Public health, Occupational and environmental medicine
Keywords: achilles, tendinopathy, insertional, shock wave, Foot & ankle < ORTHOPAEDIC & TRAUMA SURGERY, eccentric
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NACIME SALOMÃO BARBACHAN MANSUR
SHOCK WAVE THERAPHY, ASSOCIATED TO ECCENTRIC STRENGTHENING VERSUS ISOLATED ECCENTRIC STRENGTHENING FOR ACHILLES INSERTIONAL TENDINOPATHY TREATMENT: A DOUBLE BLINDED RANDOMIZED CLINICAL TRIAL.
Nacime Salomão Barbachan Mansur
Flávio Faloppa
João Carlos Belloti
Sheila J. McNeill Ingham
Fabio Teruo Matsunaga
Paulo Roberto Dias dos Santos
Bruno Schiefer dos Santos
Oreste Lemos Carrazzone
Gabriel Peixoto
Bruno Takeshi Aoyama
Marcel Jun Sugawara Tamaoki
Project submitted to government funding [CNPq (Conselho Nacional de Pesquisa – National Research Council under the protocol number 8094833648737701)].
Registered in the Clinical Trials database under the protocol number 8094833648737701 (NCT02757664) on 05/02/2016.
Study being conducted in São Paulo Federal University (UNIFESP), São Paulo – SP, Brazil.
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SHOCK WAVE THERAPHY, ASSOCIATED TO ECCENTRIC STRENGTHENING VERSUS ISOLATED ECCENTRIC STRENGTHENING FOR ACHILLES INSERTIONAL TENDINOPATHY TREATMENT: A DOUBLE BLINDED RANDOMIZED CLINICAL TRIAL.
Abstract
Introduction: There is no consensus regarding the treatment of Achilles insertional tendinopathies. Eccentric
training remains the choice in the conservative treatment of this illness; however, the good results in the
management of non-insertional tendinopathy were not replicated in the insertional disease. Shock wave therapy
has been described as an alternative to these patients.
Hypothesis: Shock wave therapy, adjunctive to eccentric strengthening protocol, will improve measures of pain
and function.
Design: Double blind, placebo-controlled, parallel groups, randomized clinical trial.
Methods and Analysis: Nine-three patients, referred from health care services, will be assessed and enrolled in
this study. They will be divided in two groups (randomized by sequentially numbered identical envelopes), one
containing the combination of shock wave and eccentric exercises as treatment, and the other comprehending
the exercises and the placebo treatment (apparatus placed in the therapeutic head). The assessments will occur in
2, 4, 6, 12 and 24 weeks. Patients will be evaluated primarily by the Victorian Institute of Sport Assessment-
Achilles questionnaire (VISA-A) and secondarily by the Visual Analogue Scale (VAS), Algometry, the
American Orthopedic Foot and Ankle Society (AOFAS) scale and the 12 Item Short Form Health Survey (SF-
12). We will use Comparison of Two Proportions via relative frequency analysis, the Pearson Correlation the
Chi-Square test and the ANOVA for statistical analyses.
Discussion: This study intends to demonstrate if the association of the eccentric exercise program with the
shock wave therapy can produce good results. In an attempt to prevent the high costs and complications
associated with surgery, we will try to prove this combination as a viable therapeutic option in the management
of this disease. The strengths of the study are the design and the combination of methods.
Ethics and Dissemination: The study is registered in the Clinical Trials database and approved by the
University Ethics Committe.
The study is registered in the Clinical Trials database (protocol number: 8094833648737701) and approved by the University Ethics Committee (number: 1373481).
1. Introduction
Calcaneus tendinopathy can be classified according to its anatomic site, as insertional and non-
insertional tendinopathy. It is characterized by intratendinous degenerations, secondary to low grade
inflammatory signs and erratic biological healing (Hartog 2009, Irwin 2010, Magnan et al 2014). The insertional
tendinopathy occurs in the Achilles attachment to the tuberosity of the calcaneus bone and up to 2 cm proximal
to the tuberosity. It is generally associated with a traction enthesophyte (upper spur), Haglund deformity (pump
bump) and with pre- and retro-achilles bursitis. The diagnosis is made based on clinical evaluation; ancillary
tests, such as X-Ray and Ultra Sound, are done only to confirm the lesion and to exclude differential diagnoses
(stress fractures, tumours). The clinical diagnosis consists of checking the level of pain via palpation of the
tendinous insertion region in the calcaneus bone (and up to 2cm around this region). The occurrence of volume
increase and mild hyperemia also supports the diagnosis (Hartog 2009, Irwin 2010, Magnan et al 2014, Kearney
et al 2010).
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Historically, the disease´s initial treatment is based on eccentric strengthening of the tendon. Results for
non-insertional tendinopathy are encouraging, with an 82% success rate when analysing return to previous
activities. However, evidence indicates that eccentric strengthening for insertional tendinopathy produced a rate
of improvement ranging between 32 and 67% of the patients (Irwin 2010, Magnan et al 2014, Kearney et al
2010). Within this context, shock wave therapy has been proposed as a viable option, in case of failure of the
conservative treatment and prior to referral to surgery (Al-Abbad et al). Over the last 30 years, extracorporeal
shock waves have been safely and efficiently used in the treatment of various pathological conditions.
Extracorporeal shock wave lithotripsy (ESWL), for example, is a well-established treatment for urological
pathologies. More recently, shock waves therapy is being used in the treatment of pseudo-arthrosis and several
types of tendinopathy with prominent results (Wang et al 2002, Hsu et al 2004, Wang et al 2003, Chen et al
2003).
Accumulating evidence indicates that the use of shock waves induces neovascularisation and release of
angiogenic markers by the recruitment of mesenchymal stem cells. The molecular mechanism explaining how
the shock wave produces this consequences is yet to be determined (Chen 2004, Wang 2011).
Neovascularisation improves blood irrigation, which, in its turn, contributes to tissue regeneration in the tendon-
bone junction. Separate lines of inquiry suggested that shock wave therapy, relative to placebo therapies,
induces a higher increase of mechanical resistance and concentration of markers of collagen synthesis (i.e.
hydroxiproline and pyridinoline), which are important components of the healing process (Wang et al 2002, Hsu
et al 2004, Wang et al 2003).
Clinically, few complications are associated to shock waves. The most frequently reported is a regional
transitory hyperaemia (Al-Abbad et all 2013). Few patients (5%) report having pain after shock wave
application, which normally ceases at the end of the treatment. (Furia et al 2006). Tendon rupture was described
in the literature in only one study (Costa et al 2005), that showed 2 cases of older patients in a population of 49
cases. The authors couldn’t find a true relation between the therapy and the events. Rasmussem et al (2008) has
done a randomized clinical trial with 48 patients and 12 months of follow-up, comparing the use of shock wave
therapy in patients after 4 weeks of conservative treatment, including stretching and strengthening , with the
placebo. Superior results regarding pain and function were shown in the group that received the intervention.
Kearney et al (2010) did a systematic review of the literature, looking for evidences concerning the calcaneus
insertional tendinopathy treatment. They found only one paper (Furia 2005) with the utilization of the therapy,
and, nevertheless, the work was criticized by the small sample and the methodology inconsistencies.
Shock wave therapy has been progressively more studied. Recent evidence has indicated that this
technique is a promising option for the management of chronic insertional tendinopathy; however, the evidence
is still insufficient to inform a consensus regarding the indication of this treatment in this very frequent disease.
Herein, our objective is to evaluate the effectiveness of shock wave therapy associated to an eccentric
strengthening protocol, and compare it to eccentric strengthening associated to placebo, using the function by
Victorian Institute of Sports Assessment-Achilles (VISA-A). The primary hypothesis is that adjunctive shock
wave therapy will mitigate pain and improve function as compared to placebo.
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2. Material and Method
2.1 Design, setting and recruitment
This will be a double blind, placebo-controlled, parallel groups, randomized clinical trial., The study
will be conducted at Hospital São Paulo, a tertiary, teaching hospital fully affiliated with the Universidade
Federal de São Paulo (UNIFESP), in the Orthopedics and Traumatology Department (DOT) at the Centre of
Tissue Research and Regeneration (CPRT).
Particpiants will be enrolled at the CPRT, which provide assessment and treatment to approximately
XYZ new patients with chronic insertional tendinopathy per week . Parctipiants will be referred by local
orthopaedist doctors or health professionals. The information to these physicians will be delivered by e-mail
addressed directly to them, as well as via posters exhibited in places containing orthopaedic medical care
(outpatient clinic, emergency room).
2.2 Inclusion Criteria
• Individuals must be older than 18 and younger than 65 years of age, both genders;
• Participants must be experiencing pain symptoms in the calcaneus tendon insertion region over the last
three months;
• Clinical diagnosis of chronic insertional tendinopathy, defined as presence of pain at palpation of the
tendinous insertion region in the calcaneus bone (and up to 2cm around this region); and the
occurrence of increased regional volume, associated to findings of tendinopathy in the ultrasound.
2.3 Exclusion Criteria
• Previous surgery involving the affected foot or ankle;
• History or documented evidence of autoimmune or peripheral vascular diseases;
• History or documented evidence of peripheral neuropathy (nervous compression syndrome, tarsal
tunnel syndrome) or systemic inflammatory disease a (rheumatoid arthritis, spondylitis, Reiter
Syndrome, etc.);
• Non-Insertional or mixed tendinopathy (insertional and non-insertional);
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• Previous infiltration in the affected tendon over the six months preceding the initial assessment;
• Beginning of the present pain, due to a trauma;
• Pregnancy;
• Any condition that represents a contraindication of the proposed therapies;
• Impossibility or incapacity to sign the informed Consent Form;
• History or documented evidence of blood coagulation disorders (including treatment with anti-
coagulants, but excluding aspirin);
• Use of heart pacemaker;
• Presence of infectious process (superficial on skin and cellular tissue, or deep in the bone) in the region
to be treated;
2.4 Sampling
The sampling calculation is based on the studies of Rompe et al 2008 and Sayana et al 2007; and
considers an estimated effect size of 3.3, a standard deviation of 16.2 and (sampling error of 5%). It was
calculated considering 93 patients divided in two groups in a randomized way, estimating that 41 evaluable
subjects per treatment arm will have better than 80% power to detect a difference in results between the shock-
wave and the placebo subjects at a level of 5% significance As we expected a 10% loss in the follow-up, based
in other clinical studies, we plan to include an extra 10% of participants, totalizing 51 patients per group.
2.5 Procedures
A written, signed and dated informed consent will be obtained from the subject before any study-
related procedures are performed. The patients will have to fill out an initial questionnaire in order to be enrolled
(Attachment 1). After that, the assistant doctor will do the physical diagnostic examination. Then, Ultrasound
and X-rays procedures will take place, in order to complete the diagnostic assessment. The patient will be
included in the protocol and duly randomized after the diagnostic confirmation is done via anamnesis and
physical examination, and also after completion of supplementary tests, and fulfilment of all the inclusion
criteria and non-adequacy to the exclusion criteria.
The randomization sequence will be generated via computing software
(http://www.randomizer.org/form.htm), producing a list from 1 – x, and each number will be related to a sole
treatment method. We will do a randomization with interchanged blocks, with the same number of patients in
each group.
Each non-transparent, opaque, sealed envelope, numbered from 1 to 104, will contain either a paper
with the word “physiotherapy” or with the words “physiotherapy and shock wave”. Each treatment method will
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have the same number of envelopes. The patients will be initially assessed individually, being randomized and
allocated in the same way. The intervention procedures will be the same, with the same positioning and
preparations, but differing regarding the existence of a support at the applicator head of the shock wave
apparatus in the group of patients without shock wave.
Neither the patient nor the evaluator doctor will have access to the protocol test applied to each patient,
and the shock wave (or the placebo) will be conducted by a different physician. The patients in the placebo
group will receive an apparatus´ therapeutic head with the support that impedes the shock wave propagation
directly on the appliance field. This will prevent the insertional region to receive any healing stimulus. Patients
will still be able to hear the equipment shock wave noise and feel the tremble provoked by machine in contact
with the heel.
2.6 Intervention
2.6.1 Utilization of shock waves
1) Period from diagnosis to intervention: up to 1 week.
2) Patient will be lying on the stretcher in the supine position; barefooted, with ear muffs, the feet towards
the shock wave apparatus.
3) The procedure region will be marked with ink (tendon insertion: the point with highest local bulging or
the penultimate transversal crease of the skin in the region.)
4) US gel will be applied on the region that will receive the shock wave;
5) Radial shock waves will be applied with a BLT600 equipment (BTL Medical Technologies - Canada),
the intensity being 2000 to 3000 pulses, 7 to 10Hz of frequency, and 1,5 a 2,5Bar of intensity per
application.
6) Shock waves will be applied on the first day of treatment (D0) as described above, then repeated on the
second week after the first intervention (2nd week) and four weeks after the first intervention (4th
week).
2.6.2 Group without Shock wave
1) Period from diagnosis to intervention: up to 1 week.
2) Patient lying on the stretcher in the supine position; barefooted, with ear muffs, the feet towards the
shock wave apparatus.
3) Localization of the procedure region, marking it with ink (tendon insertion: the point with highest local
bulging or the second last transversal crease of the skin in the region.)
4) Appliance of US gel on the region that will receive the shock wave;
5) Placing of the apparatus´ therapeutic head with the support that impedes the shock wave propagation
directly on the appliance field.
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6) Appliance of radial shock waves with the BLT600 equipment (BTL Medical Technologies - Canada),
the intensity being 2000 to 3000 pulses, 7 to 10Hz of frequency, and 1,5 a 2,5Bar of intensity per
application.
7) Appliance on the first day of treatment (D0) as described above, repeated on the second week after the
first intervention (2nd week) and four weeks after the first intervention (4th week).
2.6.3 Eccentric Exercises
The groups will be submitted to the Alfredson eccentric strengthening protocol (Alfredson et al 2001)
for 12 weeks, starting on the same day of the first appliance. The exercises will be shown to the patients by the
assistant doctor, and a booklet (Attachment 2) will be handed out, with detailed explanation concerning the
protocol to be followed. The patient will practice the exercises standing on a step, 20cm high. Participants will
do exercises of passive ankle extension (dorsiflexion), three series of 15 repetitions, with the knee stretched, and
three series of 15 repetitions with the knee flexed by 20 degrees. The eccentric stage (downwards) of the
movement will be done slowly, only with the affected member, until it reaches its maximum non painful stretch
(including the negative stage). The concentric stage (upwards) will be done only with the non-affected member.
In case the pathology involves the two members, the patient will use the upper members to help the practice in
the concentric stage. The patients will be encouraged to increase the load with 5kg load weights placed in a
backpack which the patient will wear to practice the exercise. The load increase is done as long as the exercise
gets painless to the patient. The objective´s fulfilment and the quality of the exercise are indicated by the
discomfort felt on that region after the performance of the series.
The patients cannot perform their base sports activities during the first eight weeks of training. After
the fourth week they will be free to run on a flat incline, to do biking and water activities that do not generate
painful symptoms. After the eighth week they will be permitted to gradually re-start the sports activities that
they used to perform previously, as long as they are not feeling any pain. The strengthening execution, the
intensification process, as well as the engagement in the treatment will be checked during the return to repeat the
appliances; and during the follow-up with the doctor. To increase adhesion to intervention protocol, hand-outs
with tables containing dates to be indicated concerning the days the patient executes the protocol´s exercises;
also with blank spaces for notes about the use of medication or occurred complications.
2.6.4 Adjuvant therapies
Both groups will be submitted to the same post intervention care program, and they will be advised to
use the following adjuvant therapies according to the intensity of their symptoms:
Cryotherapy
Every patient will be oriented to perform cold compresses on the tendon insertional region three times a
day, during 20 minutes, with at least two hours of interval between them.
Pain Killers
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Level 1:
• Dipyrone 1g every 6 hours, in case of pain, or
• Paracetamol 750mg every 6 hours
Level 2 (in case the pain does not diminish with level 1):
• Tramadol 50mg every 6 hours, in case of pain, or
• Codeine 30mg every 6 hours, in case of pain.
The patient must present, at each visit to the doctor, the daily annotation concerning the used sedative
medication In case the pain increases right after any of the established treatments, the patient will be permitted
to take analgesics (group 1) during a period of 5 days. The medication will be supplied to the patient after the
intervention, with the respective orientation concerning its use. After the period of five days of sedation, in case
the pain persists, the patient will be reassessed, to check the necessity of changing the medication (group 2). If
after the second assessment (with six weeks) the pain is stronger than in the initial painful stage (previous to the
treatment) the patient will have the option of either changing the treatment or being excluded from the study.
2.7 Primary outcome
• Visa-A Score
Significant increase of the studied group´s score in comparison to the pre-intervention scores.
2.8 Secondary outcome
• EVA
• AOFAS
• SF-12
• Algometry (pain threshold and VAS with 3kg)
2.9 Subject Discontinuation
Subjects may be discontinued from the study participation at any time. Reasons for discontinuation
include:
1. Voluntary discontinuation by the subject without prejudice to further treatment.
2. Development of Complex Regional Pain Syndrome or any huge inflammatory response. Achilles tendon
rupture (all of them are going to be considered failure).
3. Pain and function severe impairment.
2.9 Statistical Analysis:
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Primary analysis will be performed on the intention-to-treat population (all subjects with at least one
study intervention and one post-baseline efficacy assessment). The primary point for analyses of efficacy will be
week 24. The Mixed-Model for Repeated Measures method will be used to impute missing data for subjects
who discontinue during the study. The primary efficacy measure will be change from baseline to study endpoint
on the Visa-A Score, which will be analysed with a repeated measures t-test. Subsequently, repeated measures
MANCOVA will be administered to test for co-variations and main effects. The significance level will be set at
a p-value < 0.05.
Discussion
Insertional Achilles tendinopathy is a common disease, affecting both athletes and the sedentary
population. Its etiology is related to a poor biological body response after micro lesions to the tendon (occurring
during training or in a daily usual activity). Degenerative changes and a low inflammatory reaction are the
characteristics of these tissues, revealing a low healing response to injury. This illness normally induces patients
to look for medical care due pain, function impairment and decrease in athletic performance. Approximately
16% of the active individuals end up abandoning their sports activities in consequence of this disorder.
