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Ethnic Capital and Intermarriage: A Case Study of American Jews * Running head: Ethnic Capital and Intermarriage Benjamin Phillips, Brandeis University Sylvia Barack Fishman, Brandeis University * Direct all correspondence to Benjamin Phillips, Cohen Center for Modern Jewish Studies, MS014 Brandeis University, P.O. Box 549110, Waltham, MA 02454-9110 ([email protected]). The authors wish to thank Harriet Hartman, Leonard Saxe, Charles Kadushin, Laurence Kotler-Berkowitz, Beverly Levine, MeLena Hessel, Dara Brzoska, Eszter Lengyel, and Daniel Parmer. 1
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Page 1: Causes and consequences of American Jewish intermarriage€¦ · The usefulness of this approach is tested with respect to intermarriage among American Jews, who maintain an extraordinarily

Ethnic Capital and Intermarriage:

A Case Study of American Jews*

Running head: Ethnic Capital and Intermarriage

Benjamin Phillips, Brandeis University

Sylvia Barack Fishman, Brandeis University

* Direct all correspondence to Benjamin Phillips, Cohen Center for Modern Jewish

Studies, MS014 Brandeis University, P.O. Box 549110, Waltham, MA 02454-9110

([email protected]). The authors wish to thank Harriet Hartman, Leonard Saxe,

Charles Kadushin, Laurence Kotler-Berkowitz, Beverly Levine, MeLena Hessel, Dara

Brzoska, Eszter Lengyel, and Daniel Parmer.

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Previous studies of ethnicity have focused on the role played by structural factors

in assimilation and related processes. The utility of human and social capital in

explaining analogous religious phenomena (e.g., religious switching and apostasy)

suggests that similar actor-centered explanations may advance the understanding

ethnicity. We propose a model of ethnicity that integrates existing structure-centered

approaches with the concepts of ethnic human and social capital in a soft rational choice

theory framework. The usefulness of this approach is tested with respect to intermarriage

among American Jews, who maintain an extraordinarily diverse array of socializing

institutions and have wide variation in levels of ethnic capital. The inclusion of variables

measuring ethnic capital provides a significant increase in explanatory power. It is

suggested that this framework may be applicable for other ethnic groups and further

research is recommended.

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ETHNIC CAPITAL AND INTERMARRIAGE:

A CASE STUDY OF AMERICAN JEWS

The sociology of religion has been transformed by the interconnected approaches

of human capital, social capital, and rational choice theory, moving toward a coherent

account of individual and collective outcomes that encompasses structure and agency,

preference formation and choice, as well as external costs and benefits. Ethnicity would

appear to be fertile ground to apply similar theories.

Religious identity has traditionally been conceived as a conditional and exclusive

choice from the array of all possible identities available in a society at a given time.

Although subject to greater constraints than religion, ethnic identity similarly involves

choice of both the location and content of identification. We conceive of ethnic identity

as a conditional and potentially nonexclusive choice from the array of ethnic backgrounds

presented by a given person’s ancestry (Alba 1990).1 Similarly, religious behavior is

treated a choice from the range of practices an individual associates with a particular

religion or religions. Ethnic behavior is a choice from the range of cultural practices the

individual identifies as associated with a given identity.

The major difference between ethnic and religious identity at present, then, is not

one of form but context. Ethnicity has remained largely centripetal, with minority

identities tending to be subsumed by the identity of the core society. American religion,

on the other hand, has been centrifugal since the 1960s, seeing shifts from the former

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center of mainline and liberal Protestant denominations to conservative Protestantism,

non-Christian religions, and no religion (Roof and McKinney 1987; Sherkat and Wilson

1995; Sherkat 2001; Stark and Glock 1968). Given the analogous nature of religion and

ethnicity, it seems reasonable to assume that ethnicity and its correlates will also be

affected by upbringing and the extent of in-group ties. Accordingly, we introduce two

new concepts to the sociology of ethnicity: ethnic human capital and ethnic social

capital.2

Like other forms of production, the quantity and quality of the production of

nonmarket commodities depends in part on the human capital of the producer (Becker

1962, 1964; Schultz 1961; Walsh 1935), an individual’s skills and knowledge applicable

to the task at hand (Iannaccone 1990:298). In the case of ethnicity, many forms of ethnic

behavior are in fact quite concrete: cooking ethnic dishes, speaking an ethnic language,

celebrating ethnic festivals. The ability to produce these ethnic commodities depends on

the level of ethnic human capital—an individual’s knowledge of and skill at the cultural

practices of a given ethnicity. The extent of ethnic human capital required depends on the

ethnic commodity being produced. While celebrating ethnic festivals often requires very

little in the way of skill or knowledge, reading proficiently in a second language

associated with that ethnicity requires a high degree of skill.

Production, however, is only part of the story. As Iannaccone (1990:299) notes

with regard to religion, the ability to appreciate a commodity is important and depends on

knowledge of the cultural matrix in which the product is situated. A commodity is an

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ethnic product only to the extent that the consumer identifies it as ethnic. For the ethnic

commodity to be meaningful, the ethnic culture itself must be in some way significant to

the consumer. But what determines the subjective significance of ethnic culture? Cultural

preferences are learned, and we would expect individuals with greater levels of ethnic

human capital to be more likely to find ethnicity important. Initially, the level of ethnic

human capital depends on the environment in which the individual is raised.

Subsequently, ethnic human capital is partially recursive, enabling participation in a

wider range of ethnic activities and increasing an individual’s preference for ethnic

behavior, which in turn may generate further ethnic human capital. Ethnic human capital,

then, is necessary for both the production and the reception of ethnic commodities.

