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October 31, 2018 DEPARTMENT OF STATE Vol. XL Division of Administrative Rules Issue 44 Book 2 of 2 NEW YORK STATE REGISTER QUARTERLY INDEX JANUARY - SEPTEMBER 2018
Transcript
Page 1: Book 2 of 2 REGISTE NEW YORK STATE R - New …docs.dos.ny.gov/info/register/2018/oct31/10.31.18QI.pdf2018/10/31  · AAM-18-18-00003 Repeal of Part 141 of 1 NYCRR (Control of the Emerald

October 31, 2018 DEPARTMENT OF STATEVol. XL Division of Administrative RulesIssue 44Book 2 of 2

NEW YORK STATE

REGISTER

QUARTERLY INDEX

JANUARY - SEPTEMBER 2018

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ANDREW M. CUOMOGOVERNOR

ROSSANA ROSADOSECRETARY OF STATE

NEW YORK STATE DEPARTMENT OF STATE

For press and media inquiries call:(518) 474-0050

For State Register production, scheduling and subscription informationcall: (518) 474-6957

E-mail: [email protected]

For legal assistance with State Register filing requirementscall: (518) 474-6740

E-mail: [email protected]

The New York State Register is now available on-line at:www.dos.ny.gov/info/register.htm

The New York State Register (ISSN 0197 2472) is published weekly. Subscriptions are $80 per

year for first class mailing and $40 per year for periodical mailing. The New York State Register

is published by the New York State Department of State, One Commerce Plaza, 99 Washington

Avenue, Albany, NY 12231-0001. Periodical postage is paid at Albany, New York and at additional

mailing offices.

POSTMASTER: Send address changes to NY STATE REGISTER, the Department of State, Division of

Administrative Rules, One Commerce Plaza, 99 Washington Avenue, Albany, NY 12231-0001

printed on recycled paper

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Aging, Office for the . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Agriculture and Markets, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Alcoholism and Substance Abuse Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Athletic Commission, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Audit and Control, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Authorities Budget Office, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Children and Family Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3Civil Service, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3Commissioner of Pilots, Board of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16Correction, State Commission of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16Corrections and Community Supervision, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16Criminal Justice Services, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Economic Development, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Education Department . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Elections, State Board of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22Environmental Conservation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23Financial Services, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25Gaming Commission, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28Health, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28Higher Education Services Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31Homeland Security and Emergency Services, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33Information Technology Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33Joint Commission on Public Ethics, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33Judicial Conduct, State Commission on . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34Justice Center for the Protection of People with Special Needs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34Labor, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34Law, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35Liquor Authority, State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35Long Island Power Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35Mental Health, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37Motor Vehicles, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37Niagara Falls Water Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37Niagara Frontier Transportation Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37Ogdensburg Bridge and Port Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38People with Developmental Disabilities, Office for . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38Power Authority of the State of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39Public Employment Relations Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39Public Service Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39State, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99State University of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100Taxation and Finance, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100Temporary and Disability Assistance, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101Transportation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101Urban Development Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102Workers’ Compensation Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102

NEW YORK STATE

REGISTERQUARTERLY INDEX

January - September 2018

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AGING, OFFICE FOR THE

AGE-42-17-00001 Administration of the Long Term Care Ombudsman ProgramTo bring NYSOFA’s rules and regulations governing LTCOP into conformance with the Federal Statute and regulations.

10-18-17 Proposed

02-21-18 Finalized

AGRICULTURE AND MARKETS, DEPARTMENT OF

AAM-05-18-00003 Host materials (potatoes, tomatoes and eggplants) and soilTo lift the golden nematode quarantine (GN) in portions of Cayuga, Seneca, Steuben, Suffolk and Wayne Counties

01-31-18 Proposed

04-25-18 Finalized

AAM-13-18-00013 National Institute of Standards and Technology (‘‘NIST’’) Handbook 44To incorporate NIST Handbook 44 (2018 edition)

03-28-18 Proposed

07-11-18 Finalized

AAM-18-18-00003 Repeal of Part 141 of 1 NYCRR (Control of the Emerald Ash Borer)Repealing the regulation since quarantines in the rule have not stopped the spread of this insect in New York State

05-02-18 Proposed

09-05-18 Finalized

AAM-18-18-00004 Milk dealer reportsTo exempt milk dealers operating plants that receive 600,000 lbs. or less of milk, yearly, from having to file plant reports

05-02-18 Proposed

08-29-18 Finalized

AAM-21-18-00032 Incorporate by reference in 1 NYCRR the 2018 edition of National Institute of Standards and Technology (‘‘NIST’’)Handbook 133To incorporate by reference in 1 NYCRR the 2018 edition of NIST Handbook 133

05-23-18 Proposed

09-12-18 Finalized

AAM-25-18-00004 Quarantine to help prevent the spread of the European Cherry Fruit Fly (ECFF).To help control the spread of the ECFF, which renders cherries inviable if they are infested.

06-20-18 Emergency

AAM-34-18-00001 Importation of cervids susceptible to Chronic Wasting Disease (‘‘CWD’’).To help control the spread of CWD into the State’s cervid population.

08-22-18 Emergency/Proposed

ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-41-17-00001 Establishment, Incorporation and Certification of Providers of Substance Use Disorder ServicesClarifies the obligation to recognize alcohol/substance abuse programs operated by Indian Health Services facilities

10-11-17 Proposed

02-14-18 Finalized

ASA-44-17-00001 Repeal Part 14 NYCRR Part 830 (Acupuncture) and add new Part 830 (Designated Services; acupuncture andtelepractice)Repeal obsolete regulations and incorporate provisions into a new Part with additional provisions

11-01-17 Proposed

01-24-18 Finalized

ASA-44-17-00002 Children’s behavioral health servicesDefines and implements children’s behavioral health services pursuant to the EPSDT program in New York

11-01-17 Proposed

01-24-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

1

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ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-12-18-00001 Problem Gambling Treatment and Recovery ServicesRepeals existing gambling regulation; replaces with substantially updated provisions

03-21-18 Proposed

ASA-13-18-00001 Authorization for physicians to use controlled substances for treatment of chemical dependenceRepeals obsolete regulation

03-28-18 Proposed

06-27-18 Finalized

ASA-21-18-00025 Credentialing of Addictions ProfessionalsRepeal obsolete rules; update process of credentialing addictions professionals

05-23-18 Proposed

ASA-21-18-00026 Appeals, Hearings and RulingsProtect patient confidentiality, update due process provisions, technical amendments.

05-23-18 Proposed

ASA-33-18-00001 Rates of Reimbursement -- Alcoholism FacilitiesRepeal obsolete regulations

08-15-18 Proposed

ASA-33-18-00002 Standards for Alcoholism Facilities to Participate in the Medicaid ProgramRepeal obsolete regulations

08-15-18 Proposed

ASA-37-18-00002 The rule pertains to HIV/AIDS prevention, treatment and confidentiality.Clarifies the statutory and regulatory obligations of OASAS programs relating to HIV/AIDS.

09-12-18 Proposed

ATHLETIC COMMISSION, NEW YORK STATE

ATH-07-18-00012 Loss of Bodily Function in Mixed Martial Arts CompetitionsTo comply with the rule changes of the Association of Boxing Commissions and Combative Sports

02-14-18 Emergency/Proposed

05-02-18 Finalized

AUDIT AND CONTROL, DEPARTMENT OF

AAC-06-18-00002 Update provisions relating to Employer Reporting; Service Credit Determination for certain members; and Notice of Hear-ingsTo update language necessitated by the modernization and redesign of the retirement system’s benefit administrationsystem

02-07-18 Proposed

AAC-21-18-00037 Adjustments to merchandise/invoice receipt datesTo correct internal regulatory inconsistencies relating to adjustments to merchandise/invoice receipt dates

05-23-18 Proposed

08-22-18 Finalized

AUTHORITIES BUDGET OFFICE, NEW YORK STATE

ABO-34-18-00005 Requires posting all forms and policies on industrial development agencies website, consistent with Chapter 563 of Lawsof 2015To promote transparency and accountability of industrial development agencies and authorities.

08-22-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

2

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CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-51-17-00017 Specialized secure detention facilitiesTo establish specialized secure detention facilities

12-20-17 Emergency/Proposed

03-28-18 Emergency/Revised

07-25-18 Finalized

CFS-01-18-00003 Optional expansion of services offered by municipalities to runaway and homeless youthTo implement changes made to Executive Law regarding optional expansion of services to runaway and homeless youth

01-03-18 Emergency/Proposed

03-28-18 Finalized

CFS-13-18-00011 Expansion of definition of prospective relative guardian and expansion of KinGAP eligibilityTo expand definition of prospective relative guardian and KinGAP eligibility

03-28-18 Proposed

06-20-18 Finalized

CFS-13-18-00026 Optional expansion of services offered by municipalities to runaway and homeless youth.To implement changes made to the Executive Law regarding optional expansion of services to runaway and homelessyouth.

03-28-18 Emergency

CFS-14-18-00003 Group size and supervision ratios in legally-exempt child care settings and legally-exempt group child care financialincentivesTo establish group size and supervision ratios in legally-exempt child care settings & financial incentives

04-04-18 Emergency/Proposed

06-27-18 Finalized

06-27-18 Emergency

CFS-15-18-00007 Specialized secure detention facilitiesTo establish specialized secure detention facilities

04-11-18 Emergency/Proposed

07-25-18 Finalized

CFS-31-18-00003 Specialized secure detention facilities.To establish specialized secure detention facilities.

07-25-18 Emergency

CIVIL SERVICE, DEPARTMENT OF

CVS-01-17-00007 Jurisdictional ClassificationTo delete a position from and classify positions in the non-competitive class

01-04-17 Proposed

01-24-18 Expired

CVS-01-17-00009 Jurisdictional ClassificationTo classify positions in the non-competitive class

01-04-17 Proposed

01-24-18 Expired

CVS-01-17-00017 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

01-04-17 Proposed

01-24-18 Expired

CVS-07-17-00003 Jurisdictional ClassificationTo classify a position in the exempt class

02-15-17 Proposed

03-07-18 Expired

ID Number Issue Date Action QUARTERLY INDEX

3

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CIVIL SERVICE, DEPARTMENT OF

CVS-18-17-00002 Jurisdictional ClassificationTo classify a position in the exempt class

05-03-17 Proposed

05-16-18 Finalized

CVS-18-17-00008 Jurisdictional ClassificationTo classify positions in the non-competitive class

05-03-17 Proposed

05-23-18 Expired

CVS-18-17-00012 Jurisdictional ClassificationTo classify positions in the exempt class

05-03-17 Proposed

05-16-18 Finalized

CVS-18-17-00013 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

05-03-17 Proposed

05-16-18 Finalized

CVS-18-17-00014 Jurisdictional ClassificationTo classify positions in the exempt and non-competitive classes

05-03-17 Proposed

05-16-18 Finalized

CVS-18-17-00016 Jurisdictional ClassificationTo classify positions in the non-competitive class

05-03-17 Proposed

05-16-18 Finalized

CVS-18-17-00017 Jurisdictional ClassificationTo classify positions in the exempt class and delete positions from the non-competitive class

05-03-17 Proposed

05-16-18 Finalized

CVS-30-17-00006 Jurisdictional ClassificationTo classify a position in the non-competitive class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00007 Jurisdictional ClassificationTo classify positions in the exempt class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00008 Jurisdictional ClassificationTo classify a position in the exempt class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00009 Jurisdictional ClassificationTo classify a position in the exempt class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00010 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

07-26-17 Proposed

05-30-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

4

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CIVIL SERVICE, DEPARTMENT OF

CVS-30-17-00011 Jurisdictional ClassificationTo classify positions in the non-competitive class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00012 Jurisdictional ClassificationTo classify positions in the non-competitive class

07-26-17 Proposed

08-01-18 Finalized

CVS-30-17-00013 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00014 Jurisdictional ClassificationTo classify a position in the non-competitive class.

07-26-17 Proposed

08-01-18 Finalized

CVS-30-17-00015 Jurisdictional ClassificationTo classify a position in the exempt class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00016 Jurisdictional ClassificationTo classify a position in the exempt class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00017 Jurisdictional ClassificationTo classify a position in the exempt class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00018 Jurisdictional ClassificationTo classify a position in the exempt class

07-26-17 Proposed

08-01-18 Finalized

CVS-30-17-00019 Jurisdictional ClassificationTo classify a position in the exempt class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00020 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt class and to delete positions from the non-competitive class.

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00021 Jurisdictional ClassificationTo add a subheading and to classify positions in the non-competitive class

07-26-17 Proposed

05-30-18 Finalized

CVS-30-17-00022 Jurisdictional ClassificationTo classify positions in the exempt class

07-26-17 Proposed

05-30-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

5

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CIVIL SERVICE, DEPARTMENT OF

CVS-30-17-00023 Jurisdictional ClassificationTo classify positions in the exempt and non-competitive classes

07-26-17 Proposed

05-30-18 Finalized

CVS-33-17-00002 Jurisdictional ClassificationTo classify a position in the non-competitive class

08-16-17 Proposed

05-30-18 Finalized

CVS-33-17-00003 Jurisdictional ClassificationTo classify a position in the exempt class

08-16-17 Proposed

05-30-18 Finalized

CVS-33-17-00004 Jurisdictional ClassificationTo classify positions in the non-competitive class

08-16-17 Proposed

05-30-18 Finalized

CVS-33-17-00005 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class

08-16-17 Proposed

05-30-18 Finalized

CVS-33-17-00006 Jurisdictional ClassificationTo classify a position in the non-competitive class

08-16-17 Proposed

05-30-18 Finalized

CVS-33-17-00007 Jurisdictional ClassificationTo classify a position in the non-competitive class

08-16-17 Proposed

05-30-18 Finalized

CVS-33-17-00008 Jurisdictional ClassificationTo classify positions in the exempt and non-competitive classes

08-16-17 Proposed

05-30-18 Finalized

CVS-47-17-00001 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

11-22-17 Proposed

08-01-18 Finalized

CVS-47-17-00002 Jurisdictional ClassificationTo classify positions in the non-competitive class

11-22-17 Proposed

08-01-18 Finalized

CVS-47-17-00003 Jurisdictional ClassificationTo delete positions from and classify a position in the exempt class

11-22-17 Proposed

08-01-18 Finalized

CVS-47-17-00004 Jurisdictional ClassificationTo classify a position in the exempt class

11-22-17 Proposed

08-01-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

6

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CIVIL SERVICE, DEPARTMENT OF

CVS-47-17-00005 Jurisdictional ClassificationTo classify positions in the non-competitive class

11-22-17 Proposed

08-01-18 Finalized

CVS-47-17-00006 Jurisdictional ClassificationTo classify a position in the non-competitive class

11-22-17 Proposed

08-01-18 Finalized

CVS-47-17-00007 Jurisdictional ClassificationTo classify positions in the exempt class.

11-22-17 Proposed

08-01-18 Finalized

CVS-47-17-00008 Jurisdictional ClassificationTo classify a position in the exempt class

11-22-17 Proposed

08-01-18 Finalized

CVS-49-17-00011 New York State Income Protection Plan (IPP) and Paid Family Leave (PFL) benefits for certain New York State employ-eesTo establish that IPP and PFL benefits may not be paid to a subject employee for the same day

12-06-17 Emergency/Proposed

02-21-18 Finalized

CVS-50-17-00001 Jurisdictional ClassificationTo classify a position in the non-competitive class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00002 Jurisdictional ClassificationTo classify a position in the exempt class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00003 Jurisdictional ClassificationTo classify a position in the non-competitive class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00004 Jurisdictional ClassificationTo classify positions in the exempt class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00005 Jurisdictional ClassificationTo classify a position in the non-competitive class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00006 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00007 Jurisdictional ClassificationTo classify a position in the exempt class

12-13-17 Proposed

08-01-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

7

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CIVIL SERVICE, DEPARTMENT OF

CVS-50-17-00008 Jurisdictional ClassificationTo classify a position in the non-competitive class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00009 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00010 Jurisdictional ClassificationTo delete positions from and classify a position in the non-competitive class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00011 Jurisdictional ClassificationTo classify positions in the exempt class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00012 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00013 Jurisdictional ClassificationTo classify a position in the non-competitive class

12-13-17 Proposed

08-01-18 Finalized

CVS-50-17-00014 Jurisdictional ClassificationTo classify positions in the non-competitive class

12-13-17 Proposed

08-01-18 Finalized

CVS-12-18-00010 Jurisdictional ClassificationTo classify a position in the exempt class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00011 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-21-18 Proposed

08-01-18 Finalized

CVS-12-18-00012 Jurisdictional ClassificationTo classify a subheading and a position in the non-competitive class

03-21-18 Proposed

CVS-12-18-00013 Jurisdictional ClassificationTo classify positions in the exempt class

03-21-18 Proposed

08-01-18 Finalized

CVS-12-18-00014 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-21-18 Proposed

08-01-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

8

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CIVIL SERVICE, DEPARTMENT OF

CVS-12-18-00015 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00016 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-21-18 Proposed

08-01-18 Finalized

CVS-12-18-00017 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

03-21-18 Proposed

08-01-18 Finalized

CVS-12-18-00018 Jurisdictional ClassificationTo classify a position in the exempt class

03-21-18 Proposed

08-01-18 Finalized

CVS-12-18-00019 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-21-18 Proposed

08-01-18 Finalized

CVS-12-18-00020 Jurisdictional ClassificationTo delete subheading & positions from; to add heading, subheading & positions in exempt and non-competitive classes

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00021 Jurisdictional ClassificationTo classify positions in the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00022 Jurisdictional ClassificationTo delete positions in the exempt class and the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00023 Jurisdictional ClassificationTo delete positions in the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00024 Jurisdictional ClassificationTo classify a position in the exempt class and to delete a position from the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00025 Jurisdictional ClassificationTo classify positions in the exempt class

03-21-18 Proposed

CVS-12-18-00026 Jurisdictional ClassificationTo classify positions in the exempt class

03-21-18 Proposed

08-29-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

9

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CIVIL SERVICE, DEPARTMENT OF

CVS-12-18-00027 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00028 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00029 Jurisdictional ClassificationTo classify a position in the exempt class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00030 Jurisdictional ClassificationTo classify a position in the exempt class

03-21-18 Proposed

CVS-12-18-00031 Jurisdictional ClassificationTo classify a position in the exempt class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00032 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00033 Jurisdictional ClassificationTo classify positions in the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00034 Jurisdictional ClassificationTo classify a position in the exempt class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00035 Jurisdictional ClassificationTo classify a position in the exempt class

03-21-18 Proposed

CVS-12-18-00036 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00037 Jurisdictional ClassificationTo classify a position in the exempt class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00038 Jurisdictional ClassificationTo classify a position in the exempt class

03-21-18 Proposed

08-29-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

10

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CIVIL SERVICE, DEPARTMENT OF

CVS-12-18-00039 Jurisdictional ClassificationTo classify a position in the exempt class and to delete a position from the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00040 Jurisdictional ClassificationTo classify positions in the exempt class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00041 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

03-21-18 Proposed

08-29-18 Finalized

CVS-12-18-00042 Jurisdictional ClassificationTo classify positions in the non-competitive class

03-21-18 Proposed

08-29-18 Finalized

CVS-13-18-00002 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

03-28-18 Proposed

08-29-18 Finalized

CVS-13-18-00003 Jurisdictional ClassificationTo classify positions in the exempt class

03-28-18 Proposed

08-29-18 Finalized

CVS-13-18-00004 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-28-18 Proposed

08-29-18 Finalized

CVS-13-18-00005 Jurisdictional ClassificationTo classify positions in the exempt class

03-28-18 Proposed

08-29-18 Finalized

CVS-13-18-00006 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-28-18 Proposed

08-29-18 Finalized

CVS-13-18-00007 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-28-18 Proposed

08-29-18 Finalized

CVS-13-18-00008 Jurisdictional ClassificationTo classify positions in the exempt class

03-28-18 Proposed

CVS-13-18-00009 Jurisdictional ClassificationTo classify a position in the non-competitive class

03-28-18 Proposed

08-29-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

11

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CIVIL SERVICE, DEPARTMENT OF

CVS-15-18-00001 Jurisdictional ClassificationTo classify a position in the non-competitive class

04-11-18 Proposed

09-19-18 Finalized

CVS-15-18-00002 Jurisdictional ClassificationTo classify a position in the exempt class

04-11-18 Proposed

09-19-18 Finalized

CVS-15-18-00003 Jurisdictional ClassificationTo classify positions in the non-competitive class

04-11-18 Proposed

09-19-18 Finalized

CVS-15-18-00004 Jurisdictional ClassificationTo classify positions in the non-competitive class

04-11-18 Proposed

09-19-18 Finalized

CVS-15-18-00005 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

04-11-18 Proposed

09-19-18 Finalized

CVS-15-18-00006 Jurisdictional ClassificationTo delete a position from and classify positions in the non-competitive class

04-11-18 Proposed

09-19-18 Finalized

CVS-21-18-00001 Jurisdictional ClassificationTo classify positions in the exempt class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00002 Jurisdictional ClassificationTo delete a position from and classify positions in the non-competitive class.

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00003 Jurisdictional ClassificationTo classify a position in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00004 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00005 Jurisdictional ClassificationTo classify positions in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00006 Jurisdictional ClassificationTo classify a position in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

12

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CIVIL SERVICE, DEPARTMENT OF

CVS-21-18-00007 Jurisdictional ClassificationTo delete positions from the exempt class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00008 Jurisdictional ClassificationTo classify positions in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00009 Jurisdictional ClassificationTo classify a position in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00010 Jurisdictional ClassificationTo classify positions in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00011 Jurisdictional ClassificationTo classify positions in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00012 Jurisdictional ClassificationTo classify positions in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00013 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00014 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt and non-competitive classes

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00015 Jurisdictional ClassificationTo classify a position in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00016 Jurisdictional ClassificationTo classify positions in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00017 Jurisdictional ClassificationTo classify positions in the exempt class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00018 Jurisdictional ClassificationTo delete positions from the exempt class

05-23-18 Proposed

09-19-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

13

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CIVIL SERVICE, DEPARTMENT OF

CVS-21-18-00019 Jurisdictional ClassificationTo classify positions in the exempt class and to delete positions from the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00020 Jurisdictional ClassificationTo delete a position from and classify positions in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00021 Jurisdictional ClassificationTo classify positions in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00022 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt class and to delete a position from the non-competitiveclass

05-23-18 Proposed

CVS-21-18-00023 Jurisdictional ClassificationTo classify a position in the exempt class

05-23-18 Proposed

09-19-18 Finalized

CVS-21-18-00024 Jurisdictional ClassificationTo classify a position in the non-competitive class

05-23-18 Proposed

09-19-18 Finalized

CVS-23-18-00002 Supplemental military leave benefitsTo extend the availability of supplemental military leave benefits for certain New York State employees until December31, 2018

06-06-18 Proposed

09-26-18 Finalized

CVS-24-18-00001 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt and non-competitive classes

06-13-18 Proposed

CVS-24-18-00002 Jurisdictional ClassificationTo classify positions in the exempt class

06-13-18 Proposed

CVS-24-18-00003 Jurisdictional ClassificationTo classify positions in the exempt class

06-13-18 Proposed

CVS-24-18-00004 Jurisdictional ClassificationTo classify positions in the exempt class

06-13-18 Proposed

CVS-24-18-00005 Jurisdictional ClassificationTo classify positions in the non-competitive class

06-13-18 Proposed

CVS-24-18-00006 Jurisdictional ClassificationTo classify positions in the non-competitive class

06-13-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

14

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CIVIL SERVICE, DEPARTMENT OF

CVS-24-18-00007 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

06-13-18 Proposed

CVS-24-18-00008 Jurisdictional ClassificationTo classify a position in the non-competitive class

06-13-18 Proposed

CVS-29-18-00001 Jurisdictional ClassificationTo classify a position in the exempt class

07-18-18 Proposed

CVS-29-18-00002 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

07-18-18 Proposed

CVS-29-18-00003 Jurisdictional ClassificationTo classify a position in the exempt class

07-18-18 Proposed

CVS-29-18-00004 Jurisdictional ClassificationTo classify positions in the exempt class

07-18-18 Proposed

CVS-29-18-00005 Jurisdictional ClassificationTo classify a position in the exempt class

07-18-18 Proposed

CVS-29-18-00006 Jurisdictional ClassificationTo classify a position in the exempt class

07-18-18 Proposed

CVS-29-18-00007 Jurisdictional ClassificationTo classify positions in the non-competitive class

07-18-18 Proposed

CVS-33-18-00005 Jurisdictional ClassificationTo classify positions in the exempt class

08-15-18 Proposed

CVS-33-18-00006 Jurisdictional ClassificationTo classify positions in the labor class

08-15-18 Proposed

CVS-33-18-00007 Jurisdictional ClassificationTo classify a position in the non-competitive class

08-15-18 Proposed

CVS-33-18-00008 Jurisdictional ClassificationTo classify positions in the non-competitive class

08-15-18 Proposed

CVS-33-18-00009 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

08-15-18 Proposed

CVS-33-18-00010 Jurisdictional ClassificationTo classify positions in the non-competitive class

08-15-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

15

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CIVIL SERVICE, DEPARTMENT OF

CVS-33-18-00011 Jurisdictional ClassificationTo classify positions in the non-competitive class

08-15-18 Proposed

CVS-33-18-00012 Jurisdictional ClassificationTo delete a position in the exempt class and to classify a position from the non-competitive class

08-15-18 Proposed

CVS-33-18-00013 Jurisdictional ClassificationTo classify a subheading and a position in the non-competitive class

08-15-18 Proposed

CVS-33-18-00014 Jurisdictional ClassificationTo classify a position in the exempt class

08-15-18 Proposed

CVS-33-18-00015 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

08-15-18 Proposed

CVS-33-18-00016 Jurisdictional ClassificationTo classify positions in the exempt class

08-15-18 Proposed

COMMISSIONER OF PILOTS, BOARD OF

COP-18-18-00002 Pilotage fees for the Long Island Sound and Block Island SoundTo assess fees for pilotage on the Long Island Sound and Block Island Sound

05-02-18 Proposed

07-25-18 Finalized

CORRECTION, STATE COMMISSION OF

CMC-44-17-00003 Inmate confinement and deprivationRequire local correctional facilities to record, review and report inmate cell confinement and essential service deprivation

11-01-17 Proposed

CMC-44-17-00012 Inmate confinement and deprivationRequire local correctional facilities to record, review and report inmate cell confinement and essential service deprivation

11-01-17 Proposed

05-30-18 Revised

CMC-01-18-00005 Specialized secure juvenile detention facilities for older youth (SSDs)Provide counties the regulatory framework for the construction, renovation and certification of SSDs

01-03-18 Emergency/Proposed

04-11-18 Finalized

CMC-27-18-00002 Specialized secure juvenile detention facilities for older youth (SSDs)To enact minimum standards and regulations for the management of SSDs

07-03-18 Proposed

09-26-18 Finalized

CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-39-17-00001 Temporary Release Program Rules and RegulationsTo amend current regulations governing the temporary release program consistent with governing statutes and agencydirectives.

09-27-17 Proposed

02-07-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

16

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CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-25-18-00002 Inmate Grievance Program Modification PlanAssist facilities specifically approved by the Director, Inmate Grievance Plan in implementing the program at those facili-ties

06-20-18 Proposed

CCS-26-18-00004 Double-cell housing in correctional facilitiesThe rule is to provide protocols for the management of double-cell housing. The amendments are virtually all cosmetic

06-27-18 Proposed

CRIMINAL JUSTICE SERVICES, DIVISION OF

CJS-32-18-00004 New Rule 359: Role of Probation in Youth Part of Superior CourtUpdate job specifications and required knowledge, skills, and abilities for probation professionals employed by localities.

08-08-18 Proposed

CJS-32-18-00005 Case Record ManagementUpdate existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

CJS-32-18-00006 Investigations and ReportsUpdate existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

CJS-32-18-00007 Probation SupervisionUpdate existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

CJS-32-18-00008 Graduated Sanctions and Violations of Probation, retitled to: Graduated ResponsesUpdate existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

CJS-32-18-00009 Preliminary Procedure for Article 3 JD Intake, retitled to: Probation Services for Article 3 Juvenile Delinquency(JD)Update existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

CJS-32-18-00010 New Rule 359: Role of Probation in Youth Part of Superior CourtUpdate existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

ECONOMIC DEVELOPMENT, DEPARTMENT OF

EDV-45-17-00003 START-UP NY Program.Establish procedures for the implementation and execution of START-UP NY.

11-08-17 Emergency

EDV-46-17-00001 Life Sciences Research and Development Tax CreditAllow Dept to implement the Life Sciences Research and Development Tax Credit program

11-15-17 Emergency/Proposed

01-24-18 Finalized

EDV-02-18-00001 Employee Training Incentive ProgramTo establish procedures for implementing statutory changes to the Employee Training Incentive Program

01-10-18 Proposed

04-11-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

17

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ECONOMIC DEVELOPMENT, DEPARTMENT OF

EDV-06-18-00001 START-UP NY Program.Establish procedures for the implementation and execution of START-UP NY.

02-07-18 Emergency

EDV-06-18-00003 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program’s strategic focus

02-07-18 Emergency

EDV-08-18-00002 Excelsior Jobs ProgramTo update provisions of Excelsior Jobs Program to conform to statute

02-21-18 Proposed

06-27-18 Finalized

EDV-18-18-00005 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program’s strategic focus

05-02-18 Emergency

EDV-18-18-00006 START-UP NY Program.Establish procedures for the implementation and execution of START-UP NY.

05-02-18 Emergency

EDV-31-18-00006 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program’s strategic focus

08-01-18 Emergency

EDV-31-18-00007 START-UP NY Program.Establish procedures for the implementation and execution of START-UP NY.

08-01-18 Emergency

EDUCATION DEPARTMENT

EDU-27-17-00006 Interstate Compact for Educational Opportunity for Military Children and Physical Education Requirements for a Diploma.To implement Ch. 328 of the Laws of 2014 and to provide flexibility in the physical education diploma requirements.

