Book 2 of 2 REGISTE NEW YORK STATE R - New York …CFS-51-18-00010 Residential and non-residential...

January 29, 2020 DEPARTMENT OF STATEVol. XLII Division of Administrative RulesIssue 4Book 2 of 2

NEW YORK STATE

REGISTER

QUARTERLY INDEX

JANUARY - DECEMBER 2019

ANDREW M. CUOMOGOVERNOR

ROSSANA ROSADOSECRETARY OF STATE

NEW YORK STATE DEPARTMENT OF STATE

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Aging, Office for the . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Agriculture and Markets, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1Alcoholism and Substance Abuse Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Audit and Control, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3Children and Family Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4Civil Service, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5Correction, State Commission of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Corrections and Community Supervision, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16Criminal Justice Services, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16Economic Development, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Education Department . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18Elections, State Board of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23Environmental Conservation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23Financial Services, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26Gaming Commission, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30General Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32Health, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32Higher Education Services Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36Housing and Community Renewal, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39Housing Finance Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39Human Rights, Division of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39Joint Commission on Public Ethics, New York State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39Judicial Conduct, State Commission on . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40Labor, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40Law, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40Liquor Authority, State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40Long Island Power Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41Mental Health, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42Metropolitan Transportation Agency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43Motor Vehicles, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43Niagara Falls Water Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43Niagara Frontier Transportation Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44Ogdensburg Bridge and Port Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44Parks, Recreation and Historic Preservation, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44People with Developmental Disabilities, Office for . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44Power Authority of the State of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45Public Service Commission . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46State, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106State University of New York . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107Taxation and Finance, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108Temporary and Disability Assistance, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109Transportation, Department of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110Triborough Bridge and Tunnel Authority . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110Urban Development Corporation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111Victim Services, Office of . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111Workers’ Compensation Board . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111

NEW YORK STATE

REGISTERQUARTERLY INDEX

January - December 2019

AGING, OFFICE FOR THE

AGE-44-18-00005 Nutrition ProgramThe purpose of this rule is to update the regulations governing the Nutrition Program

10-31-18 Proposed

10-09-19 Finalized

AGE-34-19-00014 Limits on Administrative Expenses and Executive CompensationTo bring this rule into compliance with current law in New York State

08-21-19 Proposed

AGRICULTURE AND MARKETS, DEPARTMENT OF

AAM-34-18-00001 Importation of cervids susceptible to Chronic Wasting Disease (‘‘CWD’’).To help control the spread of CWD into the State’s cervid population.

08-22-18 Emergency/Proposed

10-31-18 Emergency

12-26-18 Emergency

01-30-19 Finalized

AAM-40-18-00021 Shell Eggs; Acidified FoodsTo continue regulatory powers in connection with acidified foods and shell eggs used in foods for human consumption


12-12-18 Emergency

02-27-19 Emergency

03-06-19 Finalized

AAM-41-18-00001 Spotted Lanternfly (‘‘SL’’)To prevent SL-infested articles originating in or moving through areas in other states where SL is present from enteringNYS


12-26-18 Emergency

01-23-19 Finalized

AAM-43-18-00002 Certification of Industrial Hemp SeedTo establish standards for certification of industrial hemp seed

10-24-18 Proposed

03-06-19 Finalized

AAM-49-18-00001 Licensing of malt operators and processorsTo exempt malt operators and processors producing under a certain volume from licensing requirements and fees

12-05-18 Proposed

03-06-19 Finalized

AAM-10-19-00002 National Institute of Standards and Technology (‘‘NIST’’) Handbook 44To incorporate NIST Handbook 44 (2019 edition)

03-06-19 Proposed

06-19-19 Finalized

AAM-17-19-00001 Farm wineries, breweries, and distilleries; hops processors; and cideriesTo update references to regulations and to exempt small hops processors from food processing licensing requirements

04-24-19 Proposed

09-11-19 Finalized

AAM-18-19-00001 Incorporation by reference of the 2017 edition of the Grade A Pasteurized Milk Ordinance (‘‘PMO’’).To require certain producers, processors and manufacturers of milk and milk products to comply with the 2017 edition ofthe PMO.

05-01-19 Proposed

07-31-19 Finalized

ID Number Issue Date Action QUARTERLY INDEX

1

AGRICULTURE AND MARKETS, DEPARTMENT OF

AAM-21-19-00002 Control of the European Cherry Fruit FlyTo help control the spread of the European Cherry Fruit Fly (ECFF), which renders cherries unmarketable if they areinfested.


08-14-19 Emergency

10-16-19 Emergency/Revised

12-11-19 Emergency

AAM-30-19-00004 Fuels for use in automobiles and motor-driven devices and equipment.To conform regulations with federal requirements; to provide standards for, and relieve confusion in the sale of new fuels.

07-24-19 Proposed

11-20-19 Finalized

AAM-33-19-00003 State aid to districtsTo conform Part 363 to S&WCL Sec. 11-a statutory amendments and to make technical amendments.

08-14-19 Proposed

AAM-34-19-00001 Spotted Lanternfly (‘‘SL’’)To prevent SL-infested articles originating in Dauphin County, in PA, or Cecil County, in MD, from entering NYS


10-23-19 Emergency

12-11-19 Finalized

AAM-43-19-00009 Control of the Asian Long Horned Beetle (ALB)To lift approximately 58 square miles of Asian long horned beetle quarantine in Brooklyn and western Queens

10-23-19 Proposed

AAM-47-19-00002 Golden Nematode (Globodera Rostochiensis) QuarantineTo lift the Golden Nematode quarantine in portions of the Towns of East Hampton and Riverhead in Suffolk County.

11-20-19 Proposed

ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-12-18-00001 Problem Gambling Treatment and Recovery ServicesRepeals existing gambling regulation; replaces with substantially updated provisions

03-21-18 Proposed

10-17-18 Revised

03-20-19 Finalized

ASA-21-18-00025 Credentialing of Addictions ProfessionalsRepeal obsolete rules; update process of credentialing addictions professionals

05-23-18 Proposed

10-17-18 Revised

06-12-19 Expired

ASA-21-18-00026 Appeals, Hearings and RulingsProtect patient confidentiality, update due process provisions, technical amendments.

05-23-18 Proposed

06-12-19 Expired

ASA-51-18-00019 General provisionsUpdate provisions consistent with treatment developments; definitions; technical gender language

12-19-18 Proposed

03-27-19 Revised

05-29-19 Finalized


2

ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-51-18-00020 Substance Use Disorder Withdrawal and Stabilization ServicesUpdate provisions consistent with treatment developments; definitions; technical gender language

12-19-18 Proposed

03-27-19 Finalized

ASA-51-18-00021 Substance Use Disorder Residential Rehabilitation Services for YouthUpdate provisions consistent with treatment developments; definitions; technical gender language

12-19-18 Proposed

03-27-19 Finalized

ASA-51-18-00022 Substance Use Disorder Inpatient RehabilitationUpdate provisions consistent with treatment developments; definitions; technical gender language

12-19-18 Proposed

03-27-19 Finalized

ASA-51-18-00023 Patient RightsUpdate provisions consistent with treatment developments; definitions; technical gender language

12-19-18 Proposed

04-10-19 Finalized

ASA-51-18-00024 General Service Standards for Substance Use Disorder Outpatient ProgramsUpdate provisions consistent with treatment developments; definitions; technical gender language

12-19-18 Proposed

03-27-19 Finalized

ASA-32-19-00005 Appeals, Hearings and RulingsProtect patient confidentiality, update due process provisions, technical amendments

08-07-19 Proposed

10-30-19 Finalized

ASA-39-19-00004 Designated services (acupuncture and telepractice)To identify standards for designation to provide acupuncture or telepractice services

09-25-19 Proposed

12-18-19 Finalized

ASA-39-19-00006 Children’s behavioral health servicesTo identify addiction treatment services for children and families

09-25-19 Proposed

12-18-19 Finalized

ASA-44-19-00002 Limits on administrative expenses and executive compensationTo define limits on administrative expenses and executive compensation in accordance with state law and Executive Or-der 38

10-30-19 Proposed

AUDIT AND CONTROL, DEPARTMENT OF

AAC-06-18-00002 Update provisions relating to Employer Reporting; Service Credit Determination for certain members; and Notice of Hear-ingsTo update language necessitated by the modernization and redesign of the retirement system’s benefit administrationsystem

02-07-18 Proposed

02-13-19 Revised

04-24-19 Finalized

AAC-50-18-00001 Reporting of Miscellaneous Abandoned propertyTo update and clarify requirements relating to the reporting of miscellaneous abandoned property

12-12-18 Proposed

04-17-19 Finalized


3

AUDIT AND CONTROL, DEPARTMENT OF

AAC-07-19-00017 Reporting requirements for service credit involving public safety overtimeTo allow certain special duty assignments to qualify as public safety overtime and be considered allowable service

02-13-19 Proposed

05-29-19 Finalized

AAC-29-19-00021 Limitations on Public Safety OvertimeTo clarify that public safety overtime is subject to the limitations contained in the RSSL

07-17-19 Proposed

11-20-19 Finalized

AAC-49-19-00002 Relates to interest rate of estimated earnings; filing of documents; maximum loan amount; and electronic signaturesUpdate and conform regulations relating to interest; filing of documents; maximum loan amount; and electronic signatures

12-04-19 Proposed

CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-51-18-00010 Residential and non-residential services to victims of domestic violenceTo conform the existing regulations to comply with state and federal laws regarding services to victims of domesticviolence

12-19-18 Proposed

CFS-19-19-00006 Procedures for addressing children absent without consent from foster care, conditional releases and searchesTo put into place procedures for children absent without consent from foster care, conditional releases and searches


07-31-19 Emergency


12-11-19 Finalized

CFS-19-19-00009 Child Care Market RatesTo adjust child care market rates in accordance with the results of the most recent cost of care market survey


08-07-19 Finalized

08-07-19 Emergency

CFS-20-19-00001 To eliminate requirement that victims of domestic violence apply for public assistance to pay for cost of shelter and ser-vicesTo eliminate requirement that victims of domestic violence apply for public assistance to pay for cost of shelter and ser-vices


08-07-19 Emergency

10-02-19 Finalized

10-02-19 Emergency

CFS-36-19-00004 Removal of non-medical exemption from vaccination regulations for child day care programsTo remove the non-medical exemption from vaccination regulations for child day care programs



CFS-39-19-00005 Implement federal statutory requirements to include enhanced background checks, annual inspections, annual trainingand safety.Implement federal statutory requirements to include enhanced background checks, annual inspections, annual trainingand safety.


12-24-19 Emergency


4

CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-39-19-00007 Implement statutory requirements to include enhanced background checks, annual inspections, annual training andsafety.Implement statutory requirements to include enhanced background checks, annual inspections, annual training andsafety.


12-24-19 Emergency

CFS-42-19-00002 Permissible disclosure of records maintained by OCFS.To amend existing regulations regarding the permissible disclosure of records by OCFS.

10-16-19 Proposed

CFS-46-19-00002 Behavioral health services, elimination of room isolation and authority to operate de-escalation roomsTo implement standards for behavioral health services and the operation of de-escalation rooms and to eliminate roomisolation

11-13-19 Proposed

CFS-49-19-00001 Limits on executive compensationTo remove the soft cap limit on executive compensation

12-04-19 Proposed

CIVIL SERVICE, DEPARTMENT OF

CVS-12-18-00012 Jurisdictional ClassificationTo classify a subheading and a position in the non-competitive class

03-21-18 Proposed

04-10-19 Expired

CVS-12-18-00025 Jurisdictional ClassificationTo classify positions in the exempt class

03-21-18 Proposed

04-10-19 Expired

CVS-12-18-00030 Jurisdictional ClassificationTo classify a position in the exempt class

03-21-18 Proposed

04-10-19 Expired


03-21-18 Proposed

04-10-19 Expired

CVS-21-18-00022 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt class and to delete a position from the non-competitiveclass

05-23-18 Proposed

06-12-19 Expired

CVS-33-18-00007 Jurisdictional ClassificationTo classify a position in the non-competitive class

08-15-18 Proposed

09-04-19 Expired

CVS-33-18-00013 Jurisdictional ClassificationTo classify a subheading and a position in the non-competitive class

08-15-18 Proposed

03-06-19 Finalized


5


CVS-41-18-00006 Jurisdictional ClassificationTo classify positions in the non-competitive class

10-10-18 Proposed

01-09-19 Finalized


10-10-18 Proposed

01-09-19 Finalized


10-10-18 Proposed

01-09-19 Finalized

CVS-41-18-00009 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt class

10-10-18 Proposed

01-09-19 Finalized


10-10-18 Proposed

01-09-19 Finalized


10-10-18 Proposed

03-27-19 Finalized

CVS-41-18-00012 Jurisdictional ClassificationTo delete a position from and classify a position in the non-competitive class

10-10-18 Proposed

01-09-19 Finalized


10-10-18 Proposed

01-09-19 Finalized


10-10-18 Proposed

01-09-19 Finalized


10-10-18 Proposed

01-09-19 Finalized


10-10-18 Proposed

01-09-19 Finalized


10-10-18 Proposed

01-09-19 Finalized


6



10-10-18 Proposed

01-09-19 Finalized

CVS-41-18-00019 Jurisdictional ClassificationTo delete from and classify positions in the exempt and non-competitive classes

10-10-18 Proposed

01-09-19 Finalized

CVS-41-18-00020 Jurisdictional ClassificationTo delete from and classify positions in the exempt and non-competitive classes

10-10-18 Proposed

01-09-19 Finalized


11-14-18 Proposed

03-06-19 Finalized


11-14-18 Proposed

03-06-19 Finalized


11-14-18 Proposed

03-06-19 Finalized


11-14-18 Proposed

03-06-19 Finalized

CVS-46-18-00010 Jurisdictional ClassificationTo delete positions from and classify positions in the non-competitive class

11-14-18 Proposed

03-06-19 Finalized

CVS-46-18-00011 Jurisdictional ClassificationTo classify positions in the exempt and non-competitive classes

11-14-18 Proposed

03-06-19 Finalized


11-14-18 Proposed

03-06-19 Finalized


12-19-18 Proposed

03-27-19 Finalized


12-19-18 Proposed

03-27-19 Finalized


7



12-19-18 Proposed

03-27-19 Finalized


12-19-18 Proposed

03-27-19 Finalized


12-19-18 Proposed

03-27-19 Finalized


12-19-18 Proposed

03-27-19 Finalized


12-19-18 Proposed

03-27-19 Finalized

CVS-51-18-00009 Jurisdictional ClassificationTo delete a position from and classify positions in the non-competitive class

12-19-18 Proposed

03-27-19 Finalized

CVS-02-19-00001 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class

01-09-19 Proposed

04-10-19 Finalized

CVS-02-19-00002 Jurisdictional ClassificationTo delete positions from and classify positions in the labor class

01-09-19 Proposed

04-03-19 Finalized


01-09-19 Proposed

04-10-19 Finalized


01-09-19 Proposed

04-10-19 Finalized


01-09-19 Proposed

04-10-19 Finalized


02-06-19 Proposed


8



02-06-19 Proposed

05-15-19 Finalized


02-06-19 Proposed

05-15-19 Finalized


02-06-19 Proposed

05-15-19 Finalized


03-27-19 Proposed

06-26-19 Finalized


03-27-19 Proposed

06-26-19 Finalized


03-27-19 Proposed

11-27-19 Finalized


03-27-19 Proposed

06-26-19 Finalized

CVS-13-19-00005 Jurisdictional ClassificationTo add a subheading and to classify a position in the non-competitive class

03-27-19 Proposed

06-26-19 Finalized

CVS-14-19-00003 Supplemental military leave benefitsTo extend the availability of supplemental military leave benefits for certain New York State employees until December31, 2019

04-03-19 Proposed

08-07-19 Finalized


04-10-19 Proposed

08-07-19 Finalized


04-10-19 Proposed

08-07-19 Finalized


04-10-19 Proposed

08-07-19 Finalized


9


CVS-15-19-00004 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt class and to delete a position from the non-competitiveclass

04-10-19 Proposed

08-07-19 Finalized


04-10-19 Proposed

08-07-19 Finalized


04-10-19 Proposed

08-07-19 Finalized


05-01-19 Proposed

11-27-19 Finalized

CVS-18-19-00008 Jurisdictional ClassificationTo delete positions from the non-competitive class

05-01-19 Proposed

11-27-19 Finalized

CVS-25-19-00001 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt and non-competitive classes.

06-19-19 Proposed

11-27-19 Finalized

CVS-25-19-00002 Jurisdictional ClassificationTo classify positions in the exempt class.

06-19-19 Proposed

11-27-19 Finalized

CVS-25-19-00003 Jurisdictional ClassificationTo classify a position in the exempt class.

06-19-19 Proposed

11-27-19 Finalized

CVS-25-19-00004 Jurisdictional ClassificationTo delete positions from the non-competitive class.

06-19-19 Proposed

12-24-19 Finalized

CVS-25-19-00005 Jurisdictional ClassificationTo delete positions from and classify a position in the non-competitive class.

06-19-19 Proposed

11-27-19 Finalized

CVS-25-19-00006 Jurisdictional ClassificationTo classify positions in the non-competitive class.

06-19-19 Proposed

CVS-25-19-00007 Jurisdictional ClassificationTo delete positions from and classify a position in the non-competitive class.

06-19-19 Proposed

11-27-19 Finalized


10



06-19-19 Proposed

11-27-19 Finalized

CVS-25-19-00009 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt and non-competitive classes.

06-19-19 Proposed

11-27-19 Finalized


06-19-19 Proposed

11-27-19 Finalized

CVS-29-19-00001 Jurisdictional ClassificationTo delete positions from and classify a position in the non-competitive class

07-17-19 Proposed

11-27-19 Finalized

CVS-29-19-00002 Jurisdictional ClassificationTo classify a position in the exempt class and to delete positions from and classify a position in the non-competitive class

07-17-19 Proposed

12-24-19 Finalized


07-17-19 Proposed

11-27-19 Finalized


07-17-19 Proposed

11-27-19 Finalized


07-17-19 Proposed

11-27-19 Finalized


07-17-19 Proposed

11-27-19 Finalized


07-17-19 Proposed

11-27-19 Finalized

CVS-29-19-00008 Jurisdictional ClassificationTo delete a position from and classify positions in the non-competitive class

07-17-19 Proposed

11-27-19 Finalized


07-17-19 Proposed

11-27-19 Finalized


11



07-17-19 Proposed

11-27-19 Finalized


07-17-19 Proposed

11-27-19 Finalized


07-17-19 Proposed

11-27-19 Finalized

CVS-29-19-00013 Jurisdictional ClassificationTo classify positions in the exempt class and to delete positions from the non-competitive class

07-17-19 Proposed

CVS-29-19-00014 Jurisdictional ClassificationTo delete a position in the non-competitive class

07-17-19 Proposed

11-27-19 Finalized

CVS-34-19-00002 Jurisdictional ClassificationTo classify positions in the exempt and non-competitive classes.

08-21-19 Proposed

12-24-19 Finalized


08-21-19 Proposed

12-24-19 Finalized


08-21-19 Proposed

12-18-19 Finalized


08-21-19 Proposed

12-24-19 Finalized


08-21-19 Proposed

12-24-19 Finalized


08-21-19 Proposed

12-24-19 Finalized

CVS-34-19-00008 Jurisdictional ClassificationTo delete a subheading and to delete a position in the non-competitive class

08-21-19 Proposed

12-24-19 Finalized


12



08-21-19 Proposed

12-24-19 Finalized


08-21-19 Proposed

12-24-19 Finalized


08-21-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


13



10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed


10-16-19 Proposed

CVS-42-19-00025 Jurisdictional ClassificationTo delete positions from and classify positions in the exempt and non-competitive classes

10-16-19 Proposed

CVS-42-19-00026 Jurisdictional ClassificationTo classify positions in the exempt class and to delete a position from and classify positions in the non-competitive class

10-16-19 Proposed


10-16-19 Proposed


11-06-19 Proposed


11-06-19 Proposed

CVS-45-19-00005 Jurisdictional ClassificationTo delete positions from and classify a position in the non-competitive class

11-06-19 Proposed


11-06-19 Proposed

CVS-45-19-00007 Jurisdictional ClassificationTo delete a position from and classify a position in the exempt class and to delete positions from the non-competitiveclass

11-06-19 Proposed

CVS-45-19-00008 Jurisdictional ClassificationTo delete positions from and classify a position in the labor class

11-06-19 Proposed


11-06-19 Proposed


12-18-19 Proposed


14



12-18-19 Proposed


12-18-19 Proposed


12-18-19 Proposed


12-18-19 Proposed


12-18-19 Proposed


12-18-19 Proposed


12-18-19 Proposed


12-18-19 Proposed


12-18-19 Proposed


12-18-19 Proposed


12-18-19 Proposed


12-18-19 Proposed

CORRECTION, STATE COMMISSION OF

CMC-42-18-00001 Necessary age for admission to an adult lockupTo ensure that individuals under 17 years old are not admitted to an adult lockup


01-02-19 Finalized

CMC-05-19-00004 Inmate confinement and deprivationRequire local correctional facilities to record, review and report inmate cell confinement and essential service deprivation

01-30-19 Proposed

06-05-19 Finalized


15

CORRECTION, STATE COMMISSION OF

CMC-35-19-00002 Disciplinary and administrative segregation of inmates in special housing.Prohibit the segregation of vulnerable inmates, and to standardize allowable uses and duration of special housingsegregation.

08-28-19 Proposed

CMC-41-19-00002 Necessary age for admission to an adult lockupTo ensure that individuals under 18 years old are not admitted to an adult lockup


12-31-19 Finalized

CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-05-19-00006 Standard Conditions of Release Parole Revocation DispositionsEstablish standard conditions of release and provide a workable structure for applying appropriate parole revocationpenalties

01-30-19 Proposed

10-16-19 Revised

CCS-21-19-00014 Adolescent Offender FacilitiesTo reclassify two existing correctional facilities to adolescent offender facilities.

05-22-19 Proposed

CCS-28-19-00003 Reclassification of Correctional FacilitiesThe classification of Collins and Queensboro Correctional Facilities as Work Release facilities


09-25-19 Emergency

10-30-19 Finalized

CCS-32-19-00007 Transfer of Foreign NationalsCorrect spelling and update employee responsibility

08-07-19 Proposed

11-27-19 Finalized

CCS-35-19-00001 Special Housing UnitsRevisions have been made in order to be in compliance with new laws regarding special housing units and solitaryconfinement use

08-28-19 Proposed

CCS-50-19-00002 Raise the AgeTo update each correctional facility’s regulation as a direct result of the Raise the Age legislation

12-11-19 Proposed

CRIMINAL JUSTICE SERVICES, DIVISION OF

CJS-32-18-00004 New Rule 359: Role of Probation in Youth Part of Superior CourtUpdate job specifications and required knowledge, skills, and abilities for probation professionals employed by localities.

08-08-18 Proposed

12-19-18 Finalized

CJS-32-18-00005 Case Record ManagementUpdate existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

03-27-19 Finalized

CJS-32-18-00006 Investigations and ReportsUpdate existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

03-27-19 Finalized


16

CRIMINAL JUSTICE SERVICES, DIVISION OF

CJS-32-18-00007 Probation SupervisionUpdate existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

03-27-19 Finalized

CJS-32-18-00008 Graduated Sanctions and Violations of Probation, retitled to: Graduated ResponsesUpdate existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

03-27-19 Finalized

CJS-32-18-00009 Preliminary Procedure for Article 3 JD Intake, retitled to: Probation Services for Article 3 Juvenile Delinquency(JD)Update existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

03-27-19 Finalized

CJS-32-18-00010 New Rule 359: Role of Probation in Youth Part of Superior CourtUpdate existing Rule to reflect services which will be performed by Probation departments as a result of Raise the Agelaw.

08-08-18 Proposed

03-27-19 Finalized

CJS-20-19-00003 Certified Instructors and Course DirectorsEstablish/maintain effective procedures governing certified instructors and course directors who deliver MPTC-approvedcourses

05-15-19 Proposed

CJS-21-19-00004 Changes the accrediting authority to the ANSI-ASQ National Accreditation Board.To change the accrediting authority to the ANSI-ASQ National Accreditation Board.

05-22-19 Proposed

09-04-19 Finalized

CJS-30-19-00010 Use of ForceSet forth use of force reporting and recordkeeping procedures


10-23-19 Emergency

12-24-19 Emergency

ECONOMIC DEVELOPMENT, DEPARTMENT OF

EDV-44-18-00001 Empire Zones reformAllow Dept to continue implementing Zones reforms and adopt changes that would enhance program’s strategic focus

10-31-18 Emergency

EDV-44-18-00002 START-UP NY Program.Establish procedures for the implementation and execution of START-UP NY.

10-31-18 Emergency


01-30-19 Emergency


01-30-19 Emergency


04-24-19 Emergency


17

ECONOMIC DEVELOPMENT, DEPARTMENT OF


04-24-19 Emergency


07-24-19 Emergency

EDV-30-19-00003 START-UP NY ProgramEstablish procedures for the implementation and execution of START-UP NY program


11-20-19 Finalized

EDV-43-19-00001 Empire State Commercial Production Credit ProgramCreate administrative procedures for all components of the Empire State Commercial Production Credit Program

10-23-19 Proposed


10-23-19 Emergency


10-23-19 Emergency

EDUCATION DEPARTMENT

EDU-13-18-00027 Teacher Certification in Health EducationCreation of a Transitional K Certificate for Certain New York State Licensed Health Professionals to Teach Health Educa-tion

03-28-18 Proposed

04-17-19 Expired

EDU-19-18-00006 The implementation of New York’s approved ESSA plan to comply with the provisions of the Every Student Succeeds ActTo implement New York’s approved ESSA plan and to comply with the provisions of the Every Student Succeeds Act

05-09-18 Proposed



11-21-18 Emergency

12-26-18 Revised

01-02-19 Emergency

02-27-19 Emergency

04-24-19 Finalized

04-24-19 Emergency

EDU-40-18-00007 Certificate progression pathwayInitial Certificate Requirements for Individuals Who Have a Graduate Degree and Two Years of Postsecondary TeachingExperience

10-03-18 Proposed

01-30-19 Finalized

EDU-40-18-00008 P-20 Principal Preparation Pilot ProgramTo establish the requirements for the P-20 Principal Preparation Pilot Program

10-03-18 Proposed

01-30-19 Finalized


18


EDU-40-18-00009 Students with DisabilitiesTo conform the Commissioner’s regulations to Chapters 422, 428 and 429 of the Laws of 2017

10-03-18 Proposed

04-24-19 Finalized

EDU-40-18-00010 Professional development plans and other related requirements for school districts and BOCESTo improve the quality of teaching and learning for teachers and leaders for professional growth

10-03-18 Proposed

01-30-19 Revised

06-26-19 Revised

09-25-19 Revised

12-24-19 Finalized

EDU-40-18-00011 School Breakfast ProgramsTo initiate, maintain, or expand school breakfast programs iand make technical amendments to conform to federalrequirements


12-26-18 Emergency

01-30-19 Finalized

EDU-40-18-00012 Prohibition against meal shamingRequires certain schools to develop a plan to prohibit against meal shaming or treating pupils with unpaid meal fees dif-ferently


12-26-18 Emergency

01-30-19 Finalized

EDU-44-18-00006 Limited extensions and program requirements for certain career and technical education teachersCreation of an extension for holders of the Career and Technical Education Certificate to Teach Grades 5 and 6

10-31-18 Proposed

02-27-19 Finalized

EDU-44-18-00007 Alternative pathways for certificate for certain teachers who hold Students with Disabilities certificateEstablishes limited extensions and statements of continued eligibility pathways for teachers who hold certain teachingcertificates for Students with Disabilities in grades 7-12

10-31-18 Proposed

02-27-19 Finalized

EDU-47-18-00010 English Language Learner Grade Span Waiver RequirementTo provide a one-year renewable waiver to expand the allowable grade span for ENL and BE classes to three contiguousgrades


01-30-19 Emergency

02-27-19 Finalized

EDU-52-18-00004 Student teaching requirements for teacher certification and the registration of teacher preparation programs.To revise the student teaching requirements for teacher certification and the registration of teacher preparation programs.

12-26-18 Proposed

04-24-19 Finalized

EDU-52-18-00005 Annual professional performance reviews.To extend the transition period for an additional year (until 2019-2020).

