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phic t Enabling Paper-Like Displays Roll-to-Roll Manufacturing of Display Backplanes Carl Taussig, Bob Cobene, Rich Elder, Warren Jackson, Mehrban Jam, Albert Jeans, Hao Luo, Ping Mei, Craig Perlov, Hewlett-Packard Company, Palo Alto, CA Frank Jeffrey, Marcia Almanza-Workman, Kelly Beacom, Steve Braymen, Bob Garcia, Jason Hauschildt, Han-Jun Kim, Ohseung Kwon, Don Larson, Phicot Inc, Ames, IA
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phic t

Enabling Paper-Like Displays Roll-to-Roll Manufacturing of Display Backplanes

Carl Taussig, Bob Cobene, Rich Elder, Warren Jackson, Mehrban Jam, Albert

Jeans, Hao Luo, Ping Mei, Craig Perlov,

Hewlett-Packard Company, Palo Alto, CA

Frank Jeffrey, Marcia Almanza-Workman, Kelly Beacom, Steve Braymen, Bob

Garcia, Jason Hauschildt, Han-Jun Kim, Ohseung Kwon, Don Larson,

Phicot Inc, Ames, IA

phic t

Introduction•What are the key attributes of a paper-like display•Why we need paper-like displays

High Performance Reflective ColorSelf-Aligned Imprint Lithography (SAIL)

• Benefits and challenges of roll-to-roll (R2R) manufacturing• SAIL basics• green manufacturing for green products• toolset for 1/3m wide line• world’s first R2R active matrix displays• ZXO based TFTs for enhanced performance

Outline

speed

color

power

cost

form factor

viewability

video~1S

Good colorNo/poor colorGreat color

400W/m210W/m2no power

$846/m2$300/m2$0.08/m2

Glass is fragile and heavy

Plastic is light, flexible, and rugged

Paper is light, flexible, and rugged

Typically emissive or transmissive, not good in bright light

Reflective; like paperReflective: good in bright light as well as indoors

Conventional displayPaper-like displayPaper

What is a Paper-Like Display?

phic t

Driving the adoption of paper-like displayUbiquitous availability of information: emergence of the cloud

•Ultrathin client: radio+displayMobility

•Ruggedness•Viewable in any light•Light weight: long battery life

Sustainability•Minimize conventional print•Green appliance manufacturing•Energy efficient operation

The Readius a cell phone with a roll out display product of struggling Philips spinout Polymer Vision

phic t

Introduction•What are the key attributes of a paper-like display•Why we need paper-like displays

High Performance Reflective ColorSelf-Aligned Imprint Lithography (SAIL)

• Benefits and challenges of roll-to-roll (R2R) manufacturing• SAIL basics• green manufacturing for green products• toolset for 1/3m wide line• world’s first R2R active matrix displays• ZXO based TFTs for enhanced performance

Outline

phic t

Sustainability

Millions of tons/year

US Paper & board disposal, 2005

US EPA

1/3 waste is paper… of which 43% is print

36m tons/yr

Newspapers 12

Commercial print 7.35

Office 6.6

Magazines 2.5

Books 1.15

Packaging & other 47.7

Standard mail 5.8

Directories 0.65

phic t

Macro-Trends Are Helping to Drive Electronic Paper

Clean TechnologyMobile Internet

Printed Electronics Digital Media

*courtesy of Mike McCreary, E Ink

phic t

Electronic Publishing is a Multi-$B Addressable Market

• $100B- $300B annual publishing industry today, about the same as the whole current display industry*

• Mobile electronic books have not previously succeeded because they lacked the attributes of paper: low cost, outdoor readability, light weight (low power), &mechanical toughness.

