This article was downloaded by: [Dalhousie University]On: 07 September 2012, At: 16:52Publisher: RoutledgeInforma Ltd Registered in England and Wales Registered Number: 1072954 Registeredoffice: Mortimer House, 37-41 Mortimer Street, London W1T 3JH, UK
European Planning StudiesPublication details, including instructions for authors andsubscription information:http://www.tandfonline.com/loi/ceps20
Bridge the Gap: From Spatial Planningto Strategic ProjectsLouis Albrechts aa Katholieke Universiteit, Leuven, Belgium
Version of record first published: 28 Nov 2006
To cite this article: Louis Albrechts (2006): Bridge the Gap: From Spatial Planning to StrategicProjects, European Planning Studies, 14:10, 1487-1500
To link to this article: http://dx.doi.org/10.1080/09654310600852464
PLEASE SCROLL DOWN FOR ARTICLE
Full terms and conditions of use: http://www.tandfonline.com/page/terms-and-conditions
This article may be used for research, teaching, and private study purposes. Anysubstantial or systematic reproduction, redistribution, reselling, loan, sub-licensing,systematic supply, or distribution in any form to anyone is expressly forbidden.
The publisher does not give any warranty express or implied or make any representationthat the contents will be complete or accurate or up to date. The accuracy of anyinstructions, formulae, and drug doses should be independently verified with primarysources. The publisher shall not be liable for any loss, actions, claims, proceedings,demand, or costs or damages whatsoever or howsoever caused arising directly orindirectly in connection with or arising out of the use of this material.
RESEARCH BRIEFING
Bridge the Gap: From Spatial Planningto Strategic Projects
LOUIS ALBRECHTS
Katholieke Universiteit, Leuven, Belgium
ABSTRACT This paper introduces one of the largest single research projects ever granted in thefield of spatial planning. It presents the context the project has to work in and the challenges ithas to face. It further gives a broad outline of the research project, with three horizontal andthree vertical tracks and some success indicators.
Introduction
Both social relations and the technical infrastructure of society have changed significantly
over the last three or four decades. The reasons for this change (see Castells, 1996) are, on
the one hand, the rise of new technologies (information, telecommunication) and, on the
other hand, the concurrence of global historic social traditions. The latter reason includes:
the changes in the production process (focus on innovation and flexibility) that have an
impact on labour and capital, the growing strength—at all levels from global to local—
of movements (green movement, feminism, anti-globalists, etc.), a tendency to increased
social inequality and polarization, a crisis of the nation state, a related crisis of represen-
tative democracy, and the globalization of the economy and of culture. All these changes
go together—according to Beck (1992)—with a growing individualization and de-
traditionalization. The loss of traditional social structures (class, family, etc.) in society
has had the consequence that individuals are exercising a larger impact on the construction
of their own identity. The values and images that frame their actions, however, are not gen-
erated in isolation but rather are social constructs that are given meaning and are validated
by traditions of belief and practice. These values and images are reviewed, reconstructed
and invented through collective experience (see Ozbekhan, 1969; but also Foucault, 1980,
p. 11; Hillier, 1999; Elchardus et al., 2000, p. 24). Research (see Elchardus & Glorieux,
Correspondence Address: Louis Albrechts, Katholieke Universiteit Leuven, Department of Architecture, Urban
Design and Regional Planning, Kasteelpark Arenberg 51 Leuven, Belgium. Email: [email protected]
ISSN 0965-4313 print=ISSN 1469-5944 online=06=101487–14 # 2006 Taylor & FrancisDOI: 10.1080=09654310600852464
European Planning Studies Vol. 14, No. 10, November 2006
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
2002) confirms that the forecasting of the behaviour of individuals—such as voting beha-
viour—is being done less and less on the basis of the social class they belong to.
Individuals seem to be taking/deriving their identity increasingly from the roles they
play in several networks, rather than from the organization, place or group they belong
to (Van Dijk, 1991).
All these changes have considerable spatial impact. To cope with these changes, a shift
has taken place in planning from a regulative, bureaucratic approach towards a more stra-
tegic, implementation-led and development-led approach within administrations on all
policy levels. But this approach is still in its infant stage. The knowledge built upon the
experiences still remains very “casuistic”, and needs to be connected through the
development of a more theoretical framework.
This paper introduces a 4-year research project, “Strategic Planning to Strategic
Projects—SP2SP”,1 which aims to develop an integrated and innovative approach (inno-
vative spatial concept development, innovative policy instruments, and project and quality
management) for strategic projects. This research project focuses on four main questions.
First, what kind of planning do we need as an overall framework? Second, can strategic
projects serve as a key to more strategic planning? Third, how can we operationalize sus-
tainability and spatial quality? Fourth, what kind of governance and (legal, financial, etc.)
instruments are needed? Finally, the concrete aims of the project and its success indicators
are formulated.