Social capital exists in the relations between persons that facilitate action

(Coleman 1990). Ethnic social capital is the extent and nature of an individual’s ties to

members of a given ethnic group. The nature of the network itself affects the way in

which an individual influences and is influenced by other actors. An unacculturated

ethnic group can be seen as a closed social network where actors are highly

interconnected (“consolidated social relations” in the terminology used by Sandomirsky

and Wilson [1990] and Sherkat and Wilson [1995]), which may enhance the creation of

group norms. These ties, for example, can play a critical role in ensuring behavior is in

accordance with ethnic customs. A person who perceives another to have transgressed

can use relationships with other members of the group to effectively sanction the

transgressor. Where the putative victim has no indirect ties to the transgressor, there is no

possibility of multilateral sanctions, and thus maintenance of group norms is difficult if

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not impossible (Iannaccone 1994; Sherkat 2001). Where ties between actors are

multiplex, encompassing different strands of life—work, religion, and family—sanctions

will be much more effective as they impose greater costs. Similarly, the more a person’s

ties are concentrated in a single closed system, the greater the potential costs.

As ethnicity is most fully experienced in community, free-riding is at least as

serious problem as it is for religion (Iannaccone 1992). There is little incentive to speak

an ethnic language, for instance, if there is no one to converse with. If nonproducers are

able to benefit from the positive externalities produced by others, there is little incentive

to expend capital on a good they can receive for free. Sanctioning, then, is particularly

important for the production of ethnicity as a collective good.

Social capital also provides access to information. This is of crucial importance to

ethnicity, which is often expressed in subtleties of meaning that are learned

dialogically—this behavior is appropriate at this time, this food has ethnic meaning, and

so on. In contrast to in-group ties, or bonding social capital (Gittell and Vidal 1998;

Putnam 2000), out-group ties—bridging social capital—present a potentially competing

form of social capital. Out-group ties offer alternate interpretations of cultural practices

that may affect an individual’s preferences. Bridging social capital also decreases the

power of the ethnic group to penalize “undesirable” behavior, as the sanctioned

individual has an alternate set of relationships that remain unaffected and can partially

substitute for the loss of bonding social capital. While it is possible to have little social

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capital of any sort, or high levels of both bridging and bonding social capital, the ratio

between these forms will influence the impact of ethnic human capital.

The concepts of ethnic human and social capital outlined above have greater

explanatory power if integrated into the broader theoretical construct of rational choice

theory. As with rational choice theories of religion, it is necessary to relax some of the

assumptions of “hard” rational choice theory for ethnicity, specifically overly economic

notions of utility and perfect knowledge (Sherkat 1997; Sherkat and Wilson 1995). A

subjective conception of utility requires an understanding of how an individual weighs

potential costs and benefits, which in turn invokes the notion of preference formation.

Ethnic human capital as input is extremely important, playing a crucial role in the

salience of ethnicity for an individual. Similarly, knowledge of courses of action and their

outcomes must be relaxed into a bounded rationality that recognizes that an individual’s

knowledge of alternatives is determined by external factors, such as the extent of bonding

and bridging social capital.

Ethnic social capital plays a major role in an individual’s ability to gain access to

resources critical for investment in ethnic human capital, which in turn give ethnicity

substance and meaning. Structure is incorporated into this conception as an exogenous

source of costs, benefits and constraints. State repression or negative public opinion, for

instance, can be a powerful disincentive to overt ethnic identification, while positive

images may be incentives to identification, as may be indicated by the hierarchy of ethnic

identities found by Waters (1990). Specific behaviors are likewise subject to costs and

5

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incentives, with those that conflict with the core society, like holidays that fall on

weekdays or parental choice of their child’s spouse, often falling into rapid desuetude

(Sklare and Greenblum 1979).

Though soft rational choice theory may seem inappropriate for a highly subjective

construct, it has strong parallels with Bourdieu’s influential and widely used concepts of

habitus, capital, and field. The concept of preferences, which influence perceptions of

costs, benefits, and risks is analogous to “habitus,” a system of “durable, transposable

dispositions, structured structures predisposed to function as structuring structures, that

is, as principles which generate and organize practices and representations that can be

objectively adapted to their outcomes without presupposing a conscious aiming at ends or

an express mastery of the operations necessary in order to attain them” (Bourdieu

1990:53). Like habitus, preferences lead an individual toward a given set of behaviors

and attitudes and are self-reinforcing, as those attitudes and behaviors in turn influence

preferences.

The resemblance of Bourdieu’s concepts of “social capital” and “embodied

cultural capital” to social and human capital is even closer. For Bourdieu, social capital is

“the sum of the resources, actual or virtual, that accrue to an individual or group by

possessing a durable network of more or less institutionalized relationships of mutual

acquaintance and recognition” (Bourdieu and Wacquant 1992:119), of which the “sum of

resources” is the outcome facilitated by the network of ties constituting Coleman’s (1990)

theory of social capital. Embodied cultural capital consists of “long-lasting dispositions

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of the mind and body” (Bourdieu 1986:243) that are assimilated or acquired over a long

period, incorporating, like human capital, a person’s skills and knowledge in a particular

context.

The value of capital is dependent on the field, a “pitch or board on which [a

game] is played, the rules, the outcome at stake, etc.” (Bourdieu 1990:67), which equates

to the implicit concept of the specific environment (e.g., ethnicity) in which a given form

of social or human capital has value. Bourdieu’s concept of field, however, also

incorporates social structure—“the objective factors within which [a game] is played out”

(1990:66)—which rational choice theory treats as a source of exogenous costs, benefits,

and constraints.

The concept of ethnic capital is conceived as an overarching framework that

encompasses existing theories of ethnicity and generates testable hypotheses, rather than

as a competing proposition. We interpret assimilation theory in ethnic capital terms to

demonstrate the flexibility and utility of the concept.

The major schools of thought on assimilation are undertheorized, focusing on

projecting the future of migrant societies without providing a coherent framework to

describe assimilatory processes. The proposition underlying all theories of assimilation

concerns the nature of the relationship between ethnic capital and length of residency.