12-26-18 Proposed

EDU-05-19-00007 Transitional H Pathway for School District Business Leader CertificationsTo Expand the Type of Eligible Experiences for the Transitional H Pathway for School District Business Leader Certifica-tion

01-30-19 Proposed

05-22-19 Finalized


19


EDU-05-19-00008 Protecting Personally Identifiable InformationTo implement the provisions of Education Law section 2-d

01-30-19 Proposed

07-31-19 Revised

10-23-19 Revised

EDU-05-19-00016 The administration of certain vaccines by pharmacy internsTo implement the provisions of Chapter 359 of the Laws of 2018


05-01-19 Emergency

05-22-19 Finalized

EDU-05-19-00017 Assessments and Student Official Transcripts and Permanent RecordsTo continue the effectiveness of Part AA, Subpart B of Ch.56 L.2014 as amended by Section 35 of Part CCC of Ch. 56L.2018



07-31-19 Finalized

07-31-19 Emergency

EDU-13-19-00009 The Execution by Registered Professional Nurses of Non-Patient Specific Orders to Administer ImmunizationsTo conform the regulation to current immunization standards



08-21-19 Emergency

09-25-19 Finalized

EDU-17-19-00005 Extension of the Educational Technology Specialist Content Specialty Test Safety NetSafety net enables candidates to take either the revised Educational Technology Specialist CST or the predecessor CST


07-31-19 Finalized

07-31-19 Emergency

EDU-17-19-00006 Registration requirements for school counselor programs and certification requirements for school counselorsTo amend requirements for registered school counselor programs and the certification requirements for school counselors

04-24-19 Proposed

07-31-19 Finalized

EDU-17-19-00007 Extension of the edTPA Safety Net for Candidates Who Receive a Failing Score on the Library Specialist edTPAThe safety net enables candidates to be held harmless during the handbook revision process

04-24-19 Proposed

07-31-19 Finalized

EDU-17-19-00008 To require study in language acquisition and literacy development of English language learners in certain teacher prepa-rationTo ensure that newly certified teachers enter the workforce fully prepared to serve our ELL population

04-24-19 Proposed

EDU-21-19-00007 The Certification of Manufacturers and Wholesalers for Export PurposesTo clarify who may issue free sale certificates to New York State registered manufacturers or wholesalers


08-21-19 Emergency

09-25-19 Finalized

EDU-21-19-00008 Continuing Teacher and Leader Education (CTLE) for Educators in nonpublic schools.To make technical amendments to the CTLE regulations for educators employed in nonpublic schools.

05-22-19 Proposed

09-25-19 Finalized


20


EDU-21-19-00009 Creation of safety nets for the science Content Specialty Tests (CSTs)Allow candidates to be held harmless during a one-year transition period from the predecessor CSTs to the revisedCST’s

05-22-19 Proposed

09-25-19 Finalized

EDU-21-19-00010 Conditional initial certificate requirements.Provides that candidates may be eligible for an Initial certificate even after their conditional initial certificate expires.

05-22-19 Proposed

09-25-19 Finalized

EDU-21-19-00011 Educational Broadcast Councils and Radio StationsReduce costs incurred by each Council and Radio Station for redundant annual certified audits & to streamline reportingprocess

05-22-19 Proposed

09-25-19 Finalized

EDU-21-19-00012 Requirements for Transitional D Programs that Lead to School District Leader CertificationCertificate enables the candidates to work in a school dist. /BOCES as a school dist. leader while they complete theirrequireme

05-22-19 Proposed

09-25-19 Finalized

EDU-25-19-00014 Eligibility Requirements for the Endorsement Pathway for Certification as an Educator in the Classroom Teaching ServiceTo provide candidates with more flexibility to be eligible for the endorsement pathway


09-18-19 Emergency

10-23-19 Finalized

EDU-25-19-00015 Statement of continued eligibility for certain teachers of students with disabilitiesExtends the deadline to apply for a statement of continued eligibility for certain teachers of students with disabilities


09-18-19 Emergency

10-23-19 Finalized

EDU-26-19-00001 Reports of child abuse in an educational settingTo implement the provisions of Chapter 363 of the Laws of 2018 relating to reports of child abuse in an educational set-ting

06-26-19 Proposed

10-23-19 Finalized

EDU-27-19-00010 Substantially Equivalent Instruction for Nonpublic School StudentsProvide guidance to local school authorities to assist them in fulfilling their responsibilities under the Compulsory Ed Law

07-03-19 Proposed

EDU-31-19-00009 Instructional Time for State Aid purposesTo provide school districts with additional flexibility when establishing their school calendars


10-23-19 Emergency

12-24-19 Emergency

EDU-31-19-00010 School and district safety plansTo implement certain provisions of section 32 of part YYY of chapter 59 of the Laws of 2019


10-23-19 Finalized

10-23-19 Emergency


21


EDU-39-19-00008 The Education, Experience, Examination and Endorsement Requirements for Licensure as an ArchitectTo more closely align New York’s requirements for architects with national standards and to streamline the endorsementprocess.

09-25-19 Proposed


EDU-39-19-00009 Requirements for Licensure as an ArchitectTo more closely align the Commissioner’s Regulations with national standards for licensure as an architect.

09-25-19 Proposed

EDU-39-19-00012 Building Condition Surveys and Visual and Periodic Inspections of Public School BuildingsTo align the Commissioner’s Regulations with amendments made to Education Law sections 409-9d, 409-e, and 3641.

09-25-19 Proposed

EDU-43-19-00011 Addition of Subject Ares to the Limited Extension and SOCE for Certain Teachers of Students with DisabilitiesTo enable more qualified teachers of students with disabilities to seek the limited extension and SOCE

10-23-19 Proposed

EDU-43-19-00012 Annual Professional Performance Reviews of Classroom Teachers and Building PrincipalsNecessary to implement part YYY of chapter 59 of the Laws of 2019


12-24-19 Emergency

EDU-43-19-00013 Requirements for Chiropractic Education Programs and Education Requirements for Licensure as a ChiropractorTo conform educational requirements for the profession of chiropractic to the national preprofessional education stan-dards

10-23-19 Proposed

EDU-47-19-00005 Physical Education Requirements for a Diploma and Transfer Credits for Students Earning Credit in an EducationalProgram.To implement Raise the Age legislation pursuant to Part WWW of Chapter 59 of the Laws of 2017.

11-20-19 Proposed

EDU-47-19-00006 Permit physicians licensed in another state or territory to provide medical services to athletes and team personnel in NewYorkTo align the Regulations of the Commissioner with chapter 519 of the Laws of 2018 and chapter 199 of the Laws of 2019


EDU-47-19-00007 Profession of Registered Dental Assisting.To conform the Regulations of the Commissioner with Chapter 390 of the laws of 2019.


EDU-52-19-00007 Update Provisions Relating to Pupil TransportationTo update provisions of the Commissioner’s Regulations relating to pupil transportation

12-24-19 Proposed

EDU-52-19-00008 Restricted License for Clinical Laboratory TechnologistImplement Chapter 227 of 2019 by adding toxicology to the category of restricted licenses for clinical laboratory technolo-gists


EDU-52-19-00009 Continuing Education in the Profession of Public AccountancyImplement the provisions of chapter 413 of the Laws of 2018


EDU-52-19-00010 Duties and responsibilities of the counsel of the State Education DepartmentTo designate counsel as the deputy commissioner of education as specified in Education Law, section 101



22

ELECTIONS, STATE BOARD OF

SBE-07-19-00020 Political Campaign Contribution LimitsAdjust contribution limits to reflect the consumer price index


05-22-19 Finalized

SBE-14-19-00005 Pre-registering voters who are 16 and 17-years-oldTo permit persons who are 16 or or 17-years-old to per-register to vote

04-03-19 Proposed

07-10-19 Finalized

SBE-14-19-00006 Establishing a process for transferring a voter’s registration and enrollment from one county to anotherTo establish a process where a voter who moves from one county to another can transfer their voter registration


07-10-19 Finalized

SBE-22-19-00001 Audit Status for Early VotingEstablishes Process for Auditing Early Voting Machines and Systems


08-21-19 Emergency

10-23-19 Finalized

SBE-22-19-00002 Related to the Minimum Required Voting Machines and Privacy Booths needed for Early Voting Polling SitesEstablishes the Minimum Required Voting Machines and Privacy Booths needed for Early Voting Polling Sites



10-23-19 Finalized

SBE-22-19-00003 Process for Early VotingEstablishing Process for Early Voting


08-21-19 Emergency

10-23-19 Emergency

SBE-35-19-00003 Ballot Accountability PracticesEstablishes additional ballot accountability procedures


11-20-19 Emergency

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-06-17-00001 Amendments to 6 NYCRR Part 617 (which implement the State Environmental Quality Review Act [Article 8 of the ECL])The purpose of the rule making is to streamline the SEQR process without sacrificing meaningful environmental review

02-08-17 Proposed

04-04-18 Revised

07-18-18 Finalized

ENV-12-18-00043 BEACH Act Standards and Reclassification RuleTo comply with the federal BEACH Act of 2000 (P.L. 106-284) and protect coastal recreation waters for recreation

03-21-18 Proposed

02-27-19 Revised

06-26-19 Finalized

ENV-20-18-00006 CO2 Emissions Standards for Major Electric Generating FacilitiesTo establish CO2 emissions standards for existing major electric generating facilities

05-16-18 Proposed

05-29-19 Finalized


23


ENV-20-18-00007 Repeal and replace 6 NYCRR Parts 243, 244 and 245 and amend 6 NYCRR Part 200Parts 243, 244 and 245 set forth the process the Department will use to allocate allowances under EPA’s CSAPR Trad-ing Programs

05-16-18 Proposed

12-19-18 Finalized

ENV-48-18-00002 Jonah crab managementTo implement required management measures of the Atlantic States Marine Fisheries Commission Jonah Crab FisheryManagement Plan

11-28-18 Proposed

06-05-19 Finalized

ENV-49-18-00002 Northern Catskill Riparian AreasTo correct a mistake in the description of the Kaaterskill Falls Riparian Area

12-05-18 Proposed

03-20-19 Finalized

ENV-02-19-00007 Low emission vehicle greenhouse gas standardsClarification of the deemed to comply provision


04-24-19 Finalized

ENV-07-19-00018 Management of Striped BassTo revise regulations concerning commercial striped bass fishing season

02-13-19 Proposed

05-15-19 Finalized

ENV-08-19-00004 Governor Mario M. Cuomo BridgeReplacing references to the Governor Malcolm Wilson Tappan Zee Bridge with references to the Governor Mario M.Cuomo Bridge

02-20-19 Proposed

06-05-19 Finalized

ENV-09-19-00015 Set nitrogen oxide (NOx) emission rate limits for simple cycle and regenerative combustion turbinesReduction of nitrogen oxide (NOx) emissions from simple cycle and regenerative combustion turbines

02-27-19 Proposed

08-21-19 Revised

12-31-19 Finalized

ENV-10-19-00003 Regulate volatile organic compounds (VOCs) in architectural and industrial maintenance (AIM) coatingsTo set new and lower VOC limits for certain coating categories. Update categories and methods

03-06-19 Proposed

12-31-19 Finalized

ENV-12-19-00002 Air emissions regulation of cleaning solutions containing volatile organic compounds.Update existing regulation with latest emission control requirements and add requirements recently issued by EPA.

03-20-19 Proposed

10-23-19 Finalized

ENV-12-19-00003 Revised Part 208 will incorporate the new federal emission guideline for MSW landfills pursuant to 40 CFR Part 60,Subpart Cf.Part 208 controls landfill gas emissions by requiring a gas collection and control system.

03-20-19 Proposed

08-21-19 Finalized

ENV-18-19-00006 Regulations governing commercial fishing and harvest of scup.To revise regulations concerning the commercial harvest of scup in New York State waters.



24


ENV-24-19-00002 Hazardous Waste Management Regulations (FedReg5)To amend regulations pertaining to hazardous waste management

06-12-19 Proposed

ENV-27-19-00001 Feeding of wild deer and moose, use of 4-PosterTM devices.To prohibit feeding of wild deer and moose, to define conditions for use of 4-PosterTM devices.

07-03-19 Proposed

12-24-19 Finalized

ENV-27-19-00003 Black Bear hunting.Expand bear hunting opportunities in Wildlife Management Unit 4W to reduce bear abundance.

07-03-19 Proposed

ENV-28-19-00001 Omnibus changes to 6 NYCRRBring regulations current with statutory changes and to improve application efficiency as part of the Governor’s Lean ini-tiative

07-10-19 Proposed

10-30-19 Finalized

ENV-28-19-00002 Regulations governing recreational fishing of scupTo revise regulations concerning the recreational harvest of scup in New York State


10-02-19 Emergency

11-13-19 Finalized

ENV-29-19-00016 Reasonably Available Control Technology (RACT) for Major Facilities of Oxides of Nitrogen (NOx)Regulation of NOx emissions from major facilities of NOx. The regulation sets NOx limits for boilers, turbines, andengines

07-17-19 Proposed

11-27-19 Finalized

ENV-29-19-00017 Federal and State standards for acceptable air qualityTo revise outdated State and Federal air quality standards

07-17-19 Proposed

11-27-19 Finalized

ENV-31-19-00008 Sanitary Condition of Shellfish LandsTo reclassify underwater shellfish lands to protect public health


10-30-19 Emergency

12-04-19 Finalized

ENV-32-19-00006 Chronic wasting diseaseAmend regulations to reduce risk of introduction of infectious material into New York

08-07-19 Proposed

11-13-19 Finalized

ENV-36-19-00001 Waste FuelsUpdate permit references, rule citations, monitoring, record keeping, reporting requirements, and incorporate federalstandards.

09-04-19 Proposed

ENV-36-19-00002 New Aftermarket Catalytic Converter (AMCC) standardsProhibit sale of federal AMCCs and update existing AMCC record keeping and reporting requirements

09-04-19 Proposed

ENV-36-19-00003 Stationary Combustion InstallationsUpdate permit references, rule citations, monitoring, record keeping, reporting requirements, and lower emissionstandards.

09-04-19 Proposed


25


ENV-36-19-00014 Distributed generation sources located in New York City, Long Island and Westchester and Rockland countiesEstablish emission control requirements for sources used in demand response programs or as price-responsive genera-tion sources

09-04-19 Proposed

ENV-37-19-00003 Clarifying determination of jurisdiction under the Endangered and Threatened Fish and Wildlife regulationsTo improve the review of projects by removing some project types that are known not to cause harm from the reviewstream

09-11-19 Proposed

ENV-38-19-00001 Animals dangerous to health or welfareTo expand the list of animals which pose a risk to health or welfare of the people of the state or indigenous fish andwildlife

09-18-19 Proposed

ENV-39-19-00003 Part 219 applies to various types of incinerators and crematories operated in New York State.This rule establishes emission limits and operating requirements for various types of incinerators.

09-25-19 Proposed

ENV-42-19-00003 Amendments to Great Lakes sportfishery regulations in 6NYCRR Part 10Proposed amendments are intended to improve high quality sportfisheries and assciated economic benefits

10-16-19 Proposed

ENV-43-19-00006 Class I and Class SD watersTo clarify best usages of Class I and SD waters were/are ‘‘secondary contact recreation and fishing’’ and ‘‘fishing,’’respectively

10-23-19 Proposed

ENV-43-19-00010 Repeal and replace 6 NYCRR Part 622 and amend 6 NYCRR Part 624, Part 621 and Part 620To incorporate procedural and legal developments, develop consistency & reflect current practice in DEC hearings

10-23-19 Proposed

ENV-48-19-00008 Plastic Bag Reduction, Reuse and RecyclingThe objectives of this rulemaking are to provide clarity to Titles 27 and 28 so that they can both be effectivelyimplemented

11-27-19 Proposed

ENV-53-19-00016 Certain substances that contain hydrofluorocarbons, highly-potent greenhouse gasesRemove greenhouse gas emission sources that endanger public health and the environment

12-31-19 Proposed

FINANCIAL SERVICES, DEPARTMENT OF

DFS-17-16-00003 Plan of Conversion by Commercial Travelers Mutual Insurance CompanyTo convert a mutual accident and health insurance company to a stock accident and health insurance company

04-27-16 Proposed

DFS-52-17-00020 Suitability in Life Insurance and Annuity TransactionsEstablish suitability standards for life insurance and clarify that a transaction must be in the best interest of the consumer.

12-27-17 Proposed

05-16-18 Revised

08-01-18 Finalized

DFS-23-18-00001 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards for Full and Fair DisclosureTo require coverage for maternal screening and referrals

06-06-18 Proposed

06-12-19 Finalized

DFS-25-18-00006 Plan of Conversion by Medical Liabilty Mutual Insurance CompanyTo convert a mutual property and casualty insurance company to a stock property and casualty insurance company

06-20-18 Proposed


26


DFS-26-18-00002 Charges for Professional Health ServicesTo delay the effective date of the Workers’ Compensation fee schedule increases for no-fault reimbursement


02-20-19 Withdrawn

DFS-30-18-00007 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards for Full and Fair DisclosureTo clarify requirements regarding coverage and disclosure of information for contraceptives

07-25-18 Proposed

08-14-19 Revised

11-06-19 Finalized

DFS-36-18-00003 Professional Bail Agents; Managing General Agents; et alTo provide greater protection to consumers, and raise the standards of integrity in the bail business.

09-05-18 Proposed

07-31-19 Revised

11-20-19 Finalized

DFS-42-18-00003 Valuation of Life Insurance Reserves; Recognition of the 2001 CSO Mortality Table and the 2017 CSO Mortality Table, etalTo recognize mortality improvement for applicable policies issued prior to 1/1/2019 if optionally elected

10-17-18 Proposed

01-02-19 Finalized

DFS-43-18-00003 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersTo require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 beregistered with the Superintendent of Financial Services (formerly the Superintendent of Banks)

10-24-18 Emergency

DFS-44-18-00004 The business conduct of mortgage loan servicers.To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loanservicers.

10-31-18 Emergency

DFS-46-18-00014 Regulations Implementing the Comprehensive Motor Vehicle Insurance Reparations Act-Claims for Personal InjuryProtection BenefitTo give insurer option to void assignment of benefits when insurer issues denial for EIP’s failure to attend IME or EUO

11-14-18 Proposed

12-04-19 Expired

DFS-48-18-00001 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo implement Section 17 of the Banking Law and Section 206 of the Financial Services Law and sets forth the basis forallocating all costs and expenses attributable to the operation of the Banking Division of the Department of Financial Ser-vices

11-28-18 Emergency

DFS-52-18-00001 Principle-Based ReservingTo allow principal-based reserving for certain individual and group life insurance policies and annuity contracts


03-27-19 Emergency

05-15-19 Finalized

DFS-02-19-00008 Paid Family Leave Risk Adjustment FundEstablishment of the Paid Family Leave Risk Adjustment Fund

01-09-19 Proposed

05-15-19 Finalized

DFS-04-19-00001 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersTo require that persons or entities which service mortgage loans on residential real property on of after July 1, 2009 beregistered with the Superintendent of Financial Services

01-23-19 Emergency


27



01-30-19 Emergency


02-20-19 Emergency

DFS-08-19-00003 Charges for Professional Health ServicesTo delay the effective date of the Workers’ Compensation fee schedule increases for no-fault reimbursement

02-20-19 Proposed

02-27-19 Emergency

05-29-19 Emergency

07-24-19 Emergency

08-07-19 Finalized

DFS-16-19-00009 Registration and Financial Responsibility Requirements for Mortgage Loan ServicersTo implement the registration requirement of chapter 472, Laws of 2008 and inform servicers of registration processdetails


07-17-19 Finalized

07-17-19 Emergency


05-01-19 Emergency

DFS-18-19-00005 Servicing Mortgage Loans: Business Conduct RulesSets standards governing the servicing of residential home mortgage loans.

05-01-19 Proposed

12-18-19 Finalized

DFS-20-19-00002 Electronic Filings and SubmissionsTo require certain filings or submissions to be made electronically

05-15-19 Proposed

11-27-19 Finalized

DFS-20-19-00004 Valuation of Individual and Group Accident and Health Insurance ReservesTo adopt the 2016 Cancer Claim Cost Valuation Tables

05-15-19 Proposed

11-27-19 Finalized

DFS-20-19-00005 SECURITY AT AUTOMATED TELLER FACILITIESTo update the regulation to ensure the removal of obsolete language from the reporting requirements under Part 301

05-15-19 Proposed

08-21-19 Finalized


05-22-19 Emergency


28


DFS-21-19-00005 Continuing Care Retirement CommunitiesAmend rules related to permitted investments, financial transactions, reporting requirements and add new optionalcontract type.

05-22-19 Proposed

11-27-19 Finalized

DFS-28-19-00007 Accelerated Payment of the Death Benefit Under a Life Insurance PolicyImplement statutory amendments in: Laws of 2017 ch. 300, Laws of 2014 ch. 465, Laws of 2014 ch. 448, and Laws of2010 ch. 563

07-10-19 Proposed

11-27-19 Finalized


07-24-19 Emergency

DFS-31-19-00007 Student Loan ServicersTo provide for the supervision of the student loan servicing industry

07-31-19 Proposed

10-16-19 Finalized

DFS-32-19-00003 Minimum Standards for Form, Content and Sale of Medicare Supplement and Medicare Select Insurance, et al.To conform with the NAIC model regulation for Medicare supplement insurance, as required by 42 U.S.C. Section1395ss.

08-07-19 Proposed

11-27-19 Finalized

DFS-33-19-00004 Minimum Standards for Form, Content, and Sale of Health Insurance, Including Standards for Full and Fair DisclosureTo set forth minimum standards for the content of health insurance identification cards.

08-14-19 Proposed


08-14-19 Emergency

DFS-39-19-00002 Licensed cashers of checks; feesTo increase the maximum fee that may be charged by licensed check cashers

09-25-19 Proposed

12-18-19 Finalized


10-23-19 Emergency

DFS-43-19-00017 INDEPENDENT DISPUTE RESOLUTION FOR EMERGENCY SERVICES AND SURPRISE BILLSTo require notices and consumer disclosure information related to surprise bills and bills for emergency service to beprovided

10-23-19 Proposed

DFS-44-19-00010 Superintendent’s Regulations: Basic Banking AccountsTo amend the requirements of basic banking accounts in conformity with Chapter 260 of the Laws of 2019

10-30-19 Proposed

DFS-44-19-00011 Principle-Based ReservingTo prescribe minimum principle-based valuation standards

10-30-19 Proposed


29


DFS-46-19-00001 Assessment of entities regulated by the Banking Division of the Department of Financial ServicesTo set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of theDepartment of Financial Services

11-13-19 Emergency

DFS-47-19-00003 Banking Division AsssessmentsSet forth the basis for allocating costs and expenses attributable to the operation of the Banking Division for FSL assess-ments

11-20-19 Proposed

DFS-48-19-00002 SUPERINTENDENT’S REGULATIONS: INFORMATION SUBJECT TO CONFIDENTIAL TREATMENTProvide rules concerning publication or disclosure of information subject to confidential treatment

11-27-19 Proposed

DFS-51-19-00015 Minimum Standards for Form, Content and Sale of Health Insurance, Including Standards of Full and Fair DisclosureClarifying discriminatory activities prohibited by and coverages included within preventive care and screenings under theIL

12-18-19 Proposed

DFS-53-19-00013 Rules Governing the Procedures for Adjudicatory Proceedings Before the Department of Financial ServicesTo unify and clarify the procedures for adjudicatory proceedings before the Department of Financial Services


DFS-53-19-00014 Charges for Professional Health ServicesTo delay the effective date of the workers’ compensation fee schedules for no-fault reimbursement.


DFS-53-19-00015 Supplementary Uninsured/Underinsured Motorist CoverageTo comport with statutory amendments to Chapter 59, Part III of the Laws of 2019 and Insurance Law Section 3420(f)


GAMING COMMISSION, NEW YORK STATE

SGC-09-18-00005 The licensing and registration of gaming facility employees and vendorsTo govern the licensing and registration of gaming facility employees and vendors

02-28-18 Proposed

01-16-19 Revised

06-19-19 Expired

SGC-17-18-00002 Regulation of courier services that purchase and claim certain Lottery tickets and prizes as agents for customersTo license courier services to facilitate the sale of Lottery tickets to generate more revenue for education

04-25-18 Proposed

04-10-19 Finalized

SGC-38-18-00002 Heads Up Hold ‘Em poker.To set forth the practices and procedures for the operation of Heads Up Hold ‘Em poker as a casino table game.

09-19-18 Proposed

01-02-19 Finalized

SGC-38-18-00003 Casino fees and payments.Implementation of rules governing procedures for submission of fees and payments by gaming facilities to the GamingCommission.

09-19-18 Proposed

01-16-19 Revised

04-10-19 Finalized

SGC-40-18-00006 Amendment of multiple medication violation (MMV) penalty enhancement rule.To enable the Commission to enhance the integrity and safety of thoroughbred pari-mutuel racing.

10-03-18 Proposed

05-15-19 Finalized


30

GAMING COMMISSION, NEW YORK STATE

SGC-42-18-00015 Permit greater purse-to-price ratio in Thoroughbred claiming racesTo advance the best interests of Thoroughbred racing and protect the safety of the race horses

10-17-18 Proposed

02-13-19 Finalized

SGC-47-18-00009 Self-exclusion and casino advertisingTo centralize Commission self-exclusion policies and make self-exclusion universal throughout the various forms of gam-ing

11-21-18 Proposed

04-10-19 Finalized

SGC-01-19-00002 Treatment of thoroughbred horses with ultrasound or electro/medical equipment before a raceTo enhance the safety and integrity of pari-mutuel racing

01-02-19 Proposed

05-15-19 Finalized

SGC-01-19-00017 Safety helmet and vest requirementsTo enhance the safety and integrity of pari-mutuel racing

01-02-19 Proposed

05-15-19 Finalized

SGC-01-19-00018 Standards for backstretch housing and related facilitiesTo create minimum standards for housing and related facilities offered to backstretch workers by racing associations

01-02-19 Proposed

04-10-19 Finalized

SGC-12-19-00007 Sports wagering at gaming facilitiesTo regulate and control sports wagering as directed by statute

03-20-19 Proposed

06-26-19 Finalized

SGC-13-19-00023 Cash 4 Life multi-jurisdiction lottery gameTo provide for daily Cash 4 Life drawings to raise additional revenue for education

03-27-19 Proposed

06-26-19 Finalized

SGC-17-19-00009 Pick-six jackpot wager for Thoroughbred racingTo improve Thoroughbred pari-mutuel wagering and generate reasonable revenue for the support of government

04-24-19 Proposed

08-07-19 Finalized

SGC-40-19-00010 Add racetrack operator to terms defined in Thoroughbred rulesTo promote the integrity of racing and derive a reasonable return for government

10-02-19 Proposed

11-13-19 Withdrawn

SGC-40-19-00011 Remove obsolete reference to safety vest weightTo promote the integrity of racing and derive a reasonable return for government

10-02-19 Proposed

SGC-40-19-00012 Add racetrack operator to terms defined in Thoroughbred rulesTo promote the integrity of racing and derive a reasonable return for government

10-02-19 Proposed

SGC-42-19-00004 Add racetrack operator to terms defined in harness racing rulesTo promote the integrity of racing and derive a reasonable return for government

10-16-19 Proposed


31

GENERAL SERVICES, OFFICE OF

GNS-46-18-00001 Service-Disabled Veteran-Owned Business EnterprisesTo establish standards, procedures and criteria with respect to the Service-Disabled Veteran-Owned Business Enterpriseprogram

11-14-18 Proposed

03-27-19 Finalized

GNS-40-19-00005 Facility UseTo add ‘‘plastic knuckles’’ and remove ‘‘gravity knife’’ from the definition of ‘‘deadly weapon’’

10-02-19 Proposed

HEALTH, DEPARTMENT OF

HLT-14-94-00006 Payment methodology for HIV/AIDS outpatient servicesTo expand the current payment to incorporate pricing for services

04-06-94 Proposed

09-14-94 Continued

HLT-04-18-00010 Emergency Medical Services (EMS) Initial Certification Eligibility RequirementsTo reduce the EMS certification eligibility minimum age from 18 to 17 years of age

01-24-18 Proposed

10-17-18 Revised

01-09-19 Finalized

HLT-07-18-00002 Medicaid Reimbursement of Nursing Facility Reserved Bed Days for HospitalizationsTo make changes relating to reserved bed payments made by Medicaid to nursing facilities

02-14-18 Proposed

01-30-19 Revised

05-29-19 Finalized

HLT-25-18-00008 Inpatient Psychiatric ServicesTo enhance reimbursement mechanisms for inpatient psychiatric services

06-20-18 Proposed

01-30-19 Finalized

HLT-30-18-00008 Voluntary Foster Care Agency Health Facility LicensureTo license Voluntary Foster Care Agencies to provide limited health-related services

07-25-18 Proposed

02-20-19 Finalized

HLT-31-18-00004 Newborn Screening for Phenylketonuria and Other DiseasesTo support timely collection and submission of specimens for the detection of diseases in newborn infants in New YorkState

08-01-18 Proposed

02-13-19 Finalized

HLT-31-18-00005 Medical Use of MarihuanaTo add additional serious conditions for which patients may be certified to use medical marihuana


10-31-18 Emergency

12-26-18 Emergency

02-20-19 Emergency

04-03-19 Revised

04-24-19 Emergency

06-19-19 Emergency

07-03-19 Finalized


32


HLT-33-18-00017 Patients’ Bill of RightsRequire general hospitals and diagnostic and treatment centers to update their statements of patient rights.

08-15-18 Proposed

01-09-19 Finalized

HLT-34-18-00006 Statewide Planning and Research Cooperative System (SPARCS)To revise the SPARCS regulation related to data intake.

08-22-18 Proposed

01-30-19 Finalized

HLT-34-18-00007 New York State Medicaid Infertility TreatmentTo authorize Medicaid coverage of infertility benefits.

08-22-18 Proposed

06-05-19 Finalized

HLT-37-18-00008 Update Standards for Adult Homes and Standards for Enriched Housing ProgramsTo prohibit residential providers from excluding an applicant based solely on the individual’s status as a wheelchair user.