Motivation and Problem Definition
Within the planning literature a lot of attention has been given to designing macro-
structures and the characteristics of planning processes. These models stem from different
traditions of thought in the social sciences, policy analysis and business management
(Friedmann, 1987; Sandercock, 1998). However, a clear understanding of how to
implement and evaluate these theoretical models in daily planning processes—“practicing
theory”—has not yet been achieved. Little attention is paid in these models to project plan-
ning for the “operational level” in a strategic planning process. Project planning has been
considered unproblematic and remained a black box in many of the models. There has
been little academic research on the dialectic between strategic projects and visions.
The starting point is that many plans remain too much of “an administrative framework”
for development instead of an “action plan” aimed at the implementation of the vision and
concepts.
In the planning literature there are many examples of well-documented cases of “plan
making” and formal decision-making (Meyerson & Banfield, 1955; Altshuler, 1965;
Benveniste, 1989; Flyvbjerg, 1998; Albrechts, 1999, 2005), and substantive literature
on implementation is also available (Pressman & Wildavsky, 1979; Wildavsky, 1979;
Majone & Wildavsky, 1979; Mastop & Faludi, 1997; Gualini, 2001). Hardly any examples
of cases analysed from the perspective of the “political class” and the “implementation
class” are available. Therefore political decision-making and implementation often
seem like a black box to planners. Planning requires a fine-grained analysis of what actu-
ally takes place—in formal decision-making and implementation, in the transition from
plan to formal adoption of the plan and in the actual implementation of the plan—as
opposed to what the planners normatively would like to see happen (see Friedmann,
1998). Research by Flyvbjerg (1998) makes it clear that critical analysis of cases is
1488 L. Albrechts
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
needed to discover the “whys and wherefores” of how elected representatives or preferen-
tial actors change the plan and why and how executive officers depart from the formally
approved plan. Research reveals (Albrechts, 2006; Flyvbjerg, 1998) that plan-making and
political decision-making and implementation are dealt with in different arenas and that
different actors are involved (see also Hillier, 2002). Political decision-making and
implementation are processes of their own, with different actors and different rationales
interspersed with sector and local/regional logics. New actors, new agendas, new goals
and new strategies turn up with political decision-making and implementation. Plan-
making and political decision-making and implementation use their own networking as
a way to mobilize, to build alliances for their objectives and to reach an acceptable
consensus. As few actors take part in plan-making, formal decision-making and
implementation, it becomes clear that most actors in the plan-making process, the
formal decision-making process and the implementation process are unable to grasp the
sensitivities, the gaining of a deeper understanding of the different perspectives and inter-
ests, the understanding, the ambiance, and the social, intellectual and political capital built
up during the processes that they were not part of.
Planners tend to criticize decision-makers and “implementers” for deviating from
“their” plans. Political decision-makers and “implementers” criticize plan-makers that
their visions are just “idealized modeling” (Rodriguez & Martinez, 2003), exercises in
“banalization”, “woolly thought”, or pseudo-legitimation for a number of measures and
projects connected only on paper (see Borja & Castells, 1997).
There are several challenges for planning in Europe. Some relate to dominant policy
agendas in the European Union (EU) and nation states: the persistent problem of coordi-
nating public policies, the concern to reduce existing regional disparities and the preven-
tion of further regional imbalances in the EU. The influence of the “competitiveness”
agenda has been widespread in Europe (CEC, 1991, 1994, 1999), underpinning much
investment in infrastructure and urban redevelopment. The focus on city and region
relates to well-established arguments about the importance of “place qualities” in devel-
opment. In Europe, the environmental agenda is strong, linked in part to the environmental
movement’s emphasis on sustainable resource use and in part to citizen movements con-
cerned with the quality of life in specific places (see Hall & Pfeiffer, 2000). This “place
focus” in turn is linked to a political-cultural momentum to reassert the importance of
regional/local identity and image in the face of European “integration” and globalization.
Shifts in Planning Approaches
Traditional land use planning—being a more passive planning approach aimed at control-
ling land use through a zoning system and regulations—seems unfit for bridging the gap
between plan-making, political decision-making and implementation. Hence in many
countries the need was felt for a different type of planning, moving away from regulatory
policy and instruments to a more development-led approach that aims to intervene more
directly, more coherently and more selectively in social reality and development (see
Albrechts, 1995, 1999, 2004).
In the 1960s and 1970s strategic spatial planning in a number of Western countries
evolved towards a system of comprehensive planning at different administrative levels.
This approach to planning via a single policy field (i.e. spatial planning) met fierce oppo-
sition from other and usually more powerful policy fields. Although these plans had formal
Bridge the Gap 1489
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
status and served as official guidelines for implementation, when it came down to the
actual implementation, other policy fields—which, because of their budgetary and techni-
cal resources, were needed for the implementation—were easily able to sabotage the
spatial plans if they wanted (Scharpf & Schnabel, 1978; Kreukels, 2000). Moreover, it
became increasingly clear that a number of different planning concepts—such as the
coherent, convenient and compact city long advocated by planners—cannot be achieved
solely through physical “hard” planning (see Hart, 1976).
