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Capacity-building workshop on periodic reporting 1 – 3 December 2015 Ethiopia By Avril Joffe and Andreas Wiesand
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Page 1: Capacity-building workshop on periodic reporting 1 3 ... · 5. Economic AND cultural aspects of development 6. Sustainable development 7. Equitable access to cultural expressions

Capacity-building workshop on periodic reporting 1 – 3 December 2015 Ethiopia By Avril Joffe and Andreas Wiesand

Page 2: Capacity-building workshop on periodic reporting 1 3 ... · 5. Economic AND cultural aspects of development 6. Sustainable development 7. Equitable access to cultural expressions

Part 1: Setting the Context for Periodic Reporting Unit 1: Introduction to Periodic Reporting and Monitoring Systems Unit 2: The Periodic Report Scope and Frame

Part 2: Key Reporting Areas Unit 3: Policies and measures Unit 4: International Cooperation Unit 5: Preferential Treatment Unit 6: Integration of Culture in Sustainable Development Policies and Programme Unit 7: Awareness Raising and Participation of Civil Society Unit 8: Transversal Issues and UNESCO Priorities

Part 3: Data Sources and Assessment Unit 9: Sources, Statistics and Indicators Unit 10: Achievements and Challenges in the Implementation of the Convention

Periodic reporting on the Implementation of the 2005 Convention

Quadrennial Periodic Reporting on the 2005 Convention ["quadrennial"? That's every 4 years…]

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Key Questions What are the key concepts of the 2005 Convention? What are the obligations for reporting on the

implementation of the 2005 Convention? What are Monitoring Systems? Monitoring the implementation of an international

instrument – why does this matter? Are there interesting monitoring practices? How is the monitoring system of the 2005 Convention

organized? The National Point of Contact of the Convention - which

functions does it cover?

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

The 2005 Convention: What it is…

• A legally-binding international agreement • It ensures that artists, cultural professionals, practitioners and

citizens worldwide can create, produce, disseminate and enjoy a broad range of cultural goods, services and activities, including their own.

• Adopted, because the international community signalled the urgency for the implementation of international law that would recognize: • the distinctive nature of cultural goods, services and

activities as vehicles of identity, values and meaning. • the dual nature of cultural goods and services: Both their

economic value AND their cultural value are important! In other words: they are not mere commodities or consumer goods that should only be regarded as objects of trade.

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Periodic reporting on the Implementation of the 2005 Convention

…and what it is not!

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Eight key principles 1. Respect for human rights and fundamental

freedoms 2. Sovereign right of all countries to adopt cultural

policies and measures within their territory 3. Equal dignity and respect for all cultures 4. International solidarity and cooperation 5. Economic AND cultural aspects of development 6. Sustainable development 7. Equitable access to cultural expressions from

around the world 8. Openness and balance

Guiding principles of the 2005 Convention

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Periodic Reporting as a Tool to: • Monitor Implementation Progress • Facilitate Dialogue

Difference between monitoring and information sharing Challenges faced by diverse stakeholders, for example: • Can we really "measure" cultural diversity or development? • Availability and reliability of data and information • Certain strategic policy questions (potential conflicts with the

Convention) • Existing policy instruments / institutions: Can they adapt to the key

principles? • Future needs, e.g. in regionals like Africa

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Periodic reporting on the Implementation of the 2005 Convention

Article 9 – Information sharing and transparency

Parties shall:

(a) provide appropriate information in their reports to

UNESCO every four years on measures taken to

promote the diversity of cultural expressions within their

territory and at the international level;

(b) designate a point of contact responsible for

information sharing in relation to this Convention;

(c) share and exchange information relating to the

diversity of cultural expressions.

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Periodic reporting on the Implementation of the 2005 Convention

Article 19 – Exchange, analysis and dissemination of information

Parties

agree to exchange information and share expertise concerning data collection and statistics as well as on good practices.

UNESCO shall:

facilitate the collection, analysis and dissemination of information, statistics and good practices;

establish and update a data bank on pertinent governmental, private and non-profit organizations;

pay particular attention to capacity-building and the strengthening of expertise for Parties.

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Periodic reporting on the Implementation of the 2005 Convention

Monitoring practices

• Goals and mission of monitoring • Difference between "hard" and "soft" monitoring • Standardized questions and indicators • Availability of reliable data and information which are

collected on regular basis and over a certain time period • Secured verification procedures by specialists of the data

and information • Mechanisms to process and channel the expected results

to reach relevant policy makers interested in evaluating goals, activities and instruments

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About the ERICarts Institute The European Institute for Comparative Cultural Research (ERICarts),

established 1993 and based in Bonn/Germany, is an independent provider of empirical information and analysis to policymakers and other actors in the cultural field and in related policy sectors (e.g. media; education; youth; regional development; economy; security).

It relies on a network of experienced partner institutions and permanent correspondents in over 50 countries; many of them contribute to the Council of Europe / ERICarts "Compendium of Cultural Policies & Trends in Europe" www.culturalpolicies.net.

Comparative studies for the European Union include, for example: • "The Contribution of Culture to Local and Regional Economic Development

- Evidence from the Structural Funds" (with CSES); • Mobility of Cultural Professionals (www.mobility-matters.eu); and • "Sharing Diversity" (approaches to intercultural dialogue in Europe –

www.interculturaldialogue.eu).

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12

My Motto for Today: Let's appreciate diversity!

"The more we share, the more we have"

Mohamed Mounir, Egyptian singer, author and actor

at the "Salam Ramadan" event, Philharmonic Hall of

Cologne, October 13 and 14, 2007

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Periodic reporting on the Implementation of the 2005 Convention

Gathering information on what

is done locally & globally to

implement the 2005 Convention

Sharing information on what is done

locally & globally to implement the 2005

Convention

Reporting Objectives:

• Benefit from shared experiences and good practices in other countries

• Spot areas where more needs to be done

• Monitor progress over time

To sum it up again:

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Periodic reporting on the Implementation of the 2005 Convention

UNESCO's Global Monitoring Report

• Published biennially (2015, 2017)

• Swedish support (SIDA)

• Monitor the implementation of the 2005 Convention

• Facilitate information sharing and knowledge production

• Based on information provided at country levels

• Benchmarking and monitoring tool to promote the policies and measures reported on at a global level

• Building new indicators of progress

A Main Result of All Periodic Reports:

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The 4 Highlights of the 2015 Report:

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Part 1: Setting the Context for Periodic Reporting Unit 1: Introduction to Periodic Reporting and Monitoring Systems Unit 2: The Periodic Report Scope and Frame

Part 2: Key Reporting Areas Unit 3: Policies and measures Unit 4: International Cooperation Unit 5: Preferential Treatment Unit 6: Integration of Culture in Sustainable Development Policies and Programme Unit 7: Awareness Raising and Participation of Civil Society Unit 8: Transversal Issues and UNESCO Priorities

Part 3: Data Sources and Assessment Unit 9: Sources, Statistics and Indicators Unit 10: Achievements and Challenges in the Implementation of the Convention

Periodic reporting on the Implementation of the 2005 Convention

Quadrennial Periodic Reporting

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Key Questions What is the purpose of monitoring and periodic reporting in

the context of the 2005 Convention? Why is the periodic reporting exercise important with regard

to the implementation of the 2005 Convention? What are the expected outcomes of periodic reporting? What are the main steps in the preparation of reports? Who should be in charge of the preparation of periodic

reports? What information should be presented in periodic reports? What are the benefits of participatory processes in the

preparation of periodic reports? What good practices can be identified as regards the drafting

and submission of periodic reports?

Periodic reporting on the Implementation of the 2005 Convention

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But first, let us consider the scope of application …

… what should the periodic report cover?

Periodic reporting on the Implementation of the 2005 Convention

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The Convention defines “cultural expressions” as cultural goods, services and activities that result from the creativity of individuals, groups and societies. It does NOT address the broader concept of cultural diversity.

This means that cultural heritage, tangible or intangible, is not covered by the scope of the 2005 Convention.