07-05-17 Proposed

07-25-18 Expired

EDU-37-17-00003 Requirements for the Educational Leadership ServiceModify the educational requirements for out-of-state candidates seeking licensure in New York

09-13-17 Proposed

11-22-17 Revised

02-07-18 Finalized

EDU-44-17-00004 Limited license in speech-language pathologyTo subject applicants who have been issued a limited license, to the same experience requirements as applicants for alicense

11-01-17 Proposed

02-07-18 Finalized

EDU-44-17-00005 Definition of occupational therapy practiceTo conform the definition of occupational therapy practice to changes to Education Law 7901 by chapter 460 of the Lawsof 2011

11-01-17 Proposed

02-07-18 Finalized

EDU-44-17-00006 Mandatory Quality Review Program (MQRP) in public accountancyEliminates the requirement that a sponsoring organization which oversees the MQRP be located in New York State.

11-01-17 Emergency/Proposed

01-31-18 Emergency

02-07-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

18

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EDUCATION DEPARTMENT

EDU-44-17-00007 Continuing teacher and leader education RequirementsTo require continuing teacher and leader education for certain teachers and school leaders in non-public schools

11-01-17 Emergency/Proposed

12-27-17 Emergency

02-07-18 Finalized

EDU-44-17-00008 Transitional H Certification PathwayAllows NYS licensed CPAs with 3 years of exp. auditing NYS school dist., BOCES, municipalities to seek a businessleader cert.

11-01-17 Proposed

02-07-18 Finalized

EDU-44-17-00009 New Pathway to a NYS High School Equivalency DiplomaAllows students to use passing scores on certain Regents examinations in lieu of certain sub-tasks on TASC

11-01-17 Proposed

02-07-18 Revised

04-25-18 Finalized

EDU-44-17-00010 Temporary teaching certificatesTemporary certificates for teachers displaced from Puerto Rico and/or US territory as a result of Hurricane Maria

11-01-17 Emergency/Proposed

12-27-17 Emergency

02-07-18 Finalized

EDU-48-17-00005 Licensing of Licensed Pathologists’ AssistantsEstablishes requirements for licensure including professional education, examination, fee and limited permit requirements

11-29-17 Proposed

03-14-18 Emergency

03-28-18 Finalized

EDU-48-17-00006 Mandatory Quality Review Program/Mandatory Peer Review ProgramEliminates the exemption from the program for sole proprietorship and firms with two or fewer accounting professionals

11-29-17 Emergency/Proposed

02-28-18 Emergency

03-28-18 Finalized

EDU-48-17-00007 Establish Procedures and Fees for Institutional Authorization of Offer Degree ProgramsTo establish fees and procedures for the review of applications for new institutional authorization to offer degreeprograms

11-29-17 Proposed

03-28-18 Finalized

EDU-48-17-00008 Higher Education Opportunity Program (HEOP)To clarify & modernize existing language & provide consistency across sectors & be useful when establishing frame workfor RFP

11-29-17 Proposed

03-28-18 Finalized

EDU-48-17-00009 Pre-professional certificates and Transitional G certificatesExpands the Trans G certificate to fields other than STEM and allows pre-prof cert exp to count toward student teachingexp

11-29-17 Proposed

03-28-18 Finalized

EDU-50-17-00015 Licensing of Licensed Pathologists’ AssistantsEstablishes requirements for licensure including professional education, examination, fee and limited permit requirements

12-13-17 Emergency

ID Number Issue Date Action QUARTERLY INDEX

19

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EDUCATION DEPARTMENT

EDU-52-17-00007 Biological products in the profession of pharmacyEstablishes requirements for substitution of interchangeable biological products for prescribed products

12-27-17 Emergency/Proposed

03-28-18 Emergency

04-25-18 Finalized

EDU-52-17-00008 Requires teachers to complete a mentoring program during their first year of teachingOutlines the requirements for candidates seeking a professional certificate in the classroom teaching service

12-27-17 Proposed

03-28-18 Finalized

EDU-52-17-00009 Creation of new certification area and tenure area in the classroom teaching service for computer scienceTo establish the requirements for a computer science certification area (all grades) and a new tenure area

12-27-17 Proposed

03-28-18 Finalized

EDU-52-17-00010 Alternative Teacher Certification Program ModelsTo have greater flexibility in the design of alternative teacher certification program models

12-27-17 Proposed

03-28-18 Finalized

EDU-52-17-00011 Grade-level extensions for certain candidates who hold a Students with Disabilities Generalist certificateTo expand the pool of qualified teachers of students with disabilities by establishing grade level extensions for certificates

12-27-17 Proposed

03-28-18 Revised

04-25-18 Revised

06-27-18 Finalized

EDU-52-17-00012 Superintendent determination for certain students with disabilities to graduate with a local diplomaTo expand the safety net options for students with disabilities to graduate with local diplomas when certain conditions aremet

12-27-17 Emergency/Proposed

03-28-18 Emergency

04-25-18 Emergency/Revised

06-27-18 Finalized

06-27-18 Emergency

EDU-01-18-00002 180 Day Requirement for State Aid purposesTo clarify the requirement for 180 days of instruction for State aid purposes

01-03-18 Proposed

01-17-18 Withdrawn

EDU-03-18-00001 180 Day Requirement for State Aid purposesTo clarify the requirement for 180 days of instruction for State aid purposes

01-17-18 Proposed

04-25-18 Emergency/Revised

06-27-18 Emergency/Revised

08-29-18 Emergency

EDU-06-18-00006 Continuous Accreditation Requirement for Educator Preparation ProvidersAllows inst. of higher ed w/ registered educator prep progs to be accredited by accrediting assoc. seeking recognition

02-07-18 Proposed

05-23-18 Finalized

EDU-06-18-00007 Safety Nets for Teacher Certification ExaminationsEliminate req. to complete all certification req. on/before June 30, 2018 to be eligible to use one of the safety nets

02-07-18 Proposed

05-23-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

20

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EDUCATION DEPARTMENT

EDU-06-18-00008 Mental Health EducationTo implement the provisions of Chapter 390 of the Laws of 2016 and Chapter 1 of the Laws of 2017

02-07-18 Proposed

05-23-18 Finalized

EDU-06-18-00009 Graduate admission examination requirement for registered teacher education programsTo implement chapter 454 of the Laws of 2017

02-07-18 Emergency/Proposed

04-25-18 Emergency

05-23-18 Finalized

EDU-06-18-00010 Endorsement Requirements for Licensure as a DentistTo permit dentists with licenses issued by a Canadian province to become licensed dentists in New York State byendorsement

02-07-18 Proposed

05-23-18 Finalized

EDU-13-18-00027 Teacher Certification in Health EducationCreation of a Transitional K Certificate for Certain New York State Licensed Health Professionals to Teach Health Educa-tion

03-28-18 Proposed

EDU-13-18-00028 Laboratory Experiences Required to Take a Science Regents Examination for Students in Certain State AgencyEducational ProgramsTo provide flexibility in meeting the science laboratory requirements for certain students

03-28-18 Emergency/Proposed

06-27-18 Emergency

08-01-18 Finalized

EDU-17-18-00006 To allow individual evaluation for certain certificate titles in the classroom teaching serviceTo help address the reported teacher shortage in NYS

04-25-18 Proposed

08-01-18 Finalized

EDU-17-18-00007 Operation of Licensed Private Career SchoolsTo make technical amendment to Part 126 to implement the law and to conform to current practice

04-25-18 Proposed

08-01-18 Finalized

EDU-17-18-00008 Teacher certification requirements for teachers who hold SWD generalist (7-12) certificate and teach in a special classTo create limited extensions for teacher holding a students with disabilities generalist certificate who teach a special classin grades 7-12

04-25-18 Proposed

08-01-18 Finalized

EDU-17-18-00016 Registration standards for libraries and preservation of library research materialsTo clarify terminology relating to registration standards for libraries and to implement Ed. Law § 273 (7)

04-25-18 Proposed

08-01-18 Finalized

EDU-19-18-00006 The implementation of New York’s approved ESSA plan to comply with the provisions of the Every Student Succeeds ActTo implement New York’s approved ESSA plan and to comply with the provisions of the Every Student Succeeds Act

05-09-18 Proposed

07-18-18 Emergency/Revised

EDU-21-18-00039 Reports of Incidents of Harassment, Bullying and/or Discrimination Pursuant to the Dignity for All Students Act (DASA)To provide illustrative examples to the field to aid in the continued implementation of DASA

05-23-18 Emergency/Proposed

08-22-18 Emergency

ID Number Issue Date Action QUARTERLY INDEX

21

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EDUCATION DEPARTMENT

EDU-21-18-00040 Allow Individuals Completing a Program Accredited by the American Speech, Language, and Hearing Association (ASHA)to Obtain anAllow individuals completing a program accredited by ASHA to obtain an initial certificate in speech language disabilities

05-23-18 Proposed

EDU-21-18-00048 Voluntary Institutional Accreditation for Title IV PurposesTo establish a fee structure for institutional accreditation by the Board of Regents and Commissioner of Education

05-23-18 Proposed

EDU-26-18-00005 Reinstatement of the Educational Technology Specialist Content Specialty Test Safety Net for Candidates Seeking Certifi-cationTo allow candidates to take either the redeveloped CST or the predecessor CST

06-27-18 Emergency/Proposed

EDU-26-18-00006 Readers aid ProgramTo implement Chapter 350 of the Laws of 2017

06-27-18 Proposed

EDU-26-18-00007 Reinstatement of the Educational Technology Specialist Content Specialty Test Safety Net for Candidates Seeking Certifi-cationTo allow candidates to take either the redeveloped CST or the predecessor CST

06-27-18 Emergency/Proposed

EDU-26-18-00008 Advanced Home Health AidesTo implement the provisions of P chapter 471 of the Laws of 2016

06-27-18 Emergency/Proposed

09-26-18 Emergency

EDU-26-18-00009 The administration of certain vaccines by pharmacistsTo implement the provisions of Part DD of chapter 57 of the Laws of 2018

06-27-18 Emergency/Proposed

09-26-18 Emergency

ELECTIONS, STATE BOARD OF

SBE-21-17-00005 Designation of treasurer removal committee and related proceduresTo implement the process of treasurer removal provided for by Part C of Chapter 286 of the Laws of 2016

05-24-17 Proposed

10-11-17 Revised

03-07-18 Finalized

SBE-28-17-00004 Use of independent automated audit toolsTo implement the amendment to Election Law 9-211 permitting use of independent automated audit tools

07-12-17 Proposed

01-10-18 Revised

04-11-18 Finalized

SBE-47-17-00009 Voting by certain special federal voters.Provide procedures for certain special federal voters.

11-22-17 Proposed

03-28-18 Finalized

SBE-15-18-00010 Establishing a process for the state board to publish the campaign website addresses of certain candidates on itswebsiteTo allow voters to easily find a candidate’s campaign website and obtain more information about candidates for publicoffice

04-11-18 Emergency/Proposed

07-11-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

22

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ELECTIONS, STATE BOARD OF

SBE-18-18-00007 Standardizes subpoena requests and requires reporting of enforcement activityProvides procedures related to the SBOE’s subpoena authority and requires reporting of the SBOE’s enforcement activity

05-02-18 Proposed

09-19-18 Finalized

SBE-21-18-00047 Implementation of the Democracy Protection ActThe rule effectuates the amendments to article 14 of the Election Law resulting from chapter 59 of the Laws of 2018

05-23-18 Proposed

08-29-18 Emergency/Revised

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-06-17-00001 Amendments to 6 NYCRR Part 617 (which implement the State Environmental Quality Review Act [Article 8 of the ECL])The purpose of the rule making is to streamline the SEQR process without sacrificing meaningful environmental review

02-08-17 Proposed

04-04-18 Revised

07-18-18 Finalized

ENV-14-17-00001 Prevention and Control of Environmental Pollution by Radioactive MaterialsTo amend regulations pertaining to disposal and release of radioactive materials to the environment

04-05-17 Proposed

04-25-18 Finalized

ENV-16-17-00003 Permits for taking surfclamsTo reduce paperwork and streamline the surfclam permitting process

04-19-17 Proposed

05-02-18 Finalized

ENV-17-17-00006 Protection of diamondback terrapinTo close the open season on diamondback terrapin

04-26-17 Proposed

09-20-17 Finalized

ENV-19-17-00003 Part 232 regulates entities that operate dry cleaning machines.Repeal and replace Part 232 to reduce alternative solvent and perc emissions.

05-10-17 Proposed

02-28-18 Finalized

ENV-22-17-00001 Regulations governing the recreational harvest of summer flounderTo revise regulations concerning the recreational harvest of summer flounder in New York State

05-31-17 Emergency/Proposed

08-23-17 Emergency

06-20-18 Expired

ENV-28-17-00003 Management of crustaceans, horseshoe crabs (HSC) and whelk; protection of terrapinModify rules on terrapin excluder device, HSC harvest limit and whelk reporting

07-12-17 Proposed

03-28-18 Finalized

ENV-49-17-00005 Bay Scallop Size LimitClarify current size limit provisions for the taking of bay scallops

12-06-17 Proposed

04-25-18 Finalized

ENV-49-17-00006 Climate Smart Communities ProjectsAdoption of regulations required by statute to implement climate smart communities projects

12-06-17 Proposed

02-28-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

23

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ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-12-18-00043 BEACH Act Standards and Reclassification RuleTo comply with the federal BEACH Act of 2000 (P.L. 106-284) and protect coastal recreation waters for recreation

03-21-18 Proposed

ENV-13-18-00025 Peekamoose Valley Riparian CorridorTo establish a permit system to protect public safety and natural resources on the Peekamoose Valley Riparian Corridor

03-28-18 Proposed

06-27-18 Finalized

ENV-16-18-00003 Regulations governing the recreational and commercial fishing of Tautog (blackfish)To revise regulations concerning the recreational and commercial harvest of Tautog in New York State

04-18-18 Emergency/Proposed

07-11-18 Emergency

08-22-18 Finalized

ENV-16-18-00004 Regulations governing the recreational fishing of scup and summer flounder (fluke)To revise regulations concerning the recreational harvest of scup and summer flounder in New York State

04-18-18 Emergency/Proposed

07-11-18 Emergency

08-22-18 Finalized

ENV-17-18-00004 Control of the Emerald Ash BorerTo repeal existing restrictions on the movement of ash wood, logs, firewood, nursery stock and wood chips

04-25-18 Proposed

07-25-18 Finalized

ENV-20-18-00003 Regulations governing the harvest of lobsterTo repeal the most restrictive rule as it applies to closed seasons for lobster harvest

05-16-18 Emergency/Proposed

09-05-18 Finalized

ENV-20-18-00006 CO2 Emissions Standards for Major Electric Generating FacilitiesTo establish CO2 emissions standards for existing major electric generating facilities

05-16-18 Proposed

ENV-20-18-00007 Repeal and replace 6 NYCRR Parts 243, 244 and 245 and amend 6 NYCRR Part 200Parts 243, 244 and 245 set forth the process the Department will use to allocate allowances under EPA’s CSAPR Trad-ing Programs

05-16-18 Proposed

ENV-21-18-00027 Sanitary Condition of Shellfish LandsTo reclassify underwater shellfish lands to protect public health

05-23-18 Emergency

ENV-21-18-00028 Sanitary Condition of Shellfish LandsTo reclassify underwater shellfish lands to protect public health

05-23-18 Proposed

08-15-18 Emergency

ENV-21-18-00029 Northern Catskill Riparian AreasTo ensure public safety and protect natural resources on the Northern Catskill Riparian Areas

05-23-18 Proposed

08-15-18 Finalized

ENV-28-18-00001 Regulations governing the recreational fishing of black sea bassTo revise regulations concerning the recreational harvest of black sea bass in New York State

07-11-18 Emergency/Proposed

ID Number Issue Date Action QUARTERLY INDEX

24

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-17-16-00003 Plan of Conversion by Commercial Travelers Mutual Insurance CompanyTo convert a mutual accident and health insurance company to a stock accident and health insurance company

04-27-16 Proposed

DFS-39-16-00007 Charges for Professional Health ServicesLimit reimbursement of no-fault health care services provided outside NYS to highest fees in fee schedule for services inNYS

09-28-16 Proposed

05-24-17 Revised

10-25-17 Finalized

DFS-48-16-00006 Life Insurance and Annuity Non-guaranteed ElementsTo establish standards for the determination and readjustment of non-guaranteed elements for life insurance and annui-ties

11-30-16 Proposed

05-24-17 Revised

09-20-17 Finalized

DFS-11-17-00003 Continuing Care Retirement CommunitiesAmend rules related to permitted investments, financial transactions, reporting requirements and add new optionalcontract type

03-15-17 Proposed

04-04-18 Expired

DFS-18-17-00020 Establishment And Operation Of Market Stabilization Mechanisms For Certain Health Insurance MarketsTo allow for the implementation of a market stabilization pool for the small group health insurance market

05-03-17 Proposed

06-21-17 Emergency

08-16-17 Emergency

10-18-17 Emergency

12-13-17 Emergency

02-07-18 Emergency

04-11-18 Emergency

05-16-18 Revised

05-30-18 Emergency

08-01-18 Emergency

08-15-18 Finalized

DFS-20-17-00001 Private Passenger Motor Vehicle Insurance Multi-Tier ProgramsTo ensure education level attained/occupational status in initial tier placement/movement does not result in unfair rate

05-17-17 Proposed

12-13-17 Finalized

DFS-25-17-00002 Minimum standards for form, content and sale of health insurance, including standards of full and fair disclosureTo ensure coverage for essential health benefits in all individual, small group, and student accident and health policies

06-21-17 Emergency/Proposed

09-20-17 Emergency

11-15-17 Emergency

01-17-18 Emergency

03-14-18 Emergency

05-09-18 Emergency

07-11-18 Emergency/Revised

DFS-39-17-00002 Minimum Standards for Form, Content and Sale of Health Insurance, Including Standards of Full and Fair DisclosureProvide a formulary exception process for medication for the detoxification or maintenance treatment of a substance usedisorder

09-27-17 Proposed

09-26-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

25

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-40-17-00003 Registration Requirements and Prohibited Practices for Credit Reporting AgenciesTo address deficient practices of consumer credit reporting agencies and protect user of and the market for financial ser-vices

10-04-17 Proposed

07-03-18 Finalized

DFS-45-17-00002 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersSee attachment 8

11-08-17 Emergency

DFS-46-17-00003 The business conduct of mortgage loan servicers.To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers.

11-15-17 Emergency

DFS-49-17-00003 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of theDepartment of Financial Services

12-06-17 Emergency

DFS-52-17-00001 Special Risk InsuranceTo update Section 16.12(e) to incorporate changes and additions to class 2 risks introduced by 5/10/17 Public Notice

12-27-17 Proposed

05-16-18 Finalized

DFS-52-17-00006 Public Retirement SystemsTo ban the use of placement agents by investment advisers engaged by the state employees’ retirement systems.

12-27-17 Emergency

DFS-52-17-00020 Suitability in Life Insurance and Annuity TransactionsEstablish suitability standards for life insurance and clarify that a transaction must be in the best interest of the consumer.

12-27-17 Proposed

05-16-18 Revised

08-01-18 Finalized

DFS-05-18-00002 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersSee attachment 8

01-31-18 Emergency

DFS-06-18-00004 The business conduct of mortgage loan servicers.To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers.

02-07-18 Emergency

DFS-09-18-00009 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of theDepartment of Financial Services

02-28-18 Emergency

DFS-13-18-00012 Public Retirement SystemsTo ban the use of placement agents by investment advisers engaged by the State employees’ retirement systems.

03-28-18 Emergency

DFS-18-18-00001 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersSee attachment 8

05-02-18 Emergency

DFS-19-18-00002 The business conduct of mortgage loan servicers.To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers.

05-09-18 Emergency

ID Number Issue Date Action QUARTERLY INDEX

26

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FINANCIAL SERVICES, DEPARTMENT OF

DFS-22-18-00002 Supplementary Uninsured/Underinsured Motorists InsuranceTo conform 11 NYCRR 60-2 to new Insurance Law Section 3420(f)(2-a)

05-30-18 Emergency/Proposed

08-29-18 Emergency

DFS-22-18-00004 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo implement Section 17 of the Banking Law and Section 206 of the Financial Services Law and sets forth the basis forallocating all costs and expenses attributable to the operation of the Banking Division of the Department of Financial Ser-vices

05-30-18 Emergency

DFS-23-18-00001 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards for Full and Fair DisclosureTo require coverage for maternal screening and referrals

06-06-18 Proposed

DFS-25-18-00005 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards for Full and Fair DisclosureTo establish minimum requirements for policies of volunteer firefighter enhanced cancer insurance

06-20-18 Emergency/Proposed

09-19-18 Emergency

DFS-25-18-00006 Plan of Conversion by Medical Liabilty Mutual Insurance CompanyTo convert a mutual property and casualty insurance company to a stock property and casualty insurance company

06-20-18 Proposed

DFS-26-18-00001 Public Retirement SystemsTo ban the use of placement agents by investment advisers engaged by the State employees’ retirement systems.

06-27-18 Emergency

DFS-26-18-00002 Charges for Professional Health ServicesTo delay the effective date of the Workers’ Compensation fee schedule increases for no-fault reimbursement

06-27-18 Emergency/Proposed

DFS-30-18-00002 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersTo require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 beregistered with the Superintendent of Financial Services (formerly the Superintendent of Banks)

07-25-18 Emergency

DFS-30-18-00007 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards for Full and Fair DisclosureTo clarify requirements regarding coverage and disclosure of information for contraceptives

07-25-18 Proposed

DFS-32-18-00001 The business conduct of mortgage loan servicers.To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers.

08-08-18 Emergency

DFS-35-18-00001 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesSee Attachment #8

08-29-18 Emergency

DFS-36-18-00003 Professional Bail Agents; Managing General Agents; et alTo provide greater protection to consumers, and raise the standards of integrity in the bail business.

09-05-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

27

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GAMING COMMISSION, NEW YORK STATE

SGC-45-16-00004 Anti-stacking of NSAIDs and diclofenac made a 48 hour NSAIDTo enable the Commission to preserve the integrity of pari-mutuel racing while generating reasonable revenue for thesupport of government

11-09-16 Proposed

11-22-17 Revised

02-07-18 Finalized

SGC-09-18-00005 The licensing and registration of gaming facility employees and vendorsTo govern the licensing and registration of gaming facility employees and vendors

02-28-18 Proposed

SGC-17-18-00002 Regulation of courier services that purchase and claim certain Lottery tickets and prizes as agents for customersTo license courier services to facilitate the sale of Lottery tickets to generate more revenue for education

04-25-18 Proposed

SGC-19-18-00004 Prohibited practices and doping agents, veterinary relationship for prescribing drugs in Thoroughbred horse racingTo enable the Commission to maintain the integrity of pari-mutuel racing

05-09-18 Proposed

08-01-18 Finalized

SGC-20-18-00005 Electronic transfer of funds to the Gaming Commission from special bell jar accountsTo allow charitable gaming organizations to pay their license fees to the Gaming Commission via electronic transfer

05-16-18 Proposed

08-01-18 Finalized

SGC-32-18-00002 Blazing 7s Progressive WagerTo set forth the practices and procedures for the operation of Blazing 7s Progressive Wager as a casino table game.

08-08-18 Proposed

SGC-38-18-00002 Heads Up Hold ‘Em poker.To set forth the practices and procedures for the operation of Heads Up Hold ‘Em poker as a casino table game.

09-19-18 Proposed

SGC-38-18-00003 Casino fees and payments.Implementation of rules governing procedures for submission of fees and payments by gaming facilities to the GamingCommission.

09-19-18 Proposed

SGC-39-18-00003 Heads Up Hold ‘Em poker.To set forth the practices and procedures for the operation of Heads Up Hold ‘Em poker as a casino table game.

09-26-18 Proposed

HEALTH, DEPARTMENT OF

HLT-14-94-00006 Payment methodology for HIV/AIDS outpatient servicesTo expand the current payment to incorporate pricing for services

04-06-94 Proposed

09-14-94 Continued

ID Number Issue Date Action QUARTERLY INDEX

28

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HEALTH, DEPARTMENT OF

HLT-41-16-00002 Residential Health Care Facility Quality PoolTo reward NYS facilities with the highest quality outcomes as determined by methodology developed by regulation

10-12-16 Emergency/Proposed

01-04-17 Emergency

03-08-17 Emergency

05-03-17 Emergency

07-05-17 Emergency

08-23-17 Revised

08-30-17 Emergency

11-01-17 Emergency

01-03-18 Finalized

HLT-07-17-00009 Public Water SystemsTo incorporate federal rules and revisions to Public Health Law

02-15-17 Proposed

01-17-18 Finalized

HLT-20-17-00013 Lead Testing in School Drinking WaterRequires lead testing and remediation of potable drinking water in schools

05-17-17 Proposed

06-21-17 Emergency

08-16-17 Emergency

10-18-17 Emergency

12-13-17 Emergency

02-14-18 Emergency

04-11-18 Emergency

05-09-18 Finalized

HLT-28-17-00001 Children’s Behavioral Health and Health ServicesTo authorize Medicaid coverage of new behavioral health and health services for children under 21 years of age

07-12-17 Proposed

01-03-18 Finalized

HLT-28-17-00009 Early Intervention ProgramTo conform existing program regulations to federal regulations and state statute

07-12-17 Proposed

08-01-18 Revised

HLT-38-17-00001 Trauma CentersRequires hospitals to be verified by the American College of Surgeons Committee to be designated trauma centers bythe Dept.

09-20-17 Proposed

05-16-18 Finalized

HLT-43-17-00001 Medical Use of MarihuanaTo allow certain defined facilities to become a designated caregiver for a certified patient in NYS’s Medical MarihuanaProgram

10-25-17 Emergency/Proposed

01-24-18 Emergency

03-21-18 Emergency

05-16-18 Emergency

06-06-18 Finalized

HLT-49-17-00002 Food and Beverages in Funeral EstablishmentsTo lift the ban of the consumption of food and beverages in funeral establishments

12-06-17 Proposed

08-15-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

29

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HEALTH, DEPARTMENT OF

HLT-02-18-00002 Hospital Policies and Procedures for Individuals with Substance Use DisordersTo require hospitals to establish policies & procedures to identify, assess & refer individuals with substance use disorders

01-10-18 Proposed

07-11-18 Finalized

HLT-04-18-00010 Emergency Medical Services (EMS) Initial Certification Eligibility RequirementsTo reduce the EMS certification eligibility minimum age from 18 to 17 years of age

01-24-18 Proposed

HLT-06-18-00005 Public Water Systems - Revised Total Coliform RuleTo increase public health protection by reducing exposure to contaminants in drinking water

02-07-18 Proposed

05-16-18 Finalized

HLT-07-18-00002 Medicaid Reimbursement of Nursing Facility Reserved Bed Days for HospitalizationsTo make changes relating to reserved bed payments made by Medicaid to nursing facilities

02-14-18 Proposed

HLT-07-18-00014 Rate Rationalization – Intermediate Care Facilities for Persons with Developmental DisabilitiesAmend rate methodology eff. 7/1/16 and include addition of an occupancy adjust. & revision to 4/1/15 2% compensationcalculation

02-14-18 Proposed

06-13-18 Finalized

HLT-09-18-00006 Managed Care OrganizationsTo maintain the contingent reserve requirement applied to the Medicaid Managed Care, HIV SNP and HARP programs

02-28-18 Proposed

06-13-18 Finalized

HLT-22-18-00010 Criminal History Record Checks and Advanced Home Health AidesThis rule will implement statutory changes related to criminal history records checks and advanced home health aides

05-30-18 Proposed

HLT-24-18-00011 Update Standards for Adult Homes and Standards for Enriched Housing ProgramsTo prohibit residential providers from excluding an applicant based solely on the individual’s status as a wheelchair user.

06-13-18 Emergency

HLT-25-18-00003 Medical Staff – Sepsis ProtocolsUpdate definitions & guidelines of sepsis & associated protocols for treatment to align with the latest evidence-basedpractices

06-20-18 Proposed

HLT-25-18-00008 Inpatient Psychiatric ServicesTo enhance reimbursement mechanisms for inpatient psychiatric services

06-20-18 Proposed

HLT-30-18-00003 Prescription Contraceptive DrugsAllow for a written order of prescription contraceptives for family planning purposes to be filled 12 times within one year

07-25-18 Proposed

HLT-30-18-00008 Voluntary Foster Care Agency Health Facility LicensureTo license Voluntary Foster Care Agencies to provide limited health-related services

07-25-18 Proposed

HLT-31-18-00004 Newborn Screening for Phenylketonuria and Other DiseasesTo support timely collection and submission of specimens for the detection of diseases in newborn infants in New YorkState

08-01-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

30

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HEALTH, DEPARTMENT OF

HLT-31-18-00005 Medical Use of MarihuanaTo add additional serious conditions for which patients may be certified to use medical marihuana

08-01-18 Emergency/Proposed

HLT-33-18-00017 Patients’ Bill of RightsRequire general hospitals and diagnostic and treatment centers to update their statements of patient rights.

08-15-18 Proposed

HLT-34-18-00006 Statewide Planning and Research Cooperative System (SPARCS)To revise the SPARCS regulation related to data intake.

08-22-18 Proposed

HLT-34-18-00007 New York State Medicaid Infertility TreatmentTo authorize Medicaid coverage of infertility benefits.

08-22-18 Proposed

HLT-37-18-00001 Update Standards for Adult Homes and Standards for Enriched Housing ProgramsTo prohibit residential providers from excluding an applicant based solely on the individual’s status as a wheelchair user.

09-12-18 Emergency

HLT-37-18-00008 Update Standards for Adult Homes and Standards for Enriched Housing ProgramsTo prohibit residential providers from excluding an applicant based solely on the individual’s status as a wheelchair user.

09-12-18 Proposed

HIGHER EDUCATION SERVICES CORPORATION

ESC-45-17-00001 New York State Masters-in-Education Teacher Incentive Scholarship Program.To implement the New York State Masters-in-Education Teacher Incentive Scholarship Program.

