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1991;51:5054s-5059s. Cancer Res Lance A. Liotta and William G. Stetler-Stevenson Negative Regulation Tumor Invasion and Metastasis: An Imbalance of Positive and Updated version http://cancerres.aacrjournals.org/content/51/18_Supplement/5054s Access the most recent version of this article at: E-mail alerts related to this article or journal. Sign up to receive free email-alerts Subscriptions Reprints and . [email protected] Department at To order reprints of this article or to subscribe to the journal, contact the AACR Publications Permissions . [email protected] Department at To request permission to re-use all or part of this article, contact the AACR Publications on June 3, 2014. © 1991 American Association for Cancer Research. cancerres.aacrjournals.org Downloaded from on June 3, 2014. © 1991 American Association for Cancer Research. cancerres.aacrjournals.org Downloaded from
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  • 1991;51:5054s-5059s. Cancer Res

    Lance A. Liotta and William G. Stetler-Stevenson

    Negative RegulationTumor Invasion and Metastasis: An Imbalance of Positive and

    Updated version

    http://cancerres.aacrjournals.org/content/51/18_Supplement/5054sAccess the most recent version of this article at:

    E-mail alerts related to this article or journal.Sign up to receive free email-alerts

    SubscriptionsReprints and

    [email protected] atTo order reprints of this article or to subscribe to the journal, contact the AACR Publications

    Permissions

    [email protected] atTo request permission to re-use all or part of this article, contact the AACR Publications

    on June 3, 2014. 1991 American Association for Cancer Research. cancerres.aacrjournals.org Downloaded from on June 3, 2014. 1991 American Association for Cancer Research. cancerres.aacrjournals.org Downloaded from

  • (CANCER RESEARCH (SUPPL.) 51. 5054s-5059s, September 15. 1991]

    Tumor Invasion and Metastasis: An Imbalance of Positive and Negative Regulation1Lance A. Liotta and William G. Stetler-StevensonLaboratory of Pathology, National Cancer Institute, N1H, Bethesda, Maryland 20892

    Abstract

    A group of coordinated cellular processes, not just one gene product,is responsible for invasion and metastasis, the most life-threateningaspect of cancer. It is now recognized that negative factors may be justas important as positive elements. Genetic changes causing an imbalanceof growth regulation lead to uncontrolled proliferation necessary for bothprimary tumor and metastasis expansion. However, unrestrained growthdoes not, by itself, cause invasion and metastasis. This phenotype mayrequire additional genetic changes. Thus, tumorigenicity and metastaticpotential have both overlapping and separate features. Invasion andmetastasis can be facilitated by proteins which stimulate tumor cellattachment to host cellular or extracellular matrix determinants, tumorcell proteolysis of host barriers, such as the basement membrane, tumorcell locomotion, and tumor cell colony formation in the target organ formetastasis. Facilitory proteins may act at many levels both intracellulari)or extracellularly but are counterbalanced by factors which can blocktheir production, regulation, or action. A common theme has emerged. Inaddition to loss of growth control, an imbalanced regulation of motilityand proteolysis appears to be required for invasion and metastasis.

    Metastatic Cells Can Dominate the Primary TumorPopulation

    Metastasis is a cascade of linked sequential steps involvingmultiple host-tumor interactions (1-3). To successfully createa metastatic colony, a cell or group of tumor cells must be ableto leave the primary tumor, invade the local host tissue, enterthe circulation, arrest at the distant vascular bed, extravasateinto the target organ interstitium and parenchyma, and proliferate as a secondary colony. Angiogenesis is required for theexpansion of the primary tumor mass, and new blood vesselspenetrating the tumor are frequent sites for tumor cell entryinto the circulation (4, 5). Angiogenesis is also required forexpansion of the metastatic colony. At any stage, tumor cellsmust overcome host immune cell killing (2). A very smallpercentage (

  • TUMOR INVASION AND METASTASIS

    to 8 h after attachment, a localized zone of lysis is produced inthe basement membrane at the point of tumor cell contact.Tumor cells directly secrete degradative enzymes (17) or inducethe host to elaborate proteinases to degrade the matrix and itscomponent adhesion molecules. Matrix lysis takes place in ahighly localized region close to the tumor cell surface (18),where the amount of active enzyme outbalances the naturalproteinase inhibitors present in the serum, those in the matrix,or that secreted by normal cells in the vicinity.

