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Research Summary 1 Yuan-Yuan Pu 1 , Da-Wen Sun 1, * Cecilia Riccioli 2 , Marina Buccheri 3 , Maurizio Grassi 3 ,Tiziana M.P. Cattaneo 3 ,Aoife Gowen 1 1 School of Biosystems and Food Engineering, University College Dublin, Ireland 2 Faculty of Agriculture and Forestry Engineering, Department of Animal Production, University of Cordoba, Cordoba, Spain 3 Council for Agricultural Research and Economics (CREA-IT), via Venezian 26, 20133 Milan, Italy Calibration Transfer From MicroNIR Spectrometer to Hyperspectral Imaging: A Case Study on Predicting Soluble Solids Content of Bananito Fruit (Musa acuminata) Conclusions A PLS calibration model (R 2 p =0.922 and RMSEP=1.451%) was developed for predicting soluble solids content (SSC) of bananito flesh using a handheld MicroNIR spectrometer, and then transferred to a desktop hyperspectral imaging (HSI). An optimal standardization model was built based on piece-wise direct standardization (PDS) algorithm using spectra of ten transfer samples collected from both instruments. With standard normal variate (SNV) pre-treatment and PDS standardization, the established calibration model was successfully transferred to HSI for predicting SSC of an external validation set (R 2 p =0.925 and RMSEP=1.592%). SSC prediction maps was generated by applying the proposed calibration transfer procedure to HSI data cubes in a pixel-wise manner. This study demonstrated the potential of transferring calibration models built on a simple and easy-available micro-spectrometer to a more expensive and sophisticated hyperspectral imaging system, when the distribution of quality information is required. Further studies are (1)to involve more samples in the calibration set, thus, calibration model can include more data variations that may present in a hyperspectral image; (2) to explore wavelength selection strategies to reduce modelling time and to simplify the calibration procedure. Instruments 2 Spectra Pretreatments 5 9 Fig. 3 Selection of an optimal spectra pre-treatment to reduce spectral differences between NIR- point (red spectra) and NIR-HSI (green spectra) of the 10 transfer samples. Fig. 1 Flow chart of calibration transfer from NIR-point to NIR-HIS. Calibration Transfer Procedure 3 PLS Calibration Model 6 MicroNIR Spectrometer (Viavi Solutions Inc., United States) NIR-point, master instrument 908-1676 nm,6.2nm Mean spectrum of the two points NIR Hyperspectral Imaging (DV s.r.l. Padova, Italy) NIR-HSI, slave instrument 880-1720 nm,7nm Mean spectrum of the half (1)Development of a PLS model based on the mean spectra of NIR-point. (2)Applying spectral pre-treatments and standardization methods on 10 transfer mean spectra collected from both instruments. (3)Applying the optimal standardization method to slave spectra of 15 validation samples. (4) The PLS model was transferred to the mean spectra for predicting SSC. (5) The PLS model was transferred to hyperspectral cubes in a pixel-wise manner to generate SSC distribution maps. Spectra and SSC in Three Datasets 4 Datasets splitting was carried out on SNV pre-treated spectra of NIR-point using Kennard Stone method. To ensure the success of calibration transfer, the calibration set should cover all possible variance among samples. On the other hand, the validation and standardization set should be independent from the calibration set and evenly distributed along the calibration space. As shown in Fig.2(a) and (b), the spectra and SSC variabilities in standardization set and validation set were included in the range of calibration samples. Fig. 2 Dataset variations. (a) NIR-point spectra (SNV pre-treated); (b) SSC values. The use of appropriate spectral pre-processing can make calibration models more transferable. In the study, several pre-processing methods were applied to the spectra of 10 transfer samples analysed by both instruments. Fig.3 shows that SNV pretreatment reduced spectral differences from 31.49% to 8.96%. Comparison of Standardization Methods 7 Fig. 4 Development of a PLS calibration model for prediction of SSC of bananito flesh. (a) Selection of the latent variable number (LV=4); (b) Plot of measured versus predicted SSC. 1 DS=direct standardization; 2 PDS=piece-wise direct standardization 3 DWPDS=double window piece-wise direct standardization SSC Prediction Map 8 Fig.5(a) SSC distribution map. Fig.5(b) The starch-iodine test result. The developed PLS model was applied to standardized spectra derived from each single pixel in a hyperspectral image using the optimal standardization procedure mentioned above. A prediction map was generated to show the distribution of SSC on bananito flesh (Fig.5(a)). As a reference, the starch-iodine test result was shown in Fig.5(b).
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Page 1: Calibration Transfer From MicroNIR Spectrometer to …eigenvector.com/Docs/ICNIR Posters 2017/Pu_University... · 2019. 1. 22. · 1 Research Summary Yuan-Yuan Pu1, Da-Wen Sun1,*