“Straight-line” theories (Warner and Srole 1945; Wirth 1928) posit a uniform decline in

social and human ethnic capital across generations leading to the eventual disappearance

of the ethnic group as a social unit. “Ethnic revivalists” (Glazer and Moynihan 1963;

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Greeley 1971; Novak 1971) see an increase in ethnic capital in the third and later

generations. Finally, “bumpy-line” theories (Gans 1992) assert that ethnic social and

human capital have declined precipitously, although relatively content-free ethnic

identification may persist for extended periods (Alba 1990; Gans 1979; Lieberson and

Waters 1988; Waters 1990). Crucially, many of the proponents of this position recognize

that the rate of assimilation varies depending on the group, with some groups retaining

ethnic capital for longer (Alba 1990; Alba and Nee 2003), although the implications of

inter-group variation have not been fully realized.

An important consequence of the failure to specify the nature of the connection

between generation and ethnicity has been assimilation theory’s focus on structural

questions. Why some families assimilate at faster rates than others remains unanswered,

and with it the possibility that the choices exercised by the individuals that make up

ethnic groups may influence the group’s rate of assimilation. While not necessarily

providing the ultimate explanation for variations in assimilation between ancestry groups,

ethnic capital plays a vital mediating role in the transmission of ethnicity. Not only is

ethnic capital an outcome, as is implicit in the assimilation literature, but it plays a role in

ethnic choice, as individuals with greater ethnic capital will be more likely to retain

ethnic identification and invest in their children’s ethnic capital, a subject that has

received little attention in the literature. The lack of an explicit concept of ethnic capital

has contributed to the focus on group-level, structural analyses of assimilation rather than

at the level of the individual.

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ETHNIC CAPITAL AND INTERMARRIAGE

While the concept of ethnic capital has been shown to incorporate existing

theories, its utility depends on its ability to expand theoretical and empirical knowledge

about ethnicity. To demonstrate the usefulness of an ethnic capital approach to

assimilation, we examine the causes of intermarriage, a key product of and contributor to

assimilation among American Jews. The Jewish intermarriage rate of about 50 percent is

extremely low, given environmental odds of intermarriage of 98 percent. This compares

with ethnic intermarriage rates of 80 percent for U.S.-born whites3 (Alba 2000:218-220)

and religious intermarriage rates of 38 percent for Catholics and 65 percent for moderate

Protestants (Sherkat 2004), each of which would be expected to have far lower

intermarriage rates than Jews given the greater size of the groups. American Jewry may

represent the outer limits of resisting assimilation for white ethnic groups in the United

States.

The identification of Jews as an ethnic group may run counter to commonly held

conceptions about the nature of Jewish identity in the United States. The religious mode

of Jewish organization in the United States has, however, been attributed to the core

culture’s validation of religion and anathematization of ethnicity as a basis for social

differentiation during the nineteenth and early twentieth centuries, with the synagogue

serving as an “ethnic church” (Sklare 1972; Sklare and Vosk 1957). Significant features

of American Jewish society run counter to the religious mold. Comparative data tend to

bear out these conclusions, with Jews consistently reporting the lowest levels of

religiosity among American religious groups (Mayer, Kosmin, and Keysar 2003; Smith et

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al. 2003). Attitudinal data similarly suggest that religion plays a secondary role in the

Jewish identity of many American Jews. Most Jews, however, affirm both religion and

ethnicity and experience them holistically. From its inception, Jewish identity has

contained elements of ethnicity and religion (“Your people shall be my people, and your

God my God” [Ruth 1:16]). Even the quintessentially religious act of conversion contains

ethnic elements, as the proselyte is literally regarded as the child of Abraham and Sarah,

the progenitors of the Jewish line.

Although the mutually reinforcing ethnic and religious elements of Jewish

identity are found among relatively few ethnic and religious groups, American Jews are

useful for the study of white (and possibly other) ethnic groups because of their unusual

combination of rapid acculturation and slow assimilation. Structurally, American Jews

support an unmatched range of educational and social institutions focused on generating

ethnic and religious capital, allowing comparisons of the impact of ethno-religious capital

from near nonexistence to individuals who are practically isolated from the core society.

Influences on Intermarriage

Gender. Status theory predicts that men of a non-core group exchange their

socioeconomic achievement for marriage with a less successful spouse of higher ascribed

status (Jacobs and Labov 2002; Kalmijn 1994; Lee and Fernandez 1998; Mare 1991).

Jews, however, represent something of a problem from a status exchange theory

perspective as their ascribed status has increased dramatically within many people’s

lifetimes, leading to the tentative conclusion that Jewish men should have intermarried at

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a higher rate in earlier years. Previous studies of the Jewish community are contradictory,

with some authors finding no gender differences in patterns of intermarriage among Jews

married in the period 1970-90 (Keysar et al. 1991; Lazerwitz 1995), while others report

no diminution of the disproportionate intermarriage rate of Jewish men (Kosmin, Lerer,

and Mayer 1989; Medding et al. 1992). H1: Exogamy will be greater among Jewish men,

with gender differences decreasing over time.

Socioeconomic status. Status theory likewise successfully predicted the positive

association between high levels of education and exogamy among non-core ethnic and

racial groups (Kalmijn 1993; Lieberson and Waters 1988; Schoen and Wooldredge

1989), analogous to Stark and Glock’s (1968) status-climbing model of denominational

switching. In the case of a high achieving ethno-religious group like American Jewry, the

relationship is harder to predict. A more generalizable model used in studies of religious

switching and apostasy is that of status harmonization, which suggests that individuals

whose status differs from that of their denomination will be more likely to switch to a

denomination more in keeping with their own (Wilson 1966), a prediction that has been

mostly validated by research (Newport 1979; Roof and Hadaway 1979; Sherkat and

Wilson 1995). Similar observations have been regarding marriage, where the non-core

group is of higher status: higher levels of education predict endogamy (O’Leary and

Finnas 2002). Studies of contemporary American Jews have generally supported notions

of status harmonization, finding a correlation between high levels of education and

reduced likelihood of intermarriage among more recent cohorts in contrast with earlier

cohorts (Ellman 1987; Keysar et al. 1991; Kosmin et al. 1989; Medding et al. 1992). H2:

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Higher levels of socioeconomic status will predict exogamy in earlier cohorts and

endogamy in later cohorts.