In the 1980s we witnessed a retreat from strategic planning fuelled not only by the neo-
conservative disdain for planning, but also by post-modernist skepticism, both of which
tend to view progress as something which, if it happens, cannot be planned (Healey,
1997b). Within the architectural/urbanism discipline, a new approach emerged to land
use regulation and urban projects (Secchi, 1986; Motte, 1994), especially for the revival
of rundown parts of cities and regions. A new generation of strategic—mainly urban—
projects, such as the French “Projet urbain”, has been trying to develop a more inclusive
approach informed by insights in policy analysis and strategic planning. From these prac-
tices a whole body of knowledge is developing which could be described as “theorizing
practice” (Masboungi & De Gravelaine, 2002). However, a more theoretical framework
within which these concrete practices could be framed and evaluated has not yet been
developed and the gaps remain open. Planning and urbanism seem highly complementary
in their approach, and in their weaknesses and strengths. A cross-fertilization between the
often more model-based and top-down planning views, and the more casuistic, bottom-up
experiences is needed to construct an integrated approach. Other discourses to be inte-
grated concern the social, cultural, social, political, ecological, participative and economic
aspects. In conclusion, both for the public and for the private sector, the need exists to
develop a more action-oriented approach.
The growing complexity, the increasing concern about rapid and apparently random
development (Breheny, 1991), the problems of fragmentation, the dramatic increase in
interest (at all levels, from local to global) in environmental issues (Breheny, 1991), the
growing strength of the environmental movements (green movement, feminism, anti-
globalists), a re-emphasis on the need for long-term thinking (Newman & Thornley,
1996; Friedmann, 2004) and the aim to return to a more realistic and effective method
all served to expand the agenda. In response, more strategic approaches, frameworks
and perspectives for cities, city-regions, and regions had again become fashionable in
Europe by the end of the millennium (Healey et al., 1997; CEC, 1997; Pascual &
Esteve, 1997; Albrechts, 1999, 2004, 2006; Salet & Faludi, 2000; Albrechts et al.,
2003; Pugliese & Spaziante, 2003; Martinelli, 2005).
Strategic Planning as a Framework
Traditional spatial planning is basically concerned with the location, intensity, form,
amount, and harmonization of land development required for the various space-using
functions (see Chapin, 1965; Cullingworth, 1972; CEC, 1997). The motivations for
embarking on a strategic spatial planning process vary, but the objectives have typically
been to articulate a more coherent and coordinated long-term spatial logic for land use
regulation, for resource protection, for action-orientation, for a more open multi-level
type of governance, for introducing sustainability and for investments in regeneration
and infrastructure.
1490 L. Albrechts
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
Reflecting on the challenges that spatial planning is facing and relying on the experience
accumulated from planning practice and a selective reading of the planning literature leads
us to a normative point of view regarding the “what” and “how” of strategic spatial
planning. This normative viewpoint affirms values regarding the “what” and “how” of
strategic spatial planning.
Strategic spatial planning is a transformative and integrative, (preferably) public sector
led (Kunzmann, 2000) socio-spatial (see Healey, 1997b, for the emphasis on the social)
process through which a vision, coherent actions and means for implementation are
produced that shape and frame what a place is and might become.
A combination of characteristics related to the “how” of strategic spatial planning gives
a specific colouring to the “what”. Strategic spatial planning focuses on a limited number
of strategic key issue areas, and it takes a critical view of the environment in terms of
determining strengths and weaknesses in the context of opportunities and threats. It
studies the external trends, forces and resources available (Quinn, 1980; Kaufman &
Jacobs, 1987; Poister & Streib, 1999; Bryson & Roering, 1988; Hamnett & Freestone,
2000). Strategic spatial planning identifies and gathers major actors (public and
private). It allows for a broad (multi-level governance) and diverse (public, economic,
civil society) involvement during the planning process. It creates solid, workable long-
term visions/perspectives2—a geography of the unknown—and it creates strategies at
different levels, taking into account the power structures—political, economic, gender
and cultural—uncertainties and competing values (Quinn, 1980; Friend & Hickling,
1987; Bryson & Roering, 1988; Young, 1990; Sager, 1994; Mintzberg, 1994; Granados
Cabezas, 1995; Healey, 1997a, 1997b; Poister & Streib, 1999; Kunzmann, 2000;
Albrechts, 2004). Strategic spatial planning designs plan-making structures and develops
content, images and decision frameworks for influencing and managing spatial change. It
is about building new ideas and processes that can carry these structures, content, etc.
forward, thus generating ways of understanding, ways of building agreements, and
ways of organizing and mobilizing for the purpose of exerting influence in different
arenas (Faludi & Van der Valk, 1994; Healey, 1997a, 1997b; Mintzberg et al., 1998;
Albrechts, 1999; Mintzberg, 2002). Finally, strategic spatial planning, both in the short
term and the long term, is focused on framing decisions, actions, projects, results and
implementation, and it incorporates monitoring, feedback, adjustment and revision in its
efforts to accomplish these aims (Bryson & Roering, 1988; Mintzberg, 1994; Faludi &
Korthals Altes, 1994, Bryson, 1995; Poister & Streib, 1999; Gibelli, 2003). This strategic
spatial planning is presented not as a new ideology preaching a new world order but as a
method for creating and steering a (range of) better future(s) for a place based on shared
values (see also Ogilvy, 2002).