A library in your hands

*courtesy of Mike McCreary, E Ink

phic t

Newspapers Need an Alternative to Paper• Paper newspaper subscriptions are dropping sharply

– 12 hour delay in receiving news– newest generations of people are on-line much more– increased sensitivity to ecology issues

• Newspaper profitability is under pressure as a result– increasing energy costs– On-line subscriptions are growing but it takes 50-100 on-line

subscribers to make up for one lost paper subscription*

• Digital distribution enables personalization– Geographic localization enhanced– Individually targeted content and advertising

• A paper-like reader appliance is needed – Low cost, portable, daylight readable, mechanically tough

*courtesy of Mike McCreary, E Ink

phic t

Paper Newspapers and the Environment

1/5 ton per subscription

per year

OIL

OIL

OIL

OIL

OIL

OIL

OIL

OIL

OIL

OIL

OIL

OIL

*courtesy of Mike McCreary, E Ink

phic t

Economic Reasons to Move From Paper Newspapers

Printing$6.7M

Circulation $10.1M

Ink and paper $10.4M

Newroom $9.9M

Advertising $7.3M

Building, G&A $27.6M

Composite Newspaper Business Profile*

*Published by Bill Richards (former NY Times and Washington Post reporter)

100,000 Circulation$83.9M Revenue

$72.1M Total Cost~10% Profit

• Newspapers could eliminate $27M (~38%) from its variable budget by moving away from printed newspapers

• But it will be critical to keep subscriptions and advertising rates high with electronic newspapers

*courtesy of Mike McCreary, E Ink

phic t

Introduction•What are the key attributes of a paper-like display•Why we need paper-like displays

High Performance Reflective ColorSelf-Aligned Imprint Lithography (SAIL)

• Benefits and challenges of roll-to-roll (R2R) manufacturing• SAIL basics• green manufacturing for green products• toolset for 1/3m wide line• world’s first R2R active matrix displays• ZXO based TFTs for enhanced performance

Outline

phic t

Architectures to address full color gamut

-R -G -B = brown(so add black)

R+G+B = murky white

stacked layersadditive subtractive

additiveside-by-sidesubpixels

R+G+B = grey (dim)

max.=33%

400 500 600 700[nm]

400 500 600 700[nm]

phic t

3 or 4 electrodes sets per pixel –

Millions of pixels

All have to work

Why is it hard?Uncontrolled ambient light in

- direction, color,…Perfectly diffuse light out

Optical management- very low loss

(materials, processes, architecture) x (optical, electrical, cost) =

Systems approach is essential

If 13 interfaces present with each 98% efficientthen max roundtrip reflectivity ~60%

phic t

Use of color selective mirrors can increase reflectivity by 20% compared to basic stacked design

Blue mirror

Green mirror

Red (All) mirror

phic t

Brightness /contrast progress

55 60 65 70 75 80 85 90101520253035404550556065707580859095

Low DR -ve, no intersHigh DR +ve, rough resist, optimised gapsHigh DR +ve, rough resistLow DR -ve, rough resistHigh DR -ve, rough resistHigh DR +ve, luminitHigh DR +ve, Luminit, staticHigh DR +ve, rough resist, optimised gaps, narrow illumination

E-ink – measured +’perfect’ RGBW filter modellow DR -ve plastic, luminitlow DR -ve plastic, luminit, narrow illumination

ΔL*

(whi

te –

blac

k)

L* white state

Target region

Newsprint/SNAP

phic t

HP Labs Reflective Color Demonstrator

phic t

Color demonstrator video

phic t

Introduction•What are the key attributes of a paper-like display•Why we need paper-like displays

High Performance Reflective ColorSelf-Aligned Imprint Lithography (SAIL)

• Benefits and challenges of roll-to-roll (R2R) manufacturing• SAIL basics• green manufacturing for green products• toolset for 1/3m wide line• world’s first R2R active matrix displays• ZXO based TFTs for enhanced performance

Outline

phic t

Challenges & Benefits of R2R Electronics Fabrication

Limited equipment available – no previous generation

Cheaper equipment - better scaling?

