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    Carrier AggregationCarrier Aggregation

    Pr. SamiPr. Sami TabbaneTabbane

    ITU ASP COE Training on

    Wireless Broadband Roadmap Development

    11-14 September Bangkok (Thailand)

    2

    SummarySummary

    I. Introduction: Trends in broadband wireless

    systems and Spectrum pressures

    II. Carrier aggregation in LTE-A and other

    similar systems using carrier aggregation (e.g.,

    CDMA2000). Integration of carrier aggregation

    in the standards

    III.Carrier aggregation and performance

    IV.Cognitive radio: generalization of carrier

    aggregation concept

    V. Conclusions

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    I. IntroductionI. Introduction

    3

    StateState of art of existing WB Systemof art of existing WB System

    ITU-T: Definition of the characteristics of the generation (2, 3,

    4, ), validation of proposed standards and allocation of

    spectrum,

    3GPP: European standardization body (GSM family),

    3GPP2: North-American standardization body (CDMA

    family),

    IEEE: data networks standards (802.xx family),

    Standardization bodies

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    Typical user data rates

    3G basic

    HSPA

    LTE

    LTE-

    Advanced

    100 kbps 1 Mbps 10 Mbps 100 Mbps

    150-350 kbit/s

    1.0 5 Mbit/s

    5 60 Mbit/s

    30 300 Mbit/s

    StateState of art of existing WBof art of existing WB SystemSystem

    3GPP systems,3GPP systems,

    Building on ReleasesBuilding on Releases

    Release 10 LTE-Advanced meeting the

    requirements set by ITUs IMT-Advanced

    project.

    Also includes quad-carrier operation for

    HSPA+.

    Release 99: Enhancements to

    GSM data (EDGE). Majority of

    deployments today are based on

    Release 99. Provides support for

    GSM/EDGE/GPRS/WCDMA

    radio-access networks.

    Release 4: Multimedia

    messaging support. First steps

    toward using IP transport in the

    core network.

    Release 5: HSDPA. First phaseof Internet Protocol Multimedia

    Subsystem (IMS). Full ability to

    use IP-based transport instead of

    just Asynchronous Transfer

    Mode (ATM) in the core

    network.

    Release 6: HSUPA. Enhanced

    multimedia support through

    Multimedia Broadcast/Multicast

    Services (MBMS). Performance

    specifications for advanced

    receivers. Wireless Local Area

    Network (WLAN) integration

    option. IMS enhancements. Initial

    VoIP capability.

    Release 7: Evolved EDGE. Specifies HSPA+, higher order modulation and MIMO. Performance enhancements, improved

    spectral efficiency, increased capacity, and better resistance to interference. Continuous Packet Connectivity (CPC) enables

    efficient always-on service and enhanced uplink UL VoIP capacity, as well as reductions in call set-up delay for Push-to-Talk

    Over Cellular (PoC). Radio enhancements to HSPA include 64 Quadrature Amplitude Modulation (QAM) in the downlink DL

    and 16 QAM in the uplink. Also includes optimization of MBMS capabilities through the multicast/broadcast, single-frequency

    network (MBSFN) function.

    Release 8: HSPA Evolution,

    simultaneous use of MIMO and 64

    QAM. Includes dual-carrier HSPA

    (DC-HSPA) wherein two WCDMA

    radio channels can be combined for

    a doubling of throughput

    performance. Specifies OFDMA-

    based 3GPP LTE.

    Defines EPC.

    Release 9: HSPA and LTE enhancements

    including HSPA dual-carrier operation in

    combination with MIMO, EPC

    enhancements, femtocell support, support forregulatory features such as emergency user-

    equipment positioning and Commercial

    Mobile Alert System (CMAS), and evolution

    of IMS architecture.

    Text adaptedfrom3G AmericasWhitePaper,September 2010

    Release 11

    Interworking -3GPP EPS and fixed BB

    accesses, M2M, Non voice emergency

    communications, 8 carrier HSDPA, Uplink

    MIMO study

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    ReleasesReleases and bitratesand bitrates

    expectationsexpectations

    7

    Peak data ratesPeak data rates in LTE and LTEin LTE and LTE--AA

    8

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    TheoreticalTheoretical spectrumspectrum efficienciesefficiencies

    LTE is the most spectral efficient wireless technology but it cannot

    be expected that early LTE deployments achieve this theoretical

    spectral efficiency.