The normative view may seem to some people (see Mintzberg, 1994) to be too broad a
view of strategic spatial planning. However, the many experiences documented in the plan-
ning literature (Healey et al., 1997; Pascual & Esteve, 1997; Hamnett & Freestone, 2000;
Albrechts et al., 2001; Albrechts et al., 2003; Pugliese & Spaziante, 2003; Martinelli, 2005)
back up (parts of) this broader view. This view also implies that strategic spatial planning is
not a single concept, procedure or tool. In fact it is a set of concepts, procedures and tools
that must be tailored carefully to whatever situation is at hand if desirable outcomes are to be
achieved (Bryson & Roering, 1996). Strategic spatial planning is as much about process,
institutional design and mobilization as it is about the development of substantive theories.
Content relates to the strategic issues selected in the process. The capacity of strategic
Bridge the Gap 1491
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
spatial planning systems to deliver the wished-for outcome is dependent not only on the
system itself, but also on the conditions underlying it (see also Mintzberg, 1994). These con-
ditions—including political, cultural and professional attitudes towards spatial planning (in
terms of planning content and process) and the political will on the part of the institutions
involved in setting the process in motion (Granados-Cabezas, 1995)—affect the ability of
planning systems to implement the chosen strategies.
The term “spatial” brings into focus the “where of things”, whether static or dynamic;
the creation and management of special “places” and sites; as well as the interrelations
between different activities in an area, and significant intersections and nodes within an
area which are physically co-located (see also Healey, 2004). The focus on the spatial
relations of territories allows for a more effective way of integrating different agendas
(economic, environmental, cultural, social and policy) as these agendas impact on
places; it also allows for translating territorial development into specific investment pro-
grammes and regulatory practices (Albrechts et al., 2003; see also Wilkinson & Appelbee,
1999). Strategic frameworks and visions for territorial development—with an emphasis on
place qualities, diversity and the spatial impacts and integration of investments—
complement and provide a context for specific development projects. They also carry a
potential for the “rescaling” of issue agendas down from the national or state level and
up from the municipal level. The search for new levels of policy articulation and new
policy concepts is also linked to attempts to widen the range of actors involved in
policy processes, with new alliances, actor partnerships and consultative processes
(Healey et al., 1997; Albrechts et al., 2001; Albrechts et al., 2003). Moreover, a territorial
focus seems to provide a promising basis for encouraging levels of government to work
together (multi-level governance) and in partnership with actors in diverse positions in
the economy and civil society (Albrechts, 1999; Furst, 2001; Kunzmann, 2001).
The normative viewpoint produces a quite different picture than traditional planning in
terms of plans (master plans or land use plans versus strategic plans), type of planning
(technical/legal regulation versus framework), governance type (government-led versus
government-led but negotiated form in governance) and purpose (plans as an end
versus plans as a vehicle for change).
Strategic Projects as a Key to a More Strategic Planning
Strategic projects are spatial projects, (preferably) coordinated by public actors in close
cooperation with the private sector, and other semi–public actors. These projects are stra-
tegic to achieve visions, policy objectives and goals embedded in strategic planning
processes at different policy levels. They aim at transforming the spatial, economic and
socio-cultural fabric of a larger area through a timely intervention. Strategic projects
aim to integrate the visions, goals and objectives from different policy sectors, as well
as the ambitions and goals of the private sector. It also aims to integrate the inhabitants
and users of the area. In this way these projects are transformative and integrative.
They are strategic in the sense that they deal with specific key issues in an area.
Visions must be placed within a specific context (economic, social, cultural, political,
and power), place, time and level regarding specific issues that are of interest and
within a particular combination of actors. Visions must be rooted in an understanding
of the basic processes that shape places. This must be done recognizing conditions of
power, inequality and diversity. Whose vision is created remains a basic question to be
1492 L. Albrechts
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
asked. Visioning is seen as a creative act which, at its core, is concerned with crucial ques-
tions. Planning must face “what could be” and “what ought to be”. “What ought to be”
must be constructed within the process. Therefore participants in the process must be
drawn from a representative cross-section of the place. The context provides the setting
for the process, but also takes form and undergoes changes in the process.
An Initial, Tentative Differentiation of Projects
Initially, and for a number of reasons, the SP2SP research project came up with three
major types of projects:
(1) Urban projects aim to selectively regenerate urban areas as qualitative milieus for
economic development, housing and cultural activities. Contemporary strategic
urban projects are no longer driven by defensive strategies (combating poverty in
deprived areas, social housing) like urban reconstruction (1950s), urban revitalization
(1960s) or urban renewal (1970s). Rather, they are being driven more and more by
offensive strategies within the context of growing international intercity competition.
An effort on the part of the public government, however, is needed in response to the
significant market failures on the real estate markets in urban areas and the need for
more integrated and sustainable approaches. The market failure is the result of a
lack of transparency (hidden costs, polluted areas, deadlocked physical developments)
in the urban real estate market and the technical and institutional complexity of urban
projects which impose considerable transaction costs on real estate operations. Given
the growing scarcity of urban land and development price levels, redevelopment will
become inevitable.