    Locomotion is the third step of invasion which propels thetumor cell across the basement membrane and stroma throughthe zone of matrix proteolysis. An early step in locomotion ispseudopodial protrusion at the leading edge of the migratingcell (19, 20). The induction of pseudopodia is directional, isregulated by cell surface ligand binding, and involves a coordinated mobilization of cytoskeletal elements which interact withthe inner membrane surface. The cellular machinery of tumorcell locomotion is a fertile topic for future study and willundoubtably benefit from insights learned from studies of immune cells (2) and nonmammalian organisms (20). It is nowrecognized that random tumor cell motility can be regulated bytumor cell cytokines ("autocrine motility factors" and "scatterfactors") (19, 21, 22). Autocrine motility factors act through areceptor-activated G protein susceptible to inhibition by pertussis toxin. Augmented random motility by tumor cells causesdispersion at the primary site. In addition, the direction andsite of the tumor cell locomotion may be influenced by hostorgan-derived chemoattractants. Such chemoattracts could playa role in the organ-selective homing of metastasis. This couldcomplement other mechanisms of organ homing which includepreferential adhesion to organ-specific endothelium and preferential growth in selected organs due to local growth factors(23).

    Proteinases: from Correlation to Causality

    A general aspect of malignant neoplasms may be an imbalance of proteolysis which favors invasion. However, proteolysisof tissue barriers is not a property unique to tumor cells. It isutilized, for example, during trophoblast implantation, embryomorphogenesis, tissue remodeling, parasitic and bacterial invasion, and angiogenesis. Furthermore, the defect in the tumorcell cannot be simply unbridled production of degradative enzymes. This is because cell migration during invasion requiresattachment and detachment of the cell as it moves forward.Lysis of all matrix components around the tumor cell wouldsimply remove the substratum necessary for proper cell traction.Thus, it is probable that the invading tumor cell uses proteolysisin a highly organized manner both spatially and temporallywhich does not differ functionally from the operating mode ofnormal cells which migrate through tissue barriers. The difference is that tumor cells couple proteolysis with motility toachieve invasion at times and places which would be inappropriate for normal cells.

    The metastasis field has progressed from establishing a correlation between proteolysis and malignant progression to thefinding that the actual blockade of certain proteinases willprevent invasion and metastasis. A positive association withtumor aggressiveness has been noted for a variety of classes ofdegradative enzymes including heparanases (24, 25), serine(26), thiol (27, 28), and metal-dependent enzymes (29-32).Indeed, a cascade including all these enzymes is probably involved in the invasive process, and more than one enzyme is

    necessary but not sufficient. This conclusion is justified by thefinding in multiple laboratories that inhibitors for metallopro-teinases or inhibitors of serine proteinases can each block tumorcell invasion of native or reconstituted connective tissue barriersin vitro (33-36). Thus, the enzymes involved in tumor invasionand metastasis may well resemble the proteolytic cascadesinvolved in blood coagulation.

    Plasminogen activator, specifically uPA,2 has been closelylinked to the metastatic phenotype (37, 38). Anti-uPA antibodies block human HEP-3 cell invasion in the chick chorioallan-toic membrane assay and murine B16F10 melanoma cell metastasis following tail vein injection (39, 49). Overexpression ofuPA in Ha-ra--transformed 3T3 cells enhanced lung invasionand experimental metastasis formation (41). Serine proteinaseinhibitors also block tumor cell invasion through human am-niotic membranes (35).

    Among the list of enzymes involved in cancer, a large bodyof information has been accumulated concerning the matrixmetalloproteinase gene family (Fig. 1). These enzymes havebeen subgrouped into three broad categories based on substratepreference: interstitial collagenases; type IV collagenases(gelatinases), and stromelysins (42). The interstitial collagenaseis the best characterized and specifically degrades type I collagen (32). Neutrophil collagenase, which has recently beencloned, appears very similar in substrate specificity (43). Thestromelysins are three related gene products, stromelysin, stro-melysin 2, and PUMP-1, which degrade a variety of matrixcomponents including proteoglycans and noncollagenous gly-coproteins such as laminin and fibronectin, as well as thenoncollagenous domains of type IV collagen. The role of stromelysin in squamous progression has recently been recognized(44). The type IV collagenases are named for their selectiveability to cleave type IV collagen in a pepsin-resistant triple-helical domain thus generating characteristic one-fourth amino-terminal and three-fourths carboxyl-terminal fragments (45).Both a 72-kDa and 92-kDa type IV collagenase exist andcomplementary DNA cloning has demonstrated that each is aunique gene product (46, 47).