11-08-17 Emergency

ESC-48-17-00001 The Enhanced Tuition Awards program.To implement the Enhanced Tuition Awards program.

11-29-17 Emergency

ESC-48-17-00002 Excelsior Scholarship.To implement the Excelsior Scholarship.

11-29-17 Emergency

ESC-48-17-00003 New York State Science, Technology, Engineering and Mathematics Incentive Program.To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program.

11-29-17 Emergency

ESC-51-17-00003 New York State Get on Your Feet Loan Forgiveness Program.To implement the New York State Get on Your Feet Loan Forgiveness Program.

12-20-17 Emergency

ESC-51-17-00004 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).

12-20-17 Emergency

ESC-05-18-00001 New York State Masters-in-Education Teacher Incentive Scholarship Program.To implement the New York State Masters-in-Education Teacher Incentive Scholarship Program.

01-31-18 Emergency

ESC-09-18-00001 New York State Science, Technology, Engineering and Mathematics Incentive Program.To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program.

02-28-18 Emergency

ID Number Issue Date Action QUARTERLY INDEX

31

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HIGHER EDUCATION SERVICES CORPORATION

ESC-09-18-00002 The Enhanced Tuition Awards program.To implement the Enhanced Tuition Awards program.

02-28-18 Emergency

ESC-09-18-00003 Excelsior ScholarshipTo implement the Excelsior Scholarship

02-28-18 Emergency

ESC-12-18-00002 New York State Get on Your Feet Loan Forgiveness Program.To implement the New York State Get on Your Feet Loan Forgiveness Program.

03-21-18 Emergency

ESC-12-18-00003 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).

03-21-18 Emergency

ESC-12-18-00005 Income used to determine financial aid awardsTo conform the regulations to a recently enacted statutory provision

03-21-18 Proposed

06-06-18 Finalized

ESC-16-18-00001 NYS Part-time Scholarship (PTS) Award Program.To implement the NYS Part-time Scholarship (PTS) Award Program.

04-18-18 Emergency

ESC-16-18-00002 New York State Masters-in-Education Teacher Incentive Scholarship Program.To implement the New York State Masters-in-Education Teacher Incentive Scholarship Program.

04-18-18 Emergency

ESC-21-18-00034 The Enhanced Tuition Awards program.To implement the Enhanced Tuition Awards program.

05-23-18 Emergency

ESC-21-18-00035 Excelsior Scholarship.To implement the Excelsior Scholarship.

05-23-18 Emergency

ESC-21-18-00036 New York State Science, Technology, Engineering and Mathematics Incentive Program.To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program.

05-23-18 Emergency

ESC-24-18-00009 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).

06-13-18 Emergency

ESC-24-18-00010 New York State Get on Your Feet Loan Forgiveness Program.To implement the New York State Get on Your Feet Loan Forgiveness Program.

06-13-18 Emergency

ESC-27-18-00003 NYS Part-time Scholarship (PTS) Award Program.To implement the NYS Part-time Scholarship (PTS) Award Program.

07-03-18 Emergency

ESC-27-18-00004 New York State Masters-in-Education Teacher Incentive Scholarship Program.To implement the New York State Masters-in-Education Teacher Incentive Scholarship Program.

07-03-18 Emergency

ESC-34-18-00002 Excelsior Scholarship.To implement the Excelsior Scholarship.

08-22-18 Emergency

ID Number Issue Date Action QUARTERLY INDEX

32

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HIGHER EDUCATION SERVICES CORPORATION

ESC-34-18-00003 New York State Science, Technology, Engineering and Mathematics Incentive Program.To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program.

08-22-18 Emergency

ESC-34-18-00004 The Enhanced Tuition Awards program.To implement the Enhanced Tuition Awards program.

08-22-18 Emergency

ESC-36-18-00001 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).

09-05-18 Emergency

ESC-36-18-00002 New York State Get on Your Feet Loan Forgiveness Program.To implement the New York State Get on Your Feet Loan Forgiveness Program.

09-05-18 Emergency

HOMELAND SECURITY AND EMERGENCY SERVICES, DIVISION OF

HES-25-18-00001 New York State Volunteer Firefighter Enhanced Cancer Disability Benefits ProgramEstablish claims process for eligible volunteer firefighters with certain cancers to receive disability and death benefits

06-20-18 Emergency/Proposed

09-05-18 Emergency

INFORMATION TECHNOLOGY SERVICES, OFFICE OF

ITS-52-17-00002 Implementing the Electronic Signatures and Records ActCorrecting outdated references to the name of ITS and the physical address of the Property Records Industry Associa-tion (PRIA)

12-27-17 Proposed

04-04-18 Finalized

ITS-52-17-00003 Concerning State Agency Internet posting of application formsCorrecting outdated references to the former name of ITS, and the Governor’s Office of Regulatory Reform (GORR)

12-27-17 Proposed

04-04-18 Finalized

ITS-52-17-00004 Providing public access to the records of the Office of Information Technology ServicesCorrecting outdated references to the name of ITS, a job title in the ITS Division of Legal Affairs; and gender references

12-27-17 Proposed

04-04-18 Finalized

ITS-52-17-00005 Providing access to personal informationTo correct outdated references to the name of ITS and a job title in the ITS Division of Legal Affairs

12-27-17 Proposed

04-04-18 Finalized

JOINT COMMISSION ON PUBLIC ETHICS, NEW YORK STATE

JPE-34-17-00003 Comprehensive lobbying regulationsTo set forth comprehensive lobbying regulations that implement the provisions of the Lobbying Act

08-23-17 Proposed

02-14-18 Revised

05-09-18 Finalized

JPE-34-17-00004 Source of funding reporting.To make consistent with the new comprehensive lobbying regulations at Part 943 and clarify exemption procedures.

08-23-17 Proposed

05-09-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

33

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JOINT COMMISSION ON PUBLIC ETHICS, NEW YORK STATE

JPE-42-17-00003 Financial disclosure statementsTo add a right of appeal to provisions governing exemptions related to filing a financial disclosure statement

10-18-17 Proposed

04-18-18 Emergency/Revised

06-06-18 Finalized

JUDICIAL CONDUCT, STATE COMMISSION ON

JDC-02-18-00003 Issuing of subpeonasTo clarify that only the referee has subpoena issuing power in Commission hearings

01-10-18 Proposed

04-18-18 Finalized

JUSTICE CENTER FOR THE PROTECTION OF PEOPLE WITH SPECIAL NEEDS

JCP-09-18-00014 Criminal History Information ChecksTo clarify language in the rule and make technical corrections

02-28-18 Proposed

08-29-18 Finalized

JCP-21-18-00030 Protocols for interviewing service recipientsTo ensure interviews of service recipients during investigations are conducted in a safe and sensitive manner

05-23-18 Proposed

08-08-18 Withdrawn

JCP-31-18-00008 Protocols for interviewing service recipientsTo ensure interviews of service recipients during investigations are conducted in a safe and sensitive manner.

08-01-18 Proposed

JCP-31-18-00015 Procedures of the Surrogate Decision-Making CommitteeTo set forth uniform procedures for the surrogate decision-making committee

08-01-18 Proposed

LABOR, DEPARTMENT OF

LAB-43-17-00002 Home Care Aide Hours WorkedTo clarify that hours worked may exclude meal periods and sleep times for home care aides who work shifts of 24 hoursor more.

10-25-17 Emergency

LAB-47-17-00011 Employee Scheduling (Call-In Pay)To strengthen existing call-in pay protections involving employee scheduling

11-22-17 Proposed

LAB-04-18-00002 Home Care Aide Hours WorkedTo clarify that hours worked may exclude meal periods and sleep times for home care aides who work shifts of 24 hoursor more.

01-24-18 Emergency

LAB-17-18-00005 Hours Worked, 24-Hour ShiftsTo clarify that hours worked may exclude meal periods and sleep times for employees who work shifts of 24 hours ormore

04-25-18 Proposed

04-25-18 Emergency

06-20-18 Emergency

08-15-18 Emergency

ID Number Issue Date Action QUARTERLY INDEX

34

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LAW, DEPARTMENT OF

LAW-13-18-00010 Change of office address (Lower Manhattan location)To update new address of the Lower Manhattan location

03-28-18 Proposed

07-11-18 Finalized

LIQUOR AUTHORITY, STATE

LQR-35-17-00002 Updated price posting rules, and recordkeeping requirements, and repeal of license durations and whiskey dividend rulesTo update price posting rules, and recordkeeping requirements, and repeal of license duration rules and whiskey dividendrules

08-30-17 Proposed

01-24-18 Finalized

LQR-07-18-00011 Municipal notification requirements for Temporary Beer and Wine Permit as well as Catering Permit applications for largeeventsTo establish municipal notification for Temporary Beer and Wine Permit as well as Catering Permit applications for largeevents

02-14-18 Proposed

LQR-30-18-00001 Bottle Club license updatesTo update outdated Bottle Club license requirements and procedures

07-25-18 Proposed

LONG ISLAND POWER AUTHORITY

LPA-08-01-00003 Pole attachments and related mattersTo approve revisions to the authority’s tariff

02-21-01 Proposed

LPA-41-02-00005 Tariff for electric serviceTo revise the tariff for electric service

10-09-02 Proposed

LPA-04-06-00007 Tariff for electric serviceTo adopt provisions of a ratepayer protection plan

01-25-06 Proposed

LPA-03-10-00004 Residential late payment chargesTo extend the application of late payment charges to residential customers

01-20-10 Proposed

LPA-11-17-00014 Street lighting provisions of the Authority’s Tariff for Electric ServiceTo clarify provisions regarding notification of street lighting changes and resulting billing modifications

03-15-17 Proposed

06-14-17 Finalized

LPA-41-17-00010 The undergrounding provisions of the Authority’s Tariff for Electric ServiceTo offer local communities a mechanism for financing the additional cost of undergrounding projects

10-11-17 Proposed

05-16-18 Finalized

LPA-41-17-00011 The remote meter reading provisions of the Authority’s Tariff for Electric ServiceTo eliminate charges for remote meter reading

10-11-17 Proposed

05-16-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

35

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LONG ISLAND POWER AUTHORITY

LPA-41-17-00012 The net energy metering provisions of the Authority’s Tariff for Electric ServiceTo update the Authority’s net energy metering provisions consistent with the rest of New York State

10-11-17 Proposed

05-16-18 Finalized

LPA-15-18-00011 The Authority’s discounts for low-income customersTo improve the Authority’s discounts for low-income customers

04-11-18 Proposed

08-15-18 Finalized

LPA-15-18-00012 A new time-of-use pilot rate option for residential customersTo update the Authority’s Tariff to offer a new pilot residential time-of-use rate option

04-11-18 Proposed

08-15-18 Finalized

LPA-15-18-00013 Outdoor area lightingTo add an option and pricing for efficient LED lamps to the Authority’s outdoor area lighting

04-11-18 Proposed

LPA-33-18-00018 The net energy metering and related provisions of the Authority’s Tariff for Electric Service.To conform the Tariff to orders issued in the Value of Distributed Energy Resources proceeding of the New York DPS.

08-15-18 Proposed

LPA-37-18-00009 The Authority’s transmission and distribution property taxes as reflected in the Adjustments section of the Authority’sTariff.To update the Tariff to implement an annual adjustment to recover payments in lieu of T&D property taxes.

09-12-18 Proposed

LPA-37-18-00010 The Authority’s annual budget, as reflected in the rates and charges in the Tariff for Electric Service.To update the Tariff to implement the Authority’s annual budget and corresponding rate adjustments.

09-12-18 Proposed

LPA-37-18-00011 The terms and conditions of the Authority’s Tariff for Electric Service regarding customer contacts by telephone.To implement Federal Communications Commission guidance regarding customer contacts via mobile electronic devices.

09-12-18 Proposed

LPA-37-18-00012 The small generator interconnection procedures in the Authority’s Tariff for Electric ServiceTo update the small generator interconnection procedures consistent with Public Service Commission guidance

09-12-18 Proposed

LPA-37-18-00013 The net energy metering provisions of the Authority’s Tariff for Electric ServiceTo implement PSC guidance increasing eligibility for value stack compensation to larger projects

09-12-18 Proposed

LPA-37-18-00014 The Authority’s Tariff for Electric Service, Service Classification No. 7 Outdoor Area LightingTo implement an option for high efficiency LED light bulbs and fixtures for Outdoor Area Lighting

09-12-18 Proposed

LPA-37-18-00015 Uniform Business Practices for Distributed Energy Resource Suppliers in the Authority’s Tariff for Electric Service.To update the Tariff to implement Uniform Business Practices for Distributed Energy Resource Suppliers.

09-12-18 Proposed

LPA-37-18-00016 The metering provisions of the Authority’s Tariff for Electric ServiceTo implement a customer option to decline installation of a smart meter and associated fees

09-12-18 Proposed

LPA-37-18-00017 The treatment of electric vehicle charging in the Authority’s Tariff for Electric Service.To effectuate the outcome of the Public Service Commission’s proceeding on electric vehicle supply equipment.

09-12-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

36

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LONG ISLAND POWER AUTHORITY

LPA-37-18-00018 The treatment of energy storage in the Authority’s Tariff for Electric Service.To effectuate the outcome of the Public Service Commission’s proceeding on the NY Energy Storage Roadmap.

09-12-18 Proposed

MENTAL HEALTH, OFFICE OF

OMH-31-17-00001 Early and Periodic Screening, Diagnostic and Treatment Services for ChildrenTo promote the expansion of behavioral health services for children and youth under 21 years of age

08-02-17 Proposed

04-04-18 Revised

05-30-18 Finalized

OMH-51-17-00001 Operation of Licensed Housing Programs for Children and Adolescents with Serious Emotional DisturbancesTo repeal Section 594.8 of Title 14 NYCRR and replace it with a clarified revised version.

12-20-17 Proposed

03-07-18 Withdrawn

OMH-09-18-00004 Procedure for Treatment and Hospitalization of Certain Mentally Ill Prisoners in JailTo conform implementing regulations with a change in the authorizing statute

02-28-18 Proposed

06-06-18 Finalized

MOTOR VEHICLES, DEPARTMENT OF

MTV-26-17-00003 Insurance requirements for TNC vehiclesTechnical amendment regarding insurance requirements for TNC vehicles

06-28-17 Emergency/Proposed

07-18-18 Expired

MTV-19-18-00001 Colored Lights; amber lightsTo conform the regulation to the statute

05-09-18 Proposed

07-25-18 Finalized

NIAGARA FALLS WATER BOARD

NFW-04-13-00004 Adoption of Rates, Fees and ChargesTo pay for the increased costs necessary to operate, maintain and manage the system, and to achieve covenants withbondholders

01-23-13 Emergency/Proposed

NFW-13-14-00006 Adoption of Rates, Fees and ChargesTo pay for increased costs necessary to operate, maintain and manage the system and to achieve covenants with thebondholders

04-02-14 Emergency/Proposed

NFW-01-18-00004 Adoption of Rates, Fees, and ChargesTo pay for increased costs necessary to operate, maintain, and manage the system, and to meet covenants with thebondholders

01-03-18 Emergency/Proposed

07-03-18 Finalized

NIAGARA FRONTIER TRANSPORTATION AUTHORITY

NFT-23-17-00016 Procurement Guidelines of the Niagara Frontier Transportation Authority and Niagara Frontier Transit Metro System, Inc.To amend Procurement Guidelines to reflect changes in law, clarifying provisions and change signing authority level

06-07-17 Proposed

06-27-18 Expired

ID Number Issue Date Action QUARTERLY INDEX

37

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NIAGARA FRONTIER TRANSPORTATION AUTHORITY

NFT-37-18-00020 Transportation Network Company Operators providing commercial ground transportation services at NFTA airportsTo provide cohesive operating procedures and practices for Transportation Network Companies operating at NFTAairports

09-12-18 Proposed

OGDENSBURG BRIDGE AND PORT AUTHORITY

OBA-33-18-00019 Increase in Bridge Toll StructureTo increase bridge toll revenue in order to become financially self-supporting. Our bridge operations are resulting indeficit.

08-15-18 Proposed

PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-48-17-00010 Clarification of Assessment of Functional and Health-Related NeedsTo clarify requirements for an Assessment of Functional and Health-Related Needs in Person Centered Planning regula-tions

11-29-17 Proposed

04-11-18 Finalized

PDD-51-17-00005 SNAP Benefit OffsetTo update the SNAP benefit offset and the amount that each individual must pay to providers.

12-20-17 Emergency/Proposed

03-21-18 Emergency

03-28-18 Finalized

PDD-51-17-00006 Site Based and Community Based Prevocational ServicesTo clarify site-based and community-based services and clarify reimbursement requirements

12-20-17 Emergency/Proposed

03-21-18 Emergency

05-16-18 Emergency

07-03-18 Emergency/Revised

09-05-18 Emergency

09-19-18 Finalized

PDD-07-18-00001 Enrollment in Medicare Prescription Drug Plans and Fully Integrated Duals Advantage Plans for IDDTo allow individuals to be enrolled in a FIDA-IDD plan when individuals are unable to enroll themselves

02-14-18 Emergency/Proposed

05-09-18 Emergency

07-11-18 Emergency/Revised

09-05-18 Emergency

PDD-07-18-00008 Adult Sibling UpdateAdd adult sibling to the list of qualified persons available, pursuant to Mental Hygiene Law section 33.16(a)(6)

02-14-18 Proposed

05-09-18 Finalized

PDD-07-18-00013 Advocacy Organization Definition UpdateTo redefine the advocacy organizations listed under 676.12(ab)

02-14-18 Proposed

05-09-18 Finalized

PDD-14-18-00002 Telephone ServiceTo require providers to have and maintain active telephone service at all times

04-04-18 Proposed

07-03-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

38

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PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-17-18-00001 Care Coordination OrganizationsTo allow individuals to be enrolled in a CCO when individuals are unable to enroll themselves

04-25-18 Emergency/Proposed

07-11-18 Emergency

08-22-18 Finalized

PDD-21-18-00046 Certificate of IncorporationRemove a requirement for certificate holders that is no longer required under Mental Hygiene Law 16.07

05-23-18 Proposed

08-15-18 Finalized

PDD-24-18-00012 Respite ServicesTo remove language that conflicts with respite services related to the new 1115 waiver

06-13-18 Emergency/Proposed

09-12-18 Emergency

09-19-18 Finalized

PDD-26-18-00003 Eligibility of ServicesThe eligibility for individuals applying for OPWDD authorized services

06-27-18 Emergency/Proposed

09-19-18 Emergency

PDD-32-18-00003 TelehealthTo authorize telehealth as a new modality for the delivery of clinical services.

08-08-18 Emergency/Proposed

POWER AUTHORITY OF THE STATE OF NEW YORK

PAS-01-10-00010 Rates for the sale of power and energyUpdate ECSB Programs customers’ service tariffs to streamline them/include additional required information

01-06-10 Proposed

PAS-41-17-00002 Rates for the Sale of Power and EnergyTo align rates and costs

10-11-17 Proposed

12-27-17 Finalized

PUBLIC EMPLOYMENT RELATIONS BOARD

PRB-33-18-00003 Rules and regulations to effectuate the purposes of the Public Employees’ Fair Employment Act (Civil Service Law Art.14).Allow for expedited treatment of cases which present issues of law relating to the scope of the duty of fair representation.

08-15-18 Emergency/Proposed

PUBLIC SERVICE COMMISSION

PSC-09-99-00012 Transfer of books and records by Citizens Utilities CompanyTo relocate Ogden Telephone Company’s books and records out-of-state

03-03-99 Proposed

PSC-15-99-00011 Electronic tariff by Woodcliff Park Corp.To replace the company’s current tariff with an electronic tariff

04-14-99 Proposed

PSC-12-00-00001 Winter bundled sales service election date by Central Hudson Gas & Electric CorporationTo revise the date

03-22-00 Proposed

ID Number Issue Date Action QUARTERLY INDEX

39

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PUBLIC SERVICE COMMISSION

PSC-44-01-00005 Annual reconciliation of gas costs by Corning Natural Gas CorporationTo authorize the company to include certain gas costs

10-31-01 Proposed

PSC-07-02-00032 Uniform business practicesTo consider modification

02-13-02 Proposed

PSC-36-03-00010 Performance assurance plan by Verizon New YorkTo consider changes

09-10-03 Proposed

PSC-40-03-00015 Receipt of payment of bills by St. Lawrence Gas CompanyTo revise the process

10-08-03 Proposed

PSC-41-03-00010 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-41-03-00011 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-44-03-00009 Retail access data between jurisdictional utilitiesTo accommodate changes in retail access market structure or commission mandates

11-05-03 Proposed

PSC-02-04-00008 Delivery rates for Con Edison’s customers in New York City and Westchester County by the City of New YorkTo rehear the Nov. 25, 2003 order

01-14-04 Proposed

PSC-06-04-00009 Transfer of ownership interest by SCS Energy LLC and AE Investors LLCTo transfer interest in Steinway Creek Electric Generating Company LLC to AE Investors LLC

02-11-04 Proposed

PSC-10-04-00005 Temporary protective orderTo consider adopting a protective order

03-10-04 Proposed

PSC-10-04-00008 Interconnection agreement between Verizon New York Inc. and VIC-RMTS-DC, L.L.C. d/b/a Verizon AvenueTo amend the agreement

03-10-04 Proposed

PSC-14-04-00008 Submetering of natural gas service to industrial and commercial customers by Hamburg FairgroundsTo submeter gas service to commercial customers located at the Buffalo Speedway

04-07-04 Proposed

PSC-15-04-00022 Submetering of electricity by Glenn Gardens Associates, L.P.To permit submetering at 175 W. 87th St., New York, NY

04-14-04 Proposed

PSC-21-04-00013 Verizon performance assurance plan by Metropolitan TelecommunicationsTo clarify the appropriate performance level

05-26-04 Proposed

PSC-22-04-00010 Approval of new types of electricity meters by Powell Power Electric CompanyTo permit the use of the PE-1250 electronic meter

06-02-04 Proposed

ID Number Issue Date Action QUARTERLY INDEX

40

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PUBLIC SERVICE COMMISSION

PSC-22-04-00013 Major gas rate increase by Consolidated Edison Company of New York, Inc.To increase annual gas revenues

06-02-04 Proposed

PSC-22-04-00016 Master metering of water by South Liberty CorporationTo waive the requirement for installation of separate water meters

06-02-04 Proposed

PSC-25-04-00012 Interconnection agreement between Frontier Communications of Ausable Valley, Inc., et al. and Sprint CommunicationsCompany, L.P.To amend the agreement

06-23-04 Proposed

PSC-27-04-00008 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-27-04-00009 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-28-04-00006 Approval of loans by Dunkirk & Fredonia Telephone Company and Cassadaga Telephone CorporationTo authorize participation in the parent corporation’s line of credit

07-14-04 Proposed

PSC-31-04-00023 Distributed generation service by Consolidated Edison Company of New York, Inc.To provide an application form

08-04-04 Proposed

PSC-34-04-00031 Flat rate residential service by Emerald Green Lake Louise Marie Water Company, Inc.To set appropriate level of permanent rates

08-25-04 Proposed

PSC-35-04-00017 Application form for distributed generation by Orange and Rockland Utilities, Inc.To establish a new supplementary application form for customers

09-01-04 Proposed

PSC-43-04-00016 Accounts recievable by Rochester Gas and Electric CorporationTo include in its tariff provisions for the purchase of ESCO accounts recievable

10-27-04 Proposed

PSC-46-04-00012 Service application form by Consolidated Edison Company of New York, Inc.To revise the form and make housekeeping changes

11-17-04 Proposed

PSC-46-04-00013 Rules and guidelines governing installation of metering equipmentTo establish uniform statewide business practices

11-17-04 Proposed

PSC-02-05-00006 Violation of the July 22, 2004 order by Dutchess Estates Water Company, Inc.To consider imposing remedial actions against the company and its owners, officers and directors

01-12-05 Proposed

PSC-09-05-00009 Submetering of natural gas service by Hamlet on Olde Oyster BayTo consider submetering of natural gas to a commercial customer

03-02-05 Proposed

PSC-14-05-00006 Request for deferred accounting authorization by Freeport Electric Inc.To defer expenses beyond the end of the fiscal year

04-06-05 Proposed

ID Number Issue Date Action QUARTERLY INDEX

41

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PUBLIC SERVICE COMMISSION

PSC-18-05-00009 Marketer Assignment Program by Consolidated Edison Company of New York, Inc.To implement the program

05-04-05 Proposed

PSC-20-05-00028 Delivery point aggregation fee by Allied Frozen Storage, Inc.To review the calculation of the fee

05-18-05 Proposed

PSC-25-05-00011 Metering, balancing and cashout provisions by Central Hudson Gas & Electric CorporationTo establish provisions for gas customers taking service under Service Classification Nos. 8, 9 and 11

06-22-05 Proposed

PSC-27-05-00018 Annual reconciliation of gas costs by New York State Electric & Gas CorporationTo consider the manner in which the gas cost incentive mechanism has been applied

07-06-05 Proposed

PSC-41-05-00013 Annual reconciliation of gas expenses and gas cost recoveries by local distribution companies and municipalitiesTo consider the filings

10-12-05 Proposed

PSC-45-05-00011 Treatment of lost and unaccounted gas costs by Corning Natural Gas CorporationTo defer certain costs

11-09-05 Proposed

PSC-46-05-00015 Sale of real and personal property by the Brooklyn Union Gas Company d/b/a KeySpan Energy Delivery New York andSteel Arrow, LLCTo consider the sale

11-16-05 Proposed

PSC-47-05-00009 Transferral of gas supplies by Corning Natural Gas CorporationTo approve the transfer

11-23-05 Proposed

PSC-50-05-00008 Long-term debt by Saratoga Glen Hollow Water Supply Corp.To obtain long-term debt

12-14-05 Proposed

PSC-04-06-00024 Transfer of ownership interests by Mirant NY-Gen LLC and Orange and Rockland Utilities, Inc.To approve of the transfer

01-25-06 Proposed

PSC-06-06-00015 Gas curtailment policies and proceduresTo examine the manner and extent to which gas curtailment policies and procedures should be modified and/orestablished

02-08-06 Proposed

PSC-07-06-00009 Modification of the current Environmental Disclosure ProgramTo include an attributes accounting system

02-15-06 Proposed

PSC-22-06-00019 Hourly pricing by National GridTo assess the impacts

05-31-06 Proposed

PSC-22-06-00020 Hourly pricing by New York State Electric & Gas CorporationTo assess the impacts

05-31-06 Proposed

PSC-22-06-00021 Hourly pricing by Rochester Gas & Electric CorporationTo assess the impacts

05-31-06 Proposed

ID Number Issue Date Action QUARTERLY INDEX

42

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PUBLIC SERVICE COMMISSION

PSC-22-06-00022 Hourly pricing by Consolidated Edison Company of New York, Inc.To assess the impacts

05-31-06 Proposed

PSC-22-06-00023 Hourly pricing by Orange and Rockland Utilities, Inc.To assess the impacts

05-31-06 Proposed

PSC-24-06-00005 Supplemental home energy assistance benefitsTo extend the deadline to Central Hudson’s low-income customers

06-14-06 Emergency/Proposed

PSC-25-06-00017 Purchased power adjustment by Massena Electric DepartmentTo revise the method of calculating the purchased power adjustment and update the factor of adjustment

06-21-06 Proposed

PSC-34-06-00009 Inter-carrier telephone service quality standards and metrics by the Carrier Working GroupTo incorporate appropriate modifications

08-23-06 Proposed

PSC-37-06-00015 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

PSC-37-06-00017 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

PSC-43-06-00014 Electric delivery services by Strategic Power Management, Inc.To determine the proper mechanism for the rate-recovery of costs

10-25-06 Proposed

PSC-04-07-00012 Petition for rehearing by Orange and Rockland Utilities, Inc.To clarify the order

01-24-07 Proposed

PSC-06-07-00015 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for electric service

02-07-07 Proposed

PSC-06-07-00020 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for gas service

02-07-07 Proposed

PSC-11-07-00010 Investigation of the electric power outages by the Consolidated Edison Company of New York, Inc.To implement the recommendations in the staff’s investigation

03-14-07 Proposed

PSC-11-07-00011 Storm-related power outages by Consolidated Edison Company of New York, Inc.To modify the company’s response to power outages, the timing for any such changes and other related matters

03-14-07 Proposed

PSC-17-07-00008 Interconnection agreement between Verizon New York Inc. and BridgeCom International, Inc.To amend the agreement

04-25-07 Proposed

PSC-18-07-00010 Existing electric generating stations by Independent Power Producers of New York, Inc.To repower and upgrade existing electric generating stations owned by Rochester Gas and Electric Corporation

05-02-07 Proposed

ID Number Issue Date Action QUARTERLY INDEX

43

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PUBLIC SERVICE COMMISSION

PSC-20-07-00016 Tariff revisions and making rates permanent by New York State Electric & Gas CorporationTo seek rehearing

05-16-07 Proposed

PSC-21-07-00007 Natural Gas Supply and Acquisition Plan by Corning Natural Gas CorporationTo revise the rates, charges, rules and regulations for gas service

05-23-07 Proposed

PSC-22-07-00015 Demand Side Management Program by Consolidated Edison Company of New York, Inc.To recover incremental program costs and lost revenue

05-30-07 Proposed

PSC-23-07-00022 Supplier, transportation, balancing and aggregation service by National Fuel Gas Distribution CorporationTo explicitly state in the company’s tariff that the threshold level of elective upstream transmission capacity is a maximumof 112,600 Dth/day of marketer-provided upstream capacity

06-06-07 Proposed

PSC-24-07-00012 Gas Efficiency Program by the City of New YorkTo consider rehearing a decision establishing a Gas Efficiency Program

06-13-07 Proposed

PSC-39-07-00017 Gas bill issuance charge by New York State Electric & Gas CorporationTo create a gas bill issuance charge unbundled from delivery rates

09-26-07 Proposed

PSC-41-07-00009 Submetering of electricity rehearingTo seek reversal

10-10-07 Proposed

PSC-42-07-00012 Energy efficiency program by Orange and Rockland Utilities, Inc.To consider any energy efficiency program for Orange and Rockland Utilities, Inc.’s electric service

10-17-07 Proposed

PSC-42-07-00013 Revenue decoupling by Orange and Rockland Utilities, Inc.To consider a revenue decoupling mechanism for Orange and Rockland Utilities, Inc.