(2) Rural projects aim to transform rural and suburban dynamics into a more sustainable
and qualitative form of development and to give cultural meaning to a new form of
hybrid rurality (neo-rurality, see Gullinck & Dortmans, 1997). Spatial dynamics
have led to a highly fragmented, scattered landscape, with a juxtaposition of former
urban functions (retail, business parks and entertainment) and the remaining spatial
print of a mainly agrarian society. The search for integration and binding elements
within this conglomerate of fragments and the creation of culturally meaningful
spaces is the core challenge. Institutions from the public sphere are needed to integrate
and adjust new functional needs in coherent spatial entities. Moreover, an effort must
also be made to provide an alternative to the current market mechanisms, which
induce considerable externalities. Detached housing, suburban retail centres, business
parks, and scattered developments result in indirect environmental and social costs in
terms of the increasing need for individual mobility, the splintering of the rural area,
the degradation of the landscape and nature systems, and the need to provide public
services (mail delivery, electricity, sewer system, etc.). If we take a realistic approach
and assume that the demand for the suburban lifestyle will continue then “smart”
alternatives should be looked for.
(3) New, innovative employment at strategic locations is an important part of the effort to
keep up international economic competitiveness. The old concept of business parks
needs a serious re-engineering in terms of spatial concepts and management. The
new spatial requirements of firms need to be translated into specifically designed
employment locations on specific places.
Bridge the Gap 1493
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
The “SP2SP” project aims to deal with these very different but interconnected types of
projects.
Research Outline
The approach we aim to develop is open and generic in its character, since it is intended to
be applicable within a variety of public–private spatial projects in different kinds of
strategic planning processes and in different contexts (urban, neo-rural, economic
development).
Three applications of strategic spatial projects (vertical tracks) and the instruments
and attitudes crucial for achieving current policy objectives (horizontal tracks) are
considered.
Vertical Tracks
First, strategic urban projects aim to consolidate, to transform, to restructure or to reuse the
urban areas/places for new and emerging demands from public and private (individuals,
economic and cultural) actors. Within the context of the challenges cities are facing—
fierce international competition, inequality, decay, unbalanced demands—the quality of
life for all citizens is becoming a crucial asset for keeping and attracting a whole range
of households and businesses, and maintaining a sound basis for social, economic and
cultural life. Strategic urban projects play an important role in the regeneration and trans-
formation of urban areas. Urban projects embody an important paradigmatic shift in urban
planning from master planning/regulatory planning to strategic planning with a clear
emphasis on implementation.
Second, strategic rural projects aim to cope with new emerging functions in “neo-rural
areas”. In post-World War II development in Western Europe, the agrarian production
function gradually decreased, while new functions, such as nature, recreation, landscape
conservation, water management, housing and new types of business activities became
more prevalent. This development occurred in a more or less unplanned way in parallel
with the processes of suburbanization of economic activities and households. The result
is often a scattered and fragmented landscape, which is neither urban, nor rural. In this
hybrid spatial context, strategic projects provide a new approach and new concepts for
creatively and proactively dealing with and giving meaning and content to these
“rurban”(rural/urban) places.
Third, strategic economic projects question traditional industrial estates and traditional
location policy. The worn-out concept of the industrial park no longer meets the current
demands of an increasingly service oriented and flexible economy. Strategic economic
projects attempt to reinvent and spatially redesign the concept of the business park and
to reconsider the location of economic activities. A balanced supply policy provides an
answer to the question of the availability and suitability of land for specific economic
activities.
For all three ‘vertical’ research tracks, the research project aims to develop innovative
implementation oriented approaches with a focus on spatial concepts, policy instruments,
process architecture and quality management.
Innovation is sought in:
1494 L. Albrechts
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
. ways in which new development dynamics can be introduced in a hybrid spatial setting
and a complex context;
. ways to develop new challenging spatial concepts;
. ways these concepts are implemented in multi-actor and multi-level government
settings.
Horizontal Tracks
Where the three vertical tracks focus on the integration of different aspects in the construc-
tion of an integrated approach, three horizontal tracks deepen specific knowledge (sustain-
ability, spatial quality, set of instruments) of specific aspects related to strategic projects.
The outcomes of these horizontal tracks will be systematically implemented and tested in
the vertical tracks and vice versa.
The first horizontal research track seeks a more operational framework for sustainability
and quality management in spatial and spatial-economic planning. Sustainable develop-
ment and spatial quality are clearly considered to be the main goal of spatial planning.
However, a clear understanding of the meaning of sustainability and quality in spatial
development and in planning approaches, as well as of how to make them operational,
and the search for criteria and indicators for evaluating and implementing them, remain
weak. The operational framework will be applied and tested back and forth in the con-
struction of the approach for strategic projects. The framework in itself is also a final
product since its generic character will enable applications in other spatial policy
processes.