Scope of application of the 2005 Convention

Periodic reporting on the Implementation of the 2005 Convention

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Article 9 of the Convention guidelines The reports shall provide relevant information on measures Parties have taken to protect and promote the diversity of cultural expressions within • The territory: government and its agencies at all

tiers • The International level: through

• bilateral and multilateral cooperation • Preferential treatment measures • Support for stakeholders participation in

international activities • Information and knowledge sharing

Scope of application of the 2005 Convention

Periodic reporting on the Implementation of the 2005 Convention

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The 2005 Convention: A new international framework for governance and management of culture 1. Cultural policies and measures - nurture creativity - provide access for creators 2. Overall contribution of the cultural industries - to economic and social development 3. Integrating culture in sustainable development policies - in national development policies 4. International cooperation - to facilitate mobility of artists - facilitate flow of cultural goods and services

Periodic reporting on the Implementation of the 2005 Convention

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The scope of cultural expressions (activities, goods and services) Article 8 – cultural goods and services as distinct commodities of a unique kind Article 10 – strengthening capacities for creation and dissemination of cultural goods and services at the global level Article 11 – building partnership between the public sector, the private sector and civil society

Scope of application of the 2005 Convention

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

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Protection • sovereign right of States to main, adopt and

implement appropriate policies and measures • Preservation, safeguarding and enhancement of

the diversity of cultural expressions Promotion • expansion of cultural exchanges • access to global markets for cultural activities,

goods and services

Article 3 ‘Policies and measures adopted by the Parties related to the protection and promotion of the diversity of cultural expressions’

Periodic reporting on the Implementation of the 2005 Convention

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Pillars of the preservation and promotion of creative diversity: the 1972, 2003 and 2005 Conventions

Periodic reporting on the Implementation of the 2005 Convention

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Question: What are the benefits and expected outcomes of

the periodic reporting?

Group exercise

Periodic reporting is not only a statutory obligation of Parties; it can be considered and

approached as a strategic tool for policy development on creativity within your country

Periodic reporting on the Implementation of the 2005 Convention

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Periodic Reports should analyze:

Periodic reporting on the Implementation of the 2005 Convention

- How - Why were the measures to promote

- What diversity of cultural expressions

- When introduced?

What impact have these measures had since the implementation process began?

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Mechanism The Periodic Reports should be compiled in consultation with:

Different tiers of government, including local and regional

Different Ministries, including Labor, Finance, Trade and Foreign Relations

Relevant civil society organizations Statistics Offices / Bureaux

Periodic reporting on the Implementation of the 2005 Convention

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Section

number Heading

Suggested

number of

pages

Executive summary

Technical information

Overview of cultural policy context

1

1

1

1 Cultural policies and measures 8

2 International cultural cooperation 3

3 Preferential treatment 3

4 Culture and sustainable development 3

5 Awareness-raising and participation of civil society 3

6 Transversal issues and UNESCO priorities 2

7 Achievements, challenges, solutions and next steps 2

Annex Complementary data, information and statistics

Periodic reporting on the Implementation of the 2005 Convention

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Guidelines:

We recommended you use the forms available on the Convention’s website

Illustrate statements with facts and explanations

Avoid long historical accounts

Provide examples

Use multiple sources for information and analysis

Length: do not exceed 30 pages

Periodic reporting on the Implementation of the 2005 Convention

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Overview of cultural policy context

Describe the key objectives and priorities of your current cultural policy and the impact the Convention has had in their formulation or reformulation. In doing so, they shall address the following question: Has the Convention been integrated into the policy development process in any of the following ways?

• It is (or has been) the basis for changing one or more policies;

• It is (or has been) a tool to promote policy discussion;

• It is (or has been) a reference for ongoing policy development.

In this section, also report on the opportunities and challenges to promote the diversity of cultural expressions in a digital environment.

Periodic reporting on the Implementation of the 2005 Convention

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Process of periodic reporting

1. When submit?

2. Who needs to prepare it?

3. How to gather relevant data and information?

4. Which form to use?

https://en.unesco.org/creativity/monitoring-reporting/periodic-reports

5. To whom must the form be submitted?

6. How to submit the report?

Periodic reporting on the Implementation of the 2005 Convention

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Report submission checklist

English or French

Online Form (and offline option)

Original signature of the official designated to sign it

No more than 30 pages

Executive summary

Statements supported by facts and explanation

Send to Secretariat of the Convention: (digital + original paper copy)

Periodic reporting on the Implementation of the 2005 Convention

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The Convention on Participation

“Democratic governance presupposes forms of government and modes of decision-making that take account of the multicultural composition of contemporary societies and their wide variety of beliefs, projects and lifestyles. In promoting a more inclusive form of governance, the management of cultural diversity can turn a societal challenge into a democratic strength […]” UNESCO Report on Cultural Diversity, 2009

Periodic reporting on the Implementation of the 2005 Convention

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Participatory process Article 11) Parties acknowledge the fundamental role of civil society in protecting and promoting the diversity of cultural expressions. Parties shall encourage the active participation of civil society in their efforts to achieve the objectives of this Convention. Parties ensure the involvement of civil society in the preparation of the reports according to jointly agreed modalities. The reports shall indicate the way in which civil society participated in the drafting process. Parties can also cooperate with specialized bodies at national, regional and international levels to collect information and data requested in the framework of the quadrennial periodic reports.

Periodic reporting on the Implementation of the 2005 Convention

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Why is participatory process important?

participatory process allows for the cross-checking of the accuracy and efficiency of the information collected

Data collected can be clarified when needed

Transparency is more easily ensured when all participate

Key priorities, problems, achievements and challenges for the future can be identified more easily

Structured dialogue with other stakeholders is reinforced, as a transparent and broad participatory process avoids consulting only the most influential groups

The richness of the activities and measures detected is enhanced by more innovative approaches and examples can be identified through information sharing to prepare the report.

Periodic reporting on the Implementation of the 2005 Convention

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The process of participation is more important than the end product

Periodic reporting on the Implementation of the 2005 Convention

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Civil society participation in the drafting of Periodic Reports: various modalities collaborative processes involving joint drafting and revision

of the report

parallel processes whereby the Government and civil society prepared their own reports, with the latter integrated into the former

consultative processes whereby civil society’s views and input were solicited through questionnaires and other forms of feedback, and then included in the Party’s report

Periodic reporting on the Implementation of the 2005 Convention

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Group exercise: How best to involve civil society?

1. Who should participate 2. How will you ensure a diversity of stakeholders 3. How will you ensure legitimacy of stakeholders 4. What kinds of meetings should be arranged 5. What resources will be needed 6. What data is needed 7. How will this data be collected 8. What is the expected outcome

Periodic reporting on the Implementation of the 2005 Convention

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Part 1: Setting the Context for Periodic Reporting Unit 1: Introduction to Periodic Reporting and Monitoring Systems Unit 2: The Periodic Report Scope and Frame

Part 2: Key Reporting Areas Unit 3: Policies and measures Unit 4: International Cooperation Unit 5: Preferential Treatment Unit 6: Integration of Culture in Sustainable Development Policies and Programme Unit 7: Awareness Raising and Participation of Civil Society Unit 8: Transversal Issues and UNESCO Priorities

Part 3: Data Sources and Assessment Unit 9: Sources, Statistics and Indicators Unit 10: Achievements and Challenges in the Implementation of the Convention

Periodic reporting on the Implementation of the 2005 Convention

Quadrennial Periodic Reporting

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Periodic reporting on the Implementation of the 2005 Convention

Main Reporting Themes

Overview of cultural policy

context (including

digital issues)

2 - International cultural

cooperation

3 – Preferential treatment

4 – Culture and sustainable

development

1 - Cultural policies and measures

5 – Awareness raising and

participation of civil society

6– Transversal issues & UNESCO

priorities

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Key questions on each policy / measure:

What is the scope (local, national, regional level), nature (legislative, regulatory, financial, institutional) and main features of the measure?

Does it specifically target individuals (e.g. women) and/or social groups as defined in Article 7 of the Convention as “persons belonging to minorities and indigenous peoples”?

What are the results expected through the implementation of the measure?

Which agency is responsible for its implementation and what financial resources have been allocated to implement the measure?

Are non-governmental organisations and/or the private sector engaged in the implementation of the measure?

Periodic reporting on the Implementation of the 2005 Convention

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How was it implemented?

Was this measure introduced or revised in order to: o Implement the provisions of the Convention? o Support/nurture policy discussion inspired by the

Convention? o Other reasons unrelated to the Convention?