    All classes of matrix metalloproteinases are secreted as inactive zymogens and enzyme activation is an important controlstep in proteolysis. A new model for matrix metalloproteinaseproenzyme activation has been proposed (48-51 ). The essentialfeature of this model is that the latent form of the matrixmetalloproteinase enzymes all have a metal atom sulfhydrylside chain interaction that results in a catalytically inert activecenter. The sulfhydryl group in this interaction is donated bythe CYS-73 residue which is contained in a highly conservedpeptide present in all known members of this metalloproteinasefamily. The metal atom is presumably the zinc atom of theactive site. Disruption of this interaction results in conforma-tional rearrangement and rapid attainment of protease activity.The implication of this model is that mutations in the CYS-73residue would result in intrinsic enzyme activation and that thiscould play a role in tumor progression. The in vivo mechanismof normal metalloproteinase activation is unknown but mayinvolve the action of other proteinases either in solution or viaa cell surface-dependent mechanism (18, 52, 53). The latterwould allow for precise cellular control at the point of matrixinteraction.

    Among the matrix metalloproteinase family members, anaccumulating body of evidence supports a positive correlation

    2The abbreviations used are: uPA. urokinase-type plasminogen activator:TIMP. tissue inhibitor of metalloproteinases; NDP. nucleoside diphosphate.

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  • TUMOR INVASION AND METASTASIS

    72 kD-Type IV ProCollagenase 3.2kbglallnbinding domainCCCCCCCCCCCC

    Active Type IV Collagenase

    CCCCCCCCCCCC C C C C

    MBDipi i* 2 (V)

    92 kD-Typc IV ProCollagenase 2.8kb

    MBD ProCollagenaseI 2.0kb

    ijijijjjjjiliiijjjil MBD V//////////A Sagenas, 3.3kb

    PfStromelysin i 9kb

    !!;!!!ii!|MBD ProStromeiysin-2 1.7M

    PUMP-1

    I MBD | VAAHEFGHAMGLEHS

    H PRCGVPNPD

    Fig. 1. Matrix metalloproteinase family. Type IV procollagenase (72 kDa and92 kDa forms), interstitial procollagenase, neutrophil procollagenase, prostro-melysin, prostromelysin-2, and PUMP-1. are represented diagrammatically andaligned to show regions of protein sequence homology. MBD, active site metalion-binding domain. Type IV procollagenases contain a cysteine-rich, substrate-binding domain which shows homology to fibronectin but is absent from theother matrix metalloproteinases. Upon treatment with organomercurial compounds m vitro, all seven enzymes are activated with the concomitant removal ofan amino-terminal segment of the latent enzyme. The removed segment containsan unpaired cysteine residue within the conserved amino acid sequencePRCGVPDV located immediately adjacent to the proenzyme cleavage site. Site-directed mutagenesis studies have shown that alterations in this sequence resultin spontaneous activation of transin, the rat homologue of stromelysin. In thelatent proenzyme, this sequence interacts with the metal ion through the unpairedcysteinyl residue to block activity. Perturbation of this interaction affects activation. A/I.kilobases.

    between type IV collagenase activity and tumor cell invasion(24, 31, 54, 55). Augmented type IV collagenase activity isassociated with the genetic induction of a metastatic phenotype(56-59). Furthermore, use of agents which specifically inhibittype IV collagenase activity or block collagenase secretionprevents tumor cell invasion in vitro (26, 60). Immunohisto-chemical studies using affinity purified anti-72-kDa type IVcollagenase antibodies (48, 49) demonstrate that low levels ofthis enzyme are produced by normal, nontumorigenic, non-metastatic cells such as the myoepithelial cells of the humanbreast (61). Benign proliferative lesions of the breast, benignpolyps of the colon, and normal colorectal and gastric mucosaall show negligible immunoreactivity for 72-kDa type IV collagenase. In contrast, almost all invasive colonie and gastricadenocarcinomas are positive for this antigen (62, 63). Down-regulation of type IV collagenotypic activity by retinoic acidtreatment of human melanoma cells has been correlated with aloss of the invasive phenotype (54). Studies of the mechanismof this effect reveal that retinoic acid treatment of these humanmelanoma cells results in a reduction of the steady state level

    of the 72-kDa type IV collagenase mRNA and loss of theinvasive capacity (64). These results suggest that the 72-kDatype IV collagenase enzyme is a normal cell component that isdramatically overexpressed in many invasive and metastatichuman cancers.