The second horizontal research track deals with governance in multi-actor and multi-
level policy settings. Contemporary policy settings nearly always imply a complex
mutual dependency of actors. The capacity to achieve a consensus and to implement
decisions is increasingly being challenged by a growing and difficult to manage insti-
tutional and spatial complexity. As a reaction different institutions are developing ever
more bureaucratic rules and instruments as an outgrowth of their own sector logic. The
result is a growing fragmentation and separation between different policy fields and
levels. In this context, traditional policy tools and instruments based on control and regu-
lation, such as land use plans and rigid master plans, seem unfit to meet the current
challenges. A broadening of the arsenal of instruments and tools available for consensus
building and implementation-oriented projects seems necessary. This track explores
innovative instruments, with special attention being given to the more tacit, informal
and indirect instruments needed to enhance the capacity for implementation. The new
instruments are used as input for the new approach for strategic projects. The result of
this track is also considered a separate final generic product.
The third horizontal track identifies and critically analyses all technical, legal, financial,
organizational and property factors influencing the concrete realization of the three types
of projects and creatively searches for proper instruments, tools and means for project
development. By exploring the current technical tools and instruments applied in strategic
projects and by identifying foreign learning experiences, instruments better fitting the
specific conditions will be proposed. Finally, the proposed adjustments to the institutional
organization and management are tested to ensure the generic character of the proposed
instruments and solutions.
Bridge the Gap 1495
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
The three vertical and three horizontal tracks, together, constitute a research matrix (see
Figures 1 and 2) in which synergies are sought between different disciplines and different
research frameworks on spatial dynamics. The matrix as a whole attempts to bridge the
gap between concepts, models and methods in the fields of governance, strategic spatial
planning, regional economic development, sustainable strategies, urbanism and
implementation through a generic, open approach to strategic projects.
Main Aims of the Project
. to develop an integrated innovative approach for different types of strategic projects;
. to develop an operational framework on sustainability in strategic projects;
. to develop tools for quality management in strategic projects;
. to broaden the arsenal of tools for multi-actor/multi-level policy settings and to
evaluate current instruments and tools;
. to disseminate the approach;
. to develop an education module;
. to build a knowledge network between research institutes, professionals and
governments.
Success Indicators
. the production of deliverables and final products;
Figure 1. Overall project Structure
1496 L. Albrechts
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
Figure 2. Horizontal and Vertical Research Tracks
Brid
ge
the
Ga
p1
49
7
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
. the active involvement of institutions and key actors (among others, a users group) in
the platforms, the creation of durable networks;
. sustainable embedding of the new approach and the key concepts via “institutionali-
zation”;
. internal and external consensus on the approach, the recommendations in the workshops
and the platforms, and the evaluation by the actors;
. the ability to find partners for participatory research;
. the ability of the approach to deal with specific contexts in test cases;
. the development of realistic and feasible proposals for dealing with the topic on the
basis of an evaluation by the different users;
. the ability of the quality management and sustainability framework and indicators to
deal with specific contexts in the test cases;
. the effectiveness of the newly developed policy instruments in specific contexts in the
test cases, as far as it can be measured during the research process;
. the potential for spin-offs in the public as well as in the private sector.
Notes
1. The SP2SP Project was initiated by Jef Van den Broeck and financed by the “Institute for the Promotion of
Innovation by Science and Technology in Flanders”. It is by far the largest research project ever granted in
Belgium (E2,400,000). The project started on 1 April 2005 and runs till 2009.
2. The plural is very important here. So the real test is not whether anyone has fully achieved the “conceived”
vision, but rather whether anyone has changed his or her behavior because he or she saw the future
differently (see also Schwartz, 1991).
References
Albrechts, L. (1995) Batir le visage d’une region, DISP, 122, pp. 29–34.
Albrechts, L. (1999) Planners as catalysts and initiators of change. The new Structure Plan for Flanders, European
Planning Studies, 7(5), pp. 587–603.
Albrechts, L. (2004) Strategic (spatial) planning reexamined, Environment and Planning B: Planning and
Design, 31, pp. 743–758.
Albrechts, L. (2006) Shifts in strategic spatial planning: Some evidence from Europe and Australia. Environment
& Planning A, forthcoming.
Albrechts, L., Alden, J. & Da Rosa Pires, A. (Eds) (2001) The Changing Institutional Landscape of Planning
(Ashgate: Aldershot).
Albrechts, L., Healey, P. & Kunzmann, K. (2003) Strategic spatial planning and Regional governance in Europe,
Journal of the American Planning Association, 69, pp. 113–129.
Altshuler, A. (1965) The City Planning Process (Ithaca, NY: Cornell University Press).
Beck, U. (1992) The Risk Society, Towards a New Modernity (London: Sage).
Benveniste, G. (1989) Mastering the Politics of Planning (San Francisco, CA: Jossey-Bass).
Borja, J. & Castells, M. (1997) Local and Global: Management of Cities in the Information Age (London:
Earthscan).
Breheny, M. (1991) The renaissance of strategic spatial planning?, Environment and Planning B: Planning and
Design, 18, pp. 233–249.
Bryson, J. M. (1995) Strategic Panning for Public and Non-profit Organizations (San Francisco, CA: Jossey-
Bass).
Bryson, J. M. & Roering, W. D. (1988) Initiation of strategic spatial planning by governments, Public
Administration Review, 48, pp. 995–1004.