10-17-07 Proposed

PSC-45-07-00005 Customer incentive programs by Orange and Rockland Utilities, Inc.To establish a tariff provision

11-07-07 Proposed

PSC-02-08-00006 Additional central office codes in the 315 area code regionTo consider options for making additional codes

01-09-08 Proposed

PSC-03-08-00006 Rehearing of the accounting determinationsTo grant or deny a petition for rehearing of the accounting determinations

01-16-08 Proposed

PSC-04-08-00010 Granting of easement rights on utility property by Central Hudson Gas & Electric CorporationTo grant easement rights to Millennium Pipeline Company, L.L.C.

01-23-08 Proposed

PSC-04-08-00012 Marketing practices of energy service companies by the Consumer Protection Board and New York City Department ofConsumer AffairsTo consider modifying the commission’s regulation over marketing practices of energy service companies

01-23-08 Proposed

PSC-08-08-00016 Transfer of ownership by Entergy Nuclear Fitzpatrick LLC, et al.To consider the transfer

02-20-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

44

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PUBLIC SERVICE COMMISSION

PSC-12-08-00019 Extend the provisions of the existing electric rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-12-08-00021 Extend the provisions of the existing gas rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-13-08-00011 Waiver of commission policy and NYSEG tariff by Turner Engineering, PCTo grant or deny Turner’s petition

03-26-08 Proposed

PSC-13-08-00012 Voltage drops by New York State Electric & Gas CorporationTo grant or deny the petition

03-26-08 Proposed

PSC-23-08-00008 Petition requesting rehearing and clarification of the commission’s April 25, 2008 order denying petition of public utilitylaw projectTo consider whether to grant or deny, in whole or in part, the May 7, 2008 Public Utility Law Project (PULP) petition forrehearing and clarification of the commission’s April 25, 2008 order denying petition of Public Utility Law Project

06-04-08 Proposed

PSC-23-08-00009 The transfer of certain real property with an original cost under $100,000 in the Town of ThroopTo consider the filing for the transfer of certain real property in the Town of Throop

06-04-08 Proposed

01-17-18 Withdrawn

PSC-25-08-00007 Policies and procedures regarding the selection of regulatory proposals to meet reliability needsTo establish policies and procedures regarding the selection of regulatory proposals to meet reliability needs

06-18-08 Proposed

PSC-25-08-00008 Report on Callable Load OpportunitiesRider U report assessing callable load opportunities in New York City and Westchester County during the next 10 years

06-18-08 Proposed

PSC-28-08-00004 Con Edison’s procedure for providing customers access to their account informationTo consider Con Edison’s implementation plan and timetable for providing customers access to their account information

07-09-08 Proposed

PSC-31-08-00025 Recovery of reasonable DRS costs from the cost mitigation reserve (CMR)To authorize recovery of the DRS costs from the CMR

07-30-08 Proposed

PSC-32-08-00009 The ESCO referral program for KEDNY to be implemented by October 1, 2008To approve, reject or modify, in whole or in part, KEDNY’s recommended ESCO referral program

08-06-08 Proposed

PSC-33-08-00008 Noble Allegany’s request for lightened regulationTo consider Noble Allegany’s request for lightened regulation as an electric corporation

08-13-08 Proposed

PSC-36-08-00019 Land Transfer in the Borough of Manhattan, New YorkTo consider petition for transfer of real property to NYPH

09-03-08 Proposed

PSC-39-08-00010 RG&E’s economic development plan and tariffsConsideration of the approval of RG&E’s economic development plan and tariffs

09-24-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

45

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PUBLIC SERVICE COMMISSION

PSC-40-08-00010 Loans from regulated company to its parentTo determine if the cash management program resulting in loans to the parent should be approved

10-01-08 Proposed

PSC-41-08-00009 Transfer of control of cable TV franchiseTo determine if the transfer of control of Margaretville’s cable TV subsidiary should be approved

10-08-08 Proposed

PSC-43-08-00014 Annual Reconcilliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Re-coveries

10-22-08 Proposed

PSC-46-08-00008 Property transfer in the Village of Avon, New YorkTo consider a petition for the transfer of street lighting and attached equipment to the Village of Avon, New York

11-12-08 Proposed

PSC-46-08-00010 A transfer of indirect ownership interests in nuclear generation facilitiesConsideration of approval of a transfer of indirect ownership interests in nuclear generation facilities

11-12-08 Proposed

PSC-46-08-00014 The attachment of cellular antennae to an electric transmission towerTo approve, reject or modify the request for permission to attach cellular antennae to an electric transmission tower

11-12-08 Proposed

PSC-48-08-00005 A National Grid high efficiency gas heating equipment rebate programTo expand eligibility to customers converting from oil to natural gas

11-26-08 Proposed

PSC-48-08-00008 Petition for the master metering and submetering of electricityTo consider the request of Bay City Metering, to master meter & submeter electricity at 345 E. 81st St., New York, NewYork

11-26-08 Proposed

PSC-48-08-00009 Petition for the submetering of electricityTo consider the request of PCV/ST to submeter electricity at Peter Cooper Village & Stuyvesant Town, New York, NewYork

11-26-08 Proposed

PSC-50-08-00018 Market Supply ChargeA study on the implementation of a revised Market Supply Charge

12-10-08 Proposed

PSC-51-08-00006 Commission’s October 27, 2008 Order on Future of Retail Access Programs in Case 07-M-0458To consider a Petition for rehearing of the Commission’s October 27, 2008 Order in Case 07-M-0458

12-17-08 Proposed

PSC-51-08-00007 Commission’s October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078To consider Petitions for rehearing of the Commission’s October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and08-G-0078

12-17-08 Proposed

PSC-53-08-00011 Use of deferred Rural Telephone Bank fundsTo determine if the purchase of a softswitch by Hancock is an appropriate use of deferred Rural Telephone Bank funds

12-31-08 Proposed

PSC-53-08-00012 Transfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NYTransfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NY

12-31-08 Proposed

ID Number Issue Date Action QUARTERLY INDEX

46

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PUBLIC SERVICE COMMISSION

PSC-53-08-00013 To transfer common stock and ownershipTo consider transfer of common stock and ownership

12-31-08 Proposed

PSC-01-09-00015 FCC decision to redefine service area of Citizens/FrontierReview and consider FCC proposed redefinition of Citizens/Frontier service area

01-07-09 Proposed

PSC-02-09-00010 Competitive classification of independent local exchange company, and regulatory relief appropriate theretoTo determine if Chazy & Westport Telephone Corporation more appropriately belongs in scenario 1 rather than scenario2

01-14-09 Proposed

PSC-05-09-00008 Revenue allocation, rate design, performance metrics, and other non-revenue requirement issuesTo consider any remaining non-revenue requirement issues related to the Company’s May 9, 2008 tariff filing

02-04-09 Proposed

PSC-05-09-00009 Numerous decisions involving the steam system including cost allocation, energy efficiency and capital projectsTo consider the long term impacts on steam rates and on public policy of various options concerning the steam system

02-04-09 Proposed

PSC-06-09-00007 Interconnection of the networks between Frontier Comm. and WVT Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier Comm. and WVT Comm.

02-11-09 Proposed

PSC-07-09-00015 Transfer certain utility assets located in the Town of Montgomery from plant held for future use to non-utility propertyTo consider the request to transfer certain utility assets located in the Town of Montgomery to non-utility assets

02-18-09 Proposed

PSC-07-09-00017 Request for authorization to defer the incremental costs incurred in the restoration work resulting from the ice stormTo allow the company to defer the incremental costs incurred in the restoration work resulting from the ice storm

02-18-09 Proposed

PSC-07-09-00018 Whether to permit the submetering of natural gas service to an industrial and commercial customer at Cooper Union,New York, NYTo consider the request of Cooper Union, to submeter natural gas at 41 Cooper Square, New York, New York

02-18-09 Proposed

PSC-12-09-00010 Charges for commodityTo charge customers for commodity costs

03-25-09 Proposed

PSC-12-09-00012 Charges for commodityTo charge customers for commodity costs

03-25-09 Proposed

PSC-13-09-00008 Options for making additional central office codes available in the 718/347 numbering plan areaTo consider options for making additional central office codes available in the 718/347 numbering plan area

04-01-09 Proposed

PSC-14-09-00014 The regulation of revenue requirements for municipal utilities by the Public Service CommissionTo determine whether the regulation of revenue requirements for municipal utilities should be modified

04-08-09 Proposed

PSC-16-09-00010 Petition for the submetering of electricityTo consider the request of AMPS on behalf of Park Imperial to submeter electricity at 230 W. 56th Street, in New York,New York

04-22-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

47

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PUBLIC SERVICE COMMISSION

PSC-16-09-00020 Whether SUNY’s core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacityWhether SUNY’s core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacity

04-22-09 Proposed

PSC-17-09-00010 Whether to permit the use of Elster REX2 solid state electric meter for use in residential and commerical accountsTo permit electric utilities in New York State to use the Elster REX2

04-29-09 Proposed

PSC-17-09-00011 Whether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxesWhether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxes

04-29-09 Proposed

PSC-17-09-00012 Petition for the submetering of gas at commercial propertyTo consider the request of Turner Construction, to submeter natural gas at 550 Short Ave., & 10 South St., GovernorsIsland, NY

04-29-09 Proposed

PSC-17-09-00014 Benefit-cost framework for evaluating AMI programs prepared by the DPS StaffTo consider a benefit-cost framework for evaluating AMI programs prepared by the DPS Staff

04-29-09 Proposed

PSC-17-09-00015 The construction of a tower for wireless antennas on land owned by National GridTo approve, reject or modify the petition to build a tower for wireless antennas in the Town of Onondaga

04-29-09 Proposed

PSC-18-09-00012 Petition for rehearing of Order approving the submetering of electricityTo consider the request of Frank Signore to rehear petition to submeter electricity at One City Place in White Plains, NewYork

05-06-09 Proposed

PSC-18-09-00013 Petition for the submetering of electricityTo consider the request of Living Opportunities of DePaul to submeter electricity at E. Main St. located in Batavia, NewYork

05-06-09 Proposed

PSC-18-09-00017 Approval of an arrangement for attachment of wireless antennas to the utility’s transmission facilities in the City ofYonkersTo approve, reject or modify the petition for the existing wireless antenna attachment to the utility’s transmission tower

05-06-09 Proposed

PSC-20-09-00016 The recovery of, and accounting for, costs associated with the Companies’ advanced metering infrastructure (AMI) pilotsetcTo consider a filing of the Companies as to the recovery of, and accounting for, costs associated with it’s AMI pilots etc

05-20-09 Proposed

PSC-20-09-00017 The recovery of, and accounting for, costs associated with CHG&E’s AMI pilot programTo consider a filing of CHG&E as to the recovery of, and accounting for, costs associated with it’s AMI pilot program

05-20-09 Proposed

PSC-22-09-00011 Cost allocation for Consolidated Edison’s East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison’s East River RepoweringProject

06-03-09 Proposed

PSC-25-09-00005 Whether to grant, deny, or modify, in whole or in part, the petitionWhether to grant, deny, or modify, in whole or in part, the petition

06-24-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

48

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PUBLIC SERVICE COMMISSION

PSC-25-09-00006 Electric utility implementation plans for proposed web based SIR application process and project status databaseTo determine if the proposed web based SIR systems are adequate and meet requirements needed for implementation

06-24-09 Proposed

PSC-25-09-00007 Electric rates for Consolidated Edison Company of New York, IncConsider a Petition for Rehearing filed by Consolidated Edison Company of New York, Inc

06-24-09 Proposed

PSC-27-09-00011 Interconnection of the networks between Vernon and tw telecom of new york I.p. for local exchange service andexchange access.To review the terms and conditions of the negotiated agreement between Vernon and tw telecom of new york I.p.

07-08-09 Proposed

PSC-27-09-00014 Billing and payment for energy efficiency measures through utility billTo promote energy conservation

07-08-09 Proposed

PSC-27-09-00015 Interconnection of the networks between Oriskany and tw telecom of new york l.p. for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Oriskany and tw telecom of new york l.p

07-08-09 Proposed

PSC-29-09-00011 Consideration of utility compliance filingsConsideration of utility compliance filings

07-22-09 Proposed

PSC-32-09-00009 Cost allocation for Consolidated Edison’s East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison’s East River RepoweringProject

08-12-09 Proposed

PSC-34-09-00016 Recommendations made in the Management Audit Final ReportTo consider whether to take action or recommendations contained in the Management Audit Final Report

08-26-09 Proposed

PSC-34-09-00017 To consider the transfer of control of Plattsburgh Cablevision, Inc. d/b/a Charter Communications to CH Communications,LLCTo allow the Plattsburgh Cablevision, Inc. to distribute its equity interest in CH Communications, LLC

08-26-09 Proposed

PSC-36-09-00008 The increase in the non-bypassable charge implemented by RG&E on June 1, 2009Considering exemptions from the increase in the non-bypassable charge implemented by RG&E on June 1, 2009

09-09-09 Proposed

PSC-37-09-00015 Sale of customer-generated steam to the Con Edison steam systemTo establish a mechanism for sale of customer-generated steam to the Con Edison steam system

09-16-09 Proposed

PSC-37-09-00016 Applicability of electronic signatures to Deferred Payment AgreementsTo determine whether electronic signatures can be accepted for Deferred Payment Agreements

09-16-09 Proposed

PSC-39-09-00015 Modifications to the $5 Bill Credit ProgramConsideration of petition of National Grid to modify the Low Income $5 Bill Credit Program

09-30-09 Proposed

PSC-39-09-00018 The offset of deferral balances with Positive Benefit AdjustmentsTo consider a petition to offset deferral balances with Positive Benefit Adjustments

09-30-09 Proposed

ID Number Issue Date Action QUARTERLY INDEX

49

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PUBLIC SERVICE COMMISSION

PSC-40-09-00013 Uniform System of Accounts - request for deferral and amortization of costsTo consider a petition to defer and amortize costs

10-07-09 Proposed

PSC-51-09-00029 Rules and guidelines for the exchange of retail access data between jurisdictional utilities and eligible ESCOsTo revise the uniform Electronic Data Interchange Standards and business practices to incorporate a contest period

12-23-09 Proposed

PSC-51-09-00030 Waiver or modification of Capital Expenditure condition of mergerTo allow the companies to expend less funds for capital improvement than required by the merger

12-23-09 Proposed

PSC-52-09-00006 ACE’s petition for rehearing for an order regarding generator-specific energy deliverability study methodologyTo consider whether to change the Order Prescribing Study Methodology

12-30-09 Proposed

PSC-52-09-00008 Approval for the New York Independent System Operator, Inc. to incur indebtedness and borrow up to $50,000,000To finance the renovation and construction of the New York Independent System Operator, Inc.’s power control centerfacilities

12-30-09 Proposed

PSC-05-10-00008 Petition for the submetering of electricityTo consider the request of University Residences - Rochester, LLC to submeter electricity at 220 John Street, Henrietta,NY

02-03-10 Proposed

PSC-05-10-00015 Petition for the submetering of electricityTo consider the request of 243 West End Avenue Owners Corp. to submeter electricity at 243 West End Avenue, NewYork, NY

02-03-10 Proposed

PSC-06-10-00022 The Commission’s Order of December 17, 2009 related to redevelopment of Consolidated Edison’s Hudson Avenuegenerating facilityTo reconsider the Commission’s Order of December 17, 2009 related to redevelopment of the Hudson Avenue generatingfacility

02-10-10 Proposed

PSC-07-10-00009 Petition to revise the Uniform Business PracticesTo consider the RESA petition to allow rescission of a customer request to return to full utility service

02-17-10 Proposed

PSC-08-10-00007 Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847

02-24-10 Proposed

PSC-08-10-00009 Consolidated Edison of New York, Inc. energy efficiency programsTo modify approved energy efficiency programs

02-24-10 Proposed

PSC-12-10-00015 Recommendations made by Staff intended to enhance the safety of Con Edison’s gas operationsTo require that Con Edison implement the Staff recommendations intended to enhance the safety of Con Edison’s gasoperations

03-24-10 Proposed

PSC-14-10-00010 Petition for the submetering of electricityTo consider the request of 61 Jane Street Owners Corporation to submeter Electricity at 61 Jane Street, Manhattan, NY

04-07-10 Proposed

PSC-16-10-00005 To consider adopting and expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

04-21-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

50

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PUBLIC SERVICE COMMISSION

PSC-16-10-00007 Interconnection of the networks between TDS Telecom and PAETEC Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between TDS Telecom and PAETEC Communications

04-21-10 Proposed

PSC-16-10-00015 Interconnection of the networks between Frontier and Choice One Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier and Choice One Communications

04-21-10 Proposed

PSC-18-10-00009 Electric utility transmission right-of-way management practicesTo consider electric utility transmission right-of-way management practices

05-05-10 Proposed

PSC-19-10-00022 Whether National Grid should be permitted to transfer a parcel of property located at 1 Eddy Street, Fort Edward, NewYorkTo decide whether to approve National Grid’s request to transfer a parcel of vacant property in Fort Edward, New York

05-12-10 Proposed

PSC-22-10-00006 Requirement that Noble demonstrate that its affiliated electric corporations operating in New York are providing safe ser-viceConsider requiring that Noble demonstrate that its affiliated electric corporations in New York are providing safe service

06-02-10 Proposed

PSC-22-10-00008 Petition for the submetering of electricityTo consider the request of 48-52 Franklin Street to submeter electricity at 50 Franklin Street, New York, New York

06-02-10 Proposed

PSC-24-10-00009 Verizon New York Inc. tariff regulations relating to voice messaging serviceTo remove tariff regulations relating to retail voice messaging service from Verizon New York Inc.’s tariff

06-16-10 Proposed

PSC-25-10-00012 Reassignment of the 2-1-1 abbreviated dialing codeConsideration of petition to reassign the 2-1-1 abbreviated dialing code

06-23-10 Proposed

PSC-25-10-00015 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2009Consideration of NYWC’s petition to defer and amortize, for future rate recognition, pension payout losses incurred in2009

06-23-10 Proposed

01-17-18 Withdrawn

PSC-27-10-00016 Petition for the submetering of electricityTo consider the request of 9271 Group, LLC to submeter electricity at 960 Busti Avenue, Buffalo, New York

07-07-10 Proposed

PSC-31-10-00007 Waiver of the Attachment 23 requirement in 2001 Rate Order that NMPC Board of Directors consist of ‘‘outside directors’’To consider the waiver of the requirement that a majority of NMPC Board of directors consist of ‘‘outside directors’’

08-04-10 Proposed

01-17-18 Withdrawn

PSC-34-10-00003 The modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities Program

08-25-10 Proposed

PSC-34-10-00005 Approval of a contract for $250,000 in tank repairs that may be a financingTo decide whether to approve a contract between the parties that may be a financing of $250,000 for tank repairs

08-25-10 Proposed

PSC-34-10-00006 The modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities Program

08-25-10 Proposed

ID Number Issue Date Action QUARTERLY INDEX

51

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PUBLIC SERVICE COMMISSION

PSC-36-10-00010 Central Hudson’s procedures, terms and conditions for an economic development planConsideration of Central Hudson’s procedures, terms and conditions for an economic development plan

09-08-10 Proposed

PSC-40-10-00014 Disposition of a state sales tax refundTo determine how much of a state sales tax refund should be retained by National Grid

10-06-10 Proposed

PSC-40-10-00021 Whether to permit the submetering of natural gas service to a commercial customer at Quaker Crossing MallTo permit the submetering of natural gas service to a commercial customer at Quaker Crossing Mall

10-06-10 Proposed

PSC-41-10-00018 Amount of hourly interval data provided to Hourly Pricing customers who have not installed a phone line to read meterAllow Central Hudson to provide less than a years worth of interval data and charge for manual meter reading for somecustomers

10-13-10 Proposed

PSC-41-10-00022 Request for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NYRequest for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NY

10-13-10 Proposed

PSC-42-10-00011 Petition for the submetering of electricityTo consider the request of 4858 Group, LLC to submeter electricity at 456 Main Street, Buffalo, New York

10-20-10 Proposed

PSC-43-10-00016 Utility Access to Ducts, Conduit Facilities and Utility PolesTo review the complaint from Optical Communications Group

10-27-10 Proposed

PSC-44-10-00003 Third and fourth stage gas rate increase by Corning Natural Gas CorporationTo consider Corning Natural Gas Corporation’s request for a third and fourth stage gas rate increase

11-03-10 Proposed

PSC-51-10-00018 Commission proceeding concerning three-phase electric service by all major electric utilitiesInvestigate the consistency of the tariff provisions for three-phase electric service for all major electric utilities

12-22-10 Proposed

PSC-11-11-00003 The proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public serviceThe proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public service

03-16-11 Proposed

PSC-12-11-00008 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2010Consideration of NYWC’s petition to defer and amortize, for future rate recognition, pension payout losses incurred in2010

03-23-11 Proposed

01-17-18 Withdrawn

PSC-13-11-00005 Exclude the minimum monthly bill component from the earnings test calculationExclude the minimum monthly bill component from the earnings test calculation

03-30-11 Proposed

PSC-13-11-00007 Budget allocations and use of System Benefits Charge funds to pay State Cost Recovery FeeTo encourage cost effective gas and electric energy conservation in the State

03-30-11 Proposed

01-17-18 Withdrawn

PSC-14-11-00009 Petition for the submetering of electricityTo consider the request of 83-30 118th Street to submeter electricity at 83-30 118th Street, Kew Gardens, New York

04-06-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

52

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PUBLIC SERVICE COMMISSION

PSC-16-11-00011 The Energy Efficiency Portfolio StandardTo promote gas and electricity energy conservation programs in New York

04-20-11 Proposed

01-17-18 Withdrawn

PSC-19-11-00007 Utility price reporting requirements related to the Commission’s ‘‘Power to Choose’’ websiteModify the Commission’s utility electric commodity price reporting requirements related to the ‘‘Power to Choose’’ website

05-11-11 Proposed

PSC-20-11-00012 Petition for the submetering of electricityTo consider the request of KMW Group LLC to submeter electricity at 122 West Street, Brooklyn, New York

05-18-11 Proposed

PSC-20-11-00013 Determining the reasonableness of Niagara Mohawk Power Corporation d/b/a National Grid ‘s make ready chargesTo determine if the make ready charges of Niagara Mohawk Power Corporation d/b/a National Grid are reasonable

05-18-11 Proposed

PSC-22-11-00004 Whether to permit the use of the Sensus accWAVE for use in residential gas meter applicationsTo permit gas utilities in New York State to use the Sensus accWAVE diaphragm gas meter

06-01-11 Proposed

PSC-23-11-00018 NYSERDA’s energy efficiency program for low-income customersTo promote energy conservation in New York State

06-08-11 Proposed

01-17-18 Withdrawn

PSC-26-11-00007 Water rates and chargesTo approve an increase in annual revenues by about $25,266 or 50%

06-29-11 Proposed

PSC-26-11-00009 Petition for the submetering of electricity at commercial propertyTo consider the request of by Hoosick River Hardwoods, LLC to submeter electricity at 28 Taylor Avenue, in Berlin, NewYork

06-29-11 Proposed

PSC-26-11-00012 Waiver of generation retirement notice requirementsConsideration of waiver of generation retirement notice requirements

06-29-11 Proposed

PSC-29-11-00011 Petition requesting the Commssion reconsider its May 19, 2011 Order and conduct a hearing, and petition to stay saidOrder.To consider whether to grant or deny, in whole or in part, Windstream New York’s Petition For Reconsideration andRehearing.

07-20-11 Proposed

PSC-34-11-00005 Approval for Hudson Transmission Partners, LLC to incur indebtedness and borrow up to $750,000,000To finance the construction of Hudson Transmission Partners, LLC’s electric transmission facility

08-24-11 Emergency/Adopted

PSC-35-11-00011 Whether to permit Consolidated Edison a waiver to commission regulations Part 226.8Permit Consolidated Edison to conduct a inspection program in lieu of testing the accuracy of Category C meters

08-31-11 Proposed

PSC-36-11-00006 To consider expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

09-07-11 Proposed

PSC-38-11-00002 Operation and maintenance procedures pertaining to steam trap capsAdopt modified steam operation and maintenance procedures

09-21-11 Proposed

ID Number Issue Date Action QUARTERLY INDEX

53

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PUBLIC SERVICE COMMISSION

PSC-38-11-00003 Waiver of certain provisions of the electric service tariffs of Con EdisonConsideration of waiver of certain provisions of the electric service tariffs of Con Edison

09-21-11 Proposed

PSC-40-11-00010 Participation of regulated local exchange carriers in the New York Data Exchange, Inc. (NYDE)Whether to partially modify its order requiring regulated local exchange carriers’ participation NYDE

10-05-11 Proposed

PSC-40-11-00012 Granting of transfer of plant in-service to a regulatory assetTo approve transfer and recovery of unamortized plant investment

10-05-11 Proposed

PSC-41-11-00002 Approval for National Grid’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve National Grid’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.

10-12-11 Emergency/Adopted

PSC-42-11-00018 Availability of telecommunications services in New York State at just and reasonable ratesProviding funding support to help ensure availability of affordable telecommunications service throughout New York

10-19-11 Proposed

PSC-43-11-00012 Transfer of outstanding shares of stockTransfer the issued outstanding shares of stock of The Meadows at Hyde Park Water-Works Corporation to HPWS, LLC

10-26-11 Proposed

PSC-44-11-00018 The New York State Energy Research and Development Authority’s proposal for an Agricultural Disaster Energy Effi-ciency Program.To assist farms damaged by Hurricane Irene and Tropical Storm Lee and to promote gas and electricity conservation inNew York.

11-02-11 Emergency/Adopted

PSC-45-11-00002 Approval for NYSEG’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve NYSEG’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.

11-09-11 Emergency/Adopted

PSC-47-11-00007 Remedying miscalculations of delivered gas as between two customer classesConsideration of Con Edison’s proposal to address inter-class delivery imbalances resulting from past Companymiscalculations

11-23-11 Proposed

PSC-48-11-00007 Transfer of controlling interests in generation facilities from Dynegy to PSEGConsideration of the transfer of controlling interests in electric generation facilities from Dynegy to PSEG

11-30-11 Proposed

PSC-48-11-00008 Petition for the submetering of electricityTo consider the request of To Better Days, LLC to submeter electricity at 37 East 4th Street, New York, New York

11-30-11 Proposed

PSC-51-11-00010 The Total Resource Cost (TRC) test, used to analyze measures in the Energy Efficiency Portfolio Standard programPetitioners request that the TRC test and/or its application to measures should be revised

12-21-11 Proposed

01-17-18 Withdrawn

PSC-01-12-00007 The New York State Reliability Council’s revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

01-04-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

54

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PUBLIC SERVICE COMMISSION

PSC-01-12-00008 Transfer of real property and easements from NMPNS to NMP3Consideration of the transfer of real property and easements from NMPNS to NMP3

01-04-12 Proposed

PSC-01-12-00009 Recovery of expenses related to the expansion of Con Edison’s ESCO referral program, PowerMoveTo determine how and to what extent expenses related to the Expansion of Con Edison’s ESCO referral program shouldbe recovered

01-04-12 Proposed

PSC-11-12-00002 Whether to grant, deny or modify, in whole or part, Hegeman’s petition for a waiver of Commission policy and ConEdison tariffWhether to grant, deny or modify, in whole or part, Hegeman’s petition for a waiver of Commission policy and ConEdison tariff

03-14-12 Proposed

PSC-11-12-00005 Transfer of land and water supply assetsTransfer the land and associated water supply assets of Groman Shores, LLC to Robert Groman

03-14-12 Proposed

PSC-13-12-00005 Authorization to transfer certain real propertyTo decide whether to approve the transfer of certain real property

03-28-12 Proposed

PSC-19-12-00019 EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric CorporationTo modify the C&I sector by combining multiple approved C&I programs into a single C&I program for each PA

05-09-12 Proposed

01-17-18 Withdrawn

PSC-19-12-00022 Approval of a combined heat and power performance program funding plan administered by NYSERDAModify NYSERDA’s EEPS programs budget and targets to fund the CHP program

05-09-12 Proposed

01-17-18 Withdrawn

PSC-19-12-00023 Petition for approval pursuant to Section 70 for the sale of goods with an original cost of less than $100,000To consider whether to grant, deny or modify, in whole or in part, the petition filed by Orange and Rockland Utilities, Inc.

05-09-12 Proposed

PSC-21-12-00006 Tariff filing requirements and refundsTo determine if certain agreements should be filed pursuant to the Public Service Law and if refunds are warranted

05-23-12 Proposed

PSC-21-12-00011 Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47

05-23-12 Proposed

PSC-23-12-00005 EEPS multifamily programs administered by Consolidated Edison Company of New York, Inc.To redesign the multifamily electric and gas programs and modify the budgets and targets

06-06-12 Proposed

01-17-18 Withdrawn

PSC-23-12-00007 The approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facilityTo consider the approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facility

06-06-12 Proposed

PSC-23-12-00009 Over earnings sharing between rate payers and shareholdersTo establish an Earnings Sharing Mechanism to be applied following the conclusion of Corning’s rate plan

06-06-12 Proposed

PSC-27-12-00012 Implementation of recommendations made in a Management Audit ReportTo consider implementation of recommendations made in a Management Audit Report

07-03-12 Proposed

ID Number Issue Date Action QUARTERLY INDEX

55

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PUBLIC SERVICE COMMISSION

PSC-28-12-00013 Exemption of reliability reporting statistics for the purpose of the 2012 Reliability Performance MechanismConsideration of Orange and Rockland Utilities request for exemption of the 2012 reliability reporting statistics

07-11-12 Proposed

PSC-29-12-00019 Waiver of 16 NYCRR 894.1 through 894.4To allow the Town of Hamden to waive certain preliminary franchising procedures to expedite the franchising process.