patterningLower cleanroom requirements

Defect repairSteady state processing: high-throughput, high-yield

Lower process temperatureLower substrate cost

ChallengesBenefits

phic t

Thermal effects, selectivity

Cleaning, particles

Materials must be jettable

New technology

Scaling to large areas costly

Issues

~10μpoorExternal sensor required

Self alignment possible

Limited by substrate flatness ~10μ

Alignment

~10μ10μ -100μ>10μ100nm demonstrated

Limited by substrate flatness ~10μ

Resolution

LowLimited only by deposition

LowHigh: > 5 meters/min

Moderate: limited by step & repeat / stitching

Throughput

Laser ablation

Physical mask

InkjetImprint lithography

Photolithography

Imprint Lithography is the Best Choice for R2R Patterning

SAIL (Self-Aligned Imprint Lithography): Process flow is radically different from conventional flat-panel / integrated circuit fabrication

Vacuum deposition of metals, dielectrics, & semiconductors

Multiple mask levels imprinted as single 3D structure

Patterning completed w/ wet & dry processes

deposition imprint etch

deposit

spin resist

align/expose

develop

strip/clean

etch

deposit etchimprint

etchmask

Conventional Photo-Lith SAIL

phic t

Phicot’s parent PowerFilm Solar is the first and only company to manufacture a-Si solar cells on plastic with a R2R process

phic t

Basic Imprint Lithography Process

~40nm lines on 50μ polyimide

Multilevel structures on flex at 5m/min

)(2 2

TGpixel VV

Lt−

≈μ

Pixel speed depends linearly on mobility but inversely with the square of channel length

6: etch

5: release

3: emboss

4: cure with UV

1: coated substrate

2: coat with polymer

1μm

4 levels in 0.5 μ step heights

20 μm

0123

phic t

SAIL encodes multiple patterns and alignments into thickness modulations of a

monolithic masking structure

SAIL: Self-Aligned Imprint Lithography

SA

ILP

hotolithography Multiple masking and alignment steps required

Different mask used to pattern each layer

Single mask used to pattern all the layers multiple times

Process induced distortion of 200ppm results in 20μ

misalignment over 10cm

No misalignment because mask distorts with substrate

phic t

Imprint mask on TFT stack consisting of•Top metal•Contact layer (optional)•Semiconductor•Dielectric•Bottom metalProcess produces complete backplane:TFTPixel electrodeData lineCrossoverGate line

Etch exposed stack all the way to the substrate undercutting the bottom metal in the thin regions to isolate the gate lines and the TFTs

Etch the polymer down to expose the layers covering the gate lines

Etch through top metal and (optionally) other layers to form crossovers

Etch polymer a second time to expose area covering TFT channel

Etch top metal and contact layer to define TFT channel

Remove remaining polymer to expose completed backplane

Disassemble array one layer at a time to expose structure. Begin by removing top metal

Next remove contact layer to expose channel semiconductor

Then remove semiconductor to expose gate dielectric

Finally remove gate dielectric to expose gate lines that were isolated by the undercut

SAIL backplane: patterning process flow

phic t$0.0 $0.5 $1.0 $1.5 $2.0 $2.5 $3.0

Web preparation

Sputter Gate 1 Metal

Align and Expose

SiN, a-Si, N+ dep

Align and Expose

Si RIE & Resist Strip

Ultrasonic Clean

Align and Expose

Sputter Dep/ ITO

Align and Expose

Sputter Dep Interconnect

Align and Expose

Web cost

SAIL solves alignment problem & saves money

$0.0 $0.5 $1.0 $1.5 $2.0 $2.5

Condition web (de-hydro)Gate metal deposition (Al)

PECVD oxide/nitride/Si/N+ depositionSD metal deposition (Cr)

Imprint SAIL structureWet etch Cr

RIE etch n+&Si&SINRIE etch oxide

Plasma etch AlThin down 2P (clear gate-pad)

Pre-Cr-etch CleaningRIE etch n+&Si&SIN

Thin down 2P (clear gate-pad)Wet etch CrRIE etch n+

Under-cut Al (1-3 um)RIE etch oxide

Strip-off 2PWeb cost

cost

per

ft2

$0.00$2.00$4.00$6.00$8.00

$10.00$12.00$14.00$16.00$18.00

Photolithography SAIL

Cost of Patterning

Backplane materials costs for R2R photolith & SAIL

R2R

photolith (AG

I)R

2R S

AIL

Multiple photoresist applications

dominate photolithography process materials costs

phic t

Introduction•What are the key attributes of a paper-like display•Why we need paper-like displays