09-12-18 Proposed

12-12-18 Emergency

02-06-19 Emergency

04-03-19 Emergency

05-15-19 Finalized

HLT-42-18-00006 Durable Medical Equipment; Medical/Surgical Supplies; Orthotic and Prosthetic Appliances; Orthopedic FootwearTo amend the Department’s regulation governing Medicaid coverage of orthopedic footwear and compression and sup-port stockings

10-17-18 Proposed

02-27-19 Finalized

HLT-42-18-00007 Stroke ServicesNYS criteria for stroke ctr. designation as part of an accrediting process for cert. by nationally recognized accredit. agen-cies

10-17-18 Proposed

03-20-19 Finalized

HLT-42-18-00008 Office-Based Surgery Practice ReportsRequires accredited Office-Based Surgery practices to submit adverse event & practice information which includesprocedural data

10-17-18 Proposed

11-06-19 Expired

HLT-46-18-00015 Controlled SubstancesTo reclassify cannabidiol (CBD) from a Schedule I controlled substance to a Schedule V controlled substance.

11-14-18 Emergency

HLT-47-18-00002 Food Service EstablishmentsTo restrict the use of liquid Nitrogen and Dry Ice in food preparation

11-21-18 Proposed

03-20-19 Finalized

HLT-51-18-00001 HIV Uninsured Care ProgramsTo amend the HIV Uninsured Care Programs to align program eligibility elements with other health care access programs

12-19-18 Proposed

04-24-19 Finalized

HLT-51-18-00015 Hospital Policies for Human Trafficking VictimsTo establish policies and procedures for the identification, assessment, treatment, and referral of human traffickingvictims

12-19-18 Proposed

06-12-19 Finalized


33


HLT-51-18-00016 Nursing Home Weekly Bed Census SurveyTo require nursing homes to electronically submit weekly bed census data to the DOH through the Health CommerceSystem

12-19-18 Proposed

08-21-19 Finalized

HLT-51-18-00017 Clinical Laboratory DirectorsRecognize additional accrediting boards for qualification of clinical laboratory directors to obtain a cert. of qualification

12-19-18 Proposed

06-12-19 Finalized

HLT-51-18-00018 New requirements for Annual Registration of Licensed Home Care Services AgenciesTo amend the regulations for licensed home care services agencies for the annual registration requirements of theagency

12-19-18 Proposed

HLT-05-19-00005 Midwifery Birth Center ServicesTo set the standards for all birth centers to follow the structure of Article 28 requirements

01-30-19 Proposed

11-13-19 Finalized

HLT-07-19-00006 Controlled SubstancesTo reclassify cannabidiol (CBD) from a Schedule I controlled substance to a Schedule V controlled substance


04-17-19 Emergency

05-22-19 Finalized

HLT-09-19-00004 Cardiac Catheterization Laboratory CentersTo amend existing Certificate of Need requirements for the approval and operation of Cardiac Catheterization LaboratoryCenters.

02-27-19 Proposed

09-25-19 Finalized

HLT-10-19-00004 Body Scanners in Local Correctional FacilitiesEstablish operational requirements for local correctional facs. that use body scanning imaging equipment for securitypurposes


06-05-19 Emergency

07-03-19 Finalized

HLT-14-19-00001 Managed Care Organizations (MCOs)To amend contingent reserve requirements for MCOs

04-03-19 Proposed

07-03-19 Finalized

HLT-17-19-00002 Medical Use of MarihuanaTo clarify requirements for laboratories seeking approval to test medical marihuana products in New York State


07-24-19 Emergency

08-21-19 Finalized

HLT-18-19-00016 Blood Lead LevelTo improve the current understanding of lead poisoning risks to children and pregnant women

05-01-19 Proposed

09-25-19 Finalized

HLT-20-19-00006 Schroon Lake Water DistrictThe regulation is no longer needed since Horseshoe Pond no longer serves as the public drinking water source

05-15-19 Proposed

09-04-19 Finalized


34


HLT-22-19-00015 Residents’ RightsRequire nursing homes provide info. about home and community based services & comm. transition progs. to residentsupon admission

05-29-19 Proposed

10-09-19 Finalized

HLT-25-19-00013 Registered Nurses in the Emergency DepartmentTo remove a barrier to new graduate nurse recruitment in the emergency department

06-19-19 Proposed

11-13-19 Finalized

HLT-29-19-00020 Patients’ Bill of RightsTo protect D&TC patients against unknowingly receiving care from out-of-network providers, resulting in surprise medicalbills

07-17-19 Proposed

11-13-19 Finalized

HLT-30-19-00006 Maximum Contaminant Levels (MCLs)Incorporating MCLs for perfluorooctanoic acid (PFOA), perfluorooctanesulfonic acid (PFOS) and 1,4-dioxane.

07-24-19 Proposed

HLT-36-19-00005 School Immunization RequirementsTo be consistent with national immunization regulations and guidelines and to define “may be detrimental to the child’shealth”.


12-04-19 Emergency

12-31-19 Finalized

HLT-36-19-00006 Limits on Executive CompensationRemoves ‘‘Soft Cap’’ prohibition on covered executive salaries.

09-04-19 Proposed

HLT-40-19-00002 Required Signage Warning Against the Dangers of Illegal ProductsTo require sellers of legal e-liquids and e-cigarette products to post warning signs regarding illegal products


12-31-19 Emergency

HLT-40-19-00004 Drug Take BackTo implement the State’s drug take back program to provide for the safe disposal of drugs

10-02-19 Proposed

HLT-40-19-00013 Prohibition on the Sale of Electronic Liquids with Characterizing FlavorsTo prohibit the sale of electronic liquids with characterizing flavors

10-02-19 Emergency

HLT-43-19-00004 Transitional Adult Home Admission Standards for Individuals with Serious Mental IllnessDelineate a clear pre-admissions process for determining whether a prospective resident is a person with serious mentalillness

10-23-19 Emergency

HLT-43-19-00005 Transitional Adult Home Admission Standards for Individuals with Serious Mental IllnessDelineate a clear pre-admissions process for determining whether a prospective resident is a person with serious mentalillness

10-23-19 Proposed

HLT-45-19-00001 Medical Use of MarihuanaTo allow NYS hemp growers to sell hemp-derived cannabidiol to the Registered Organizations to reduce the cost ofmanufacturing.

11-06-19 Proposed


35


HLT-45-19-00002 Licensed Home Care Services Agencies (LHCSAs)To implement changes to public need & financial feasibility review for applications for HCSAs licensure & change ofownership.

11-06-19 Proposed

HLT-46-19-00003 Tanning FacilitiesTo prohibit the use of indoor tanning facilities by individuals less than 18 years of age

11-13-19 Proposed

HLT-47-19-00008 Hospital Medical Staff - Limited Permit HoldersTo repeal extra years of training required for limited permit holders to work in New York State hospitals.

11-20-19 Proposed

HLT-47-19-00009 Empire Clinical Research Investigator Program (ECRIP)To expand the types of & change the time frames for past research grants that qualify staff to supervise the ECRIPproject.

11-20-19 Proposed

HLT-48-19-00003 Secondary Syringe Exchange in New York StateTo reduce the spread of blood-borne pathogens, to reduce or eliminate other harms associated with contaminatedsyringes


HLT-51-19-00001 Women, Infants and Children (WIC) ProgramTo support implementation of eWIC; clarify rules for violations, penalties & hearings & conform vendor authorizationcriteria.

12-18-19 Proposed

HLT-53-19-00001 Prohibition on the Sale of Electronic Liquids with Characterizing FlavorsTo prohibit the sale of electronic liquids with characterizing flavors

12-31-19 Proposed

12-31-19 Emergency

HLT-53-19-00011 Cardiac ServicesTo amend existing Certificate of Need requirements for approval of adult cardiac surgery centers.

12-31-19 Proposed

HLT-53-19-00012 Consumer Directed Personal Assistance Program ReimbursementTo establish a program to pay home care services & establish a methodology framework for the payment of FIadministrative costs.

12-31-19 Proposed

HIGHER EDUCATION SERVICES CORPORATION

ESC-46-18-00002 New York State Science, Technology, Engineering and Mathematics Incentive Program.To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program.

11-14-18 Emergency

ESC-46-18-00003 The Enhanced Tuition Awards program.To implement the Enhanced Tuition Awards program.

11-14-18 Emergency

ESC-46-18-00004 Excelsior Scholarship.To implement the Excelsior Scholarship.

11-14-18 Emergency

ESC-49-18-00003 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).

12-05-18 Emergency


36


ESC-49-18-00004 New York State Get on Your Feet Loan Forgiveness Program.To implement the New York State Get on Your Feet Loan Forgiveness Program.

12-05-18 Emergency

ESC-49-18-00005 The New York State Teacher Loan Forgiveness Program.To implement The New York State Teacher Loan Forgiveness Program.

12-05-18 Emergency

ESC-52-18-00002 New York State Masters-in-Education Teacher Incentive Scholarship Program.To implement the New York State Masters-in-Education Teacher Incentive Scholarship Program.

12-26-18 Emergency

ESC-52-18-00003 NYS Part-time Scholarship (PTS) Award Program.To implement the NYS Part-time Scholarship (PTS) Award Program.

12-26-18 Emergency

ESC-07-19-00001 NYS Child Welfare Worker Incentive Scholarship Program.To implement the NYS Child Welfare Worker Incentive Scholarship Program.

02-13-19 Emergency

ESC-07-19-00002 The Enhanced Tuition Awards program.To implement the Enhanced Tuition Awards program.

02-13-19 Emergency


02-13-19 Emergency

ESC-07-19-00004 NYS Child Welfare Worker Loan Forgiveness Incentive Program.To implement the NYS Child Welfare Worker Loan Forgiveness Incentive Program.

02-13-19 Emergency

ESC-07-19-00005 New York State Science, Technology, Engineering and Mathematics Incentive Program.To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program.

02-13-19 Emergency

ESC-09-19-00001 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS).

02-27-19 Emergency

ESC-09-19-00002 The New York State Teacher Loan Forgiveness Program.To implement The New York State Teacher Loan Forgiveness Program.

02-27-19 Emergency

ESC-09-19-00003 New York State Get on Your Feet Loan Forgiveness Program.To implement the New York State Get on Your Feet Loan Forgiveness Program.

02-27-19 Emergency

ESC-13-19-00006 NYS Part-time Scholarship (PTS) Award Program.To implement the NYS Part-time Scholarship (PTS) Award Program.

03-27-19 Emergency

ESC-13-19-00007 New York State Masters-in-Education Teacher Incentive Scholarship Program.To implement the New York State Masters-in-Education Teacher Incentive Scholarship Program.

03-27-19 Emergency

ESC-19-19-00001 New York State Science, Technology, Engineering and Mathematics Incentive ProgramTo implement the New York State Science, Technology, Engineering and Mathematics Incentive Program

05-08-19 Emergency


37


ESC-19-19-00002 NYS Child Welfare Worker Loan Forgiveness Incentive Program.To implement the NYS Child Welfare Worker Loan Forgiveness Incentive Program.

05-08-19 Emergency

ESC-19-19-00003 NYS Child Welfare Worker Incentive Scholarship Program.To implement the NYS Child Welfare Worker Incentive Scholarship Program.

05-08-19 Emergency

ESC-19-19-00004 The Enhanced Tuition Awards programTo implement the Enhanced Tuition Awards program

05-08-19 Emergency


05-08-19 Emergency

ESC-22-19-00004 The New York State Teacher Loan Forgiveness ProgramTo implement The New York State Teacher Loan Forgiveness Program


08-14-19 Finalized

08-14-19 Emergency

ESC-22-19-00005 New York State Masters-in-Education Teacher Incentive Scholarship ProgramTo implement the New York State Masters-in-Education Teacher Incentive Scholarship Program


08-14-19 Finalized

08-14-19 Emergency

ESC-22-19-00006 New York State Get on Your Feet Loan Forgiveness ProgramTo implement the New York State Get on Your Feet Loan Forgiveness Program


08-14-19 Finalized

08-14-19 Emergency

ESC-22-19-00007 NYS Part-time Scholarship (PTS) Award ProgramTo implement the NYS Part-time Scholarship (PTS) Award Program


08-14-19 Finalized

08-14-19 Emergency

ESC-22-19-00008 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS)To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS)


08-14-19 Finalized

08-14-19 Emergency

ESC-25-19-00012 Eligibility criteria for student financial aid award programs under article 14 of the Education LawTo implement the eligibility criteria for student financial aid award programs under article 14 of the Education Law


09-04-19 Finalized

09-04-19 Emergency

ESC-31-19-00001 NYS Child Welfare Worker Loan Forgiveness Incentive ProgramTo implement the NYS Child Welfare Worker Loan Forgiveness Incentive Program


10-16-19 Finalized

10-16-19 Emergency


38


ESC-31-19-00002 New York State Science, Technology, Engineering and Mathematics Incentive ProgramTo implement the New York State Science, Technology, Engineering and Mathematics Incentive Program


10-16-19 Finalized

10-16-19 Emergency

ESC-31-19-00003 NYS Child Welfare Worker Incentive Scholarship ProgramTo implement the NYS Child Welfare Worker Incentive Scholarship Program


10-16-19 Finalized

10-16-19 Emergency

ESC-31-19-00004 Excelsior ScholarshipTo implement the Excelsior Scholarship


10-16-19 Finalized

10-16-19 Emergency

ESC-31-19-00005 Enhanced Tuition Awards programTo implement the Enhanced Tuition Awards program


10-16-19 Finalized

10-16-19 Emergency

HOUSING AND COMMUNITY RENEWAL, DIVISION OF

HCR-21-19-00019 Low-Income Housing Qualified Allocation PlanTo amend definitions, threshold criteria and application scoring for the allocation o flow-income housing tax credits.

05-22-19 Proposed

HCR-44-19-00001 The subject of the amendments is the change in location of DHCR’s Office of Legal Affairs (OLA)The purpose is to inform of the change in location in order to direct service of legal papers and communications there.

10-30-19 Emergency

HCR-48-19-00001 The subject of these amendments is the change in the location of DHCR’s Office Of Legal Affairs (OLA).The purpose is to inform the public of the change in DHCR’s Office of Legal Affairs’ location.

11-27-19 Proposed

HOUSING FINANCE AGENCY

HFA-21-19-00020 Low-Income Housing Qualified Allocation PlanTo amend definitions, threshold criteria and application scoring for the allocation of low-income housing tax credits

05-22-19 Proposed

HUMAN RIGHTS, DIVISION OF

HRT-27-19-00002 Gender Identity or Expression DiscriminationTo conform the Division’s regulations with Executive Law as amended by Chapter 8 of the Laws of New York 2019.

07-03-19 Proposed

JOINT COMMISSION ON PUBLIC ETHICS, NEW YORK STATE

JPE-34-17-00003 Comprehensive lobbying regulationsTo set forth comprehensive lobbying regulations that implement the provisions of the Lobbying Act

08-23-17 Proposed

02-14-18 Revised

05-09-18 Finalized


39

JOINT COMMISSION ON PUBLIC ETHICS, NEW YORK STATE

JPE-34-17-00004 Source of funding reporting.To make consistent with the new comprehensive lobbying regulations at Part 943 and clarify exemption procedures.

08-23-17 Proposed

05-09-18 Finalized

JUDICIAL CONDUCT, STATE COMMISSION ON

JDC-08-19-00006 Counsel for witnesses at hearingsTo codify the practice that a witness may have legal counsel present during a commission hearing

02-20-19 Proposed

05-08-19 Finalized

LABOR, DEPARTMENT OF

LAB-47-17-00011 Employee Scheduling (Call-In Pay)To strengthen existing call-in pay protections involving employee scheduling

11-22-17 Proposed

12-12-18 Revised

03-13-19 Expired

LAB-17-18-00005 Hours Worked, 24-Hour ShiftsTo clarify that hours worked may exclude meal periods and sleep times for employees who work shifts of 24 hours ormore

04-25-18 Proposed

04-25-18 Emergency

06-20-18 Emergency

08-15-18 Emergency

10-10-18 Emergency

07-31-19 Expired

LAB-46-19-00004 NY State Public Employees Occupational Safety and Health StandardsTo incorporate by reference updates to OSHA standards into the NY State Public Employee Occupational Safety andHealth Standards

11-13-19 Proposed

LAW, DEPARTMENT OF

LAW-41-18-00021 Arbitration program regulations for defective farm equipmentTo set forth the procedures for the operation of an alternative arbitration mechanism for defective farm equipmentdisputes

10-10-18 Proposed

07-31-19 Finalized

LIQUOR AUTHORITY, STATE

LQR-07-18-00011 Municipal notification requirements for Temporary Beer and Wine Permit as well as Catering Permit applications for largeeventsTo establish municipal notification for Temporary Beer and Wine Permit as well as Catering Permit applications for largeevents

02-14-18 Proposed

05-08-19 Expired

LQR-02-19-00006 Delinquent (C.O.D.) list proceduresTo modernize outdated delinquent (C.O.D.) list procedures and provide for electronic notification for same

01-09-19 Proposed

08-14-19 Finalized


40

LONG ISLAND POWER AUTHORITY

LPA-08-01-00003 Pole attachments and related mattersTo approve revisions to the authority’s tariff

02-21-01 Proposed

LPA-41-02-00005 Tariff for electric serviceTo revise the tariff for electric service

10-09-02 Proposed

LPA-04-06-00007 Tariff for electric serviceTo adopt provisions of a ratepayer protection plan

01-25-06 Proposed

LPA-03-10-00004 Residential late payment chargesTo extend the application of late payment charges to residential customers

01-20-10 Proposed

LPA-15-18-00013 Outdoor area lightingTo add an option and pricing for efficient LED lamps to the Authority’s outdoor area lighting

04-11-18 Proposed

LPA-33-18-00018 The net energy metering and related provisions of the Authority’s Tariff for Electric Service.To conform the Tariff to orders issued in the Value of Distributed Energy Resources proceeding of the New York DPS.

08-15-18 Proposed

08-14-19 Finalized

LPA-37-18-00009 The Authority’s transmission and distribution property taxes as reflected in the Adjustments section of the Authority’sTariff.To update the Tariff to implement an annual adjustment to recover payments in lieu of T&D property taxes.

09-12-18 Proposed

01-16-19 Finalized

LPA-37-18-00010 The Authority’s annual budget, as reflected in the rates and charges in the Tariff for Electric Service.To update the Tariff to implement the Authority’s annual budget and corresponding rate adjustments.

09-12-18 Proposed

01-16-19 Finalized

LPA-37-18-00011 The terms and conditions of the Authority’s Tariff for Electric Service regarding customer contacts by telephone.To implement Federal Communications Commission guidance regarding customer contacts via mobile electronic devices.

09-12-18 Proposed

01-16-19 Finalized

LPA-37-18-00012 The small generator interconnection procedures in the Authority’s Tariff for Electric ServiceTo update the small generator interconnection procedures consistent with Public Service Commission guidance

09-12-18 Proposed

01-16-19 Finalized

LPA-37-18-00013 The net energy metering provisions of the Authority’s Tariff for Electric ServiceTo implement PSC guidance increasing eligibility for value stack compensation to larger projects

09-12-18 Proposed

LPA-37-18-00014 The Authority’s Tariff for Electric Service, Service Classification No. 7 Outdoor Area LightingTo implement an option for high efficiency LED light bulbs and fixtures for Outdoor Area Lighting

09-12-18 Proposed

01-16-19 Finalized

LPA-37-18-00015 Uniform Business Practices for Distributed Energy Resource Suppliers in the Authority’s Tariff for Electric Service.To update the Tariff to implement Uniform Business Practices for Distributed Energy Resource Suppliers.

09-12-18 Proposed

01-16-19 Finalized


41

LONG ISLAND POWER AUTHORITY

LPA-37-18-00016 The metering provisions of the Authority’s Tariff for Electric ServiceTo implement a customer option to decline installation of a smart meter and associated fees

09-12-18 Proposed

01-16-19 Finalized

LPA-37-18-00017 The treatment of electric vehicle charging in the Authority’s Tariff for Electric Service.To effectuate the outcome of the Public Service Commission’s proceeding on electric vehicle supply equipment.

09-12-18 Proposed

LPA-37-18-00018 The treatment of energy storage in the Authority’s Tariff for Electric Service.To effectuate the outcome of the Public Service Commission’s proceeding on the NY Energy Storage Roadmap.

09-12-18 Proposed

LPA-09-19-00014 The Commercial System Relief Program and Distribution Load Relief Program in the Authority’s Tariff for Electric Service.To update the Tariff to allow incentives for a behind-the-meter battery storage program from PSEG Long Island’s Utility2.0 Plan

02-27-19 Proposed

06-12-19 Finalized

LPA-37-19-00005 The Authority’s annual budget, as reflected in the rates and charges in the Tariff for Electric ServiceTo update the Tariff to implement the Authority’s annual budget and corresponding rate adjustments

09-11-19 Proposed

LPA-37-19-00006 The modification of the SGIP to clarify and reflect updates to the State’s Standardized Interconnection Requirements(SIR)To be consistent with the State’s SIR and related orders

09-11-19 Proposed

LPA-37-19-00007 The standard rates for pole attachments of the Authority’s Tariff for Electric ServiceTo update the Authority’s standard rates for pole attachments in accordance with recent Public Service Commission ac-tion

09-11-19 Proposed

LPA-47-19-00017 VDER, net metering, and community distributed generationTo update the Authority’s tariff for consistency with the Public Service Commission, Department of Public Service, andCLCPA.

11-20-19 Proposed

MENTAL HEALTH, OFFICE OF

OMH-43-18-00001 Operation of Crisis Residences in New York StateTo revise and update the categories of Crisis Residences to match what is currently operation in New York

10-24-18 Proposed

06-26-19 Finalized

OMH-04-19-00002 Expansion of Telemental Health (Telepsychiatry) services to additional OMH licensed settings and programsTo implement Public Health Law section 2999-dd and address current shortages in psychiatrists and nurse practitionersin psych.

01-23-19 Proposed

07-03-19 Finalized

OMH-08-19-00005 Establish standards for providers who wish to become licensed Children’s Mental Health Rehabilitation programsThe Children’s Mental Health Rehabilitation Program (CMHRS) is a vehicle for implementing the new State Plan services

02-20-19 Proposed

07-17-19 Finalized

OMH-43-19-00008 Personalized Recovery Oriented Services (PROS)To Allow PROS participants to receive Clinic Treatment from an Article 31 Clinic operated by the same agency

10-23-19 Proposed


42

MENTAL HEALTH, OFFICE OF

OMH-46-19-00005 Definition of ‘‘Case record, clinical record, medical record or patient record’’To clarify that the agency does not consider the provision to apply to the definition of “record” as set forth in MHL 9.01

11-13-19 Proposed

OMH-47-19-00001 Limits on Executive CompensationTo eliminate ‘‘soft cap’’ restrictions on compensation.

11-20-19 Proposed

METROPOLITAN TRANSPORTATION AGENCY

MTA-23-19-00006 Debarment of contractorsTo comply with Public Authorities Law, section 1279-h, which requires the MTA to establish a debarment process forcontractors


09-04-19 Emergency

11-06-19 Emergency

12-31-19 Emergency

MOTOR VEHICLES, DEPARTMENT OF

MTV-42-18-00004 FOIL - denials to access of recordsTo permit the Commissioner to designate another person to hear FOIL appeals other than the Chair of the AppealsBoard

10-17-18 Proposed

01-02-19 Finalized

MTV-25-19-00011 Alcohol & Drug Rehabilitation Programs - Restricted Use License eligibility provisionConforms regulation with statute

06-19-19 Proposed

09-11-19 Finalized

MTV-27-19-00011 Limited Use Vehicles - provides that number of characters in a VIN be in conformance with Federal standards.conforms regulation with statute

07-03-19 Proposed

09-25-19 Finalized

MTV-27-19-00012 Private Service Bureaus-employment of persons who’ve been convicted of a crime in accordance with Article 23-A ofCorrection Lawconforms regulation with statute

07-03-19 Proposed

09-25-19 Finalized

MTV-27-19-00013 Driving Schools-relates to employment of persons convicted of a crime in accordance with Article 23-A of Correction Law.conforms regulation with statute

07-03-19 Proposed

09-25-19 Finalized

NIAGARA FALLS WATER BOARD

NFW-04-13-00004 Adoption of Rates, Fees and ChargesTo pay for the increased costs necessary to operate, maintain and manage the system, and to achieve covenants withbondholders


NFW-13-14-00006 Adoption of Rates, Fees and ChargesTo pay for increased costs necessary to operate, maintain and manage the system and to achieve covenants with thebondholders



43

NIAGARA FALLS WATER BOARD

NFW-01-19-00019 Adoption of Rates, Fees, and ChargesTo pay for increased costs necessary to operate, maintain, and manage the system, and to meet covenants with thebondholders


NIAGARA FRONTIER TRANSPORTATION AUTHORITY

NFT-01-19-00001 Procurement Guidelines of the Niagara Frontier Transportation Authority and Niagara Frontier Transit Metro System, Inc.To amend Procurement Guidelines to reflect changes in law, clarifying provisions and change in signing authority level

01-02-19 Proposed

03-27-19 Finalized

NFT-18-19-00004 Procurement Guidelines of the Niagara Frontier Transportation Authority and Niagara Frontier Transit Metro System, Inc.To amend Procurement Guidelines to reflect changes in law, clarifying provisions and change in signing authority.

05-01-19 Proposed

07-31-19 Finalized

OGDENSBURG BRIDGE AND PORT AUTHORITY

OBA-33-18-00019 Increase in Bridge Toll StructureTo increase bridge toll revenue in order to become financially self-supporting. Our bridge operations are resulting indeficit.