Migrant status. The decline of endogamy among later generations of ethnic

groups is a classic finding of the intermarriage literature (Alba 1976; Gilbertson,

Fitzpatrick, and Yang 1996; Lee and Fernandez 1998; Lee and Yamanaka 1990; Liang

and Ito 1999; Qian, Blair, and Ruf 2001), including studies of American Jews (Keysar et

al. 1991; Lazerwitz 1971, 1995; Medding et al. 1992; Phillips 1997). As we argued

above, the relationship between assimilation and migrant status is de facto an assertion

that ethnic capital declines the moment one’s ancestors set foot on their new land. H3:

Generation will not be associated with intermarriage once controls for social and human

capital are introduced.

Age at Marriage. Although the ethnic impact of age at marriage has not been

addressed in the general literature, studies of marital choice suggest that older individuals

are more likely to consider people with “undesirable” characteristics (such as children

from a previous marriage) as potential spouses than do younger persons (Lichter 1990).

Age at marriage has also been found to be related to intermarriage among American Jews

at the bivariate level (Medding et al. 1992), though not once other variables are controlled

for (Keysar et al. 1991). Similarly, second and later marriages of Jews were reported to

be significantly more likely to be exogamous (Ellman 1987; Keysar et al. 1991; Kosmin

et al. 1989; Lazerwitz 1971; Medding et al. 1992). H4: Age at marriage will be

associated with greater risk of intermarriage.

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Age. The impact of age is complicated by the strong relationship between age and

migrant status, as well as age and age at marriage. Older cohorts have been consistently

found to be less likely to have married non-Jews than more recent ones (Kosmin et al.

1989; Medding et al. 1992; Phillips 1997), mirroring patterns among descendents of other

European groups (Alba and Golden 1986; Lieberson and Waters 1988). Similarly, year of

marriage is also strongly implicated in intermarriage, with consistent reports of a rapid

increase in exogamy after 1960 (Cohen 1988; Goldstein 1992; Keysar et al. 1991;

Kosmin et al. 1989; Kotler-Berkowitz et al. 2004; Phillips 1997). However, Sherkat’s

(2004) finding that religious homogamy has decreased across cohorts suggests that age

will exert an impact on intermarriage independent of generation. H5: Age will be

negatively associated with intermarriage. H6: Year of marriage will be positively

associated with intermarriage.

Ethnic human capital. Studies of ethnic intermarriage have paid little attention to

the role played by investment in ethnic human capital. Where it is addressed, human

capital is usually formulated in measures of acculturation like fluency in English, which

proxies for competency in the core society and is associated with higher rates of

intermarriage (Hwang, Saenz, and Aguirre 1997). We conceive of ethnic cultural capital

as a quasi-independent dimension that retards acculturation. While the evidence suggests

that acculturation leads to diminished levels of ethnic capital in the long term, the

correlation is far from perfect, with many individuals combining high levels of

competency in both ethnic and core cultures. It is expected that greater parental

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investment in ethno-religious human capital will lead to lower rates of intermarriage

among their children. A number of measures of investment are proposed below.

The denominational structure of American Judaism aligns very closely with

traditionalism, religiosity, and child-rearing practices; Orthodoxy being the most

traditional, followed by Conservatism, Reform, and the residual category of “Just Jewish”

(Lazerwitz et al. 1998). Denomination also proxies for strength of ethnic identity, as can

be seen in the relationship between non-religious and religious scales in indices of

Jewishness (Hartman and Hartman 1996; Horowitz 2003). Intermarriage has been found

to be greatest among less traditional denominations (Ellman 1987; Keysar et al. 1991;

Lazerwitz et al. 1998; Medding et al. 1992; Winter 2002). The extent of ethno-religious

practices in the parental household should also predict the likelihood of intermarriage

(Cohen 1988; Phillips 1997). H7: Fluency in English will be positively associated with

intermarriage. H8: Being raised in a traditional denomination will be associated with

lower risk of intermarriage. H9: Childhood ethno-religious practice will be associated

with decreased odds of intermarriage.

Formal education in ethnic culture may be another possible site for the production

of ethnic human capital. Jewish educational offerings range from preschool programs,

through single and multiday supplemental classes to Jewish day schools. All forms of

Jewish education bar one day a week schools have been found to be associated with

significant reductions in intermarriage (Cohen 1995; Fishman and Goldstein 1993;

Keysar et al. 1991). Others have found Jewish education’s effects inconsistent, although

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there is a consensus that long duration is most effective (Medding et al. 1992; Phillips

1997). Informal educational experiences, like youth groups, summer camps, and

organized travel to Israel, have also been found to be associated with reduced levels of

intermarriage (Cohen 1995; Phillips 1997). H10: Greater duration and intensity of

Jewish education will be associated with lower odds of intermarriage. H11: Informal

education will be associated with decreased risk of intermarriage.

If ethnic human capital decreases the likelihood of intermarriage, it would stand

to reason that the presence of competing human capital may have the opposite effect,

lowering the entry costs associated with acquiring cultural competency in a spouse’s

ethnicity (Phillips and Kelner this issue). The presence of a Christmas tree in the

childhood home, for example, has been found to be associated with increased rates of

intermarriage (Phillips 1997). An extreme case occurs when a child is raised as a “half-

Jew,” presumably being raised in two ethno-religious traditions. H12: Competing forms

of human capital will be associated with higher risk of intermarriage.

Social capital. The lack of direct measures in the intermarriage literature is rather

surprising, given that social capital is extremely important to marriage, providing access

to potential spouses via family members or acquaintances. In addition to access, the more

a person’s social capital resides in consolidated ties in a particular group, the greater the

impact sanctions can have if there is disapproval of intermarriage. We would expect

mixed ethnic or religious social capital in the family itself to exert a very powerful

influence, dramatically reducing opportunities for sanctioning and increasing the number

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of bridging social ties (Kulczycki and Lobo 2002; Phillips 1997). H13: Greater

proportions of out-group friends will correlate with higher chances of exogamy. H14:

Having intermarried parents will be associated with increased odds of intermarriage.