07-18-12 Proposed

PSC-30-12-00010 Waiver of 16 NYCRR 894.1 through 894.4To allow the Town of Andes to waive certain preliminary franchising procedures to expedite the franchising process

07-25-12 Proposed

PSC-33-12-00009 Telecommunications companies ability to attach to utility company polesConsideration of Tech Valley’s ability to attach to Central Hudson poles

08-15-12 Proposed

PSC-37-12-00009 Proposed modification by Con Edison of its procedures to calculate estimated bills to its customersProposed modification by Con Edison of its procedures to calculate estimated bills to its customers

09-12-12 Proposed

PSC-42-12-00009 Regulation of Gipsy Trail Club, Inc.’s long-term financing agreementsTo exempt Gipsy Trail Club, Inc. from Commission regulation of its financing agreements

10-17-12 Proposed

PSC-45-12-00008 Whether to grant, deny or modify, in whole or part, ESHG’s petition for a waiver of Commission policy and RG&E tariffWhether to grant, deny or modify, in whole or part, ESHG’s petition for a waiver of Commission policy and RG&E tariff

11-07-12 Proposed

PSC-45-12-00010 Whether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood FireDistrictWhether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood FireDistrict

11-07-12 Proposed

PSC-50-12-00003 Affiliate standards for Corning Natural Gas CorporationTo resolve issues raised by Corning Natural Gas Corporation in its petition for rehearing

12-12-12 Proposed

PSC-04-13-00006 Expansion of mandatory day ahead hourly pricing for customers of Orange and Rockland Utilities with demands above100 kWTo consider the expansion of mandatory day ahead hourly pricing for customers with demands above 100 kW

01-23-13 Proposed

PSC-04-13-00007 Authorization to transfer certain real property.To decide whether to approve the transfer of certain real property.

01-23-13 Proposed

PSC-06-13-00008 Verizon New York Inc.’s retail service qualityTo investigate Verizon New York Inc.’s retail service quality

02-06-13 Proposed

PSC-08-13-00012 Filing requirements for certain Article VII electric facilitiesTo ensure that applications for certain electric transmission facilities contain pertinent information

02-20-13 Proposed

PSC-08-13-00014 Uniform System of Accounts - Request for Accounting AuthorizationTo allow the company to defer an item of expense or capital beyond the end of the year in which it was incurred

02-20-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

56

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PUBLIC SERVICE COMMISSION

PSC-12-13-00007 Protecting company water mainsTo allow the company to require certain customers to make changes to the electrical grounding system at their homes

03-20-13 Proposed

PSC-13-13-00008 The potential waiver of 16 NYCRR 255.9221(d) completion of integrity assessments for certain gas transmission lines.To determine whether a waiver of the timely completion of certain gas transmission line integrity assessments should begranted.

03-27-13 Proposed

PSC-17-13-00008 Provision of historical utility pricing information for comparison purposes for residential ESCO customersProvision of historical utility pricing information for comparison purposes for residential ESCO customers

04-24-13 Proposed

01-17-18 Withdrawn

PSC-17-13-00010 Provision of historical pricing information for comparison purposes for residential ESCO customersProvision of historical pricing information for comparison purposes for residential ESCO customers

04-24-13 Proposed

01-17-18 Withdrawn

PSC-18-13-00007 Whether Demand Energy Networks energy storage systems should be designated technologies for standby rate eligibilitypurposesWhether Demand Energy Networks energy storage systems should be designated technologies for standby rate eligibilitypurposes

05-01-13 Proposed

PSC-21-13-00003 To consider policies that may impact consumer acceptance and use of electric vehiclesTo consider and further develop policies that may impact consumer acceptance and use of electric vehicles

05-22-13 Proposed

PSC-21-13-00005 To implement an abandonment of Windover’s water systemTo approve the implementation of abandonment of Windover’s water system

05-22-13 Proposed

PSC-21-13-00008 Rates of National Fuel Gas Distribution CorporationTo make the rates of National Fuel Gas Distribution Corporation temporary, subject to refund, if they are found to beexcessive

05-22-13 Proposed

PSC-21-13-00009 Reporting requirements for natural gas local distribution companiesTo help ensure efficient and economic expansion of the natural gas system as appropriate

05-22-13 Proposed

PSC-22-13-00009 On remand from New York State court litigation, determine the recovery of certain deferred amounts owed NFG byratepayersOn remand, to determine the recovery of certain deferral amounts owed NFG from ratepayers

05-29-13 Proposed

PSC-23-13-00005 Waiver of partial payment, directory database distribution, service quality reporting, and service termination regulationsEqualize regulatory treatment based on level of competition and practical considerations

06-05-13 Proposed

PSC-25-13-00008 To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.

06-19-13 Proposed

PSC-25-13-00009 Provision by utilities of natural gas main and service lines.To help ensure efficient and economic expansion of the natural gas system as appropriate.

06-19-13 Proposed

PSC-25-13-00012 To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.

06-19-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

57

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PUBLIC SERVICE COMMISSION

PSC-27-13-00014 Columbia Gas Transmission Corporation Cost RefundFor approval for temporary waiver of tariff provisions regarding its Columbia Gas Transmission Corporation cost refund.

07-03-13 Proposed

PSC-28-13-00014 Provision for the recovery and allocation of costs of transmission projects that reduce congestion on certain interfacesTo consider the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces

07-10-13 Proposed

PSC-28-13-00016 The request of NGT for lightened regulation as a gas corporation.To consider whether to approve, reject, or modify the request of Niagara gas transport of Lockport, NY LLC.

07-10-13 Proposed

PSC-28-13-00017 The request by TE for waiver of regulations requiring that natural gas be odorized in certain gathering line segmentsConsider the request by TE for waiver of regulations that gas be odorized in certain lines

07-10-13 Proposed

PSC-32-13-00009 To consider the definition of ‘‘misleading or deceptive conduct’’ in the Commission’s Uniform Business PracticesTo consider the definition of ‘‘misleading or deceptive conduct’’ in the Commission’s Uniform Business Practices

08-07-13 Proposed

PSC-32-13-00010 Permission to write off and eliminate record keeping for regulatory reserves for Pensions and Other Post RetirementBenefitsTo allow write off and eliminate record keeping of Pension and Other Post Retirement Benefits Reserves

08-07-13 Proposed

08-08-18 Withdrawn

PSC-32-13-00012 To consider whether NYSEG should be required to undertake actions to protect its name and to minimize customerconfusionTo consider whether NYSEG should be required to undertake actions to protect its name and to minimize customerconfusion

08-07-13 Proposed

PSC-33-13-00027 Waive underground facility requirements for new construction in residential subdivisions to allow for overhead electriclines.Determine whether Chapin Lumberland, LLC subdivision will be allowed overhead electric distribution and service lines.

08-14-13 Proposed

PSC-33-13-00029 Deferral of incremental costs associated with the restoration of steam service following Superstorm Sandy.To consider a petition by Con Edison to defer certain incremental steam system restoration costs relating to SuperstormSandy.

08-14-13 Proposed

PSC-34-13-00004 Escrow account and surcharge to fund extraordinary repairsTo approve the establishment of an escrow account and surcharge

08-21-13 Proposed

PSC-37-13-00007 Dissolution of Garrow Water Works Company, Inc..To allow for the dissolution of Garrow Water Works Company, Inc.

09-11-13 Proposed

01-17-18 Withdrawn

PSC-39-13-00010 NY-Sun initiative within the Customer-Sited Tier of the RPS Program.To increase the statewide adoption of customer sited photovoltaic solar generation through the NY-Sun Initiative.

09-25-13 Proposed

01-17-18 Withdrawn

PSC-42-13-00013 Failure to Provide Escrow InformationThe closure of the Escrow Account

10-16-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

58

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PUBLIC SERVICE COMMISSION

PSC-42-13-00015 Failure to Provide Escrow InformationThe closure of the Escrow Account

10-16-13 Proposed

PSC-43-13-00015 Petition for submetering of electricityTo consider the request of 2701 Kingsbridge Terrace L.P. to submeter electricity at 2701 Kingsbridge Terrace, Bronx, N.Y.

10-23-13 Proposed

PSC-45-13-00021 Investigation into effect of bifurcation of gas and electric utility service on Long Island.To consider a Petition for an investigation into effect of bifurcation of gas and electric utility service on Long Island.

11-06-13 Proposed

PSC-45-13-00022 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4)To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00023 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00024 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4); waiver of filing deadlines.To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00025 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-47-13-00009 Petition for submetering of electricity.To consider the request of Hegeman Avenue Housing L.P. to submeter electricity at 39 Hegeman Avenue, Brooklyn, N.Y.

11-20-13 Proposed

PSC-47-13-00012 Conditioning,restricting or prohibiting the purchase of services by NYSEG and RG&E from certain affiliates.Consideration of conditioning,restricting or prohibiting the purchase of services by NYSEG and RG&E from certainaffiliates.

11-20-13 Proposed

PSC-49-13-00008 Authorization to transfer all of Crystal Water Supply Company, Inc. stocks to Essel Infra West Inc.To allow Crystal Water Supply Company, Inc to transfer all of its issued and outstanding stocks to Essel Infra West Inc.

12-04-13 Proposed

PSC-51-13-00009 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing.To ensure there is a reasonable basis for data submitted in support of a request for a change in rates.

12-18-13 Proposed

PSC-51-13-00010 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing.To ensure there is a reasonable basis for data submitted in support of a request for a change in rates.

12-18-13 Proposed

PSC-51-13-00011 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing.To ensure there is a reasonable basis for data submitted in support of a request for a change in rates.

12-18-13 Proposed

PSC-52-13-00012 The development of reliability contingency plan(s) to address the potential retirement of Indian Point Energy Center(IPEC).To address the petition for rehearing and reconsideration/motion for clarification of the IPEC reliability contingencyplan(s).

12-24-13 Proposed

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-52-13-00015 To enter into a loan agreement with the banks for up to an amount of $94,000.To consider allowing Knolls Water Company to enter into a long-term loan agreement.

12-24-13 Proposed

PSC-04-14-00005 National Fuel Gas Corporation’s Conservation Incentive Programs.To modify National Fuel Gas Corporation’s Non-Residential Conservation Incentive Program.

01-29-14 Proposed

01-17-18 Withdrawn

PSC-05-14-00010 The New York State Reliability Council’s revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

02-05-14 Proposed

PSC-07-14-00008 Petition for submetering of electricityTo consider the request of Greater Centennial Homes HDFC, Inc. to submeter electricity at 102, 103 and 106 W 5thStreet, et al.

02-19-14 Proposed

PSC-07-14-00012 Water rates and chargesImplementation of Long-Term Water Supply Surcharge to recover costs associated with the Haverstraw Water SupplyProject

02-19-14 Proposed

PSC-08-14-00015 Verizon New York Inc.’s service quality and Customer Trouble Report Rate (CTRR) levels at certain central office entitiesTo improve Verizon New York Inc.’s service quality andthe Customer Trouble Report Rate levels at certain central officeentities

02-26-14 Proposed

PSC-10-14-00006 Actions to facilitate the availability of ESCO value-added offerings, ESCO eligibility and ESCO complianceTo facilitate ESCO value-added offerings and to make changes to ESCO eligibility and to ensure ESCO compliance

03-12-14 Proposed

PSC-11-14-00003 Provision for the recovery and allocation of costs of transmission projects that reduce congestion on certain interfacesTo consider the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces

03-19-14 Proposed

PSC-16-14-00014 Whether to order NYSEG to provide gas service to customers when an expanded CPCN is approved and impose PSL25-a penalties.To order gas service to customers in the Town of Plattsburgh after approval of a town wide CPCN and to imposepenalties.

04-23-14 Proposed

PSC-16-14-00015 Whether Central Hudson should be permitted to defer obligations of the Order issued on October 18, 2013 in Case 13-G-0336.Consideration of the petition by Central Hudson to defer reporting obligations of the October 18, 2013 Order in Case 13-G-0336

04-23-14 Proposed

PSC-16-14-00016 Waiver of Commission regulations governing termination of service.Consider United Water New York Inc.’s proposal to expand termination of service provisions.

04-23-14 Proposed

01-17-18 Withdrawn

PSC-17-14-00003 Con Edison’s Report on its 2013 performance under the Electric Service Reliability Performance MechanismCon Edison’s Report on its 2013 performance under the Electric Service Reliability Performance Mechanism

04-30-14 Proposed

PSC-17-14-00004 To consider certain portions of petitions for rehearing, reconsideration and/or clarificationTo consider certain portions of petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

60

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PUBLIC SERVICE COMMISSION

PSC-17-14-00007 To consider petitions for rehearing, reconsideration and/or clarificationTo consider petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-17-14-00008 To consider certain portions of petitions for rehearing, reconsideration and/or clarificationTo consider certain portions of petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-19-14-00014 Market Supply ChargeTo make tariff revisions to the Market Supply Charge for capacity related costs

05-14-14 Proposed

PSC-19-14-00015 Whether to permit the use of the Sensus accuWAVE for use in residential and commercial gas meter applicationsTo permit gas utilities in New York State to use the Sensus accuWAVE 415TC gas meter

05-14-14 Proposed

PSC-19-14-00018 Uniform System of Accounts, deferral of an expense itemAuthorization of a deferral for an expense item beyond the end of the year in which it was incurred

05-14-14 Proposed

04-11-18 Withdrawn

PSC-22-14-00013 Petition to transfer and merge systems, franchises and assets.To consider the Comcast and Time Warner Cable merger and transfer of systems, franchises and assets.

06-04-14 Proposed

PSC-23-14-00010 Whether to permit the use of the GE Dresser Series B3-HPC 11M-1480 rotary gas met for use in industrial gas meterapplicationsTo permit gas utilities in New York State to use the GE Dresser Series B3-HPC 11M-1480 rotary gas meter

06-11-14 Proposed

PSC-23-14-00014 Waiver of the negative revenue adjustment associated with KEDLI’s 2013 Customer Satisfaction Performance MetricConsideration of KEDLI’s waiver request pertaining to its 2013 performance under its Customer Satisfaction Metric

06-11-14 Proposed

PSC-24-14-00005 To examine LDC’s performance and performance measures.To improve gas safety performance.

06-18-14 Proposed

PSC-26-14-00010 Petitioner requests an order authorizing its participation in the next Main Tier solicitation offered under the RPS Program.To enable continued operation of a 21 MW biomass fueled electric generating facility in Chateaugay, New York.

07-02-14 Proposed

01-17-18 Withdrawn

PSC-26-14-00013 Waiver of RG&E’s tariffed definition of emergency generator.To consider waiver of RG&E’s tariffed definition of emergency generator.

07-02-14 Proposed

PSC-26-14-00017 Existing ratemaking and rate design practices will be revised with a focus on outcomes and incentives.To use the Commission’s ratemaking authority to foster a DER-intensive system.

07-02-14 Proposed

01-17-18 Withdrawn

PSC-26-14-00020 New electric utility backup service tariffs and standards for interconnection may be adopted.To encourage development of microgrids that enhance the efficiency, safety, reliability and resiliency of the electric grid.

07-02-14 Proposed

PSC-26-14-00021 Consumer protections, standards and protocols pertaining to access to customer data may be established.To balance the need for the information necessary to support a robust market with customer privacy concerns.

07-02-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

61

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PUBLIC SERVICE COMMISSION

PSC-28-14-00014 Petition to transfer systems, franchises and assets.To consider the Comcast and Charter transfer of systems, franchise and assets.

07-16-14 Proposed

PSC-30-14-00023 Whether to permit the use of the Sensus iPERL Fire Flow Meter.Pursuant to 16 NYCRR Part 500.3, it is necessary to permit the use of the Sensus iPERL Fire Flow Meter.

07-30-14 Proposed

PSC-30-14-00025 Allocation of uncommitted Technology and Market Development Funds to the Combined Heat & Power PerformanceProgram.To consider allocation of uncommitted Technology & Market Development Funds to the Combined Heat & Power Perfor-mance Program.

07-30-14 Proposed

01-17-18 Withdrawn

PSC-30-14-00026 Petition for a waiver to master meter electricity.Considering the request of Renaissance Corporation of to master meter electricity at 100 Union Drive,Albany, NY.

07-30-14 Proposed

PSC-31-14-00004 To transfer 100% of the issued and outstanding stock from Vincent Cross to Bonnie and Michael CrossTo transfer 100% of the issued and outstanding stock from Vincent Cross to Bonnie and Michael Cross

08-06-14 Proposed

PSC-32-14-00012 Whether to grant or deny, in whole or in part, the Connect New York Coalition’s petitionTo consider the Connect New York Coalition’s petition seeking a formal investigation and hearings

08-13-14 Proposed

PSC-34-14-00009 Whether to approve the Quadlogic S10N residential submeter.Approval of the Quadlogic S10N Smart Meter for use in residential electric submetering is required by 16 NYCRR Parts93 and 96.

08-27-14 Proposed

02-14-18 Finalized

PSC-35-14-00004 Regulation of a proposed electricity generation facility located in the Town of Brookhaven, NYTo consider regulation of a proposed electricity generation facility located in the Town of Brookhaven, NY

09-03-14 Proposed

PSC-35-14-00005 Whether to permit the use of the Sensus iConA electric meterPursuant to 16 NYCRR Parts 92 and 93, Commission approval is necessary to permit the use of the Sensus iConAelectric meter

09-03-14 Proposed

PSC-36-14-00009 Modification to the Commission’s Electric Safety Standards.To consider revisions to the Commission’s Electric Safety Standards.

09-10-14 Proposed

PSC-36-14-00010 The procurement of Main Tier renewable resources will become the responsibility of the State’s electric utilities.To ensure the development of large-scale remnewables in New York State to promote fuel diversity and reduce carbonemissions.

09-10-14 Proposed

01-17-18 Withdrawn

PSC-36-14-00011 To defer pension settlement losses associated with retirements in the year ended March 31, 2014.To resolve the ratemaking of the pension settlement loss.

09-10-14 Proposed

04-04-18 Finalized

PSC-38-14-00003 Whether to approve, reject or modify, in whole or in part a time-sensitive rate pilot program.Whether to approve, reject or modify, in whole or in part a time-sensitive rate pilot program.

09-24-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

62

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PUBLIC SERVICE COMMISSION

PSC-38-14-00004 The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.

09-24-14 Proposed

PSC-38-14-00005 Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.

09-24-14 Proposed

PSC-38-14-00007 Whether to expand Con Edison’s low income program to include Medicaid recipients.Whether to expand Con Edison’s low income program to include Medicaid recipients.

09-24-14 Proposed

PSC-38-14-00008 The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.

09-24-14 Proposed

PSC-38-14-00010 Inter-carrier telephone service quality standard and metrics and administrative changes.To review recommendations from the Carrier Working Group and incorporate appropriate modifications to the existingGuidelines.

09-24-14 Proposed

PSC-38-14-00012 Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.

09-24-14 Proposed

PSC-38-14-00018 New electric utility demand response tariffs may be adopted.To develop mature DER markets by enabling the development and use of DR as an economic system resource.

09-24-14 Proposed

01-17-18 Withdrawn

PSC-39-14-00020 Whether to permit the use of the Mueller Systems 400 Series and 500 Series of water metersPursuant to 16 NYCRR section 500.3, whether to permit the use of the Mueller Systems 400, and 500 Series of watermeters

10-01-14 Proposed

PSC-40-14-00008 To consider granting authorization for Buy Energy Direct to resume marketing to residential customers.To consider granting authorization for Buy Energy Direct to resume marketing to residential customers.

10-08-14 Proposed

PSC-40-14-00009 Whether to permit the use of the Itron Open Way Centron Meter with Hardware 3.1 for AMR and AMI functionality.Pursuant to 16 NYCRR Parts 93, is necessary to permit the use of the Itron Open Way Centron Meter with Hardware3.1.

10-08-14 Proposed

PSC-40-14-00011 Late Payment Charge.To modify Section 7.6 - Late Payment Charge to designate a specific time for when a late payment charge is due.

10-08-14 Proposed

PSC-40-14-00013 Regulation of a proposed natural gas pipeline and related facilities located in the Town of Ticonderoga, NY.To consider regulation of a proposed natural gas pipeline and related facilities located in the Town of Ticonderoga, NY.

10-08-14 Proposed

PSC-40-14-00014 Waiver of 16 NYCRR Sections 894.1 through 894.4(b)(2)To allow the Town of Goshen, NY, to waive certain preliminary franchising procedures to expedite the franchisingprocess.

10-08-14 Proposed

ID Number Issue Date Action QUARTERLY INDEX

63

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PUBLIC SERVICE COMMISSION

PSC-40-14-00015 Late Payment Charge.To modify Section 6.6 - Late Payment Charge to designate a specific time for when a late payment charge is due.

10-08-14 Proposed

PSC-42-14-00003 Annual Reconciliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Re-coveries

10-22-14 Proposed

PSC-42-14-00004 Winter Bundled Sales Service OptionTo modify SC-11 to remove language relating to fixed storage charges in the determination of the Winter Bundled Salescharge

10-22-14 Proposed

PSC-48-14-00014 Considering the recommendations contained in Staff’ s electric outage investigation report for MNRR, New Haven Line.To consider the recommendations contained in Staff’s electric outage investigation report for MNRR, New Haven Line.

12-03-14 Proposed

PSC-52-14-00019 Petition for a waiver to master meter electricity.Considering the request of 614 South Crouse Avenue, LLC to master meter electricity at 614 South Crouse Avenue, Syr-acuse, NY..

12-31-14 Proposed

PSC-01-15-00014 State Universal Service Fund DisbursementsTo consider Edwards Telephone Company’s request for State Universal Service Fund disbursements

01-07-15 Proposed

PSC-08-15-00009 Approval of a surcharge.To allow or disallow Emerald Green Lake Louise Marie Water Company, Inc. for a surcharge.

02-25-15 Proposed

PSC-08-15-00010 Request pertaining to the lawfulness of National Grid USA continuing its summary billing program.To grant, deny, or modify URAC Rate Consultants’ request that National Grid cease its summary billing program.

02-25-15 Proposed

PSC-10-15-00007 Notification concerning tax refundsTo consider Verizon New York Inc.’s partial rehearing or reconsideration request regarding retention of property taxrefunds

03-11-15 Proposed

PSC-10-15-00008 Whether to waive Policy on Test Periods in Major Rate Proceedings and provide authority to file tariff changesWhether to waive Policy on Test Periods in Major Rate Proceedings and provide authority to file tariff changes

03-11-15 Proposed

PSC-10-15-00009 Contingency Tariffs regarding demand response issuesTo consider Contingency Tariffs regarding demand response issues

03-11-15 Proposed

01-17-18 Withdrawn

PSC-12-15-00007 The Annual Reconciliation of Gas Expenses and Gas Cost Recoveries codified at Title 16 NYCRR Section 720.6.5Examine the Annual Reconciliation of Gas Expenses and Gas Cost Recoveries mechanism

03-25-15 Proposed

04-04-18 Finalized

PSC-13-15-00024 Whether Leatherstocking should be permitted to recover a shortfall in earningsTo decide whether to approve Leatherstocking’s request to recover a shortfall in earnings

04-01-15 Proposed

PSC-13-15-00026 Whether to permit the use of the Sensus Smart Point Gas AMR/AMI productTo permit the use of the Sensus Smart Point Gas AMR/AMI product

04-01-15 Proposed

ID Number Issue Date Action QUARTERLY INDEX

64

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PUBLIC SERVICE COMMISSION

PSC-13-15-00027 Whether to permit the use of the Measurlogic DTS 310 electric submeterTo permit the use of the Measurlogic DTS 310 submeter

04-01-15 Proposed

PSC-13-15-00028 Whether to permit the use of the SATEC EM920 electric meterTo permit necessary to permit the use of the SATEC EM920 electric meter

04-01-15 Proposed

PSC-13-15-00029 Whether to permit the use the Triacta Power Technologies 6103, 6112, 6303, and 6312 electric submetersTo permit the use of the Triacta submeters

04-01-15 Proposed

PSC-17-15-00007 To consider the petition of Leatherstocking Gas Company, LLC seeking authority to issue long-term debt of $2.75 millionTo consider the petition of Leatherstocking Gas Company, LLC seeking authority to issue long-term debt of $2.75 million

04-29-15 Proposed

PSC-18-15-00005 Con Edison’s Report on its 2014 performance under the Electric Service Reliability Performance MechanismCon Edison’s Report on its 2014 performance under the Electric Service Reliability Performance Mechanism

05-06-15 Proposed

PSC-19-15-00011 Gas Safety Performance Measures and associated negative revenue adjustmentsTo update the performance measures applicable to KeySpan Gas East Corporation d/b/a National Grid

05-13-15 Proposed

PSC-22-15-00015 To consider the request for waiver of the individual residential unit meter requirements and 16 NYCRR 96.1(a)To consider the request for waiver of the individual residential unit meter requirements and 16 NYCRR 96.1(a)

06-03-15 Proposed

PSC-23-15-00005 The modification of New York American Water’s current rate planWhether to adopt the terms of the Joint Proposal submitted by NYAW and DPS Staff

06-10-15 Proposed

PSC-23-15-00006 The modification of New York American Water’s current rate planWhether to adopt the terms of the Joint Proposal submitted by NYAW and DPS Staff

06-10-15 Proposed

PSC-25-15-00008 Notice of Intent to Submeter electricity.To consider the request of 165 E 66 Residences, LLC to submeter electricity at 165 East 66th Street, New York, NewYork.

06-24-15 Proposed

PSC-27-15-00014 Authorization for NYAW to accrue interest on internal reserve debit balancesTo allow NYAW to accrue interest on internal reserve debit balances

07-08-15 Proposed

01-17-18 Withdrawn

PSC-29-15-00018 Approval of ratemaking related to amendment a certificate of public convenience and necessityTo approve or reject the ratemaking aspects of SLG’s petition to amend its certificate of public convenience and neces-sity

07-22-15 Proposed

08-08-18 Withdrawn

PSC-29-15-00025 Joint Petition for authority to transfer real property located at 624 West 132nd Street, New York, NYWhether to authorize the proposed transfer of real property located at 624 West 132nd Street, New York, NY

07-22-15 Proposed

PSC-32-15-00006 Development of a Community Solar Demonstration Project.To approve the development of a Community Solar Demonstration Project.

08-12-15 Proposed

ID Number Issue Date Action QUARTERLY INDEX

65

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PUBLIC SERVICE COMMISSION

PSC-32-15-00012 Proposed standards for Commission oversight of Distributed Energy Resource suppliers.To consider proposed standards for Commission oversight of Distributed Energy Resource suppliers.

08-12-15 Proposed

01-17-18 Withdrawn

PSC-33-15-00009 Remote net metering of a demonstration community net metering program.To consider approval of remote net metering of a demonstration community net metering program.

08-19-15 Proposed

PSC-33-15-00012 Remote net metering of a Community Solar Demonstration Project.To consider approval of remote net metering of a Community Solar Demonstration Project.

08-19-15 Proposed

PSC-34-15-00021 Petition by NYCOM requesting assistance with obtaining information on CLECs and ESCOsTo consider the petition by NYCOM requesting assistance with obtaining information on CLECs and ESCOs

08-26-15 Proposed

PSC-35-15-00014 Consideration of consequences against Light Power & Gas, LLC for violations of the UBPTo consider consequences against Light Power & Gas, LLC for violations of the UBP

09-02-15 Proposed

PSC-37-15-00007 Submetered electricityTo consider the request of 89 Murray Street Ass. LLC, for clarification of the submetering order issued December 20,2007

09-16-15 Proposed

PSC-40-15-00014 Whether to permit the use of the Open Way 3.5 with cellular communicationsTo consider the use of the Open Way 3.5 electric meter, pursuant to 16 NYCRR Parts 92 and 93

10-07-15 Proposed

PSC-41-15-00005 Intergrow disputes National Grid’s revenue assurance calculationsTo consider whether the revenue assurance National Grid is requiring of Intergrow for the new interconnection is ap-propriate

10-14-15 Proposed

05-16-18 Finalized

PSC-41-15-00009 Main Tier of the Renewable Portfolio Standard programTo consider allocating funding from the Main Tier to an eligible hydroelectric facility

10-14-15 Proposed

01-17-18 Withdrawn

PSC-42-15-00006 Deferral of incremental expenses associated with NERC’s new Bulk Electric System (BES) compliance requirements ap-proved by FERC.Consideration of Central Hudson’s request to defer incremental expenses associated with new BES compliancerequirements.

10-21-15 Proposed

PSC-44-15-00028 Deferral of incremental expenses associated with new compliance requirementsConsideration of Central Hudson’s request to defer incremental expenses associated with new compliance requirements

11-04-15 Proposed

PSC-44-15-00030 System Improvement Plan mechanismTo consider Bath’s petition to implement a SIP mechanism

11-04-15 Proposed

05-09-18 Finalized

PSC-47-15-00013 Whitepaper on Implementing Lightened Ratemaking Regulation.Consider Whitepaper on Implementing Lightened Ratemaking Regulation.

11-25-15 Proposed

ID Number Issue Date Action QUARTERLY INDEX

66

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PUBLIC SERVICE COMMISSION

PSC-48-15-00010 Lightened and incidental regulation of a 55 MW electric and steam generating facility.Consider the lightened and incidental regulation of a 55 MW electric and steam generating facility.

12-02-15 Proposed

PSC-48-15-00011 Proposal to retire Huntley Units 67 and 68 on March 1, 2016.Consider the proposed retirement of Huntley Units 67 and 68.

12-02-15 Proposed

PSC-50-15-00006 The reduction of rates.To consider the reduction of rates charged by Independent Water Works, Inc.