Has the implementation of the measure been evaluated? If

so, what were the main conclusions and which indicators were used to determine impact?

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Main Reporting Themes

Overview of cultural policy

context (including

digital issues)

2 - International cultural

cooperation

3 – Preferential treatment

4 – Culture and sustainable

development

1 - Cultural policies and measures

5 – Awareness raising and

participation of civil society

6 – Transversal issues & UNESCO

priorities

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Key Questions What are cultural policies and measures?

What policies and measures can be adopted to promote the

diversity of cultural expressions?

What is the governance of culture?

What is the cultural value chain for cultural expressions?

How do the processes of creation, production, distribution, dissemination and participation / access to culture relate to one another?

What good practices exist in this field?

How to avoid overlap between policies and measures related to Articles 6 and 7 and those related to Article 13 with regards to the Periodic report exercise?

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Overview of cultural policy context

The key objectives and priorities of the current cultural policy and the impact the Convention has had in their formulation or reformulation.

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Periodic reporting on the Implementation of the 2005 Convention

Address the following question:

Has the Convention been integrated into the policy development process in any of the following ways?

• It is (or has been) the basis for changing one or more policies;

• It is (or has been) a tool to promote policy discussion;

• It is (or has been) a reference for ongoing policy development.

In this section, also report on the opportunities and challenges to promote the diversity of cultural expressions in a digital environment.

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Periodic reporting on the Implementation of the 2005 Convention

Need to consider the country system of governance

What is it?

Measures

Decisions

Activities

National Government: all departments

Local municipalities

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Periodic reporting on the Implementation of the 2005 Convention

Measures, decisions and

activities

Political will and the level of priority

given to the cultural sector

Multiple stakeholders

Technical / administrative

issues: human and financial resources

available in the value chain

Capacity and skills of the

various public institutions

and stakeholders

Availability of data and information to contribute to

facilitating informed and transparent governance

The Governance of Culture

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The 2005 Convention promotes a good governance model Encouraging the introduction of cultural policies and measures that

nurture creativity, provide access for creators to participate in domestic and international marketplaces

Recognising and optimising the overall contribution of cultural industries to economic and social development

Integrating culture into sustainable development strategies and national development policies;

Promoting international cooperation to facilitate the mobility of artists as well as the flow of cultural goods and services, especially those from the global South.

Periodic reporting on the Implementation of the 2005 Convention

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Creativity and the cultural value chain

Cultural expressions result from the creativity of

individuals, groups and society

Creativity nurtures and renews cultural expressions

Periodic reporting on the Implementation of the 2005 Convention

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Creation

Production

Dissemination/ Distribution

Enjoyment/

participation

To support creativity, Parties adopt cultural

policies and measures at the different stages of the cultural value chain

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Transversal issues • Education

and training for artists and cultural professionals

• Business support measures

• Regulatory and legislative framework

• Competition policy

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UNESCO’s Framework for Cultural Statistics

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Unesco Framework for Cultural statistics

Cultural Domains Related domains

A: Cultural & Natural Heritage

B: Performance & Celebration

C: Visual Arts & Crafts

D: Books & Press

E: Audio Visual & Interactive Media

F: Design & Creative Services

A: Tourism

A: Sports & Recreation

Intangible cultural heritage (oral traditions & expressions, rituals, languages & social practices

Intangible cultural heritage

Education and training

Archiving & Preserving

Equipment & Support Materials

Education & Training

Archiving & Preserving

Equipment & Support Materials

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Throsby, 2007:5

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Models: DCMS, Symbolic Texts, Concentric Circles, WIPO:

1. DCMS Model 2. Symbolic Texts Model 3. Concentric Circles Model 4. WIPO Copyright Model

Advertising Architecture Art and Antiques market Crafts Design Fashion Film and Video Music Performing arts Publishing Software Television and radio Video and Computer games

Core Cultural Industries Advertising Film Internet Music

Publishing Television and radio Video and computer games

Peripheral cultural industries Creative arts

Borderline cultural industries Consumer electronics Fashion Software Sport

Core Creative Arts Literature Music

Performing arts Visual arts

Other core cultural industries Film Museums and libraries Wider cultural industries Heritage services Publishing Sound recording Television and radio Video and computer games

Related industries Advertising Architecture Design Fashion

Core copyright industries Advertising services Copyright collection management societies Motion picture and video Music

Theatre and opera Press and literature Software and databases Television and radio Photography, Visual and graphic art

Interdependent copyright industries Blank recording material Consumer electronics Musician instruments Paper Photocopiers, photographic equipment Manufacture, wholesale and retail of TV sets Radio CD recorders Computers and equipment Cinematographic instruments

Partial Copyright Industries Architecture Clothing, footwear Design Fashion Household goods Toys

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What are The products & services of the Creative economy?

Its a vast field dealing with the interplay of various sub-sectors from traditional art

crafts to technology-oriented multi-media services

Creative

Industries

Visual Arts

Literature and

Publishing

Design

Traditional knowledge Music

Performing Arts

Audio-Visuals Digital Animation

and Multi-media

(UNCTAD)

Paintings, sculptures and

photograpy

Books, newspapers

and periodicals

Architecture, interior objects,

fashion and jewellery

Art crafts, festivals and

cultural activities Concerts, CDs, tapes,

digitalized music

Theatre, dance, opera,

puppetry, circus

Broadcasting, cinema,

television, radio

Software, videogames

and advertising

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Cultural Policies and Measures: Public policy: a state of objectives

translated into a system of laws, regulatory measures, courses of action and funding priorities

Cultural Policy: not only a policy document but a dynamic process of public action in the cultural sector

Periodic reporting on the Implementation of the 2005 Convention

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Measures are to be understood as those that: nurture creativity

form part of an enabling environment for independent producers and distributors

provide access to the public at large to diverse cultural expressions

Periodic reporting on the Implementation of the 2005 Convention

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Examples of what not to report on:

policies and measures that have no bearing on the culture sector

policies and measures in the domains of built, natural or intangible heritage

policies and measures whose implementation was completed prior to the adoption of the Convention in 2005

Periodic reporting on the Implementation of the 2005 Convention

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Policies and Measures (Article 6) Cultural policies and measures protecting and promoting the diversity of cultural expressions within its territory

a) Regulatory measures b) Measures that provide opportunities for domestic cultural

activities, goods and services c) Measures aimed at domestic independent cultural

industries and activities in the informal sector d) Measures aimed at providing public financial assistance e) Measures aimed at non profit organisations, as well as

public and private institutions and artists and other cultural professionals

f) Measures aimed at establishing and supporting public institutions

g) Measures aimed at nurturing and supporting artists h) Measures aimed at enhancing diversity of the media

Periodic reporting on the Implementation of the 2005 Convention

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Policies and Measures (Article 7) Individuals and social groups

a) To create, produce, disseminate, distribute and have access to their own cultural expressions

b) Take into account special circumstances and needs of women as well as various social groups, including persons belonging to minorities and indigenous people

c) Access to cultural expressions from within their territory as well as form other countries of the world

d) Recognize the important contribution of artist, others involved in the creative process, cultural communities, and organisations that support their work

Periodic reporting on the Implementation of the 2005 Convention

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Examples of measures: • Legislative: on the arts and culture (including the status of the artist) • Value Chain Measures:

• Training and ‘incubation’ schemes • Support for artists’ mobility and establishment of artists’ residencies • Support for production infrastructures and entities such as cultural

industry companies or networks • Financial support:

• Direct funding for the production of domestic content • Lowering price barriers to access to cultural goods through measures

such as free tickets, reduced or zero-rated VAT, etc. • Export and import strategies:

• Promoting national and international market access through funding and subsidies

• Promoting the import of foreign cultural programmes, goods and services

• Advocacy and promotion: Implementing media policies, inter alia to promote public service media and diversity therein

• Access strategies: programmes for economically disadvantaged groups

Periodic reporting on the Implementation of the 2005 Convention

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• Copyright regulation/ status of artists and social security; distribution rules; custom duties, taxes and charges

• Law on the status of artist

• Health insurance

• State support to small and medium entrepreneurship

• Publishing of electronic publications

Regulatory measures – at all

levels

• Special fairs, festivals, exhibitions, prizes to encourage artistic creation

• Provision of infrastructure

• Content quotas

• Public/private partnerships

Measures that provide opportunities for domestic cultural goods, services and

activities

• Access to cultural services and goods in rural regions through strengthening provision of public cultural service systems (radio, tv)