Bryson, J. M. & Roering W. D. (1996) Strategic spatial planning options for the public sector, in: J. L. Perry (Ed.)
Handbook of Public Administration (San Francisco, CA: Jossey-Bass).
Castells, M. (1996) The Rise of the Network Society (Oxford: Blackwell).
1498 L. Albrechts
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
CEC (1991) Europe 2000: Outlook for the Development of the Community’s Territory (Luxembourg: Office for
the official publications of the European Communities).
CEC (1994) Europe 2000þ Cooperation for European Territorial Development (Luxembourg: Office for the
official publications of the European Communities).
CEC (1997) The E.U. Compendium of Spatial Planning Systems and Policies (Luxembourg: Office for the official
publications of the European Communities).
CEC (1999) European Spatial Development Perspective: Towards Balanced and Sustainable Development of the
Territory of the EU (Luxembourg: Office for the official publications of the European Communities).
Chapin, F. S. (1965) Urban Land Use Planning (Urbana, IL: University of Illinois Press).
Cullingworth, J. B. (1972) Town and Country Planning in Britain (London: Allen and Unwin).
Elchardus, M. & Glorieux, I. (Eds) (2002) De symbolische samenleving. Een exploratie van de nieuwe sociale en
economische ruimtes (Tielt: Lannoo).
Elchardus, M., Hooghe, M. & Smits, W. (2000) De vormen van middenveld particpatie, in: M. Elchardus,
L. Huyse & M. Hooghe (Eds) Het maatschappelijk middenveld in Vlaanderen, pp. 15–46 (Brussels:
VUB Press).
Faludi, A. & Korthals Altes W. (1994) Evaluating communicative planning: a revised design for performance
research, European Planning Studies, 2(4), pp. 403–418.
Faludi, A. & Van der Valk, A. (1994) Rule and Order. Dutch Planning Doctrine in the Twentieth Century
(Dordrecht: Kluwer Academic Publishers).
Flyvbjerg, B. (1998) Rationality and Power Democracy in Practice (Chicago, IL: University of Chicago Press).
Foucault, M. (1980) The History of Sexuality (New York: Vintage).
Friedmann, J. (1987) Planning in the Public Domain: From Knowledge to Action (Princeton, NJ: Princeton
University Press).
Friedmann, J. (1998) Planning theory revisited, European Planning Studies, 6(3), pp. 245–253.
Friedmann, J. (2004) Strategic spatial planning and the longer range, Planning Theory & Practice, 5(1), pp. 49–62.
Friend, J. & Hickling, A. (1987) Planning under Pressure (Oxford: Pergamon Press).
Furst, D. (2001) Regional governance. Ein neues Paradigma der Regionalwissenschaften, Raumforschung und
Raumordnung, 5–6, pp. 370–380.
Gibelli, M. C. (2003) Flessibilita e regole nella pianificazione strategica; buone pratiche alla prova in ambito
internazionale, in: T. Pugliese & A. Spaziante (Eds) Pianificazione Strategica, 53–78 (Milan: Franco
Angeli).
Granados Cabezas, V. (1995) Another methodology for local development? Selling places with packaging tech-
niques: A view from the Spanish experience of city strategic spatial planning, European Planning Studies,
3(2), pp. 173–187.
Gualini, E. (2001) Planning and the Intelligence of Institutions (Ashgate: Aldershot).
Gullinck, H. & Dortmans, C. (1997) Neo-rurality: The Benelux as a workshop for new ideas about threatened
rural areas, Built Environment, 23(1), pp. 37–46.
Hall, P. & Pfeiffer, U. (2000) Urban Future 21 (London: Spon).
Hamnett, S. & Freestone, R. (Eds) (2000) The Australian Metropolis (St Leonards: Allen & Unwin).
Hart, D. A. (1976) Strategic Planning in London (Oxford: Pergamon Press).
Healey, P. (1997a) Collaborative Planning. Shaping Places in Fragmented Societies (London: Macmillan Press).
Healey, P. (1997b) An institutionalist approach to spatial planning, in: P. Healey, A. Khakee, A. Motte & B.
Needham (Eds) Making Strategic Spatial Plans. Innovation in Europe, pp. 21–36 (London: UCL Press).
Healey, P. (2004) Creativity and urban governance, Policy Studies, 25(2), pp. 87–102.
Healey, P., Khakee, A., Motte, A. & Needham, B. (1997) Making Strategic Spatial Plans. Innovation in Europe
(London: UCL Press).
Hillier, J. (1999) What values? Whose values?, Ethics, Place and Environment, 2(2).
Hillier, J. (2002) Shadows of Power (London: Routledge).
Kaufman, J. L. & Jacobs, H. M. (1987) A public planning perspective on strategic spatial planning, Journal of the
American Planning Association, 53(1), pp. 21–31.
Kreukels, A. (2000) An institutional analysis of strategic spatial planning: The case of federal urban policies in
Germany, in: W. Salet & A. Faludi (Eds) The Revival of Strategic Spatial Planning, pp. 53–65 (Amsterdam:
Royal Netherlands Academy of Arts and Sciences).