The traditional initial treatment of choice is non-surgical, comprehending modalities such as physical
therapy and exercises. Yet, this approach has not produced encouraging results over the last years and currently
there is still no standard conservative treatment for Achilles insertional tendinopathy. Whereas the eccentric
strengthening program is one of the clinicians preferred modalities of treatment, it has not lead to the same good
results as in other tendon locations. This scenario contributed to the increase in the number of surgeries
performed for this illness in the past decades. Procedures that are not excused from high costs and possible
complications, such as wound dehiscence, infection, nerve damage and tendon rupture.
Several alternatives to the classical treatment (e.g. infiltration, electro-stimulation, sclerotherapy,
among others) have been considered, in order to stimulate healing stimulus to the degenerated tendon. The low
success rates have provided the impetus to explore practical and cheaper ways to induce the adequate reparation
of these tissues. Evidence indicates that shock wave therapy is an excellent option to treat recalcitrant tendinous
diseases. By stimulus of soft tissue healing in behalf of angiogenesis enhancing and diffusion of cytokine
molecules, this treatment has become a reliable option in the approach of this illness.
While isolated shock wave treatment has shown encouraging results during the past years, they were
not definitive. Adjuvant administration of the Alfredson protocol proved to be a trustworthy combination in the
non-insertional presentation of this disorder in a recent study. The technical composition of shock wave and
tendon´s eccentric strengthening can be the answer to patient´s improvement in the Achilles insertional
tendinopathy, with the additional benefit of avoiding the complications and high costs associated with the
surgical treatment.
Contributorship statement
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Nacime Salomão Barbachan Mansur: main researcher.
Literature revision, writing, paper submissions, patient recruiting, study design and data collecting.
+5511994500853
Ambulatório de Ondas de Choque da UNIFESP - Centro de Traumatologia do Esporte
Rua Estado de Israel 636, Vila Clementino, São Paulo – SP
Flávio Faloppa: co-orientation and study design.
João Carlos Belloti: co-orientation and study design.
Sheila J. McNeill Ingham: co-orientation, writing and study design.
Fabio Teruo Matsunaga: co-orientation, writing and data collecting.
Paulo Roberto Dias dos Santos: shock-wave application and implementation.
Bruno Schiefer dos Santos: shock-wave application and implementation.
Oreste Lemos Carrazzone: literature revision, writing.
Gabriel Peixoto: Visa-A translation to Portuguese and implementation.
Bruno Takeshi Aoyama: medical student enrolled in the project. Implementation and data collecting.
Marcel Jun Sugawara Tamaoki: main orientation. Literature revision, writing, study design and paper
submissions.
All authors contributed to refinement of the study protocol and approved the final manuscript.
Study being conducted in São Paulo Federal University (UNIFESP), São Paulo – SP, Brazil.
Orthopedic and Traumatology Department
783 Borges Lagoa St, 5th Floor, Vila Clementino, São Paulo – SP
Tel.: (+5511) 5576.4848 | VOIP – 3009/ 1434/2910/2887/2909
Competing Interests
All authors have completed the ICMJE uniform disclosure form at www.icmje.org/coi_disclosure.pdf and
declare: no support from any organisation for the submitted work; no financial relationships with any
organisations that might have an interest in the submitted work in the previous three years; no other
relationships or activities that could appear to have influenced the submitted work.
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References
1. Hartog B. Insertional Achilles Tendinosis : Pathogenesis and TreatmentFoot Ankle Clin N Am. 14 (2009)
639–650.
2. Irwin, T. Current Concepts Review: Insertional Achilles Tendinopathy. Foot Ankle Int 2010 31: 933 DOI:
10.3113/FAI.2010.0933.
3. Magnan B, Bondi M, Pierontoni S, Samaila E. The pathogenesis of Achilles tendinopathy: A systematic
review. Foot and Ankle Surgery 20 (2014) 154–159
4. Kearney R, Costa ML. Insertional achilles tendinopathy management: a systematic review. Foot Ankle Int.
2010 Aug;31(8):689-94. doi:10.3113/FAI.2010.0689.
5. Wang CJ, Wang FS, Yang KD, Weng LH, Hsu CC, Huang CS, Yang LC. Shock wave therapy induces
neovascularisation at the tendon-bone junction. A study in rabbits. J Orthop Res. 2003 Nov;21(6):984-9.
6. Hsu RW, Hsu WH, Tai CL, Lee KF. Effect of shock-wave therapy on patellar tendinopathy in a rabbit
model. J Orthop Res. 2004 Jan;22(1):221-7
7. Wang CJ, Huang HY, Pai CH. Shock wave-enhanced neovascularisation at the tendon-bone junction: an
experiment in dogs. J Foot Ankle Surg. 2002 Jan-Feb;41(1):16-22.
8. Maffulli G, Hemmings S, Maffulli N. Assessment of the Effectiveness of Extracorporeal Shock Wave
Therapy (ESWT) For Soft Tissue Injuries (ASSERT): An Online Database Protocol. Transl Med UniSa.
2014 Apr 8;10:46-51.
9. Mani-Babu S, Morrissey D, Waugh C, Screen H, Barton C. The effectiveness of extracorporeal shock wave
therapy in lower limb tendinopathy: a systematic review. Am J Sports Med. 2015 Mar;43(3):752-61. doi:
10.1177/0363546514531911.
10. Speed C. A systematic review of shock wave therapies in soft tissue conditions: focusing on the evidence.
Br J Sports Med. 2014 Nov;48(21):1538-42. doi:10.1136/bjsports-2012-091961. Epub 2013 Aug 5.
Review.
11. Al-Abbad H, Simon JV. The effectiveness of extracorporeal shock wave therapy on chronic achilles
tendinopathy: a systematic review. Foot Ankle Int. 2013 Jan;34(1):33-41. doi: 10.1177/1071100712464354.
12. Sussmilch-Leitch SP, Collins NJ, Bialocerkowski AE, Warden SJ, Crossley KM. Physical therapies for
Achilles tendinopathy: systematic review and meta-analysis. J Foot Ankle Res. 2012 Jul 2;5(1):15. doi:
10.1186/1757-1146-5-15.
13. Notarnicola A, Moretti B. The biological effects of extracorporeal shock wave therapy (eswt) on tendon
tissue. Muscles Ligaments Tendons J. 2012 Jun 17;2(1):33-7.
14. Saxena A, Ramdath S Jr, O'Halloran P, Gerdesmeyer L, Gollwitzer H. Extra-corporeal pulsed-activated
therapy ("EPAT" sound wave) for Achilles tendinopathy: a prospective study. J Foot Ankle Surg. 2011
May-Jun;50(3):315-9. doi: 10.1053/j.jfas.2011.01.003.
15. Wilson M, Stacy J. Shock wave therapy for Achilles tendinopathy. Curr Rev Musculoskelet Med. 2010 Nov
26;4(1):6-10. doi: 10.1007/s12178-010-9067-2.
16. Hart L. Shock-wave treatment was more effective than eccentric training for chronic insertional achilles
tendinopathy. Clin J Sport Med. 2009 Mar;19(2):152-3. doi: 10.1097/01.jsm.0000347357.41069.27.
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17. Rompe JD, Furia J, Maffulli N. Eccentric loading versus eccentric loading plus shock-wave treatment for
midportion achilles tendinopathy: a randomized controlled trial. Am J Sports Med. 2009 Mar;37(3):463-70.
doi:1177/0363546508326983.
18. Rasmussen S, Christensen M, Mathiesen I, Simonson O. Shock wave therapy for chronic Achilles
tendinopathy: a double-blind, randomized clinical trial of efficacy. Acta Orthop. 2008 Apr;79(2):249-56.
doi: 10.1080/17453670710015058.
19. Rompe JD, Furia J, Maffulli N. Eccentric loading compared with shock wave treatment for chronic
insertional achilles tendinopathy. A randomized, controlled trial. J Bone Joint Surg Am. 2008 Jan;90(1):52-
61. doi: 10.2106/JBJS.F.01494.
20. Furia JP. High-energy extracorporeal shock wave therapy as a treatment for chronic noninsertional Achilles
tendinopathy. Am J Sports Med. 2008 Mar;36(3):502-8. Epub 2007 Nov 15.
21. Rompe JD, Nafe B, Furia JP, Maffulli N. Eccentric loading, shock-wave treatment, or a wait-and-see policy
for tendinopathy of the main body of tendo Achillis: a randomized controlled trial. Am J Sports Med. 2007
Mar;35(3):374-83. Epub 2007 Jan 23. Erratum in: Am J Sports Med. 2007 Jul;35(7):1216
22. Furia JP. High-energy extracorporeal shock wave therapy as a treatment for insertional Achilles
tendinopathy. Am J Sports Med. 2006 May;34(5):733-40.
23. Costa ML, Shepstone L, Donell ST, Thomas TL. Shock wave therapy for chronic Achilles tendon pain: a
randomized placebo-controlled trial. Clin Orthop Relat Res. 2005 Nov;440:199-204.
24. Furia JP. [Extracorporeal shock wave therapy in the treatment of chronic insertional Achilles tendinopathy].
Orthopade. 2005 Jun;34(6):571-8. German.
25. Perlick L, Schiffmann R, Kraft CN, Wallny T, Diedrich O. [Extracorporal shock wave treatment of the
achilles tendinitis: Experimental and preliminary clinical results]. Z Orthop Ihre Grenzgeb. 2002 May-
Jun;140(3):275-80.
26. Wang, C. J., Chen, C. E., et al. Treatment of nonunions of long bone fractures with shock waves. Clin
Orthop 2001, 387: 95-101.
27. Wang, C. J., Huang, H. Y,, Chen, H. H., et l. Effect of shock wave therapy on acute fractures of the tibia. A
study in a dog model. Clin Orthop 2001, 387:112-118.
28. Giusti, G.; Penteado, F. T.; Santos, J. B.G.; Alves, M. T. S.; Faloppa, F.. Effect of shock wave in the growth
plate of rabbits (Efeito de ondas de choque na placa de crescimento de coelhos). Acta Ortop Bras 2005,
13(1):31-4
29. Meirer, R., Kamelger, F. S., Huemer, G., Wanner, S., Piza-Katzer, H. Extracorporeal shock wave may
enhance skin flap survival in an animal model. British Journal of Plastic Surgery 2005, v.58 ; pp 53-57
30. Sayana MK, Maffulli N. Eccentric calf muscle training in non-athletic patients with Achilles tendinopathy.
J Sci Med Sport. 2007 Feb;10(1):52-8
31. Mafi N, Lorentzon R, Alfredson H. Superior short-term results with eccentric calf muscle training
compared to concentric training in a randomized prospective multicenter study on patients with chronic
Achilles tendinosis. Knee Surg Sports Traumatol Arthrosc. 2001;9(1):42-7.
32. Fahlström M, Jonsson P, Lorentzon R, Alfredson H. Chronic Achilles tendon pain treated with eccentric
calf-muscle training. Knee Surg Sports Traumatol Arthrosc. 2003 Sep;11(5):327-33. Epub 2003 Aug 26.
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33. Ohberg L, Alfredson H. Effects on neovascularisation behind the good results with eccentric training in
chronic mid-portion Achilles tendinosis? Knee Surg Sports Traumatol Arthrosc. 2004 Sep;12(5):465-70.
Epub 2004 Apr 2.
Ethics and Means of Dissemination
The Project is registered in the Clinical Trials database under the protocol number 8094833648737701
(NCT02757664) on 05/02/2016. Study approved by the University Ethics Committee under the number
1373481.
SCHEDULE
August 2015 November
2015
Marc
h
2016
May 2016 August
2016
Nove
mber
2016
Febru
ary
2017
May
2017
August 2017
Literature
consultation
Project
Development
Ethics
Committee
Submission
Starting
Patient
Recruiting
Data
Colle
ction
Data
collection
Registration
at Clinical
Trials
Database
Data
Collection
BMJ Open
Acess
Protocol
Publication
Protocol
Submissio
n for
Publication
in BMJ
Open
Acess
Journal
(IMPACT
FACTOR
2,27)
Data
collec
tion
Data
collec
tion
Data
collecti
on
Analysis of
Results
Reports
Dissertation
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Drawing:
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CONSORT 2010 checklist Page 1
CONSORT 2010 checklist of information to include when reporting a randomised trial*
Section/Topic Item No Checklist item
Reported on page No
Title and abstract
1a Identification as a randomised trial in the title 1
1b Structured summary of trial design, methods, results, and conclusions (for specific guidance see CONSORT for abstracts) 2
Introduction
Background and
objectives
2a Scientific background and explanation of rationale 2,3
2b Specific objectives or hypotheses 3
Methods
Trial design 3a Description of trial design (such as parallel, factorial) including allocation ratio 4
3b Important changes to methods after trial commencement (such as eligibility criteria), with reasons 4,5
Participants 4a Eligibility criteria for participants 4,5
4b Settings and locations where the data were collected 4
Interventions 5 The interventions for each group with sufficient details to allow replication, including how and when they were
actually administered
6
Outcomes 6a Completely defined pre-specified primary and secondary outcome measures, including how and when they
were assessed
8
6b Any changes to trial outcomes after the trial commenced, with reasons 8
Sample size 7a How sample size was determined 5
7b When applicable, explanation of any interim analyses and stopping guidelines 8
Randomisation:
Sequence
generation
8a Method used to generate the random allocation sequence 5
8b Type of randomisation; details of any restriction (such as blocking and block size) 5
Allocation
concealment
mechanism
9 Mechanism used to implement the random allocation sequence (such as sequentially numbered containers),
describing any steps taken to conceal the sequence until interventions were assigned
5,6
Implementation 10 Who generated the random allocation sequence, who enrolled participants, and who assigned participants to
interventions
6
Blinding 11a If done, who was blinded after assignment to interventions (for example, participants, care providers, those 6
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CONSORT 2010 checklist Page 2
assessing outcomes) and how
11b If relevant, description of the similarity of interventions 6
Statistical methods 12a Statistical methods used to compare groups for primary and secondary outcomes 8
12b Methods for additional analyses, such as subgroup analyses and adjusted analyses 8
Results
Participant flow (a
diagram is strongly
recommended)
13a For each group, the numbers of participants who were randomly assigned, received intended treatment, and
were analysed for the primary outcome
x
13b For each group, losses and exclusions after randomisation, together with reasons x
Recruitment 14a Dates defining the periods of recruitment and follow-up x
14b Why the trial ended or was stopped x
Baseline data 15 A table showing baseline demographic and clinical characteristics for each group x
Numbers analysed 16 For each group, number of participants (denominator) included in each analysis and whether the analysis was
by original assigned groups
x
Outcomes and
estimation
17a For each primary and secondary outcome, results for each group, and the estimated effect size and its
precision (such as 95% confidence interval)
x
17b For binary outcomes, presentation of both absolute and relative effect sizes is recommended x
Ancillary analyses 18 Results of any other analyses performed, including subgroup analyses and adjusted analyses, distinguishing
pre-specified from exploratory
x
Harms 19 All important harms or unintended effects in each group (for specific guidance see CONSORT for harms) X
Discussion
Limitations 20 Trial limitations, addressing sources of potential bias, imprecision, and, if relevant, multiplicity of analyses 9
Generalisability 21 Generalisability (external validity, applicability) of the trial findings 9
Interpretation 22 Interpretation consistent with results, balancing benefits and harms, and considering other relevant evidence x
Other information
Registration 23 Registration number and name of trial registry 11
Protocol 24 Where the full trial protocol can be accessed, if available 11
Funding 25 Sources of funding and other support (such as supply of drugs), role of funders 1
*We strongly recommend reading this statement in conjunction with the CONSORT 2010 Explanation and Elaboration for important clarifications on all the items. If relevant, we also
recommend reading CONSORT extensions for cluster randomised trials, non-inferiority and equivalence trials, non-pharmacological treatments, herbal interventions, and pragmatic trials.
Additional extensions are forthcoming: for those and for up to date references relevant to this checklist, see www.consort-statement.org.
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SHOCK WAVE THERAPY, ASSOCIATED TO ECCENTRIC
STRENGTHENING VERSUS ISOLATED ECCENTRIC
STRENGTHENING FOR ACHILLES INSERTIONAL
TENDINOPATHY TREATMENT: A DOUBLE BLINDED
RANDOMIZED CLINICAL TRIAL
Journal: BMJ Open
Manuscript ID bmjopen-2016-013332.R1
Article Type: Protocol
Date Submitted by the Author: 19-Oct-2016
Complete List of Authors: Mansur, Nacime; Universidade Federal de Sao Paulo, Orthopaedics Faloppa, Flavio; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Belloti, João ; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Ingham, Sheila; Universidade Federal de Sao Paulo, Orthopaedics Matsunaga, Fabio; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Santos, Paulo; Universidade Federal de Sao Paulo, Orthopaedics Santos, Bruno; Universidade Federal de Sao Paulo, Orthopaedics Carrazzone, Oreste; Universidade Federal de Sao Paulo, Orthopaedics Peixoto, Gabriel; Universidade Federal de Sao Paulo, Orthopaedics Ayoama, Bruno; Universidade Federal de Sao Paulo, Orthopaedics Tamaoki, Marcel Jun; Universidade Federal de Sao Paulo, Orthopaedics
<b>Primary Subject Heading</b>:
Evidence based practice
Secondary Subject Heading: Sports and exercise medicine, Research methods, Rehabilitation medicine, Public health, Occupational and environmental medicine
Keywords: achilles, tendinopathy, insertional, shock wave, Foot & ankle < ORTHOPAEDIC & TRAUMA SURGERY, eccentric
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NACIME SALOMÃO BARBACHAN MANSUR
SHOCK WAVE THERAPHY, ASSOCIATED TO ECCENTRIC STRENGTHENING VERSUS ISOLATED ECCENTRIC STRENGTHENING FOR ACHILLES INSERTIONAL TENDINOPATHY TREATMENT: A DOUBLE BLINDED RANDOMIZED CLINICAL TRIAL PROTOCOL.
Nacime Salomão Barbachan Mansur
Flávio Faloppa
João Carlos Belloti
Sheila J. McNeill Ingham
Fabio Teruo Matsunaga
Paulo Roberto Dias dos Santos
Bruno Schiefer dos Santos
Oreste Lemos Carrazzone
Gabriel Peixoto
Bruno Takeshi Aoyama
Marcel Jun Sugawara Tamaoki
Project submitted to government funding [CNPq (Conselho Nacional de Pesquisa – National Research Council under the protocol number 8094833648737701)].