• Information for creation and expression

• Training centres

• Digital recording studios

Measures aimed at providing domestic

independent cultural industries and activities in the informal sector

Periodic reporting on the Implementation of the 2005 Convention

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• Grant and scholarship schemes

• PPPs to encourage art sponsorship

• Planned subsidy through dedicated funds for different art forms

• Financial support to performing artist

Measures aimed at public financial

assistance

• Foster mobility of artists and cultural professionals

• Capacity building by training, exchange activities, apprenticeship and mentoring programmes

• Sharing of information on existing legal frameworks and on good practices

Measures that encourage non profit organisations, as well

as public & private institutions etc

• Establishment of Ministry of education and culture centres to facilitate access to educational and cultural goods and services

• Digital libraries

• National agencies to support arts and culture

Measures aimed at establishing and

supporting public institutions

Periodic reporting on the Implementation of the 2005 Convention

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Article 7

Parties shall endevour to create in their territory this environment which encourages individuals and social groups to create, produce, disseminate, distribute and have access to their own cultural expressions as well as to the ones from other countries of the world

‘SHALL’ The Parties have the obligation to development such an environment – ie it is more than a declaration of intent

Periodic reporting on the Implementation of the 2005 Convention

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Group Exercise Part 1: Refer to case studies – analyse the examples and suggest what part of the value chain for transversal issue they relate to Part 2: Consider some Ethiopian experience in Music, Film, Performing Arts and Visual Arts and suggest possible measures that would be appropriate to these sectors (if they don’t exist and are seen as important they can be reported on as future challenges in Section 7 of the report) Refer to Handout 3: Cultural Policies and Measures

Periodic reporting on the Implementation of the 2005 Convention

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Good Practice: Measures to bridge internal cultural divides in Viet Nam

developing infrastructure, including telephones and multi-service broadband connections in rural areas

reducing the information gap between rural and urban areas

promoting access and ensuring two-way communication from central to grassroots levels

Periodic reporting on the Implementation of the 2005 Convention

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Good Practice: Market development, investment and flow promotion measures in China

funding

government procurement

performance venues and equipment

simplified approval processes

talent cultivation, commendation and rewards

foreign investors can establish enterprises as wholly-owned or joint ventures

Periodic reporting on the Implementation of the 2005 Convention

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Part 1: Setting the Context for Periodic Reporting Unit 1: Introduction to Periodic Reporting and Monitoring Systems Unit 2: The Periodic Report Scope and Frame

Part 2: Key Reporting Areas Unit 3: Policies and measures Unit 4: International Cooperation Unit 5: Preferential Treatment Unit 6: Integration of Culture in Sustainable Development Policies and Programme Unit 7: Awareness Raising and Participation of Civil Society Unit 8: Transversal Issues and UNESCO Priorities

Part 3: Data Sources and Assessment Unit 9: Sources, Statistics and Indicators Unit 10: Achievements and Challenges in the Implementation of the Convention

Periodic reporting on the Implementation of the 2005 Convention

Quadrennial Periodic Reporting

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Part 1: Setting the Context for Periodic Reporting Unit 1: Introduction to Periodic Reporting and Monitoring Systems Unit 2: The Periodic Report Scope and Frame

Part 2: Key Reporting Areas Unit 3: Policies and measures

Unit 4: International Cooperation Unit 5: Preferential Treatment Unit 6: Integration of Culture in Sustainable Development Policies and Programme Unit 7: Awareness Raising and Participation of Civil Society Unit 8: Transversal Issues and UNESCO Priorities

Part 3: Data Sources and Assessment Unit 9: Sources, Statistics and Indicators Unit 10: Achievements and Challenges in the Implementation of the Convention

Periodic reporting on the Implementation of the 2005 Convention

Quadrennial Periodic Reporting

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Periodic reporting on the Implementation of the 2005 Convention

Main Reporting Themes

Overview of cultural policy

context (including

digital issues)

2 - International cultural

cooperation

3 – Preferential treatment

4 – Culture and sustainable

development

1 - Cultural policies and measures

5 – Awareness raising and

participation of civil society

6 – Transversal issues & UNESCO

priorities

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Key Questions What is international cooperation?

How does international cooperation relate to

the objectives and principles of the 2005 Convention?

What types of policies and measures can be adopted in the field of international cooperation?

How to report on international cooperation in the context of periodic reports?

Periodic reporting on the Implementation of the 2005 Convention

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Key Concept: International cooperation Collaboration between public, private and civil society

actors from different countries or regions for the achievement of common goals: A right, an opportunity and an important task – or

even a "duty" – for all peoples and all nations to share knowledge, skills and experiences

Promote the enrichment of all cultures whilst respecting the distinctive character of each

To be carried out for the mutual benefit of all nations practicing it

Contribute to the establishment of stable and peaceful, long term relations between peoples

Periodic reporting on the Implementation of the 2005 Convention

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Main target groups of international cooperation policies and practices

Examples of international cultural cooperation include successful exchanges / programmes involving…

public officials to dialogue on policy issues;

professionals working in public sector cultural institutions, aimed at building strategic and management capacities;

professionals working in private companies, aimed at building creation and production capacities.

artists and civil society actors, aimed at capacity building and information / dissemination

Periodic reporting on the Implementation of the 2005 Convention

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Relevant, successful or innovative international cooperation measures

Examples involving governments or public agencies include: - signing treaties and international agreements increasing and facilitating the exchange of cultural goods and services and professionals at the national, regional and international levels - organizing, and participating in, international events (festivals, forums, summits, fairs, symposia, etc.) to foster cultural exchanges - providing information, advice and technical assistance on cultural policy-making, ICTs, business models, etc. - supporting individual trans-border contacts, exchanges or co-productions of artists, media professionals, small companies

Periodic reporting on the Implementation of the 2005 Convention

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Deficits not to be spared out in the reports, for example: The North-South imbalance in artists' residencies

Periodic reporting on the Implementation of the 2005 Convention

489

194

110

29 23 15 7 7

0

50

100

150

200

250

300

350

400

450

500

Europe North

America

Asia Australia/NZ Africa South

America

Mid-America Middle East

Source: ERICarts study "Mobility Matters", 2008 (Location of Residency Centres in the TransArtists' Network)

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Examples of what not to report on:

International cooperation measures that have no bearing on the culture sector

international cooperation activities and projects in the domains of built, natural or intangible heritage

international cooperation activities and projects whose implementation was completed prior to the adoption of the Convention in 2005

Periodic reporting on the Implementation of the 2005 Convention

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Internal arrangements and partnerships

Transversal or inter-ministerial cooperation

• Permanent working groups

• Specific meetings to discuss opportunities

National priority-setting

• Agreement on strategic opportunities

• Civil society involvement in negotiations

Multi-stakeholder partnerships

• Active participation by public and private actors in regular meetings / groups / discussions

• Foreign representatives to attend range of meetings

Periodic reporting on the Implementation of the 2005 Convention

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Good Practice: Brazil’s international audiovisual cooperation policy

encourage international co-productions

support the participation in international festivals

promote Brazil in the international audiovisual sector

encourage partnerships and access to financing

Periodic reporting on the Implementation of the 2005 Convention

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Part 1: Setting the Context for Periodic Reporting Unit 1: Introduction to Periodic Reporting and Monitoring Systems Unit 2: The Periodic Report Scope and Frame

Part 2: Key Reporting Areas Unit 3: Policies and measures Unit 4: International Cooperation

Unit 5: Preferential Treatment Unit 6: Integration of Culture in Sustainable Development Policies and Programme Unit 7: Awareness Raising and Participation of Civil Society Unit 8: Transversal Issues and UNESCO Priorities

Part 3: Data Sources and Assessment Unit 9: Sources, Statistics and Indicators Unit 10: Achievements and Challenges in the Implementation of the Convention

Periodic reporting on the Implementation of the 2005 Convention

Quadrennial Periodic Reporting

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Periodic reporting on the Implementation of the 2005 Convention

Main Reporting Themes

Overview of cultural policy

context (including

digital issues)

2 - International cultural

cooperation

3 – Preferential treatment

4 – Culture and sustainable

development

1 - Cultural policies and measures

5 – Awareness raising and

participation of civil society

6 – Transversal issues & UNESCO

priorities

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Key Questions What is preferential treatment?