Environment. Although the connection between a group’s density in a given

region and its rate of exogamy is perhaps the most studied influence on intermarriage

(Anderson and Saenz 1994; Blau, Beeker, and Fitzpatrick 1984; Blau, Blum, and

Schwartz 1982; Blau and Schwartz 1984; Hwang et al. 1997), the effect of Jewish

population density on intermarriage has never been tested. Jewish accounts emphasize

differences in milieux to explain regional variation in intermarriage rates, which are

highest in the West, followed by the South, Midwest, and Northeast. It is likely, though,

that much of the putative environmental impact on intermarriage proxies for the

demographic composition of the marriage market. H15: Greater Jewish population

density will be associated with greater odds of intermarriage.

DATA AND METHODS

This paper uses data from the National Jewish Population Survey (NJPS) 2000-01

(United Jewish Communities 2003), see [COMBINED METHODOLOGY SECTION]

for further details. To add context and texture to the quantitative data, we draw upon

qualitative data from in-depth interviews of 127 households conducted for the Listening

to Learn study of Jewish family life (Fishman 2001, 2004). The households were selected

using a stratified multiplicity sample: data on household composition were obtained from

a multiplicity sample seeded from Jewish Community Center lists from three

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communities (Atlanta, GA; Denver, CO; Metrowest, NJ); interview households were

subsequently randomly selected from strata composed of intermarried (n=68), inmarried

(n=36), and conversionary (n=23) households with children. To ensure sufficient

numbers of interviews, households raising their children as Jews were oversampled

within the intermarried stratum. Structured interviews were conducted with both spouses

and focused on the negotiation of Jewish identity within the family.

Defining Intermarriage

The point at which intermarriage is measured is an important issue for an ethno-

religious community. The religion in which a person was raised will yield a higher

intermarriage rate than would current religion, given that conversion to the spouse’s

religion may precede or follow marriage (Lehrer 1998; Sander 1993). Ideally, the

standard should be whether respondents were Jewish at the time they married, but this

information is not available from the NJPS. We follow earlier studies of Jewish

intermarriage by including respondents who said they were raised as Jews (e.g., Phillips

1997).

Independent Variables

Sociodemographic status. The following sociodemographic variables are included

in the model: gender, the square of age, and highest degree achieved. The square of age

proved a better fit than a linear term alone or as part of a quadratic term. The

respondent’s highest educational achievement (less than high school, junior college,

college, graduate/professional school) was used despite being ordinal, as it better

17

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modeled the effects of education than any combination of dummy variables. Other

sociodemographic variables were examined but failed to contribute significantly to the

model: occupational prestige (Nakao and Treas 1992), household income, an interaction

between age and gender, and a separate term distinguishing first and second generation

from later generation Americans.

Ethnic human capital variables. To model ethnic human capital, we include

measures for being raised “half Jewish” (an optional response that was accepted but not

read), growing up in an Orthodox or Conservative Jewish household, the square of

estimated hours of Jewish education (Himmelfarb 1977), and English fluency. A number

of additional measures of upbringing were considered but found not to have significant

effects on the dependent variable: being raised in a Reform household, participation in a

Jewish youth group during high school, and direct measures of family religious behavior

in early adolescence (lighting Sabbath candles and frequency of attendance at Jewish

services). Unfortunately, two very interesting means of transmitting ethnic identity—

youth tours of Israel and summer sleep away camps—could not be analyzed due to the

structure of NJPS.

Social capital. Social capital was measured using an index of the ethno-religious

composition of the pre-adult social network.4 The index, split into two dummy variables,

is based on high school friendship and dating patterns, with the cut points for high,

medium or low (the reference category) Jewish social network developed from analysis

of the constituent variables. The age at which respondents married their current spouse

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reflects the declining pool of potential spouses as a person ages. In addition, we include a

dummy variable for intermarried parents.

Environment. To measure the impact of the environmental odds of finding a

Jewish partner, population density at current residence is included, using region of the

country as a control for regional differences not explained by density. This measure uses

American Jewish Year Book (Schwartz and Scheckner 2001) estimates of the size of

Jewish population by locality divided by U.S. Census estimates of total population. To

control for the clustered nature of Jewish population within states, population density for

all Jewish communities of 15,000 or more were computed separately, with the Jewish and

general population of these localities being removed for the calculation of the population

density of the balance of the state. A separate analysis using only cases where the person

was known to have resided in the same locality prior to marriage (n=426) resulted in a

better fit, suggesting that current density in fact underestimates the impact of density at

time of marriage. 5 Region of current residence was also considered, but was not

significant once current population density was introduced.

The means and standard deviations of variables used in this analysis are shown in

Table 1.

[TABLE 1 GOES ABOUT HERE]

PREDICTING INTERMARRIAGE

Table 2 presents the odds ratios of logit regression models predicting Jewish

intermarriage versus being married to a Jew. The sociodemographic variables were

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introduced in Model 1. Gender had the expected impact. As predicted, women were

somewhat less likely intermarry, although the expected decrease in difference in

intermarriage rates between genders over time was not significant (results not shown).

Higher levels of education were associated with decreased likelihood of intermarriage,

although other measures of socioeconomic status were not (income and socioeconomic

status; results not shown). There was a decreasing return on age, with younger cohorts

being disproportionately likely to intermarry. Contrary to expectations, having two non-

U.S. born parents (whether or not the respondent was a migrant herself) also reduced the

odds of intermarriage.

[TABLE 2 GOES ABOUT HERE]

In order to evaluate the extent to which the inclusion of social and human capital

variables offer a meaningful improvement to explanations of ethnic intermarriage, Model

2 presents a simplified adaptation of the sophisticated model of Asian American

intermarriage developed by Hwang et al. (1997), which is unusual in its use of

“assimilationist” (i.e. individual-level) variables, and multivariate analysis.6 If the

inclusion of ethnic human and social capital increases the explanatory power of the

model, we would expect further improvements by including the full range of structural

variables used by Hwang et al. Likely due to the highly acculturated nature of the sample,

level of fluency in English did not predict intermarriage. The effects of the remaining

variables were consistent with other models, although the effect of gender was no longer

statistically significant.