08-15-18 Proposed

OBA-07-19-00019 Increase in Bridge Toll StructureTo increase bridge toll revenue in order to become financially self-supporting. Our bridge operations are resulting in defi-cit

02-13-19 Proposed

PARKS, RECREATION AND HISTORIC PRESERVATION, OFFICE OF

PKR-48-18-00006 The regulation of pets in OPRHP facilitiesTo adopt one statewide pet regulation that replaces regional regulations that are inconsistent with each other

11-28-18 Proposed

03-06-19 Finalized

PKR-07-19-00007 Ice Fishing in Shaver Pond, Grafton Lake State Park, Saratoga Capital RegionTo remove the prohibition on ice fishing in Shaver Pond at Grafton Lakes State Park

02-13-19 Proposed

05-08-19 Finalized

PKR-37-19-00001 Listing of state parks, parkways, recreation facilities and historic sitesTo update the listing of state parks, parkways, recreation facilities and historic sites

09-11-19 Proposed

12-24-19 Finalized

PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-07-18-00001 Enrollment in Medicare Prescription Drug Plans and Fully Integrated Duals Advantage Plans for IDDTo allow individuals to be enrolled in a FIDA-IDD plan when individuals are unable to enroll themselves


05-09-18 Emergency


09-05-18 Emergency

03-06-19 Expired


44

PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-45-18-00001 TelehealthTo authorize telehealth as a new modality for the delivery of clinical services


01-30-19 Withdrawn

PDD-11-19-00001 Home and Community Based ServicesEstablishes a regulatory framework for delivery and support of HCBS in a way that encourages and supports the servicerecipient

03-13-19 Proposed

05-29-19 Finalized



06-26-19 Finalized

PDD-18-19-00002 Transportation of female patients at OPWDD facilitiesRepeal as statutory language has been revised and on longer is reflective in this regulation

05-01-19 Proposed

07-17-19 Finalized

PDD-20-19-00007 Site Based Prevocational ServicesTo make technical corrections

05-15-19 Proposed

07-31-19 Finalized

PDD-22-19-00010 Person Centered Planning: Care Management and Home and Community Based ServicesTo ensure consistency with person-centered planning regulations

05-29-19 Proposed

08-21-19 Finalized



08-28-19 Withdrawn

PDD-31-19-00006 Procedures for the Control of TuberculosisTo modify the tuberculosis testing requirements for service recipients only receiving clinical services within an Art 16 clinic

07-31-19 Proposed

10-23-19 Finalized

PDD-33-19-00015 Limits on Administrative Expenses and Executive CompensationTo conform with recent court decisions

08-14-19 Proposed

11-06-19 Finalized

POWER AUTHORITY OF THE STATE OF NEW YORK

PAS-01-10-00010 Rates for the sale of power and energyUpdate ECSB Programs customers’ service tariffs to streamline them/include additional required information

01-06-10 Proposed

PAS-42-18-00005 Rates for the Sale of Power and EnergyTo align rates and costs

10-17-18 Proposed

02-20-19 Finalized

PAS-42-19-00008 Rates for the Sale of Power and EnergyTo align rates and costs

10-16-19 Proposed


45

PUBLIC SERVICE COMMISSION

PSC-09-99-00012 Transfer of books and records by Citizens Utilities CompanyTo relocate Ogden Telephone Company’s books and records out-of-state

03-03-99 Proposed

PSC-15-99-00011 Electronic tariff by Woodcliff Park Corp.To replace the company’s current tariff with an electronic tariff

04-14-99 Proposed

PSC-12-00-00001 Winter bundled sales service election date by Central Hudson Gas & Electric CorporationTo revise the date

03-22-00 Proposed

PSC-44-01-00005 Annual reconciliation of gas costs by Corning Natural Gas CorporationTo authorize the company to include certain gas costs

10-31-01 Proposed

PSC-07-02-00032 Uniform business practicesTo consider modification

02-13-02 Proposed

PSC-36-03-00010 Performance assurance plan by Verizon New YorkTo consider changes

09-10-03 Proposed

PSC-40-03-00015 Receipt of payment of bills by St. Lawrence Gas CompanyTo revise the process

10-08-03 Proposed

PSC-41-03-00010 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-41-03-00011 Annual reconciliation of gas expenses and gas cost recoveriesTo consider filings of various LDCs and municipalities

10-15-03 Proposed

PSC-44-03-00009 Retail access data between jurisdictional utilitiesTo accommodate changes in retail access market structure or commission mandates

11-05-03 Proposed

PSC-02-04-00008 Delivery rates for Con Edison’s customers in New York City and Westchester County by the City of New YorkTo rehear the Nov. 25, 2003 order

01-14-04 Proposed

PSC-06-04-00009 Transfer of ownership interest by SCS Energy LLC and AE Investors LLCTo transfer interest in Steinway Creek Electric Generating Company LLC to AE Investors LLC

02-11-04 Proposed

PSC-10-04-00005 Temporary protective orderTo consider adopting a protective order

03-10-04 Proposed

PSC-10-04-00008 Interconnection agreement between Verizon New York Inc. and VIC-RMTS-DC, L.L.C. d/b/a Verizon AvenueTo amend the agreement

03-10-04 Proposed

PSC-14-04-00008 Submetering of natural gas service to industrial and commercial customers by Hamburg FairgroundsTo submeter gas service to commercial customers located at the Buffalo Speedway

04-07-04 Proposed


46


PSC-15-04-00022 Submetering of electricity by Glenn Gardens Associates, L.P.To permit submetering at 175 W. 87th St., New York, NY

04-14-04 Proposed

PSC-21-04-00013 Verizon performance assurance plan by Metropolitan TelecommunicationsTo clarify the appropriate performance level

05-26-04 Proposed

PSC-22-04-00010 Approval of new types of electricity meters by Powell Power Electric CompanyTo permit the use of the PE-1250 electronic meter

06-02-04 Proposed

PSC-22-04-00013 Major gas rate increase by Consolidated Edison Company of New York, Inc.To increase annual gas revenues

06-02-04 Proposed

PSC-22-04-00016 Master metering of water by South Liberty CorporationTo waive the requirement for installation of separate water meters

06-02-04 Proposed

PSC-25-04-00012 Interconnection agreement between Frontier Communications of Ausable Valley, Inc., et al. and Sprint CommunicationsCompany, L.P.To amend the agreement

06-23-04 Proposed

PSC-27-04-00008 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-27-04-00009 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliatesTo amend the agreement

07-07-04 Proposed

PSC-28-04-00006 Approval of loans by Dunkirk & Fredonia Telephone Company and Cassadaga Telephone CorporationTo authorize participation in the parent corporation’s line of credit

07-14-04 Proposed

PSC-31-04-00023 Distributed generation service by Consolidated Edison Company of New York, Inc.To provide an application form

08-04-04 Proposed

PSC-34-04-00031 Flat rate residential service by Emerald Green Lake Louise Marie Water Company, Inc.To set appropriate level of permanent rates

08-25-04 Proposed

PSC-35-04-00017 Application form for distributed generation by Orange and Rockland Utilities, Inc.To establish a new supplementary application form for customers

09-01-04 Proposed

PSC-43-04-00016 Accounts recievable by Rochester Gas and Electric CorporationTo include in its tariff provisions for the purchase of ESCO accounts recievable

10-27-04 Proposed

PSC-46-04-00012 Service application form by Consolidated Edison Company of New York, Inc.To revise the form and make housekeeping changes

11-17-04 Proposed

PSC-46-04-00013 Rules and guidelines governing installation of metering equipmentTo establish uniform statewide business practices

11-17-04 Proposed


47


PSC-02-05-00006 Violation of the July 22, 2004 order by Dutchess Estates Water Company, Inc.To consider imposing remedial actions against the company and its owners, officers and directors

01-12-05 Proposed

PSC-09-05-00009 Submetering of natural gas service by Hamlet on Olde Oyster BayTo consider submetering of natural gas to a commercial customer

03-02-05 Proposed

PSC-14-05-00006 Request for deferred accounting authorization by Freeport Electric Inc.To defer expenses beyond the end of the fiscal year

04-06-05 Proposed

PSC-18-05-00009 Marketer Assignment Program by Consolidated Edison Company of New York, Inc.To implement the program

05-04-05 Proposed

PSC-20-05-00028 Delivery point aggregation fee by Allied Frozen Storage, Inc.To review the calculation of the fee

05-18-05 Proposed

PSC-25-05-00011 Metering, balancing and cashout provisions by Central Hudson Gas & Electric CorporationTo establish provisions for gas customers taking service under Service Classification Nos. 8, 9 and 11

06-22-05 Proposed

PSC-27-05-00018 Annual reconciliation of gas costs by New York State Electric & Gas CorporationTo consider the manner in which the gas cost incentive mechanism has been applied

07-06-05 Proposed

PSC-41-05-00013 Annual reconciliation of gas expenses and gas cost recoveries by local distribution companies and municipalitiesTo consider the filings

10-12-05 Proposed

PSC-45-05-00011 Treatment of lost and unaccounted gas costs by Corning Natural Gas CorporationTo defer certain costs

11-09-05 Proposed

PSC-46-05-00015 Sale of real and personal property by the Brooklyn Union Gas Company d/b/a KeySpan Energy Delivery New York andSteel Arrow, LLCTo consider the sale

11-16-05 Proposed

PSC-47-05-00009 Transferral of gas supplies by Corning Natural Gas CorporationTo approve the transfer

11-23-05 Proposed

PSC-50-05-00008 Long-term debt by Saratoga Glen Hollow Water Supply Corp.To obtain long-term debt

12-14-05 Proposed

PSC-04-06-00024 Transfer of ownership interests by Mirant NY-Gen LLC and Orange and Rockland Utilities, Inc.To approve of the transfer

01-25-06 Proposed

PSC-06-06-00015 Gas curtailment policies and proceduresTo examine the manner and extent to which gas curtailment policies and procedures should be modified and/orestablished

02-08-06 Proposed

PSC-07-06-00009 Modification of the current Environmental Disclosure ProgramTo include an attributes accounting system

02-15-06 Proposed


48


PSC-22-06-00019 Hourly pricing by National GridTo assess the impacts

05-31-06 Proposed

PSC-22-06-00020 Hourly pricing by New York State Electric & Gas CorporationTo assess the impacts

05-31-06 Proposed

PSC-22-06-00021 Hourly pricing by Rochester Gas & Electric CorporationTo assess the impacts

05-31-06 Proposed

PSC-22-06-00022 Hourly pricing by Consolidated Edison Company of New York, Inc.To assess the impacts

05-31-06 Proposed

PSC-22-06-00023 Hourly pricing by Orange and Rockland Utilities, Inc.To assess the impacts

05-31-06 Proposed

PSC-24-06-00005 Supplemental home energy assistance benefitsTo extend the deadline to Central Hudson’s low-income customers


PSC-25-06-00017 Purchased power adjustment by Massena Electric DepartmentTo revise the method of calculating the purchased power adjustment and update the factor of adjustment

06-21-06 Proposed

PSC-34-06-00009 Inter-carrier telephone service quality standards and metrics by the Carrier Working GroupTo incorporate appropriate modifications

08-23-06 Proposed

PSC-37-06-00015 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

PSC-37-06-00017 Procedures for estimation of customer bills by Rochester Gas and Electric CorporationTo consider estimation procedures

09-13-06 Proposed

PSC-43-06-00014 Electric delivery services by Strategic Power Management, Inc.To determine the proper mechanism for the rate-recovery of costs

10-25-06 Proposed

PSC-04-07-00012 Petition for rehearing by Orange and Rockland Utilities, Inc.To clarify the order

01-24-07 Proposed

PSC-06-07-00015 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for electric service

02-07-07 Proposed

PSC-06-07-00020 Meter reading and billing practices by Central Hudson Gas & Electric CorporationTo continue current meter reading and billing practices for gas service

02-07-07 Proposed

PSC-11-07-00010 Investigation of the electric power outages by the Consolidated Edison Company of New York, Inc.To implement the recommendations in the staff’s investigation

03-14-07 Proposed


49


PSC-11-07-00011 Storm-related power outages by Consolidated Edison Company of New York, Inc.To modify the company’s response to power outages, the timing for any such changes and other related matters

03-14-07 Proposed

PSC-17-07-00008 Interconnection agreement between Verizon New York Inc. and BridgeCom International, Inc.To amend the agreement

04-25-07 Proposed

PSC-18-07-00010 Existing electric generating stations by Independent Power Producers of New York, Inc.To repower and upgrade existing electric generating stations owned by Rochester Gas and Electric Corporation

05-02-07 Proposed

PSC-20-07-00016 Tariff revisions and making rates permanent by New York State Electric & Gas CorporationTo seek rehearing

05-16-07 Proposed

PSC-21-07-00007 Natural Gas Supply and Acquisition Plan by Corning Natural Gas CorporationTo revise the rates, charges, rules and regulations for gas service

05-23-07 Proposed

PSC-22-07-00015 Demand Side Management Program by Consolidated Edison Company of New York, Inc.To recover incremental program costs and lost revenue

05-30-07 Proposed

PSC-23-07-00022 Supplier, transportation, balancing and aggregation service by National Fuel Gas Distribution CorporationTo explicitly state in the company’s tariff that the threshold level of elective upstream transmission capacity is a maximumof 112,600 Dth/day of marketer-provided upstream capacity

06-06-07 Proposed

PSC-24-07-00012 Gas Efficiency Program by the City of New YorkTo consider rehearing a decision establishing a Gas Efficiency Program

06-13-07 Proposed

PSC-39-07-00017 Gas bill issuance charge by New York State Electric & Gas CorporationTo create a gas bill issuance charge unbundled from delivery rates

09-26-07 Proposed

PSC-41-07-00009 Submetering of electricity rehearingTo seek reversal

10-10-07 Proposed

PSC-42-07-00012 Energy efficiency program by Orange and Rockland Utilities, Inc.To consider any energy efficiency program for Orange and Rockland Utilities, Inc.’s electric service

10-17-07 Proposed

PSC-42-07-00013 Revenue decoupling by Orange and Rockland Utilities, Inc.To consider a revenue decoupling mechanism for Orange and Rockland Utilities, Inc.

10-17-07 Proposed

PSC-45-07-00005 Customer incentive programs by Orange and Rockland Utilities, Inc.To establish a tariff provision

11-07-07 Proposed

PSC-02-08-00006 Additional central office codes in the 315 area code regionTo consider options for making additional codes

01-09-08 Proposed

PSC-03-08-00006 Rehearing of the accounting determinationsTo grant or deny a petition for rehearing of the accounting determinations

01-16-08 Proposed


50


PSC-04-08-00010 Granting of easement rights on utility property by Central Hudson Gas & Electric CorporationTo grant easement rights to Millennium Pipeline Company, L.L.C.

01-23-08 Proposed

PSC-04-08-00012 Marketing practices of energy service companies by the Consumer Protection Board and New York City Department ofConsumer AffairsTo consider modifying the commission’s regulation over marketing practices of energy service companies

01-23-08 Proposed

PSC-08-08-00016 Transfer of ownership by Entergy Nuclear Fitzpatrick LLC, et al.To consider the transfer

02-20-08 Proposed

PSC-12-08-00019 Extend the provisions of the existing electric rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-12-08-00021 Extend the provisions of the existing gas rate plan by Rochester Gas and Electric CorporationTo consider the request

03-19-08 Proposed

PSC-13-08-00011 Waiver of commission policy and NYSEG tariff by Turner Engineering, PCTo grant or deny Turner’s petition

03-26-08 Proposed

PSC-13-08-00012 Voltage drops by New York State Electric & Gas CorporationTo grant or deny the petition

03-26-08 Proposed

PSC-23-08-00008 Petition requesting rehearing and clarification of the commission’s April 25, 2008 order denying petition of public utilitylaw projectTo consider whether to grant or deny, in whole or in part, the May 7, 2008 Public Utility Law Project (PULP) petition forrehearing and clarification of the commission’s April 25, 2008 order denying petition of Public Utility Law Project

06-04-08 Proposed

PSC-25-08-00007 Policies and procedures regarding the selection of regulatory proposals to meet reliability needsTo establish policies and procedures regarding the selection of regulatory proposals to meet reliability needs

06-18-08 Proposed

PSC-25-08-00008 Report on Callable Load OpportunitiesRider U report assessing callable load opportunities in New York City and Westchester County during the next 10 years

06-18-08 Proposed

PSC-28-08-00004 Con Edison’s procedure for providing customers access to their account informationTo consider Con Edison’s implementation plan and timetable for providing customers access to their account information

07-09-08 Proposed

PSC-31-08-00025 Recovery of reasonable DRS costs from the cost mitigation reserve (CMR)To authorize recovery of the DRS costs from the CMR

07-30-08 Proposed

PSC-32-08-00009 The ESCO referral program for KEDNY to be implemented by October 1, 2008To approve, reject or modify, in whole or in part, KEDNY’s recommended ESCO referral program

08-06-08 Proposed

PSC-33-08-00008 Noble Allegany’s request for lightened regulationTo consider Noble Allegany’s request for lightened regulation as an electric corporation

08-13-08 Proposed


51


PSC-36-08-00019 Land Transfer in the Borough of Manhattan, New YorkTo consider petition for transfer of real property to NYPH

09-03-08 Proposed

PSC-39-08-00010 RG&E’s economic development plan and tariffsConsideration of the approval of RG&E’s economic development plan and tariffs

09-24-08 Proposed

PSC-40-08-00010 Loans from regulated company to its parentTo determine if the cash management program resulting in loans to the parent should be approved

10-01-08 Proposed

PSC-41-08-00009 Transfer of control of cable TV franchiseTo determine if the transfer of control of Margaretville’s cable TV subsidiary should be approved

10-08-08 Proposed

PSC-43-08-00014 Annual Reconcilliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Re-coveries

10-22-08 Proposed

PSC-46-08-00008 Property transfer in the Village of Avon, New YorkTo consider a petition for the transfer of street lighting and attached equipment to the Village of Avon, New York

11-12-08 Proposed

PSC-46-08-00010 A transfer of indirect ownership interests in nuclear generation facilitiesConsideration of approval of a transfer of indirect ownership interests in nuclear generation facilities

11-12-08 Proposed

PSC-46-08-00014 The attachment of cellular antennae to an electric transmission towerTo approve, reject or modify the request for permission to attach cellular antennae to an electric transmission tower

11-12-08 Proposed

PSC-48-08-00005 A National Grid high efficiency gas heating equipment rebate programTo expand eligibility to customers converting from oil to natural gas

11-26-08 Proposed

PSC-48-08-00008 Petition for the master metering and submetering of electricityTo consider the request of Bay City Metering, to master meter & submeter electricity at 345 E. 81st St., New York, NewYork

11-26-08 Proposed

PSC-48-08-00009 Petition for the submetering of electricityTo consider the request of PCV/ST to submeter electricity at Peter Cooper Village & Stuyvesant Town, New York, NewYork

11-26-08 Proposed

PSC-50-08-00018 Market Supply ChargeA study on the implementation of a revised Market Supply Charge

12-10-08 Proposed

PSC-51-08-00006 Commission’s October 27, 2008 Order on Future of Retail Access Programs in Case 07-M-0458To consider a Petition for rehearing of the Commission’s October 27, 2008 Order in Case 07-M-0458

12-17-08 Proposed

PSC-51-08-00007 Commission’s October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078To consider Petitions for rehearing of the Commission’s October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and08-G-0078

12-17-08 Proposed


52


PSC-53-08-00011 Use of deferred Rural Telephone Bank fundsTo determine if the purchase of a softswitch by Hancock is an appropriate use of deferred Rural Telephone Bank funds

12-31-08 Proposed

PSC-53-08-00012 Transfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NYTransfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NY

12-31-08 Proposed

PSC-53-08-00013 To transfer common stock and ownershipTo consider transfer of common stock and ownership

12-31-08 Proposed

PSC-01-09-00015 FCC decision to redefine service area of Citizens/FrontierReview and consider FCC proposed redefinition of Citizens/Frontier service area

01-07-09 Proposed

PSC-02-09-00010 Competitive classification of independent local exchange company, and regulatory relief appropriate theretoTo determine if Chazy & Westport Telephone Corporation more appropriately belongs in scenario 1 rather than scenario2

01-14-09 Proposed

PSC-05-09-00008 Revenue allocation, rate design, performance metrics, and other non-revenue requirement issuesTo consider any remaining non-revenue requirement issues related to the Company’s May 9, 2008 tariff filing

02-04-09 Proposed

PSC-05-09-00009 Numerous decisions involving the steam system including cost allocation, energy efficiency and capital projectsTo consider the long term impacts on steam rates and on public policy of various options concerning the steam system

02-04-09 Proposed

PSC-06-09-00007 Interconnection of the networks between Frontier Comm. and WVT Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier Comm. and WVT Comm.

02-11-09 Proposed

PSC-07-09-00015 Transfer certain utility assets located in the Town of Montgomery from plant held for future use to non-utility propertyTo consider the request to transfer certain utility assets located in the Town of Montgomery to non-utility assets

02-18-09 Proposed

PSC-07-09-00017 Request for authorization to defer the incremental costs incurred in the restoration work resulting from the ice stormTo allow the company to defer the incremental costs incurred in the restoration work resulting from the ice storm

02-18-09 Proposed

PSC-07-09-00018 Whether to permit the submetering of natural gas service to an industrial and commercial customer at Cooper Union,New York, NYTo consider the request of Cooper Union, to submeter natural gas at 41 Cooper Square, New York, New York

02-18-09 Proposed

PSC-12-09-00010 Charges for commodityTo charge customers for commodity costs

03-25-09 Proposed

PSC-12-09-00012 Charges for commodityTo charge customers for commodity costs

03-25-09 Proposed

PSC-13-09-00008 Options for making additional central office codes available in the 718/347 numbering plan areaTo consider options for making additional central office codes available in the 718/347 numbering plan area

04-01-09 Proposed


53


PSC-14-09-00014 The regulation of revenue requirements for municipal utilities by the Public Service CommissionTo determine whether the regulation of revenue requirements for municipal utilities should be modified

04-08-09 Proposed

PSC-16-09-00010 Petition for the submetering of electricityTo consider the request of AMPS on behalf of Park Imperial to submeter electricity at 230 W. 56th Street, in New York,New York

04-22-09 Proposed

PSC-16-09-00020 Whether SUNY’s core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacityWhether SUNY’s core accounts should be exempt from the mandatory assignment of local distribution company (LDC)capacity

04-22-09 Proposed

PSC-17-09-00010 Whether to permit the use of Elster REX2 solid state electric meter for use in residential and commerical accountsTo permit electric utilities in New York State to use the Elster REX2

04-29-09 Proposed

PSC-17-09-00011 Whether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxesWhether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future usetaxes

04-29-09 Proposed

PSC-17-09-00012 Petition for the submetering of gas at commercial propertyTo consider the request of Turner Construction, to submeter natural gas at 550 Short Ave., & 10 South St., GovernorsIsland, NY

04-29-09 Proposed

PSC-17-09-00014 Benefit-cost framework for evaluating AMI programs prepared by the DPS StaffTo consider a benefit-cost framework for evaluating AMI programs prepared by the DPS Staff

04-29-09 Proposed

PSC-17-09-00015 The construction of a tower for wireless antennas on land owned by National GridTo approve, reject or modify the petition to build a tower for wireless antennas in the Town of Onondaga

04-29-09 Proposed

PSC-18-09-00012 Petition for rehearing of Order approving the submetering of electricityTo consider the request of Frank Signore to rehear petition to submeter electricity at One City Place in White Plains, NewYork

05-06-09 Proposed

PSC-18-09-00013 Petition for the submetering of electricityTo consider the request of Living Opportunities of DePaul to submeter electricity at E. Main St. located in Batavia, NewYork

05-06-09 Proposed

PSC-18-09-00017 Approval of an arrangement for attachment of wireless antennas to the utility’s transmission facilities in the City ofYonkersTo approve, reject or modify the petition for the existing wireless antenna attachment to the utility’s transmission tower

05-06-09 Proposed

PSC-20-09-00016 The recovery of, and accounting for, costs associated with the Companies’ advanced metering infrastructure (AMI) pilotsetcTo consider a filing of the Companies as to the recovery of, and accounting for, costs associated with it’s AMI pilots etc

05-20-09 Proposed

PSC-20-09-00017 The recovery of, and accounting for, costs associated with CHG&E’s AMI pilot programTo consider a filing of CHG&E as to the recovery of, and accounting for, costs associated with it’s AMI pilot program

05-20-09 Proposed


54


PSC-22-09-00011 Cost allocation for Consolidated Edison’s East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison’s East River RepoweringProject

06-03-09 Proposed

PSC-25-09-00005 Whether to grant, deny, or modify, in whole or in part, the petitionWhether to grant, deny, or modify, in whole or in part, the petition

06-24-09 Proposed

PSC-25-09-00006 Electric utility implementation plans for proposed web based SIR application process and project status databaseTo determine if the proposed web based SIR systems are adequate and meet requirements needed for implementation

06-24-09 Proposed

PSC-25-09-00007 Electric rates for Consolidated Edison Company of New York, IncConsider a Petition for Rehearing filed by Consolidated Edison Company of New York, Inc

06-24-09 Proposed

PSC-27-09-00011 Interconnection of the networks between Vernon and tw telecom of new york I.p. for local exchange service andexchange access.To review the terms and conditions of the negotiated agreement between Vernon and tw telecom of new york I.p.

07-08-09 Proposed

PSC-27-09-00014 Billing and payment for energy efficiency measures through utility billTo promote energy conservation

07-08-09 Proposed

PSC-27-09-00015 Interconnection of the networks between Oriskany and tw telecom of new york l.p. for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Oriskany and tw telecom of new york l.p

07-08-09 Proposed

PSC-29-09-00011 Consideration of utility compliance filingsConsideration of utility compliance filings

07-22-09 Proposed

PSC-32-09-00009 Cost allocation for Consolidated Edison’s East River Repowering ProjectTo determine whether any changes are warranted in the cost allocation of Consolidated Edison’s East River RepoweringProject

08-12-09 Proposed

PSC-34-09-00016 Recommendations made in the Management Audit Final ReportTo consider whether to take action or recommendations contained in the Management Audit Final Report

08-26-09 Proposed

PSC-34-09-00017 To consider the transfer of control of Plattsburgh Cablevision, Inc. d/b/a Charter Communications to CH Communications,LLCTo allow the Plattsburgh Cablevision, Inc. to distribute its equity interest in CH Communications, LLC

08-26-09 Proposed

PSC-36-09-00008 The increase in the non-bypassable charge implemented by RG&E on June 1, 2009Considering exemptions from the increase in the non-bypassable charge implemented by RG&E on June 1, 2009

09-09-09 Proposed

PSC-37-09-00015 Sale of customer-generated steam to the Con Edison steam systemTo establish a mechanism for sale of customer-generated steam to the Con Edison steam system

09-16-09 Proposed

PSC-37-09-00016 Applicability of electronic signatures to Deferred Payment AgreementsTo determine whether electronic signatures can be accepted for Deferred Payment Agreements

09-16-09 Proposed


55


PSC-39-09-00015 Modifications to the $5 Bill Credit ProgramConsideration of petition of National Grid to modify the Low Income $5 Bill Credit Program

09-30-09 Proposed

PSC-39-09-00018 The offset of deferral balances with Positive Benefit AdjustmentsTo consider a petition to offset deferral balances with Positive Benefit Adjustments

09-30-09 Proposed

PSC-40-09-00013 Uniform System of Accounts - request for deferral and amortization of costsTo consider a petition to defer and amortize costs

10-07-09 Proposed

PSC-51-09-00029 Rules and guidelines for the exchange of retail access data between jurisdictional utilities and eligible ESCOsTo revise the uniform Electronic Data Interchange Standards and business practices to incorporate a contest period

12-23-09 Proposed

PSC-51-09-00030 Waiver or modification of Capital Expenditure condition of mergerTo allow the companies to expend less funds for capital improvement than required by the merger

12-23-09 Proposed

PSC-52-09-00006 ACE’s petition for rehearing for an order regarding generator-specific energy deliverability study methodologyTo consider whether to change the Order Prescribing Study Methodology

12-30-09 Proposed

PSC-52-09-00008 Approval for the New York Independent System Operator, Inc. to incur indebtedness and borrow up to $50,000,000To finance the renovation and construction of the New York Independent System Operator, Inc.’s power control centerfacilities

12-30-09 Proposed

PSC-05-10-00008 Petition for the submetering of electricityTo consider the request of University Residences - Rochester, LLC to submeter electricity at 220 John Street, Henrietta,NY

02-03-10 Proposed

PSC-05-10-00015 Petition for the submetering of electricityTo consider the request of 243 West End Avenue Owners Corp. to submeter electricity at 243 West End Avenue, NewYork, NY

02-03-10 Proposed

PSC-06-10-00022 The Commission’s Order of December 17, 2009 related to redevelopment of Consolidated Edison’s Hudson Avenuegenerating facilityTo reconsider the Commission’s Order of December 17, 2009 related to redevelopment of the Hudson Avenue generatingfacility

02-10-10 Proposed

PSC-07-10-00009 Petition to revise the Uniform Business PracticesTo consider the RESA petition to allow rescission of a customer request to return to full utility service

02-17-10 Proposed

PSC-08-10-00007 Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847

02-24-10 Proposed

PSC-08-10-00009 Consolidated Edison of New York, Inc. energy efficiency programsTo modify approved energy efficiency programs

02-24-10 Proposed

PSC-12-10-00015 Recommendations made by Staff intended to enhance the safety of Con Edison’s gas operationsTo require that Con Edison implement the Staff recommendations intended to enhance the safety of Con Edison’s gasoperations

03-24-10 Proposed


56


PSC-14-10-00010 Petition for the submetering of electricityTo consider the request of 61 Jane Street Owners Corporation to submeter Electricity at 61 Jane Street, Manhattan, NY

04-07-10 Proposed

PSC-16-10-00005 To consider adopting and expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

04-21-10 Proposed

PSC-16-10-00007 Interconnection of the networks between TDS Telecom and PAETEC Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between TDS Telecom and PAETEC Communications

04-21-10 Proposed

PSC-16-10-00015 Interconnection of the networks between Frontier and Choice One Communications for local exchange service andexchange accessTo review the terms and conditions of the negotiated agreement between Frontier and Choice One Communications

04-21-10 Proposed

PSC-18-10-00009 Electric utility transmission right-of-way management practicesTo consider electric utility transmission right-of-way management practices

05-05-10 Proposed

PSC-19-10-00022 Whether National Grid should be permitted to transfer a parcel of property located at 1 Eddy Street, Fort Edward, NewYorkTo decide whether to approve National Grid’s request to transfer a parcel of vacant property in Fort Edward, New York

05-12-10 Proposed

PSC-22-10-00006 Requirement that Noble demonstrate that its affiliated electric corporations operating in New York are providing safe ser-viceConsider requiring that Noble demonstrate that its affiliated electric corporations in New York are providing safe service

06-02-10 Proposed

PSC-22-10-00008 Petition for the submetering of electricityTo consider the request of 48-52 Franklin Street to submeter electricity at 50 Franklin Street, New York, New York

06-02-10 Proposed

PSC-24-10-00009 Verizon New York Inc. tariff regulations relating to voice messaging serviceTo remove tariff regulations relating to retail voice messaging service from Verizon New York Inc.’s tariff

06-16-10 Proposed

PSC-25-10-00012 Reassignment of the 2-1-1 abbreviated dialing codeConsideration of petition to reassign the 2-1-1 abbreviated dialing code

06-23-10 Proposed

PSC-27-10-00016 Petition for the submetering of electricityTo consider the request of 9271 Group, LLC to submeter electricity at 960 Busti Avenue, Buffalo, New York

07-07-10 Proposed

PSC-34-10-00003 The modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities Program

08-25-10 Proposed

PSC-34-10-00005 Approval of a contract for $250,000 in tank repairs that may be a financingTo decide whether to approve a contract between the parties that may be a financing of $250,000 for tank repairs

08-25-10 Proposed

PSC-34-10-00006 The modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities ProgramThe modification of Central Hudson Gas & Electric Corporation’s Enhanced Powerful Opportunities Program

08-25-10 Proposed


57


PSC-36-10-00010 Central Hudson’s procedures, terms and conditions for an economic development planConsideration of Central Hudson’s procedures, terms and conditions for an economic development plan

09-08-10 Proposed

PSC-40-10-00014 Disposition of a state sales tax refundTo determine how much of a state sales tax refund should be retained by National Grid

10-06-10 Proposed

PSC-40-10-00021 Whether to permit the submetering of natural gas service to a commercial customer at Quaker Crossing MallTo permit the submetering of natural gas service to a commercial customer at Quaker Crossing Mall

10-06-10 Proposed

PSC-41-10-00018 Amount of hourly interval data provided to Hourly Pricing customers who have not installed a phone line to read meterAllow Central Hudson to provide less than a years worth of interval data and charge for manual meter reading for somecustomers

10-13-10 Proposed

PSC-41-10-00022 Request for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NYRequest for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NY

10-13-10 Proposed

PSC-42-10-00011 Petition for the submetering of electricityTo consider the request of 4858 Group, LLC to submeter electricity at 456 Main Street, Buffalo, New York

10-20-10 Proposed

PSC-43-10-00016 Utility Access to Ducts, Conduit Facilities and Utility PolesTo review the complaint from Optical Communications Group

10-27-10 Proposed

PSC-44-10-00003 Third and fourth stage gas rate increase by Corning Natural Gas CorporationTo consider Corning Natural Gas Corporation’s request for a third and fourth stage gas rate increase

11-03-10 Proposed

PSC-51-10-00018 Commission proceeding concerning three-phase electric service by all major electric utilitiesInvestigate the consistency of the tariff provisions for three-phase electric service for all major electric utilities

12-22-10 Proposed

PSC-11-11-00003 The proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public serviceThe proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public service

03-16-11 Proposed

PSC-13-11-00005 Exclude the minimum monthly bill component from the earnings test calculationExclude the minimum monthly bill component from the earnings test calculation

03-30-11 Proposed

PSC-14-11-00009 Petition for the submetering of electricityTo consider the request of 83-30 118th Street to submeter electricity at 83-30 118th Street, Kew Gardens, New York

04-06-11 Proposed

PSC-19-11-00007 Utility price reporting requirements related to the Commission’s ‘‘Power to Choose’’ websiteModify the Commission’s utility electric commodity price reporting requirements related to the ‘‘Power to Choose’’ website

05-11-11 Proposed

PSC-20-11-00012 Petition for the submetering of electricityTo consider the request of KMW Group LLC to submeter electricity at 122 West Street, Brooklyn, New York

05-18-11 Proposed

PSC-20-11-00013 Determining the reasonableness of Niagara Mohawk Power Corporation d/b/a National Grid ‘s make ready chargesTo determine if the make ready charges of Niagara Mohawk Power Corporation d/b/a National Grid are reasonable

05-18-11 Proposed


58


PSC-22-11-00004 Whether to permit the use of the Sensus accWAVE for use in residential gas meter applicationsTo permit gas utilities in New York State to use the Sensus accWAVE diaphragm gas meter

06-01-11 Proposed

PSC-26-11-00007 Water rates and chargesTo approve an increase in annual revenues by about $25,266 or 50%

06-29-11 Proposed

PSC-26-11-00009 Petition for the submetering of electricity at commercial propertyTo consider the request of by Hoosick River Hardwoods, LLC to submeter electricity at 28 Taylor Avenue, in Berlin, NewYork

06-29-11 Proposed

PSC-26-11-00012 Waiver of generation retirement notice requirementsConsideration of waiver of generation retirement notice requirements

06-29-11 Proposed

PSC-29-11-00011 Petition requesting the Commssion reconsider its May 19, 2011 Order and conduct a hearing, and petition to stay saidOrder.To consider whether to grant or deny, in whole or in part, Windstream New York’s Petition For Reconsideration andRehearing.