12-16-15 Proposed

PSC-50-15-00009 Notice of Intent to submeter electricity.To consider the request to submeter electricity at 31-33 Lincoln Road and 510 Flatbush Avenue, Brooklyn, New York.

12-16-15 Proposed

PSC-51-15-00010 Modification of the EDPTo consider modifying the EDP

12-23-15 Proposed

PSC-01-16-00002 Revenue assurance calculationsTo consider whether the revenue assurance National Grid is requiring of Tiashoke for the upgraded service is appropriate

01-06-16 Proposed

05-16-18 Finalized

PSC-01-16-00005 Proposed amendment to Section 5, Attachment 1.A of the Uniform Business PracticesTo consider amendment to Section 5, Attachment 1.A of the Uniform Business Practices

01-06-16 Proposed

PSC-04-16-00007 Whether Hamilton Municipal Utilities should be permitted to construct and operate a municipal gas distribution facility.Consideration of the petition by Hamilton Municipal Utilities to construct and operate a municipal gas distribution facility.

01-27-16 Proposed

PSC-04-16-00011 Investigation that certain practices of Central Hudson Gas and Electric Corporation resulted in violations of HEFPA.To consider the Petition of Nobody Leaves Mid-Hudson to investigate Central Hudson for claims of HEFPA violations.

01-27-16 Proposed

01-17-18 Withdrawn

PSC-04-16-00012 Proposal to mothball three gas turbines located at the Astoria Gas Turbine Generating Station.Consider the proposed mothball of three gas turbines located at the Astoria Gas Turbine Generating Station.

01-27-16 Proposed

PSC-04-16-00013 Proposal to find that three gas turbines located at the Astoria Gas Turbine Generating Station are uneconomic.Consider whether three gas turbines located at the Astoria Gas Turbine Generating Station are uneconomic.

01-27-16 Proposed

PSC-06-16-00010 Lakewood disputes National Grid’s revenue assurance calculations, specifically the duration used.To consider whether the revenue assurance National Grid is requiring of Lakewood for the new interconnection isappropriate.

02-10-16 Proposed

05-16-18 Finalized

PSC-06-16-00012 Inclusion of a Farm and Food Community program in the community distributed generation program.To consider the inclusion of a Farm and Food Community program in the community distributed generation program.

02-10-16 Proposed

08-08-18 Withdrawn

PSC-06-16-00013 Continued deferral of approximately $16,000,000 in site investigation and remediation costs.To consider the continued deferral of approximately $16,000,000 in site investigation and remediation costs.

02-10-16 Proposed

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PUBLIC SERVICE COMMISSION

PSC-06-16-00014 MEGA’s proposed demonstration CCA program.To consider MEGA’s proposed demonstration CCA program.

02-10-16 Proposed

PSC-07-16-00016 Use of the Electro Industries Shark 200 electric submeter in residential applicationsTo consider the use of the Electro Industries Shark 200 submeter

02-17-16 Proposed

02-14-18 Finalized

PSC-14-16-00008 Resetting retail markets for ESCO mass market customers.To ensure consumer protections with respect to residential and small non-residential ESCO customers.

04-06-16 Proposed

PSC-15-16-00012 Adequate service of Verizon New York, Inc.To consider the adequacy of Verizon New York Inc.’s service quality

04-13-16 Proposed

08-01-18 Finalized

PSC-18-16-00013 Amendments to the Uniform Business Practices of ESCOs.To ensure consumer protection for ESCO customers.

05-04-16 Proposed

PSC-18-16-00014 Amendments to the Uniform Business Practices of ESCOs.To ensure consumer protection for ESCO customers.

05-04-16 Proposed

PSC-18-16-00015 Petitions for rehearing of the Order Resetting Retail Energy Markets and Establishing Further Process.To ensure consumer protections for ESCO customers.

05-04-16 Proposed

PSC-18-16-00016 Amendments to the Uniform Business Practices of ESCOs.To ensure consumer protection for ESCO customers.

05-04-16 Proposed

PSC-18-16-00018 Amendments to the Uniform Business Practices of ESCOs.To ensure consumer protection for ESCO customers.

05-04-16 Proposed

PSC-20-16-00008 Consideration of consequences against Global Energy Group, LLC for violations of the Uniform Business Practices(UBP).To consider consequences against Global Energy Group, LLC for violations of the Uniform Business Practices (UBP).

05-18-16 Proposed

PSC-20-16-00010 Deferral and recovery of incremental expense.To consider deferring costs of conducting leak survey and repairs for subsequent recovery.

05-18-16 Proposed

PSC-20-16-00011 Enetics LD-1120 Non-Intrusive Load Monitoring Device in the Statewide Residential Appliance Metering Study.To consider the use of the Enetics LD-1120 Non-Intrusive Load Monitoring Device.

05-18-16 Proposed

PSC-22-16-00011 Petition for rehearing of the Order Modifying Standardized Interconnection Requirements and alternative enforcementmechanisms.To ensure compliance with the Standardized Interconnection Requirements.

06-01-16 Proposed

01-17-18 Withdrawn

PSC-22-16-00013 Disposition of tax refunds and other related matters.To consider the disposition of tax refunds and other related matters.

06-01-16 Proposed

01-03-18 Finalized

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PUBLIC SERVICE COMMISSION

PSC-24-16-00009 Petition to submeter gas service.To consider the Petition of New York City Economic Development Corp. to submeter gas at Pier 17, 89 South Street,New York, NY.

06-15-16 Proposed

PSC-25-16-00009 To delay Companies’ third-party assessments of customer personally identifiable information until 2018.To extend the time period between the Companies’ third-party assessments of customer personally identifiableinformation.

06-22-16 Proposed

PSC-25-16-00024 Pole Attachment Rules.To determine that the Commission’s existing pole attachment rules apply to wireless providers.

06-22-16 Proposed

PSC-25-16-00025 Acquisition of all water supply assets of Woodbury Heights Estates Water Co., Inc. by the Village of Kiryas Joel.To consider acquisition of all water supply assets of Woodbury Heights Estates Water Co., Inc. by the Village of KiryasJoel.

06-22-16 Proposed

PSC-25-16-00026 Use of the Badger E Series Ultrasonic Cold Water Stainless Steel Meter, in residential fire service applications.To consider the use of the Badger E Series Ultrasonic Cold Water Stainless Steel Meter in fire service applications.

06-22-16 Proposed

PSC-28-16-00017 A petition for rehearing of the Order Adopting a Ratemaking and Utility Revenue Model Policy Framework.To determine appropriate rules for and calculation of the distributed generation reliability credit.

07-13-16 Proposed

PSC-29-16-00024 Participation of NYPA customers in surcharge-funded clean energy programs.To consider participation of NYPA customers in surcharge-funded clean energy programs.

07-20-16 Proposed

PSC-29-16-00025 Proposed modifications to gas safety violations metric adopted in Case 12-G-0202.To consider NMPC’s petition to modify gas safety violations metric.

07-20-16 Proposed

04-04-18 Finalized

PSC-32-16-00012 Benefit-Cost Analysis Handbooks.To evaluate proposed methodologies of benefit-cost evaluation.

08-10-16 Proposed

PSC-33-16-00001 Use of escrow funds for repairs.To authorize the use of escrow account funds for repairs.

08-17-16 Emergency/Proposed

PSC-33-16-00005 Exemption from certain charges for delivery of electricity to its Niagara Falls, New York facility.Application of System Benefits Charges, Renewable Portfolio Standard charges and Clean Energy Fund surcharges.

08-17-16 Proposed

PSC-34-16-00005 Community Choice Aggregation (CCA) Data Services.To consider the implementation of fees for CCA Data Services requested by CCA Administrators.

08-24-16 Proposed

01-03-18 Finalized

PSC-34-16-00006 Community Choice Aggregation (CCA) Data Services.To consider the implementation of fees for CCA Data Services requested by CCA Administrators.

08-24-16 Proposed

01-03-18 Finalized

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PUBLIC SERVICE COMMISSION

PSC-34-16-00008 Community Choice Aggregation (CCA) Data Services.To consider the implementation of fees for CCA Data Services requested by CCA Administrators.

08-24-16 Proposed

01-03-18 Finalized

PSC-34-16-00009 Community Choice Aggregation (CCA) Data Services.To consider the implementation of fees for CCA Data Services requested by CCA Administrators.

08-24-16 Proposed

01-03-18 Finalized

PSC-34-16-00010 Community Choice Aggregation (CCA) Data Services.To consider the implementation of fees for CCA Data Services requested by CCA Administrators.

08-24-16 Proposed

01-03-18 Finalized

PSC-34-16-00011 Community Choice Aggregation (CCA) Data Services.To consider the implementation of fees for CCA Data Services requested by CCA Administrators.

08-24-16 Proposed

01-03-18 Finalized

PSC-34-16-00012 Community Choice Aggregation (CCA) Data Services.To consider the implementation of fees for CCA Data Services requested by CCA Administrators.

08-24-16 Proposed

01-03-18 Finalized

PSC-34-16-00013 Community Choice Aggregation (CCA) Data Services.To consider the implementation of fees for CCA Data Services requested by CCA Administrators.

08-24-16 Proposed

01-03-18 Finalized

PSC-34-16-00015 Community Choice Aggregation (CCA) Data Services.To consider the implementation of fees for CCA Data Services requested by CCA Administrators.

08-24-16 Proposed

01-03-18 Finalized

PSC-35-16-00015 NYSRC’s revisions to its rules and measurementsTo consider revisions to various rules and measurements of the NYSRC

08-31-16 Proposed

PSC-36-16-00003 Petition regarding the Commission’s July 14, 2016 Order Denying Petition.To consider the terms and conditions of utility service received by Fastrac Markets, LLC.

09-07-16 Proposed

03-14-18 Finalized

PSC-36-16-00004 Recovery of costs for installation of electric service.To consider the recovery of costs for installation of electric service.

09-07-16 Proposed

PSC-40-16-00013 Surcharge to recover costs of Dynamic Load Management Programs.To consider a surcharge to recover costs of the Dynamic Load Management Programs.

10-05-16 Proposed

05-09-18 Finalized

PSC-40-16-00014 Surcharge to recover costs of Dynamic Load Management Programs.To consider a surcharge to recover costs of the Dynamic Load Management Programs.

10-05-16 Proposed

05-09-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

70

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PUBLIC SERVICE COMMISSION

PSC-40-16-00017 Request for waiver of 16 NYCRR sections 96.5(a) and 96.6(b)To consider the request for waiver of 16 NYCRR sections 96.5(a) and 96.6(b)

10-05-16 Proposed

01-17-18 Withdrawn

PSC-40-16-00018 Petition for commercial electric meter.To consider the petition to use the Itron OpenWay Riva commerical meter in electric metering applications.

10-05-16 Proposed

01-03-18 Finalized

PSC-40-16-00019 Surcharge to recover costs of Dynamic Load Management Programs.To consider a surcharge to recover costs of the Dynamic Load Management Programs.

10-05-16 Proposed

05-09-18 Finalized

PSC-40-16-00021 Surcharge to recover costs of Dynamic Load Management Programs.To consider a surcharge to recover costs of the Dynamic Load Management Programs.

10-05-16 Proposed

05-09-18 Finalized

PSC-40-16-00025 Consequences pursuant to the Commission’s Uniform Business Practices (UBP).To consider whether to impose consequences on Smart One for its apparent non-compliance with Commissionrequirements.

10-05-16 Proposed

PSC-40-16-00026 Compliance filing establishing an interruptible gas service sales rate.To consider RG&E’s proposed revisions to establish an interruptible gas service sales rate.

10-05-16 Proposed

01-17-18 Withdrawn

PSC-42-16-00014 Proposed Public Policy Transmission Needs/Public Policy Requirements, as defined under the NYISO tariff.To identify any proposed Public Policy Transmission Needs/Public Policy Requirements for referral to the NYISO.

10-19-16 Proposed

04-04-18 Finalized

PSC-44-16-00015 Surcharge to recover costs of Dynamic Load Management ProgramsTo consider a surcharge to recover costs of the Dynamic Load Management Programs

11-02-16 Proposed

05-09-18 Finalized

PSC-45-16-00008 Petition to use a commercial electric meter.To consider the petition to use the Landis+Gyr S4X Commercial Meter with Gridstream Series 5 RF Mesh IP AMI.

11-09-16 Proposed

01-03-18 Finalized

PSC-47-16-00009 Petition to use commercial electric metersTo consider the petition of Itron, Inc. to use the Itron CP2SO and CP2SOA in commercial electric meter applications

11-23-16 Proposed

PSC-47-16-00010 Standby Service rate designTo consider the report filed and the recommendations therein

11-23-16 Proposed

PSC-47-16-00013 Standby Service rate designTo consider the report filed and the recommendations therein

11-23-16 Proposed

PSC-47-16-00014 Standby Service rate designTo consider the report filed and the recommendations therein

11-23-16 Proposed

ID Number Issue Date Action QUARTERLY INDEX

71

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PUBLIC SERVICE COMMISSION

PSC-47-16-00016 Standby Service rate designTo consider the report filed and the recommendations therein

11-23-16 Proposed

PSC-49-16-00005 Waiver of certain rules and requirements pertaining to cable television franchise.To determine whether to waive any regulations.

12-07-16 Proposed

08-08-18 Withdrawn

PSC-02-17-00010 Implementation of the four EAMs.To consider the implementation of EAMs for RG&E.

01-11-17 Proposed

PSC-02-17-00012 Implementation of the four EAMs.To consider the implementation of EAMs for NYSEG.

01-11-17 Proposed

PSC-03-17-00003 Good Energy, L.P.’s Community Choice Aggregation Implementation Plan and Data Protection Plan.To ensure appropriate consumer protections.

01-18-17 Proposed

02-07-18 Finalized

PSC-07-17-00019 Deferral and recovery of incremental costsTo consider deferring costs related to water main leak repairs for subsequent recovery

02-15-17 Proposed

08-01-18 Finalized

PSC-08-17-00007 Notice of Intent to submeter electricity.To consider the Notice of Intent to submeter electricity at 327 Central Park West, New York, New York.

02-22-17 Proposed

01-17-18 Withdrawn

PSC-12-17-00012 Amendments to the UBP.To consider amendments to the UBP.

03-22-17 Proposed

02-07-18 Finalized

PSC-12-17-00017 Amendments to the UBP.To consider the petition for amendments to the UBP.

03-22-17 Proposed

02-07-18 Finalized

PSC-14-17-00016 Waiver to the prohibition on service to low-income customers by ESCOs..To consider the petition for a waiver to the prohibition on service to low-income customers by ESCOs.

04-05-17 Proposed

01-03-18 Finalized

PSC-14-17-00017 Petition for Full-Scale Deployment of AMI and to Establish an AMI Surcharge.To consider the petition for Full-Scale Deployment of AMI and to Establish an AMI Surcharge.

04-05-17 Proposed

PSC-18-17-00024 A petition for rehearing or reconsideration of the Order Addressing Public Policy Transmission Need for AC TransmissionUpgradesTo determine whether Public Policy Transmission Need/Public Policy Requirements continue to exist.

05-03-17 Proposed

PSC-18-17-00025 A petition for rehearing or reconsideration of the Order on Remand Denying Refunds.To determine whether IPANY and individual pay telephone providers are entitled to refunds from Verizon New York Inc.

05-03-17 Proposed

01-17-18 Withdrawn

ID Number Issue Date Action QUARTERLY INDEX

72

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PUBLIC SERVICE COMMISSION

PSC-18-17-00026 Revisions to the Dynamic Load Management surcharge.To consider revisions to the Dynamic Load Management surcharge.

05-03-17 Proposed

PSC-18-17-00027 A petition for rehearing or clarification of the March 9, 2017 Order.To determine appropriate treatment of submetered energy users in community distributed generation programs.

05-03-17 Proposed

01-17-18 Withdrawn

PSC-18-17-00028 A petition for rehearing, reconsideration, or clarification of the March 9, 2017 Order.To determine appropriate treatment of environmental attributes related to distributed energy resources.

05-03-17 Proposed

01-17-18 Withdrawn

PSC-18-17-00033 Use of the ROMET AdEM-T volumetric corrector.To consider the use of the ROMET AdEM-T volumetric corrector.

05-03-17 Proposed

04-11-18 Finalized

PSC-18-17-00034 Use of the ROMET AdEM-PTZ volumetric corrector.To consider the use of the ROMET AdEM-PTZ volumetric corrector.

05-03-17 Proposed

04-11-18 Finalized

PSC-19-17-00004 NYAW’s request to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2016.Consideration of NYAW’s petition to defer and amortize, for future rate recognition, pension payour losses incurred in2016.

05-10-17 Proposed

PSC-20-17-00008 Compressed natural gas as a motor fuel for diesel fueled vehicles.To consider a report filed by National Grid NY regarding the potential for adoption of compressed natural gas as a motorfuel.

05-17-17 Proposed

PSC-20-17-00010 Compressed natural gas as a motor fuel for diesel fueled vehicles.To consider a report filed by National Grid regarding the potential for adoption of compressed natural gas as a motor fuel.

05-17-17 Proposed

PSC-21-17-00012 Compensation for distributed generation systems located at farms.To consider appropriate compensation and policies for distributed generation systems located at farms.

05-24-17 Proposed

05-09-18 Finalized

PSC-21-17-00013 The establishment and implementation of Earnings Adjustment Mechanisms.To consider the establishment and implementation of Earnings Adjustment Mechanisms.

05-24-17 Proposed

PSC-21-17-00018 Proposed agreement for the provision of water service by Saratoga Water Services, Inc.To consider a waiver and approval of terms of a service agreement.

05-24-17 Proposed

PSC-22-17-00004 Financial incentives to create customer savings and develop market-enabling tools, with a focus on outcomes and incen-tivesTo consider the proposed Interconnection Survey Process and Earnings Adjustment Mechanisms

05-31-17 Proposed

PSC-22-17-00006 Revisions to the delivery discount and monthly customer charge for SC No. 3 and the commodity price for SC 15To consider revisions to the delivery discount and monthly customer charge for SC No. 3 and the commodity price for SC15

05-31-17 Proposed

01-17-18 Withdrawn

ID Number Issue Date Action QUARTERLY INDEX

73

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PUBLIC SERVICE COMMISSION

PSC-22-17-00007 Certain Commission requirements related to blockable central office codesTo consider a change to certain Commission requirements related to blockable central office codes

05-31-17 Proposed

06-06-18 Finalized

PSC-22-17-00008 Petition to submeter electricity and waiver requestTo consider the petition to submeter electricity at 412-14 East 10th Street, New York, New York and waiver of 16 NYCRR§ 96.2(b)

05-31-17 Proposed

01-10-18 Finalized

PSC-23-17-00021 Petition to transfer cable systems.To consider Nicholville et. al.’s request to transfer cable systems in an internal restructuring.

06-07-17 Proposed

05-16-18 Finalized

PSC-23-17-00022 Changes in regulation of ESCOs, including restrictions on or prohibitions of marketing or offering certain products orservices.To ensure consumer protection for ESCO customers.

06-07-17 Proposed

PSC-24-17-00006 Development of the Utility Energy Registry.Improved data access.

06-14-17 Proposed

PSC-24-17-00014 An alternative methodology for calculating billing adjustments.To consider an alternative methodology for calculating billing adjustments.

06-14-17 Proposed

PSC-25-17-00005 Minor rate filingTo consider an increase in annual revenues by $154,329 or 116%

06-21-17 Proposed

08-01-18 Finalized

PSC-25-17-00006 Notice of Intent to submeter electricityTo consider the Notice of Intent of The Charles Condominiums, LLC to submeter electricity at 1355 First Avenue, NewYork, NY

06-21-17 Proposed

01-10-18 Finalized

PSC-26-17-00005 Notice of Intent to submeter electricity.To consider the Notice of Intent to submeter electricity at 125 Waverly Street, Yonkers, New York.

06-28-17 Proposed

PSC-27-17-00014 Major electric rate filing.To consider an increase in NMPC’s electric delivery revenues by approximately $326 million (or 13.0% in total revenues).

07-05-17 Proposed

04-04-18 Finalized

PSC-27-17-00017 Major gas rate filing.To consider an increase in NMPC’s gas delivery revenues by approximately $81 million (14.0% in total revenues).

07-05-17 Proposed

04-04-18 Finalized

PSC-28-17-00008 FASB update on pension and OPEB net periodic costsTo consider whether to adopt the FASB update

07-12-17 Proposed

01-03-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

74

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PUBLIC SERVICE COMMISSION

PSC-29-17-00006 Petition to submeter gas.To consider the petition of LaGuardia Gateway Partners, to submeter gas at LaGuardia Airport Central Terminal B, Flush-ing, NY.

07-19-17 Proposed

08-08-18 Withdrawn

PSC-30-17-00031 Proposed tariff filing to implement electric rate options on a pilot basis for the Energy Smart Community Project.To consider tariff revisions implementing electric rate options on a pilot basis for the Energy Smart Community Project.

07-26-17 Proposed

05-09-18 Finalized

PSC-31-17-00007 Notice of intent to submeter electricityTo consider the notice of intent of 685 First Realty Compamy, LLC to submeter electricity at 685 1st Avenue, New York,New York

08-02-17 Proposed

03-21-18 Finalized

PSC-31-17-00010 Notice of intent to submeter electricityTo consider the notice of intent of 11737 Owners Corp. to submeter electricity at 117 East 37th Street, New York, NewYork

08-02-17 Proposed

PSC-31-17-00011 Notice of intent to submeter electricity and waiver requestTo consider the notice of intent to submeter electricity and waiver request of 16 NYCRR § 96.5(k)(3)

08-02-17 Proposed

03-21-18 Finalized

PSC-31-17-00012 Minor rate filing.To consider an increase in annual revenues of about $304,629 or 14%.

08-02-17 Proposed

05-09-18 Finalized

PSC-32-17-00006 Petition to amend bill estimation procedures for AMI.To consider the petition of Con Edison to amend its current bill estimation procedures for AMI.

08-09-17 Proposed

01-17-18 Withdrawn

PSC-32-17-00007 Petition to amend bill estimation procedures for AMI.To consider the petition of Orange and Rockland to amend its current bill estimation procedures for AMI.

08-09-17 Proposed

PSC-32-17-00008 Consideration of the National Grid companies’ Implementation Plan and audit recommendations.To consider the National Grid companies’ Implementation Plan.

08-09-17 Proposed

01-03-18 Finalized

PSC-32-17-00010 Consideration of NFGD’s Implementation Plan and audit recommendations.To consider NFGD’s Implementation Plan.

08-09-17 Proposed

01-03-18 Finalized

PSC-32-17-00011 Minor rate filing.To consider an increase in annual revenues of about $625,974 or 14.6%.

08-09-17 Proposed

05-09-18 Finalized

PSC-32-17-00012 Consideration of O&R’s Implementation Plan and audit recommendations.To consider O&R’s Implementation Plan.

08-09-17 Proposed

01-03-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

75

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PUBLIC SERVICE COMMISSION

PSC-32-17-00013 Consideration of NYSEG and RG&E’s Implementation Plan and audit recommendations.To consider the NYSEG and RG&E Implementation Plan.

08-09-17 Proposed

01-03-18 Finalized

PSC-32-17-00014 Consideration of Central Hudson’s Implementation Plan and audit recommendations.To consider Central Hudson’s Implementation Plan.

08-09-17 Proposed

01-03-18 Finalized

PSC-32-17-00015 Consideration of Con Edison’s Implementation Plan and audit recommendations.To consider Con Edison’s Implementation Plan.

08-09-17 Proposed

01-03-18 Finalized

PSC-32-17-00016 Initial Tariff Schedule and escrow account which includes rates, charges, rules and regulations for water service.To consider the proposed Initial Tariff Schedule, initial rate, and escrow account.

08-09-17 Proposed

01-03-18 Finalized

PSC-33-17-00012 Notice of intent to submeter electricity.To consider the notice of intent of BOP Greenpoint G LLC to submeter electricity at 37 Blue Slip, Brooklyn, New York.

08-16-17 Proposed

03-21-18 Finalized

PSC-33-17-00013 The obligation of electric utilities to pay for the extension of electric service to residential developments.To consider if National Grid should change its practices and compensate the petitioners for past charges.

08-16-17 Proposed

PSC-33-17-00015 Electric energy storage systems to import from and export to Con Edison’s distribution system.To consider revisions to P.S.C. No. 10 - Electricity related to electric energy storage systems.

08-16-17 Proposed

03-14-18 Finalized

PSC-33-17-00016 Gas service to power generators.To consider proposals in the report regarding service to power generators and related proposed tariff revisions.

08-16-17 Proposed

02-07-18 Finalized

PSC-33-17-00017 Notice of intent to submeter electricity.To consider the notice of intent of Bridge Land Vestry LLC to submeter electricity at 70 Vestry Street, New York, NewYork.

08-16-17 Proposed

03-21-18 Finalized

PSC-33-17-00020 Gas service to power generators.To consider proposals in the report regarding service to power generators and related proposed tariff revisions.

08-16-17 Proposed

02-07-18 Finalized

PSC-33-17-00021 Notice of intent to submeter electricity.To consider the notice of intent of 1 DSA Owner LLC to submeter electricity at 242 Broome Street, New York, New York.

08-16-17 Proposed

02-07-18 Finalized

PSC-34-17-00005 Proposed electric and gas energy efficiency budget and metrics planTo establish an energy efficiency budget and metrics plan for the Company’s electric and gas portfolios for the years2017-2020

08-23-17 Proposed

04-04-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

76

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PUBLIC SERVICE COMMISSION

PSC-34-17-00006 Proposed gas energy efficiency budget and metrics planTo establish an energy efficiency budget and metrics plan for the Company’s gas portfolio for the years 2017-2020

08-23-17 Proposed

04-04-18 Finalized

PSC-34-17-00007 Proposed electric and gas energy efficiency budget and metrics planTo establish an energy efficiency budget and metrics plan for the Companies’ electric and gas portfolios for 2019-2020

08-23-17 Proposed

04-04-18 Finalized

PSC-34-17-00008 Proposed electric and gas energy efficiency budget and metrics planTo establish an energy efficiency budget and metrics plan for the Company’s electric and gas portfolios for 2019-2020

08-23-17 Proposed

04-04-18 Finalized

PSC-34-17-00009 Proposed electric and gas energy efficiency budget and metrics planTo establish an energy efficiency budget and metrics plan for the Company’s electric and gas portfolios for the years2018-2020

08-23-17 Proposed

04-04-18 Finalized

PSC-34-17-00011 Waiver to permit Energy Cooperative of America to serve low-income customersTo consider the petition for a waiver

08-23-17 Proposed

PSC-34-17-00012 Proposed electric and gas energy efficiency budget and metrics planTo establish an energy efficiency budget and metrics plan for the Company’s electric and gas portfolios for the years2017-2020

08-23-17 Proposed

04-04-18 Finalized

PSC-34-17-00013 Proposed gas energy efficiency budget and metrics planTo establish an energy efficiency budget and metrics plan for the Company’s gas portfolio for the years 2017-2020

08-23-17 Proposed

04-04-18 Finalized

PSC-34-17-00014 Proposed gas energy efficiency budget and metrics planTo establish an energy efficiency budget and metrics plan for the Company’s gas portfolio for the years 2017-2020

08-23-17 Proposed

04-04-18 Finalized

PSC-34-17-00017 Use of the Honeywell Mercury EC350 volumetric corrector in gas metering applicationsTo consider the use of the Honeywell Mercury EC350 volumetric corrector in gas metering applications

08-23-17 Proposed

08-29-18 Finalized

PSC-34-17-00018 Use of the Arteche UCE-7, URJ-17, VCE-17 and CRB-17 transformers in electric metering applicationsTo consider the use of the Arteche UCE-7, URJ-17, VCE-17 and CRB-17 transformers in electric metering applications

08-23-17 Proposed

02-14-18 Finalized

PSC-34-17-00019 Development of an aggregation standard for release of whole-building energy data to building ownersImproved energy data access to support state energy efficiency and demand reduction goals

08-23-17 Proposed

05-09-18 Finalized

PSC-36-17-00008 Notice of Intent to submeter electricity.To consider the Notice of Intent to submeter electricity at 233 Landing Road, Bronx, New York and waiver request.

09-06-17 Proposed

01-10-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

77

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PUBLIC SERVICE COMMISSION

PSC-36-17-00009 Clarification of the Commission’s Order Extending the BQDM Program.To consider Con Edison’s petition for clarification of the Commission’s Order Extending BQDM Program.

09-06-17 Proposed

02-07-18 Finalized

PSC-36-17-00010 Notice of Intent to submeter electricity.To consider the Notice of Intent of The Heritage Dean Street, LLC, to submeter electricity at 470 Dean St, Brooklyn, NewYork.

09-06-17 Proposed

02-07-18 Finalized

PSC-36-17-00011 Notice of Intent to submeter electricity.To consider the Notice of Intent to submeter electricity at 229 Cherry Street, New York, New York and waiver request.

09-06-17 Proposed

02-07-18 Finalized

PSC-36-17-00012 Petition to amend bill estimation procedures for AMI.To consider the petition of Con Edison to amend its current bill estimation procedures for AMI.

09-06-17 Proposed

PSC-37-17-00004 Community Distributed Generation compensation after Tranche 3.To encourage the development of distributed energy resources while managing impacts on non-participants.

09-13-17 Proposed

02-07-18 Finalized

PSC-37-17-00005 Financial incentives to create customer savings and develop market-enabling tools, with a focus on outcomes andincentives.To consider the revised Interconnection Survey Process and Earnings Adjustment Mechanisms.

09-13-17 Proposed

PSC-37-17-00006 Petition to submeter electricity.To consider the petition of ACC OP (Park Point SU) LLC to submeter electricity at 417 Comstock Avenue, Syracuse, NewYork.

09-13-17 Proposed

PSC-37-17-00007 Lifeline Service that offers a discounted rate to service to qualifying low income consumers.To consider changes to the Commission’s requirements related to eligibility for the supplemental New York Lifelinediscount.