    9

    Main LTE data ratesMain LTE data rates

    improvement techniques:improvement techniques:

    -- Link adaptationLink adaptation

    -- MIMO andMIMO and beamformingbeamforming

    -- Fast schedulingFast scheduling

    -- Hybrid ARQHybrid ARQ

    -- 10

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    LTE physical layerLTE physical layer

    Flexible bandwidth (with resolution of 180 kHz)

    Possibility to deploy in bandwidth of

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    Example of link adaptationExample of link adaptation

    MIMO andMIMO and BeamformingBeamforming

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    Fast schedulingFast scheduling

    Scheduling depending on the channel

    16

    Hybrid ARQHybrid ARQ

    Principle: Reuse of the errored frames for the decoding of

    the retransmissions.

    Drawback: Requires a large buffer.

    Loss of the frame #2 => retransmission request

    Link layer

    Physical

    layer

    Time

    2error

    Storage in the

    HARQ buffer

    + Combines theerrored frame with

    the retransmitted one

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    II. Carrier aggregationII. Carrier aggregation

    in LTEin LTE--A and otherA and other

    systemssystems

    17

    LTELTE--A improvements (1)A improvements (1)

    18

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    LTELTE--A improvementsA improvements (2)(2)

    19

    Impacts of various techniques inImpacts of various techniques in

    improving the data ratesimproving the data rates

    20

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    CarrierCarrier aggregationaggregation in LTEin LTERelease-10 carrier aggregation supports the following features:

    Peak data rates of 1 Gbps on downlink and 500 Mbps on uplink.

    Up to five carriers can be aggregated, each carrier is called a component carrier.

    Each component carrier can have any of the bandwidths supported in LTE Rel-8 (1.4, 3,

    5, 10, 15 and 20 MHz). As a result, LTE carrier aggregation can support operation on

    transmission bandwidths of up to 100 MHz by aggregating five 20 MHz carriers.

    Each component carrier is fully backward compatible to Release-8/9. This backward

    compatibility to Release 8/9 allows the technologies developed for LTE Release-8/9 to

    be fully reused in Release-10. It also allows the coexistence of Release 8 and 9 UEs

    together with Release-10

    UEs, which is very important for seamless system transition from Release 8 and 9 to

    Release 10.

    A carrier aggregation capable UE can simultaneously receive and transmit in one or

    multiple component carriers.

    21

    22

    Carrier aggregation in LTECarrier aggregation in LTE

    Carrier Aggregation (CA): multiple component

    carriers are aggregated and jointly used for

    transmission to/from a single terminal. There are up

    to five component carriers, possibly each of

    different bandwidth, which can be aggregated,allowing for transmission bandwidth up to 100 MHz

    backwards compatibility where, each component

    carrier (CC) uses the release-8 structure.

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    Key Features in LTE Release 10Key Features in LTE Release 10

    Support of Wider Bandwidth (Carrier

    Aggregation)

    Advanced MIMO techniques Extension to up to 8-layer transmission in downlink

    Introduction of single-user MIMO up to 4-layer transmission

    in uplink

    Heterogeneous network and eICIC (enhanced Inter-Cell

    Interference Coordination) Interference coordination for overlaid deployment of cells with

    different Tx power

    Improvement of cell-edge throughput and coverage

    Relay

    Coordinated Multi-Point transmission and

    reception (CoMP)

    100 MHz

    f

    CC

    LTELTE--A features for increasedA features for increased bitratesbitrates

    24

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    Carrier aggregation benefitsCarrier aggregation benefits

    Maximize the total peak data rate and throughput

    performance by combining peak capacities and throughput

    performance available at different frequencies

    Provide a higher and more consistent quality of

    service by load-balancing across frequencies and systems.

    Mitigate the relative inefficiencies that may be

    inherent in wireless deployments in non-contiguous or

    narrow (5 MHz or less) channel bandwidths, often spread

    across different spectrum bands.