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Variables measuring human capital are added in Model 3. Investment in Jewish

human capital was measured by a proxy for traditionalist denominations and was

associated with decreased odds of intermarriage. It appears that this is a threshold effect,

with the moderate level of investment in Jewish human capital in Conservative

households seemingly necessary and sufficient to decrease the likelihood of

intermarriage, holding other factors constant. The failure of direct measures of Jewish

human capital may be due to the simplistic nature of the available items. Investment in

Jewish human capital outside the household in the form of Jewish education was also

associated with decreased probability of exogamy. As predicted, competing human

capital, measured as being raised half-Jewish, was associated with a very large increase

in the odds of intermarriage. The presence of a Christmas tree, however, was not

independently associated with intermarriage (results not shown).

Model 4 introduces measures of Jewish social capital. A heavily Jewish social

network in high school was associated with dramatically lower odds of intermarriage.

Even a person with a moderately Jewish set of friends was far less likely to marry a non-

Jew later in life than someone with few or no Jewish friends in high school. Interview

data from the Listening to Learn study support these findings: Jews who had most Jewish

friends in high school tended to replicate that pattern in college, and eventually to marry

Jews. As interviewees spoke about their high school and college friends, a clear division

emerged between inmarried and intermarried populations: those who later married Jews

thought highly of the Jews they encountered during their high school years, whether in

public school, youth group, summer camp, or day school settings. In contrast, those who

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married non-Jews had often felt uncomfortable with Jewish friends or institutions. Some

described Jewish environments as “materialistic” or “stifling,” saw themselves as

“always different,” or were embarrassed about being Jewish. Conversely, the Christian

spouses of Jews also often developed primarily Jewish friendship circles in high school.

For Christians, as for Jews, social capital is an important predictor of friendship and

marriage later in life. The presence of competing social capital in the form of a non-

Jewish parent increased the likelihood of intermarriage.

In keeping with predictions derived from the declining size of the marriage

market, older age at marriage is associated with being more likely to be intermarried.

Although the probability of intermarriage is greatest among younger people who marry

later in life, at any given time, a younger person who has just married is less likely to be

intermarried than an older person who has also just married. The interview data, however,

suggest that the effect of age at marriage needs to be interpreted cautiously, as marriage

to a non-Jew was sometimes preceded by an extended period of cohabitation, during

which time the couple struggles with their issues around marriage. In some cases, then,

older age at marriage for intermarried Jews may be a product of religion of partner rather

than the reverse. In the interview data, Jewish women were especially likely to describe

“waiting to find a Jewish man I wanted to marry,” and then finding that other factors

became more significant as the years passed.

Model 5 introduces current Jewish population density to the model. Higher Jewish

population density is associated with lower rates of intermarriage, albeit with a

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decreasing rate of return. There is little U-curve effect, with the estimated probability of

exogamy increasing marginally only at extremely high population densities reached in a

few counties in and around New York City, suggesting there may be a saturation effect

once a community is approximately 20 percent Jewish.

In order to determine whether the use of ethnic capital improved the explanatory

power of the models, we used the Akaike Information Criterion (AIC; Akaike 1973),

which allows for comparisons between nonnested models; lower AIC scores indicate

better model fit.7 The AIC scores indicate that Model 4, which includes ethnic social as

well as human capital, and Model 5, which adds a structural variable in the form of

Jewish population density both have considerably better model fit than Model 2, an

adaptation of an unusually sophisticated model of intermarriage without measures of

ethnic capital. This indicates that measures of human and social capital are important

additions to the repertoire of factors influencing assimilation.

In order to compare the impact of the predictive variables, Table 3 shows

standardized odds ratios. Social capital appears to be the most important predictor of

endogamy, with a highly Jewish social network in high school and population density

both having major impacts on intermarriage, while age at marriage (which measures the

composition of marriage markets) is also significant, though having intermarried parents

had a lesser effect. Age had a large effect, which we interpret as a decline in internal and

external boundaries. Ethnic human capital has a lesser, but still important, effect. Jewish

education is an important predictor, although being raised Orthodox or Conservative was

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not a major factor. The impact of migrant status was relatively small. Predictors derived

from status theory (level of education and being female) had the smallest impact.

[TABLE 3 GOES ABOUT HERE]

DISCUSSION

Existing narratives of assimilation—straight-line theory, ethnic revivalism,

bumpy-line theory—are implicit accounts of the extent of ethnic capital among migrants

and their descendents: it will decline; it will remain at high levels; some forms will

decline while others may persist for generations. The successors to straight-line theory

disengage acculturation from assimilation. Ethnic revivalists argue, in effect, that

acculturation is at most weakly related to assimilation, while bumpy-line theorists see

strong but imperfect correlation. However, the evidence advanced in support of each

position relies on analogy rather than causality. Glazer and Moynihan (1963), for

instance, infer from the growth of identity politics that white ethnics are not assimilating.

Alba’s (1990) extremely thorough study of assimilation examines a wide range of

measures across ethnic groups to demonstrate the continuing decline of ethnic

distinctiveness, but uses only indirect measures of upbringing (generation in the United

States, confidence in knowledge of ethnic ancestry, single or mixed ancestry and ethnic

identity). In neither case, nor the many others they exemplify, is cross-generational

transmission of ethnicity studied at the individual level.

Treating ethnicity as a rational choice—while recognizing structural constraints

and the role played by external costs and benefits—is critical as it focuses attention on

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the impact of socialization on an individual’s preferences. The concepts of ethnic human

and social capital provide a useful framework for understanding socialization,

differentiating capital valued in the core society (the total of which effectively

corresponds to the extent of acculturation) from capital with value in an ethnic context.

Such differentiation is helpful as it provides a theoretical explanation for the empirical

reality of individuals with high cultural competency in the core society and the ethnic

group.

In order to test this approach, we examined the causes of intermarriage among

American Jews. Most accounts of intermarriage (e.g., Blau et al. 1982) focus on the

effects of macro-level social structure rather than the cross-generational transmission of

ethnicity. The theoretical framework we outline suggests that ethnic social and human

capital are important predictors of intermarriage.