Why is preferential treatment relevant in the

context of the 2005 Convention?

What measures and policies can be adopted to integrate preferential treatment with regard to the diversity of cultural expressions?

How to report on preferential treatment policies and measures in the context of periodic reports?

Periodic reporting on the Implementation of the 2005 Convention

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Preferential Treatment - Key Concepts

Periodic reporting on the Implementation of the 2005 Convention

• Accorded to cultural goods and services and artists • May, or in the words of the Convention, Art 16:

"Shall" be granted in order to ensure equal opportunities for all (probably the most "binding" clause of the treaty!)

• An exception to the general principle of ‘non discrimination’ (multilateral trade frameworks)

Global North Parties provide support to cultural expressions from Global South – creating commercial opportunities and ensuring more balanced flows of cultural goods and services

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Preferential treatment to be applied in a holistic approach – exploring synergies between

trade

international development

cultural instruments and policies

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Key Points about Preferential Treatment Refers to cultural goods and services as well as artists and

cultural professionals Refers to institutional and legal frameworks and other

elements in the Convention Interpreted and applied to the Convention as a whole Parties have discretion in finding innovative ways to

exercise preferential treatment A cross cutting principle transversally informing all types

of international exchanges Has a wider (not narrow) meaning of "trade", involving

both cultural and trade components

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Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

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Preferential treatment measures can be reported on as having an impact on three different levels:

individual: human resource development, including programmes to facilitate the mobility and exchange of artists and cultural professionals and build expertise among them;

institutional or organizational: building capacities of cultural enterprises and organizations in promoting the economic and trade dimension of the sector, including support schemes and co-distribution agreements;

industry: wider systemic relationships established through bilateral, regional and multilateral trade agreements, cultural policy and other frameworks

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Internal Arrangements and Partnerships Transversal or inter-ministerial cooperation

• Avenues for dialogue such as permanent working groups, specific meetings between ministries in charge of foreign/ regional affairs, government ministries for culture and others

National Cultural Development and Priority setting • Strategies and action plans for international cultural

cooperation or development and integration into bilateral, regional and multilateral agreements

• Monitoring and evaluation mechanisms Participation of Civil Society

• In policy making and priority-setting processes, as well as in the monitoring of international agreements

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Examples of measures by developed countries:

facilitating the mobility of artists and cultural professionals, by simplifying procedures for issue of visas or lowering visa costs

establishing funding arrangements and resource-sharing, including co-production and co-distribution agreements

providing technical assistance including equipment acquisition, technology transfer and expertise

providing technical assistance

improving access of cultural goods and services of developing countries to the markets of developed countries

Periodic reporting on the Implementation of the 2005 Convention

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Examples of measures by developing countries:

assessing needs and priorities of their cultural sector

fostering an enabling environment for the emergence of cultural industries at the national level

providing strategic support to their domestic cultural sectors

actively seeking knowledge and expertise in the areas of enhancement and dissemination of all cultural expressions

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Key Lessons

International cooperation (visas, mobility, coproduction agreements )

Trade (new cultural protocol tool) Culture and development (culture’s role in sustainable

development) Long term changes (require time) Bilateral Trade agreements (using the Convention as a

counterweight) The impact of digital on production and broadcasting

channels (accessing culture in new ways) Data collection challenges (requires interdepartmental

coordination) Poor National level coordination to be improved

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Periodic reporting on the Implementation of the 2005 Convention

The Parties could: Civil society could:

Create interdepartmental groups

(including the ministries of culture,

trade, employment, immigration, etc.)

and envisage the best way to involve

the point of contract of the

Convention in this process

Continue their efforts to raise

awareness of Articles 16 and 21 by

organising events and the publication

of studies

Continue their involvement in

consultations undertaken by UNESCO

Secretariat and provide relevant

information.

Have a louder voice and be more

involved in the process, since it can

draw attention to cases where the

Parties have or have not met their

obligations.

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Periodic reporting on the Implementation of the 2005 Convention

Main Reporting Themes

Overview of cultural policy

context (including

digital issues)

2 - International cultural

cooperation

3 – Preferential treatment

4 – Culture and sustainable

development

1 - Cultural policies and measures

5 – Awareness raising and

participation of civil society

6 – Transversal issues & UNESCO

priorities

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Key Questions

What is sustainable development? What is the relationship between culture and

sustainable development? How does the 2005 Convention address the

relationship between culture and sustainable development?

What are the relevant policies and measures in this area?

What measures can be implemented at a national and an international level?

What internal arrangements and partnerships can be adopted to foster strategies and policies in this area?

What indicators can be used to evaluate the role of culture in sustainable development?

Periodic reporting on the Implementation of the 2005 Convention

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Sustainable development Operational Guidelines on Article 13 define sustainable development as “development that meets the needs of the present without compromising the ability of future generations to meet their

own needs” Human development is understood as a process of enlarging people’s choices.

Periodic reporting on the Implementation of the 2005 Convention

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What is development? UNDP Human Development Report defines development as • the expansion of people’s freedoms to live long, healthy and

creative lives;

• to advance other goals they have reason to value;

• and to engage actively in shaping development equitably and sustainably on a shared planet.

People are both the beneficiaries and the drivers of human development, as individuals and in groups.

Periodic reporting on the Implementation of the 2005 Convention

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Thinking about sustainable development …

Periodic reporting on the Implementation of the 2005 Convention

Sustainable Development

Economic

Political

Environmental

Cultural

Economic growth Material and non-material wellbeing of economic dimension

Democracy, freedom of expression and human rights of the political dimension

Benefits derived from natural resources and ecosystems of the environmental dimension

Intrinsic and instrumental benefits from cultural expressions that contribute to individual and collective fulfillment of the cultural dimension

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- measures to integrate culture in sustainable development policies and assistance programmes at the national and international levels.

Who implements these measures?

Agencies responsible for

• economic growth

• environmental sustainability

• social inclusion (national level)

• by development cooperation agencies (international level).

Periodic reporting on the Implementation of the 2005 Convention

What measures to describe in the Periodic Report?

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Culture and Sustainable development policies at the domestic level

Article 13 refers particularly to sustainable development at a domestic level, e.g. local, regional and national strategies and policies, although it can also be understood as an encouragement to consider cultural aspects in all types of policies and programmes related to the diversity of cultural expressions: ‘Parties shall endeavour to integrate culture in their development policies at all levels for the creation of conditions conducive to sustainable development and, within this framework, foster aspects relating to the protection and promotion of the diversity of cultural expressions.’

Periodic reporting on the Implementation of the 2005 Convention

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Culture and Sustainable development policies at the international levels

‘Parties shall endeavour to support cooperation for sustainable development and poverty reduction, especially in relation to the specific needs of developing countries, in order to foster the emergence of a dynamic cultural sector by, inter alia, the following means: the strengthening of the cultural industries; capacity-building through the exchange of information,

experience and expertise; technology transfer through the introduction of appropriate

incentive measures for the transfer of technology and know-how;

financial support’

Periodic reporting on the Implementation of the 2005 Convention

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What to highlight: A particular focus of this section is on the non-financial aspects of the contribution of culture to development, i.e. on the role of culture in • building inclusive societies and • reducing inequalities.

Periodic reporting on the Implementation of the 2005 Convention

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Measures at the national level:

integrating culture into overall national development planning, i.e., strategies, policies and action plans;

achieving economic, social and environmental outcomes by integrating culture into, inter alia, poverty eradication and social inclusion strategies;

securing fairness and equitable treatment of disadvantaged individuals and social groups (including women) to participate in cultural life;

securing equity in the distribution of cultural resources between regions and urban and rural areas.

Periodic reporting on the Implementation of the 2005 Convention

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Measures at the international level:

strengthening human and institutional capacities for policy development and entrepreneurship through training, networking, exchange of information, etc.;

transfer of technology and expertise in the areas of cultural industries and enterprises: needs analysis, access to new information and communication technologies, development of new platforms, etc.

financial support: contribution to the IFCD, integration of the cultural sector within framework plans for official development aid (ODA), facilitating access of the cultural industries to public and private funding, design of innovative financial mechanisms, etc.