09-13-17 Proposed

05-09-18 Finalized

PSC-37-17-00008 Petition to move room air conditioning programs to Rider L, make changes to Rider L and continue the Connected De-vices Pilot.To consider Con Edison’s proposals made by the petition and accompanying tariff filing.

09-13-17 Proposed

01-03-18 Finalized

PSC-37-17-00009 Fishers Island Water Works Corporation’s rates for the provision of water.To consider an increase in Fishers Island Water Works Corporation’s annual water revenues by approximately $296,031or 44.5%.

09-13-17 Proposed

07-03-18 Finalized

PSC-39-17-00007 Rider Q - Standby Rate Pilot.To consider the implementation of Rider Q - Standby Rate Pilot.

09-27-17 Proposed

02-07-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

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PUBLIC SERVICE COMMISSION

PSC-39-17-00008 Petition to submeter electricity and waiver request.To consider the petition to submeter electricity and waiver request of 16 NYCRR § 96.5(k)(3).

09-27-17 Proposed

07-11-18 Finalized

PSC-39-17-00009 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the publicinterest.To consider the terms of a service agreement and waiver.

09-27-17 Proposed

PSC-39-17-00010 Waiver of certain rules and requirements pertaining to cable television franchise.To determine whether to waive any regulations.

09-27-17 Proposed

02-07-18 Finalized

PSC-39-17-00011 Whether to direct New York State Electric & Gas to complete electric facility upgrades at no charge to Hanehan.To determine financial responsibility between NYSEG and Hanehan for the electric service upgrades to Hanehan.

09-27-17 Proposed

PSC-40-17-00004 Notice of intent to submeter electricity and waiver requestTo consider the notice of intent to submeter electricity and waiver of 16 NYCRR § 96.5(k)(3)

10-04-17 Proposed

03-21-18 Finalized

PSC-40-17-00005 Consequences pursuant to the Commission’s Uniform Business Practices (UBP)To consider whether to impose consequences on Flanders for its apparent non-compliance with Commission require-ments

10-04-17 Proposed

04-04-18 Finalized

PSC-40-17-00006 The aggregation of electric service for the Empire State Plaza and the Sheridan Avenue Steam PlantTo consider a waiver of National Grid’s tariff provision requiring all electric delivery points to be on the same premises

10-04-17 Proposed

PSC-40-17-00007 Notice of intent to submeter electricityTo consider the notice of intent of CPS Fee Company LLC to submeter electricity

10-04-17 Proposed

03-21-18 Finalized

PSC-40-17-00008 Proposed transfer of interests in Danskammer, issuance of long-term debt by owner and continuing lightened regulationTo consider proposed transfer of interests in Danskammer, issuance of long-term debt and continuing lightened regula-tion

10-04-17 Proposed

01-03-18 Finalized

PSC-40-17-00009 Petition to issue and sell unsecured debt obligationsTo consider Orange and Rockland’s request to issue and sell unsecured debt obligations

10-04-17 Proposed

01-03-18 Finalized

PSC-40-17-00010 Eligibility for Value of Distributed Energy Resource tariffsTo encourage the development of distributed energy resources while managing impacts on non-participants

10-04-17 Proposed

03-14-18 Finalized

PSC-41-17-00003 Petition to submeter electricity.To consider the petition of Hillside Association, Inc. to submeter electricity at 566 44th Street, Brooklyn, New York.

10-11-17 Proposed

01-10-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

79

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PUBLIC SERVICE COMMISSION

PSC-41-17-00005 Notice of intent to submeter electricityTo consider the notice of intent of Sandy 350 LLC to submeter electricity at 350 Clarkson Avenue, Brooklyn, New York

10-11-17 Proposed

03-21-18 Finalized

PSC-41-17-00006 Major electric rate filing.To consider an increase in CHG&E’s electric delivery revenues by approximately $43 million (or 7.9% in total revenues).

10-11-17 Proposed

07-03-18 Finalized

PSC-41-17-00007 Major gas rate filing.To consider an increase in CHG&E’s gas delivery revenues by approximately $18.1 million (or 12.3% in total revenues).

10-11-17 Proposed

07-03-18 Finalized

PSC-41-17-00008 Petition to submeter electricity.To consider the petition of 1115 Fifth Avenue Corporation to submeter electricity at 1115 Fifth Avenue, New York, NewYork.

10-11-17 Proposed

01-10-18 Finalized

PSC-42-17-00004 NYSRC’s revisions to its rules and measurements.To consider revisions to various rules and measurements of the NYSRC.

10-18-17 Proposed

01-10-18 Finalized

PSC-42-17-00005 Complaint for review of rates charged for water service to commercial and residential customers of water workscorporation.To consider the complaint filed on January 3, 2017 by Bristol customers.

10-18-17 Proposed

08-01-18 Finalized

PSC-42-17-00006 Notice of Intent to submeter electricity.To consider the Notice of Intent of 45 John NY LLC to submeter electricity at 45 John Street, New York, New York.

10-18-17 Proposed

02-07-18 Finalized

PSC-42-17-00007 Ampersand Kayuta Lake Hyrdo, LLC’s 460 kW hydroelectric facility in Boonville, New York.To promote and maintain renewable electric energy resources.

10-18-17 Proposed

04-04-18 Finalized

PSC-42-17-00008 Ampersand Chasm Falls Hydro, LLC’s 1.6 MW hydroelectric facility in Chateaugay, New YorkTo promote and maintain renewable electric energy resources.

10-18-17 Proposed

04-04-18 Finalized

PSC-42-17-00009 To obtain a letter of credit and increase the currently capped debt.To consider the Petitioner’s request for a letter of credit and increase the currently capped debt.

10-18-17 Proposed

01-10-18 Finalized

PSC-42-17-00010 Petition for rehearing of negative revenue adjustment and contents of annual Performance Report.To consider NFGD’s petition for rehearing.

10-18-17 Proposed

PSC-43-17-00003 Notice of intent to submeter electricity and waiver requestTo consider the notice of intent to submeter electricity and waiver request

10-25-17 Proposed

05-16-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

80

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PUBLIC SERVICE COMMISSION

PSC-43-17-00004 ReEnergy Lyonsdale, LLC’s 22 MW biomass facility located in Lewis County, New YorkTo promote and maintain renewable electric energy resources

10-25-17 Proposed

04-11-18 Withdrawn

PSC-44-17-00011 Implementation of program rules for Renewable Energy Standard (RES) and Zero-Emission Credit (ZEC) requirement.To promote and maintain renewable and zero-emission electric energy resources.

11-01-17 Proposed

03-14-18 Finalized

PSC-45-17-00004 Interval data charges for ESCOs.To consider the elimination of interval data charges for ESCOs.

11-08-17 Proposed

03-14-18 Finalized

PSC-45-17-00005 Existing baseline resources under Tier 2 of the Renewable Energy Standard Program.To promote and maintain renewable and zero-emission electric energy resources.

11-08-17 Proposed

04-04-18 Finalized

PSC-45-17-00006 Arrow Park, Inc.’s rates for the provision of water.To consider an increase in Arrow Park, Inc.’s annual water revenues by approximately $11,200 or 62.06%.

11-08-17 Proposed

05-09-18 Finalized

PSC-45-17-00007 Request for waiver of the individual metering requirements of 16 NYCRR Part 96.To consider the request for waiver of the individual metering requirements of 16 NYCRR Part 96.

11-08-17 Proposed

03-21-18 Finalized

PSC-45-17-00008 Major water rate filing.To consider an increase in SUEZ O-N’s annual revenue requirement by approximately $600,000, or 33.4%.

11-08-17 Proposed

08-01-18 Finalized

PSC-46-17-00004 Drift Marketplace, Inc.’s petition for rehearingTo consider the petition for rehearing filed by Drift Marketplace, Inc.

11-15-17 Proposed

04-11-18 Withdrawn

PSC-46-17-00005 To consider further proposed amendments to the original criteria to grandfathering established in the Transition PlanTo modify grandfathering criteria

11-15-17 Proposed

03-14-18 Finalized

PSC-46-17-00006 To consider further proposed amendments to the original criteria to grandfathering established in the Transition PlanTo modify grandfathering criteria

11-15-17 Proposed

08-08-18 Withdrawn

PSC-46-17-00007 Petition to issue unsecured debt obligationsTo consider the Company’s request to issue unsecured debt obligations

11-15-17 Proposed

03-14-18 Finalized

PSC-46-17-00008 Consequences pursuant to the Commission’s Uniform Business Practices (UBP)To consider whether to impose consequences on MPower for its apparent non-compliance with Commission require-ments

11-15-17 Proposed

03-14-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

81

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PUBLIC SERVICE COMMISSION

PSC-46-17-00009 Requirements pertaining to inspections and reporting on plastic fusions installed in gas company service territoriesTo clarify prior requirements and establish new requirements for plastic fusion qualifications and inspections

11-15-17 Proposed

06-06-18 Finalized

PSC-46-17-00010 Compliance with plastic fusion requirementsTo consider requiring NFG to comply with current and new plastic fusion requirements and report compliance failures

11-15-17 Proposed

06-06-18 Finalized

PSC-46-17-00011 M&R Energy Resource Corp.’s petition for rehearingTo consider the petition for rehearing filed by M&R Energy Resource Corp.

11-15-17 Proposed

04-11-18 Withdrawn

PSC-46-17-00012 To consider further proposed amendments to the original criteria to grandfathering established in the Transition PlanTo modify grandfathering criteria

11-15-17 Proposed

08-08-18 Withdrawn

PSC-46-17-00013 Annual Reconciliation of Gas Expenses and Gas Cost RecoveriesTo consider filings of LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Re-coveries

11-15-17 Proposed

PSC-46-17-00014 To consider further proposed amendments to the original criteria to grandfathering established in the Transition PlanTo modify grandfathering criteria

11-15-17 Proposed

08-08-18 Withdrawn

PSC-47-17-00010 Con Edison’s petition for approval of the Smart Solutions for Natural Gas Customers Program.To consider Con Edison’s multi-solution strategy to decrease gas usage and procure alternative resources.

11-22-17 Proposed

08-01-18 Finalized

PSC-48-17-00011 Petition to submeter electricity and waiver request.To consider the petition to submeter electricity and waiver request of 16 NYCRR § 96.5(k)(3).

11-29-17 Proposed

04-11-18 Finalized

PSC-48-17-00012 The extension of the compensation term for certain community distributed generation projects.To determine the appropriate compensation term for certain community distributed generation projects.

11-29-17 Proposed

05-16-18 Finalized

PSC-48-17-00013 VDER Tranche allocations and policies.To consider modifications to VDER Tranche allocations and policies.

11-29-17 Proposed

03-14-18 Finalized

PSC-48-17-00014 The SATEC Branch Feeder Monitor II electric submeterTo consider the SATEC Branch Feeder Monitor II electric submeter for use in New York State

11-29-17 Proposed

03-21-18 Finalized

PSC-48-17-00015 Low Income customer options for affordable water bills.To consider the Low Income Bill Discount and/or Energy Efficiency Rebate Programs.

11-29-17 Proposed

ID Number Issue Date Action QUARTERLY INDEX

82

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PUBLIC SERVICE COMMISSION

PSC-48-17-00016 Petition for rehearing of the Commission order.To consider New Rochelle Home Owners Association’s petition for rehearing.

11-29-17 Proposed

04-11-18 Withdrawn

PSC-48-17-00017 To issue long-term indebtedness, preferred stock and hybrid securities and to enter into derivative instruments.To consider New York State Electric & Gas Corporation’s finance transactions.

11-29-17 Proposed

04-04-18 Finalized

PSC-48-17-00018 Transfer of certain street lighting facilities.To consider the transfer of certain street lighting facilities from NYSEG to the Town of Bedford.

11-29-17 Proposed

04-11-18 Finalized

PSC-49-17-00008 Merger and associated cessation of operationsTo consider Vernon and Oriskany Falls’ petition seeking approval of a merger

12-06-17 Proposed

03-14-18 Finalized

PSC-49-17-00009 Part of the Tier 2 Maintenance Tier Program in the RES of the CESTo promote and maintain renewable electric energy resources

12-06-17 Proposed

07-03-18 Finalized

PSC-49-17-00010 Minor rate filingTo consider an increase in annual revenues of about $300,000 or 5.2%

12-06-17 Proposed

06-06-18 Finalized

PSC-50-17-00016 Joule Assets, Inc.’s Community Choice Aggregation Implementation Plan.To ensure appropriate consumer protections.

12-13-17 Proposed

04-04-18 Finalized

PSC-50-17-00017 New Wave Energy Corp.’s petition for rehearing.To consider the petition for rehearing filed by New Wave Energy Corp.

12-13-17 Proposed

PSC-50-17-00018 Application of the Public Service Law to DER suppliers.To determine the appropriate regulatory framework for DER suppliers.

12-13-17 Proposed

PSC-50-17-00019 Transfer of utility property.To consider the transfer of utility property.

12-13-17 Proposed

PSC-50-17-00020 Administrative costs and funding sources for the RES and ZEC programs.To promote and maintain renewable and zero-emission electric energy resources.

12-13-17 Proposed

04-04-18 Finalized

PSC-50-17-00021 Disposition of tax refunds and other related matters.To consider the disposition of tax refunds and other related matters.

12-13-17 Proposed

PSC-50-17-00022 Data protection rules for DER suppliers.To determine the appropriate regulatory framework for DER suppliers.

12-13-17 Proposed

ID Number Issue Date Action QUARTERLY INDEX

83

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PUBLIC SERVICE COMMISSION

PSC-50-17-00023 Notice of intent to submeter electricity.To consider the notice of intent to submeter electricity and waiver request.

12-13-17 Proposed

04-11-18 Finalized

PSC-51-17-00007 Opt-out tariff regarding installation of advanced digital metering devices in Central Hudson’s service territory.To determine the appropriate opt-out provisions for Central Hudson customers regarding advanced digital meteringdevices.

12-20-17 Proposed

PSC-51-17-00008 Petition to submeter electricity.To consider the petition of 305 East 24th Owners Corp. to submeter electricity.

12-20-17 Proposed

05-16-18 Finalized

PSC-51-17-00009 Consideration of Con Edison’s proposed Implementation Plan.To consider Con Edison’s Implementation Plan and appropriate design of the utility-owned Shared Solar Pilot Program.

12-20-17 Proposed

PSC-51-17-00010 Transfer certain street lighting facilities to the Town of Owego.To consider the transfer of certain street lighting facilities from NYSEG to the Town of Owego.

12-20-17 Proposed

04-11-18 Finalized

PSC-51-17-00011 Petition for recovery of certain costs related to the implementation of a Non-Wires Alternative Project.To consider Con Edison’s petition for the recovery of costs for implementing the JFK Project.

12-20-17 Proposed

PSC-51-17-00012 Rider T - Commercial Demand Response Program.To consider revisions to Rider T - CDRP.

12-20-17 Proposed

05-09-18 Finalized

PSC-51-17-00013 Waiver of certain rules and requirements pertaining to cable television franchise.To determine whether to waive any regulations.

12-20-17 Proposed

03-14-18 Finalized

PSC-51-17-00014 Transfer of control.To consider Time Warner Cable Northeast’s petition seeking approval of a transfer of cable television franchises.

12-20-17 Proposed

05-30-18 Finalized

PSC-51-17-00015 Opt-out tariff regarding installation of advanced digital metering devices in Central Hudson’s service territory.To determine the appropriate opt-out provisions for Central Hudson customers regarding advanced digital meteringdevices.

12-20-17 Proposed

PSC-51-17-00016 Petition for waiver request of Opinion No. 76-17 and 16 NYCRR Part 96.To consider the petition of Jericho Project for waiver request of Opinion No. 76-17 and 16 NYCRR Part 96.

12-20-17 Proposed

06-13-18 Finalized

PSC-52-17-00014 Oversight and support of Clean Energy Fund and related NYSERDA activitiesTo support and monitor the deployment of clean energy technology

12-27-17 Proposed

ID Number Issue Date Action QUARTERLY INDEX

84

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PUBLIC SERVICE COMMISSION

PSC-52-17-00015 Development of an aggregation standard for release of customer usage information that protects the privacy of custom-ersStrike new balance between the benefit of making more aggregated data available and the need to maintain customerprivacy

12-27-17 Proposed

05-09-18 Finalized

PSC-52-17-00016 SUEZ O-N’s rates of the Forest Park Systems for the provision of waterTo consider an increase in SUEZ O-N’s annual water revenues of the Forest Park Systems by approximately $298,221or 48.52%

12-27-17 Proposed

08-01-18 Finalized

PSC-52-17-00017 Waiver of PSC regulations, 16 NYCRR § 86.3(a)(2); 86.3(b)(2) and 88.4(a)(4)To consider a waiver of certain regulations relating to the content of an application for transmission line siting

12-27-17 Proposed

04-04-18 Finalized

PSC-52-17-00018 Daily Delivery Service (DDS) Program; Winter Bundled Sales Service (WBSS) and Managed Supply Service (MSS)ProgramsTo consider modifications to the DDS Program and the elimination of the expired WBSS and MSS Programs

12-27-17 Proposed

04-11-18 Finalized

PSC-52-17-00019 Petition to submeter electricityTo consider the petition of Bruns Associates, LLC to submeter electricity

12-27-17 Proposed

06-13-18 Finalized

PSC-01-18-00006 The New York State Reliability Council’s establishment of an Installed Reserve Margin of 18.2%.To consider an Installed Reserve Margin for the Capability Year beginning May 1, 2018, and ending April 30, 2019.

01-03-18 Proposed

03-21-18 Finalized

PSC-01-18-00007 Proposed revisions to O&R’s Distribution Load Relief Program (DLRP) cost recovery.To consider whether O&R should recover DLRP costs from distribution customers only.

01-03-18 Proposed

05-09-18 Finalized

PSC-01-18-00008 Proposed revisions to the Dynamic Load Management Programs for the summer 2018 capability period.To consider modifications to the Dynamic Load Management Programs and proposed draft tariffs.

01-03-18 Proposed

05-09-18 Finalized

PSC-01-18-00009 Proposed revisions to NYSEG’s Distribution Load Relief Program (DLRP) cost recovery.To consider whether NYSEG should recover DLRP costs from distribution customers only.

01-03-18 Proposed

05-09-18 Finalized

PSC-01-18-00010 The issuance of unsecured debt obligations.To consider the Company’s request to issue unsecured debt obligations.

01-03-18 Proposed

04-04-18 Finalized

PSC-01-18-00011 Participation of low-income ratepayers in community distributed generation projects.To consider methods to support participation of low-income ratepayers in community distributed generation projects.

01-03-18 Proposed

08-01-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

85

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PUBLIC SERVICE COMMISSION

PSC-01-18-00012 Proposed revisions to Central Hudson’s Distribution Load Relief Program (DLRP) cost recovery.To consider whether Central Hudson should recover DLRP costs from distribution customers only.

01-03-18 Proposed

05-09-18 Finalized

PSC-01-18-00013 Proposed revisions to RG&E’s Distribution Load Relief Program (DLRP) cost recovery.To consider whether RG&E should recover DLRP costs from distribution customers only.

01-03-18 Proposed

05-09-18 Finalized

PSC-01-18-00014 Proposed revisions to National Grid’s Distribution Load Relief Program (DLRP) cost recovery.To consider whether National Grid should recover DLRP costs from distribution customers only.

01-03-18 Proposed

05-09-18 Finalized

PSC-02-18-00004 Modifications to the SIR to incorporate larger distributed generation units and energy storage systems, among otherrevisions.To consider Staff’s recommended changes and updates to the SIR.

01-10-18 Proposed

05-09-18 Finalized

PSC-02-18-00005 Waiver of the prohibition on service to low-income customers by ESCOs.To consider the petition for a waiver to the prohibition on service to low-income customers by ESCOs.

01-10-18 Proposed

04-04-18 Finalized

PSC-02-18-00006 The 2017 Electric Emergency Response Plans.To consider the 2017 Electric Emergency Response Plans for New York’s six major electric utilities.

01-10-18 Proposed

05-09-18 Finalized

PSC-02-18-00007 Transfer of certain street lighting facilities.To consider the transfer of certain street lighting facilities from NYSEG to the City of Geneva.

01-10-18 Proposed

05-16-18 Finalized

PSC-02-18-00008 Notice of intent to submeter electricity.To consider the notice of intent of Murray Hill Marquis LLC to submeter electricity.

01-10-18 Proposed

08-08-18 Withdrawn

PSC-04-18-00001 Transfer of surplus utility property.To ensure customer reliability and financial interests are protected.

01-24-18 Emergency

PSC-04-18-00003 Minor rate filing.To consider a proposal for an increase in total annual revenues of approximately $136,634, or 11.4%.

01-24-18 Proposed

PSC-04-18-00004 Notice of intent to submeter electricity.To consider the notice of intent of Murray Hill Marquis LLC to submeter electricity.

01-24-18 Proposed

05-16-18 Finalized

PSC-04-18-00005 Notice of intent to submeter electricity.To consider the notice of intent of Montante/Morgan Gates Circle LLC to submeter electricity.

01-24-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

86

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PUBLIC SERVICE COMMISSION

PSC-04-18-00006 Consideration of the Central Hudson Gas & Electric Corporation Implementation Plan and audit recommendations.To consider Central Hudson Gas & Electric Corporation’s Management Audit Implementation Plan.

01-24-18 Proposed

08-01-18 Finalized

PSC-04-18-00007 Con Edison’s methodology for reconciling the gas POR discount rate charge.To consider modifications to the manner in which reconciliations of the POR discount rate are collected or refunded.

01-24-18 Proposed

08-01-18 Finalized

PSC-04-18-00008 Waiver of Commission requirements.To consider a waiver of the Commission’s electric infrastructure requirement.

01-24-18 Proposed

08-08-18 Finalized

PSC-04-18-00009 Notice of intent to submeter electricity.To consider the notice of intent of 20 Broad Street Owner LLC to submeter electricity.

01-24-18 Proposed

05-16-18 Finalized

PSC-05-18-00004 Lexington Power’s ZEC compliance obligation.To promote and maintain renewable and zero-emission electric energy resources.

01-31-18 Proposed

PSC-05-18-00005 Distributed Generation (DG), Natural Gas Vehicle (NGV) and Prime-WNY Pilot Programs.To consider to make permanent the DG and NGV Pilot Programs and continue the Prime-WNY Pilot Program withmodifications.

01-31-18 Proposed

PSC-05-18-00006 Rider J - Business Incentive Rate (BIR) to include an Electric Vehicle (EV) Quick Charging Station Program.To consider expanding its economic development BIR to include an EV Quick Charging Station Program.

01-31-18 Proposed

05-09-18 Finalized

PSC-05-18-00007 Transfer of control.To consider the joint petition seeking approval of a transfer of cable television franchises.

01-31-18 Proposed

05-09-18 Finalized

PSC-05-18-00008 Implementation of Advanced Metering Infrastructure (AMI) in O&R’s territory, and provisions for individual opt-outstherefrom.To consider Advanced Metering Infrastructure (AMI) in Orange & Rockland’s service territory.

01-31-18 Proposed

08-08-18 Withdrawn

PSC-06-18-00011 Waiver of PSC regulations, 16 NYCRR § 86.3(a)(1); 86.3(a)(2); 86.3(b)(2) and 88.4(a)(4)To consider a waiver of certain regulations relating to the content of an application for transmission line siting

02-07-18 Proposed

06-06-18 Finalized

PSC-06-18-00012 To consider further proposed amendments to the original criteria to grandfathering established in the Transition PlanTo modify grandfathering criteria

02-07-18 Proposed

PSC-06-18-00013 Proposed sale of property from Con Edison to 500 Kent LLCTo consider Con Edison and 500 Kent LLC’s joint petition for a proposed sale of property

02-07-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

87

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PUBLIC SERVICE COMMISSION

PSC-06-18-00014 To incur debt and findings that no further review of proposed intra-corporate transactions is neededTo consider a petition to incur debt and findings that no further review of proposed intra-corporate transactions is needed

02-07-18 Proposed

05-09-18 Finalized

PSC-06-18-00015 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public inter-estTo consider a waiver and terms of a service agreement

02-07-18 Proposed

06-06-18 Finalized

PSC-06-18-00016 To incur debt and findings that no further review of proposed intra-corporate transactions is neededTo consider a petition to incur debt and findings that no further review of proposed intra-corporate transactions is needed

02-07-18 Proposed

05-09-18 Finalized

PSC-06-18-00017 Merger of NYAW and Whitlock Farms Water Corp.To consider the merger of NYAW and Whitlock Farms Water Company into a single corporate entity

02-07-18 Proposed

PSC-07-18-00015 The accuracy and reasonableness of National Grid’s billing for certain interconnection upgrades.To consider AEC’s petition requesting resolution of their billing dispute with National Grid.

02-14-18 Proposed

PSC-07-18-00016 Notice of intent to submeter electricity.To consider the notice of intent of Silo Ridge Condo Association to submeter electricity.

02-14-18 Proposed

PSC-08-18-00003 Gas service to power generators.To consider proposals in the report regarding service to power generators and related proposed tariff revisions.

02-21-18 Proposed

07-03-18 Finalized

PSC-08-18-00004 Negative revenue adjustments assessed for alleged gas safety violations in 2014, 2015, and 2016.To encourage active efforts by the utility company to maximize gas safety.

02-21-18 Proposed

06-06-18 Finalized

PSC-08-18-00005 Notice of intent to submeter electricity and waiver request.To consider the notice of intent to submeter electricity and waiver request of 16 NYCRR § 96.5(k)(3).

02-21-18 Proposed

06-13-18 Finalized

PSC-08-18-00006 Gas service to power generators.To consider proposals in the report regarding service to power generators and related proposed tariff revisions.

02-21-18 Proposed

07-03-18 Finalized

PSC-08-18-00007 Notice of intent to submeter electricity.To consider the notice of intent of 160 Leroy LLC to submeter electricity.

02-21-18 Proposed

07-11-18 Finalized

PSC-08-18-00008 Notice of intent to submeter electricity.To consider the notice of intent of MIP One Wall Street Acquisition, LLC to submeter electricity.

02-21-18 Proposed

06-13-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

88

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PUBLIC SERVICE COMMISSION

PSC-09-18-00010 Use of the Itron OpenWay Riva CENTRON Polyphase CP2SRA electric meterTo ensure that consumers bills are based on accurate measurements of electric usage

02-28-18 Proposed

PSC-09-18-00011 Transfer of certain street lighting facilitiesTo consider the transfer of certain street lighting facilities from NYSEG to the Village of Owego

02-28-18 Proposed

06-06-18 Finalized

PSC-09-18-00012 Minor rate filingTo consider an increase in annual water revenues by approximately $93,436 or 68.2%

02-28-18 Proposed

07-03-18 Finalized

PSC-09-18-00013 Proposed use of electronic signatures for Deferred Payment AgreementsTo make it easier for customers to obtain Deferred Payment Agreements

02-28-18 Proposed

PSC-11-18-00002 Use of funds for ratepayer benefit programs.To promote gas safety.

03-14-18 Proposed

07-03-18 Finalized

PSC-11-18-00003 Use of funds for ratepayer benefit.To promote gas safety measures.

03-14-18 Proposed

08-01-18 Finalized

PSC-11-18-00004 New York State Lifeline Program.To consider TracFone’s petition seeking approval to participate in Lifeline.

03-14-18 Proposed

PSC-12-18-00007 Minor rate filingTo consider an increase in annual water revenues by approximately $30,487 or 189%

03-21-18 Proposed

08-29-18 Finalized

PSC-12-18-00008 Trading and banking of Renewable Energy CertificatesTo determine proper treatment of Renewable Energy Certificates

03-21-18 Proposed

08-01-18 Finalized

PSC-12-18-00009 Notice of intent to submeter electricity and waiver requestTo consider the notice of intent to submeter electricity and waiver request

03-21-18 Proposed

08-08-18 Finalized

PSC-13-18-00014 Commission oversight of distributed energy resource suppliersTo protect customers and utilities in the receipt of services from distributed energy resource suppliers

03-28-18 Proposed

PSC-13-18-00015 Eligibility of an ESCO to market to and enroll residential customers.To consider whether Astral should be allowed to market to and enroll residential customers following a suspension.

03-28-18 Proposed

PSC-13-18-00016 Electronic Deferred Payment Agreements (DPA).To consider a proposal to implement Electronic DPAs.

03-28-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

89

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PUBLIC SERVICE COMMISSION

PSC-13-18-00017 Notice of intent to submeter electricity and waiver request.To consider the notice of intent to submeter electricity and waiver request.

03-28-18 Proposed

07-11-18 Finalized

PSC-13-18-00018 Notice of intent to submeter electricity and waiver request.To consider the notice of intent to submeter electricity and waiver request.

03-28-18 Proposed

07-11-18 Finalized

PSC-13-18-00019 Notice of intent to submeter electricity.To consider the notice of intent to submeter electricity.

03-28-18 Proposed

07-11-18 Finalized

PSC-13-18-00020 Notice of intent to submeter electricity.To consider the notice of intent to submeter electricity.

03-28-18 Proposed

08-08-18 Finalized

PSC-13-18-00021 Notice of intent to submeter electricity.To consider the notice of intent to submeter electricity.

03-28-18 Proposed

08-08-18 Finalized

PSC-13-18-00022 Notice of intent to submeter electricity.To consider the notice of intent to submeter electricity.

03-28-18 Proposed

07-11-18 Finalized

PSC-13-18-00023 Reconciliation of property taxes.To consider NYAW’s request to reconcile property taxes.

03-28-18 Proposed

PSC-13-18-00024 SC No. 3 - Multiple-Dwelling Service.To consider a tariff change proposing the elimination of an outdated provision under SC No. 3 - Multiple-DwellingService.

03-28-18 Proposed

07-03-18 Finalized

PSC-14-18-00001 Authorization of a new tariff leaf, Rider A, for high density demand customers.To allow the New York Municipal Power Agency’s Rider A to go into effect on an emergency basis.