The results demonstrate that variations in ethnic capital play a critical role in

assimilatory outcomes. Social capital was particularly important, as the number of Jewish

friends in high school was one of the strongest predictors of intermarriage later in life.

The other direct measure of social capital, intermarried parents, captures the presence of

cross-ethnic ties in the family itself. Parental intermarriage, too, played a major role in

later life, as those with intermarried parents were nearly twice as likely to marry a non-

Jew themselves. Interview data suggest that psychological factors are also at play. Jews

who married Jews talked about an erotic charge in finding the familiar—“He was so

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much like me.” In contrast, Jews who married non-Jews talked about the appeal of the

exotic—“He wasn’t at all like the people I grew up with.”

Human capital was also predicted to influence intermarriage. Looking first at

ethnic human capital, the extent of formal Jewish education was a major factor in

whether a person intermarried, having an increased rate of return on investment, with

each hour of Jewish education having a greater impact than those that came before.

Youth groups, by far the least potent variety of informal education, did not have a

significant effect. Investment in ethnic human capital at home was also related to

intermarriage, as children from traditionalist (Conservative and Orthodox identified)

households were less likely to intermarry than those raised in Reform identified and

unaffiliated households, the members of which on average observed fewer Jewish rituals,

had fewer Jewish friends, and were less likely to belong to Jewish organizations

(Lazerwitz et al. 1998). Contrary to our expectations, direct measures of Jewish practices

in childhood did not have a significant effect on the odds of intermarriage. It may be the

case that the period of time respondents were asked about—age 11 or 12—biased the

measure, as many households that have relatively low rates of investment in ethnic

capital bring their children to synagogue quite frequently in the years before their bar or

bat mitzvah.

It was also predicted that conflicting forms of human capital would increase the

odds of intermarriage. Indeed, people who were raised “half Jewish” were estimated to be

more than three times more likely to intermarry than a person who was raised as a Jew,

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all else being equal. The presence of a Christmas tree in the household, by contrast, did

not have a significant effect once other factors were controlled.

The notion that acculturation—in the form of high levels of education—would

increase the rate of intermarriage was less successful. In fact, education had the opposite

effect, with the most highly educated the least likely to intermarry, holding all other

factors constant. As studies of most other ethnic groups find the opposite relationship,

further consideration is needed. Given the long residency and high socioeconomic

achievement of American Jews (Hartman and Hartman 1996; Kotler-Berkowitz et al.

2004), it is possible that Jews are effectively fully acculturated. While American Jews are

indeed highly acculturated, this does not explain the inverse effect of education. A more

robust explanation is suggested by O’Leary and Finnas (2002): education measures the

impact of socioeconomic achievement on social networks—if a group is of high

socioeconomic status, social stratification should lead to highly educated members

having a deeper pool of in-group partners than group outliers, while the reverse should be

true for low achieving groups, where the most highly educated will have fewer contacts

with group members.8 Other measures of acculturation returned mixed results. Migrants

and the children of migrants were more likely to marry Jews than third and later

generation Americans of Jewish descent (there were no statistically significant

differences within these groups), even after other factors were controlled for. The

combination of acculturation and group distinctiveness seen in the Jewish community

supports the notion that acculturation does not predict assimilation at the individual level,

and a considerable lag may exist between acculturation and identificational assimilation.

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While we have discussed ethnic social capital, social capital more broadly plays a

significant role in marital choice. Individuals choose their spouse from the pool of

potential spouses they know (Murstein 1976). The older a person marries, the shallower

the pool of eligible spouses, and the more likely one is to satisfice, considering spouses

with characteristics that might otherwise be “undesirable” (Lichter 1990). Intermarried

women who were interviewed described “waiting for a good Jewish man” initially, and

eventually marrying a non-Jew because the Jewish men they met did not meet their

criteria, or did not seem interested in marrying a Jewish woman or a woman their age.

Unexpectedly, intermarried interviewees spoke of satisficing behavior on the part of their

parents, too, who warmed to the idea of their child marrying a non-Jew as she aged. For

many parents, the eventual appeal of a married child—and grandchildren—overcame

initial reservations.

While social networks are extremely important, structural factors continue to play

a major role in spousal choice. The density of Jews in a given area was one of the

strongest predictors of intermarriage, and it is likely that the impact would have been

greater still had data been available on density at the time and place of marriage. The

significance of ethnic social capital and age at marriage shows that while environmental

odds are important, they explain only a portion of the composition of social network.

Future studies of intermarriage would benefit from measures of social network at

different stages of the lifecourse, rather than relying only on childhood measures, as we

have done here.

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A rational choice theory approach to ethnicity, incorporating the concepts of

ethnic human and social capital, has been shown to provide significantly greater

explanatory power than existing models of ethnic intermarriage. Structural models are

important, but fail to account for the environment in which an individual is embedded

and the impact of upbringing and smaller-scale structural features on his or her social

network, which determines the potential spouses to which an individual has access. The

role played by upbringing likewise has been underappreciated. Consciously or not,

investment in ethnic human capital does occur and will be associated with increased

ethnic identity in later life. In order to advance the field, however, a broader range of

measures of ethnic exposure in childhood are required.

We believe that this approach has the potential to expand understanding of

ethnicity in other areas as well. Alba’s (1990) seminal study of assimilation among ethnic

whites, for instance, would have been more powerful had respondents been asked about

their upbringing. Like any new approach, this contribution will stand or fall on its ability

to increase understanding of the phenomena it purports to describe. Whether the concepts

outlined in this paper apply outside the American Jewish community is an important

question and will hopefully be answered by future research.

NOTES

1 We present a simplified version of ethnicity that does not address race to

maintain focus on the concept of ethnic capital. Race, however, can be incorporated into

this scheme as a limit on the array of ethnic identities available. Some ethnic identities

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are closed to people who members of the group perceive to visibly differ from the norm

in unacceptable ways. While the opinion of other members of the ethnic group need not

impact self-image, it does preclude participation in the public aspects of ethnic life. This

does not answer, however, whether race as an ascribed identity can vary over time.