Registered in the Clinical Trials database under the protocol number 8094833648737701 (NCT02757664) on 05/02/2016.
Study being conducted in São Paulo Federal University (UNIFESP), São Paulo – SP, Brazil.
Version: ENG_Insertional Shock Wave Protocol_14_Oct16_REVIEWED
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SHOCK WAVE THERAPHY, ASSOCIATED TO ECCENTRIC STRENGTHENING VERSUS ISOLATED ECCENTRIC STRENGTHENING FOR ACHILLES INSERTIONAL TENDINOPATHY TREATMENT: A DOUBLE BLINDED RANDOMIZED CLINICAL TRIAL PROTOCOL.
Abstract
Background: There is no consensus regarding the treatment of Achilles insertional tendinopathies. Eccentric training remains the main choice in the conservative treatment of this illness; however, the good results in the management of non-insertional Achilles tendinopathy were not replicated in the insertional disease. Low energy shock wave therapy has been described as an alternative to these patients,
but has yet to be empirically tested.
Hypothesis: Shock wave therapy, adjunctive to eccentric strengthening protocol, will improve measures of pain and function.
Design: Double blind, placebo-controlled, parallel groups, randomized clinical trial.
Materials and Methods: Nine-three patients with a diagnosis of chronic insertional tendinopathy, referred from primary or secondary health care services, will be assessed and enrolled in this study. They will be divided in two groups (randomized by sequentially numbered identical envelopes, which will be administered serially to participants), one containing the combination of low energy shock wave and eccentric exercises, as treatment, and the other comprehending the exercises and the placebo treatment (an apparatus placed in the therapeutic head). The assessments will occur in 2, 4, 6, 12 and 24 weeks. Patients will be evaluated primarily by the Victorian Institute of Sport Assessment-Achilles questionnaire (VISA-A) and secondarily by the Visual Analogue Scale (VAS), Algometry, the American Orthopedic Foot and Ankle Society (AOFAS) scale, the Foot and Ankle Outcome Score (FAOS) and the 12 Item Short Form Health Survey (SF-12). We will use Comparison of Two Proportions via relative frequency analysis, the Pearson Correlation the Chi-Square test and the ANOVA for statistical analyses.
Discussion: This study intends to demonstrate if the association of the eccentric exercise program with the shock wave therapy can produce good results regarding the treatment of the Achilles insertional tendinopathy. In an attempt to prevent the high costs and complications associated with the surgical
intervention, we will try to prove this combination as a viable therapeutic option in the conservative management of this prevalent disease.
The strengths of the study are the design and the novelty of the combination of methods. The main limitation is the short follow-up course.
The study is registered in the Clinical Trials database (protocol number: 8094833648737701) and approved by the University Ethics Committee (number: 1373481).
1. Introduction
Calcaneus tendinopathy can be classified according to its anatomic site, as insertional and non-
insertional tendinopathy. It is characterized by intratendinous degenerations, secondary to low grade
inflammatory signs and erratic biological healing (Hartog 2009, Irwin 2010, Magnan et al 2014). The insertional
tendinopathy occurs in the Achilles attachment to the tuberosity of the calcaneus bone and up to 2 cm proximal
to the tuberosity. It is generally associated with a traction enthesophyte (upper spur), Haglund deformity (pump
bump) and with pre- and retro-achilles bursitis. The diagnosis is made based on clinical evaluation; ancillary
tests, such as X-Ray and Ultra Sound, are done only to confirm the lesion and to exclude differential diagnoses
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(stress fractures, tumours). The clinical diagnosis consists of checking the level of pain via palpation of the
tendinous insertion region in the calcaneus bone (and up to 2cm around this region). The occurrence of volume
increase and mild hyperemia also supports the diagnosis (Hartog 2009, Irwin 2010, Magnan et al 2014, Kearney
et al 2010).
Historically, the disease´s initial treatment is based on eccentric strengthening of the tendon. Results for
non-insertional tendinopathy are encouraging, with an 82% success rate when analysing return to previous
activities. However, evidence indicates that eccentric strengthening for insertional tendinopathy produced a rate
of improvement ranging between 32 and 67% of the patients (Irwin 2010, Magnan et al 2014, Kearney et al
2010). Within this context, shock wave therapy has been proposed as a viable option, in case of failure of the
conservative treatment and prior to referral to surgery (Al-Abbad 2013 et al). Over the last 30 years,
extracorporeal shock waves have been safely and efficiently used in the treatment of various pathological
conditions. Extracorporeal shock wave lithotripsy (ESWL), for example, is a well-established treatment for
urological pathologies. More recently, low (Wang et al 2002, Wang et al 2003) and high (Hsu et al 2004, Chen
et al 2003) energy shock waves therapies are being used in the treatment of pseudo-arthrosis and several types
of tendinopathy with prominent results.
Accumulating evidence indicates that the use of shock waves induces neovascularisation and release of
angiogenic markers by the recruitment of mesenchymal stem cells. The molecular mechanism explaining how
the shock wave produces these consequences is yet to be determined (Chen 2004, Wang 2011).
Neovascularisation improves blood irrigation, which, in its turn, contributes to tissue regeneration in the tendon-
bone junction. Separate lines of inquiry suggested that shock wave therapy, relative to placebo therapies,
induces a higher increase of mechanical resistance and concentration of markers of collagen synthesis (i.e.
hydroxiproline and pyridinoline), which are important components of the healing process (Wang et al 2002, Hsu
et al 2004, Wang et al 2003).
Clinically, few complications are associated to shock waves. The most frequently reported is a regional
transitory hyperaemia (Al-Abbad et all 2013). Few patients (5%) report having pain after high energy shock
wave application, which normally ceases at the end of the treatment. (Furia et al 2006). Tendon rupture was
described in the literature in only one study (Costa et al 2005), that showed 2 cases of older patients in a
population of 49 cases. The authors couldn’t find a true relation between the therapy and the events. Rasmussem
et al (2008) has done a randomized clinical trial with 48 patients and 12 months of follow-up, comparing the use
of radial shock wave therapy in patients after 4 weeks of conservative treatment, including stretching and
strengthening , with the placebo. Superior results regarding pain and function were shown in the group that
received the intervention. Kearney et al (2010) did a systematic review of the literature, looking for evidences
concerning the calcaneus insertional tendinopathy treatment. They found only one paper (Furia 2006) with the
utilization of the high energy therapy, and, nevertheless, the work was criticized by the small sample and the
methodology inconsistencies.
Shock wave therapy has been progressively more studied. Recent evidence has indicated that this
technique is a promising option for the management of chronic insertional tendinopathy; however, the evidence
is still insufficient to inform a consensus regarding the indication of this treatment in this very frequent disease.
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Herein, our objective is to evaluate the effectiveness of low energy shock wave therapy associated to an
eccentric strengthening protocol, and compare it to eccentric strengthening associated to placebo, using the
function by Victorian Institute of Sports Assessment-Achilles (VISA-A). The primary hypothesis is that
adjunctive shock wave therapy will mitigate pain and improve function as compared to placebo.
2. Material and Method
2.1 Design, setting and recruitment
This will be a double blind, placebo-controlled, parallel groups, randomized clinical trial. The study
will be conducted at Hospital São Paulo, a tertiary, teaching hospital fully affiliated with the Universidade
Federal de São Paulo (UNIFESP), in the Orthopedics and Traumatology Department (DOT) at the Centre of
Tissue Research and Regeneration (CPRT).
Participants will be enrolled at the CPRT, which provide assessment and treatment to approximately 10
(ten) new patients with chronic insertional tendinopathy per week. They will be referred by local orthopaedist
doctors or health professionals. The information to these physicians will be delivered by e-mail addressed
directly to them, as well as via posters exhibited in places containing orthopaedic medical care (outpatient clinic,
emergency room).
2.2 Inclusion Criteria
• Individuals must be older than 18 and younger than 65 years of age, both genders;
• Participants must be experiencing pain symptoms in the calcaneus tendon insertion region over the last
three months;
• Clinical diagnosis of chronic insertional tendinopathy, defined as presence of pain at palpation of the
tendinous insertion region in the calcaneus bone (and up to 2cm around this region); and the occurrence
of increased regional volume, associated to findings of tendinopathy in the ultrasound.
2.3 Exclusion Criteria
• Previous surgery involving the affected foot or ankle;
• History or documented evidence of autoimmune or peripheral vascular diseases;
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• History or documented evidence of peripheral neuropathy (nervous compression syndrome, tarsal
tunnel syndrome) or systemic inflammatory disease a (rheumatoid arthritis, spondylitis, Reiter
Syndrome, etc.);
• Non-Insertional or mixed tendinopathy (insertional and non-insertional);
• Previous infiltration in the affected tendon over the six months preceding the initial assessment;
• Beginning of the present pain, due to a trauma;
• Pregnancy;
• Any condition that represents a contraindication of the proposed therapies;
• Impossibility or incapacity to sign the informed Consent Form;
• History or documented evidence of blood coagulation disorders (including treatment with anti-
coagulants, but excluding aspirin);
• Use of heart pacemaker;
• Presence of infectious process (superficial on skin and cellular tissue, or deep in the bone) in the
region to be treated;
2.4 Sampling
The sampling calculation is based on the studies of Rompe et al 2008 and Sayana et al 2007; and
considers an estimated effect size of 3.3, a standard deviation of 16.2 and (sampling error of 5%). It was
calculated considering 93 patients divided in two groups in a randomized way, estimating that 41 evaluable
subjects per treatment arm will have better than 80% power to detect a difference in results between the shock-
wave and the placebo subjects at a level of 5% significance As we expected a 10% loss in the follow-up, based
in other clinical studies, we plan to include an extra 10% of participants, totalizing 51 patients per group.
2.5 Procedures
A written, signed and dated informed consent will be obtained from the subject before any study-
related procedures are performed. The patients will have to fill out an initial questionnaire in order to be enrolled
(Attachment 1). After that, the assistant doctor will do the physical diagnostic examination. Then, Ultrasound
and X-rays procedures will take place, in order to complete the diagnostic assessment. The patient will be
included in the protocol and duly randomized after the diagnostic confirmation is done via anamnesis and
physical examination, and also after completion of supplementary tests, and fulfilment of all the inclusion
criteria and non-adequacy to the exclusion criteria.
The randomization sequence will be generated via computing software
(http://www.randomizer.org/form.htm), producing a list from 1 – x, and each number will be related to a sole
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treatment method. We will do a randomization with interchanged blocks, with the same number of patients in
each group.
Each non-transparent, opaque, sealed envelope, numbered from 1 to 104, will contain either a paper
with the word “physiotherapy” or with the words “physiotherapy and shock wave”. Each treatment method will
have the same number of envelopes. The patients will be initially assessed individually, being randomized and
allocated in the same way. The intervention procedures will be the same, with the same positioning and
preparations, but differing regarding the existence of a support at the applicator head of the shock wave
apparatus in the group of patients without shock wave.
Neither the patient nor the evaluator doctor will have access to the protocol test applied to each patient,
and the shock wave (or the placebo) will be conducted by a different physician. The patients in the placebo
group will receive an apparatus´ therapeutic head with the support that impedes the shock wave propagation
directly on the appliance field. This will prevent the insertional region to receive any healing stimulus. Patients
will still be able to hear the equipment shock wave noise and feel the tremble provoked by machine in contact
with the heel.
2.6 Intervention
2.6.1 Utilization of shock waves
1) Period from diagnosis to intervention: up to 1 week.
2) Patient will be lying on the stretcher in the supine position; barefooted, with ear muffs, the feet towards
the shock wave apparatus.
3) The procedure region will be marked with ink (tendon insertion: the point with highest local bulging or
the penultimate transversal crease of the skin in the region.)
4) US gel will be applied on the region that will receive the shock wave;
5) Radial shock waves will be applied with a BLT600 equipment (BTL Medical Technologies - Canada),
the intensity being 2000 to 3000 pulses, 7 to 10Hz of frequency, and 1,5 a 2,5Bar of intensity per
application.
6) Shock waves will be applied on the first day of treatment (D0) as described above, then repeated on the
second week after the first intervention (2nd week) and four weeks after the first intervention (4th
week).
2.6.2 Group without Shock wave
1) Period from diagnosis to intervention: up to 1 week.
2) Patient lying on the stretcher in the supine position; barefooted, with ear muffs, the feet towards the
shock wave apparatus.
3) Localization of the procedure region, marking it with ink (tendon insertion: the point with highest local
bulging or the second last transversal crease of the skin in the region.)
4) Appliance of US gel on the region that will receive the shock wave;
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5) Placing of the apparatus´ therapeutic head with the support that impedes the shock wave propagation
directly on the appliance field.
6) Appliance of radial shock waves with the BLT600 equipment (BTL Medical Technologies - Canada),
the intensity being 2000 to 3000 pulses, 7 to 10Hz of frequency, and 1,5 a 2,5Bar of intensity per
application.
7) Appliance on the first day of treatment (D0) as described above, repeated on the second week after the
first intervention (2nd week) and four weeks after the first intervention (4th week).
2.6.3 Eccentric Exercises
The groups will be submitted to the Alfredson eccentric strengthening protocol (Alfredson et al 2001)
for 12 weeks, starting on the same day of the first appliance. The exercises will be shown to the patients by the
assistant doctor, and a booklet (Attachment 2) will be handed out, with detailed explanation concerning the
protocol to be followed. The patient will practice the exercises standing on ground level, starting from a flexed
ankle position (tiptoes). Participants will do exercises of passive ankle extension (dorsiflexion), three series of
15 repetitions, with the knee stretched, and three series of 15 repetitions with the knee flexed by 20 degrees. The
eccentric stage (downwards) of the movement will be done slowly, only with the affected member, until it
reaches its maximum non painful stretch (including the negative stage). The concentric stage (upwards) will be
done only with the non-affected member. In case the pathology involves the two members, the patient will use
the upper members to help the practice in the concentric stage. The patients will be encouraged to increase the
load with 5kg load weights placed in a backpack which the patient will wear to practice the exercise. The load
increase is done as long as the exercise gets painless to the patient. The objective´s fulfilment and the quality of
the exercise are indicated by the discomfort felt on that region after the performance of the series.
The patients cannot perform their base sports activities during the first eight weeks of training. After
the fourth week they will be free to run on a flat incline, to do biking and water activities that do not generate
painful symptoms. After the eighth week they will be permitted to gradually re-start the sports activities that
they used to perform previously, as long as they are not feeling any pain. The strengthening execution, the
intensification process, as well as the engagement in the treatment will be checked during the return to repeat the
appliances; and during the follow-up with the doctor. To increase adhesion to intervention protocol, hand-outs
with tables containing dates to be indicated concerning the days the patient executes the protocol´s exercises;
also with blank spaces for notes about the use of medication or occurred complications.
2.6.4 Adjuvant therapies
Both groups will be submitted to the same post intervention care program, and they will be advised to
use the following adjuvant therapies according to the intensity of their symptoms:
Cryotherapy
Every patient will be oriented to perform cold compresses on the tendon insertional region three times a
day, during 20 minutes, with at least two hours of interval between them.
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Pain Killers
Level 1:
• Dipyrone 1g every 6 hours, in case of pain, or
• Paracetamol 750mg every 6 hours
Level 2 (in case the pain does not diminish with level 1):
• Tramadol 50mg every 6 hours, in case of pain, or
• Codeine 30mg every 6 hours, in case of pain.
The patient must present, at each visit to the doctor, the daily annotation concerning the used sedative
medication In case the pain increases right after any of the established treatments, the patient will be permitted
to take analgesics (group 1) during a period of 5 days. The medication will be supplied to the patient after the
intervention, with the respective orientation concerning its use. After the period of five days of sedation, in case
the pain persists, the patient will be reassessed, to check the necessity of changing the medication (group 2). If
after the second assessment (with six weeks) the pain is stronger than in the initial painful stage (previous to the
treatment) the patient will have the option of either changing the treatment or being excluded from the study.
2.7 Primary outcome
• Visa-A Score
Significant increase of the studied group´s score in comparison to the pre-intervention scores.
2.8 Secondary outcome
• EVA
• AOFAS
• FAOS
• SF-12
• Algometry (pain threshold and VAS with 3kg)
2.9 Subject Discontinuation
Subjects may be discontinued from the study participation at any time. Reasons for discontinuation
include:
1. Voluntary discontinuation by the subject without prejudice to further treatment.
2. Development of Complex Regional Pain Syndrome or any huge inflammatory response. Achilles tendon
rupture (all of them are going to be considered failure).
3. Pain and function severe impairment.
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2.10 Strategies to Increase Adhesion to Intervention Protocols
Hand-outs with tables containing dates to be indicated concerning the days the patient executes the
protocol´s exercises and also holding blank spaces for notes about the use of medication or occurred
complications.
2.11 Statistical Analysis:
Primary analysis will be performed on the intention-to-treat population (all subjects with at least one
study intervention and one post-baseline efficacy assessment). The primary point for analyses of efficacy will be
week 24. The Mixed-Model for Repeated Measures method will be used to impute missing data for subjects
who discontinue during the study. The primary efficacy measure will be change from baseline to study endpoint
on the Visa-A Score, which will be analysed with a repeated measures t-test. Subsequently, repeated measures
MANCOVA will be administered to test for co-variations and main effects. The significance level will be set at
a p-value < 0.05.
Discussion
Insertional Achilles tendinopathy is a common disease, affecting both athletes and the sedentary
population. Its etiology is related to a poor biological body response after micro lesions to the tendon (occurring
during training or in a daily usual activity). Degenerative changes and a low inflammatory reaction are the
characteristics of these tissues, revealing a low healing response to injury. This illness normally induces patients
to look for medical care due pain, function impairment and decrease in athletic performance. Approximately
16% of the active individuals end up abandoning their sports activities in consequence of this disorder.
The traditional initial treatment of choice is non-surgical, comprehending modalities such as physical
therapy and exercises. Yet, this approach has not produced encouraging results over the last years and currently
there is still no standard conservative treatment for Achilles insertional tendinopathy. Whereas the eccentric
strengthening program is one of the clinicians preferred modalities of treatment, it has not lead to the same good
results as in other tendon locations. This scenario contributed to the increase in the number of surgeries
performed for this illness in the past decades. Procedures that are not excused from high costs and possible
complications, such as wound dehiscence, infection, nerve damage and tendon rupture.