Kunzmann, K. (2000) Strategic spatial development through information and communication, in: W. Salet & A.
Faludi (Eds) The Revival of Strategic Spatial Planning, pp. 259–265 (Amsterdam: Royal Netherlands
Academy of Arts and Sciences).
Bridge the Gap 1499
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012
Kunzmann, K. (2001) State planning: A German success story?, International Planning Studies, 6(2),
pp. 153–166.
Majone, G. & Wildavsky, A. (1979) Implementation in evolution, in: J. Pressman & A. Wildavsky (Eds)
Implementation, pp. 177–194 (Berkeley, CA: University of California Press).
Masboungi, A. & De Gravelaine, F. (2002) Projets urbains en France [French urban Strategies] (Paris: Editions
du Moniteur).
Martinelli, F. (Ed.) (2005) La pianificazione strategica in Italia e in Europa: Methodologie ed esiti a confronto
(Milan: Franco Angeli).
Mastop, H. & Faludi, A. (1997) Evaluation of strategic plans: The performance principle, Environment and Plan-
ning B, 24(6), pp. 815–822.
Meyerson, N. M. & Banfield, E. C. (1955) Politics, planning and the public interest: The case of public housing at
Chicago (New York: Free Press).
Mintzberg, H. (1994) The Rise and Fall of Strategic Spatial Planning (New York: Free Press).
Mintzberg, H. (2002) Five Ps for strategy, in: H. Mintzberg, J. Lampel, J. B. Quin & S. Goshal (Eds) The Strategy
Process: Concepts, Contexts, Cases, pp. 3–9 (Englewood Cliffs, NJ: Prentice Hall).
Mintzberg, H., Ahlstrand, B. & Lampel, J. (1998) Strategy Safari. A Guided Tour through the Wilds of Strategic
Management (New York: Free Press).
Motte, A. (1994) Innovation in development plan making in France 1967–1993, in: P. Healey (Ed.) Working
Paper 42, pp. 90–103 (Newcastle upon Tyne: Department of Town and Country Planning, University
Newcastle upon Tyne).
Newman, P. & Thornley, A. (1996) Urban Planning in Europe (London: Routledge).
Ogilvy, J. (2002) Creating Better Futures (Oxford: Oxford University Press).
Ozbekhan, H. (1969) Towards a general theory of planning, in: E. Jantsch (Ed.) Perspective of Planning,
pp. 45–155 (Paris: OECD).
Pascual, I. & Esteve, J. (1997) La estrategia de las ciudades. Planes estrategicos como instrumento: metodos,
technicias y buenas practices? (Barcelona: Diputacion de Barcelona).
Poister, T. H. & Streib, G. (1999) Strategic management in the public sector: Concepts, models and processes,
Public Management and Productivity Review, 22(3), pp. 308–325.
Pressman, J. & Wildavsky, A. (1979) Implementation (Berkeley, CA: University of California Press).
Pugliese, T. & Spaziante, A. (Eds) (2003) Pianificazione strategica per le citta: riflessioni dale pratiche (Milan:
Franco Angeli).
Quinn, J. B. (1980) Strategies for Change: Logical Incrementalism (Homewood: Down Jones-Irwin).
Rodriguez, A. & Martinez, E. (2003) Restructuring cities: Miracles and mirages in urban revitalization in Bilbao,
in: F. Moulaert, A. Rodriguez & E. Swyngedouw (Eds) The Globalized City. Economic Restructuring and
Social Polarization in European Cities, pp. 181–207 (Oxford: Oxford University Press).
Sager, T. (1994) Communicative Planning Theory (Avebury: Aldershot).
Salet, W. & Faludi, A. (Eds) (2000) The Revival of Strategic Spatial Planning, pp. 1–10 (Amsterdam: Royal
Netherlands Academy of Arts and Sciences).
Sandercock, L. (1998) Towards Cosmopolis. Planning for Multicultural Cities (Chichester: John Wiley & Sons).
Scharpf, F. W. & Schnabel, F. (1978) Durchsetzungsprobleme der Raunordnung im offentlichen Sektor,
Informationen zur Raumentwicklung, 1, pp. 19–28.
Schwartz, P. (1991) The Art of the Long View (New York: Double Day).
Secchi, B. (1986) Una nuova forma di piano, Urbanistica, 82, pp. 6–13.
Van Dijk, J. (1991) De netwerkmaatschappij, sociale aspecten van nieuwe media (Houtem/Zaventem: Bohn
Stafleu van Loghum).
Wildavsky, A. (1979) Implementation in context, in: J. Pressman & A. Wildavsky (Eds) Implementation,
pp. 163–176 (Berkeley, CA: University of California Press).
Wilkinson, D. & Appelbee, E. (1999) Implementing Holistic Government (Bristol: The Policy Press).
Young, I. (1990) Justice and the Politics of Difference (Princeton, NJ: Princeton University Press).
1500 L. Albrechts
Dow
nloa
ded
by [
Dal
hous
ie U
nive
rsity
] at
16:
52 0
7 Se
ptem
ber
2012