    Natural Proteinase Inhibitors Suppress Invasion

    The secretion and activation of metalloproteinases are notenough to ensure that they will degrade the target matrixsubstrate (17, 65). This is because natural inhibitor proteins,produced either by the host or by the tumor cell itself, can blockthe latent or the active metalloproteinases (17). Natural pro-teinase inhibitor proteins, such as TIMPs (66) plasminogenactivator inhibitors may therefore function as metastasis suppressor proteins which act to inhibit tumor cell invasion of theextracellular matrix. TIMP-1, the original member of the TIMPfamily (67), is a glycoprotein with an apparent molecular sizeof 28.5 kDa which forms a complex of 1:1 stoichiometry withactivated interstitial collagenase, activated stromelysin, and the92-kDa type IV collagenase. It has been reported that transfec-tion of antisense RNA which blocks TIMP-1 expression enhances the malignant phenotype (68). One explanation for thisresult is that the antisense RNA blocked the production ofTIMP-1 which normally prevented the malignant phenotype.In animal models, administration of recombinant TIMP-1blocks metastasis (69, 70).

    Recently, Stetler-Stevenson et al. (49, 71) have isolated,purified, determined the complete primary structure, and clonedthe first new member of the TIMP family, TIMP-2. An identicalinhibitor was isolated from endothelial cells by DeClerk et al.(72, 73). TIMP-1 and TIMP-2 are regulated independently andoppositely by 12-O-tetradecanoylphorbol-13-acetate, transforming growth factor ,and other cytokines. TIMP-2 is a 21-kDa protein which selectively forms a complex with the latentproenzyme form of the 72-kDa type IV collagenase. The secreted protein has 194 amino acid residues and is not glycosy-lated. TIMP-2 shows 37% identity and overall 65.6% homologyto TIMP-1 at the deduced amino acid sequence level. Thepositions of the 12 cysteine residues in TIMP-2 are conservedwith respect to those present in TIMP-1, as are 3 of the 4tryptophan residues; yet the 2 proteins are immunologicallydistinct. TIMP-2 inhibits at a 1:1 ratio the type IV collageno-lytic activity and the gelatinolytic activity associated with the72-kDa enzyme. Unlike TIMP-1, TIMP-2 is capable of bindingto both the latent and activated forms of the 72-kDa type IVcollagenase and will abolish the hydrolytic activity of all members of the metalloproteinase family (49, 74). The 92-kDa typeIV procollagenase can be found as a complex with TIMP-1(46). Activation of either the latent 72-kDa or 92-kDa type IVcollagenase-TIMP complex can be reversed by binding of asecond role of TIMP-1 or TIMP-2. This suggests that on theseenzymes there are two separate TIMP-binding sites and thatbinding of TIMP-1 or TIMP-2 to the latent proenzymes servesa different function than the inactivation that occurs followingbinding to the active species. The areas of the two proteinswhich differ in homology may contain the regions responsiblefor the functional differences (71). The net 72-kDa type IVcollagenase activity consequently depends upon the balancebetween the levels of activated enzyme and TIMP-2. TIMP-2is a potent inhibitor of cancer cell invasion through reconstituted extracellular matrix (75). TIMP-2 produced by the sametumor cells which make collagenase, therefore, exists as anatural suppressor of invasion.

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  • TUMOR INVASION AND METASTASIS

    Metastasis and Tumorigenicity Can Be under SeparateGenetic Control

    Five years ago investigators in the metastasis field were surethat the new developments in oncogenes were relevant only totumorigenicity and that separate genes would be found whichevoke the metastatic process. At the time, biological assays ofoncogenes were restricted to scoring tumorigenicity. Little attention had been paid to metastasis formation. Nevertheless,when the proper studies were done, it was found that transfec-tion of certain oncogenes in the correct recipient cell couldinduce the complete phenotype of invasion and metastasis.Although the search for specific metastasis-inducing genes goeson, oncogene transfection has provided a model to switch onthe effector processes which are required for the cell to carryout invasion and metastasis. These models have revealed thatsome of the metastasis effector genes can be regulated independently from those which confer tumorigenicity.

    The incidence of aberrant gene expression and genetic alterations of the ras and myc gene families have been shown to beimportant in progression of human cancers and may be usefulas prognostic indicators (76). Thorgeirsson et al. (77) were thefirst to report that the activated (mutated) ras oncogene sequences, when transfected into mouse embryo-derived fibro-blasts (NIH-3T3 cells), produced numerous mtastases.Theresultant highly metastatic cells were not more resistant to hostimmune cell lysis (macrophage or natural killer cells) comparedto control cells, indicating that the ras oncogene had augmentedthe intrinsic aggressiveness of the NIH-3T3 cells. Transfectionof H-ras-family oncogenes has been shown to induce metastasisin fibroblasts and epithelial cells of rodent and human origin(56, 57, 59, 78-81). However, H-ras is not the only oncogenewhich can induce metastatic potential. At lower efficiency, theserine-threonine kinases \-mos, v-raf, and A-ra/(79, 82); tyro-sine kinases v-src, \-fes, and \-fms (79); and the mutated phos-phoprotein p53 (83) have been demonstrated to induce themetastatic phenotype in the appropriate recipient cell.