Several alternatives to the classical treatment (e.g. infiltration, electro-stimulation, sclerotherapy,
among others) have been considered, in order to stimulate healing stimulus to the degenerated tendon. The low
success rates have provided the impetus to explore practical and cheaper ways to induce the adequate reparation
of these tissues. Evidence indicates that shock wave therapy is an excellent option to treat recalcitrant tendinous
diseases. By stimulus of soft tissue healing in behalf of angiogenesis enhancing and diffusion of cytokine
molecules, this treatment has become a reliable option in the approach of this illness.
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While isolated shock wave treatment has shown encouraging results during the past years, they were
not definitive. Adjuvant administration of the Alfredson protocol proved to be a trustworthy combination in the
non-insertional presentation of this disorder in a recent study. The technical composition of shock wave and
tendon´s eccentric strengthening can be the answer to patient´s improvement in the Achilles insertional
tendinopathy, with the additional benefit of avoiding the complications and high costs associated with the
surgical treatment.
Contributorship statement Nacime Salomão Barbachan Mansur: main researcher.
Literature revision, writing, paper submissions, patient recruiting, study design and data collecting.
+5511994500853
Ambulatório de Ondas de Choque da UNIFESP - Centro de Traumatologia do Esporte
Rua Estado de Israel 636, Vila Clementino, São Paulo – SP
Flávio Faloppa: co-orientation and study design.
João Carlos Belloti: co-orientation and study design.
Sheila J. McNeill Ingham: co-orientation, writing and study design.
Fabio Teruo Matsunaga: co-orientation, writing and data collecting.
Paulo Roberto Dias dos Santos: shock-wave application and implementation.
Bruno Schiefer dos Santos: shock-wave application and implementation.
Oreste Lemos Carrazzone: literature revision, writing.
Gabriel Peixoto: Visa-A translation to Portuguese and implementation.
Bruno Takeshi Aoyama: medical student enrolled in the project. Implementation and data collecting.
Marcel Jun Sugawara Tamaoki: main orientation. Literature revision, writing, study design and paper
submissions.
All authors contributed to refinement of the study protocol and approved the final manuscript.
Study being conducted in São Paulo Federal University (UNIFESP), São Paulo – SP, Brazil.
Orthopedic and Traumatology Department.
783 Borges Lagoa St, 5th Floor, Vila Clementino, São Paulo – SP. Tel.: (+5511) 5576.4848 | VOIP – 3009/
1434/2910/2887/2909
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Competing Interests
All authors have completed the ICMJE uniform disclosure form at www.icmje.org/coi_disclosure.pdf and
declare no support from any organization for the submitted work; no financial relationships with any
organizations that might have an interest in the submitted work in the previous three years; no other
relationships or activities that could appear to have influenced the submitted work.
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14. Speed C. A systematic review of shockwave therapies in soft tissue conditions: focusing on the evidence.
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34. Fahlström M, Jonsson P, Lorentzon R, Alfredson H. Chronic Achilles tendon pain treated with eccentric
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35. Ohberg L, Alfredson H. Effects on neovascularisation behind the good results with eccentric training in
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Epub 2004 Apr 2.
Ethics and Means of Dissemination
The Project is registered in the Clinical Trials database under the protocol number 8094833648737701
(NCT02757664) on 05/02/2016. Study approved by the University Ethics Committee under the number
1373481.
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SCHEDULE
August 2015 November
2015
Marc
h
2016
May 2016 August
2016
Nove
mber
2016
Febru
ary
2017
May
2017
August 2017
Literature
consultation
Project
Development
Ethics
Committee
Submission
Starting
Patient
Recruiting
Data
Colle
ction
Data
collection
Registration
at Clinical
Trials
Database
Data
Collection
BMJ Open
Acess
Protocol
Publication
Protocol
Submissio
n for
Publication
in BMJ
Open
Acess
Journal
(IMPACT
FACTOR
2,27)
Data
collec
tion
Data
collec
tion
Data
collecti
on
Analysis of
Results
Reports
Dissertation
Drawing:
Fig1
Flow_Achilles
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Fig1_FlowAchilles
Study Flowchart
190x221mm (96 x 96 DPI)
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1
SPIRIT 2013 Checklist: Recommended items to address in a clinical trial protocol and related documents*
Section/item Item No
Description Addressed on page number
Administrative information
Title 1 Descriptive title identifying the study design, population, interventions, and, if applicable, trial acronym _____________
Trial registration 2a Trial identifier and registry name. If not yet registered, name of intended registry _____________
2b All items from the World Health Organization Trial Registration Data Set _____________
Protocol version 3 Date and version identifier _____________
Funding 4 Sources and types of financial, material, and other support _____________
Roles and responsibilities
5a Names, affiliations, and roles of protocol contributors _____________
5b Name and contact information for the trial sponsor _____________
5c Role of study sponsor and funders, if any, in study design; collection, management, analysis, and interpretation of data; writing of the report; and the decision to submit the report for publication, including whether they will have ultimate authority over any of these activities
_____________
5d Composition, roles, and responsibilities of the coordinating centre, steering committee, endpoint adjudication committee, data management team, and other individuals or groups overseeing the trial, if applicable (see Item 21a for data monitoring committee)
_____________
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2
Introduction
Background and rationale
6a Description of research question and justification for undertaking the trial, including summary of relevant studies (published and unpublished) examining benefits and harms for each intervention
_____________
6b Explanation for choice of comparators _____________
Objectives 7 Specific objectives or hypotheses _____________
Trial design 8 Description of trial design including type of trial (eg, parallel group, crossover, factorial, single group), allocation ratio, and framework (eg, superiority, equivalence, noninferiority, exploratory)
_____________
Methods: Participants, interventions, and outcomes
Study setting 9 Description of study settings (eg, community clinic, academic hospital) and list of countries where data will be collected. Reference to where list of study sites can be obtained
_____________
Eligibility criteria 10 Inclusion and exclusion criteria for participants. If applicable, eligibility criteria for study centres and individuals who will perform the interventions (eg, surgeons, psychotherapists)
_____________
Interventions 11a Interventions for each group with sufficient detail to allow replication, including how and when they will be administered
_____________
11b Criteria for discontinuing or modifying allocated interventions for a given trial participant (eg, drug dose change in response to harms, participant request, or improving/worsening disease)
_____________
11c Strategies to improve adherence to intervention protocols, and any procedures for monitoring adherence (eg, drug tablet return, laboratory tests)
_____________
11d Relevant concomitant care and interventions that are permitted or prohibited during the trial _____________
Outcomes 12 Primary, secondary, and other outcomes, including the specific measurement variable (eg, systolic blood pressure), analysis metric (eg, change from baseline, final value, time to event), method of aggregation (eg, median, proportion), and time point for each outcome. Explanation of the clinical relevance of chosen efficacy and harm outcomes is strongly recommended
_____________
Participant timeline 13 Time schedule of enrolment, interventions (including any run-ins and washouts), assessments, and visits for participants. A schematic diagram is highly recommended (see Figure)
_____________
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3
Sample size 14 Estimated number of participants needed to achieve study objectives and how it was determined, including clinical and statistical assumptions supporting any sample size calculations
_____________
Recruitment 15 Strategies for achieving adequate participant enrolment to reach target sample size _____________
Methods: Assignment of interventions (for controlled trials)
Allocation:
Sequence generation
16a Method of generating the allocation sequence (eg, computer-generated random numbers), and list of any factors for stratification. To reduce predictability of a random sequence, details of any planned restriction (eg, blocking) should be provided in a separate document that is unavailable to those who enrol participants or assign interventions
_____________
Allocation concealment mechanism
16b Mechanism of implementing the allocation sequence (eg, central telephone; sequentially numbered, opaque, sealed envelopes), describing any steps to conceal the sequence until interventions are assigned
_____________
Implementation 16c Who will generate the allocation sequence, who will enrol participants, and who will assign participants to interventions
_____________
Blinding (masking) 17a Who will be blinded after assignment to interventions (eg, trial participants, care providers, outcome assessors, data analysts), and how
_____________
17b If blinded, circumstances under which unblinding is permissible, and procedure for revealing a participant’s allocated intervention during the trial
_____________
Methods: Data collection, management, and analysis
Data collection methods
18a Plans for assessment and collection of outcome, baseline, and other trial data, including any related processes to promote data quality (eg, duplicate measurements, training of assessors) and a description of study instruments (eg, questionnaires, laboratory tests) along with their reliability and validity, if known. Reference to where data collection forms can be found, if not in the protocol
_____________
18b Plans to promote participant retention and complete follow-up, including list of any outcome data to be collected for participants who discontinue or deviate from intervention protocols
_____________
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4
Data management 19 Plans for data entry, coding, security, and storage, including any related processes to promote data quality (eg, double data entry; range checks for data values). Reference to where details of data management procedures can be found, if not in the protocol
_____________
Statistical methods 20a Statistical methods for analysing primary and secondary outcomes. Reference to where other details of the statistical analysis plan can be found, if not in the protocol
_____________
20b Methods for any additional analyses (eg, subgroup and adjusted analyses) _____________
20c Definition of analysis population relating to protocol non-adherence (eg, as randomised analysis), and any statistical methods to handle missing data (eg, multiple imputation)
_____________
Methods: Monitoring
Data monitoring 21a Composition of data monitoring committee (DMC); summary of its role and reporting structure; statement of whether it is independent from the sponsor and competing interests; and reference to where further details about its charter can be found, if not in the protocol. Alternatively, an explanation of why a DMC is not needed
_____________
21b Description of any interim analyses and stopping guidelines, including who will have access to these interim results and make the final decision to terminate the trial
_____________
Harms 22 Plans for collecting, assessing, reporting, and managing solicited and spontaneously reported adverse events and other unintended effects of trial interventions or trial conduct
_____________
Auditing 23 Frequency and procedures for auditing trial conduct, if any, and whether the process will be independent from investigators and the sponsor
_____________
Ethics and dissemination
Research ethics approval
24 Plans for seeking research ethics committee/institutional review board (REC/IRB) approval _____________
Protocol amendments
25 Plans for communicating important protocol modifications (eg, changes to eligibility criteria, outcomes, analyses) to relevant parties (eg, investigators, REC/IRBs, trial participants, trial registries, journals, regulators)
_____________
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5
Consent or assent 26a Who will obtain informed consent or assent from potential trial participants or authorised surrogates, and how (see Item 32)
_____________
26b Additional consent provisions for collection and use of participant data and biological specimens in ancillary studies, if applicable
_____________
Confidentiality 27 How personal information about potential and enrolled participants will be collected, shared, and maintained in order to protect confidentiality before, during, and after the trial
_____________
Declaration of interests
28 Financial and other competing interests for principal investigators for the overall trial and each study site _____________
Access to data 29 Statement of who will have access to the final trial dataset, and disclosure of contractual agreements that limit such access for investigators
_____________
Ancillary and post-trial care
30 Provisions, if any, for ancillary and post-trial care, and for compensation to those who suffer harm from trial participation
_____________
Dissemination policy 31a Plans for investigators and sponsor to communicate trial results to participants, healthcare professionals, the public, and other relevant groups (eg, via publication, reporting in results databases, or other data sharing arrangements), including any publication restrictions
_____________
31b Authorship eligibility guidelines and any intended use of professional writers _____________
31c Plans, if any, for granting public access to the full protocol, participant-level dataset, and statistical code _____________
Appendices
Informed consent materials
32 Model consent form and other related documentation given to participants and authorised surrogates _____________
Biological specimens
33 Plans for collection, laboratory evaluation, and storage of biological specimens for genetic or molecular analysis in the current trial and for future use in ancillary studies, if applicable
_____________
*It is strongly recommended that this checklist be read in conjunction with the SPIRIT 2013 Explanation & Elaboration for important clarification on the items. Amendments to the protocol should be tracked and dated. The SPIRIT checklist is copyrighted by the SPIRIT Group under the Creative Commons “Attribution-NonCommercial-NoDerivs 3.0 Unported” license.
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SHOCK WAVE THERAPY, ASSOCIATED TO ECCENTRIC
STRENGTHENING VERSUS ISOLATED ECCENTRIC
STRENGTHENING FOR ACHILLES INSERTIONAL
TENDINOPATHY TREATMENT: A DOUBLE BLINDED
RANDOMIZED CLINICAL TRIAL PROTOCOL
Journal: BMJ Open
Manuscript ID bmjopen-2016-013332.R2
Article Type: Protocol
Date Submitted by the Author: 01-Dec-2016
Complete List of Authors: Mansur, Nacime; Universidade Federal de Sao Paulo, Orthopaedics Faloppa, Flavio; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Belloti, João ; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Ingham, Sheila; Universidade Federal de Sao Paulo, Orthopaedics Matsunaga, Fabio; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Santos, Paulo; Universidade Federal de Sao Paulo, Orthopaedics Santos, Bruno; Universidade Federal de Sao Paulo, Orthopaedics Carrazzone, Oreste; Universidade Federal de Sao Paulo, Orthopaedics Peixoto, Gabriel; Universidade Federal de Sao Paulo, Orthopaedics Ayoama, Bruno; Universidade Federal de Sao Paulo, Orthopaedics Tamaoki, Marcel Jun; Universidade Federal de Sao Paulo, Orthopaedics
<b>Primary Subject Heading</b>:
Evidence based practice
Secondary Subject Heading: Sports and exercise medicine, Research methods, Rehabilitation medicine, Public health, Occupational and environmental medicine
Keywords: achilles, tendinopathy, insertional, shock wave, Foot & ankle < ORTHOPAEDIC & TRAUMA SURGERY, eccentric
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NACIME SALOMÃO BARBACHAN MANSUR
SHOCK WAVE THERAPHY, ASSOCIATED TO ECCENTRIC STRENGTHENING VERSUS ISOLATED ECCENTRIC STRENGTHENING FOR ACHILLES INSERTIONAL TENDINOPATHY TREATMENT: A DOUBLE BLINDED RANDOMIZED CLINICAL TRIAL PROTOCOL.
Nacime Salomão Barbachan Mansur
Flávio Faloppa
João Carlos Belloti
Sheila J. McNeill Ingham
Fabio Teruo Matsunaga
Paulo Roberto Dias dos Santos
Bruno Schiefer dos Santos
Oreste Lemos Carrazzone
Gabriel Peixoto
Bruno Takeshi Aoyama
Marcel Jun Sugawara Tamaoki
Project submitted to government funding [CNPq (Conselho Nacional de Pesquisa – National Research Council under the protocol number 8094833648737701)].
Registered in the Clinical Trials database under the protocol number 8094833648737701 (NCT02757664) on 05/02/2016.
Study being conducted in São Paulo Federal University (UNIFESP), São Paulo – SP, Brazil.
Version: ENG_Insertional Shock Wave Protocol_18_Nov16_REVIEWED_2
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SHOCK WAVE THERAPHY, ASSOCIATED TO ECCENTRIC STRENGTHENING VERSUS ISOLATED ECCENTRIC STRENGTHENING FOR ACHILLES INSERTIONAL TENDINOPATHY TREATMENT: A DOUBLE BLINDED RANDOMIZED CLINICAL TRIAL PROTOCOL.
Abstract
Background: There is no consensus regarding the treatment of Achilles insertional tendinopathies. Eccentric training remains the main choice in the conservative treatment of this illness; however, the good results in the management of non-insertional Achilles tendinopathy were not replicated in the insertional conditon. Low energy shock wave therapy has been described as an alternative to these
patients, but has yet to be empirically tested.
Hypothesis: Shock wave therapy, adjunctive to eccentric strengthening protocol, will improve measures of pain and function.
Design: Double blind, placebo-controlled, parallel groups, randomized clinical trial.
Materials and Methods: Nine-three patients with a diagnosis of chronic insertional tendinopathy, referred from primary or secondary health care services, will be assessed and enrolled in this study. They will be divided in two groups (randomized by sequentially numbered identical envelopes, which will be administered serially to participants), one containing the combination of low energy shock wave and eccentric exercises, as treatment, and the other comprehending the exercises and the placebo treatment (an apparatus placed in the therapeutic head). The assessments will occur in 2, 4, 6, 12 and 24 weeks. Patients will be evaluated primarily by the Victorian Institute of Sport Assessment-Achilles questionnaire (VISA-A) and secondarily by the Visual Analogue Scale (VAS), Algometry, the American Orthopedic Foot and Ankle Society (AOFAS) scale, the Foot and Ankle Outcome Score (FAOS) and the 12 Item Short Form Health Survey (SF-12). We will use Comparison of Two Proportions via relative frequency analysis, the Pearson Correlation the Chi-Square test and the ANOVA for statistical analyses.
Discussion: This study intends to demonstrate if the association of the eccentric exercise program with the shock wave therapy can produce good results regarding the treatment of the Achilles insertional tendinopathy. In an attempt to prevent the high costs and complications associated with the surgical
intervention, we will try to prove this combination as a viable therapeutic option in the conservative management of this prevalent condition.
The strengths of the study are the design and the novelty of the combination of methods. The main limitation is the short follow-up course.
The study is registered in the Clinical Trials database (protocol number: 8094833648737701) and approved by the University Ethics Committee (number: 1373481).
