Association of Healthcare Internal Auditors 2019 38th AHIA Annual Conference:

Harmonizing the Complexities of Healthcare Internal Auditing September 15-18, 2019 l Nashville Omni Hotel, Nashville, TN

Certificate of Continuing Professional Education

In order to receive continuing professional education credit, complete this form by circling the session and including the number of CPE credits for each session attended. You must place your name on the session sign-in sheet to verify

attendance at each presentation you circle. Before leaving the conference, please leave the white copy of this form at the registration desk. Retain the yellow copy and complete page 5 for your certificate of attendance.

Name: ___________________________________________________ Certification(s): CHIAP, CIA, CPA, CISA, CMA, Other: _________ Organization: ______________________________________________ Certification/License #: __________________________ Address: __________________________________________________ City, State, Zip: _________________________________ Phone:__________________________________________ Email: _______________________________________________________

Sunday, September 15, 2019 Session Session Title AUD AUG IFT REG BMO BEH PDV CSA SPK COM

ACL1 Advanced ACL Concepts: Functions & Scripts 8

CAE1 Chief Audit Executive Roundtable Sponsored by Protiviti 3

WS01 Internal Audit Strategic Fitness 4

WS02 Construction Project Governance Myths and Facts 4

CAE2 Chief Audit Executive Roundtable Sponsored by Deloitte 3

ITRT1 IT Auditor Roundtable Sponsored by Eminere Group 3

MDRT1 Audit Director/Manager Roundtable Sponsored by Moss Adams

3

WS03 Engaging with Your Audience – How to Speak the Language of Participants

2

WS04 Power Excel with MrExcel 4

EHR1 Epic - EHR User Group Session 4

CAE3 Chief Audit Executive Roundtable Sponsored by Crowe 3

TOTAL Sum of CPE credits circled per Field of Study (8 possible)

Monday, September 16, 2019 Session Session Title AUD AUG IFT REG BMO BEH PDV CSA SPK COM

BL1 Crowe Breakfast & Learn: Top Cybersecurity Risks in Healthcare

1

GEN1 KEYNOTE: Work. Laugh. Repeat 1

A1 Developing an Audit Plan - Step by Step 2

B1 The Opioid Epidemic: An Important Auditor Update 2

C1 Auditing Privacy and Security Compliance Issues in Research: Why is This So Complex?

2

D1 Understanding and Applying COBIT 2019 2

E1 Clinical Trial Billing Audits - The "Rocky Top" of Reimbursement

2

F1 How to Help your Org Stay in Compliance via Auditing & Monitoring 2

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Session Session Title AUD AUG IFT REG BMO BEH PDV CSA SPK COM

G1 Catch Me If You Can: Today's Pink Collar Criminal 2

LL1 KPMG Lunch & Learn: The Cloud, its Risk and Implications 1

LL2 Crowe Lunch & Learn: Using Data to Enhance Audit Coverage and Drive Value

1 1

A2 Don't Fall Prey to Rookie Mistakes: Scoring Points as a New Auditor

1

B2 Prescription Practices and Drug Utilization Monitoring Systems

1

C2 Effective Risk Assessment Collaboration Between Internal Audit and Compliance

1

D2 The Bots Are Coming…Man Your Risk Battle Stations 1

E2 Revenue Analytics 1

F2 Auditing: Lessons Learned from the Field 1

G2 Stressed? How to Keep it Together 1

A3 Building Control Risk Matrix and Audit Program from the Ground Up

1

B3 Planning and Conducting Physician Office Site Assessments 1

C3

ADRs, Prepayment Reviews and Postpayment Audits of Pain Management Practices. How Should You Respond if Your Healthcare Practice is Targeted?

1

D3 Biomedical Device Risk Management - Highest Impact and Least Managed Risk in Healthcare

1

E3 Back to Basics: Evaluation & Management (E/M) Code Training

1

F3 Provider Owned Health Plans - Regulatory Risks, Issues, and Lessons Learned

1

G3 Business Continuity - Will You Be Open? 1

A4 Launching a Successful Audit through Concluding the Audit, Effective Report Writing and Successful Follow-up

2

B4 Clinical Research Audits — Planning for Success 2

C4 Assessing Departmental Risk, The Importance of Data Analytics

2

D4 Auditing Network Security – Practical Experiences from the Field and What You Should Audit

2

E4 Smart E&M Auditing Tips for Smart EHRs 2

F4 The Value Internal Audit provides in preparing for the CMS Program Audit

2

G4 Agile Auditing: Transforming Internal Audit 2

TOTAL Sum of CPE credits circled per Field of Study (9 possible)

Tuesday, September 17, 2019 Session Session Title AUD AUG IFT REG BMO BEH PDV CSA SPK COM

BL2 Plante Moran Breakfast & Learn: Uncompensated Care Reporting: Managing Risk and Maximizing Reimbursement

1

GEN2 KEYNOTE: The Economics of Healthcare: Driving Health Value 1

A5 Application Auditing: What Business Auditors Should Know about IT

2

B5 Drug Diversion 2

C5

Auditing Healthcare Focus Arrangements for Regulatory Compliance: Physicians, Management Services, Post-Discharge Care, Ambulance Services, Specialty Care, Etc.

2

D5 The IT Analysis Paralysis 2

E5 How to CUT the Risk Out of Surgical Billing: Do You Need a Nip & Tuck or a Complete Overhaul?