High Performance Reflective ColorSelf-Aligned Imprint Lithography (SAIL)

• Benefits and challenges of roll-to-roll (R2R) manufacturing• SAIL basics• green manufacturing for green products• toolset for 1/3m wide line• world’s first R2R active matrix displays• ZXO based TFTs for enhanced performance

Outline

phic t

Green manufacturing for a green product

• Less is better: 50μm thick plastic vs. 0.7mm thick glass

• Less process materials: removal of photolith reduces process consumables

• Energy costs: – transients involved in batch consume energy; steady

state is more efficient– Reduced clean room requirements:

• Smaller equipment footprint

phic t

HEPA filter

The web rolled on the core is its own clean room

Ambient Process Vacuum Process

phic t

330mm imprint system Gen10 cluster tool

Equipment footprint comparison between R2R and flat panel

2 3 4 5 6 7 8 9 1010

-3

10-2

10-1

100

equ

ipm

ent c

ost [

M$]

/ th

roug

hput

[cm

2 / S]

generation

equipment cost scaling comparison: panel stepper vs R2R imprinter

100 mm R2R imprinter 330 mm R2R imprinter

Patterning scaling: R2R imprinter compared to panel steppercomparison made at equal throughput

Scaling similar for R2R and panel; cost much lower for R2R

phic t

PECVD Scaling: R2R photovoltaic compared to panelcomparison made at equal throughput

Again; scaling similar for R2R and panel; cost much lower for R2R

1 2 3 4 5 6 7 8 9 1010-2

10-1

100 e

quip

men

t cos

t [M

$] /

thro

ughp

ut [c

m2 /

S]

generation

equipment cost scaling comparison: panel CVD vs R2R CVD

330 mm R2R PECVD

1 m R2R PECVD

phic t

Introduction•What are the key attributes of a paper-like display•Why we need paper-like displays

High Performance Reflective ColorSelf-Aligned Imprint Lithography (SAIL)

• Benefits and challenges of roll-to-roll (R2R) manufacturing• SAIL basics• green manufacturing for green products• toolset for 1/3m wide line• world’s first R2R active matrix displays• ZXO based TFTs for enhanced performance

Outline

13” production solar cell deposition

4” imprinter

13” RIE13” imprinter

13” drum PECVD

10” drum PECVD

2005 2006 2007 2008 2009 2010

13” wet etcher

13” drum RIE

R2R Tool Development

13” drum sputter

phic t

Web based tools are a lot simpler to build than big panel tools

phic t

Introduction•What are the key attributes of a paper-like display•Why we need paper-like displays

High Performance Reflective ColorSelf-Aligned Imprint Lithography (SAIL)

• Benefits and challenges of roll-to-roll (R2R) manufacturing• SAIL basics• green manufacturing for green products• toolset for 1/3m wide line• world’s first R2R active matrix displays• ZXO based TFTs for enhanced performance

Outline

phic t

W=100um Vsd=10.1V

1.E-14

1.E-13

1.E-12

1.E-11

1.E-10

1.E-09

1.E-08

1.E-07

1.E-06

1.E-05

-10 0 10 20 30 40Vg(V)

Isd/

(W/L

) (A

)

100.0 1.0100.0 2.0100.0 5.0100.0 10.0100.0 20.0100.0 50.0100.0 100.0

W [μm] L [μm]

Performance of Full-SAIL a-Si TFTs

Full SAIL TFTs with thinner dielectrics have greatly improved performance• on-off ratio > 107

• 100μA on-current• mobility from linear portion of transfer curve as high as 0.8 cm2/V/S• near linear scaling of Ion vs 1/L to L~2μm

Channel Length [μm]