1. Introduction
Calcaneus tendinopathy can be classified according to its anatomic site, as insertional and non-
insertional tendinopathy. It is characterized by intratendinous degenerations, secondary to low grade
inflammatory signs and erratic biological healing.1-3
The insertional tendinopathy occurs in the Achilles
attachment to the tuberosity of the calcaneus bone and up to 2 cm proximal to the tuberosity. It is generally
associated with a traction enthesophyte (upper spur), Haglund deformity (pump bump) and with pre- and retro-
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achilles bursitis. The diagnosis is made based on clinical evaluation; ancillary tests, such as X-Ray and Ultra
Sound, are done only to confirm the lesion and to exclude differential diagnoses (stress fractures, tumours). The
clinical diagnosis consists of checking the level of pain via palpation of the tendinous insertion region in the
calcaneus bone (and up to 2cm around this region). The occurrence of volume increase and mild hyperemia also
supports the diagnosis. 1-4
Historically, the condition´s initial treatment is based on eccentric strengthening of the tendon. Results
for non-insertional tendinopathy are encouraging, with an 82% success rate when analysing return to previous
activities. 5,6 However, evidence indicates that eccentric strengthening for insertional tendinopathy produced a
rate of improvement ranging between 32 and 67% of the patients. 2-4 Within this context, shock wave therapy
has been proposed as a viable option, in case of failure of the conservative treatment and prior to referral to
surgery. 7-9 Over the last 30 years, extracorporeal shock waves have been safely and efficiently used in the
treatment of various pathological conditions.10,11
Extracorporeal shock wave lithotripsy (ESWL), for example, is
a well-established treatment for urological pathologies. More recently, low 12-14
and high 14,15
energy shock
waves therapies are being used in the treatment of pseudo-arthrosis 16,17 and several types of tendinopathy with
prominent results. 18-21
Accumulating evidence indicates that the use of shock waves induces neovascularisation and release of
angiogenic markers by the recruitment of mesenchymal stem cells. 12,13,22
The molecular mechanism explaining
how the shock wave produces these consequences is yet to be determined. 15,17
Neovascularisation improves
blood irrigation, which, in its turn, contributes to tissue regeneration in the tendon-bone junction. Separate lines
of inquiry suggested that shock wave therapy, relative to placebo therapies, induces a higher increase of
mechanical resistance and concentration of markers of collagen synthesis (i.e. hydroxiproline and pyridinoline),
which are important components of the healing process. 12,14,16
Clinically, few complications are associated to shock waves. The most frequently reported is a regional
transitory hyperaemia. 7 Few patients (5%) report having pain after high energy shock wave application, which
normally ceases at the end of the treatment. 8 Tendon rupture was described in the literature in only one study
23 ,
that showed 2 cases of older patients in a population of 49 cases. The authors couldn’t find a true relation
between the therapy and the events. Rasmussem et al 24 has done a randomized clinical trial with 48 patients and
12 months of follow-up, comparing the use of radial shock wave therapy in patients after 4 weeks of
conservative treatment, including stretching and strengthening, with the placebo. Superior results regarding pain
and function were shown in the group that received the intervention. Kearney et al 4 did a systematic review of
the literature, looking for evidences concerning the calcaneus insertional tendinopathy treatment. They found
only one paper 8 with the utilization of the high energy therapy, and, nevertheless, the work was criticized by the
small sample and the methodology inconsistencies.
Shock wave therapy has been progressively more studied. Recent evidence has indicated that this
technique is a promising option for the management of chronic insertional tendinopathy; however, the evidence
is still insufficient to inform a consensus regarding the indication of this treatment in this very frequent
condition.9,19,25
Herein, our objective is to evaluate the effectiveness of low energy shock wave therapy
associated to an eccentric strengthening protocol, and compare it to eccentric strengthening associated to
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placebo, using the function by Victorian Institute of Sports Assessment-Achilles (VISA-A). The primary
hypothesis is that adjunctive shock wave therapy will mitigate pain and improve function as compared to
placebo.
2. Material and Method
2.1 Design, setting and recruitment (Fig1_Flow_Achilles)
This will be a double blind, placebo-controlled, parallel groups, randomized clinical trial. The study
will be conducted at Hospital São Paulo, a tertiary, teaching hospital fully affiliated with the Universidade
Federal de São Paulo (UNIFESP), in the Orthopedics and Traumatology Department (DOT) at the Centre of
Tissue Research and Regeneration (CPRT).
Participants will be enrolled at the CPRT, which provide assessment and treatment to approximately 10
(ten) new patients with chronic insertional tendinopathy per week. They will be referred by local orthopaedist
doctors or health professionals. The information to these physicians will be delivered by e-mail addressed
directly to them, as well as via posters exhibited in places containing orthopaedic medical care (outpatient clinic,
emergency room).
2.2 Inclusion Criteria
• Individuals must be older than 18 and younger than 65 years of age, both genders;
• Participants must be experiencing pain symptoms in the calcaneus tendon insertion region over the last
three months;
• Clinical diagnosis of chronic insertional tendinopathy, defined as presence of pain at palpation of the
tendinous insertion region in the calcaneus bone (and up to 2cm around this region); and the occurrence
of increased regional volume, associated to findings of tendinopathy in the ultrasound.
2.3 Exclusion Criteria
• Previous surgery involving the affected foot or ankle;
• History or documented evidence of autoimmune or peripheral vascular diseases;
• History or documented evidence of peripheral neuropathy (nervous compression syndrome, tarsal
tunnel syndrome) or systemic inflammatory disease a (rheumatoid arthritis, spondylitis, Reiter
Syndrome, etc.);
• Non-Insertional or mixed tendinopathy (insertional and non-insertional);
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• Previous infiltration in the affected tendon over the six months preceding the initial assessment;
• Beginning of the present pain, due to a trauma;
• Pregnancy;
• Any condition that represents a contraindication of the proposed therapies;
• Impossibility or incapacity to sign the informed Consent Form;
• History or documented evidence of blood coagulation disorders (including treatment with anti-
coagulants, but excluding aspirin);
• Use of heart pacemaker;
• Presence of infectious process (superficial on skin and cellular tissue, or deep in the bone) in the
region to be treated;
2.4 Sampling
The sampling calculation is based on the studies of Rompe et al 21 and Sayana et al
6; and considers an
estimated effect size of 3.3, a standard deviation of 16.2 and (sampling error of 5%). It was calculated
considering 93 patients divided in two groups in a randomized way, estimating that 41 evaluable subjects per
treatment arm will have better than 80% power to detect a difference in results between the shock-wave and the
placebo subjects at a level of 5% significance As we expected a 10% loss in the follow-up, based in other
clinical studies, we plan to include an extra 10% of participants, totalizing 51 patients per group.
2.5 Procedures
A written, signed and dated informed consent will be obtained from the subject before any study-
related procedures are performed. The patients will have to fill out an initial questionnaire in order to be enrolled
(Attachment 1). After that, the assistant doctor will do the physical diagnostic examination. Then, Ultrasound
and X-rays procedures will take place, in order to complete the diagnostic assessment. The patient will be
included in the protocol and duly randomized after the diagnostic confirmation is done via anamnesis and
physical examination, and also after completion of supplementary tests, and fulfilment of all the inclusion
criteria and non-adequacy to the exclusion criteria.
The randomization sequence will be generated via computing software
(http://www.randomizer.org/form.htm), producing a list from 1 – x, and each number will be related to a sole
treatment method. We will do a randomization with interchanged blocks, with the same number of patients in
each group.
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Each non-transparent, opaque, sealed envelope, numbered from 1 to 104, will contain either a paper
with the word “physiotherapy” or with the words “physiotherapy and shock wave”. Each treatment method will
have the same number of envelopes. The patients will be initially assessed individually, being randomized and
allocated in the same way. The intervention procedures will be the same, with the same positioning and
preparations, but differing regarding the existence of a support at the applicator head of the shock wave
apparatus in the group of patients without shock wave.
Neither the patient nor the evaluator doctor will have access to the protocol test applied to each patient,
and the shock wave (or the placebo) will be conducted by a different physician. The patients in the placebo
group will receive an apparatus´ therapeutic head with the support that impedes the shock wave propagation
directly on the appliance field. This will prevent the insertional region to receive any healing stimulus. Patients
will still be able to hear the equipment shock wave noise and feel the tremble provoked by machine in contact
with the heel.
2.6 Intervention
2.6.1 Utilization of shock waves
1) Period from diagnosis to intervention: up to 1 week.
2) Patient will be lying on the stretcher in the supine position; barefooted, with ear muffs, the feet towards
the shock wave apparatus.
3) The procedure region will be marked with ink (tendon insertion: the point with highest local bulging or
the penultimate transversal crease of the skin in the region.)
4) US gel will be applied on the region that will receive the shock wave;
5) Radial shock waves will be applied with a BLT600 equipment (BTL Medical Technologies - Canada),
the intensity being 2000 to 3000 pulses, 7 to 10Hz of frequency, and 1,5 a 2,5Bar of intensity per
application.
6) Shock waves will be applied on the first day of treatment (D0) as described above, then repeated on the
second week after the first intervention (2nd week) and four weeks after the first intervention (4th
week).
2.6.2 Group without Shock wave
1) Period from diagnosis to intervention: up to 1 week.
2) Patient lying on the stretcher in the supine position; barefooted, with ear muffs, the feet towards the
shock wave apparatus.
3) Localization of the procedure region, marking it with ink (tendon insertion: the point with highest local
bulging or the second last transversal crease of the skin in the region.)
4) Appliance of US gel on the region that will receive the shock wave;
5) Placing of the apparatus´ therapeutic head with the support that impedes the shock wave propagation
directly on the appliance field.
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6) Appliance of radial shock waves with the BLT600 equipment (BTL Medical Technologies - Canada),
the intensity being 2000 to 3000 pulses, 7 to 10Hz of frequency, and 1,5 a 2,5Bar of intensity per
application.
7) Appliance on the first day of treatment (D0) as described above, repeated on the second week after the
first intervention (2nd week) and four weeks after the first intervention (4th week).
2.6.3 Eccentric Exercises
The groups will be submitted to the Alfredson eccentric strengthening protocol 26-28
for 12 weeks,
starting on the same day of the first appliance. The exercises will be shown to the patients by the assistant
doctor, and a booklet (Attachment 2) will be handed out, with detailed explanation concerning the protocol to be
followed. The patient will practice the exercises standing on ground level, starting from a flexed ankle position
(tiptoes). Participants will do exercises of passive ankle extension (dorsiflexion), three series of 15 repetitions,
with the knee stretched, and three series of 15 repetitions with the knee flexed by 20 degrees. The eccentric
stage (downwards) of the movement will be done slowly, while the patient contracts the muscles and increases
the distance between attachment and insertion points. This must be performed only with the affected member,
until its heel reaches the terrain level. The concentric stage (upwards) will be done only with the non-affected
member. In case the pathology involves the two members, the patient will use the upper members to help the
practice in the concentric stage. The patients will be encouraged to increase the load with 5kg load weights
placed in a backpack which the patient will wear to practice the exercise. The load increase is done as long as
the exercise gets painless to the patient. The objective´s fulfilment and the quality of the exercise are indicated
by the discomfort felt on that region after the performance of the series.
The patients cannot perform their base sports activities during the first eight weeks of training. After
the fourth week they will be free to run on a flat incline, to do biking and water activities that do not generate
painful symptoms. After the eighth week they will be permitted to gradually re-start the sports activities that
they used to perform previously, as long as they are not feeling any pain. The strengthening execution, the
intensification process, as well as the engagement in the treatment will be checked during the return to repeat the
appliances; and during the follow-up with the doctor. To increase adhesion to intervention protocol, hand-outs
with tables containing dates to be indicated concerning the days the patient executes the protocol´s exercises;
also with blank spaces for notes about the use of medication or occurred complications.
2.6.4 Adjuvant therapies
Both groups will be submitted to the same post intervention care program, and they will be advised to
use the following adjuvant therapies according to the intensity of their symptoms:
Cryotherapy
Every patient will be oriented to perform cold compresses on the tendon insertional region three times a
day, during 20 minutes, with at least two hours of interval between them.
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Pain Killers
Level 1:
• Dipyrone 1g every 6 hours, in case of pain, or
• Paracetamol 750mg every 6 hours
Level 2 (in case the pain does not diminish with level 1):
• Tramadol 50mg every 6 hours, in case of pain, or
• Codeine 30mg every 6 hours, in case of pain.
The patient must present, at each visit to the doctor, the daily annotation concerning the used sedative
medication In case the pain increases right after any of the established treatments, the patient will be permitted
to take analgesics (group 1) during a period of 5 days. The medication will be supplied to the patient after the
intervention, with the respective orientation concerning its use. After the period of five days of sedation, in case
the pain persists, the patient will be reassessed, to check the necessity of changing the medication (group 2). If
after the second assessment (with six weeks) the pain is stronger than in the initial painful stage (previous to the
treatment) the patient will have the option of either changing the treatment or being excluded from the study.
2.7 Primary outcome
• Visa-A Score
Significant increase of the studied group´s score in comparison to the pre-intervention scores.
2.8 Secondary outcome
• EVA
• AOFAS
• FAOS
• SF-12
• Algometry (pain threshold and VAS with 3kg)
2.9 Subject Discontinuation
Subjects may be discontinued from the study participation at any time. Reasons for discontinuation
include:
1. Voluntary discontinuation by the subject without prejudice to further treatment.
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2. Development of Complex Regional Pain Syndrome or any huge inflammatory response. Achilles tendon
rupture (all of them are going to be considered failure).
3. Pain and function severe impairment.
2.10 Strategies to Increase Adhesion to Intervention Protocols
Hand-outs with tables containing dates to be indicated concerning the days the patient executes the
protocol´s exercises and also holding blank spaces for notes about the use of medication or occurred
complications.
2.11 Statistical Analysis:
Primary analysis will be performed on the intention-to-treat population (all subjects with at least one
study intervention and one post-baseline efficacy assessment). The primary point for analyses of efficacy will be
week 24. The Mixed-Model for Repeated Measures method will be used to impute missing data for subjects
who discontinue during the study. The primary efficacy measure will be change from baseline to study endpoint
on the Visa-A Score, which will be analysed with a repeated measures t-test. Subsequently, repeated measures
MANCOVA will be administered to test for co-variations and main effects. The significance level will be set at
a p-value < 0.05.
Discussion
Insertional Achilles tendinopathy is a common condition, affecting both athletes and the sedentary
population. Its etiology is related to a poor biological body response after micro lesions to the tendon (occurring
during training or in a daily usual activity). Degenerative changes and a low inflammatory reaction are the
characteristics of these tissues, revealing a low healing response to injury. This illness normally induces patients
to look for medical care due pain, function impairment and decrease in athletic performance. Approximately
16% of the active individuals end up abandoning their sports activities in consequence of this disorder.
The traditional initial treatment of choice is non-surgical, comprehending modalities such as physical
therapy and exercises. Yet, this approach has not produced encouraging results over the last years and currently
there is still no standard conservative treatment for Achilles insertional tendinopathy. Whereas the eccentric
strengthening program is one of the clinicians preferred modalities of treatment, it has not lead to the same good
results as in other tendon locations. This scenario contributed to the increase in the number of surgeries
performed for this illness in the past decades. Procedures that are not excused from high costs and possible
complications, such as wound dehiscence, infection, nerve damage and tendon rupture.
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Several alternatives to the classical treatment (e.g. infiltration, electro-stimulation, sclerotherapy,
among others) have been considered, in order to stimulate healing stimulus to the degenerated tendon. The low
success rates have provided the impetus to explore practical and cheaper ways to induce the adequate reparation
conditions. By stimulus of soft tissue healing in behalf of angiogenesis enhancing and diffusion of cytokine
molecules, this treatment has become a reliable option in the approach of this illness.
While isolated shock wave treatment has shown encouraging results during the past years, they were
not definitive. Adjuvant administration of the Alfredson protocol proved to be a trustworthy combination in the
non-insertional presentation of this disorder in a recent study. The technical composition of shock wave and
tendon´s eccentric strengthening can be the answer to patient´s improvement in the Achilles insertional
tendinopathy, with the additional benefit of avoiding the complications and high costs associated with the
surgical treatment.
Contributorship statement Nacime Salomão Barbachan Mansur: main researcher.
Literature revision, writing, paper submissions, patient recruiting, study design and data collecting.
+5511994500853
Ambulatório de Ondas de Choque da UNIFESP - Centro de Traumatologia do Esporte
Rua Estado de Israel 636, Vila Clementino, São Paulo – SP
Flávio Faloppa: co-orientation and study design.
João Carlos Belloti: co-orientation and study design.
Sheila J. McNeill Ingham: co-orientation, writing and study design.
Fabio Teruo Matsunaga: co-orientation, writing and data collecting.
Paulo Roberto Dias dos Santos: shock-wave application and implementation.
Bruno Schiefer dos Santos: shock-wave application and implementation.
Oreste Lemos Carrazzone: literature revision, writing.
Gabriel Peixoto: Visa-A translation to Portuguese and implementation.
Bruno Takeshi Aoyama: medical student enrolled in the project. Implementation and data collecting.
Marcel Jun Sugawara Tamaoki: main orientation. Literature revision, writing, study design and paper
submissions.
All authors contributed to refinement of the study protocol and approved the final manuscript.
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Study being conducted in São Paulo Federal University (UNIFESP), São Paulo – SP, Brazil.
Orthopedic and Traumatology Department.
783 Borges Lagoa St, 5th Floor, Vila Clementino, São Paulo – SP.
Tel.: (+5511) 5576.4848 | VOIP – 3009/ 1434/2910/2887/2909
(Table1)
Competing Interests
All authors have completed the ICMJE uniform disclosure form at www.icmje.org/coi_disclosure.pdf and
declare no support from any organization for the submitted work; no financial relationships with any
organizations that might have an interest in the submitted work in the previous three years; no other
relationships or activities that could appear to have influenced the submitted work.
References
1. Den Hartog BD. Insertional Achilles tendinosis: pathogenesis and treatment. Foot Ankle Clin. 2009
Dec;14(4):639-50. doi: 10.1016/j.fcl.2009.08.005.
2. Irwin TA. Current concepts review: insertional achilles tendinopathy. Foot Ankle Int. 2010 Oct;31(10):933-
9. doi: 10.3113/FAI.2010.0933.
3. Magnan B, Bondi M, Pierantoni S, Samaila E. The pathogenesis of Achilles tendinopathy: a systematic
review. Foot Ankle Surg. 2014 Sep;20(3):154-9. doi: 10.1016/j.fas.2014.02.010. Epub 2014 Mar 12.
4. Kearney R, Costa ML. Insertional achilles tendinopathy management: a systematic review. Foot Ankle Int.
2010 Aug;31(8):689-94. doi: 10.3113/FAI.2010.0689.
5. Sussmilch-Leitch SP, Collins NJ, Bialocerkowski AE, Warden SJ, Crossley KM. Physical therapies for
Achilles tendinopathy: systematic review and meta-analysis. J Foot Ankle Res. 2012 Jul 2;5(1):15. doi:
10.1186/1757-1146-5-15.