Brodkin (1998), for instance, presents evidence that the definition of “white” race has

expanded to include European groups formerly treated as separate races, though this

sheds little light on whether present understandings of race are mutable or reified. For

these purposes, Alba and Nee’s (2003) concepts of boundary crossing, boundary shifting,

and boundary blurring are useful functional descriptions of the ways in which racial

identity can change. It is likely, though, that the growing number of individuals with

multiple racial backgrounds—and increasing recognition of the possibility of plural

identities—will challenge monolithic conceptions of race, and may eventually decrease

the limitations race imposes on ethnic choice.

2 The term “ethnic capital” has been used in the economic literature on the

intergenerational transmission of differences in the socioeconomic status of ethnic groups

where it is defined as the mean level of socioeconomic achievement of a given cohort of

an ethnic group (Borjas 1992, 1994, 1995, 1998; Cutler, Glaeser and Vigdor 1995;

Darity, Dietrich and Guilkey 2001).

3 This calculation is based on Alba’s (2000:218) finding that 20 percent of marriages

between two whites involved individuals with identical backgrounds, while 2 percent of

married whites had a nonwhite spouse (p. 220).

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331.

4 High school friends are scored as none or some Jewish = 0, about half Jewish = 1, most

or all Jewish = 2. High school dates are scored as only or mostly non-Jews = 0, both Jews

and non-Jews = 1, only or mostly Jews = 2. These scores are added together (doubled if

the respondent did not date). The dummy variables are coded as 1 to 3 = Medium Jewish

social network, 4 = High Jewish social network.

5 In order to control for marriages that occurred prior to moving to current residence, we

limited our analysis to respondents known to have moved prior to marriage. The

coefficients of the limited sample were 010.2 =densβ , against and −=densβ

and 004.2 =densβ183.−=densβ for the full sample. The impact of current density appears

to be, in fact, reduced by the inclusion of cases that may have moved subsequent to

marriage.

6 We are unable to reproduce the Hwang et al. (1997) model fully due to differences

between sources of data. Hwang et al. use the five percent Public Use Microdata Sample

of the 1980 U.S. Census. As it contains information on the relative size of ethnic

populations and sex-ratios within ethnic populations, Census data allows for far more

sophisticated modeling of structural factors than NJPS.

7 As our analyses use pseudo-likelihood estimation routines for complex survey data,

AIC is derived from otherwise identical models not adjusted for survey design, which

produce true likelihoods required for the AIC.

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8 This effect is particularly strong for American Jews, who are overrepresented at

institutes of higher education (Hartman and Hartman 1996). The majority of Jewish

students attend a small pool of generally prestigious colleges and universities.

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Table 1. Means and Standard Deviations for Variables Used in the Analysis Variable Mean S.D.Intermarriage 0.378 0.485Female 0.502 0.500Age squared 2,941.160 1,728.35Two non-U.S. born parents 0.309 0.462Highest level of education completed 2.597 1.266Parents intermarried 0.143 0.350Ability to speak English 3.927 0.383Raised half-Jewish 0.089 0.285Raised Orthodox or Conservative 0.512 0.500Jewish education ( × 100 hours) squared 692.020 1,600.780High high school Jewish social network 0.282 0.450Medium high school Jewish social network 0.342 0.475Age at marriage 28.245 9.755Current Jewish population density 6.421 6.008Current Jewish population density squared 77.306 130.617Source: National Jewish Population Survey 2000-01.

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Table 2. Odds Ratios from the Logistic Regression of Intermarriage on Selected Variables

Independent variable Model 1 Model 2 Model 3 Model 4 Model 5 Female 0.661** 0.791 0.623** 0.735* 0.757†Age squared

1.000*** 1.000*** 1.000*** 1.000*** 1.000***Highest level of education completed 0.850** 0.774*** 0.862* 0.858* 0.833** Two non-U.S. born parents 0.306*** 0.381*** 0.394*** 0.414*** 0.471*** Ability to speak English - 0.882 1.876*** 1.474 1.230 Raised Orthodox or Conservative - - 0.452*** 0.619** 0.623** Jewish education ( × 100 hours) squared - - 1.000*** 1.000*** 1.000** Raised half Jewish - - 6.519*** 4.185*** 4.300** High high school Jewish social network - - - 0.140*** 0.170*** Medium high school Jewish social network - - - 0.455*** 0.456*** Parents intermarried - - - 2.990*** 2.473** Age at marriage - 1.054*** - 1.059*** 1.060*** Current Jewish population density - 0.783*** - - 0.834*** Current Jewish population density squared - 1.006*** - - 1.005*** Log pseudo-likelihood -1,143,090 -1,034,965 -980,947 -846,975 -811,327D.F. 4 6 8 12 14Pseudo R2 .102 .161 .221 .302 .331AIC 2281.156 1958.268 1969.923 1712.289 1645.315Observations 1,902 1,849 1,886 1,821 1,821Source: National Jewish Population Survey 2000-01.

Note: † p < .1 * p < .05 ** p < .01 *** p < .001 (two-tailed tests).

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Table 3. Standardized Odds Ratios for Intermarriage Model 5 Sorted by Magnitude

Independent Variable Standardized Odds Ratio

Type of Odds

High high school Jewish social network 0.450 Pr(y = 1) Age squared 0.508 Pr(y = 1) Age at marriage 0.569 Pr(y = 0) Current Jewish population density + squared 0.627 Pr(y = 1) Jewish education ( × 100 hours) squared 0.657 Pr(y = 1) Raised half-Jewish 0.660 Pr(y = 0) Medium high school Jewish social network 0.679 Pr(y = 1) Two non-U.S. born parents 0.706 Pr(y = 1) Parents intermarried 0.728 Pr(y = 0) Raised Orthodox or Conservative 0.789 Pr(y = 1) Highest level of education completed 0.794 Pr(y = 1) Female 0.870 Pr(y = 1) Ability to speak English 0.924 Pr(y = 0) Source: National Jewish Population Survey 2000-01.

48


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