07-20-11 Proposed

PSC-34-11-00005 Approval for Hudson Transmission Partners, LLC to incur indebtedness and borrow up to $750,000,000To finance the construction of Hudson Transmission Partners, LLC’s electric transmission facility

08-24-11 Emergency/Adopted

PSC-35-11-00011 Whether to permit Consolidated Edison a waiver to commission regulations Part 226.8Permit Consolidated Edison to conduct a inspection program in lieu of testing the accuracy of Category C meters

08-31-11 Proposed

PSC-36-11-00006 To consider expanding mobile stray voltage testing requirementsAdopt additional mobile stray voltage testing requirements

09-07-11 Proposed

PSC-38-11-00002 Operation and maintenance procedures pertaining to steam trap capsAdopt modified steam operation and maintenance procedures

09-21-11 Proposed

PSC-38-11-00003 Waiver of certain provisions of the electric service tariffs of Con EdisonConsideration of waiver of certain provisions of the electric service tariffs of Con Edison

09-21-11 Proposed

PSC-40-11-00010 Participation of regulated local exchange carriers in the New York Data Exchange, Inc. (NYDE)Whether to partially modify its order requiring regulated local exchange carriers’ participation NYDE

10-05-11 Proposed

PSC-40-11-00012 Granting of transfer of plant in-service to a regulatory assetTo approve transfer and recovery of unamortized plant investment

10-05-11 Proposed

PSC-41-11-00002 Approval for National Grid’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve National Grid’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.


PSC-42-11-00018 Availability of telecommunications services in New York State at just and reasonable ratesProviding funding support to help ensure availability of affordable telecommunications service throughout New York

10-19-11 Proposed


59


PSC-43-11-00012 Transfer of outstanding shares of stockTransfer the issued outstanding shares of stock of The Meadows at Hyde Park Water-Works Corporation to HPWS, LLC

10-26-11 Proposed

PSC-44-11-00018 The New York State Energy Research and Development Authority’s proposal for an Agricultural Disaster Energy Effi-ciency Program.To assist farms damaged by Hurricane Irene and Tropical Storm Lee and to promote gas and electricity conservation inNew York.


PSC-45-11-00002 Approval for NYSEG’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.To approve NYSEG’s Emergency Economic Development Programs to provide immediate assistance to qualifyingcustomers.


PSC-47-11-00007 Remedying miscalculations of delivered gas as between two customer classesConsideration of Con Edison’s proposal to address inter-class delivery imbalances resulting from past Companymiscalculations

11-23-11 Proposed

PSC-48-11-00007 Transfer of controlling interests in generation facilities from Dynegy to PSEGConsideration of the transfer of controlling interests in electric generation facilities from Dynegy to PSEG

11-30-11 Proposed

PSC-48-11-00008 Petition for the submetering of electricityTo consider the request of To Better Days, LLC to submeter electricity at 37 East 4th Street, New York, New York

11-30-11 Proposed

PSC-01-12-00007 The New York State Reliability Council’s revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

01-04-12 Proposed

PSC-01-12-00008 Transfer of real property and easements from NMPNS to NMP3Consideration of the transfer of real property and easements from NMPNS to NMP3

01-04-12 Proposed

PSC-01-12-00009 Recovery of expenses related to the expansion of Con Edison’s ESCO referral program, PowerMoveTo determine how and to what extent expenses related to the Expansion of Con Edison’s ESCO referral program shouldbe recovered

01-04-12 Proposed

PSC-11-12-00002 Whether to grant, deny or modify, in whole or part, Hegeman’s petition for a waiver of Commission policy and ConEdison tariffWhether to grant, deny or modify, in whole or part, Hegeman’s petition for a waiver of Commission policy and ConEdison tariff

03-14-12 Proposed

PSC-11-12-00005 Transfer of land and water supply assetsTransfer the land and associated water supply assets of Groman Shores, LLC to Robert Groman

03-14-12 Proposed

PSC-13-12-00005 Authorization to transfer certain real propertyTo decide whether to approve the transfer of certain real property

03-28-12 Proposed

PSC-19-12-00023 Petition for approval pursuant to Section 70 for the sale of goods with an original cost of less than $100,000To consider whether to grant, deny or modify, in whole or in part, the petition filed by Orange and Rockland Utilities, Inc.

05-09-12 Proposed


60


PSC-21-12-00006 Tariff filing requirements and refundsTo determine if certain agreements should be filed pursuant to the Public Service Law and if refunds are warranted

05-23-12 Proposed

PSC-21-12-00011 Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47

05-23-12 Proposed

PSC-23-12-00007 The approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facilityTo consider the approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facility

06-06-12 Proposed

PSC-23-12-00009 Over earnings sharing between rate payers and shareholdersTo establish an Earnings Sharing Mechanism to be applied following the conclusion of Corning’s rate plan

06-06-12 Proposed

PSC-27-12-00012 Implementation of recommendations made in a Management Audit ReportTo consider implementation of recommendations made in a Management Audit Report

07-03-12 Proposed

PSC-28-12-00013 Exemption of reliability reporting statistics for the purpose of the 2012 Reliability Performance MechanismConsideration of Orange and Rockland Utilities request for exemption of the 2012 reliability reporting statistics

07-11-12 Proposed

PSC-29-12-00019 Waiver of 16 NYCRR 894.1 through 894.4To allow the Town of Hamden to waive certain preliminary franchising procedures to expedite the franchising process.

07-18-12 Proposed

PSC-30-12-00010 Waiver of 16 NYCRR 894.1 through 894.4To allow the Town of Andes to waive certain preliminary franchising procedures to expedite the franchising process

07-25-12 Proposed

PSC-33-12-00009 Telecommunications companies ability to attach to utility company polesConsideration of Tech Valley’s ability to attach to Central Hudson poles

08-15-12 Proposed

PSC-37-12-00009 Proposed modification by Con Edison of its procedures to calculate estimated bills to its customersProposed modification by Con Edison of its procedures to calculate estimated bills to its customers

09-12-12 Proposed

PSC-42-12-00009 Regulation of Gipsy Trail Club, Inc.’s long-term financing agreementsTo exempt Gipsy Trail Club, Inc. from Commission regulation of its financing agreements

10-17-12 Proposed

PSC-45-12-00008 Whether to grant, deny or modify, in whole or part, ESHG’s petition for a waiver of Commission policy and RG&E tariffWhether to grant, deny or modify, in whole or part, ESHG’s petition for a waiver of Commission policy and RG&E tariff

11-07-12 Proposed

PSC-45-12-00010 Whether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood FireDistrictWhether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood FireDistrict

11-07-12 Proposed

PSC-50-12-00003 Affiliate standards for Corning Natural Gas CorporationTo resolve issues raised by Corning Natural Gas Corporation in its petition for rehearing

12-12-12 Proposed


61


PSC-04-13-00006 Expansion of mandatory day ahead hourly pricing for customers of Orange and Rockland Utilities with demands above100 kWTo consider the expansion of mandatory day ahead hourly pricing for customers with demands above 100 kW

01-23-13 Proposed

PSC-04-13-00007 Authorization to transfer certain real property.To decide whether to approve the transfer of certain real property.

01-23-13 Proposed

PSC-06-13-00008 Verizon New York Inc.’s retail service qualityTo investigate Verizon New York Inc.’s retail service quality

02-06-13 Proposed

PSC-08-13-00012 Filing requirements for certain Article VII electric facilitiesTo ensure that applications for certain electric transmission facilities contain pertinent information

02-20-13 Proposed

PSC-08-13-00014 Uniform System of Accounts - Request for Accounting AuthorizationTo allow the company to defer an item of expense or capital beyond the end of the year in which it was incurred

02-20-13 Proposed

PSC-12-13-00007 Protecting company water mainsTo allow the company to require certain customers to make changes to the electrical grounding system at their homes

03-20-13 Proposed

PSC-13-13-00008 The potential waiver of 16 NYCRR 255.9221(d) completion of integrity assessments for certain gas transmission lines.To determine whether a waiver of the timely completion of certain gas transmission line integrity assessments should begranted.

03-27-13 Proposed

PSC-18-13-00007 Whether Demand Energy Networks energy storage systems should be designated technologies for standby rate eligibilitypurposesWhether Demand Energy Networks energy storage systems should be designated technologies for standby rate eligibilitypurposes

05-01-13 Proposed

PSC-21-13-00003 To consider policies that may impact consumer acceptance and use of electric vehiclesTo consider and further develop policies that may impact consumer acceptance and use of electric vehicles

05-22-13 Proposed

PSC-21-13-00005 To implement an abandonment of Windover’s water systemTo approve the implementation of abandonment of Windover’s water system

05-22-13 Proposed

PSC-21-13-00008 Rates of National Fuel Gas Distribution CorporationTo make the rates of National Fuel Gas Distribution Corporation temporary, subject to refund, if they are found to beexcessive

05-22-13 Proposed

PSC-21-13-00009 Reporting requirements for natural gas local distribution companiesTo help ensure efficient and economic expansion of the natural gas system as appropriate

05-22-13 Proposed

PSC-22-13-00009 On remand from New York State court litigation, determine the recovery of certain deferred amounts owed NFG byratepayersOn remand, to determine the recovery of certain deferral amounts owed NFG from ratepayers

05-29-13 Proposed

PSC-23-13-00005 Waiver of partial payment, directory database distribution, service quality reporting, and service termination regulationsEqualize regulatory treatment based on level of competition and practical considerations

06-05-13 Proposed


62


PSC-25-13-00008 To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.

06-19-13 Proposed

PSC-25-13-00009 Provision by utilities of natural gas main and service lines.To help ensure efficient and economic expansion of the natural gas system as appropriate.

06-19-13 Proposed

PSC-25-13-00012 To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.To deny, grant or modify, in whole or in part, Central Hudson’s rehearing request.

06-19-13 Proposed

PSC-27-13-00014 Columbia Gas Transmission Corporation Cost RefundFor approval for temporary waiver of tariff provisions regarding its Columbia Gas Transmission Corporation cost refund.

07-03-13 Proposed

PSC-28-13-00014 Provision for the recovery and allocation of costs of transmission projects that reduce congestion on certain interfacesTo consider the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces

07-10-13 Proposed

PSC-28-13-00016 The request of NGT for lightened regulation as a gas corporation.To consider whether to approve, reject, or modify the request of Niagara gas transport of Lockport, NY LLC.

07-10-13 Proposed

PSC-28-13-00017 The request by TE for waiver of regulations requiring that natural gas be odorized in certain gathering line segmentsConsider the request by TE for waiver of regulations that gas be odorized in certain lines

07-10-13 Proposed

PSC-32-13-00009 To consider the definition of ‘‘misleading or deceptive conduct’’ in the Commission’s Uniform Business PracticesTo consider the definition of ‘‘misleading or deceptive conduct’’ in the Commission’s Uniform Business Practices

08-07-13 Proposed

PSC-32-13-00012 To consider whether NYSEG should be required to undertake actions to protect its name and to minimize customerconfusionTo consider whether NYSEG should be required to undertake actions to protect its name and to minimize customerconfusion

08-07-13 Proposed

PSC-33-13-00027 Waive underground facility requirements for new construction in residential subdivisions to allow for overhead electriclines.Determine whether Chapin Lumberland, LLC subdivision will be allowed overhead electric distribution and service lines.

08-14-13 Proposed

PSC-33-13-00029 Deferral of incremental costs associated with the restoration of steam service following Superstorm Sandy.To consider a petition by Con Edison to defer certain incremental steam system restoration costs relating to SuperstormSandy.

08-14-13 Proposed

PSC-34-13-00004 Escrow account and surcharge to fund extraordinary repairsTo approve the establishment of an escrow account and surcharge

08-21-13 Proposed

PSC-42-13-00013 Failure to Provide Escrow InformationThe closure of the Escrow Account

10-16-13 Proposed

PSC-42-13-00015 Failure to Provide Escrow InformationThe closure of the Escrow Account

10-16-13 Proposed


63


PSC-43-13-00015 Petition for submetering of electricityTo consider the request of 2701 Kingsbridge Terrace L.P. to submeter electricity at 2701 Kingsbridge Terrace, Bronx, N.Y.

10-23-13 Proposed

PSC-45-13-00021 Investigation into effect of bifurcation of gas and electric utility service on Long Island.To consider a Petition for an investigation into effect of bifurcation of gas and electric utility service on Long Island.

11-06-13 Proposed

PSC-45-13-00022 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4)To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00023 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00024 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4); waiver of filing deadlines.To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-45-13-00025 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting

11-06-13 Proposed

PSC-47-13-00009 Petition for submetering of electricity.To consider the request of Hegeman Avenue Housing L.P. to submeter electricity at 39 Hegeman Avenue, Brooklyn, N.Y.

11-20-13 Proposed

PSC-47-13-00012 Conditioning,restricting or prohibiting the purchase of services by NYSEG and RG&E from certain affiliates.Consideration of conditioning,restricting or prohibiting the purchase of services by NYSEG and RG&E from certainaffiliates.

11-20-13 Proposed

PSC-49-13-00008 Authorization to transfer all of Crystal Water Supply Company, Inc. stocks to Essel Infra West Inc.To allow Crystal Water Supply Company, Inc to transfer all of its issued and outstanding stocks to Essel Infra West Inc.

12-04-13 Proposed

PSC-51-13-00009 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing.To ensure there is a reasonable basis for data submitted in support of a request for a change in rates.

12-18-13 Proposed


12-18-13 Proposed


12-18-13 Proposed

PSC-52-13-00012 The development of reliability contingency plan(s) to address the potential retirement of Indian Point Energy Center(IPEC).To address the petition for rehearing and reconsideration/motion for clarification of the IPEC reliability contingencyplan(s).

12-24-13 Proposed

PSC-52-13-00015 To enter into a loan agreement with the banks for up to an amount of $94,000.To consider allowing Knolls Water Company to enter into a long-term loan agreement.

12-24-13 Proposed


64


PSC-05-14-00010 The New York State Reliability Council’s revisions to its rules and measurementsTo adopt revisions to various rules and measurements of the New York State Reliability Council

02-05-14 Proposed

PSC-07-14-00008 Petition for submetering of electricityTo consider the request of Greater Centennial Homes HDFC, Inc. to submeter electricity at 102, 103 and 106 W 5thStreet, et al.

02-19-14 Proposed

PSC-07-14-00012 Water rates and chargesImplementation of Long-Term Water Supply Surcharge to recover costs associated with the Haverstraw Water SupplyProject

02-19-14 Proposed

PSC-08-14-00015 Verizon New York Inc.’s service quality and Customer Trouble Report Rate (CTRR) levels at certain central office entitiesTo improve Verizon New York Inc.’s service quality andthe Customer Trouble Report Rate levels at certain central officeentities

02-26-14 Proposed

PSC-10-14-00006 Actions to facilitate the availability of ESCO value-added offerings, ESCO eligibility and ESCO complianceTo facilitate ESCO value-added offerings and to make changes to ESCO eligibility and to ensure ESCO compliance

03-12-14 Proposed

PSC-11-14-00003 Provision for the recovery and allocation of costs of transmission projects that reduce congestion on certain interfacesTo consider the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces

03-19-14 Proposed

PSC-16-14-00014 Whether to order NYSEG to provide gas service to customers when an expanded CPCN is approved and impose PSL25-a penalties.To order gas service to customers in the Town of Plattsburgh after approval of a town wide CPCN and to imposepenalties.

04-23-14 Proposed

PSC-16-14-00015 Whether Central Hudson should be permitted to defer obligations of the Order issued on October 18, 2013 in Case 13-G-0336.Consideration of the petition by Central Hudson to defer reporting obligations of the October 18, 2013 Order in Case 13-G-0336

04-23-14 Proposed

PSC-17-14-00003 Con Edison’s Report on its 2013 performance under the Electric Service Reliability Performance MechanismCon Edison’s Report on its 2013 performance under the Electric Service Reliability Performance Mechanism

04-30-14 Proposed

PSC-17-14-00004 To consider certain portions of petitions for rehearing, reconsideration and/or clarificationTo consider certain portions of petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-17-14-00007 To consider petitions for rehearing, reconsideration and/or clarificationTo consider petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-17-14-00008 To consider certain portions of petitions for rehearing, reconsideration and/or clarificationTo consider certain portions of petitions for rehearing, reconsideration and/or clarification

04-30-14 Proposed

PSC-19-14-00014 Market Supply ChargeTo make tariff revisions to the Market Supply Charge for capacity related costs

05-14-14 Proposed

PSC-19-14-00015 Whether to permit the use of the Sensus accuWAVE for use in residential and commercial gas meter applicationsTo permit gas utilities in New York State to use the Sensus accuWAVE 415TC gas meter

05-14-14 Proposed


65


PSC-22-14-00013 Petition to transfer and merge systems, franchises and assets.To consider the Comcast and Time Warner Cable merger and transfer of systems, franchises and assets.

06-04-14 Proposed

PSC-23-14-00010 Whether to permit the use of the GE Dresser Series B3-HPC 11M-1480 rotary gas met for use in industrial gas meterapplicationsTo permit gas utilities in New York State to use the GE Dresser Series B3-HPC 11M-1480 rotary gas meter

06-11-14 Proposed

PSC-23-14-00014 Waiver of the negative revenue adjustment associated with KEDLI’s 2013 Customer Satisfaction Performance MetricConsideration of KEDLI’s waiver request pertaining to its 2013 performance under its Customer Satisfaction Metric

06-11-14 Proposed

PSC-24-14-00005 To examine LDC’s performance and performance measures.To improve gas safety performance.

06-18-14 Proposed

PSC-26-14-00013 Waiver of RG&E’s tariffed definition of emergency generator.To consider waiver of RG&E’s tariffed definition of emergency generator.

07-02-14 Proposed

PSC-26-14-00020 New electric utility backup service tariffs and standards for interconnection may be adopted.To encourage development of microgrids that enhance the efficiency, safety, reliability and resiliency of the electric grid.

07-02-14 Proposed

PSC-26-14-00021 Consumer protections, standards and protocols pertaining to access to customer data may be established.To balance the need for the information necessary to support a robust market with customer privacy concerns.

07-02-14 Proposed

PSC-28-14-00014 Petition to transfer systems, franchises and assets.To consider the Comcast and Charter transfer of systems, franchise and assets.

07-16-14 Proposed

PSC-30-14-00023 Whether to permit the use of the Sensus iPERL Fire Flow Meter.Pursuant to 16 NYCRR Part 500.3, it is necessary to permit the use of the Sensus iPERL Fire Flow Meter.

07-30-14 Proposed

PSC-30-14-00026 Petition for a waiver to master meter electricity.Considering the request of Renaissance Corporation of to master meter electricity at 100 Union Drive,Albany, NY.

07-30-14 Proposed

PSC-31-14-00004 To transfer 100% of the issued and outstanding stock from Vincent Cross to Bonnie and Michael CrossTo transfer 100% of the issued and outstanding stock from Vincent Cross to Bonnie and Michael Cross

08-06-14 Proposed

PSC-32-14-00012 Whether to grant or deny, in whole or in part, the Connect New York Coalition’s petitionTo consider the Connect New York Coalition’s petition seeking a formal investigation and hearings

08-13-14 Proposed

PSC-35-14-00004 Regulation of a proposed electricity generation facility located in the Town of Brookhaven, NYTo consider regulation of a proposed electricity generation facility located in the Town of Brookhaven, NY

09-03-14 Proposed

PSC-35-14-00005 Whether to permit the use of the Sensus iConA electric meterPursuant to 16 NYCRR Parts 92 and 93, Commission approval is necessary to permit the use of the Sensus iConAelectric meter

09-03-14 Proposed

PSC-36-14-00009 Modification to the Commission’s Electric Safety Standards.To consider revisions to the Commission’s Electric Safety Standards.

09-10-14 Proposed


66


PSC-38-14-00003 Whether to approve, reject or modify, in whole or in part a time-sensitive rate pilot program.Whether to approve, reject or modify, in whole or in part a time-sensitive rate pilot program.

09-24-14 Proposed

PSC-38-14-00004 The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.

09-24-14 Proposed

PSC-38-14-00005 Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.

09-24-14 Proposed

PSC-38-14-00007 Whether to expand Con Edison’s low income program to include Medicaid recipients.Whether to expand Con Edison’s low income program to include Medicaid recipients.

09-24-14 Proposed

PSC-38-14-00008 The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 HudsonAve. Brooklyn.

09-24-14 Proposed

PSC-38-14-00010 Inter-carrier telephone service quality standard and metrics and administrative changes.To review recommendations from the Carrier Working Group and incorporate appropriate modifications to the existingGuidelines.

09-24-14 Proposed

PSC-38-14-00012 Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2.

09-24-14 Proposed

PSC-39-14-00020 Whether to permit the use of the Mueller Systems 400 Series and 500 Series of water metersPursuant to 16 NYCRR section 500.3, whether to permit the use of the Mueller Systems 400, and 500 Series of watermeters

10-01-14 Proposed

PSC-40-14-00008 To consider granting authorization for Buy Energy Direct to resume marketing to residential customers.To consider granting authorization for Buy Energy Direct to resume marketing to residential customers.

10-08-14 Proposed

PSC-40-14-00009 Whether to permit the use of the Itron Open Way Centron Meter with Hardware 3.1 for AMR and AMI functionality.Pursuant to 16 NYCRR Parts 93, is necessary to permit the use of the Itron Open Way Centron Meter with Hardware3.1.

10-08-14 Proposed

PSC-40-14-00011 Late Payment Charge.To modify Section 7.6 - Late Payment Charge to designate a specific time for when a late payment charge is due.

10-08-14 Proposed

PSC-40-14-00013 Regulation of a proposed natural gas pipeline and related facilities located in the Town of Ticonderoga, NY.To consider regulation of a proposed natural gas pipeline and related facilities located in the Town of Ticonderoga, NY.

10-08-14 Proposed

PSC-40-14-00014 Waiver of 16 NYCRR Sections 894.1 through 894.4(b)(2)To allow the Town of Goshen, NY, to waive certain preliminary franchising procedures to expedite the franchisingprocess.

10-08-14 Proposed


67


PSC-40-14-00015 Late Payment Charge.To modify Section 6.6 - Late Payment Charge to designate a specific time for when a late payment charge is due.

10-08-14 Proposed

PSC-42-14-00003 Annual Reconciliation of Gas Expenses and Gas Cost RecoveriesThe filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Re-coveries

10-22-14 Proposed

PSC-42-14-00004 Winter Bundled Sales Service OptionTo modify SC-11 to remove language relating to fixed storage charges in the determination of the Winter Bundled Salescharge

10-22-14 Proposed

PSC-48-14-00014 Considering the recommendations contained in Staff’ s electric outage investigation report for MNRR, New Haven Line.To consider the recommendations contained in Staff’s electric outage investigation report for MNRR, New Haven Line.

12-03-14 Proposed

PSC-52-14-00019 Petition for a waiver to master meter electricity.Considering the request of 614 South Crouse Avenue, LLC to master meter electricity at 614 South Crouse Avenue, Syr-acuse, NY..

12-31-14 Proposed

PSC-01-15-00014 State Universal Service Fund DisbursementsTo consider Edwards Telephone Company’s request for State Universal Service Fund disbursements

01-07-15 Proposed

PSC-08-15-00009 Approval of a surcharge.To allow or disallow Emerald Green Lake Louise Marie Water Company, Inc. for a surcharge.

02-25-15 Proposed

12-31-19 Finalized

PSC-08-15-00010 Request pertaining to the lawfulness of National Grid USA continuing its summary billing program.To grant, deny, or modify URAC Rate Consultants’ request that National Grid cease its summary billing program.

02-25-15 Proposed

PSC-10-15-00007 Notification concerning tax refundsTo consider Verizon New York Inc.’s partial rehearing or reconsideration request regarding retention of property taxrefunds

03-11-15 Proposed

PSC-10-15-00008 Whether to waive Policy on Test Periods in Major Rate Proceedings and provide authority to file tariff changesWhether to waive Policy on Test Periods in Major Rate Proceedings and provide authority to file tariff changes

03-11-15 Proposed

PSC-13-15-00024 Whether Leatherstocking should be permitted to recover a shortfall in earningsTo decide whether to approve Leatherstocking’s request to recover a shortfall in earnings

04-01-15 Proposed

PSC-13-15-00026 Whether to permit the use of the Sensus Smart Point Gas AMR/AMI productTo permit the use of the Sensus Smart Point Gas AMR/AMI product

04-01-15 Proposed

PSC-13-15-00027 Whether to permit the use of the Measurlogic DTS 310 electric submeterTo permit the use of the Measurlogic DTS 310 submeter

04-01-15 Proposed

PSC-13-15-00028 Whether to permit the use of the SATEC EM920 electric meterTo permit necessary to permit the use of the SATEC EM920 electric meter

04-01-15 Proposed


68


PSC-13-15-00029 Whether to permit the use the Triacta Power Technologies 6103, 6112, 6303, and 6312 electric submetersTo permit the use of the Triacta submeters

04-01-15 Proposed

PSC-17-15-00007 To consider the petition of Leatherstocking Gas Company, LLC seeking authority to issue long-term debt of $2.75 millionTo consider the petition of Leatherstocking Gas Company, LLC seeking authority to issue long-term debt of $2.75 million

04-29-15 Proposed

PSC-18-15-00005 Con Edison’s Report on its 2014 performance under the Electric Service Reliability Performance MechanismCon Edison’s Report on its 2014 performance under the Electric Service Reliability Performance Mechanism

05-06-15 Proposed

PSC-19-15-00011 Gas Safety Performance Measures and associated negative revenue adjustmentsTo update the performance measures applicable to KeySpan Gas East Corporation d/b/a National Grid

05-13-15 Proposed

PSC-22-15-00015 To consider the request for waiver of the individual residential unit meter requirements and 16 NYCRR 96.1(a)To consider the request for waiver of the individual residential unit meter requirements and 16 NYCRR 96.1(a)

06-03-15 Proposed

PSC-23-15-00005 The modification of New York American Water’s current rate planWhether to adopt the terms of the Joint Proposal submitted by NYAW and DPS Staff

06-10-15 Proposed

PSC-23-15-00006 The modification of New York American Water’s current rate planWhether to adopt the terms of the Joint Proposal submitted by NYAW and DPS Staff

06-10-15 Proposed

PSC-25-15-00008 Notice of Intent to Submeter electricity.To consider the request of 165 E 66 Residences, LLC to submeter electricity at 165 East 66th Street, New York, NewYork.

06-24-15 Proposed

PSC-29-15-00025 Joint Petition for authority to transfer real property located at 624 West 132nd Street, New York, NYWhether to authorize the proposed transfer of real property located at 624 West 132nd Street, New York, NY

07-22-15 Proposed

PSC-32-15-00006 Development of a Community Solar Demonstration Project.To approve the development of a Community Solar Demonstration Project.

08-12-15 Proposed

PSC-33-15-00009 Remote net metering of a demonstration community net metering program.To consider approval of remote net metering of a demonstration community net metering program.