Research Summary1

Yuan-Yuan Pu1, Da-Wen Sun1,* Cecilia Riccioli2, Marina Buccheri3, Maurizio Grassi 3,Tiziana M.P. Cattaneo 3,Aoife Gowen1

1 School of Biosystems and Food Engineering, University College Dublin, Ireland2 Faculty of Agriculture and Forestry Engineering, Department of Animal Production, University of Cordoba, Cordoba, Spain

3Council for Agricultural Research and Economics (CREA-IT), via Venezian 26, 20133 Milan, Italy

Calibration Transfer From MicroNIR Spectrometer to Hyperspectral Imaging: A Case Study on Predicting Soluble Solids Content

of Bananito Fruit (Musa acuminata)

Conclusions

A PLS calibration model (R2p=0.922 and RMSEP=1.451%) was developed for

predicting soluble solids content (SSC) of bananito flesh using a handheld

MicroNIR spectrometer, and then transferred to a desktop hyperspectral imaging

(HSI). An optimal standardization model was built based on piece-wise direct

standardization (PDS) algorithm using spectra of ten transfer samples collected

from both instruments. With standard normal variate (SNV) pre-treatment and PDS

standardization, the established calibration model was successfully transferred to

HSI for predicting SSC of an external validation set (R2p=0.925 and

RMSEP=1.592%). SSC prediction maps was generated by applying the proposed

calibration transfer procedure to HSI data cubes in a pixel-wise manner.

This study demonstrated the potential of transferring calibration models built on a

simple and easy-available micro-spectrometer to a more expensive and

sophisticated hyperspectral imaging system, when the distribution of quality

information is required. Further studies are (1)to involve more samples in the

calibration set, thus, calibration model can include more data variations that may

present in a hyperspectral image; (2) to explore wavelength selection strategies to

reduce modelling time and to simplify the calibration procedure.

Instruments2

Spectra Pretreatments5

9

Fig. 3 Selection of an optimal spectra pre-treatment to reduce spectral differences between NIR-point (red spectra) and NIR-HSI (green spectra) of the 10 transfer samples.

Fig. 1 Flow chart of calibration transfer from NIR-point to NIR-HIS.

Calibration Transfer Procedure3

PLS Calibration Model6MicroNIR Spectrometer (Viavi

Solutions Inc., United States)

• NIR-point, master instrument

• 908-1676 nm,6.2nm

• Mean spectrum of the two points

NIR Hyperspectral Imaging

(DV s.r.l. Padova, Italy)• NIR-HSI, slave instrument

• 880-1720 nm,7nm

• Mean spectrum of the half

(1)Development of a PLS model based on the mean spectra of NIR-point.

(2)Applying spectral pre-treatments and standardization methods on 10 transfer

mean spectra collected from both instruments. (3)Applying the optimal

standardization method to slave spectra of 15 validation samples. (4) The PLS

model was transferred to the mean spectra for predicting SSC. (5) The PLS model

was transferred to hyperspectral cubes in a pixel-wise manner to generate SSC

distribution maps.

Spectra and SSC in Three Datasets4

Datasets splitting was carried out on SNV pre-treated spectra of NIR-point using

Kennard Stone method. To ensure the success of calibration transfer, the calibration

set should cover all possible variance among samples. On the other hand, the

validation and standardization set should be independent from the calibration set and

evenly distributed along the calibration space. As shown in Fig.2(a) and (b), the

spectra and SSC variabilities in standardization set and validation set were included

in the range of calibration samples.

Fig. 2 Dataset variations. (a) NIR-point spectra (SNV pre-treated); (b) SSC values.

The use of appropriate spectral pre-processing can make calibration models

more transferable. In the study, several pre-processing methods were applied to

the spectra of 10 transfer samples analysed by both instruments. Fig.3 shows

that SNV pretreatment reduced spectral differences from 31.49% to 8.96%.

Comparison of Standardization Methods7

Fig. 4 Development of a PLS calibration model for prediction of SSC of bananito flesh. (a) Selection of the latent variable number (LV=4); (b) Plot of measured versus predicted SSC.

1DS=direct standardization; 2PDS=piece-wise direct standardization3DWPDS=double window piece-wise direct standardization

SSC Prediction Map8

Fig.5(a) SSC distribution map. Fig.5(b) The starch-iodine test result.

The developed PLS model was

applied to standardized spectra

derived from each single pixel in a

hyperspectral image using the optimal

standardization procedure mentioned

above. A prediction map was

generated to show the distribution of

SSC on bananito flesh (Fig.5(a)). As a

reference, the starch-iodine test result

was shown in Fig.5(b).

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