2

F5 Attacking Managed Care Denials 2

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Session Session Title AUD AUG IFT REG BMO BEH PDV CSA SPK COM

G5 Hitting the High Notes when Auditing the Middle of the Revenue Cycle

2

LL3 Protiviti Lunch & Learn: Addressing Priorities for Internal Auditors in Healthcare Delivery Organizations

1

LL4

Eminere Group Lunch & Learn: Are You a Cyber Risk Target? A Non-Technical Hands-on View of Tools and Methods Commonly Used that Any Auditor Should Know about Cyber Security

1

A6 De-constructing Construction Auditing: From a Healthcare Auditor’s Perspective

1

B6 Implementation of Clinical Equipment Review Team Process 1

C6 The Current Regulatory Environment and Auditing of Urine Drug Testing

1

D6 The Secure Software Development Lifecycle (SSDLC) and How to Co-Source an Effective Audit Assessment

1

E6 Auditing Overlapping Surgeries & Teaching Physician Rule Compliance

1

F6 Data Analytics and ‘Real World’ Applications: Leveraging D&A for Health Plans

1

G6 Designing a Fraud Risk Management Program 1

A7 Healthcare Internal Auditing - Music to Our Ears 1

B7 Understanding Patient Engagement and Experience Initiatives and What They Mean for Internal Audit

1 1

C7 Auditing the Locum Tenen Process 1

D7 Auditing the Configuration and Use of Telehealth Devices 1

E7

Mitigating Medicare Reimbursement Denials: Real-Time Alerts for Mis-coding and Broken Work Flows Regains Lost Reimbursements and Increases Patient Satisfaction

1

F7 Telemedicine and Verification of Services 1

G7 Improve Your Processes, Improve Your Organization 1

A8 Facilities Audit in the Healthcare World: Construction, Operations and Maintenance

2

B8 340B Auditing – Where Do I Begin and How to Leverage Data Analytics

2

C8 Disruptions that Impact Healthcare Compliance 2

D8 The Rise of Robotics Process Automation (RPA) and the Role of Internal Audit

2

E8 Auditing Ground Ambulance Transportation Services: Driving a Comprehensive Audit Approach

2

F8 Driving Business Value in Denials Management with Data Analytics

2

G8 Billing Utilization Data Analysis for Focused Investigations 2

TOTAL Sum of CPE credits circled per Field of Study (9 possible)

Wednesday, September 18, 2019 Session Session Title AUD AUG IFT REG BMO BEH PDV CSA SPK COM

A9 Healthcare Compliance Auditing for Zones of Risk 2

B9 Quality Assurance and Improvement Program (QAIP)—How to Build Quality into Internal Audit Activities

2

C9 How Does Your Organization’s Compliance Program Stack Up in the Healthcare versus Financial Services Industries?

2

D9 Vendor Management in the Era of Big Data and Machine Learning

2

E9 Revenue at Risk: From the Bed-side to the Business-side 2

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Session Session Title AUD AUG IFT REG BMO BEH PDV CSA SPK COM

F9 Health Plan Strategy: Proactive Auditing vs Reactive Auditing 2

G9 Navigating Risk While Mitigating the Three-Headed Monster 2

A10 Top 10 HR Audit Risks 1

B10 Top Home Health Compliance Risks and Monitoring Opportunities

1

C10 Credit Balance Report Auditing and Regulatory Considerations

1

D10 Top 10 Emerging Healthcare IT Audit Issues 1

E10 Epic Operational Audits for Non-technical Auditors 1

F10 Auditing Health Plan Benefit Administration for Company Employees

1

G10 Provider Compliance: It's Not a Mission Impossible 1

GEN3 KEYNOTE: Ethical Erosion, Ethical Wisdom and Ethical Culture 2

TOTAL Sum of CPE credits circled per Field of Study (5 possible)

Total CPE Credits – Carry forward totals from each day Day Category AUD AUG IFT REG BMO BEH PDV CSA SPK COM

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Total Sum of CPE credits circled per Field of Study (31 possible)

Total Conference CPE Credits (Sum of Total Above) __________________________________________________ NASBA, AICPA and other professional certifications – CPE credits are calculated by dividing session minutes by 50 and rounding down to the nearest whole number. Conference sessions and general sessions provide up to 22 CPE credits. A maximum of up to 10 additional credits are earned by attending morning and afternoon pre-conference sessions and/or Roundtables.

This certifies that I attended the above-circled sessions: Signature: ___________________________________________ Date: __________________________

Please turn the white copy of this form into the registration desk at the conclusion of the conference. Retain the yellow copy as your certificate of attendance.

Field of Study Abbreviations:

AUD – Auditing FIN – Finance AUG – Auditing Governmental PDV – Personal Development REG – Regulatory Ethics IFT – Information Technology BMO – Business Management and Organization BHE - Behavioral Ethics CSA – Computer Science and Applications

SK – Specialized Knowledge BSL – Business Law COM – Communications and Marketing

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AHIA is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:

www.NASBARegistry.org

Certificate of Attendance

PRESENTED TO

______________________________________ for Successfully Completing

ASSOCIATION OF HEALTHCARE INTERNAL AUDITORS

AHIA’s 38th Annual Conference

Harmonizing the Complexities of Healthcare Internal Auditing Nashville, Tennessee – September 15-18, 2019

For a total of ____ CPE Credits or Contact Hours Instructional delivery method: Live Delivery

Association of Healthcare Internal Auditors One Parkview Plaza, Suite 800

Oakbrook Terrace, IL 60181 Sponsor ID Registry Number: 103386

Michelle Cunningham, Executive Director