Mob

ility

[cm

2 /V/S

]

y

q1 =11.3663p1 =0.83471R2=0.96302

1.E 01.E-3

1.E-2

1.E-1

1.E 0

1.E 1

1.E 1 1.E 2

phic t

Initial display demonstrators

SAIL Backplane on flexible substrate

World’s first active matrix display made exclusively with R2R

processes (including E Ink Front Plane)

phic t

Yield Improvements: Pareto process at work

Process flow

lowProbing errors/damage

lowContact liquefactionDevice testmedProcess designmedEndpoint controlEtchinglowImprint processmedStamp defectslowMaster defectsImprintinglowParticle generation

unstableStress control1/mm2Shunt defectsThin film

deposition

SeverityProcess Step

A bubble defect, voids are formed by insufficient volume of photopolymer to fill mold

A crack defect typically results from imbalanced deposition stress

Nonuniform imprinting results in premature mask erosion and feature loss

Tenting defect formed by particle between stamp and substrate at imprinting time or by void in stamp

pinhole defect in metal caused by etchant diffusing through pinhole in oxide

Bridging caused by breakage of imprint stamp in narrow (~2u) regions

phic t

Introduction•What are the key attributes of a paper-like display•Why we need paper-like displays

High Performance Reflective ColorSelf-Aligned Imprint Lithography (SAIL)

• Benefits and challenges of roll-to-roll (R2R) manufacturing• SAIL basics• green manufacturing for green products• toolset for 1/3m wide line• world’s first R2R active matrix displays• ZXO based TFTs for enhanced performance

Outline

phic t

SAIL ZXO TFTs: Motivation, the 3P’s

• Process simplification– Elimination of contact layer removes 2 etch

steps and one deposition step– Huge increase in process margin for critical

channel definition step

• Performance increase– Even with direct metal contacts mobility is

~10X a-Si at the same process temperature– Higher mobility important for emissive pixels

and edge electronics

• Pelucidity (transparency)– Enable see thru displays– Increase aspect ratio for conventional displays

phic t

SAIL ZXO TFTs: Process Simplification

• ZXO stack has 1 less layer then a-Si– Superior performance to a-Si with no contact layer between top

metal and semiconductor: 1 less deposition step– 2 less etch steps: since all depositions performed before any etch

steps some layers are etched multiple times• Back-channel etch much easier to control with ZXO

– ZXO provides excellent etch stop for top metal etch whereas there is no etch selectivity between n+ μC-Si and intrinsic a-Si

Substrate 6” p+ doped Si wafer

Gate (Al)

Thermal oxide gate dielectric

ZXO

W S/D metal

Embossed mask

substrate

100nmGate (Al)

200nm SiNx / 100nm SiOxGate dielectric

30nm I-a-Si

40nm N+ uC-Si

100nm S/D metal Al

Embossed mask

a-Si stack ZXO stack

phic t

SAIL ZTO TFTs: device measurements

• Mobility strongly dependent on annealing temperature• Performance unrealistically high due to high quality thermal oxide gate dielectric

mobility for 100u long channels vs annealing temperature

0

5

10

15

20

25

200 250 300 350 400

temperature (C)

sat i

ncr m

obili

ty (c

m^2

/V/S

)

Transfer for W=50u, L=50u, Ta=300C

1.E-13

1.E-12

1.E-11

1.E-10

1.E-09

1.E-08

1.E-07

1.E-06

1.E-05

1.E-04

-10 0 10 20 30

Vg (V)

Ids,

Ig (A

)

Id for Vds=10VIg

phic t

Next steps towards commercialization

• September 22, 2008 PowerFilm announced that it has taken a license to the SAIL technology• October 6th, 2008 PowerFilm announced it has won a $1.4M / year cooperative agreement from the U.S. Army for development of a 'self powered flexible display' . HP Labs and PowerFilm will collaborate on the contract.• PowerFilm Solar has created Phicot as a subsidiary to commercialize the technology

phic t

AcknowledgementsThe authors gratefully acknowledge the support of their

collaborators and sponsors--

FlexTech Alliance - contract RFP04-112FARL contract W911NF-08-2-0063

--

E Ink CorporationASU Flexible Display Center

Dupont Teijin


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