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• For carbonyl compounds, Greek letters are often used to describe the proximity of atoms to the carbonyl center.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• This chapter will primarily explore reactions that take place at the alpha carbon.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-1
• The reactions we will explore proceed though either an enol or an enolate intermediate.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-2
• Trace amounts of acid or base catalyst provide equilibriums in which both the enol and keto forms are present.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• How is equilibrium different from resonance?
• At equilibrium, > 99% of the molecules exist in the keto form. WHY?
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-3
• In rare cases such as the example below, the enol form is favored in equilibrium.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• Give two reasons to explain WHY the enol is favored.
• The solvent can affect the exact percentages.
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• Phenol is an example where the enol is vastly favored over the keto at equilibrium. WHY?
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
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• The mechanism for the tautomerization depends on whether it is acid catalyzed or base catalyzed.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
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• The mechanism for the tautomerization depends on whether it is acid catalyzed or base catalyzed.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-7
• As the tautomerization is practically unavoidable, some fraction of the molecules will exist in the enol form.
• Analyzing the enol form, we see there is a minor (but significant) resonance contributor with a nucleophilic
b
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
carbon atom.
• Practice with CONCEPTUAL CHECKPOINTs 22.1 through 22.3.
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• In the presence of a strong base, an ENOLATE forms.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• The enolate is much more nucleophilic than in the enol. WHY?
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• The enolate can undergo C‐attack or O‐attack.
• Enolates generally undergo C‐attack. WHY?
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-10
• Alpha protons are the only protons on an aldehyde or ketone that can be removed to form an enolate.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• Removing the aldehyde proton, or the beta or gamma proton, will NOT yield a resonance stabilized intermediate.
• Practice with SKILLBUILDER 22.1.Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-11
• Draw all possible enolates that could form from the following molecule.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
O
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O O
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• Why would a chemist want to form an enolate?
• To form an enolate, a base must be used to remove the alpha protons.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• The appropriate base depends on how acidic the alpha protons are .
• What method do we have to quantify how acidic something is?
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-13
• Let’s compare some pKa values for some alpha protons.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-14
• When pKa values are similar, both products and
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
p a , preactants are present in significant amounts.
• Which side will this equilibrium favor?
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• In this case, it is an advantage to have both enolate and aldehyde in solution so they can react with one another.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• Show how the electrons might move in the reaction between the enolate and the aldehyde.
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• If you want the carbonyl to react irreversibly, a stronger base, such as H–, is necessary.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• When is it synthetically desirable to convert all of the carbonyl into an enolate?
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• Lithium diisopropylamide (LDA) is an even stronger base that is frequently used to promote irreversible enolate formation.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• Why is the reaction affectively irreversible?
• LDA features two bulky isopropyl groups. Why would such a bulky base be desirable?
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• When a proton is alpha to two different carbonyl groups, its acidity is increased.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• Draw the resonance contributors that allow 2,4‐pentanedione to be so acidic.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-19
• 2,4‐pentanedione is acidic enough that hydroxide or alkoxides can deprotonate it irreversibly.
22.1 Introduction to Alpha Carbon Chemistry – Enols and Enolates
• Figure 22.2 summarizes the relevant factors you should consider when choosing a base.
• Practice with CONCEPTUAL CHECKPOINTs 22.6 through 22.8.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-20
• H3O+ catalyzes the keto enol tautomerism. HOW?• The enol tautomer can attack a halogen molecule.
22.2 Alpha Halogenation of Enols and Enolates
• The process is AUTOCATALYTIC:– The regenerated acid can catalyze another tautomerization
and halogenation.
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• When an unsymmetrical ketone is used, bromination occurs primarily at the more substituted carbon.
22.2 Alpha Halogenation of Enols and Enolates
• The major product results from the more stable (more substituted) enol.
• A mixture of products is generally unavoidable.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-22
• This provides a two‐step synthesis for the synthesis of an α,β‐unsaturated ketone.
22.2 Alpha Halogenation of Enols and Enolates
• Give a mechanism that shows the role of pyridine.
• Other bases, such as potassium tert‐butoxide, can also be used in the second step.
• Practice with CONCEPTUAL CHECKPOINTs 22.9 and 22.10.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-23
• The Hell‐Volhard Zelinsky reaction brominates the alpha carbon of a carboxylic acid.
22.2 Alpha Halogenation of Enols and Enolates
• PBr3 forms the acyl bromide, which more readily forms the enol and attacks the bromine.
• Hydrolysis of the acyl bromide is the last step.
• Draw a complete mechanism.
• Practice CONCEPTUAL CHECKPOINTs 22.11 and 22.12.
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• Alpha halogenation can also be achieved under basic conditions.
22.2 Alpha Halogenation of Enols and Enolates
• The formation of the enolate is not favored, but the equilibrium is pushed forward by the second step.
• Will the presence of the α bromine make the remaining α proton more or less acidic?
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• Monosubstitution is not possible. WHY?