Periodic reporting on the Implementation of the 2005 Convention

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Group exercise - part 1

Handouts of 6 case studies

Consider these cases

What ministry was involved?

Where any international parties involved?

Who was the target group / beneficiaries?

What was the project? What outcome was expected?

Where did it happen?

Is it useful to you in Ethiopia??

Suggest which police or measure concerns

National development planning

Contributions to economic and social empowerment

Equitable treatment for specific groups

Equitable distribution between regions of the country

Periodic reporting on the Implementation of the 2005 Convention

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Group exercise - part 2

Re Ethiopia

Identify potential policies and measures relevant to the integration of culture in sustainable development

Consider the internal arrangements

Interministerial cooperation

Participation of civil society

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Internal Arrangements and Partnerships Transversal or inter-ministerial cooperation

• Avenues for dialogue such as permanent working groups, specific meetings and preparation of papers between ministries in charge of foreign/ regional affairs, labour, economy, development, statistics and government ministries for culture

National Cultural Development and Priority setting • Beneficiary countries to provide a clear framework of

priorities for culture and sustainable development • Ensure synergies and coordination among different funders

Participation of Civil Society • In policy making and priority-setting processes as regards

both national and international sustainable development strategies

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Periodic reporting on the Implementation of the 2005 Convention

Handout: CDIS: Improving the Evidence-Base 1. Economy: measuring the contribution of culture to economic

development. 2. Education: analysing the priority given to culture within the

educational system, notably as an enabler for inclusion and diversity.

3. Governance: examining the system of national cultural governance, e.g. adoption of legislation and policy, distribution of cultural infrastructure, civil society participation, etc.

4. Social Participation: illustrating the impact of culture practices, values and attitudes on social progress.

5. Gender Equality: examining culture’s role in the reality and the perceptions of gender equality.

6. Communication: analysing the conditions in place for disseminating and accessing diverse cultural content.

7. Heritage: assessing public frameworks to protect and promote heritage sustainability.

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Part 1: Setting the Context for Periodic Reporting Unit 1: Introduction to Periodic Reporting and Monitoring Systems Unit 2: The Periodic Report Scope and Frame

Part 2: Key Reporting Areas Unit 3: Policies and measures Unit 4: International Cooperation Unit 5: Preferential Treatment Unit 6: Integration of Culture in Sustainable Development Policies and Programme Unit 7: Awareness Raising and Participation of Civil Society Unit 8: Transversal Issues and UNESCO Priorities

Part 3: Data Sources and Assessment Unit 9: Sources, Statistics and Indicators Unit 10: Achievements and Challenges in the Implementation of the Convention

Periodic reporting on the Implementation of the 2005 Convention

Quadrennial Periodic Reporting

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Periodic reporting on the Implementation of the 2005 Convention

Main Reporting Themes

Overview of cultural policy

context (including

digital issues)

2 - International cultural

cooperation

3 – Preferential treatment

4 – Culture and sustainable

development

1 - Cultural policies and measures

5 – Awareness raising and

participation of civil society

6– Transversal issues & UNESCO

priorities

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Key Questions What is the definition of civil society in the Convention framework? What roles and functions for civil society do the Convention

provisions promote? Why is it important to involve civil society in activities related to the

Convention implementation? What Parties are invited to do in order to support the emergence

and active participation of civil society? How should civil society be involved in the preparation of the

report? What may prevent civil society from fully assuming the

responsibilities and opportunities offered by the Convention? What is awareness raising and how can civil society contribute to it? Why is it important to raise awareness for the quality of civil

society contribution to the implementation of the Convention and what have Parties done so far?

Periodic reporting on the Implementation of the 2005 Convention

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Civil society For the purposes of this Convention, civil society includes:

non-governmental organizations

non-profit organizations

professionals in the culture sector and associated sectors

groups that support the work of artists and cultural communities

Source: Operational Guidelines on Article 11 – Participation of civil society (para. 3)

Periodic reporting on the Implementation of the 2005 Convention

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Civil society in the Convention

Periodic reporting on the Implementation of the 2005 Convention

Service Provider

Innovator

Value-Guardian

Advocacy

Accountability

Civil society produces, disseminates and promotes cultural expressions

Civil society organisations are innovators in the field of cultural policies and activities

Civil society plays a watchdog role over the values, principles and objectives contained in the C

Awareness raising activities through information sharing on the objectives and implementation of the C

Monitoring policies and programmes implementation and through active participation in periodic reporting

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By ratifying the Convention, Parties:

acknowledge the fundamental role of civil society in protecting and promoting the diversity of cultural expressions, and

Commit to encourage their participation in activities, designed to achieve the objectives of this Convention.

Periodic reporting on the Implementation of the 2005 Convention

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Watch video about the role of civil society in the 2005 Convention

With Charles Villerand and Andreas Wiesand

Periodic reporting on the Implementation of the 2005 Convention

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Good Practice: Governmental support to civil society in Burkina Faso

elaborating and implementing cultural policies with the participation of civil society

giving civil society access to data and statistics gathered by the Ministry of culture

informing civil society about financing opportunities

supporting cultural and arts education activities of civil society organizations

Periodic reporting on the Implementation of the 2005 Convention

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Information to be provided by civil society on what they have done to implement the Convention:

promoting the objectives of the Convention through awareness-raising and other activities

Bringing the concerns of citizens, associations and enterprises to public authorities, including those of vulnerable groups

Monitoring policy and programme implementation

contributing to the achievement of greater transparency and accountability in the governance of culture

Periodic reporting on the Implementation of the 2005 Convention

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Information to be provided by Parties on how they have involved civil society in:

promoting the objectives of the Convention through awareness-raising and other activities

collecting data and sharing and exchanging information on measures to protect and promote the diversity of cultural expressions

developing policies while providing spaces where the ideas of civil society can be heard and discussed

implementing Operational Guidelines of the Convention

Periodic reporting on the Implementation of the 2005 Convention

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Participatory governance of culture

Recognizing that the system of governance of culture involves a range of governmental and non-governmental actors, the Convention encourages Parties to facilitate the active participation of a diversity of actors in policy-making processes as well as sharing responsibility in policy implementation.

This involves the active participation of civil society, individuals (e.g. women and youth) and social groups including persons belonging to minorities and indigenous peoples.

Periodic reporting on the Implementation of the 2005 Convention

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Civil society may also wish to share information on:

activities they have planned for the next four years to implement the Convention

main challenges encountered or foreseen and solutions found or envisaged to overcome those challenges

Specify which civil society organizations contributed to the Report.

Periodic reporting on the Implementation of the 2005 Convention

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How have Parties involved civil society?

Some examples

Periodic reporting on the Implementation of the 2005 Convention

Formulating, monitoring, evaluating and amending cultural policies

implementing cultural policies, including the allocation of public funding by institutions managed by civil society, to projects that realize the aims of the Convention or cultural policies

Supporting autonomous cultural activities in the context of the Convention’s objectives or as a principle of cultural policy more generally

Distributing information and raising awareness about cultural policies and the Convention through civil society

Communication and consultation methods to ensure the inclusion of the civil society’s views

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Challenges to collaboration

Periodic reporting on the Implementation of the 2005 Convention

Inclusiveness in reaching entire spectrum of civil society and the private sector

Awareness of the potential for involvement in reporting

Funding to participate in meaningful ways

Data validity providing accurate information

Indicators to monitor the extent of involvement of civil society organisations

Poor knowledge of the Convention within government, public agencies, civil society and of its benefits

Lack of political support and trust between government and the cultural sector

Poor communication channels between government and civil society

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Periodic reporting on the Implementation of the 2005 Convention

Reporting on awareness-Raising and Participation of civil society (Section 5 of the Reporting Framework)

the promotion, implementation and

monitoring of the 2005 Convention

Parties report on how they have involved civil society in:

Civil society reports on activities that they have undertaken for:

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Periodic reporting on the Implementation of the 2005 Convention

Benefits of awareness-raising

Increase cultural

cooperation Improve

quality of policy design and planning

Instill innovation

Improve quality of

products and services

Generate peer

learning

Support new

funding strategies

Inform on risks

and threats

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Part 1: Setting the Context for Periodic Reporting Unit 1: Introduction to Periodic Reporting and Monitoring Systems Unit 2: The Periodic Report Scope and Frame