    25

    Carrier aggregation in HSDPACarrier aggregation in HSDPA

    8C-HSDPA is a further extension of the multicarrier operation with

    eight carriers. Similar to the 4 carrier feature, in 8C-HSDPA the

    transmissions are independent. The carriers do not need to be

    adjacent. The activation/deactivation of the secondary carriers is

    done by the serving NodeB through physical layer signaling. The

    uplink signaling is carried over a single carrier. 26

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    HSPA + LTEHSPA + LTE CarrierCarrier AggregationAggregationSame mechanisms as the intra-RAT carrier aggregation schemes. It bring similar

    data rate gains:

    Data rates ofcarrier aggregation UEs boosted by utilizing unused resources

    from overlapping cell(s) operating on different carrier(s)

    Data rates ofall UEs improved by fast (TTI level) load balancing

    27

    III. Carrier aggregationIII. Carrier aggregation

    performanceperformance

    28

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    Carrier aggregation impact onCarrier aggregation impact onthroughputsthroughputs

    Improves average cell throughput both in uplink and downlink due to more

    efficient utilization of radio resource by statistical multiplexing29

    InterInter--band Carrier Aggregation enables to benefit from differentband Carrier Aggregation enables to benefit from different

    propagation characteristic ofpropagation characteristic of different frequencydifferent frequency bandsbands

    Carriers at different frequency bands have different propagation losses and different interfering

    systems. Far-off UE are better served with a low frequency carrier and near cell center UE with a high

    frequency carrier.

    Inter-band Carrier Aggregation provides more flexibility to utilize fragmented spectrum allocations.30

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    Average downlink data rate before and after refarming of one

    HSPA carrier (assuming low-to-medium system loading, 10MHz

    LTE and 2x5MHz HSPA before refarming)

    31

    UE capabilities and carrierUE capabilities and carrier

    aggregationaggregation

    32

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    Different types of carrierDifferent types of carrieraggregation in LTE (1)aggregation in LTE (1)

    ExampleExample of carrier aggregationof carrier aggregation

    in different frequencyin different frequency bandsbands

    34

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    ComponantComponant carriers after carriercarriers after carrieraggregationaggregation

    35

    36

    Symmetric/Asymmetric carrierSymmetric/Asymmetric carrier

    aggregation inaggregation in LTELTE

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    A. Intra-band aggregation with frequency-contiguous component

    carriers

    Contiguous bandwidth wider than 20 MHz.

    B. Intra-band aggregation with non-contiguous component

    carriers

    Multiple CCs belonging to the same band. Countries where spectrum

    allocation is non-contiguous within a single band.

    C. Inter-band aggregation with non-contiguous component

    carriers

    Carriers in different operating bands are aggregated. Inter

    modulation and cross-modulation within the UE device when

    multiple transmitter and receiver chains are operated simultaneously.37

    Intra/InterIntra/Inter--band carrierband carrieraggregation inaggregation in LTE (1)LTE (1)

    Spectrum Aggregation Scenarios forSpectrum Aggregation Scenarios for FDDFDD

    38

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    Intra/InterIntra/Inter--band carrierband carrier

    aggregation in LTE (2)aggregation in LTE (2)

    39

    IntraIntra--Band Carrier Aggregation RFBand Carrier Aggregation RF

    parameters with 2 aggregatedparameters with 2 aggregated carrierscarriers

    40

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    Carrier Aggregation

    Bandwidth Class

    Aggregated Transmission

    BW Configuration

    A 100

    B 100

    C 100 - 200

    The 6 LTE carrier aggregation bandwidthThe 6 LTE carrier aggregation bandwidth

    classesclasses

    N.B.: classes D, E, & F are in the study phase.

    Downlink Multiple Access Scheme withDownlink Multiple Access Scheme with CACA

    Downlink OFDMA with component carrier (CC) based structure

    One transport block is mapped within one CC

    Parallel-type transmission for multi-CC transmission

    Cross-carrier scheduling is possibleDL control channels (such as PDCCH, PCFICH,and PHICH) are updated to support cross-carrier scheduling.

    Add a Carrier Indicator Field (CIF) to DCI.42

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    Advantages of CAAdvantages of CA

    Lot of permutations and combinations, some of them are a bit

    more difficult to implement due to interference problems caused

    (intermodulation products of transmitted signals on different

    frequency bands).