08-19-15 Proposed

PSC-33-15-00012 Remote net metering of a Community Solar Demonstration Project.To consider approval of remote net metering of a Community Solar Demonstration Project.

08-19-15 Proposed

PSC-34-15-00021 Petition by NYCOM requesting assistance with obtaining information on CLECs and ESCOsTo consider the petition by NYCOM requesting assistance with obtaining information on CLECs and ESCOs

08-26-15 Proposed

PSC-35-15-00014 Consideration of consequences against Light Power & Gas, LLC for violations of the UBPTo consider consequences against Light Power & Gas, LLC for violations of the UBP

09-02-15 Proposed

PSC-37-15-00007 Submetered electricityTo consider the request of 89 Murray Street Ass. LLC, for clarification of the submetering order issued December 20,2007

09-16-15 Proposed


69


PSC-40-15-00014 Whether to permit the use of the Open Way 3.5 with cellular communicationsTo consider the use of the Open Way 3.5 electric meter, pursuant to 16 NYCRR Parts 92 and 93

10-07-15 Proposed

PSC-42-15-00006 Deferral of incremental expenses associated with NERC’s new Bulk Electric System (BES) compliance requirements ap-proved by FERC.Consideration of Central Hudson’s request to defer incremental expenses associated with new BES compliancerequirements.

10-21-15 Proposed

PSC-44-15-00028 Deferral of incremental expenses associated with new compliance requirementsConsideration of Central Hudson’s request to defer incremental expenses associated with new compliance requirements

11-04-15 Proposed

PSC-47-15-00013 Whitepaper on Implementing Lightened Ratemaking Regulation.Consider Whitepaper on Implementing Lightened Ratemaking Regulation.

11-25-15 Proposed

PSC-48-15-00010 Lightened and incidental regulation of a 55 MW electric and steam generating facility.Consider the lightened and incidental regulation of a 55 MW electric and steam generating facility.

12-02-15 Proposed

12-04-19 Finalized

PSC-48-15-00011 Proposal to retire Huntley Units 67 and 68 on March 1, 2016.Consider the proposed retirement of Huntley Units 67 and 68.

12-02-15 Proposed

PSC-50-15-00006 The reduction of rates.To consider the reduction of rates charged by Independent Water Works, Inc.

12-16-15 Proposed

PSC-50-15-00009 Notice of Intent to submeter electricity.To consider the request to submeter electricity at 31-33 Lincoln Road and 510 Flatbush Avenue, Brooklyn, New York.

12-16-15 Proposed

PSC-51-15-00010 Modification of the EDPTo consider modifying the EDP

12-23-15 Proposed

PSC-01-16-00005 Proposed amendment to Section 5, Attachment 1.A of the Uniform Business PracticesTo consider amendment to Section 5, Attachment 1.A of the Uniform Business Practices

01-06-16 Proposed

PSC-04-16-00007 Whether Hamilton Municipal Utilities should be permitted to construct and operate a municipal gas distribution facility.Consideration of the petition by Hamilton Municipal Utilities to construct and operate a municipal gas distribution facility.

01-27-16 Proposed

PSC-04-16-00012 Proposal to mothball three gas turbines located at the Astoria Gas Turbine Generating Station.Consider the proposed mothball of three gas turbines located at the Astoria Gas Turbine Generating Station.

01-27-16 Proposed

PSC-04-16-00013 Proposal to find that three gas turbines located at the Astoria Gas Turbine Generating Station are uneconomic.Consider whether three gas turbines located at the Astoria Gas Turbine Generating Station are uneconomic.

01-27-16 Proposed

PSC-06-16-00013 Continued deferral of approximately $16,000,000 in site investigation and remediation costs.To consider the continued deferral of approximately $16,000,000 in site investigation and remediation costs.

02-10-16 Proposed


70


PSC-06-16-00014 MEGA’s proposed demonstration CCA program.To consider MEGA’s proposed demonstration CCA program.

02-10-16 Proposed

PSC-14-16-00008 Resetting retail markets for ESCO mass market customers.To ensure consumer protections with respect to residential and small non-residential ESCO customers.

04-06-16 Proposed

PSC-18-16-00013 Amendments to the Uniform Business Practices of ESCOs.To ensure consumer protection for ESCO customers.

05-04-16 Proposed


05-04-16 Proposed

PSC-18-16-00015 Petitions for rehearing of the Order Resetting Retail Energy Markets and Establishing Further Process.To ensure consumer protections for ESCO customers.

05-04-16 Proposed


05-04-16 Proposed


05-04-16 Proposed

PSC-20-16-00008 Consideration of consequences against Global Energy Group, LLC for violations of the Uniform Business Practices(UBP).To consider consequences against Global Energy Group, LLC for violations of the Uniform Business Practices (UBP).

05-18-16 Proposed

PSC-20-16-00010 Deferral and recovery of incremental expense.To consider deferring costs of conducting leak survey and repairs for subsequent recovery.

05-18-16 Proposed

PSC-20-16-00011 Enetics LD-1120 Non-Intrusive Load Monitoring Device in the Statewide Residential Appliance Metering Study.To consider the use of the Enetics LD-1120 Non-Intrusive Load Monitoring Device.

05-18-16 Proposed

PSC-24-16-00009 Petition to submeter gas service.To consider the Petition of New York City Economic Development Corp. to submeter gas at Pier 17, 89 South Street,New York, NY.

06-15-16 Proposed

PSC-25-16-00009 To delay Companies’ third-party assessments of customer personally identifiable information until 2018.To extend the time period between the Companies’ third-party assessments of customer personally identifiableinformation.

06-22-16 Proposed

PSC-25-16-00024 Pole Attachment Rules.To determine that the Commission’s existing pole attachment rules apply to wireless providers.

06-22-16 Proposed

04-03-19 Finalized

PSC-25-16-00025 Acquisition of all water supply assets of Woodbury Heights Estates Water Co., Inc. by the Village of Kiryas Joel.To consider acquisition of all water supply assets of Woodbury Heights Estates Water Co., Inc. by the Village of KiryasJoel.

06-22-16 Proposed


71


PSC-25-16-00026 Use of the Badger E Series Ultrasonic Cold Water Stainless Steel Meter, in residential fire service applications.To consider the use of the Badger E Series Ultrasonic Cold Water Stainless Steel Meter in fire service applications.

06-22-16 Proposed

PSC-28-16-00017 A petition for rehearing of the Order Adopting a Ratemaking and Utility Revenue Model Policy Framework.To determine appropriate rules for and calculation of the distributed generation reliability credit.

07-13-16 Proposed

PSC-29-16-00024 Participation of NYPA customers in surcharge-funded clean energy programs.To consider participation of NYPA customers in surcharge-funded clean energy programs.

07-20-16 Proposed

PSC-32-16-00012 Benefit-Cost Analysis Handbooks.To evaluate proposed methodologies of benefit-cost evaluation.

08-10-16 Proposed

PSC-33-16-00001 Use of escrow funds for repairs.To authorize the use of escrow account funds for repairs.


PSC-33-16-00005 Exemption from certain charges for delivery of electricity to its Niagara Falls, New York facility.Application of System Benefits Charges, Renewable Portfolio Standard charges and Clean Energy Fund surcharges.

08-17-16 Proposed

PSC-35-16-00015 NYSRC’s revisions to its rules and measurementsTo consider revisions to various rules and measurements of the NYSRC

08-31-16 Proposed

PSC-36-16-00004 Recovery of costs for installation of electric service.To consider the recovery of costs for installation of electric service.

09-07-16 Proposed

PSC-40-16-00025 Consequences pursuant to the Commission’s Uniform Business Practices (UBP).To consider whether to impose consequences on Smart One for its apparent non-compliance with Commissionrequirements.

10-05-16 Proposed

PSC-47-16-00009 Petition to use commercial electric metersTo consider the petition of Itron, Inc. to use the Itron CP2SO and CP2SOA in commercial electric meter applications

11-23-16 Proposed

PSC-47-16-00010 Standby Service rate designTo consider the report filed and the recommendations therein

11-23-16 Proposed


11-23-16 Proposed


11-23-16 Proposed


11-23-16 Proposed

PSC-02-17-00010 Implementation of the four EAMs.To consider the implementation of EAMs for RG&E.

01-11-17 Proposed


72


PSC-02-17-00012 Implementation of the four EAMs.To consider the implementation of EAMs for NYSEG.

01-11-17 Proposed

PSC-14-17-00017 Petition for Full-Scale Deployment of AMI and to Establish an AMI Surcharge.To consider the petition for Full-Scale Deployment of AMI and to Establish an AMI Surcharge.

04-05-17 Proposed

PSC-18-17-00024 A petition for rehearing or reconsideration of the Order Addressing Public Policy Transmission Need for AC TransmissionUpgradesTo determine whether Public Policy Transmission Need/Public Policy Requirements continue to exist.

05-03-17 Proposed

PSC-18-17-00026 Revisions to the Dynamic Load Management surcharge.To consider revisions to the Dynamic Load Management surcharge.

05-03-17 Proposed

PSC-19-17-00004 NYAW’s request to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2016.Consideration of NYAW’s petition to defer and amortize, for future rate recognition, pension payour losses incurred in2016.

05-10-17 Proposed

PSC-20-17-00008 Compressed natural gas as a motor fuel for diesel fueled vehicles.To consider a report filed by National Grid NY regarding the potential for adoption of compressed natural gas as a motorfuel.

05-17-17 Proposed

PSC-20-17-00010 Compressed natural gas as a motor fuel for diesel fueled vehicles.To consider a report filed by National Grid regarding the potential for adoption of compressed natural gas as a motor fuel.

05-17-17 Proposed

PSC-21-17-00013 The establishment and implementation of Earnings Adjustment Mechanisms.To consider the establishment and implementation of Earnings Adjustment Mechanisms.

05-24-17 Proposed

PSC-21-17-00018 Proposed agreement for the provision of water service by Saratoga Water Services, Inc.To consider a waiver and approval of terms of a service agreement.

05-24-17 Proposed

PSC-22-17-00004 Financial incentives to create customer savings and develop market-enabling tools, with a focus on outcomes and incen-tivesTo consider the proposed Interconnection Survey Process and Earnings Adjustment Mechanisms

05-31-17 Proposed

PSC-23-17-00022 Changes in regulation of ESCOs, including restrictions on or prohibitions of marketing or offering certain products orservices.To ensure consumer protection for ESCO customers.

06-07-17 Proposed

12-31-19 Finalized

PSC-24-17-00006 Development of the Utility Energy Registry.Improved data access.

06-14-17 Proposed

PSC-24-17-00014 An alternative methodology for calculating billing adjustments.To consider an alternative methodology for calculating billing adjustments.

06-14-17 Proposed

01-02-19 Finalized

PSC-26-17-00005 Notice of Intent to submeter electricity.To consider the Notice of Intent to submeter electricity at 125 Waverly Street, Yonkers, New York.

06-28-17 Proposed


73


PSC-31-17-00010 Notice of intent to submeter electricityTo consider the notice of intent of 11737 Owners Corp. to submeter electricity at 117 East 37th Street, New York, NewYork

08-02-17 Proposed

02-13-19 Finalized

PSC-34-17-00011 Waiver to permit Energy Cooperative of America to serve low-income customersTo consider the petition for a waiver

08-23-17 Proposed

PSC-37-17-00005 Financial incentives to create customer savings and develop market-enabling tools, with a focus on outcomes andincentives.To consider the revised Interconnection Survey Process and Earnings Adjustment Mechanisms.

09-13-17 Proposed

PSC-37-17-00006 Petition to submeter electricity.To consider the petition of ACC OP (Park Point SU) LLC to submeter electricity at 417 Comstock Avenue, Syracuse, NewYork.

09-13-17 Proposed

PSC-39-17-00009 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the publicinterest.To consider the terms of a service agreement and waiver.

09-27-17 Proposed

03-06-19 Finalized

PSC-39-17-00011 Whether to direct New York State Electric & Gas to complete electric facility upgrades at no charge to Hanehan.To determine financial responsibility between NYSEG and Hanehan for the electric service upgrades to Hanehan.

09-27-17 Proposed

PSC-40-17-00006 The aggregation of electric service for the Empire State Plaza and the Sheridan Avenue Steam PlantTo consider a waiver of National Grid’s tariff provision requiring all electric delivery points to be on the same premises

10-04-17 Proposed

PSC-42-17-00010 Petition for rehearing of negative revenue adjustment and contents of annual Performance Report.To consider NFGD’s petition for rehearing.

10-18-17 Proposed

PSC-46-17-00013 Annual Reconciliation of Gas Expenses and Gas Cost RecoveriesTo consider filings of LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Re-coveries

11-15-17 Proposed

03-13-19 Withdrawn

PSC-48-17-00015 Low Income customer options for affordable water bills.To consider the Low Income Bill Discount and/or Energy Efficiency Rebate Programs.

11-29-17 Proposed

PSC-50-17-00017 New Wave Energy Corp.’s petition for rehearing.To consider the petition for rehearing filed by New Wave Energy Corp.

12-13-17 Proposed

PSC-50-17-00018 Application of the Public Service Law to DER suppliers.To determine the appropriate regulatory framework for DER suppliers.

12-13-17 Proposed

PSC-50-17-00019 Transfer of utility property.To consider the transfer of utility property.

12-13-17 Proposed


74


PSC-50-17-00021 Disposition of tax refunds and other related matters.To consider the disposition of tax refunds and other related matters.

12-13-17 Proposed

PSC-50-17-00022 Data protection rules for DER suppliers.To determine the appropriate regulatory framework for DER suppliers.

12-13-17 Proposed

PSC-51-17-00007 Opt-out tariff regarding installation of advanced digital metering devices in Central Hudson’s service territory.To determine the appropriate opt-out provisions for Central Hudson customers regarding advanced digital meteringdevices.

12-20-17 Proposed

03-13-19 Withdrawn

PSC-51-17-00011 Petition for recovery of certain costs related to the implementation of a Non-Wires Alternative Project.To consider Con Edison’s petition for the recovery of costs for implementing the JFK Project.

12-20-17 Proposed

PSC-51-17-00015 Opt-out tariff regarding installation of advanced digital metering devices in Central Hudson’s service territory.To determine the appropriate opt-out provisions for Central Hudson customers regarding advanced digital meteringdevices.

12-20-17 Proposed

03-13-19 Withdrawn

PSC-52-17-00014 Oversight and support of Clean Energy Fund and related NYSERDA activitiesTo support and monitor the deployment of clean energy technology

12-27-17 Proposed

02-06-19 Finalized

PSC-04-18-00003 Minor rate filing.To consider a proposal for an increase in total annual revenues of approximately $136,634, or 11.4%.

01-24-18 Proposed

01-02-19 Finalized

PSC-04-18-00005 Notice of intent to submeter electricity.To consider the notice of intent of Montante/Morgan Gates Circle LLC to submeter electricity.

01-24-18 Proposed

PSC-05-18-00004 Lexington Power’s ZEC compliance obligation.To promote and maintain renewable and zero-emission electric energy resources.

01-31-18 Proposed

PSC-06-18-00012 To consider further proposed amendments to the original criteria to grandfathering established in the Transition PlanTo modify grandfathering criteria

02-07-18 Proposed

PSC-06-18-00017 Merger of NYAW and Whitlock Farms Water Corp.To consider the merger of NYAW and Whitlock Farms Water Company into a single corporate entity

02-07-18 Proposed

PSC-07-18-00015 The accuracy and reasonableness of National Grid’s billing for certain interconnection upgrades.To consider AEC’s petition requesting resolution of their billing dispute with National Grid.

02-14-18 Proposed

PSC-11-18-00004 New York State Lifeline Program.To consider TracFone’s petition seeking approval to participate in Lifeline.

03-14-18 Proposed


75


PSC-13-18-00014 Commission oversight of distributed energy resource suppliersTo protect customers and utilities in the receipt of services from distributed energy resource suppliers

03-28-18 Proposed

04-03-19 Finalized

PSC-13-18-00015 Eligibility of an ESCO to market to and enroll residential customers.To consider whether Astral should be allowed to market to and enroll residential customers following a suspension.

03-28-18 Proposed

PSC-13-18-00023 Reconciliation of property taxes.To consider NYAW’s request to reconcile property taxes.

03-28-18 Proposed

PSC-14-18-00006 Petition for abandonmentTo consider the abandonment of Willsboro Bay Water Company’s water system

04-04-18 Proposed

PSC-15-18-00008 Amendments to the Uniform Business Practices.Consideration of revised consumer protections and business practices of energy service companies.

04-11-18 Proposed

10-09-19 Finalized

PSC-17-18-00010 Petition for use of gas metering equipment.To ensure that consumer bills are based on accurate measurements of gas usage.

04-25-18 Proposed

PSC-18-18-00009 Transfer of control of Keene Valley Video Inc.To ensure performance in accordance with applicable cable laws, regulations and standards and the public interest

05-02-18 Proposed

PSC-19-18-00005 Whether Flanders’ can market to and enroll new customers.To protect customers by enforcing compliance with the Uniform Business Practices.

05-09-18 Proposed

03-13-19 Withdrawn

PSC-20-18-00008 Proposed major rate increase in O&R’s gas delivery revenues of approximately $4.5 million (or 1.5% in total revenues)To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences

05-16-18 Proposed

04-03-19 Finalized

PSC-20-18-00009 Proposed major rate increase in O&R’s electric delivery revenues of approximately $20.3 million (or 2.3% in totalrevenues)To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences

05-16-18 Proposed

04-03-19 Finalized

PSC-21-18-00044 Electric ratemaking policy for Direct Current Fast Charging (DCFC) facilities used to recharge electric vehicles.To ensure just and reasonable rates in the context of charging electric vehicles.

05-23-18 Proposed

02-27-19 Finalized

PSC-22-18-00007 Intent to submeter electricityTo ensure adequate submetering equipment and consumer protections are in place

05-30-18 Proposed

03-06-19 Finalized

PSC-22-18-00008 Intent to submeter electricityTo ensure adequate submetering equipment and consumer protections are in place

05-30-18 Proposed

02-13-19 Finalized


76


PSC-23-18-00006 Whether to impose consequences on Aspirity for its non-compliance with Commission requirements.To ensure the provision of safe and adequate energy service at just and reasonable rates.

06-06-18 Proposed

PSC-23-18-00010 Community Distributed Generation project rules.To ensure just and reasonable rates, including compensation, for distributed energy resources.

06-06-18 Proposed

03-13-19 Withdrawn

PSC-23-18-00011 Proposed rate filing in Hudson Valley Water Companies, Inc.’s annual revenues of approximately $24,370 or 13.0%.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-06-18 Proposed

01-02-19 Finalized

PSC-23-18-00014 Proposed major rate increase of approximately $11.7 million to cover its Franklin and St. Lawrence Counties expansionproject.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-06-18 Proposed

11-06-19 Finalized

PSC-24-18-00013 Implementation of program rules for Renewable Energy Standard and ZEC requirements.To promote and maintain renewable and zero-emission electric energy resources.

06-13-18 Proposed

PSC-24-18-00015 To determine the use of investments to be made in lieu of a penalty action.Commission oversight of electric and gas distribution companies and safe and adequate service.

06-13-18 Proposed

05-08-19 Finalized

PSC-26-18-00015 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections.

06-27-18 Proposed

03-06-19 Finalized

PSC-28-18-00004 The 2017 Outcome-based EAM Collaborative Report.To ensure the establishment of fair and equitable metrics, targets and associated incentive levels.

07-11-18 Proposed

02-06-19 Finalized

PSC-28-18-00005 Petition to submeter electricity.To ensure adequate submetering equipment and energy efficiency protections are in place.

07-11-18 Proposed

02-13-19 Finalized

PSC-28-18-00006 Roadmap recommendations for the installation of qualified energy storage systems.To encourage energy storage deployment and establish a 2030 target and deployment program.

07-11-18 Proposed

01-02-19 Finalized

PSC-28-18-00011 Storm Hardening Collaborative Report.To ensure safe and adequate gas service.

07-11-18 Proposed

PSC-28-18-00012 Transfer of certain street lighting facilities.To transfer street lighting facilities for the benefit of ratepayers.

07-11-18 Proposed

06-05-19 Finalized


77


PSC-28-18-00013 Notice of intent to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

07-11-18 Proposed

01-09-19 Finalized

PSC-29-18-00008 Participation in Targeted Accessibility FundTo encourage enhanced services for low-income consumers

07-18-18 Proposed

PSC-29-18-00009 Overvaluing real property tax expense recovery in water ratesTo prevent unjust and unreasonable water rates

07-18-18 Proposed

PSC-30-18-00004 Ownership of St. Lawrence Gas Company, Inc.To consider whether a proposed transfer of ownership interests in St. Lawrence Gas Company, Inc. is in the publicinterest.

07-25-18 Proposed

11-06-19 Finalized

PSC-30-18-00005 Petition for use of gas metering equipment.To ensure that consumer bills are based on accurate measurements of gas usage.

07-25-18 Proposed

04-10-19 Finalized

PSC-30-18-00006 Petition for use of electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

07-25-18 Proposed

04-10-19 Finalized

PSC-31-18-00011 Petition for the use of gas metering equipment.To ensure that consumer bills are based on accurate measurements of gas usage.

08-01-18 Proposed

09-04-19 Finalized

PSC-31-18-00012 Petition to submeter electricity.To ensure adequate submetering equipment and consumer protections are in place.

08-01-18 Proposed

02-13-19 Finalized

PSC-31-18-00013 To test rate structures for SC 1 and 2 that more closely align delivery rates with the cost of providing delivery service.To provide residential and small commercial customers the opportunity to better manage their energy costs.

08-01-18 Proposed

01-02-19 Finalized

PSC-32-18-00013 Energy efficiency programs and targets for investor-owned utilities.To encourage energy conservation and the delivery and procurement of energy services by investor-owned utilities.

08-08-18 Proposed

01-02-19 Finalized

PSC-32-18-00014 Petition for clarification and rehearing of the Rate Order.To encourage energy efficiency measures and right of way maintenance and to ensure just and reasonable rates.

08-08-18 Proposed

03-13-19 Withdrawn

PSC-32-18-00017 Rules for Value Stack compensation of hybrid storage and distributed generation.To ensure just and reasonable rates, including compensation, for distributed energy resources.

08-08-18 Proposed

01-02-19 Finalized


78



08-22-18 Proposed

01-09-19 Finalized

PSC-34-18-00011 Compensation of distributed energy resources.To ensure just and reasonable rates, including compensation, for distributed energy resources.

08-22-18 Proposed

PSC-34-18-00014 Continued implementation of the Clean Energy Standard.To promote and maintain renewable and zero-emission electric energy resources.

08-22-18 Proposed

01-02-19 Finalized

PSC-34-18-00015 Petition to submeter electricity.To ensure adequate submetering equipment and energy efficiency protections are in place.

08-22-18 Proposed

PSC-34-18-00016 Deferral of pre-staging and mobilization storm costs.To ensure just and reasonable rates for ratepayers and utility recovery of unexpected, prudently incurred costs.

08-22-18 Proposed

PSC-35-18-00003 Con Edison’s 2018 DSIP and BCA Handbook Update.To continue Con Edison’s transition to a modern utility serving as a Distributed System Platform Provider.

08-29-18 Proposed

PSC-35-18-00005 NYSEG and RG&E’s 2018 DSIP and BCA Handbook Update.To continue NYSEG and RG&E’s transition to modern utilities acting as Distributed System Platform Providers.

08-29-18 Proposed

PSC-35-18-00006 National Grid’s 2018 DSIP and BCA Handbook Update.To continue National Grid’s transition to a modern utility serving as a Distributed System Platform Provider.

08-29-18 Proposed

PSC-35-18-00008 Central Hudson’s 2018 DSIP and BCA Handbook Update.To continue Central Hudson’s transition to a modern utility serving as a Distributed System Platform Provider.

08-29-18 Proposed


08-29-18 Proposed

02-13-19 Finalized

PSC-35-18-00010 O&R’s 2018 DSIP and BCA Handbook Update.To continue O&R’s transition to a modern utility acting as a Distributed System Platform Provider.

08-29-18 Proposed

PSC-36-18-00004 Update of revenue targets.To update NYAW’s revenue targets and make required balancing revisions to account for changes to the property taxtargets.

09-05-18 Proposed

01-02-19 Finalized

PSC-36-18-00005 Permanent operator of gas wells and certain gas facilities.To resolve ownership of overlapping gas facilities associated with wells transferred to two gas companies.

09-05-18 Proposed

10-09-19 Finalized


79


PSC-36-18-00006 Recording of unbilled revenue.To correct revenue target discrepancies resulting from changes in billing schedule and net billing days.

09-05-18 Proposed

01-02-19 Finalized

PSC-36-18-00007 PSC regulation 16 NYCRR § 86.3(a)(1).To consider a waiver of a certain regulation relating to the content of an application for transmission line siting.

09-05-18 Proposed

01-02-19 Finalized

PSC-37-18-00003 Service Classification No. 7 - Sale of Standby Service to Customers with On-Site Generation Facilities.To expand eligibility to customers across multiple buildings connected to a generating facility by a private thermal loop.

09-12-18 Proposed

07-03-19 Finalized

PSC-37-18-00004 Acceleration of the return of tax savings to ratepayers.To determine the timetable for returning tax savings to ratepayers.

09-12-18 Proposed

01-02-19 Finalized

PSC-37-18-00005 Notice of intent to submeter electricity and waiver request.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

09-12-18 Proposed

02-13-19 Finalized

PSC-37-18-00006 Disposition of tax refunds received by New York American Water Company, Inc.To determine the disposition of tax refunds and other related matters.

09-12-18 Proposed

01-02-19 Finalized

PSC-38-18-00001 Waiver request of Opinion No. 76-17 and 16 NYCRR Part 96.To consider not requiring living units of the facility to be metered.

09-19-18 Proposed

02-06-19 Finalized

PSC-39-18-00004 To establish Rider J - Smart Home Rate.To provide residential customers the opportunity to better manage their energy costs.

09-26-18 Proposed

02-27-19 Finalized

PSC-39-18-00005 Participation in New York State Lifeline Program.To encourage enhanced services for low-income customers.

09-26-18 Proposed

PSC-39-18-00006 To establish Rider AB - Smart Home Rate.To provide residential customers the opportunity to better manage their energy costs.

09-26-18 Proposed

02-27-19 Finalized

PSC-39-18-00007 To implement enhanced safety pilot programs and energy efficiency initiatives.To provide customers with enhanced safety and environmental benefits.

09-26-18 Proposed

05-15-19 Finalized

PSC-39-18-00008 Payment of fire protection costs.To shift the costs of municipal fire protection service from the City of Rye to its residents.

09-26-18 Proposed

01-02-19 Finalized


80


PSC-39-18-00009 Authorization for one time credits to displaced customers.To compensate displaced Con Edison ratepayers for their loss of service.

09-26-18 Proposed

01-02-19 Finalized

PSC-40-18-00013 Commission programs for meter service providers and meter data service providers.To prevent confusion from maintaining unnecessary programs.

10-03-18 Proposed

02-27-19 Finalized

PSC-40-18-00014 Annual Reconciliation of Gas Expenses and Gas Cost Recoveries.To review the gas utilities’ reconciliation of Gas Expenses and Gas Cost Recoveries for 2018.

10-03-18 Proposed

PSC-40-18-00015 Proposed rate filing to increase annual revenues.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

10-03-18 Proposed

12-31-19 Finalized

PSC-40-18-00016 Proposed transfer of the Company’s assets to the Town and dissolution of the Company.To determine if transfer of the water system to the Town of Delaware is in the public interest.

10-03-18 Proposed

04-03-19 Finalized

PSC-40-18-00017 To modify provisions for Interruptible Gas under SC Nos. 9 and 12, P.S.C. No. 9 - Gas.To amend certain penalties for non-compliant Interruptible Service Customers.

10-03-18 Proposed

01-02-19 Finalized

PSC-40-18-00018 Waiver of PSC regulations, 16 NYCRR Sections 86.3(a)(2), (b)(2) and 88.4(a)(4).To ensure that adequate maps and system studies support the application.

10-03-18 Proposed

02-06-19 Finalized

PSC-40-18-00019 Issuance of long-term debt securities.To provide funding for safety and reliability capital projects, maturing debt, and refinancing variable rate to fixed rate debt.

10-03-18 Proposed

02-27-19 Finalized

PSC-40-18-00020 Issuance of long-term debt securities.To provide funding for safety and reliability capital projects, maturing debt, and refinancing variable rate to fixed rate debt.

10-03-18 Proposed

02-27-19 Finalized

PSC-41-18-00003 Initial Tariff Schedule, P.S.C. No. 1 - Water and waiver of rate setting authorityTo provide the rates, rules, and regulations under which water service will be provided to the customers of the system

10-10-18 Proposed

05-15-19 Finalized

PSC-41-18-00004 Internal reorganization and stock transferTo determine if the proposed reorganization and stock transfer is in the public interest and beneficial to ratepayers

10-10-18 Proposed

02-27-19 Finalized

PSC-41-18-00005 Authorization to enter into a long-term loan agreementFor system improvements and full repayment of existing loan

10-10-18 Proposed

02-27-19 Finalized


81



10-17-18 Proposed

03-06-19 Finalized

PSC-42-18-00010 Rehearing and/or reconsideration of the Tax Charges Rate Treatment Order.To determine if the Commission was correct to require small telecom utilities to defer ongoing tax savings.