Part 2: Key Reporting Areas Unit 3: Policies and measures Unit 4: International Cooperation Unit 5: Preferential Treatment Unit 6: Integration of Culture in Sustainable Development Policies and Programme Unit 7: Awareness Raising and Participation of Civil Society Unit 8: Transversal Issues and UNESCO Priorities

Part 3: Data Sources and Assessment Unit 9: Sources, Statistics and Indicators Unit 10: Achievements and Challenges in the Implementation of the Convention

Periodic reporting on the Implementation of the 2005 Convention

Quadrennial Periodic Reporting

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Periodic reporting on the Implementation of the 2005 Convention

Main Reporting Themes

Overview of cultural policy

context (including

digital issues)

2 - International cultural

cooperation

3 – Preferential treatment

4 – Culture and sustainable

development

1 - Cultural policies and measures

5 – Awareness raising and

participation of civil society

6 – Transversal issues & UNESCO

priorities

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Key Questions How do the Global Priorities of UNESCO impact the reporting

of the Convention? What policies and measures can be incorporated to ensure

gender equality? What policies and measures would ensure the participation

of the Youth? What are the new priority issues identified by the Convention

governing bodies? What are the key policy discussions on

Digital issues and the impact on the diversity of cultural expressions?

Public service broadcasting and independent media? The status of artists and freedom of artistic expression?

Periodic reporting on the Implementation of the 2005 Convention

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Transversal issues

Parties are to report on the emerging transversal issue(s) identified for each reporting period. In doing so, they may be guided by key questions (a) – (i) of the Reporting Framework. A resolution of the Conference of Parties will determine transversal issue(s) to be reported on for each four-year reporting cycle. For 2016-2019, no transversal issue was determined.

Periodic reporting on the Implementation of the 2005 Convention

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UNESCO Priorities: Youth

Empowering young people and promoting their participation in the implementation of the Convention is in line with the UNESCO Operational Strategy 2014-2021 for Youth. In this section, Parties describe at least one policy, measure or project to:

• encourage the participation of youth as creators, producers and beneficiaries of cultural activities, goods and services;

• facilitate the involvement of youth and youth-led organizations and the integration of their concerns and needs in cultural policy-making processes;

• introduce new curricula or programmes in higher education and training institutions to build new skills required for the cultural and creative industries including entrepreneurial, management and technological skills;

• involve youth in collecting and disseminating information about the diversity of cultural expressions in their communities.

Periodic reporting on the Implementation of the 2005 Convention

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UNESCO Priorities: Gender Equality

Gender equality is a UNESCO global priority for the 2014-2017 Programme and Budget period. In this section, Parties describe at least one policy or measure adopted to promote gender equality in the cultural sector, and support women as creators, producers and beneficiaries of cultural expressions. In doing so, they may be guided by key questions (a) – (i) of the Reporting Framework.

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Global Priority Africa: Flagship programmes

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Thematic highlights

Impact of digital technologies

Diversity of media content

Enhancing public sector broadcasting, quotas for television

Status of artists and freedom of artistic expression

Individual artists, arts producing or arts-delivery organisations, popular culture communities

Periodic reporting on the Implementation of the 2005 Convention

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Digital issues

New giants of the cultural market

Experimentation, digital arts and entrepreneurship

Cultural polices in the age of Big Data and social media

The Digital South

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Compendium of special

measures for Digital Dev.

Access to culture

Creativity

Cultural industries

Public awareness

and civil society

Informa-tion and statistics

Internatio-nal coope-

ration

The Global South

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Periodic reporting on the Implementation of the 2005 Convention

Media Diversity and public sector broadcasting

the specific role of enhancing media diversity for achieving the Convention’s objectives

the need to ensure freedom of thought, expression and information, the free exchange and circulation of ideas as well as diversity of the media for cultural expressions to flourish within societies;

the principle of technological neutrality public service broadcasting as

a measure for enhancing diversity of media and as an enabler of promoting and protecting the diversity

of cultural expressions; binding policy standards regarding the dual nature of

cultural goods and services that should achieve a balanced and specific treatment of cultural and audiovisual goods and services in international trade policies.

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Periodic reporting on the Implementation of the 2005 Convention

Opportunities and challenges for reporting on media diversity

Opportunities have broadened through expansion of audiovisual media

Media freedom and other basic freedoms are necessary to enhance media diversity

New types of media actors with blurring of boundaries Gender equity in media content and decision making Professional media institutions and public media Locally produced content and language Digital revolution and convergence Independent media producers/ public service media Community media and radio Public service media with editorial independence

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Part 1: Setting the Context for Periodic Reporting Unit 1: Introduction to Periodic Reporting and Monitoring Systems Unit 2: The Periodic Report Scope and Frame

Part 2: Key Reporting Areas Unit 3: Policies and measures Unit 4: International Cooperation Unit 5: Preferential Treatment Unit 6: Integration of Culture in Sustainable Development Policies and Programme Unit 7: Awareness Raising and Participation of Civil Society Unit 8: Transversal Issues and UNESCO Priorities

Part 3: Data Sources and Assessment Unit 9: Sources, Statistics and Indicators Unit 10: Achievements and Challenges in the Implementation of the Convention

Periodic reporting on the Implementation of the 2005 Convention

Quadrennial Periodic Reporting

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Key Questions Why is the collection, analysis, dissemination and sharing

of empirical information important in the context of the 2005 Convention?

What is the role and relevance of national cultural information systems? How can these be set up?

What indicators and statistics could be used to prepare periodic reports?

If a national cultural information system is missing, how to collect/analyse alternative data that may be relevant?

Why do periodic reports ask for (optional) information on cultural economy, cultural industries, cultural infrastructure and cultural participation?

Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

Reporting on main achievements and challenges (Reporting Framework, Section 7)

Parties and participating stakeholders should share empirical information on:

the results achieved

the challenges encountered

solutions found to overcome these challenges

future outlook and next steps to be taken

Suggestion: specific empirical evidence to support the reporting on different policies and measures could already be provided in earlier chapters. In the absence of differentiated official statistics or cultural information systems, some of these – mostly "issue-driven" – data may need to be newly developed.

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Periodic reporting on the Implementation of the 2005 Convention

Designing and maintaining a cultural information system

A comprehensive evidence base is the optimal solution for: • Understanding the realities and dynamics of the country’s

cultural expressions • Reporting on all aspects of the Convention • Designing, implementing and evaluating cultural policy and

cultural programmes • Encouraging public debate on issues of cultural policy • Providing evidence to explain/defend actions in support of

the sustainable development of the sector NOTE: Such information systems are not necessarily based in the national statistical office, can also be associated with a Ministry of Culture, a research institute at the university, etc.

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Periodic reporting on the Implementation of the 2005 Convention

Let's revisit first the 'Culture for Development Indicators': Improving the Evidence-Base (Handout CDIS) 1. Economy: measuring contributions of culture to economic development 2. Education: analysing the priority given to culture within the educational

system, notably as an enabler for inclusion and diversity 3. Governance: examining the system of national cultural governance, e.g.

adoption of legislation and policy, distribution of cultural infrastructure, civil society participation, etc.

4. Social Participation: illustrating the impact of culture practices, values and attitudes on social progress

5. Gender Equality: examining culture’s role in the reality and the perceptions of gender equality

6. Communication: analysing the conditions in place for disseminating and accessing diverse cultural content

7. Heritage: assessing public frameworks to protect and promote heritage sustainability

Important: The process of searching for/validating data is already important!

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Periodic reporting on the Implementation of the 2005 Convention

Development and evaluation of cultural indicators and statistics: a few caveats

Can we really "measure" culture? Yes, we can, at least partially… 1. Statistical frameworks can complicate things! 2. Issues are key! The more precise policy issues are formulated, the

better we can search for relevant indicators and empirical evidence.

3. Definitions make a difference! 4. Indicators must be simple! 5. Frequently, more potential data sources exist than statisticians

expect! Interaction with stakeholders or professional bodies is important.

6. Size matters! How to achieve "representative" samples… 7. Don't fall into the evaluation trap! Let's look at some examples for these points…

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Ad 1: Statistical frameworks

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Ad 2: Issues are key!