    Experimental evidence indicates that invasion and metastasisrequire activation of a set of effector genes over and above thosewhich are required for unstrained growth alone. The downstream pathways used in ras induction of tumorigenicity andmetastasis have dissimilar features: (a) the adenovirus 2 Eiagene has been demonstrated to suppress ras induction of metastatic potential with no inhibition of soft agar colony formation or tumorigenicity (84); and (b) cells are capable of beingtransformed by ras but do not metastasize (56, 85). The failureof ras to induce metastasis in certain experimental systemsprobably reflects a deficiency in, or a suppression of, some ofthese effector proteins. Several candidate effector proteins havebeen associated with metastasis in ras transfection models, suchas proteinases including type IV collagenase (46, 57, 59, 77),cathepsin L (86), and motility-associated cytokines (21). Thus,in these ras transfection models certain effector genes areactivated, or suppressed, possibly in coordinated manner, toinduce metastasis formation. Studies have revealed that severaloncogenes such as \-src and ras, tumor-promoting phorbolesters and growth factors such as epidermal growth factor andplatelet-derived growth factor will induce transin (rat homologue of human stromelysin) mRNA transcript levels. Theobservation that these agents all induce a rapid stimulation ofc-fos that precedes the induction of transin mRNA and theknowledge that protein synthesis is required for this inductionsuggests that c-fos may act as a "third messenger" and may

    directly modulate transin gene transcription (44, 87). Some ofthese oncogene-associated effector genes may regulate cell mo-tility and proteolysis, and this forms a common thread withseparate work on proteinases, motility, and angiogenesis.

    Several metastasis suppressor genes have been reported intransfection experiments. The Adenovirus 2 Eia gene, previously discussed, suppressed c-Ha-ras induction of metastaticbehavior of rat embryo fibroblasts, as assayed by tail veininjections (84). In the same model system Gattoni-Celli reported that ras and Eia cotransfected rat embryo fibroblastsexpressed higher levels of major histocompatibility complexclass I genes (88). When the H-2Kb major histocompatibilitycomplex gene was transfected into rat embryo fibroblasts, previously transfected with ras, reduced rates of tumorigenesis andmetastasis were observed upon injection into triple-deficientmice (89). The data suggest the involvement of H-2Kb in armsof the immune response, such as macrophage-mediated cyto-toxicity, or in the suppression of nonimmunological aspects ofthe tumor metastatic process.

    TIMP-1 was demonstrated to suppress the metastatic potential of Swiss 3T3 cell using antisense transfection. The antisenseTIMP-1 construct reduced TIMP activity by 47-68% in thetransfected cells and increased invasiveness in an in vitro am-nion assay, as well as tumorigenicity and metastatic potentialin vivo (68).

    The nm23 gene was identified on the basis of its reducedsteady state RNA levels in five highly metastatic K-1735 melanoma cell lines, as compared to two related, low metastaticpotential k-1735 melanoma cell lines (90). In human breastcancer reduced nm23 RNA levels have been associated with thepresence of lymph node mtastasesat surgery (91) as well asdecreased patient disease-free and overall survival (92). In othercancer cell types, such as colorectal carcinoma, no significantassociation of nm23 RNA levels with metastatic progressionwas observeed (93). Transfection of the murine nm23-\ complementary DNA into highly metastatic murine K-1735 TKmelanoma cells resulted in a reduced incidence of primarytumor formation, significant reductions in tumor metastaticpotential, and altered tumor cell responsiveness to the cytokinetransforming growth factor in vitro (94).

    An important clue to nm23 function(s) came from its virtualidentity with the Drosophila awd gene product (95-96). Mutations which result in reduced awd expression or the productionof a mutated protein do not significantly alter embryonic development but do alter the development of multiple tissuespostmetamorphosis, when presumptive adult tissue in the imaginai discs begins to divide and differentiate. These abnormalities include altered morphology of the wing discs, larval brainand proventriculus; aberrant differentiation of the wing, leg,and eye-antennae imaginai discs and ovaries; and cell necrosis,predominantly in the wing discs. nm23/awd may contribute tothe normal development of tissues, which may include signaltransduction of cell to cell communication. Loss of nm23/a\vdexpression may lead to a disordered state, favoring aberrantdevelopment or tumor progression to the metastatic state.

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