6. Sayana MK, Maffulli N. Eccentric calf muscle training in non-athletic patients with Achilles tendinopathy.
J Sci Med Sport. 2007 Feb;10(1):52-8. Epub 2006 Jul 7.
7. Al-Abbad H, Simon JV. The effectiveness of extracorporeal shock wave therapy on chronic achilles
tendinopathy: a systematic review. Foot Ankle Int. 2013 Jan;34(1):33-41. doi: 10.1177/1071100712464354.
8. Furia JP. High-energy extracorporeal shock wave therapy as a treatment for insertional Achilles
tendinopathy. Am J Sports Med. 2006 May;34(5):733-40.
9. Furia JP. [Extracorporeal shockwave therapy in the treatment of chronic insertional Achilles tendinopathy].
Orthopade. 2005 Jun;34(6):571-8. German.
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10. Maffulli G, Hemmings S, Maffulli N. Assessment of the Effectiveness of Extracorporeal Shock Wave
Therapy (ESWT) For Soft Tissue Injuries (ASSERT): An Online Database Protocol. Transl Med UniSa.
2014 Apr 8;10:46-51. eCollection 2014 Sep.
11. Giusti Guilherme, Penteado Fernando Travaglini, Santos João Baptista Gomes dos, Alves Maria Tereza de
Seixas, Faloppa Flávio. Efeito de ondas de choque na placa de crescimento de coelhos. Acta ortop.
bras. [Internet]. 2005 [cited 2016 Oct 17]; 13(1):31-34. Available from:
http://www.scielo.br/scielo.php?script=sci_arttext&pid=S141378522005000100008&lng=en.
12. Wang CJ, Huang HY, Pai CH. Shock wave-enhanced neovascularization at the tendon-bone junction: an
experiment in dogs. J Foot Ankle Surg. 2002 Jan-Feb;41(1):16-22.
13. Wang CJ, Wang FS, Yang KD, Weng LH, Hsu CC, Huang CS, Yang LC. Shock wave therapy induces
neovascularization at the tendon-bone junction. A study in rabbits. J Orthop Res. 2003 Nov;21(6):984-9.
14. Hsu RW, Hsu WH, Tai CL, Lee KF. Effect of shock-wave therapy on patellar tendinopathy in a rabbit
model. J Orthop Res. 2004 Jan;22(1):221-7.
15. Chen YJ, Wang CJ, Yang KD, Kuo YR, Huang HC, Huang YT, Sun YC, Wang FS. Extracorporeal shock
waves promote healing of collagenase-induced Achilles tendinitis and increase TGF-beta1 and IGF-I
expression. J Orthop Res. 2004 Jul;22(4):854-61.
16. Chen YJ, Kuo YR, Yang KD, Wang CJ, Huang HC, Wang FS. Shock wave application enhances pertussis
toxin protein-sensitive bone formation of segmental femoral defect in rats. J Bone Miner Res. 2003
Dec;18(12):2169-79.
17. Wang CJ, Chen HS, Chen CE, Yang KD. Treatment of nonunions of long bone fractures with shock waves.
Clin Orthop Relat Res. 2001 Jun;(387):95-101.
18. Mani-Babu S, Morrissey D, Waugh C, Screen H, Barton C. The effectiveness of extracorporeal shock wave
therapy in lower limb tendinopathy: a systematic review. Am J Sports Med. 2015 Mar;43(3):752-61. doi:
10.1177/0363546514531911. Epub 2014 May 9.
19. Hart L. Shock-wave treatment was more effective than eccentric training for chronic insertional achilles
tendinopathy. Clin J Sport Med. 2009 Mar;19(2):152-3. doi: 10.1097/01.jsm.0000347357.41069.27.
20. Rompe JD, Nafe B, Furia JP, Maffulli N. Eccentric loading, shock-wave treatment, or a wait-and-see policy
for tendinopathy of the main body of tendo Achillis: a randomized controlled trial. Am J Sports Med. 2007
Mar;35(3):374-83. Epub 2007 Jan 23. Erratum in: Am J Sports Med. 2007 Jul;35(7):1216.
21. Rompe JD, Furia J, Maffulli N. Eccentric loading versus eccentric loading plus shock-wave treatment for
midportion achilles tendinopathy: a randomized controlled trial. Am J Sports Med. 2009 Mar;37(3):463-70.
doi: 10.1177/0363546508326983. Epub 2008 Dec 15.
22. Notarnicola A, Moretti B. The biological effects of extracorporeal shock wave therapy (eswt) on tendon
tissue. Muscles Ligaments Tendons J. 2012 Jun 17;2(1):33-7. Print 2012 Jan.
23. Costa ML, Shepstone L, Donell ST, Thomas TL. Shock wave therapy for chronic Achilles tendon pain: a
randomized placebo-controlled trial. Clin Orthop Relat Res. 2005 Nov;440:199-204.
24. Rasmussen S, Christensen M, Mathiesen I, Simonson O. Shockwave therapy for chronic Achilles
tendinopathy: a double-blind, randomized clinical trial of efficacy. Acta Orthop. 2008 Apr;79(2):249-56.
doi: 10.1080/17453670710015058.
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25. Rompe JD, Furia J, Maffulli N. Eccentric loading compared with shock wave treatment for chronic
insertional achilles tendinopathy. A randomized, controlled trial. J Bone Joint Surg Am. 2008 Jan;90(1):52-
61. doi: 10.2106/JBJS.F.01494.
26. Mafi N, Lorentzon R, Alfredson H. Superior short-term results with eccentric calf muscle training
compared to concentric training in a randomized prospective multicenter study on patients with chronic
Achilles tendinosis. Knee Surg Sports Traumatol Arthrosc. 2001;9(1):42-7.
27. Fahlström M, Jonsson P, Lorentzon R, Alfredson H. Chronic Achilles tendon pain treated with eccentric
calf-muscle training. Knee Surg Sports Traumatol Arthrosc. 2003 Sep;11(5):327-33. Epub 2003 Aug 26.
28. Ohberg L, Alfredson H. Effects on neovascularisation behind the good results with eccentric training in
chronic mid-portion Achilles tendinosis? Knee Surg Sports Traumatol Arthrosc. 2004 Sep;12(5):465-70.
Epub 2004 Apr 2.
Ethics and Means of Dissemination
The Project is registered in the Clinical Trials database under the protocol number 8094833648737701
(NCT02757664) on 05/02/2016. Study approved by the University Ethics Committee under the number
1373481.
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SCHEDULE (Table1)
August 2015 November
2015
Marc
h
2016
May 2016 August
2016
Nove
mber
2016
Febru
ary
2017
May
2017
August 2017
Literature
consultation
Project
Development
Ethics
Committee
Submission
Starting
Patient
Recruiting
Data
Colle
ction
Data
collection
Registration
at Clinical
Trials
Database
Data
Collection
BMJ Open
Acess
Protocol
Publication
Protocol
Submissio
n for
Publication
in BMJ
Open
Acess
Journal
(IMPACT
FACTOR
2,27)
Data
collec
tion
Data
collec
tion
Data
collecti
on
Analysis of
Results
Reports
Dissertation
Drawing:
Fig1
Flow_Achilles
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Fig1_FlowAchilles
Study Flowchart
190x221mm (96 x 96 DPI)
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1
SPIRIT 2013 Checklist: Recommended items to address in a clinical trial protocol and related documents*
Section/item Item No
Description Addressed on page number
Administrative information
Title 1 Descriptive title identifying the study design, population, interventions, and, if applicable, trial acronym _____________
Trial registration 2a Trial identifier and registry name. If not yet registered, name of intended registry _____________
2b All items from the World Health Organization Trial Registration Data Set _____________
Protocol version 3 Date and version identifier _____________
Funding 4 Sources and types of financial, material, and other support _____________
Roles and responsibilities
5a Names, affiliations, and roles of protocol contributors _____________
5b Name and contact information for the trial sponsor _____________
5c Role of study sponsor and funders, if any, in study design; collection, management, analysis, and interpretation of data; writing of the report; and the decision to submit the report for publication, including whether they will have ultimate authority over any of these activities
_____________
5d Composition, roles, and responsibilities of the coordinating centre, steering committee, endpoint adjudication committee, data management team, and other individuals or groups overseeing the trial, if applicable (see Item 21a for data monitoring committee)
_____________
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2
Introduction
Background and rationale
6a Description of research question and justification for undertaking the trial, including summary of relevant studies (published and unpublished) examining benefits and harms for each intervention
_____________
6b Explanation for choice of comparators _____________
Objectives 7 Specific objectives or hypotheses _____________
Trial design 8 Description of trial design including type of trial (eg, parallel group, crossover, factorial, single group), allocation ratio, and framework (eg, superiority, equivalence, noninferiority, exploratory)
_____________
Methods: Participants, interventions, and outcomes
Study setting 9 Description of study settings (eg, community clinic, academic hospital) and list of countries where data will be collected. Reference to where list of study sites can be obtained
_____________
Eligibility criteria 10 Inclusion and exclusion criteria for participants. If applicable, eligibility criteria for study centres and individuals who will perform the interventions (eg, surgeons, psychotherapists)
_____________
Interventions 11a Interventions for each group with sufficient detail to allow replication, including how and when they will be administered
_____________
11b Criteria for discontinuing or modifying allocated interventions for a given trial participant (eg, drug dose change in response to harms, participant request, or improving/worsening disease)
_____________
11c Strategies to improve adherence to intervention protocols, and any procedures for monitoring adherence (eg, drug tablet return, laboratory tests)
_____________
11d Relevant concomitant care and interventions that are permitted or prohibited during the trial _____________
Outcomes 12 Primary, secondary, and other outcomes, including the specific measurement variable (eg, systolic blood pressure), analysis metric (eg, change from baseline, final value, time to event), method of aggregation (eg, median, proportion), and time point for each outcome. Explanation of the clinical relevance of chosen efficacy and harm outcomes is strongly recommended
_____________
Participant timeline 13 Time schedule of enrolment, interventions (including any run-ins and washouts), assessments, and visits for participants. A schematic diagram is highly recommended (see Figure)
_____________
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3
Sample size 14 Estimated number of participants needed to achieve study objectives and how it was determined, including clinical and statistical assumptions supporting any sample size calculations
_____________
Recruitment 15 Strategies for achieving adequate participant enrolment to reach target sample size _____________
Methods: Assignment of interventions (for controlled trials)
Allocation:
Sequence generation
16a Method of generating the allocation sequence (eg, computer-generated random numbers), and list of any factors for stratification. To reduce predictability of a random sequence, details of any planned restriction (eg, blocking) should be provided in a separate document that is unavailable to those who enrol participants or assign interventions
_____________
Allocation concealment mechanism
16b Mechanism of implementing the allocation sequence (eg, central telephone; sequentially numbered, opaque, sealed envelopes), describing any steps to conceal the sequence until interventions are assigned
_____________
Implementation 16c Who will generate the allocation sequence, who will enrol participants, and who will assign participants to interventions
_____________
Blinding (masking) 17a Who will be blinded after assignment to interventions (eg, trial participants, care providers, outcome assessors, data analysts), and how
_____________
17b If blinded, circumstances under which unblinding is permissible, and procedure for revealing a participant’s allocated intervention during the trial
_____________
Methods: Data collection, management, and analysis
Data collection methods
18a Plans for assessment and collection of outcome, baseline, and other trial data, including any related processes to promote data quality (eg, duplicate measurements, training of assessors) and a description of study instruments (eg, questionnaires, laboratory tests) along with their reliability and validity, if known. Reference to where data collection forms can be found, if not in the protocol
_____________
18b Plans to promote participant retention and complete follow-up, including list of any outcome data to be collected for participants who discontinue or deviate from intervention protocols
_____________
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4
Data management 19 Plans for data entry, coding, security, and storage, including any related processes to promote data quality (eg, double data entry; range checks for data values). Reference to where details of data management procedures can be found, if not in the protocol
_____________
Statistical methods 20a Statistical methods for analysing primary and secondary outcomes. Reference to where other details of the statistical analysis plan can be found, if not in the protocol
_____________
20b Methods for any additional analyses (eg, subgroup and adjusted analyses) _____________
20c Definition of analysis population relating to protocol non-adherence (eg, as randomised analysis), and any statistical methods to handle missing data (eg, multiple imputation)
_____________
Methods: Monitoring
Data monitoring 21a Composition of data monitoring committee (DMC); summary of its role and reporting structure; statement of whether it is independent from the sponsor and competing interests; and reference to where further details about its charter can be found, if not in the protocol. Alternatively, an explanation of why a DMC is not needed
_____________
21b Description of any interim analyses and stopping guidelines, including who will have access to these interim results and make the final decision to terminate the trial
_____________
Harms 22 Plans for collecting, assessing, reporting, and managing solicited and spontaneously reported adverse events and other unintended effects of trial interventions or trial conduct
_____________
Auditing 23 Frequency and procedures for auditing trial conduct, if any, and whether the process will be independent from investigators and the sponsor
_____________
Ethics and dissemination
Research ethics approval
24 Plans for seeking research ethics committee/institutional review board (REC/IRB) approval _____________
Protocol amendments
25 Plans for communicating important protocol modifications (eg, changes to eligibility criteria, outcomes, analyses) to relevant parties (eg, investigators, REC/IRBs, trial participants, trial registries, journals, regulators)
_____________
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5
Consent or assent 26a Who will obtain informed consent or assent from potential trial participants or authorised surrogates, and how (see Item 32)
_____________
26b Additional consent provisions for collection and use of participant data and biological specimens in ancillary studies, if applicable
_____________
Confidentiality 27 How personal information about potential and enrolled participants will be collected, shared, and maintained in order to protect confidentiality before, during, and after the trial
_____________
Declaration of interests
28 Financial and other competing interests for principal investigators for the overall trial and each study site _____________
Access to data 29 Statement of who will have access to the final trial dataset, and disclosure of contractual agreements that limit such access for investigators
_____________
Ancillary and post-trial care
30 Provisions, if any, for ancillary and post-trial care, and for compensation to those who suffer harm from trial participation
_____________
Dissemination policy 31a Plans for investigators and sponsor to communicate trial results to participants, healthcare professionals, the public, and other relevant groups (eg, via publication, reporting in results databases, or other data sharing arrangements), including any publication restrictions
_____________
31b Authorship eligibility guidelines and any intended use of professional writers _____________
31c Plans, if any, for granting public access to the full protocol, participant-level dataset, and statistical code _____________
Appendices
Informed consent materials
32 Model consent form and other related documentation given to participants and authorised surrogates _____________
Biological specimens
33 Plans for collection, laboratory evaluation, and storage of biological specimens for genetic or molecular analysis in the current trial and for future use in ancillary studies, if applicable
_____________
*It is strongly recommended that this checklist be read in conjunction with the SPIRIT 2013 Explanation & Elaboration for important clarification on the items. Amendments to the protocol should be tracked and dated. The SPIRIT checklist is copyrighted by the SPIRIT Group under the Creative Commons “Attribution-NonCommercial-NoDerivs 3.0 Unported” license.
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SHOCK WAVE THERAPY, ASSOCIATED TO ECCENTRIC
STRENGTHENING VERSUS ISOLATED ECCENTRIC
STRENGTHENING FOR ACHILLES INSERTIONAL
TENDINOPATHY TREATMENT: A DOUBLE BLINDED
RANDOMIZED CLINICAL TRIAL PROTOCOL
Journal: BMJ Open
Manuscript ID bmjopen-2016-013332.R3
Article Type: Protocol
Date Submitted by the Author: 14-Dec-2016
Complete List of Authors: Mansur, Nacime; Universidade Federal de Sao Paulo, Orthopaedics Faloppa, Flavio; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Belloti, João ; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Ingham, Sheila; Universidade Federal de Sao Paulo, Orthopaedics Matsunaga, Fabio; Federal University of São Paulo (UNIFESP/EPM), Orthopedics and Traumatology - Division of Hand Surgery and Upper Limb Santos, Paulo; Universidade Federal de Sao Paulo, Orthopaedics Santos, Bruno; Universidade Federal de Sao Paulo, Orthopaedics Carrazzone, Oreste; Universidade Federal de Sao Paulo, Orthopaedics Peixoto, Gabriel; Universidade Federal de Sao Paulo, Orthopaedics Ayoama, Bruno; Universidade Federal de Sao Paulo, Orthopaedics Tamaoki, Marcel Jun; Universidade Federal de Sao Paulo, Orthopaedics
<b>Primary Subject Heading</b>:
Evidence based practice
Secondary Subject Heading: Sports and exercise medicine, Research methods, Rehabilitation medicine, Public health, Occupational and environmental medicine
Keywords: achilles, tendinopathy, insertional, shock wave, Foot & ankle < ORTHOPAEDIC & TRAUMA SURGERY, eccentric
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NACIME SALOMÃO BARBACHAN MANSUR
SHOCK WAVE THERAPHY, ASSOCIATED TO ECCENTRIC STRENGTHENING VERSUS ISOLATED ECCENTRIC STRENGTHENING FOR ACHILLES INSERTIONAL TENDINOPATHY TREATMENT: A DOUBLE BLINDED RANDOMIZED CLINICAL TRIAL PROTOCOL.
Nacime Salomão Barbachan Mansur
Flávio Faloppa
João Carlos Belloti
Sheila J. McNeill Ingham
Fabio Teruo Matsunaga
Paulo Roberto Dias dos Santos
Bruno Schiefer dos Santos
Oreste Lemos Carrazzone
Gabriel Peixoto
Bruno Takeshi Aoyama
Marcel Jun Sugawara Tamaoki
Project submitted to government funding [CNPq (Conselho Nacional de Pesquisa – National Research Council under the protocol number 8094833648737701)].
Registered in the Clinical Trials database under the protocol number 8094833648737701 (NCT02757664) on 05/02/2016.
Study being conducted in São Paulo Federal University (UNIFESP), São Paulo – SP, Brazil.
Version: ENG_Insertional Shock Wave Protocol_14_Dez16_REVIEWED_3
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SHOCK WAVE THERAPHY, ASSOCIATED TO ECCENTRIC STRENGTHENING VERSUS ISOLATED ECCENTRIC STRENGTHENING FOR ACHILLES INSERTIONAL TENDINOPATHY TREATMENT: A DOUBLE BLINDED RANDOMIZED CLINICAL TRIAL PROTOCOL.