10-17-18 Proposed

02-06-19 Finalized

PSC-42-18-00011 Voluntary residential beneficial electrification rate design.To provide efficient rate design for beneficial technologies in New York State that is equitable for all residentialcustomers.

10-17-18 Proposed


10-17-18 Proposed

02-13-19 Finalized

PSC-42-18-00013 Petition for clarification and rehearing of the Smart Solutions Program Order.To address the increased demand for natural gas in the Con Edison’s service territory and the limited pipeline capacity.

10-17-18 Proposed

PSC-42-18-00014 The disposition of a refund from NYPA to the Village of Solvay of $733,000 for overcharge for electricity over severalyears.To determine whether the proposed disposition of the NYPA refund is just and reasonable.

10-17-18 Proposed

07-31-19 Finalized

PSC-44-18-00008 The New York State Reliability Council’s revisions to its rules and measurements.To adopt revisions to various rules and measurements of the New York State Reliability Council.

10-31-18 Proposed

03-06-19 Finalized

PSC-44-18-00009 Water rates and charges.To shift fire protection costs from the Town to its residents’ water bills.

10-31-18 Proposed

02-06-19 Finalized

PSC-44-18-00010 Interruptible/Temperature Controlled gas service Collaborative report recommendations and tariff changes.To consider the terms and conditions applicable to interruptible and temperature controlled gas service.

10-31-18 Proposed

02-27-19 Finalized

PSC-44-18-00011 Modifications to electric supply reconciliation mechanism.To improve the reconciliation of supply-related costs for hourly-priced customers.

10-31-18 Proposed

05-15-19 Finalized

PSC-44-18-00012 Petition for approval of gas metering equipment.To ensure that customer bills are based on accurate measurements of gas usage.

10-31-18 Proposed

12-11-19 Finalized


10-31-18 Proposed

10-16-19 Finalized


82


PSC-44-18-00014 Waiver of PSC regulations, 16 NYCRR sections 86.3(a)(1), (a)(2) and (b)(2).To consider a waiver of certain regulations relating to the content of an application for transmission line siting.

10-31-18 Proposed

04-03-19 Finalized

PSC-44-18-00015 Con Edison’s petition for the Non-Pipeline Solutions Portfolio and associated budget.To pursue projects that continue service reliability and meet customer energy needs while aiding greenhouse gas reduc-tion goals.

10-31-18 Proposed

02-27-19 Finalized


10-31-18 Proposed

PSC-45-18-00003 Eliminating a financial incentive for utility performance, the interconnection earnings adjustment mechanismTo consider encouraging utility performance while creating customer savings

11-07-18 Proposed

05-15-19 Finalized

PSC-45-18-00004 Proposed transfer of two natural gas pipeline operating companies, and for lightened and incidental regulationTo consider transfer if there is no market power or ratepayer harm, incidental regulation, and continuing lightened regula-tion

11-07-18 Proposed

PSC-45-18-00005 Notice of intent to submeter electricity and waiver of energy auditTo ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place

11-07-18 Proposed

PSC-46-18-00005 Proposed rate filing to increase annual revenues.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

11-14-18 Proposed

08-28-19 Finalized

PSC-46-18-00013 Acquisition of cable television assets and franchises.To ensure continued service to Hamilton County Cable customers.


02-06-19 Finalized

PSC-47-18-00004 Ampersand Cranberry Lake Hydro LLC’s 500kw hydroelectric facility in the Town of Clifton, New York.To promote and maintain renewable electric energy resources.

11-21-18 Proposed

02-27-19 Finalized

PSC-47-18-00005 Waiver of certain rules pertaining to cable television franchise.To determine whether to waive any rules and regulations.

11-21-18 Proposed

02-27-19 Finalized

PSC-47-18-00006 Modification of NMPC Estimating Metric project list.To reflect an appropriate Estimating Metric project list for NMPC.

11-21-18 Proposed

05-15-19 Finalized


11-21-18 Proposed

08-07-19 Finalized


83


PSC-47-18-00008 Proposed Public Policy Transmission Needs/Public Policy Requirements, as defined under the NYISO tariff.To identify any proposed Public Policy Transmission Needs/Public Policy Requirements for referral to the NYISO.

11-21-18 Proposed

PSC-48-18-00005 Purchase of gas safety equipment for Westchester County fire departmentsTo provide Westchester County fire departments gas safety equipment they state they need to respond to odor reports

11-28-18 Proposed

04-03-19 Finalized

PSC-49-18-00006 Appointment of a temporary operator.To determine if a temporary operator is needed to ensure the safe and adequate provision of water service.


04-03-19 Finalized

PSC-50-18-00002 Waiver of tariff provisionTo determine if it is the public interest to waive individual metering requirements for the planned senior housing

12-12-18 Proposed

04-03-19 Finalized

PSC-50-18-00003 Proposed transfer of interests in an electric generating facility and dedicated natural gas pipelineTo consider the transfer of generating facility and dedicated gas pipeline if there is no market power or ratepayer harm

12-12-18 Proposed

12-11-19 Finalized

PSC-50-18-00004 Sale of street lighting facilities to the City of AlbanyTo determine whether to approve the transfer of street lighting facilities in the City of Albany

12-12-18 Proposed

05-08-19 Finalized

PSC-50-18-00005 Establishment of the regulatory regime applicable to an approximately 100 MW electric generating facilityTo ensure appropriate regulation of a new electric corporation

12-12-18 Proposed

05-08-19 Finalized

PSC-51-18-00011 The 2018 Outcome-Based EAM Collaborative Report.To ensure the establishment of fair and equitable metrics, targets and associated incentive levels.

12-19-18 Proposed

05-15-19 Finalized

PSC-51-18-00012 Petition for water metering equipment.To ensure that customer bills are based on accurate measurements of water usage.

12-19-18 Proposed

06-05-19 Finalized


12-19-18 Proposed

04-10-19 Finalized

PSC-51-18-00014 Consideration for the use of the expired CDP funds.To provide potential customers affordable access to natural gas service.

12-19-18 Proposed

05-15-19 Finalized

PSC-52-18-00006 Standby Service Rates and Buyback Service Rates.To ensure just and reasonable rates, including compensation, for distributed energy resources.

12-26-18 Proposed

06-05-19 Finalized


84


PSC-52-18-00007 Transfer of certain street lighting facilities.To consider the transfer of certain street lighting facilities located in the City of Canandaigua.

12-26-18 Proposed

05-08-19 Finalized

PSC-52-18-00008 Minor rate filing.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

12-26-18 Proposed

10-09-19 Finalized


12-26-18 Proposed

05-08-19 Finalized

PSC-52-18-00010 Installed Reserve Margin.To ensure adequate levels of Installed Capacity.

12-26-18 Proposed

03-27-19 Finalized

PSC-52-18-00011 LED Street Lighting.To provide customers with more efficient, lower cost LED street lighting options.

12-26-18 Proposed

08-28-19 Finalized


12-26-18 Proposed

09-04-19 Finalized


12-26-18 Proposed

05-08-19 Finalized

PSC-01-19-00003 Proposed revisions to RG&E’s Dynamic Load Management Programs.More efficient demand response programs to gain operational efficiency and shave peak demand.

01-02-19 Proposed

04-03-19 Finalized

PSC-01-19-00004 Advanced Metering Infrastructure.To determine whether Niagara Mohawk Power Corporation d/b/a National Grid should implement advanced meteringinfrastructure.

01-02-19 Proposed

PSC-01-19-00005 Proposed revisions to O&R’s Dynamic Load Management Programs.More efficient demand response programs to gain operational efficiency and shave peak demand.

01-02-19 Proposed

04-03-19 Finalized

PSC-01-19-00006 Proposed revisions to NYSEG’s Dynamic Load Management Programs.More efficient demand response programs to gain operational efficiency and shave peak demand.

01-02-19 Proposed

04-03-19 Finalized

PSC-01-19-00007 Northbrook Lyons Falls LLC’s 3 hydro facilities with a combined capacity of 8.59 MW located in Mill, Gouldtown, andKosterville.To promote and maintain renewable electric energy resources.

01-02-19 Proposed

07-31-19 Finalized


85


PSC-01-19-00008 Proposed revisions to Central Hudson’s Dynamic Load Management Programs.More efficient demand response programs to gain operational efficiency and shave peak demand.

01-02-19 Proposed

04-03-19 Finalized

PSC-01-19-00009 Waiver of main extension rules, service territory extension and agreement for provision of service.Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the publicinterest.

01-02-19 Proposed

05-15-19 Finalized


01-02-19 Proposed

05-15-19 Finalized

PSC-01-19-00011 Proposed revisions to National Grid’s Dynamic Load Management Programs.More efficient demand response programs to gain operational efficiency and shave peak demand.

01-02-19 Proposed

04-03-19 Finalized

PSC-01-19-00012 National Grid’s electric Economic Development Programs.To consider modifications to National Grid’s economic development assistance programs.

01-02-19 Proposed

05-15-19 Finalized

PSC-01-19-00013 Order of the Commission related to caller ID unblocking.To require telephone companies to unblock caller ID on calls placed to the 311 municipal call center in Suffolk County.

01-02-19 Proposed

PSC-01-19-00014 To modify provisions for accepting new or additional gas service applications when there is inadequate supply orcapacity.To continue to provide safe and reliable service to existing customers.

01-02-19 Proposed


01-02-19 Proposed


01-02-19 Proposed

PSC-02-19-00009 The 2018 Electric Emergency Response Plans for electric utilities.To consider the adequacy of the 2018 Electric Emergency Response Plans.

01-09-19 Proposed

07-31-19 Finalized

PSC-02-19-00010 Transfer of street lighting facilities to the Village of Newark.To consider whether the transfer of certain street lighting facilities to the Village of Newark is in the public interest.

01-09-19 Proposed

05-08-19 Finalized


01-09-19 Proposed

05-15-19 Finalized


86


PSC-02-19-00012 Unspent settlement funds to be used for future gas safety programs.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

01-09-19 Proposed

05-15-19 Finalized

PSC-02-19-00013 Capacity Release Program.To ensure safe and reliable service for customers at just and reasonable rates.

01-09-19 Proposed

05-15-19 Finalized

PSC-02-19-00014 Petition for use of electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

01-09-19 Proposed

PSC-02-19-00015 Limited waiver of remote net metering rule.To address issues related to certain developers/customers with two sites in different load zones.

01-09-19 Proposed

05-08-19 Finalized

PSC-03-19-00002 DPS Staff White Paper for who must be trained in 16 NYCRR Part 753 requirements and how the Commission will ap-prove trainings.To reduce damage to underground utility facilities by requiring certain training and approving training curricula.

01-16-19 Proposed


01-23-19 Proposed

05-15-19 Finalized

PSC-04-19-00004 Con Edison’s petition for the Gas Innovation Program and associated budget.To pursue programs that continue service reliability and meet customer energy needs while aiding greenhouse gasreduction goals.

01-23-19 Proposed

PSC-04-19-00005 The request of Cross-Sound Cable Company, LLC and Cross-Sound Cable Company (New York) LLC to increase autho-rized indebtedness.To consider a petition to increase authorized indebtedness.

01-23-19 Proposed

05-08-19 Finalized

PSC-04-19-00006 Residential meter reading.To establish provisions for a special meter read for when service is discontinued to residential customers.

01-23-19 Proposed

05-08-19 Finalized

PSC-04-19-00007 Minor rate filing.To increase authorized indebtedness to provide funds for working capital and operations and maintenance.

01-23-19 Proposed

06-05-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


87



01-23-19 Proposed

05-08-19 Finalized

PSC-04-19-00011 Update of revenue targets.To ensure NYAW’s rates are just and reasonable and accurately reflect the needed revenues.

01-23-19 Proposed

PSC-04-19-00012 Residential meter reading.To remove notice requirement for a special meter read for the discontinuation of service to residential customers.

01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


88



01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized


01-23-19 Proposed

05-08-19 Finalized

PSC-04-19-00025 Customer Consent to Contact.To include a new provision establishing customer consent for the utility to contact them electronically about utility service.

01-23-19 Proposed

06-05-19 Finalized


01-23-19 Proposed

06-05-19 Finalized


01-23-19 Proposed

06-05-19 Finalized


01-23-19 Proposed

06-05-19 Finalized

PSC-05-19-00009 Transfer of street lighting facilitiesTo consider whether the transfer of certain street lighting facilities is in the public interest

01-30-19 Proposed

11-06-19 Finalized

PSC-05-19-00010 Waiver of certain rules, e.g.5-year buildout and 7-day installation requirements pertaining to cable television franchiseTo determine whether to waive any rules and regulations

01-30-19 Proposed

05-15-19 Finalized

PSC-05-19-00011 Notice of intent to submeter electricityTo ensure adequate submetering equipment and consumer protections are in place

01-30-19 Proposed

05-15-19 Finalized

PSC-05-19-00012 Waiver of certain rules, e.g.5-year buildout and 7-day installation requirements pertaining to cable television franchiseTo determine whether to waive any rules and regulations

01-30-19 Proposed

06-12-19 Finalized

PSC-05-19-00013 Issuance of long-term debt securitiesTo provide funding to reimburse the Company’s treasury for moneys expended for capital purposes

01-30-19 Proposed

05-08-19 Finalized


89


PSC-05-19-00014 Transfer of natural gas pipeline and request for lightened and incidental regulationTo grant lightened and incidental regulation to SABIC Innovative Plastics, LLC and approve the transfer of a gas pipeline

01-30-19 Proposed

07-03-19 Finalized

PSC-05-19-00015 Transfer of street lighting facilities to the City of CortlandTo determine whether to transfer street lighting facilities located in the City of Cortland

01-30-19 Proposed

05-08-19 Finalized

PSC-06-19-00005 Consideration of the Joint Utilities’ proposed BDP Program.To to expand opportunities for low-income households to participate in Community Distributed Generation (CDG)projects.

02-06-19 Proposed

PSC-06-19-00006 Waiver of PSC regulations, 16 NYCRR sections 86.3(a)(1), 86.3(a)(2), and 86.4(b).To consider a waiver of certain regulations related to an application for transmission line siting.

02-06-19 Proposed

06-05-19 Finalized

PSC-06-19-00007 Transfer of electric transmission assets, a substation, and approvals to Consolidated Edison Company of New York, Inc.Consider the transfer of electric transmission assets, a substation, and related approvals as per prior orders andagreements.

02-06-19 Proposed

05-08-19 Finalized

PSC-07-19-00009 Whether to impose consequences on AAA for its non-compliance with Commission requirements.To insure the provision of safe and adequate energy service at just and reasonable rates.

02-13-19 Proposed

PSC-07-19-00010 The rates and charges for non-roadway LED service offerings for outdoor lighting customers.To determine whether to amend National Grid’s P.S.C. No. 214 - Outdoor Lighting Tariff to provide new LED serviceofferings.

02-13-19 Proposed

11-06-19 Finalized

PSC-07-19-00011 Amended Lease Agreement for space in the NYSEG facility.Review of Amended Lease Agreement between NYSEG and Coughlin & Gerhart, LLP.

02-13-19 Proposed

07-03-19 Finalized

PSC-07-19-00012 Initial Tariff Schedule, P.S.C. No. 1 - Water and waiver of rate setting authority.To provide the rates, rules, and regulations under which water service will be provided to the customers of the system.

02-13-19 Proposed

07-03-19 Finalized

PSC-07-19-00013 Transfer of street lighting facilities to the Town of Skaneateles.To determine whether to authorize the transfer street lighting facilities to the Town of Skaneateles.

02-13-19 Proposed

06-05-19 Finalized


02-13-19 Proposed

06-12-19 Finalized


02-13-19 Proposed

06-12-19 Finalized


90


PSC-07-19-00016 Participation in New York State Lifeline Program.To encourage enhanced services for low-income customers.

02-13-19 Proposed

PSC-08-19-00008 Disposition of property tax refundsTo consider Verizon New York Inc.’s request to retain a portion of a property tax refund

02-20-19 Proposed

06-05-19 Finalized

PSC-08-19-00009 Sale of Street Lighting Facilities to the Town of RosendaleTo consider the transfer of street lighting facilities to the Town of Rosendale

02-20-19 Proposed

06-05-19 Finalized


02-27-19 Proposed

06-12-19 Finalized

PSC-09-19-00007 Exemptions from standby rates.To consider whether the standby rate exemptions proposed by the City of New York are reasonable and in the publicinterest.

02-27-19 Proposed

10-09-19 Finalized

PSC-09-19-00008 Exemptions from standby rates.To determine whether standby rate exemptions should be continued.

02-27-19 Proposed

06-05-19 Finalized

PSC-09-19-00009 Amendments to the tariff of Con Edison pertaining to interruptible gas service customers.To consider the appropriate tariff provisions for Con Edison interruptible gas service customers.

02-27-19 Proposed

PSC-09-19-00010 Non-pipeline alternatives report recommendations.To consider the terms and conditions applicable to gas service.

02-27-19 Proposed

PSC-09-19-00011 To request a waiver of the requirements of PSL Section 66-j(4)(c) regarding the annual payout process for excessgeneration.Efficiency improvements to the annual payout process for excess generation.

02-27-19 Proposed

06-05-19 Finalized

PSC-09-19-00012 Waiver of certain rules, i.e., 5-year buildout and 7-day installation requirements pertaining to cable television franchise.To determine whether to waive any rules and regulations.

02-27-19 Proposed

06-12-19 Finalized

PSC-09-19-00013 Cyber Security requirements.Establish a framework to ensure the protection of utility systems and customer data from cyber events.

02-27-19 Proposed

11-06-19 Finalized


03-06-19 Proposed

07-10-19 Finalized


91



03-06-19 Proposed


03-13-19 Proposed

08-07-19 Finalized

PSC-11-19-00003 Transfer of street lighting facilitiesTo consider whether the transfer of certain street lighting facilities is in the public interest

03-13-19 Proposed

11-06-19 Finalized


03-13-19 Proposed

07-10-19 Finalized

PSC-12-19-00001 Postponement of the levelization surcharge mechanism for Service Area 1 customers.To reduce otherwise applicable charges in Rate Year 3 for Service Area 1 customers.


06-12-19 Finalized

PSC-12-19-00004 To test innovative pricing proposals on an opt-out basis.To provide pricing structures that deliver benefits to customers and promote beneficial electrification technologies.

03-20-19 Proposed

PSC-12-19-00005 The request to issue long-term debt securities.To assume debt for general corporate purposes, including working capital and other financial requirements

03-20-19 Proposed

08-28-19 Finalized

PSC-12-19-00006 Transfer of utility property.To determine whether to approve the transfer of utility property.

03-20-19 Proposed

08-28-19 Finalized

PSC-13-19-00010 New Commission requirements for gas company operator qualification programs.To make pipelines safer with improved training of workers who perform construction and repairs on natural gas facilities.

03-27-19 Proposed

PSC-13-19-00011 Modifications to the Gas Cost Factor and Daily Delivery Service Programs.To ensure safe and reliable service for customers at just and reasonable rates.

03-27-19 Proposed

08-28-19 Finalized

PSC-13-19-00012 Paperless billing credit.To provide just and reasonable rates.

03-27-19 Proposed

PSC-13-19-00013 To revise the voluntary residential time-of-use delivery rates for Rate Years 2 and 3 due to an inadvertent omission.To provide accurate pricing structures that deliver benefits to customers.

03-27-19 Proposed

07-03-19 Finalized

PSC-13-19-00014 Eligibility for annual per-plug incentives for DCFC stations.To increase electric vehicle infrastructure penetration to accomplish New York’s Zero Emission Vehicle adoption mandate.

03-27-19 Proposed

07-31-19 Finalized


92


PSC-13-19-00015 Use of electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

03-27-19 Proposed

07-10-19 Finalized

PSC-13-19-00016 Transfer of street lighting facilities.To determine whether to transfer street lighting facilities.

03-27-19 Proposed

07-03-19 Finalized


03-27-19 Proposed

07-10-19 Finalized


03-27-19 Proposed

07-10-19 Finalized

PSC-13-19-00019 Pole attachment rates.To provide just and reasonable pole attachment rates.

03-27-19 Proposed

07-03-19 Finalized


03-27-19 Proposed

09-04-19 Finalized

PSC-13-19-00021 Modifications to the Gas Supply Charge and Balancing Service Programs.To ensure safe and reliable service for customers at just and reasonable rates.

03-27-19 Proposed

08-28-19 Finalized

PSC-13-19-00022 Transfer of street lighting facilities.To consider whether the transfer of certain street lighting facilities is in the public interest.

03-27-19 Proposed

07-03-19 Finalized

PSC-14-19-00004 Tariff amendments to revise demand-based Innovative Price Pilot rates downward to reflect corrected billingdeterminants.To preserve the integrity of the Innovative Price Pilot so to ensure that the data collected will not be distorted.


07-03-19 Finalized

PSC-14-19-00008 Residential meter readingTo establish provisions for a special meter read for when service is discontinued to residential customers

04-03-19 Proposed

07-31-19 Finalized


04-10-19 Proposed

08-07-19 Finalized

PSC-15-19-00009 Cancellation of Society’s tariff.To consider whether cancellation of Society’s tariff is in the public service.

04-10-19 Proposed

07-31-19 Finalized


93


PSC-15-19-00010 Tariff provisions for Interruptible and Off-Peak Firm Service Customers.To amend certain penalties for non-compliant Interruptible and Off-Peak Firm Customers.

04-10-19 Proposed

12-04-19 Finalized


04-17-19 Proposed

07-31-19 Finalized

PSC-16-19-00002 NYSEG and RG&E Implementation Plan and audit recommendations.To consider NYSEG and RG&E’s Implementation Plan.

04-17-19 Proposed

08-28-19 Finalized


04-17-19 Proposed

10-16-19 Finalized


04-17-19 Proposed

08-07-19 Finalized

PSC-16-19-00005 Proposed major electric delivery revenue requirement increase of approximately $485 million (or 4.6% in total revenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

04-17-19 Proposed


04-17-19 Proposed

07-31-19 Finalized

PSC-16-19-00007 Recommencement of the levelization surcharge, changes to the System Improvement Charge, and a one-year stay-out.To address the issues in NYAW’s petition dated February 25, 2019.

04-17-19 Proposed

PSC-16-19-00008 Proposed major rate increase in Con Edison’s gas delivery revenues of approximately $210 million (or 9.1% in totalrevenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

04-17-19 Proposed

PSC-17-19-00010 Waiver of tariff rules and a related Commission regulation.To consider whether a waiver of tariff rules and a Commission regulation are just and reasonable and in the publicinterest.

04-24-19 Proposed

10-09-19 Finalized

PSC-17-19-00011 Purchased power adjustment.To ensure existing customers are not harmed by an increase in rates attributable to any incremental supply.

04-24-19 Proposed

07-31-19 Finalized

PSC-17-19-00012 Establishment of a consumer awareness program to encourage renewable energy resources and energy efficiencies inWestchester.To encourage clean energy development in Westchester.

04-24-19 Proposed

07-31-19 Finalized


94


PSC-17-19-00013 Tariff amendments regarding minimum monthly storage inventory levels.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

04-24-19 Proposed

07-31-19 Finalized


04-24-19 Proposed

12-04-19 Finalized

PSC-18-19-00010 Energy efficiency programs, budgets, and targets for investor-owned utilities.To encourage the delivery and procurement of energy efficiency by investor-owned utilities.

05-01-19 Proposed

PSC-18-19-00011 Policies, budgets and targets for support of heat pump deployment by investor-owned utilities.To encourage the support for heat pump deployment by investor-owned utilities.

05-01-19 Proposed

PSC-18-19-00012 Policies, budgets and targets for support of energy effiency programs for low- and moderate-income customers.To encourage the support of energy effiency programs for low- and moderate-income customers by investor-ownedutilities.

05-01-19 Proposed


05-01-19 Proposed

PSC-18-19-00014 Revenue neutral revenue adjustment to the demand and energy charges under SC No. 3.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

05-01-19 Proposed

08-28-19 Finalized


05-01-19 Proposed

PSC-19-19-00011 To consider a settlement agreement.Modification of Network Expansion Condition.

05-08-19 Proposed

07-31-19 Finalized

PSC-19-19-00012 Minor rate filing.To ensure that the Village of Silver Spring provides safe and adequate service and that its rates are just and reasonable.

05-08-19 Proposed

10-09-19 Finalized

PSC-19-19-00013 Proposed merger of three water utilities into one corporation.To determine if the proposed merger is in the public interest.

05-08-19 Proposed

PSC-19-19-00014 Establishment of the regulatory regime applicable to an approximately 124 MW electric generating facility.Consideration of a lightened regulatory regime for an approximately 124 MW electric generating facility.

05-08-19 Proposed

PSC-19-19-00015 Establishment of the regulatory regime applicable to an energy storage facility of up to 316 MW.Consideration of a lightened regulatory regime for an energy storage facility of up to 316 MW

05-08-19 Proposed

11-06-19 Finalized


95


PSC-19-19-00016 Establishment of the regulatory regime applicable to an approximately 242 MW electric generating facility.Consideration of a lightened regulatory regime for an approximately 242 MW electric generating facility.

05-08-19 Proposed

PSC-20-19-00008 Reporting on energy sourcesTo ensure accurate reporting and encourage clean energy purchases

05-15-19 Proposed

PSC-20-19-00009 Petition to submeter electricityTo ensure adequate submetering equipment and consumer protections are in place

05-15-19 Proposed

PSC-20-19-00010 Compensation policies for certain CHP projectsTo consider appropriate rules for compensation of certain CHP resources

05-15-19 Proposed


05-15-19 Proposed

11-13-19 Finalized

PSC-20-19-00012 Waiver of 16 NYCRR Section 894.4(b)(2) pertaining to publishing notice of the RFP in national publicationsTo determine whether to waive any rules and regulations

05-15-19 Proposed

08-28-19 Finalized


05-15-19 Proposed

09-04-19 Finalized

PSC-20-19-00014 Transfer of street lighting facilitiesTo consider the transfer of street lighting facilities to the City of Oneonta

05-15-19 Proposed

08-28-19 Finalized

PSC-20-19-00015 Establishment of the regulatory regime applicable to an approximately 105.8 MW electric generating facilityConsideration of a lightened regulatory regime for an approximately 105.8 MW electric generating facility

05-15-19 Proposed

PSC-21-19-00015 The Implementation Plan used to recover the costs of ZECs from Load Serving Entities.To more accurately calculate Load Serving Entities’ future ZEC obligation payments.

05-22-19 Proposed

10-09-19 Finalized


05-22-19 Proposed

10-16-19 Finalized


05-22-19 Proposed

09-04-19 Finalized

PSC-21-19-00018 Methodology used to set discount level for income-based discounts to residential electric and gas utility bills.To ensure that income-based discounts are adjusted in a manner that moderates annual changes.

05-22-19 Proposed

11-06-19 Finalized


96


PSC-22-19-00011 Proposed major increase in KEDNY’s gas delivery revenues by $236.8 million (13.6% increase in total revenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

05-29-19 Proposed

07-31-19 Withdrawn


05-29-19 Proposed

09-04-19 Finalized


05-29-19 Proposed

PSC-22-19-00014 Proposed major rate increase in KEDLI’s gas delivery revenues by $49.4 million (4.1% increase in total revenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

05-29-19 Proposed

07-31-19 Withdrawn

PSC-23-19-00003 Ownership interest in poles.To consider the transfer of ownership interest in certain poles from NYSEG to Verizon.

06-05-19 Proposed

12-31-19 Finalized

PSC-23-19-00004 Individually negotiated contracts.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-05-19 Proposed

10-09-19 Finalized

PSC-23-19-00005 Proposed major rate increase in SWNY’s annual base revenues of approximately $31.5 million (or 19.8% in totalrevenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-05-19 Proposed

PSC-24-19-00003 Three-year pilot for inspecting gas services at intervals longer than existing regulations require.To use risk-based reasoning for gas service lines inspection intervals on a pilot basis.

06-12-19 Proposed

11-06-19 Finalized

PSC-24-19-00004 Municipal Gross Receipts Taxes.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-12-19 Proposed

10-09-19 Finalized

PSC-24-19-00005 Non-Firm Demand Response service classes.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-12-19 Proposed

12-04-19 Finalized


06-12-19 Proposed

10-09-19 Finalized


06-12-19 Proposed

10-09-19 Finalized


97


PSC-24-19-00008 Non-Firm Demand Response service classes.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

06-12-19 Proposed

12-04-19 Finalized


06-12-19 Proposed

10-09-19 Finalized

PSC-25-19-00016 The request of New York Transco LLC to assume debt with a repayment period that exceeds 12 months.To consider a petition to incur debt.

06-19-19 Proposed

10-09-19 Finalized


06-19-19 Proposed

12-11-19 Finalized

PSC-26-19-00002 Petition to submeter electricity and waiver of energy auditTo ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place

06-26-19 Proposed

11-13-19 Finalized

PSC-27-19-00006 Tariff provisions for SHR Demonstration Project customers.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

07-03-19 Proposed

10-09-19 Finalized

PSC-27-19-00007 Implementation of consolidated billing for distributed energy resources.To facilitate development of and participation in Community Distributed Generation projects.

07-03-19 Proposed

12-31-19 Finalized

PSC-27-19-00008 Tariff provisions for SHR Demonstration Project customers.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

07-03-19 Proposed

10-09-19 Finalized


07-03-19 Proposed

11-13-19 Finalized

PSC-28-19-00004 Revenue and Property Tax Reconciliation Mechanism.To ensure recovery of proper expenses and the continued provision of safe and adequate service.