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Periodic reporting on the Implementation of the 2005 Convention

According to James Wagala (Regional M&E Coordinator Africa at Global Clover Network), indicators should be: Simple: An indicator has to be clear and understandable by all. Simplicity can be a key consideration here. Relevant: An indicator has to speak to the result it is used to measure. Economical: The indicator and datasets must be collectable at a manageable cost. Some indicators may be good but too expensive. Assignable: The tracking of the indicator and collection of data to measure it must be assignable specifically to a member of the project team: One person has to take responsibility for the delivery… Measurable: The indicator has to be measurable. Consider these two indicators for a training intervention: "Number of people trained" and "Knowledge of trainees". While the second one may be a better measure for the output of a training, it may be very difficult to measure. Let me also add the following: Comparable over time: Indicators are most relevant when showing trends

Ad 4. Indicators must be simple!

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Periodic reporting on the Implementation of the 2005 Convention

Reporting on complementary data, information and statistics (optional Annex)

Economy and finance Books Music Media Connectivity, infrastructure, access Cultural participation Additional clarifications

Parties are encouraged to provide statistics that already exist.

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Periodic reporting on the Implementation of the 2005 Convention

• 1. Economy and finance

• 1. 1. Total flows of cultural goods and services

• 1. 1.a. Cultural Goods

• a) Exports in cultural goods (total in USD; year; source)

• b) Imports in cultural goods (total in USD; year; source)

• 1. 1.b. Cultural Services

• a) Exports in cultural services (total in USD; year; source)

• b) Imports in cultural services (total in USD; year; source)

• 1. 2. Contribution of cultural activities to Gross Domestic Product (GDP)

• a) Total GDP (in USD; year; source)

• b) Share of cultural activities in GDP (in percentage; year; source)

• 1. 3. Government expenditure on culture

• a) Total government expenditure (in USD; year; source)

• b) Share of culture in government expenditure (in USD and as percentage of total government expenditure; year; source)

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Periodic reporting on the Implementation of the 2005 Convention

2. Books a) Number of published titles (year; source) b) Number of publishing companies (year; source): - Small size (1 to 20 titles per year) - Medium size (21 to 49 titles per year) - Large size (50 titles and above per year) c) Bookshops and sales - Bookstore chains (total number and sales in USD; year; source) - Independent book stores (total number and sales in USD; year; source) - Book stores in other retail structures, including department stores (total number and sales in USD; year; source) - Online retailers (total number and sales in USD; year; source) d) Translation flows: number of published translations (year; source)

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Periodic reporting on the Implementation of the 2005 Convention

3. Music a) Production: number of albums produced: - Physical format (year; source) - Digital format (year; source) - Independent (year; source) - Majors (year; source) b) Sales: total number of recorded music sales: - Physical format, broken down by CDs and other physical formats (year; source) - Digital format, broken down by Single Tracks and Digital Albums (year; source)

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Periodic reporting on the Implementation of the 2005 Convention

4. Media

4. a. Broadcasting audience and share

Programme type

Audience share

Type of ownership (public, private, community)

Type of access (paid-free)

4. b. Broadcasting media organizations

Ownership (Public, Private, community, not specified)

Number of domestic media organization providing: radio channels only, TV channels

only, both radio & TV channels (by type of ownership)

4. c. Newspapers

Publishing format: Number of titles

- Printed (free only, paid only, both free & paid)

- Both print and online (free only, paid only, both free & paid)

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Periodic reporting on the Implementation of the 2005 Convention

5. Connectivity, infrastructure, access a) Number of mobile telephone subscribers per 1000

inhabitants (year; source)

b) Number of households with Internet access at home (year; source)

c) Number of individuals using the Internet (year; source)

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Periodic reporting on the Implementation of the 2005 Convention

6. Cultural participation Percentage of people participating in cultural activities at least one time during the past 12 months: Cultural participation (in %)

Activity Female Male Total

Cinema

Theatre (including cabaret, opera and

puppet shows)

Dance (including ballet)

Live concert / musical performance

Exhibition Total

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Periodic reporting on the Implementation of the 2005 Convention

Designing and maintaining a cultural information system

An evidence base is needed for • Understanding the realities and dynamics of the

country’s cultural expressions • Reporting on all aspects of the Convention • Designing, implementing and evaluating cultural

policy and cultural programmes • Encouraging public debate on issues of cultural

policy • Defending actions in support of the sustainable

development of the sector

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Part 1: Setting the Context for Periodic Reporting Unit 1: Introduction to Periodic Reporting and Monitoring Systems Unit 2: The Periodic Report Scope and Frame

Part 2: Key Reporting Areas Unit 3: Policies and measures Unit 4: International Cooperation Unit 5: Preferential Treatment Unit 6: Integration of Culture in Sustainable Development Policies and Programme Unit 7: Awareness Raising and Participation of Civil Society Unit 8: Transversal Issues and UNESCO Priorities

Part 3: Data Sources and Assessment Unit 9: Sources, Statistics and Indicators Unit 10: Achievements and Challenges in the Implementation of the Convention

Periodic reporting on the Implementation of the 2005 Convention

Quadrennial Periodic Reporting

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Key Questions What have been the main achievements reported upon

by Parties to the 2005 Convention since it’s coming into

force?

What challenges and difficulties have been experienced

in order to implement the Convention?

What enabling factors have been identified?

What solutions have been proposed to overcome

existing challenges?

What achievements, challenges and solutions do

workshop participants identify in their respective

countries?

Periodic reporting on the Implementation of the 2005 Convention

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Key findings from the first three reporting years (2012-2014; 71 reports)

Periodic reporting on the Implementation of the 2005 Convention

• The Convention has led to the introduction of new cultural policies and measures in developing countries

• Countries have

reassessed their international cooperation strategies to include culture among key objectives

Most countries have adopted legislation on the arts and

culture, including the

status of the artist

Countries have not only promoted

export of domestic cultural goods and services but also

import of foreign ones

Many countries have integrated culture in their

national development

plans

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Key findings from the first three reporting years (2012-2014), continued

Periodic reporting on the Implementation of the 2005 Convention

Cultural cooperation activities have become focused on specific cultural industry

sectors such as music, film and book publishing and promoting

the mobility of artists

New forms of support for

young artists and cultural

professionals

More countries are integrating cultural and creative industries into development strategies

and programmes

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Key findings from the first three reporting years (2012-2014), continued

Periodic reporting on the Implementation of the 2005 Convention

Many have been inspired by a policy or measure successfully implemented

elsewhere.

Policy transfer also takes place from developing

to developed countries

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Periodic reporting on the Implementation of the 2005 Convention

Key implementation

challenges

Lack of financial and human

resources and insufficient public-

private sector partnerships

Multiple understandings and usages of

the concepts in the Convention

Insufficient awareness

among decision-makers of

the Challenges to organising inter ministerial

cooperation

contribution of culture to

economic and social

development

Lack of cultural data and statistics hindering policy monitoring and

evaluation

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Periodic reporting on the Implementation of the 2005 Convention

What solutions are proposed in the reports to address

these challenges?

To build strategic partnerships with various government

agencies, civil society and private stakeholders

To widely disseminate the Convention and news on

relevant issues

To train officials through participatory workshops

To create institutions or observatories that engage in-

depth research to gather data and best practices

To establish specific targets and benchmarks and

developing a system of cultural indicators

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Periodic reporting on the Implementation of the 2005 Convention

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Periodic reporting on the Implementation of the 2005 Convention

NEXT STEPS

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Periodic reporting on the Implementation of the 2005 Convention

Drafting of the Periodic Report

How to write the draft periodic report?

How can the national team all be involved?

Who else needs to be approached to help with information?

What is the role of the statistics agency?

When should the draft be presented to the national team?

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Suggested timing

• Meetings of the National team and drafting committee

• Distance coaching by AJ and AW during this period based on written drafts

• March 10th: Finalisation of the draft Periodic Report

• March 14-18th: Presentation of final draft to multi-stakeholder consultative forum

• March 18th - 24th April: Finalisation of the periodic report

• April 25th: Signature by Minister of Culture and Tourism

• April 28th : Submission to Secretariat of UNESCO

Periodic reporting on the Implementation of the 2005 Convention

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Thank you

For further information

www.en.unesco.org/creativity/

Kassahun Abate: [email protected]

Reiko Yoshida: [email protected]


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