Abstract
Background: There is no consensus regarding the treatment of Achilles insertional tendinopathies.
Eccentric training remains the main choice in the conservative treatment of this illness; however, the good results in the management of non-insertional Achilles tendinopathy were not replicated in the insertional condition. Low energy shock wave therapy has been described as an alternative to these patients, but has yet to be empirically tested.
Hypothesis: Shock wave therapy, adjunctive to eccentric strengthening protocol, will improve measures of pain and function.
Design: Double blind, placebo-controlled, parallel groups, randomized clinical trial.
Materials and Methods: Nine-three patients with a diagnosis of chronic insertional tendinopathy, referred from primary or secondary health care services, will be assessed and enrolled in this study. They will be divided in two groups (randomized by sequentially numbered identical envelopes, which will be
administered serially to participants), one containing the combination of low energy shock wave and eccentric exercises, as treatment, and the other comprehending the exercises and the placebo treatment (an apparatus placed in the therapeutic head). The assessments will occur in 2, 4, 6, 12 and 24 weeks. Patients will be evaluated primarily by the Victorian Institute of Sport Assessment-Achilles questionnaire (VISA-A) and secondarily by the Visual Analogue Scale (VAS), Algometry, the American Orthopedic
Foot and Ankle Society (AOFAS) scale, the Foot and Ankle Outcome Score (FAOS) and the 12 Item Short Form Health Survey (SF-12). We will use Comparison of Two Proportions via relative frequency analysis, the Pearson Correlation the Chi-Square test and the ANOVA for statistical analyses.
Discussion: This study intends to demonstrate if the association of the eccentric exercise program with the shock wave therapy can produce good results regarding the treatment of the Achilles insertional tendinopathy. In an attempt to prevent the high costs and complications associated with the surgical intervention, we will try to prove this combination as a viable therapeutic option in the conservative management of this prevalent condition. The strengths of the study are the design and the novelty of the combination of methods. The main limitation is the short follow-up course.
Ethics and Dissemination: The study is registered in the Clinical Trials database (protocol number: 8094833648737701) and was approved by the University Ethics Committee (number: 1373481).
Strengths and Limitations
The strengths of the study:
• Study design is ideal for treatment recommendations.
• Combination of methods novelty.
• Previous sample size calculation.
• Double blinded design minimizing benchmarking bias.
• Trial registration.
• Previous protocol publication minimizing publication bias.
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The main limitations:
• Short follow-up course limiting the crosscheck of long-term effects and complications.
• Single centre study decreasing external validation.
1. Introduction
Calcaneus tendinopathy can be classified according to its anatomic site, as insertional and non-
insertional tendinopathy. It is characterized by intratendinous degenerations, secondary to low grade
inflammatory signs and erratic biological healing.1-3
The insertional tendinopathy occurs in the Achilles
attachment to the tuberosity of the calcaneus bone and up to 2 cm proximal to the tuberosity. It is generally
associated with a traction enthesophyte (upper spur), Haglund deformity (pump bump) and with pre- and retro-
achilles bursitis. The diagnosis is made based on clinical evaluation; ancillary tests, such as X-Ray and Ultra
Sound, are done only to confirm the lesion and to exclude differential diagnoses (stress fractures, tumours). The
clinical diagnosis consists of checking the level of pain via palpation of the tendinous insertion region in the
calcaneus bone (and up to 2cm around this region). The occurrence of volume increase and mild hyperemia also
supports the diagnosis. 1-4
Historically, the condition´s initial treatment is based on eccentric strengthening of the tendon. Results
for non-insertional tendinopathy are encouraging, with an 82% success rate when analysing return to previous
activities. 5,6 However, evidence indicates that eccentric strengthening for insertional tendinopathy produced a
rate of improvement ranging between 32 and 67% of the patients. 2-4 Within this context, shock wave therapy
has been proposed as a viable option, in case of failure of the conservative treatment and prior to referral to
surgery. 7-9 Over the last 30 years, extracorporeal shock waves have been safely and efficiently used in the
treatment of various pathological conditions.10,11
Extracorporeal shock wave lithotripsy (ESWL), for example, is
a well-established treatment for urological pathologies. More recently, low 12-14 and high 14,15 energy shock
waves therapies are being used in the treatment of pseudo-arthrosis 16,17
and several types of tendinopathy with
prominent results. 18-21
Accumulating evidence indicates that the use of shock waves induces neovascularisation and release of
angiogenic markers by the recruitment of mesenchymal stem cells. 12,13,22
The molecular mechanism explaining
how the shock wave produces these consequences is yet to be determined. 15,17 Neovascularisation improves
blood irrigation, which, in its turn, contributes to tissue regeneration in the tendon-bone junction. Separate lines
of inquiry suggested that shock wave therapy, relative to placebo therapies, induces a higher increase of
mechanical resistance and concentration of markers of collagen synthesis (i.e. hydroxiproline and pyridinoline),
which are important components of the healing process. 12,14,16
Clinically, few complications are associated to shock waves. The most frequently reported is a regional
transitory hyperaemia. 7 Few patients (5%) report having pain after high energy shock wave application, which
normally ceases at the end of the treatment. 8 Tendon rupture was described in the literature in only one study
23 ,
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that showed 2 cases of older patients in a population of 49 cases. The authors couldn’t find a true relation
between the therapy and the events. Rasmussem et al 24 has done a randomized clinical trial with 48 patients and
12 months of follow-up, comparing the use of radial shock wave therapy in patients after 4 weeks of
conservative treatment, including stretching and strengthening, with the placebo. Superior results regarding pain
and function were shown in the group that received the intervention. Kearney et al 4 did a systematic review of
the literature, looking for evidences concerning the calcaneus insertional tendinopathy treatment. They found
only one paper 8 with the utilization of the high energy therapy, and, nevertheless, the work was criticized by the
small sample and the methodology inconsistencies.
Shock wave therapy has been progressively more studied. Recent evidence has indicated that this
technique is a promising option for the management of chronic insertional tendinopathy; however, the evidence
is still insufficient to inform a consensus regarding the indication of this treatment in this very frequent
condition.9,19,25
Herein, our objective is to evaluate the effectiveness of low energy shock wave therapy
associated to an eccentric strengthening protocol, and compare it to eccentric strengthening associated to
placebo, using the function by Victorian Institute of Sports Assessment-Achilles (VISA-A). The primary
hypothesis is that adjunctive shock wave therapy will mitigate pain and improve function as compared to
placebo.
2. Material and Method
2.1 Design, setting and recruitment (Fig1_Flow_Achilles)
This will be a double blind, placebo-controlled, parallel groups, randomized clinical trial. The study
will be conducted at Hospital São Paulo, a tertiary, teaching hospital fully affiliated with the Universidade
Federal de São Paulo (UNIFESP), in the Orthopedics and Traumatology Department (DOT) at the Centre of
Tissue Research and Regeneration (CPRT).
Participants will be enrolled at the CPRT, which provide assessment and treatment to approximately 10
(ten) new patients with chronic insertional tendinopathy per week. They will be referred by local orthopaedist
doctors or health professionals. The information to these physicians will be delivered by e-mail addressed
directly to them, as well as via posters exhibited in places containing orthopaedic medical care (outpatient clinic,
emergency room).
2.2 Inclusion Criteria
• Individuals must be older than 18 and younger than 65 years of age, both genders;
• Participants must be experiencing pain symptoms in the calcaneus tendon insertion region over the last
three months;
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• Clinical diagnosis of chronic insertional tendinopathy, defined as presence of pain at palpation of the
tendinous insertion region in the calcaneus bone (and up to 2cm around this region); and the occurrence
of increased regional volume, associated to findings of tendinopathy in the ultrasound.
2.3 Exclusion Criteria
• Previous surgery involving the affected foot or ankle;
• History or documented evidence of autoimmune or peripheral vascular diseases;
• History or documented evidence of peripheral neuropathy (nervous compression syndrome, tarsal
tunnel syndrome) or systemic inflammatory disease a (rheumatoid arthritis, spondylitis, Reiter
Syndrome, etc.);
• Non-Insertional or mixed tendinopathy (insertional and non-insertional);
• Previous infiltration in the affected tendon over the six months preceding the initial assessment;
• Beginning of the present pain, due to a trauma;
• Pregnancy;
• Any condition that represents a contraindication of the proposed therapies;
• Impossibility or incapacity to sign the informed Consent Form;
• History or documented evidence of blood coagulation disorders (including treatment with anti-
coagulants, but excluding aspirin);
• Use of heart pacemaker;
• Presence of infectious process (superficial on skin and cellular tissue, or deep in the bone) in the
region to be treated;
2.4 Sampling
The sampling calculation is based on the studies of Rompe et al 21 and Sayana et al
6; and considers an
estimated effect size of 3.3, a standard deviation of 16.2 and (sampling error of 5%). It was calculated
considering 93 patients divided in two groups in a randomized way, estimating that 41 evaluable subjects per
treatment arm will have better than 80% power to detect a difference in results between the shock-wave and the
placebo subjects at a level of 5% significance As we expected a 10% loss in the follow-up, based in other
clinical studies, we plan to include an extra 10% of participants, totalizing 51 patients per group.
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2.5 Procedures
A written, signed and dated informed consent will be obtained from the subject before any study-
related procedures are performed. The patients will have to fill out an initial questionnaire in order to be enrolled
(Attachment 1). After that, the assistant doctor will do the physical diagnostic examination. Then, Ultrasound
and X-rays procedures will take place, in order to complete the diagnostic assessment. The patient will be
included in the protocol and duly randomized after the diagnostic confirmation is done via anamnesis and
physical examination, and also after completion of supplementary tests, and fulfilment of all the inclusion
criteria and non-adequacy to the exclusion criteria.
The randomization sequence will be generated via computing software
(http://www.randomizer.org/form.htm), producing a list from 1 – x, and each number will be related to a sole
treatment method. We will do a randomization with interchanged blocks, with the same number of patients in
each group.
Each non-transparent, opaque, sealed envelope, numbered from 1 to 104, will contain either a paper
with the word “physiotherapy” or with the words “physiotherapy and shock wave”. Each treatment method will
have the same number of envelopes. The patients will be initially assessed individually, being randomized and
allocated in the same way. The intervention procedures will be the same, with the same positioning and
preparations, but differing regarding the existence of a support at the applicator head of the shock wave
apparatus in the group of patients without shock wave.
Neither the patient nor the evaluator doctor will have access to the protocol test applied to each patient,
and the shock wave (or the placebo) will be conducted by a different physician. The patients in the placebo
group will receive an apparatus´ therapeutic head with the support that impedes the shock wave propagation
directly on the appliance field. This will prevent the insertional region to receive any healing stimulus. Patients
will still be able to hear the equipment shock wave noise and feel the tremble provoked by machine in contact
with the heel.
2.6 Intervention
2.6.1 Utilization of shock waves
1) Period from diagnosis to intervention: up to 1 week.
2) Patient will be lying on the stretcher in the supine position; barefooted, with ear muffs, the feet towards
the shock wave apparatus.
3) The procedure region will be marked with ink (tendon insertion: the point with highest local bulging or
the penultimate transversal crease of the skin in the region.)
4) US gel will be applied on the region that will receive the shock wave;
5) Radial shock waves will be applied with a BLT600 equipment (BTL Medical Technologies - Canada),
the intensity being 2000 to 3000 pulses, 7 to 10Hz of frequency, and 1,5 a 2,5Bar of intensity per
application.
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6) Shock waves will be applied on the first day of treatment (D0) as described above, then repeated on the
second week after the first intervention (2nd week) and four weeks after the first intervention (4th
week).
2.6.2 Group without Shock wave
1) Period from diagnosis to intervention: up to 1 week.
2) Patient lying on the stretcher in the supine position; barefooted, with ear muffs, the feet towards the
shock wave apparatus.
3) Localization of the procedure region, marking it with ink (tendon insertion: the point with highest local
bulging or the second last transversal crease of the skin in the region.)
4) Appliance of US gel on the region that will receive the shock wave;
5) Placing of the apparatus´ therapeutic head with the support that impedes the shock wave propagation
directly on the appliance field.
6) Appliance of radial shock waves with the BLT600 equipment (BTL Medical Technologies - Canada),
the intensity being 2000 to 3000 pulses, 7 to 10Hz of frequency, and 1,5 a 2,5Bar of intensity per
application.
7) Appliance on the first day of treatment (D0) as described above, repeated on the second week after the
first intervention (2nd week) and four weeks after the first intervention (4th week).
2.6.3 Eccentric Exercises
The groups will be submitted to the Alfredson eccentric strengthening protocol 26-28
for 12 weeks,
starting on the same day of the first appliance. The exercises will be shown to the patients by the assistant
doctor, and a booklet (Attachment 2) will be handed out, with detailed explanation concerning the protocol to be
followed. The patient will practice the exercises standing on ground level, starting from a flexed ankle position
(tiptoes). Participants will do exercises of passive ankle extension (dorsiflexion), three series of 15 repetitions,
with the knee stretched, and three series of 15 repetitions with the knee flexed by 20 degrees. The eccentric
stage (downwards) of the movement will be done slowly, while the patient contracts the muscles and increases
the distance between attachment and insertion points. This must be performed only with the affected member,
until its heel reaches the terrain level. The concentric stage (upwards) will be done only with the non-affected
member. In case the pathology involves the two members, the patient will use the upper members to help the
practice in the concentric stage. The patients will be encouraged to increase the load with 5kg load weights
placed in a backpack which the patient will wear to practice the exercise. The load increase is done as long as
the exercise gets painless to the patient. The objective´s fulfilment and the quality of the exercise are indicated
by the discomfort felt on that region after the performance of the series.
The patients cannot perform their base sports activities during the first eight weeks of training. After
the fourth week they will be free to run on a flat incline, to do biking and water activities that do not generate
painful symptoms. After the eighth week they will be permitted to gradually re-start the sports activities that
they used to perform previously, as long as they are not feeling any pain. The strengthening execution, the
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intensification process, as well as the engagement in the treatment will be checked during the return to repeat the
appliances; and during the follow-up with the doctor. To increase adhesion to intervention protocol, hand-outs
with tables containing dates to be indicated concerning the days the patient executes the protocol´s exercises;
also with blank spaces for notes about the use of medication or occurred complications.
2.6.4 Adjuvant therapies
Both groups will be submitted to the same post intervention care program, and they will be advised to
use the following adjuvant therapies according to the intensity of their symptoms:
Cryotherapy
Every patient will be oriented to perform cold compresses on the tendon insertional region three times a
day, during 20 minutes, with at least two hours of interval between them.
Pain Killers
Level 1:
• Dipyrone 1g every 6 hours, in case of pain, or
• Paracetamol 750mg every 6 hours
Level 2 (in case the pain does not diminish with level 1):
• Tramadol 50mg every 6 hours, in case of pain, or
• Codeine 30mg every 6 hours, in case of pain.
The patient must present, at each visit to the doctor, the daily annotation concerning the used sedative
medication In case the pain increases right after any of the established treatments, the patient will be permitted
to take analgesics (group 1) during a period of 5 days. The medication will be supplied to the patient after the
intervention, with the respective orientation concerning its use. After the period of five days of sedation, in case
the pain persists, the patient will be reassessed, to check the necessity of changing the medication (group 2). If
after the second assessment (with six weeks) the pain is stronger than in the initial painful stage (previous to the
treatment) the patient will have the option of either changing the treatment or being excluded from the study.
2.7 Primary outcome
• Visa-A Score
Significant increase of the studied group´s score in comparison to the pre-intervention scores.
2.8 Secondary outcome
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• EVA
• AOFAS
• FAOS
• SF-12
• Algometry (pain threshold and VAS with 3kg)
2.9 Subject Discontinuation
Subjects may be discontinued from the study participation at any time. Reasons for discontinuation
include:
1. Voluntary discontinuation by the subject without prejudice to further treatment.
2. Development of Complex Regional Pain Syndrome or any huge inflammatory response. Achilles tendon
rupture (all of them are going to be considered failure).
3. Pain and function severe impairment.
2.10 Strategies to Increase Adhesion to Intervention Protocols
Hand-outs with tables containing dates to be indicated concerning the days the patient executes the
protocol´s exercises and also holding blank spaces for notes about the use of medication or occurred
complications.
2.11 Statistical Analysis:
Primary analysis will be performed on the intention-to-treat population (all subjects with at least one
study intervention and one post-baseline efficacy assessment). The primary point for analyses of efficacy will be
week 24. The Mixed-Model for Repeated Measures method will be used to impute missing data for subjects
who discontinue during the study. The primary efficacy measure will be change from baseline to study endpoint
on the Visa-A Score, which will be analysed with a repeated measures t-test. Subsequently, repeated measures
MANCOVA will be administered to test for co-variations and main effects. The significance level will be set at
a p-value < 0.05.
Discussion
Insertional Achilles tendinopathy is a common condition, affecting both athletes and the sedentary
population. Its etiology is related to a poor biological body response after micro lesions to the tendon (occurring
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during training or in a daily usual activity). Degenerative changes and a low inflammatory reaction are the
characteristics of these tissues, revealing a low healing response to injury. This illness normally induces patients
to look for medical care due pain, function impairment and decrease in athletic performance. Approximately
16% of the active individuals end up abandoning their sports activities in consequence of this disorder.
The traditional initial treatment of choice is non-surgical, comprehending modalities such as physical
therapy and exercises. Yet, this approach has not produced encouraging results over the last years and currently
there is still no standard conservative treatment for Achilles insertional tendinopathy. Whereas the eccentric
strengthening program is one of the clinicians preferred modalities of treatment, it has not lead to the same good
results as in other tendon locations. This scenario contributed to the increase in the number of surgeries
performed for this illness in the past decades. Procedures that are not excused from high costs and possible
complications, such as wound dehiscence, infection, nerve damage and tendon rupture.
Several alternatives to the classical treatment (e.g. infiltration, electro-stimulation, sclerotherapy,
among others) have been considered, in order to stimulate healing stimulus to the degenerated tendon. The low
success rates have provided the impetus to explore practical and cheaper ways to induce the adequate reparation
conditions. By stimulus of soft tissue healing in behalf of angiogenesis enhancing and diffusion of cytokine
molecules, this treatment has become a reliable option in the approach of this illness.