07-10-19 Proposed

11-06-19 Finalized


07-10-19 Proposed

10-16-19 Finalized

PSC-28-19-00006 Establishment of an escrow account.To maintain a replenishable escrow account with a maximum balance of $5,000.

07-10-19 Proposed

11-06-19 Finalized


98


PSC-29-19-00018 Compensation for distributed energy resources.To establish rules for NYPA customer participation in the Value of Distributed Energy Resources program.

07-17-19 Proposed

11-06-19 Finalized

PSC-29-19-00019 Transfer of street lighting facilities.To determine whether to transfer street lighting facilities and the proper accounting for the transaction.

07-17-19 Proposed

11-06-19 Finalized


07-24-19 Proposed

PSC-30-19-00008 To institute a voluntary Tier 2(B) Physical Storage Program under the DDS Program.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

07-24-19 Proposed

12-04-19 Finalized

PSC-30-19-00009 An Index REC procurement mechanism for Tier 1 REC procurements.To provide a hedge against market volatility, and lower costs to both renewable generators and customers.

07-24-19 Proposed

PSC-31-19-00011 Electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

07-31-19 Proposed

PSC-31-19-00012 Purchase of renewable energy from distributed generators and energy storage systems 15 kilowatts or less.To establish provisions to ensure safe and reliable service for all customers.

07-31-19 Proposed

12-04-19 Finalized

PSC-31-19-00013 Implementation of Statewide Energy Benchmarking.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

07-31-19 Proposed

PSC-31-19-00014 Consideration of NYAW’s Interim Implementation Plan.To ensure NYAW improves its service to ratepayers.

07-31-19 Proposed

PSC-31-19-00015 Proposed major rate increase in KEDNY’s gas delivery revenues by $236.8 million (13.6% increase in total revenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

07-31-19 Proposed

PSC-31-19-00016 Proposed major rate increase in KEDLI’s gas delivery revenues of approximately $49.4 million (or 4.1% in totalrevenues).To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

07-31-19 Proposed

PSC-31-19-00017 Implementation of e-DPAs.To consider a proposal to implement e-DPAs.

07-31-19 Proposed

12-04-19 Finalized

PSC-32-19-00004 RDM target modifications for SC 8 customers and defer any revenue shortfall as a regulatory asset.To ensure SC 8 electric customers are being charged properly and avoid customer confusion and unnecessary ratevolatility.


11-06-19 Finalized


99


PSC-32-19-00008 Compensation of distributed energy resourcesTo ensure just and reasonable rates, including compensation, for distributed energy resources

08-07-19 Proposed

PSC-32-19-00009 Petition to submeter electricity and waiver requestTo ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place

08-07-19 Proposed


08-07-19 Proposed


08-07-19 Proposed

12-11-19 Finalized

PSC-32-19-00012 Standby Service Rates and Buyback Service RatesTo ensure just and reasonable rates, including compensation, for distributed energy resources

08-07-19 Proposed

PSC-32-19-00013 Disposition of tax refunds received by New York American Water Company, Inc.To determine the disposition of tax refunds and other related matters

08-07-19 Proposed

PSC-33-19-00007 Transfer of street lighting facilities.To determine whether to provide written consent for the proposed transfer of certain street lighting facilities.

08-14-19 Proposed

12-31-19 Finalized

PSC-33-19-00008 Pole attachment rates.To ensure safe and adequate service at just and reasonable rates charged to customers without preferences.

08-14-19 Proposed

12-04-19 Finalized

PSC-33-19-00009 Transfer of street lighting facilities.To determine whether to provide written consent for the proposed transfer of certain street lighting facilities.

08-14-19 Proposed

12-31-19 Finalized

PSC-33-19-00010 Purchase of renewable energy from new distributed generators and energy storage systems 15 kilowatts or less.To establish provisions to ensure safe and reliable service for all customers.

08-14-19 Proposed

12-04-19 Finalized

PSC-33-19-00011 Update revenue targets and pass back regulatory liability/asset resulting from tax law changes.To ensure New York American Water’s rates are just and reasonable and accurately reflect the needed revenues.

08-14-19 Proposed

11-06-19 Finalized

PSC-33-19-00012 Limited waiver of tariff provisions for customers with PEVs under Special Provision L of the SC-1 VTOU rate.To ensure just and reasonable rates charged to customers without undue preferences

08-14-19 Proposed

12-04-19 Finalized


08-14-19 Proposed

12-11-19 Finalized


100


PSC-33-19-00014 Electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

08-14-19 Proposed

PSC-34-19-00015 Major electric rate filing.To consider a proposed increase in RG&E’s electric delivery revenues of approximately $31.7 million (or 4.1% in totalrevenues).

08-21-19 Proposed

PSC-34-19-00016 Major gas rate filing.To consider a proposed increase in RG&E’s gas delivery revenues of approximately $5.8 million (or 1.4% in totalrevenues).

08-21-19 Proposed


08-21-19 Proposed

PSC-34-19-00018 Major electric rate filing.To consider a proposed increase in NYSEG’s electric delivery revenues of approximately $156.7 million (10.4% in totalrevenues).

08-21-19 Proposed

PSC-34-19-00019 Compensation of distributed energy resources.To ensure just and reasonable rates, including compensation for distributed energy resources.

08-21-19 Proposed

12-04-19 Finalized

PSC-34-19-00020 Major gas rate filing.To consider a proposed increase in NYSEG’s gas delivery revenues of approximately $6.3 million (or 1.4% in totalrevenues).

08-21-19 Proposed


08-21-19 Proposed

12-04-19 Finalized

PSC-35-19-00004 Transfer of street lighting facilities.To determine whether to authorize the transfer of street lighting facilities and the proper accounting for the transaction.

08-28-19 Proposed

12-04-19 Finalized

PSC-35-19-00005 Administrative costs and funding sources for the RES and ZEC programs.To promote and maintain renewable and zero emission electric energy resources.

08-28-19 Proposed

12-04-19 Finalized


08-28-19 Proposed

PSC-35-19-00007 Wireless pole attachment rate.To ensure safe and adequate service at just and reasonable rates charged to customers without preferences.

08-28-19 Proposed

12-04-19 Finalized


08-28-19 Proposed

12-31-19 Finalized


101


PSC-36-19-00008 Transfer of street lighting facilities.To determine whether to authorize the transfer of street lighting facilities and the proper accounting for the transaction.

09-04-19 Proposed

12-04-19 Finalized

PSC-36-19-00009 Minor rate filing to increase annual electric revenues.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

09-04-19 Proposed

PSC-36-19-00010 Notice of intent to submeter electricity and waiver of energy audit.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

09-04-19 Proposed

PSC-36-19-00011 Minor electric rate filing to increase annual electric revenues.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

09-04-19 Proposed

PSC-36-19-00012 Transfer of street lighting facilities.To determine whether to authorize the transfer street of lighting facilities and the proper accounting for the transaction.

09-04-19 Proposed

12-04-19 Finalized

PSC-37-19-00004 Proposed transfer of Hopewell’s assets to the Town and dissolution of the company.To determine if transfer of the water system to the Town of East Fishkill is in the public interest.

09-11-19 Proposed


09-18-19 Proposed

PSC-39-19-00013 Proposed revisions to Consolidated Edison’s Commercial Demand Response Programs.To consider appropriate rules regarding Commercial Demand Response Programs.

09-25-19 Proposed

PSC-39-19-00014 Annual Reconciliation of Gas Expenses and Gas Cost Recoveries.To review the gas utilities’ reconciliation of Gas Expenses and Gas Cost Recoveries for the period ending August 31,2019.

09-25-19 Proposed

PSC-39-19-00015 Amendments to the New York State Standardized Interconnection Requirements (SIR).To more effectively interconnect distributed generation and energy storage Systems 5 MW or less to the distributionsystem.

09-25-19 Proposed

12-31-19 Finalized

PSC-39-19-00016 PSC regulation 16 NYCRR § 86.3(a)(1), (2), (2)(iv), (b)(2), 86.4(b) and 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting.

09-25-19 Proposed

12-31-19 Finalized


09-25-19 Proposed


09-25-19 Proposed

PSC-39-19-00019 Petition for the use of gas metering equipment.To ensure that consumer bills are based on accurate measurements of gas usage.

09-25-19 Proposed


102


PSC-39-19-00020 Initial Tariff Schedule, P.S.C. No. 1 - Water.To ensure safe and adequate service at just and reasonable rates charged to customers without preferences.

09-25-19 Proposed

PSC-40-19-00006 Net energy metering and VDER crediting for eligible New York Power Authority customers.To ensure safe and adequate service at just and reasonable rates charged to customers without preferences.

10-02-19 Proposed

PSC-40-19-00007 The sharing of ratepayer consumption data.To allow for consumption based sewer billing and protect ratepayers’ consumption data.

10-02-19 Proposed

PSC-40-19-00008 Implementation of consolidated billing for distributed energy resources.To facilitate development of and participation in Community Distributed Generation projects.

10-02-19 Proposed

12-31-19 Finalized

PSC-41-19-00001 Appointment of a temporary operator.To ensure safe water supply through appointment of a temporary operator.


12-31-19 Finalized

PSC-41-19-00003 A voluntary residential three-part rate that would include fixed, usage and demand charges.To provide qualifying residential customers with an optional three-part rate.

10-09-19 Proposed

PSC-41-19-00004 To consider acquiring cable television facilities and franchises of 27 municipalities from CCE I to Spectrum NE.To ensure performance in accordance with applicable cable laws, regulations and standards and the public interest.

10-09-19 Proposed

12-31-19 Finalized

PSC-41-19-00005 Tariff modifications to correct the calculation for the VDER Value Stack DRV.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

10-09-19 Proposed

PSC-42-19-00006 Waiver of the prohibition on service to low-income customers by ESCOs.To consider the petition for an extension of the waiver of the prohibition on service to low-income customers by ESCOs.

10-16-19 Proposed


10-16-19 Proposed

PSC-43-19-00014 Petition for the use of electric metering equipment.To ensure that consumer bills are based on accurate measurements of electric usage.

10-23-19 Proposed

PSC-43-19-00015 Modifications to the Gas Cost Factor and Daily Delivery Service Programs.To consider a rehearing petition filed by Consolidated Edison Company of New York, Inc. and Orange and Rockland Utili-ties, Inc.

10-23-19 Proposed

PSC-43-19-00016 Proposed rate filing to increase its semi-annual flat rate.To ensure safe and adequate service at just and reasonable rates charged to customers without undue preferences.

10-23-19 Proposed

PSC-44-19-00003 Proposed revisions to Standby Service Rates and Buyback Service Rates.To ensure just and reasonable rates, including compensation, for distributed energy resources.

10-30-19 Proposed


103



10-30-19 Proposed


10-30-19 Proposed


10-30-19 Proposed


10-30-19 Proposed


10-30-19 Proposed


10-30-19 Proposed


11-06-19 Proposed


11-06-19 Proposed


11-06-19 Proposed

PSC-46-19-00007 PSC regulation 16 NYCRR 86.3(a)(1), (a)(2) and 88.4(a)(4).To consider a waiver of certain regulations relating to the content of an application for transmission line siting.

11-13-19 Proposed

PSC-46-19-00008 Wappingers Falls Hydroelectric LLC’s facility located in Wappingers Falls, New York.To promote and maintain renewable electric energy resources.

11-13-19 Proposed

PSC-46-19-00009 Proposed transfer of certain company property to the Incorporated Village of Sea Cliff.To determine if the transfer of certain Company property to the Incorporated Village of Sea Cliff is in the public interest.

11-13-19 Proposed

PSC-46-19-00010 To test innovative rate designs on an opt-out basis.To implement alternative innovative rate designs intended to assess customer behaviors in response to price signals

11-13-19 Proposed

PSC-47-19-00011 Waiver of National Grid’s code of conduct to allow for use of its name.To determine if it is in the public interest to allow for the use of National Grid’s name in the weatherization program.

11-20-19 Proposed

PSC-47-19-00012 Transfer of street lighting facilities to the Village of Cayuga Heights.To consider whether the transfer of street lighting facilities to the Village of Cayuga Heights is in the public interest.

11-20-19 Proposed


104



11-20-19 Proposed

PSC-47-19-00014 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the publicinterest.To consider whether a tariff waiver and the proposed terms of a service agreement are in the public interest.

11-20-19 Proposed


11-20-19 Proposed


11-20-19 Proposed

PSC-48-19-00004 Recommencement of the levelization surcharge, changes to the System Improvement Charge, including AMI and a one-year stay-out.To address the issues in the November 6, 2019 petition filed by NYAW.

11-27-19 Proposed


11-27-19 Proposed


11-27-19 Proposed

PSC-48-19-00007 Extension of the State Universal Service Fund.To continue to provide universal service at a reasonable rate in certain service territories.

11-27-19 Proposed

PSC-49-19-00004 Transfer of street lighting facilities.To determine whether to authorize the transfer street of lighting facilities and the proper accounting for the transaction.

12-04-19 Proposed

PSC-49-19-00005 Sale of Street Lighting Facilities to the Town of Farmington.To consider the transfer of street lighting facilities to the Town of Farmington.

12-04-19 Proposed


12-04-19 Proposed

PSC-50-19-00004 Petition to submeter electricity and waiver of energy audit.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

12-11-19 Proposed

PSC-50-19-00005 Modifications and clarifications to the DCFC Per-Plug Incentive Program.To clarify certain elements of the DCFC Per-Plug Incentive Program and consider modifications to the Program.

12-11-19 Proposed

PSC-50-19-00006 Compensation of and incentives for distributed energy resources.To encourage the development of and ensure just and reasonable rates for distributed energy resources.

12-11-19 Proposed

PSC-50-19-00007 Participation of customers served under P.S.C. No. 12 (PASNY) in CDG projects receiving Value Stack compensation.To encourage the development of and ensure just and reasonable rates for distributed energy resources.

12-11-19 Proposed


105


PSC-52-19-00001 SUEZ Water New York Inc.’s acquisition of 100% of Heritage Hills Water Works Corporation’s assets.To determine if the proposed acquisition is in the public interest.

12-24-19 Proposed

PSC-52-19-00002 The New York State Reliability Council’s establishment of an Installed Reserve Margin of 18.9%To ensure adequate levels of Installed Capacity.

12-24-19 Proposed

PSC-52-19-00003 Notice of intent to submeter electricity and waiver of energy audit.To ensure adequate submetering equipment, consumer protections and energy efficiency protections are in place.

12-24-19 Proposed


12-24-19 Proposed

PSC-52-19-00005 Compensation of and rates for distributed energy resources.To encourage the development of and ensure just and reasonable rates for distributed energy resources.

12-24-19 Proposed

PSC-52-19-00006 Authorization to defer pension settlement losses.To address the ratemaking related to the pension settlement losses.

12-24-19 Proposed

PSC-53-19-00003 Technical Amendments of State regulations and Administrative CorrectionsTo make the provision of natural gas service safer in New York State

12-31-19 Proposed

PSC-53-19-00004 Technical Amendments of State regulations and Administrative CorrectionsTo make the provision of natural gas service safer in New York State.

12-31-19 Proposed

PSC-53-19-00006 To amend the terms to which the customer must abide when discontinuing gas service.To ensure safe and adequate service at just and reasonable rates charged to customers without preferences.

12-31-19 Proposed


12-31-19 Proposed

PSC-53-19-00008 Extension of time for issuance of securities and other forms of indebtedness.To consider an additional twelve months for the issuance of securities and other forms of indebtedness.

12-31-19 Proposed

PSC-53-19-00009 Transfer of street lighting facilities.To consider whether the transfer of certain street lighting facilities is in the public interest.

12-31-19 Proposed

PSC-53-19-00010 To clarify the term ‘‘customer’’ under Rule 28 - Special Services Performed by Company for Customer at a Charge.To ensure safe and adequate service at just and reasonable rates charged to customers without preferences.

12-31-19 Proposed

STATE, DEPARTMENT OF

DOS-31-17-00005 Continuing education requirementsTo amend the education requirements to include 1 hour of instruction on telecoil (t-coil) and other assistive listening de-vices

08-02-17 Proposed

12-20-17 Finalized


106

STATE, DEPARTMENT OF

DOS-36-18-00008 New York State Uniform Fire Prevention and Building Code (the Uniform Code)To amend the existing Uniform Code to add provisions for diaper changing stations in certain buildings.

09-05-18 Proposed

12-26-18 Finalized

DOS-07-19-00008 Education and Experience Requirements for Original Appraiser ApplicationsTo conform existing regulations to current federal guidelines

02-13-19 Proposed

05-01-19 Finalized

DOS-23-19-00001 Prospective licensee requirementsTo conform current NYS standards to existing applicable federal requirements for licensure

06-05-19 Proposed

08-21-19 Finalized

DOS-27-19-00014 New York State Uniform Fire Prevention and Building Code (the Uniform Code)To repeal the existing Uniform Code and adopt a new Uniform Code and to make conforming changes to 19 NYCRRParts 1264 and 1265.

07-03-19 Proposed

DOS-27-19-00015 The State Energy Conservation Construction Code (the ‘‘Energy Code’’).To repeal the existing Energy Code and to adopt a new, updated Energy Code.

07-03-19 Proposed

DOS-29-19-00015 New York State Uniform Fire Prevention and Building Code (the Uniform Code)Incorporating the 2019 Energy Storage System Supplement to add provisions to the New York State Uniform FirePrevention and Building Code relating to the installation, use and maintenance of Energy Storage Systems


10-16-19 Finalized

DOS-40-19-00001 Appraisal StandardsTo adopt the 2020-2021 edition of the Uniform Standards of Professional Appraisal Practice

10-02-19 Proposed

12-18-19 Finalized

DOS-42-19-00001 Real estate advertisementsTo update current regulations concerning real estate advertisements

10-16-19 Proposed

DOS-42-19-00005 New York State Uniform Fire Prevention and Building Code (the Uniform Code)see attached document entitled ‘‘Purpose’’

10-16-19 Emergency

STATE UNIVERSITY OF NEW YORK

SUN-44-18-00003 Proposed amendments to the traffic and parking regulations at State University College at OneontaAmend existing regulations to update traffic and parking regulations

10-31-18 Proposed

05-08-19 Finalized

SUN-49-18-00008 University Faculty SenateTo clarify that the vice-president/secretary of the University Faculty Senate (‘‘UFS’’) shall be a voting member of the UFS

12-05-18 Proposed

04-10-19 Finalized

SUN-15-19-00007 Proposed amendments to Appointment of Employees and Leave of Absences for Employees in the Professional Service.Allow a temporary cessation of service credit during birth/adoption/foster care placement of child and update leaveaccruals.

04-10-19 Proposed

10-16-19 Finalized


107

STATE UNIVERSITY OF NEW YORK

SUN-30-19-00001 State basic financial assistance for the operating expenses of community colleges under the program of SUNY andCUNY.To modify limitations formula for basic State financial assistance and institute an operating support ‘‘floor’’.

07-24-19 Proposed

10-16-19 Finalized

SUN-30-19-00011 State University of New York Tuition and Fees ScheduleTo amend the Tuition and Fees Schedule to increase tuition for students in all programs of the State University of NewYork

07-24-19 Proposed

10-16-19 Finalized

SUN-33-19-00001 State basic financial assistance for operating expenses of community colleges under the program of SUNY and CUNY.Modify limitations formula for basic State financial assistance for operating expenses & institute an operating support‘‘floor’’.

08-14-19 Emergency

SUN-33-19-00002 State University of New York Tuition and Fees ScheduleTo amend the Tuition and Fees Schedule to increase tuition for students in all programs in the State University of NewYork.

08-14-19 Emergency

SUN-36-19-00013 College FeesTo increase the college fee charged at State-operated campuses, excluding the four University Centers.

09-04-19 Proposed

12-11-19 Finalized

SUN-40-19-00003 College FeesTo increase the college fee charged at State-operated campuses, excluding the four University Centers.

10-02-19 Emergency

SUN-50-19-00001 Tuition, Fees and ChargesTo authorize the waiver of admission application fees for military veterans and their spouses


SUN-53-19-00002 Proposed amendments to the traffic and parking regulations at State University of New York College at Old WestburyAmend existing regulations to update traffic and parking regulations

12-31-19 Proposed

SUN-53-19-00005 Proposed amendments to the traffic and parking regulations at State University Agricultural and Technical College at Mor-risvilleAmend existing regulations to update traffic and parking regulations

12-31-19 Proposed

TAXATION AND FINANCE, DEPARTMENT OF

TAF-48-18-00003 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period January 1, 2019 through March 31,2019

11-28-18 Proposed

02-20-19 Finalized

TAF-48-18-00004 Metropolitan Transportation Business Tax SurchargeTo provide metropolitan transportation business tax rate for tax year 2019


02-13-19 Finalized

TAF-49-18-00007 The Congestion Surcharge.To implement the Congestion Surcharge and related registration, records and reporting requirements.

12-05-18 Emergency


108

TAXATION AND FINANCE, DEPARTMENT OF

TAF-08-19-00007 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewithTo set the sales tax component and the composite rate per gallon for the period April 1, 2019 through June 30, 2019

02-20-19 Proposed

05-22-19 Finalized

TAF-09-19-00005 The Congestion Surcharge.To implement the Congestion Surcharge and related registration, recordkeeping and reporting requirements.


05-01-19 Emergency

06-26-19 Emergency

08-21-19 Finalized

08-21-19 Emergency

TAF-21-19-00006 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith.To set the sales tax component and the composite rate per gallon for the period July 1, 2019 through September 30,2019.

05-22-19 Proposed

08-21-19 Finalized

TAF-34-19-00013 To set the sales tax component and the composite rate per gallon for the period October 1, 2019 through September 31,2019To set the sales tax component and the composite rate per gallon for the period October 1, 2019 through September 31,2019

08-21-19 Proposed

11-20-19 Finalized

TAF-40-19-00009 New York State and City of Yonkers withholding tables and other methodsTo provide current New York State and City of Yonkers withholding tables and other methods

10-02-19 Proposed

12-24-19 Finalized

TAF-47-19-00010 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith.To set the sales tax component and the composite rate per gallon for the period January 1, 2020 through March 31,2020.

11-20-19 Proposed

TAF-50-19-00003 Metropolitan Transportation Business Tax SurchargeTo provide metropolitan transportation business tax rate for tax year 2020


TEMPORARY AND DISABILITY ASSISTANCE, OFFICE OF

TDA-12-18-00004 Reengagement/conciliation and sanction procedures for employment programsTo implement statutory changes relative to public assistance (PA) reengagement/conciliation and sanction procedures

03-21-18 Proposed

01-09-19 Finalized

TDA-41-18-00002 Standard Utility Allowances (SUAs) for the Supplemental Nutrition Assistance Program (SNAP)These regulatory amendments set forth the federally-mandated and approved SUAs as of 10/1/18


12-19-18 Emergency

01-30-19 Finalized

TDA-49-18-00009 Outreach, Homeless Services Plans and Outcome ReportingTo promote effective planning and strategic use of resources by social service districts


02-13-19 Emergency

03-27-19 Finalized


109

TEMPORARY AND DISABILITY ASSISTANCE, OFFICE OF

TDA-14-19-00002 Enforcement of support obligations and issuance of income withholding orders (IWOs)To clarify the requirements for income withholding for persons served by the Title IV-D child support program (IV-D) toconform with changes to the federal IV-D IWO/Notice for Support form

04-03-19 Proposed

10-23-19 Finalized

TDA-14-19-00007 Abandonment of requests for fair hearingsTo require the issuance of letters to appellants who fail to appear at scheduled fair hearings involving Medical Assistance,also known as Medicaid, advising them how to request the rescheduling of such fair hearings

04-03-19 Proposed

TDA-19-19-00007 Adult-Care Facilities and Shelters for AdultsTo update State regulations pertaining to general provisions, inspections and enforcement, and shelters for adults

05-08-19 Proposed

12-11-19 Finalized

TDA-19-19-00008 Shelters for FamiliesTo update State regulations pertaining to shelters for families

05-08-19 Proposed

12-11-19 Finalized

TDA-19-19-00010 Elimination of finger imaging requirement for public assistance applicants and recipientsTo update State regulations to align public assistance programs with other State benefit programs regarding identificationverification requirements

05-08-19 Proposed

12-04-19 Finalized

TDA-46-19-00006 Limits on executive compensationTo remove requirements related to private funding from the $199, 000 per annum limit on executive compensation and tomake corresponding technical updates

11-13-19 Proposed

TDA-49-19-00003 Annual service fee on persons receiving child support services and minimum annual collection requirement to imposesuch feeTo amend the existing State regulatory provisions regarding the annual service fee imposed on persons who receivechild support services

12-04-19 Proposed

TRANSPORTATION, DEPARTMENT OF

TRN-47-18-00001 Regulation of transportation of hazardous materials by commercial motor carriers in New York StateCorrects omissions in State regulations associated with Title 49 CFR provisions related to transport of hazardous materi-als

11-21-18 Proposed

02-20-19 Finalized

TRN-03-19-00001 Regulation of commercial motor carriers in New York StateThe rule making updates Title 49 CFR provisions incorporated by reference pursuant to regulation of commercial motorcarriers


03-20-19 Emergency

04-24-19 Finalized

TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY

TBA-49-18-00011 A proposal to establish a new crossing charge schedule for use of bridges and tunnels operated by TBTAA proposal to raise additional revenue

12-05-18 Proposed

03-20-19 Finalized


110

URBAN DEVELOPMENT CORPORATION

UDC-45-18-00002 Life Sciences Initiative ProgramImplement Capital Assistance and NYFIRST components of the Life Sciences Initiatives program

11-07-18 Emergency

UDC-08-19-00001 Life Sciences Initiative ProgramAmend NYFIRST component of the Life Sciences Initiatives program

02-20-19 Emergency

UDC-21-19-00003 Life Sciences Initiative ProgramAmend NYFIRST component of the Life Sciences Initiatives program

05-22-19 Emergency

UDC-33-19-00006 Life Sciences initiative ProgramCreate administrative procedures for all components of the Life Sciences Initiatives program


11-20-19 Finalized

VICTIM SERVICES, OFFICE OF

OVS-24-19-00001 Conduct contributing related to burial awardsAdopt rules necessary as the result of chapter 494 of the Laws of 2018, when considering the victim’s own conduct


08-28-19 Emergency

10-16-19 Emergency


OVS-36-19-00007 Limits on administrative expenses and executive compensation.To codify the determination made in the Matter of Leading Age NY, Inc v. Shah (2018), striking a portion of the rule.

09-04-19 Proposed

12-31-19 Finalized

WORKERS’ COMPENSATION BOARD

WCB-52-17-00021 Establishment of Prescription Drug FormularyEstablishment of a drug formulary that includes high-quality and cost-effective preauthorized medication

12-27-17 Proposed

10-17-18 Revised

01-23-19 Revised

04-17-19 Revised

06-05-19 Finalized

WCB-23-18-00004 Fees for Medical TestimonyTo increase fees for medical testimony and eliminate fee reductions for multiple appearances as this provisiosn is notused

06-06-18 Proposed

12-26-18 Finalized

WCB-23-18-00005 Medical Fee SchedulesUpdate the fees paid for medical treatment in workers’ compensation claims

06-06-18 Proposed

10-03-18 Revised

12-26-18 Finalized

WCB-49-18-00010 Pharmacy Fee ScheduleUpdate the pricing methodology for prescription drugs

12-05-18 Proposed

04-17-19 Finalized


111

WORKERS’ COMPENSATION BOARD

WCB-04-19-00029 Fees for emergency room, rural area outpatient clinics, hospital based mental health clinics and private psychiatrichospitalsUpdate and incorporate fees for medical services provided to injured workers

01-23-19 Proposed

05-01-19 Finalized

WCB-22-19-00009 Group self-insured trusts that are inactive but not insolventProvide assistance with inactive but not insolvent group self-insured trusts to purchase ALPs to wind down liabilities

05-29-19 Proposed

10-30-19 Finalized

WCB-25-19-00018 Prior authorization for medical treatment and variances form the Medical Treatment GuidelinesAdd new authorized medical provider types to rules regarding prior authorizations and variances

06-19-19 Proposed

09-11-19 Finalized

WCB-25-19-00019 Medical Provider AuthorizationDescribe the process for providers to become authorized by the Board and maintain authorization

06-19-19 Proposed

09-11-19 Finalized

WCB-27-19-00005 Medical Fee SchedulesAdd new providers to the fee schedule

07-03-19 Proposed

12-11-19 Finalized

WCB-31-19-00018 Medical Treatment GuidelinesAdd guidelines for treatment of hip and groin, foot and ankle, elbow and occupational interstitial lung disease

07-31-19 Proposed

WCB-32-19-00001 Updating the prescription drug formularyTo add drugs to the prescription drug formulary in response to continuous feedback

08-07-19 Proposed

WCB-37-19-00002 Applications for ReopeningsClarify the process for reopening a case that has been previously closed

09-11-19 Proposed

WCB-39-19-00001 Medical fee schedules; typographical errorTo correct a typographical error in Ground Rule 12 (Pathology and Laboratory) to conform to the Non-Acute Pain MTGs.

09-25-19 Emergency

WCB-45-19-00010 Resolution of medical billing disputesIncorporate the 2019 changes to WCL 13-g into existing regulations.

11-06-19 Proposed

WCB-47-19-00004 Updating the prescription drug formularyTo update formulary and add special consideration guidance for drugs not included in the MTGs



112

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