    Only intraband carrier aggregation is supported in uplink in LTE

    Release 10 (higher range of band combinations will be supported in

    later releases).

    Carrier aggregation provides almost as high spectrum efficiency

    and peak rates as single wideband allocation.

    In heterogeneous deployment scenarios, the performance can be

    better since flexible frequency reuse can be arranged between local

    area nodes to provide better inter-cell interference coordination.43

    CA between operatorsCA between operators

    The system bandwidth will increase substantially,

    up to 80 MHz

    For two cooperating operators with 2*20 MHz

    each. The average data rates can reach 80 or 160

    Mbps, and the peak data rates can be up to 400 or

    800 Mbps.

    44

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    Drawbacks of CA (1)Drawbacks of CA (1)Loss in throughput: by the vulnerability due to channel aggregation or bonding in

    LTE-A and HSPA+ networks.

    Channel aggregation is susceptible to about 70% loss of throughput in LTE

    networks and about 11-15% in HSPA+ networks compared to systems with no

    aggregation or bonding.

    45

    Drawbacks of CA (2)Drawbacks of CA (2)

    Interference coordination,

    UE compatibility (frequency

    bands, bandwidths, ), Radio planning constraints,

    46

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    IV. Cognitive radio:IV. Cognitive radio:

    generalization of thegeneralization of the

    carrier aggregationcarrier aggregationconceptconcept

    47

    The origin: ApparentThe origin: Apparent

    Spectrum ScarcitySpectrum Scarcity

    Spectrum measurement across the 900 kHz 1 GHz band (Lawrence, KS, USA)

    Spectrum Holes

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    RF Spectrum OccupancyRF Spectrum Occupancy

    49

    Spectrum measurement across the 928 948 MHz band (Worcester, MA, USA)

    The Idea: DynamicThe Idea: Dynamic SpectrumSpectrum

    AccessAccess

    Fill withsecondary

    users

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    White Space ConceptWhite Space Concept

    51

    Cognitive Radio: DefinitionCognitive Radio: Definition

    Cognitive radio is an intelligent wireless communication system

    that is aware of its surrounding environment (i.e., outside world),

    and uses the methodology of understanding-by-building to learn

    from the environment and adapt its internal states to statistical

    variations in the incoming RF stimuli by making corresponding

    changes in certain operating parameters (e.g., transmit-power,

    carrier-frequency, and modulation strategy) in real-time, with twoprimary objectives in mind:

    highly reliable communications whenever and wherever needed;

    efficient utilization of the radio spectrum.

    S. Haykin, Cognitive Radio: Brain-Empowered WirelessCommunications, IEEE J-SAC, Feb. 2005.

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    Cognitive RadioCognitive Radio

    Cognitive radio technology is expected to improve

    spectrum access through:

    Increased spectrum efficiency of licensed spectrum users

    Secondary markets by allowing licensees to lease their

    spectrum access e.g. by machine-controlled negotiation

    between systemsAutomated frequency coordination between licensees

    Opportunistic spectrum use by unlicensed devices while

    protecting incumbents from harmful interference

    53

    TerminologyTerminology

    Primary User (PU):

    Licensed user

    Has exclusive rights for the spectrum

    Secondary User (SU): Unlicensed user

    Opportunistically utilizes the white spaces

    Has to vacate the spectrum band as soon as a PU

    appears

    Also called cognitive user

    54

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    Frequency

    T

    I

    M

    E

    Spectral Adaptation Waveforms

    Example of OFDMExample of OFDM Carriers Selected for Use That FallCarriers Selected for Use That Fall

    into Available Spectruminto Available Spectrum

    56

    ConclusionsConclusions

    To achieve up to 1 Gbps peak data rate in the downlink

    and 500 Mbps in the uplink in future IMT-Advanced

    mobile systems, Carrier Aggregation (CA) technology is

    introduced by the 3GPP to support very-high-data rate

    transmissions over wide frequency bandwidths (e.g., up

    to 100 MHz) in its new LTE-Advanced standards.

    In CA, communication is achieved through the

    simultaneous use of multiple LTE carriers called

    Component Carriers (CCs) enabling broadband

    transmission exceeding 20 MHz.


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