04-04-18 Emergency/Proposed

07-03-18 Finalized

PSC-14-18-00004 Terms of a service agreement and waiver of tariff provisionsTo consider Saratoga Water’s requested terms of a service agreement and tariff waivers

04-04-18 Proposed

08-08-18 Finalized

PSC-14-18-00005 Transfer of certain street lighting facilitiesTo consider the transfer of certain street lighting facilities located in the Chautauqua Utility District

04-04-18 Proposed

PSC-14-18-00006 Petition for abandonmentTo consider the abandonment of Willsboro Bay Water Company’s water system

04-04-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

90

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PUBLIC SERVICE COMMISSION

PSC-14-18-00007 An offshore wind generating facilities programTo promote offshore wind generating facilities and to reduce greenhouse gas emissions

04-04-18 Proposed

08-01-18 Finalized

PSC-15-18-00008 Amendments to the Uniform Business Practices.Consideration of revised consumer protections and business practices of energy service companies.

04-11-18 Proposed

PSC-15-18-00009 AP Gas and Electric ZEC compliance obligation.To promote and maintain renewable and zero-emission electric energy resources.

04-11-18 Proposed

08-01-18 Finalized

PSC-16-18-00005 Company-owned LED street lightingTo consider a tariff change proposing revised and additional Company-owned LED street lighting options

04-18-18 Proposed

08-01-18 Finalized

PSC-16-18-00006 Company-owned LED street lightingTo consider a tariff change proposing revised and additional Company-owned LED street lighting options

04-18-18 Proposed

08-01-18 Finalized

PSC-16-18-00007 Regulatory treatment of utilities regarding recent changes in federal tax lawTo ensure just and reasonable utility rates

04-18-18 Proposed

08-29-18 Finalized

PSC-17-18-00009 Petition to submeter electricity.To consider the petition of Harmony Mills Fallsview LLC to submeter electricity.

04-25-18 Proposed

PSC-17-18-00010 Petition for use of gas metering equipment.To ensure that consumer bills are based on accurate measurements of gas usage.

04-25-18 Proposed

PSC-17-18-00011 Increase demand and energy charges under S.C. No. 3 and S.C. No. 4.To consider a proposal to protect existing electric customers from increased supply costs resulting from HDL customers.

04-25-18 Proposed

08-01-18 Finalized

PSC-17-18-00012 Residential Electric Vehicle Charging.To effectuate service enhancements mandated by State Legislation.

04-25-18 Proposed

PSC-17-18-00013 Residential Electric Vehicle Charging.To effectuate service enhancements mandated by State Legislation.

04-25-18 Proposed

PSC-17-18-00014 Residential Electric Vehicle Charging.To effectuate service enhancements mandated by State Legislation.

04-25-18 Proposed

PSC-17-18-00015 Implement High Density Load Customer Program - Individual Service Agreements.To consider allowing Massena to offer electric service to high density load customers while passing costs to thosecustomers.

04-25-18 Proposed

08-01-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

91

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PUBLIC SERVICE COMMISSION

PSC-18-18-00008 Residential Electric Vehicle ChargingTo effectuate service enhancements mandated by State Legislation

05-02-18 Proposed

PSC-18-18-00009 Transfer of control of Keene Valley Video Inc.To ensure performance in accordance with applicable cable laws, regulations and standards and the public interest

05-02-18 Proposed

PSC-18-18-00010 Waiver of PSC regulations, 16 NYCRR Sections 86.3(a)(1), (a)(2), (b)(2), 86.4(b) and 88.4(a)(4)To ensure that adequate maps and system studies support the application

05-02-18 Proposed

PSC-18-18-00011 Residential Electric Vehicle ChargingTo effectuate service enhancements mandated by State Legislation

05-02-18 Proposed

PSC-18-18-00012 Residential Electric Vehicle ChargingTo effectuate service enhancements mandated by State Legislation

05-02-18 Proposed

PSC-18-18-00013 Motion requesting program eligibility clarification and to make clarifying edits related to Case 16-E-0060 and Rider QTo test standby rate designs to facilitate distributed generation growth

05-02-18 Proposed

PSC-19-18-00005 Whether Flanders’ can market to and enroll new customers.To protect customers by enforcing compliance with the Uniform Business Practices.

05-09-18 Proposed

PSC-20-18-00004 Appointment of a temporary operator of a water systemTo ensure activation and availability of a safe water supply to existing residences

05-16-18 Emergency/Proposed

08-01-18 Finalized

PSC-20-18-00008 Proposed major rate increase in O&R’s gas delivery revenues of approximately $4.5 million (or 1.5% in total revenues)To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences

05-16-18 Proposed

PSC-20-18-00009 Proposed major rate increase in O&R’s electric delivery revenues of approximately $20.3 million (or 2.3% in totalrevenues)To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences

05-16-18 Proposed

PSC-21-18-00033 Property tax expenses and refunds of over-collections for such expenses.To ensure just and reasonable rates.

05-23-18 Proposed

08-29-18 Finalized

PSC-21-18-00041 Con Edison’s petition for the Smart Solutions for Natural Gas DR Pilot Implementation Plan and associated budget.To promote gas system reliability by encouraging gas demand reductions during peak gas demand days.

05-23-18 Proposed

08-29-18 Finalized

PSC-21-18-00042 Establish new SC No. 7 - High Density Loads Individual Negotiated Contract.To ensure that high density load customers receive cost-based rates that do not provide an undue preference.

05-23-18 Proposed

08-29-18 Finalized

PSC-21-18-00043 Intent to submeter electricity at 98 Front Street, Brooklyn, New York.To ensure adequate submetering equipment and consumer protections are in place.

05-23-18 Proposed

08-29-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

92

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PUBLIC SERVICE COMMISSION

PSC-21-18-00044 Electric ratemaking policy for Direct Current Fast Charging (DCFC) facilities used to recharge electric vehicles.To ensure just and reasonable rates in the context of charging electric vehicles.

05-23-18 Proposed

PSC-21-18-00045 Waiver of PSC regulations, 16 NYCRR Sections 86.3(a)(1), (a)(2), (b)(1), (b)(2), 86.6, 86.10 and 88.4(a)(4).To ensure application to amend certificate issued under PSL Article VII contains sufficient information for review toproceed.

05-23-18 Proposed

PSC-22-18-00005 Use of unspent funds previously allocated to the NY-Sun Initiative for years 2014 and 2015To efficiently encourage the preservation of environmental values and the conservation of natural resources

05-30-18 Proposed

PSC-22-18-00006 Intent to submeter electricity and requested waiver of the energy audit requirementTo ensure adequate submetering equipment, consumer protections, and energy efficiency protections are in place

05-30-18 Proposed

PSC-22-18-00007 Intent to submeter electricityTo ensure adequate submetering equipment and consumer protections are in place

05-30-18 Proposed

PSC-22-18-00008 Intent to submeter electricityTo ensure adequate submetering equipment and consumer protections are in place

05-30-18 Proposed

PSC-22-18-00009 Expand the SmartCharge New York Program to include medium-duty and heavy-duty electric vehiclesTo ensure just and reasonable rates in the context of charging electric vehicles, including incentivizing off-peak charging

05-30-18 Proposed

PSC-23-18-00006 Whether to impose consequences on Aspirity for its non-compliance with Commission requirements.To ensure the provision of safe and adequate energy service at just and reasonable rates.

06-06-18 Proposed

PSC-23-18-00007 Eligibility for Value Stack compensation.To ensure just and reasonable rates, including compensation, for distributed energy resources.

06-06-18 Proposed

PSC-23-18-00008 Issuance of promissory notes and the assumption of the costs and benefits of certain derivative instruments.To refund/refinance debt at a lower rate and provide funding for safety and reliability capital projects to benefit customers.

06-06-18 Proposed

PSC-23-18-00009 Treatment of Value Stack credits.To ensure just and reasonable rates, including compensation, for distributed energy resources.

06-06-18 Proposed

PSC-23-18-00010 Community Distributed Generation project rules.To ensure just and reasonable rates, including compensation, for distributed energy resources.

06-06-18 Proposed

PSC-23-18-00011 Proposed rate filing in Hudson Valley Water Companies, Inc.’s annual revenues of approximately $24,370 or 13.0%.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-06-18 Proposed

PSC-23-18-00012 Petition to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

06-06-18 Proposed

PSC-23-18-00013 Implementation of a uniform statewide customer satisfaction survey.To encourage consumer protections and safe and adequate service.

06-06-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

93

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PUBLIC SERVICE COMMISSION

PSC-23-18-00014 Proposed major rate increase of approximately $11.7 million to cover its Franklin and St. Lawrence Counties expansionproject.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-06-18 Proposed

PSC-23-18-00015 Appointment of a new temporary operator of the Painted Apron Water Co.To ensure the provision of safe and reliable water service.

06-06-18 Proposed

PSC-24-18-00013 Implementation of program rules for Renewable Energy Standard and ZEC requirements.To promote and maintain renewable and zero-emission electric energy resources.

06-13-18 Proposed

PSC-24-18-00014 Whether to impose consequences on BluCo for its non-compliance with Commission requirements.To ensure the provision of safe and adequate energy service at just and reasonable rates.

06-13-18 Proposed

PSC-24-18-00015 To determine the use of investments to be made in lieu of a penalty action.Commission oversight of electric and gas distribution companies and safe and adequate service.

06-13-18 Proposed

PSC-24-18-00016 Use of Arteche models VCE-7 and CID-17 medium voltage class metering instrument transformers.To ensure that consumer bills are based on accurate measurements of electric usage.

06-13-18 Proposed

PSC-25-18-00007 Cost calculation, reimbursement and cost recovery related to gas deliveryTo ensure just and reasonable rates associated with the local distribution companies’ use of the New York FacilitiesSystem

06-20-18 Proposed

PSC-26-18-00010 Change NFG’s Tariff No. 9 and associated accounting issues related to the 2017 Tax Act.Determine if NFG’s proposal to provide a refund net of an equity ratio adjustment is appropriate.

06-27-18 Proposed

PSC-26-18-00011 Notice of intent to submeter electricity and waiver request.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

06-27-18 Proposed

PSC-26-18-00012 Waiver of 5-year buildout and 7-day installation requirements pertaining to cable television franchise.To ensure the provision of safe and adequate cable television service at competitive rates.

06-27-18 Proposed

PSC-26-18-00013 Petition to submeter electricity.To ensure adequate submetering equipment and consumer protections.

06-27-18 Proposed

PSC-26-18-00014 Limited waiver of unauthorized use of gas charges.To ensure customers are charged just and reasonable rates.

06-27-18 Proposed

PSC-26-18-00015 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections.

06-27-18 Proposed

PSC-27-18-00005 Petition to submeter electricityTo ensure adequate submetering equipment and consumer protections

07-03-18 Proposed

PSC-27-18-00006 Petition to submeter electricityTo ensure adequate submetering equipment and consumer protections

07-03-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

94

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PUBLIC SERVICE COMMISSION

PSC-27-18-00007 Gas safety regulationsTo make the provision of natural gas service safer in New York State and comply with federal law

07-03-18 Proposed

PSC-28-18-00004 The 2017 Outcome-based EAM Collaborative Report.To ensure the establishment of fair and equitable metrics, targets and associated incentive levels.

07-11-18 Proposed

PSC-28-18-00005 Petition to submeter electricity.To ensure adequate submetering equipment and energy efficiency protections are in place.

07-11-18 Proposed

PSC-28-18-00006 Roadmap recommendations for the installation of qualified energy storage systems.To encourage energy storage deployment and establish a 2030 target and deployment program.

07-11-18 Proposed

PSC-28-18-00007 Proposed rate filing to increase annual revenues.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

07-11-18 Proposed

PSC-28-18-00008 The New York State Standardized Interconnection Requirements (SIR) for Small Distributed Generators.To clarify specific elements of the revised SIR issued on April 19, 2018.

07-11-18 Proposed

PSC-28-18-00009 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

07-11-18 Proposed

PSC-28-18-00010 Transfer of utility pole ownership.To ensure just and fair share of the cost required to install and maintain the joint use poles for both companies andcustomers.

07-11-18 Proposed

PSC-28-18-00011 Storm Hardening Collaborative Report.To ensure safe and adequate gas service.

07-11-18 Proposed

PSC-28-18-00012 Transfer of certain street lighting facilities.To transfer street lighting facilities for the benefit of ratepayers.

07-11-18 Proposed

PSC-28-18-00013 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

07-11-18 Proposed

PSC-29-18-00008 Participation in Targeted Accessibility FundTo encourage enhanced services for low-income consumers

07-18-18 Proposed

PSC-29-18-00009 Overvaluing real property tax expense recovery in water ratesTo prevent unjust and unreasonable water rates

07-18-18 Proposed

PSC-30-18-00004 Ownership of St. Lawrence Gas Company, Inc.To consider whether a proposed transfer of ownership interests in St. Lawrence Gas Company, Inc. is in the publicinterest.

07-25-18 Proposed

PSC-30-18-00005 Petition for use of gas metering equipment.To ensure that consumer bills are based on accurate measurements of gas usage.

07-25-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

95

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PUBLIC SERVICE COMMISSION

PSC-30-18-00006 Petition for use of electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

07-25-18 Proposed

PSC-31-18-00009 General Rule 20 - Standby Service Interconnection and Operation.To provide clarity to the provisions and streamline the application process.

08-01-18 Proposed

PSC-31-18-00010 Tariff amendments to Service Classification (SC) 11 and 14.To ensure safe and reliable service for customers at just and reasonable rates.

08-01-18 Proposed

PSC-31-18-00011 Petition for the use of gas metering equipment.To ensure that consumer bills are based on accurate measurements of gas usage.

08-01-18 Proposed

PSC-31-18-00012 Petition to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

08-01-18 Proposed

PSC-31-18-00013 To test rate structures for SC 1 and 2 that more closely align delivery rates with the cost of providing delivery service.To provide residential and small commercial customers the opportunity to better manage their energy costs.

08-01-18 Proposed

PSC-31-18-00014 Establish a Baseload Service under its DDS Program.To ensure gas availability to firm gas customers during peak winter periods by establishing a baseload supply.

08-01-18 Proposed

PSC-32-18-00012 The request of the New York Independent System Operator, Inc. to incur indebtedness.To ensure that debt financing is used reasonably and appropriately.

08-08-18 Proposed

PSC-32-18-00013 Energy efficiency programs and targets for investor-owned utilities.To encourage energy conservation and the delivery and procurement of energy services by investor-owned utilities.

08-08-18 Proposed

PSC-32-18-00014 Petition for clarification and rehearing of the Rate Order.To encourage energy efficiency measures and right of way maintenance and to ensure just and reasonable rates.

08-08-18 Proposed

PSC-32-18-00015 Establishment of the regulatory regime applicable to an approximately 126 MW wind electric generating facility.To ensure appropriate regulation of a new electric corporation.

08-08-18 Proposed

PSC-32-18-00016 Transfer of assets, rate recovery of the costs of those assets, and lightened ratemaking regulatory regime.To ensure safety and reliability, just and reasonable rates and appropriate regulation.

08-08-18 Proposed

PSC-32-18-00017 Rules for Value Stack compensation of hybrid storage and distributed generation.To ensure just and reasonable rates, including compensation, for distributed energy resources.

08-08-18 Proposed

PSC-34-18-00008 Notice of intent to submeter electricity and request for waiver of the energy audit requirement.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

08-22-18 Proposed

PSC-34-18-00009 The Westchester Power Community Choice Aggregation Program.To ensure appropriate consumer protections and benefits.

08-22-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

96

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PUBLIC SERVICE COMMISSION

PSC-34-18-00010 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

08-22-18 Proposed

PSC-34-18-00011 Compensation of distributed energy resources.To ensure just and reasonable rates, including compensation, for distributed energy resources.

08-22-18 Proposed

PSC-34-18-00012 Petition to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

08-22-18 Proposed

PSC-34-18-00013 Administrative costs and funding sources for the RES and ZEC programs.To promote and maintain renewable and zero emission electric energy resources.

08-22-18 Proposed

PSC-34-18-00014 Continued implementation of the Clean Energy Standard.To promote and maintain renewable and zero-emission electric energy resources.

08-22-18 Proposed

PSC-34-18-00015 Petition to submeter electricity.To ensure adequate submetering equipment and energy efficiency protections are in place.

08-22-18 Proposed

PSC-34-18-00016 Deferral of pre-staging and mobilization storm costs.To ensure just and reasonable rates for ratepayers and utility recovery of unexpected, prudently incurred costs.

08-22-18 Proposed

PSC-35-18-00003 Con Edison’s 2018 DSIP and BCA Handbook Update.To continue Con Edison’s transition to a modern utility serving as a Distributed System Platform Provider.

08-29-18 Proposed

PSC-35-18-00004 To add a definition and include provisions for Renewable Natural Gas to P.S.C. No. 9 - Gas.To provide clarity to the operating procedures and provisions for Renewable Natural Gas.

08-29-18 Proposed

PSC-35-18-00005 NYSEG and RG&E’s 2018 DSIP and BCA Handbook Update.To continue NYSEG and RG&E’s transition to modern utilities acting as Distributed System Platform Providers.

08-29-18 Proposed

PSC-35-18-00006 National Grid’s 2018 DSIP and BCA Handbook Update.To continue National Grid’s transition to a modern utility serving as a Distributed System Platform Provider.

08-29-18 Proposed

PSC-35-18-00007 Con Edison’s methodology for reconciling the electric POR discount rate charge.To consider modifications to the manner in which reconciliations of the electric POR discount rate are collected orrefunded.

08-29-18 Proposed

PSC-35-18-00008 Central Hudson’s 2018 DSIP and BCA Handbook Update.To continue Central Hudson’s transition to a modern utility serving as a Distributed System Platform Provider.

08-29-18 Proposed

PSC-35-18-00009 Petition to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

08-29-18 Proposed

PSC-35-18-00010 O&R’s 2018 DSIP and BCA Handbook Update.To continue O&R’s transition to a modern utility acting as a Distributed System Platform Provider.

08-29-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

97

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PUBLIC SERVICE COMMISSION

PSC-36-18-00004 Update of revenue targets.To update NYAW’s revenue targets and make required balancing revisions to account for changes to the property taxtargets.

09-05-18 Proposed

PSC-36-18-00005 Permanent operator of gas wells and certain gas facilities.To resolve ownership of overlapping gas facilities associated with wells transferred to two gas companies.

09-05-18 Proposed

PSC-36-18-00006 Recording of unbilled revenue.To correct revenue target discrepancies resulting from changes in billing schedule and net billing days.

09-05-18 Proposed

PSC-36-18-00007 PSC regulation 16 NYCRR § 86.3(a)(1).To consider a waiver of a certain regulation relating to the content of an application for transmission line siting.

09-05-18 Proposed

PSC-37-18-00003 Service Classification No. 7 - Sale of Standby Service to Customers with On-Site Generation Facilities.To expand eligibility to customers across multiple buildings connected to a generating facility by a private thermal loop.

09-12-18 Proposed

PSC-37-18-00004 Acceleration of the return of tax savings to ratepayers.To determine the timetable for returning tax savings to ratepayers.

09-12-18 Proposed

PSC-37-18-00005 Notice of intent to submeter electricity and waiver request.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

09-12-18 Proposed

PSC-37-18-00006 Disposition of tax refunds received by New York American Water Company, Inc.To determine the disposition of tax refunds and other related matters.

09-12-18 Proposed

PSC-37-18-00007 PSC regulation 16 NYCRR § 86.3(a)(1) and (b)(2).To consider a waiver of certain regulations relating to the content of an application for transmission line siting.

09-12-18 Proposed

PSC-38-18-00001 Waiver request of Opinion No. 76-17 and 16 NYCRR Part 96.To consider not requiring living units of the facility to be metered.

09-19-18 Proposed

PSC-39-18-00004 To establish Rider J - Smart Home Rate.To provide residential customers the opportunity to better manage their energy costs.

09-26-18 Proposed

PSC-39-18-00005 Participation in New York State Lifeline Program.To encourage enhanced services for low-income customers.

09-26-18 Proposed

PSC-39-18-00006 To establish Rider AB - Smart Home Rate.To provide residential customers the opportunity to better manage their energy costs.

09-26-18 Proposed

PSC-39-18-00007 To implement enhanced safety pilot programs and energy efficiency initiatives.To provide customers with enhanced safety and environmental benefits.

09-26-18 Proposed

PSC-39-18-00008 Payment of fire protection costs.To shift the costs of municipal fire protection service from the City of Rye to its residents.

09-26-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

98

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PUBLIC SERVICE COMMISSION

PSC-39-18-00009 Authorization for one time credits to displaced customers.To compensate displaced Con Edison ratepayers for their loss of service.

09-26-18 Proposed

STATE, DEPARTMENT OF

DOS-26-17-00002 Distance learning for qualifying real estate appraisal courses.To authorize distance learning for qualifying real estate appraisal courses.

06-28-17 Proposed

10-18-17 Finalized

11-22-17 Amended Adoption

DOS-30-17-00001 Esthetics curriculum and waxing proceduresTo update the qualifying curriculum for esthetics and ensure that waxing procedures are safe and sanitary.

07-26-17 Proposed

12-20-17 Finalized

DOS-31-17-00005 Continuing education requirementsTo amend the education requirements to include 1 hour of instruction on telecoil (t-coil) and other assistive listening de-vices

08-02-17 Proposed

12-20-17 Finalized

DOS-32-17-00002 Alarm installation, servicing and maintenanceUpdate current regulations for industry improvement and to make technical changes to existing text

08-09-17 Proposed

02-07-18 Finalized

DOS-42-17-00002 Appraisal StandardsTo adopt the 2018-2019 edition of the Uniform Standards of Professional Appraisal Practice

10-18-17 Proposed

12-20-17 Finalized

DOS-52-17-00013 Establishment of the Identity Theft Prevention and Mitigation ProgramTo facilitate the timely provision of information and assistance to victims of identity theft

12-27-17 Emergency/Proposed

03-28-18 Emergency

05-02-18 Finalized

DOS-07-18-00010 Cease and desist zone for the Incorporated Village of Chestnut Ridge, NYTo adopt a cease and desist zone for the Incorporated Village of Chestnut Ridge, NY

02-14-18 Proposed

06-06-18 Finalized

DOS-12-18-00006 The education qualifications for real estate broker’s licenseTo update course requirements to meet current industry needs

03-21-18 Proposed

06-06-18 Finalized

DOS-20-18-00001 Minimum standards for administration and enforcement of the Uniform Code and Energy CodeRequires programs for local governments administering/enforcing Uniform and Energy Codes to include provisions relat-ing to parking garages, establish procedures for occurances where Secretary of State and State agencies mustadminister/enforce Uniform Code

05-16-18 Proposed

08-29-18 Finalized

DOS-20-18-00002 Suspension and revocation of certifications of code enforcement personnel.See attached ‘‘Purpose’’

05-16-18 Emergency/Proposed

08-22-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

99

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STATE, DEPARTMENT OF

DOS-36-18-00008 New York State Uniform Fire Prevention and Building Code (the Uniform Code)To amend the existing Uniform Code to add provisions for diaper changing stations in certain buildings.

09-05-18 Proposed

STATE UNIVERSITY OF NEW YORK

SUN-06-17-00003 proposed amendments to traffic and parking regulations at SUNY BinghamtonAmend existing regulations to update traffic and parking regulations

02-08-17 Proposed

02-28-18 Expired

SUN-49-17-00004 College feesTo amend the College fees at SUNY’s four university centers, as approved as part of the Broad Based Fee review pro-cess

12-06-17 Emergency/Proposed

02-14-18 Finalized

SUN-23-18-00003 Proposed amendments to the traffic and parking regulations at State University of New York at PotsdamAmend existing regulations to update traffic and parking regulations

06-06-18 Proposed

09-26-18 Finalized

SUN-27-18-00001 University Faculty SenateTo make technical, non-substantive language change and reauthorize a prior amendment of the regulations

07-03-18 Proposed

SUN-28-18-00002 State basic financial assistance for the operating expenses of community colleges under the program of SUNY andCUNYTo modify limitations formula for basic State financial assistance and conform to the Education Law and the 2018-19Budget Bill

07-11-18 Proposed

SUN-28-18-00003 State University of New York Tuition and Fees ScheduleTo amend the Tuition and Fees Schedule to increase tuition for students in all programs of the State University of NewYork

07-11-18 Proposed

SUN-31-18-00001 State University of New York Tuition and Fees ScheduleTo amend the Tuition and Fees Schedule to increase tuition for students in all programs in the State University of NewYork.

08-01-18 Emergency

SUN-31-18-00002 State basic financial assistance for operating expenses of community colleges under the program of SUNY and CUNY.Modify limitations formula for basic State financial assistance for operating expenses & conform to Ed Law and BudgetBill.

08-01-18 Emergency

TAXATION AND FINANCE, DEPARTMENT OF

TAF-37-17-00002 Reference to forms required to file a petition or an exception with the Division of Tax AppealsTo delete parenthetical references to form numbers that are no longer in use, as the agency has updated and renum-bered its forms

09-13-17 Proposed

02-07-18 Finalized

TAF-48-17-00004 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith.To set the sales tax component and the composite rate per gallon for the period January 1, 2018 through March 31,2018.

11-29-17 Proposed

02-28-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

100

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TAXATION AND FINANCE, DEPARTMENT OF

TAF-49-17-00007 New York State, City of Yonkers and New York City withholding tables and other methodsTo provide current New York State, City of Yonkers and New York City withholding tables and other methods

12-06-17 Emergency/Proposed

02-21-18 Finalized

TAF-51-17-00002 Metropolitan Transportation Business Tax SurchargeTo provide metropolitan transportation business tax rate for tax year 2018.

12-20-17 Emergency/Proposed

03-07-18 Finalized

03-07-18 Emergency

TAF-09-18-00007 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period April 1, 2018 through June 30, 2018

02-28-18 Proposed

05-23-18 Finalized

TAF-21-18-00031 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period July 1, 2018 through September 30,2018

05-23-18 Proposed

08-29-18 Finalized

TAF-35-18-00002 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith.To set the sales tax component and the composite rate per gallon for the period October 1, 2018 through December 31,2018.

08-29-18 Proposed

TEMPORARY AND DISABILITY ASSISTANCE, OFFICE OF

TDA-35-17-00005 Application process for the Supplemental Nutrition Assistance Program (SNAP)To align State regulations for SNAP application process with federal statutory and regulatory requirements and SNAPpolicy

08-30-17 Proposed

05-16-18 Finalized

TDA-12-18-00004 Reengagement/conciliation and sanction procedures for employment programsTo implement statutory changes relative to public assistance (PA) reengagement/conciliation and sanction procedures

03-21-18 Proposed

TRANSPORTATION, DEPARTMENT OF

TRN-08-18-00001 Regulation of commercial motor carriers in New York StateThe rule making updates Title 49 CFR provisions incorporated by reference pursuant to regulation of commercial motorcarriers

02-21-18 Proposed

05-30-18 Withdrawn

TRN-11-18-00001 Regulation of commercial motor carriers in New York StateThe rule making updates Title 49 CFR provisions incorporated by reference pursuant to regulation of commercial motorcarriers

03-14-18 Proposed

06-27-18 Withdrawn

TRN-22-18-00001 Electric powered motor vehicle equipmentTo repeal section 720.9

05-30-18 Proposed

09-05-18 Finalized

ID Number Issue Date Action QUARTERLY INDEX

101

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URBAN DEVELOPMENT CORPORATION

UDC-46-17-00002 Life Sciences Initiative ProgramAllow Corp to implement the Capital Assistance component of the Life Sciences Initiatives program

11-15-17 Emergency

UDC-07-18-00003 Life Sciences Initiative ProgramImplement Capital Assistance and NYFIRST components of the Life Sciences Initiatives program

02-14-18 Emergency

UDC-14-18-00008 Regional Revolving Loan Trust FundUpdate procedures for the administration of the Regional Revolving Loan Trust Fund program

04-04-18 Proposed

07-11-18 Finalized

UDC-19-18-00003 Life Sciences Initiative ProgramImplement Capital Assistance and NYFIRST components of the Life Sciences Initiatives program

05-09-18 Emergency

UDC-32-18-00011 Life Sciences Initiative ProgramImplement Capital Assistance and NYFIRST components of the Life Sciences Initiatives program

08-08-18 Emergency

WORKERS’ COMPENSATION BOARD

WCB-36-17-00015 Permanent Impairment Guidelines for Schedule Loss of Use DeterminationsIncorporate Workers’ Compensation Impairment Guidelines for determination of permanent impairment

09-06-17 Proposed

11-22-17 Revised

12-27-17 Finalized

WCB-49-17-00001 Workers’ Compensation Board - option to self-insure for Jockey FundAllows the option for the Jockey Fund to self-insure for Workers’ Compensation coverage

12-06-17 Emergency

WCB-52-17-00021 Establishment of Prescription Drug FormularyEstablishment of a drug formulary that includes high-quality and cost-effective preauthorized medication

12-27-17 Proposed

WCB-01-18-00001 Workers’ Compensation Board - Option to Self-Insure for Jockey FundCreates the process for the Jockey Fund to self-insure for Workers’ Compensation coverage

01-03-18 Proposed

04-04-18 Finalized

WCB-09-18-00008 Workers’ Compensation Board - option to self-insure for Jockey FundAllows the option for the Jockey Fund to self-insure for Workers’ Compensation coverage.

02-28-18 Emergency

WCB-18-18-00014 Procedures under WCL 21-aTo correct typographical citation errors and a clarifying change

05-02-18 Proposed

07-25-18 Finalized

WCB-21-18-00038 Workers’ Compensation Board - Legal Internship ProgramTo allow a more expansive group of law school and legal interns to represent parties of interest in Board proceedings

05-23-18 Proposed

WCB-23-18-00004 Fees for Medical TestimonyTo increase fees for medical testimony and eliminate fee reductions for multiple appearances as this provisiosn is notused

06-06-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

102

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WORKERS’ COMPENSATION BOARD

WCB-23-18-00005 Medical Fee SchedulesUpdate the fees paid for medical treatment in workers’ compensation claims

06-06-18 Proposed

ID Number Issue Date Action QUARTERLY INDEX

103

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