While isolated shock wave treatment has shown encouraging results during the past years, they were
not definitive. Adjuvant administration of the Alfredson protocol proved to be a trustworthy combination in the
non-insertional presentation of this disorder in a recent study. The technical composition of shock wave and
tendon´s eccentric strengthening can be the answer to patient´s improvement in the Achilles insertional
tendinopathy, with the additional benefit of avoiding the complications and high costs associated with the
surgical treatment.
Contributorship statement Nacime Salomão Barbachan Mansur: main researcher.
Literature revision, writing, paper submissions, patient recruiting, study design and data collecting.
+5511994500853
Ambulatório de Ondas de Choque da UNIFESP - Centro de Traumatologia do Esporte
Rua Estado de Israel 636, Vila Clementino, São Paulo – SP
Flávio Faloppa: co-orientation and study design.
João Carlos Belloti: co-orientation and study design.
Sheila J. McNeill Ingham: co-orientation, writing and study design.
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Fabio Teruo Matsunaga: co-orientation, writing and data collecting.
Paulo Roberto Dias dos Santos: shock-wave application and implementation.
Bruno Schiefer dos Santos: shock-wave application and implementation.
Oreste Lemos Carrazzone: literature revision, writing.
Gabriel Peixoto: Visa-A translation to Portuguese and implementation.
Bruno Takeshi Aoyama: medical student enrolled in the project. Implementation and data collecting.
Marcel Jun Sugawara Tamaoki: main orientation. Literature revision, writing, study design and paper
submissions.
All authors contributed to refinement of the study protocol and approved the final manuscript.
Study being conducted in São Paulo Federal University (UNIFESP), São Paulo – SP, Brazil.
Orthopedic and Traumatology Department.
783 Borges Lagoa St, 5th Floor, Vila Clementino, São Paulo – SP.
Tel.: (+5511) 5576.4848 | VOIP – 3009/ 1434/2910/2887/2909
(Table1)
Competing Interests
All authors have completed the ICMJE uniform disclosure form
at www.icmje.org/coi_disclosure.pdf and declare no support from any organization for the submitted work; no
financial relationships with any organizations that might have an interest in the submitted work in the previous
three years; no other relationships or activities that could appear to have influenced the submitted work.
References
1. Den Hartog BD. Insertional Achilles tendinosis: pathogenesis and treatment. Foot Ankle Clin. 2009
Dec;14(4):639-50. doi: 10.1016/j.fcl.2009.08.005.
2. Irwin TA. Current concepts review: insertional achilles tendinopathy. Foot Ankle Int. 2010 Oct;31(10):933-
9. doi: 10.3113/FAI.2010.0933.
3. Magnan B, Bondi M, Pierantoni S, Samaila E. The pathogenesis of Achilles tendinopathy: a systematic
review. Foot Ankle Surg. 2014 Sep;20(3):154-9. doi: 10.1016/j.fas.2014.02.010. Epub 2014 Mar 12.
4. Kearney R, Costa ML. Insertional achilles tendinopathy management: a systematic review. Foot Ankle Int.
2010 Aug;31(8):689-94. doi: 10.3113/FAI.2010.0689.
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5. Sussmilch-Leitch SP, Collins NJ, Bialocerkowski AE, Warden SJ, Crossley KM. Physical therapies for
Achilles tendinopathy: systematic review and meta-analysis. J Foot Ankle Res. 2012 Jul 2;5(1):15. doi:
10.1186/1757-1146-5-15.
6. Sayana MK, Maffulli N. Eccentric calf muscle training in non-athletic patients with Achilles tendinopathy.
J Sci Med Sport. 2007 Feb;10(1):52-8. Epub 2006 Jul 7.
7. Al-Abbad H, Simon JV. The effectiveness of extracorporeal shock wave therapy on chronic achilles
tendinopathy: a systematic review. Foot Ankle Int. 2013 Jan;34(1):33-41. doi: 10.1177/1071100712464354.
8. Furia JP. High-energy extracorporeal shock wave therapy as a treatment for insertional Achilles
tendinopathy. Am J Sports Med. 2006 May;34(5):733-40.
9. Furia JP. [Extracorporeal shockwave therapy in the treatment of chronic insertional Achilles tendinopathy].
Orthopade. 2005 Jun;34(6):571-8. German.
10. Maffulli G, Hemmings S, Maffulli N. Assessment of the Effectiveness of Extracorporeal Shock Wave
Therapy (ESWT) For Soft Tissue Injuries (ASSERT): An Online Database Protocol. Transl Med UniSa.
2014 Apr 8;10:46-51. eCollection 2014 Sep.
11. Giusti Guilherme, Penteado Fernando Travaglini, Santos João Baptista Gomes dos, Alves Maria Tereza de
Seixas, Faloppa Flávio. Efeito de ondas de choque na placa de crescimento de coelhos. Acta ortop.
bras. [Internet]. 2005 [cited 2016 Oct 17]; 13(1):31-34. Available from:
http://www.scielo.br/scielo.php?script=sci_arttext&pid=S141378522005000100008&lng=en.
12. Wang CJ, Huang HY, Pai CH. Shock wave-enhanced neovascularization at the tendon-bone junction: an
experiment in dogs. J Foot Ankle Surg. 2002 Jan-Feb;41(1):16-22.
13. Wang CJ, Wang FS, Yang KD, Weng LH, Hsu CC, Huang CS, Yang LC. Shock wave therapy induces
neovascularization at the tendon-bone junction. A study in rabbits. J Orthop Res. 2003 Nov;21(6):984-9.
14. Hsu RW, Hsu WH, Tai CL, Lee KF. Effect of shock-wave therapy on patellar tendinopathy in a rabbit
model. J Orthop Res. 2004 Jan;22(1):221-7.
15. Chen YJ, Wang CJ, Yang KD, Kuo YR, Huang HC, Huang YT, Sun YC, Wang FS. Extracorporeal shock
waves promote healing of collagenase-induced Achilles tendinitis and increase TGF-beta1 and IGF-I
expression. J Orthop Res. 2004 Jul;22(4):854-61.
16. Chen YJ, Kuo YR, Yang KD, Wang CJ, Huang HC, Wang FS. Shock wave application enhances pertussis
toxin protein-sensitive bone formation of segmental femoral defect in rats. J Bone Miner Res. 2003
Dec;18(12):2169-79.
17. Wang CJ, Chen HS, Chen CE, Yang KD. Treatment of nonunions of long bone fractures with shock waves.
Clin Orthop Relat Res. 2001 Jun;(387):95-101.
18. Mani-Babu S, Morrissey D, Waugh C, Screen H, Barton C. The effectiveness of extracorporeal shock wave
therapy in lower limb tendinopathy: a systematic review. Am J Sports Med. 2015 Mar;43(3):752-61. doi:
10.1177/0363546514531911. Epub 2014 May 9.
19. Hart L. Shock-wave treatment was more effective than eccentric training for chronic insertional achilles
tendinopathy. Clin J Sport Med. 2009 Mar;19(2):152-3. doi: 10.1097/01.jsm.0000347357.41069.27.
20. Rompe JD, Nafe B, Furia JP, Maffulli N. Eccentric loading, shock-wave treatment, or a wait-and-see policy
for tendinopathy of the main body of tendo Achillis: a randomized controlled trial. Am J Sports Med. 2007
Mar;35(3):374-83. Epub 2007 Jan 23. Erratum in: Am J Sports Med. 2007 Jul;35(7):1216.
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21. Rompe JD, Furia J, Maffulli N. Eccentric loading versus eccentric loading plus shock-wave treatment for
midportion achilles tendinopathy: a randomized controlled trial. Am J Sports Med. 2009 Mar;37(3):463-70.
doi: 10.1177/0363546508326983. Epub 2008 Dec 15.
22. Notarnicola A, Moretti B. The biological effects of extracorporeal shock wave therapy (eswt) on tendon
tissue. Muscles Ligaments Tendons J. 2012 Jun 17;2(1):33-7. Print 2012 Jan.
23. Costa ML, Shepstone L, Donell ST, Thomas TL. Shock wave therapy for chronic Achilles tendon pain: a
randomized placebo-controlled trial. Clin Orthop Relat Res. 2005 Nov;440:199-204.
24. Rasmussen S, Christensen M, Mathiesen I, Simonson O. Shockwave therapy for chronic Achilles
tendinopathy: a double-blind, randomized clinical trial of efficacy. Acta Orthop. 2008 Apr;79(2):249-56.
doi: 10.1080/17453670710015058.
25. Rompe JD, Furia J, Maffulli N. Eccentric loading compared with shock wave treatment for chronic
insertional achilles tendinopathy. A randomized, controlled trial. J Bone Joint Surg Am. 2008 Jan;90(1):52-
61. doi: 10.2106/JBJS.F.01494.
26. Mafi N, Lorentzon R, Alfredson H. Superior short-term results with eccentric calf muscle training
compared to concentric training in a randomized prospective multicenter study on patients with chronic
Achilles tendinosis. Knee Surg Sports Traumatol Arthrosc. 2001;9(1):42-7.
27. Fahlström M, Jonsson P, Lorentzon R, Alfredson H. Chronic Achilles tendon pain treated with eccentric
calf-muscle training. Knee Surg Sports Traumatol Arthrosc. 2003 Sep;11(5):327-33. Epub 2003 Aug 26.
28. Ohberg L, Alfredson H. Effects on neovascularisation behind the good results with eccentric training in
chronic mid-portion Achilles tendinosis? Knee Surg Sports Traumatol Arthrosc. 2004 Sep;12(5):465-70.
Epub 2004 Apr 2.
Ethics and Means of Dissemination
The Project is registered in the Clinical Trials database under the protocol number 8094833648737701
(NCT02757664) on 05/02/2016. Study approved by the University Ethics Committee under the number
1373481.
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SCHEDULE (Table1)
August 2015 November
2015
Marc
h
2016
May 2016 August
2016
Nove
mber
2016
Febru
ary
2017
May
2017
August 2017
Literature
consultation
Project
Development
Ethics
Committee
Submission
Starting
Patient
Recruiting
Data
Colle
ction
Data
collection
Registration
at Clinical
Trials
Database
Data
Collection
BMJ Open
Acess
Protocol
Publication
Protocol
Submissio
n for
Publication
in BMJ
Open
Acess
Journal
(IMPACT
FACTOR
2,27)
Data
collec
tion
Data
collec
tion
Data
collecti
on
Analysis of
Results
Reports
Dissertation
Drawing:
Fig1
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Flow_Achilles
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Fig1_FlowAchilles
Study Flowchart
190x221mm (96 x 96 DPI)
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1
SPIRIT 2013 Checklist: Recommended items to address in a clinical trial protocol and related documents*
Section/item Item No
Description Addressed on page number
Administrative information
Title 1 Descriptive title identifying the study design, population, interventions, and, if applicable, trial acronym _____________
Trial registration 2a Trial identifier and registry name. If not yet registered, name of intended registry _____________
2b All items from the World Health Organization Trial Registration Data Set _____________
Protocol version 3 Date and version identifier _____________
Funding 4 Sources and types of financial, material, and other support _____________
Roles and responsibilities
5a Names, affiliations, and roles of protocol contributors _____________
5b Name and contact information for the trial sponsor _____________
5c Role of study sponsor and funders, if any, in study design; collection, management, analysis, and interpretation of data; writing of the report; and the decision to submit the report for publication, including whether they will have ultimate authority over any of these activities
_____________
5d Composition, roles, and responsibilities of the coordinating centre, steering committee, endpoint adjudication committee, data management team, and other individuals or groups overseeing the trial, if applicable (see Item 21a for data monitoring committee)
_____________
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2
Introduction
Background and rationale
6a Description of research question and justification for undertaking the trial, including summary of relevant studies (published and unpublished) examining benefits and harms for each intervention
_____________
6b Explanation for choice of comparators _____________
Objectives 7 Specific objectives or hypotheses _____________
Trial design 8 Description of trial design including type of trial (eg, parallel group, crossover, factorial, single group), allocation ratio, and framework (eg, superiority, equivalence, noninferiority, exploratory)
_____________
Methods: Participants, interventions, and outcomes
Study setting 9 Description of study settings (eg, community clinic, academic hospital) and list of countries where data will be collected. Reference to where list of study sites can be obtained
_____________
Eligibility criteria 10 Inclusion and exclusion criteria for participants. If applicable, eligibility criteria for study centres and individuals who will perform the interventions (eg, surgeons, psychotherapists)
_____________
Interventions 11a Interventions for each group with sufficient detail to allow replication, including how and when they will be administered
_____________
11b Criteria for discontinuing or modifying allocated interventions for a given trial participant (eg, drug dose change in response to harms, participant request, or improving/worsening disease)
_____________
11c Strategies to improve adherence to intervention protocols, and any procedures for monitoring adherence (eg, drug tablet return, laboratory tests)
_____________
11d Relevant concomitant care and interventions that are permitted or prohibited during the trial _____________
Outcomes 12 Primary, secondary, and other outcomes, including the specific measurement variable (eg, systolic blood pressure), analysis metric (eg, change from baseline, final value, time to event), method of aggregation (eg, median, proportion), and time point for each outcome. Explanation of the clinical relevance of chosen efficacy and harm outcomes is strongly recommended
_____________
Participant timeline 13 Time schedule of enrolment, interventions (including any run-ins and washouts), assessments, and visits for participants. A schematic diagram is highly recommended (see Figure)
_____________
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3
Sample size 14 Estimated number of participants needed to achieve study objectives and how it was determined, including clinical and statistical assumptions supporting any sample size calculations
_____________
Recruitment 15 Strategies for achieving adequate participant enrolment to reach target sample size _____________
Methods: Assignment of interventions (for controlled trials)
Allocation:
Sequence generation
16a Method of generating the allocation sequence (eg, computer-generated random numbers), and list of any factors for stratification. To reduce predictability of a random sequence, details of any planned restriction (eg, blocking) should be provided in a separate document that is unavailable to those who enrol participants or assign interventions
_____________
Allocation concealment mechanism
16b Mechanism of implementing the allocation sequence (eg, central telephone; sequentially numbered, opaque, sealed envelopes), describing any steps to conceal the sequence until interventions are assigned
_____________
Implementation 16c Who will generate the allocation sequence, who will enrol participants, and who will assign participants to interventions
_____________
Blinding (masking) 17a Who will be blinded after assignment to interventions (eg, trial participants, care providers, outcome assessors, data analysts), and how
_____________
17b If blinded, circumstances under which unblinding is permissible, and procedure for revealing a participant’s allocated intervention during the trial
_____________
Methods: Data collection, management, and analysis
Data collection methods
18a Plans for assessment and collection of outcome, baseline, and other trial data, including any related processes to promote data quality (eg, duplicate measurements, training of assessors) and a description of study instruments (eg, questionnaires, laboratory tests) along with their reliability and validity, if known. Reference to where data collection forms can be found, if not in the protocol
_____________
18b Plans to promote participant retention and complete follow-up, including list of any outcome data to be collected for participants who discontinue or deviate from intervention protocols
_____________
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4
Data management 19 Plans for data entry, coding, security, and storage, including any related processes to promote data quality (eg, double data entry; range checks for data values). Reference to where details of data management procedures can be found, if not in the protocol
_____________
Statistical methods 20a Statistical methods for analysing primary and secondary outcomes. Reference to where other details of the statistical analysis plan can be found, if not in the protocol
_____________
20b Methods for any additional analyses (eg, subgroup and adjusted analyses) _____________
20c Definition of analysis population relating to protocol non-adherence (eg, as randomised analysis), and any statistical methods to handle missing data (eg, multiple imputation)
_____________
Methods: Monitoring
Data monitoring 21a Composition of data monitoring committee (DMC); summary of its role and reporting structure; statement of whether it is independent from the sponsor and competing interests; and reference to where further details about its charter can be found, if not in the protocol. Alternatively, an explanation of why a DMC is not needed
_____________
21b Description of any interim analyses and stopping guidelines, including who will have access to these interim results and make the final decision to terminate the trial
_____________
Harms 22 Plans for collecting, assessing, reporting, and managing solicited and spontaneously reported adverse events and other unintended effects of trial interventions or trial conduct
_____________
Auditing 23 Frequency and procedures for auditing trial conduct, if any, and whether the process will be independent from investigators and the sponsor
_____________
Ethics and dissemination
Research ethics approval
24 Plans for seeking research ethics committee/institutional review board (REC/IRB) approval _____________
Protocol amendments
25 Plans for communicating important protocol modifications (eg, changes to eligibility criteria, outcomes, analyses) to relevant parties (eg, investigators, REC/IRBs, trial participants, trial registries, journals, regulators)
_____________
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5
Consent or assent 26a Who will obtain informed consent or assent from potential trial participants or authorised surrogates, and how (see Item 32)
_____________
26b Additional consent provisions for collection and use of participant data and biological specimens in ancillary studies, if applicable
_____________
Confidentiality 27 How personal information about potential and enrolled participants will be collected, shared, and maintained in order to protect confidentiality before, during, and after the trial
_____________
Declaration of interests
28 Financial and other competing interests for principal investigators for the overall trial and each study site _____________
Access to data 29 Statement of who will have access to the final trial dataset, and disclosure of contractual agreements that limit such access for investigators
_____________
Ancillary and post-trial care
30 Provisions, if any, for ancillary and post-trial care, and for compensation to those who suffer harm from trial participation
_____________
Dissemination policy 31a Plans for investigators and sponsor to communicate trial results to participants, healthcare professionals, the public, and other relevant groups (eg, via publication, reporting in results databases, or other data sharing arrangements), including any publication restrictions
_____________
31b Authorship eligibility guidelines and any intended use of professional writers _____________
31c Plans, if any, for granting public access to the full protocol, participant-level dataset, and statistical code _____________
Appendices
Informed consent materials
32 Model consent form and other related documentation given to participants and authorised surrogates _____________
Biological specimens
33 Plans for collection, laboratory evaluation, and storage of biological specimens for genetic or molecular analysis in the current trial and for future use in ancillary studies, if applicable
_____________
*It is strongly recommended that this checklist be read in conjunction with the SPIRIT 2013 Explanation & Elaboration for important clarification on the items. Amendments to the protocol should be tracked and dated. The SPIRIT checklist is copyrighted by the SPIRIT Group under the Creative Commons “Attribution-NonCommercial-NoDerivs 3.0 Unported” license.
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