• Methyl ketones can be converted to carboxylic acids using excess halogen and hydroxide.
22.2 Alpha Halogenation of Enols and Enolates
• Once all three α protons are substituted, the CBr3 group becomes a decent leaving group.
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• Once all three α protons are substituted, the CBr3 group becomes a decent leaving group.
• The last step is practically irreversible WHY?
22.2 Alpha Halogenation of Enols and Enolates
• The last step is practically irreversible. WHY?
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-27
• The carboxylate produced on the last slide can be protonated with H3O+.
• The reaction works well with Cl2, Br2, and I2, and it is known as the haloform reaction.
22.2 Alpha Halogenation of Enols and Enolates
• The iodoform reaction may be used to test for methyl ketones, because iodoform can be observed as a yellow solid when it forms.
• Practice with CONCEPTUAL CHECKPOINTs 22.13 and 22.14.
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• Give the major product for the reaction below. Be careful of stereochemistry.
22.2 Alpha Halogenation of Enols and Enolates
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-29
• Recall that when an aldehyde is treated with hydroxide (or alkoxide), an equilibrium forms where significant amounts of both enolate and aldehyde are present.
• If the enolate attacks the aldehyde, an aldol reaction
22.3 Aldol Reactions
occurs.
• The product features both aldehyde and alcohol groups.
• Note the location of the –OH group on the beta carbon.
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• The aldol mechanism:
22.3 Aldol Reactions
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• The aldol reaction is an equilibrium process that generally favors the products:
22.3 Aldol Reactions
• How might the temperature affect the equilibrium?
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• A similar reaction for a ketone generally does NOT favor the β‐hydroxy ketone product.
22.3 Aldol Reactions
• Give a reasonable mechanism for the retro‐aldol reaction.
• Practice with SKILLBUILDER 22.2.
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• Predict the products for the follow reaction, and give a reasonable mechanism. Be careful of stereochemistry.
22.3 Aldol Reactions
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• When an aldol product is heated under acidic or basic conditions, an α,β‐unsaturated carbonyl forms.
22.3 Aldol Reactions
• Such a process is called an ALDOL CONDENSATION, because water is given off.
• The elimination reaction above is an equilibrium, which generally favors the products.
• WHY? Consider enthalpy and entropy.
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• The elimination of water can be promoted under acidic or under basic conditions.
• Give a reasonable mechanism for each:
22.3 Aldol Reactions
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• When a water is eliminated, two products are possible.
• Which will likely be the major product? Use the mechanism to explain.
22.3 Aldol Reactions
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-37
• Because the aldol condensation is favored, often it is impossible to isolate the aldol product without elimination.
22.3 Aldol Reactions
• Condensation is especially favored when extended conjugation results.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-38
• At low temperatures, condensation is less favored, but the aldol product is still often difficult to isolate in good yield.
• Practice with SKILLBUILDER 22.3.
22.3 Aldol Reactions
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• Predict the major product of the following reaction. Be careful of stereochemistry.
22.3 Aldol Reactions
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• Substrates can react in a CROSSED aldol or MIXED aldolreaction. Predict the four possible products in the reaction below.
22.3 Aldol Reactions
• Such a complicated mixture of products is not very synthetically practical. WHY?
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-41
• Practical CROSSED aldol reactions can be achieved through one of two methods:1. One of the substrates is relatively unhindered and without
alpha protons.
22.3 Aldol Reactions
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1. One of the substrates is relatively unhindered and without alpha protons.
22.3 Aldol Reactions
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• Practical CROSSED aldol reactions can be achieved through one of two methods:2. One substrate is added dropwise to LDA forming the enolate
first. Subsequent addition of the second substrate produces the desired product.
22.3 Aldol Reactions
• Practice with SKILLBUILDER 22.4.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-44
• Describe a synthesis necessary to yield the following compound.
22.3 Aldol Reactions
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• Cyclic compounds can be formed through intramolecular aldol reactions.
22.3 Aldol Reactions
• One group forms an enolate that attacks the other group.
• Recall that 5 and 6‐membered rings are most likely to form. WHY?
• Practice CONCEPTUAL CHECKPOINTs 22.25 through 22.27.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-46
• Esters also undergo reversible condensations reactions.
22.4 Claisen Condensations
• Unlike a ketone or aldehyde, an ester has a leaving group.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-47
• Esters also undergo reversible condensations reactions.
22.4 Claisen Condensations
• The resulting doubly‐stabilized enolate must be treated with an acid in the last step. WHY?
• A beta‐ketoester is produced.Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-48
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• There are some limitations to the Claisen condensation:1. The starting ester must have two alpha protons because
removal of the second proton by the alkoxide ion is what drives the equilibrium forward.
2 Hydroxide cannot be used as the base to promote Claisen
22.4 Claisen Condensations
2. Hydroxide cannot be used as the base to promote Claisen condensations because a hydrolysis reaction occurs between hydroxide and the ester.
3. An alkoxide equivalent to the –OR group of the ester is a good base because transesterification is avoided.
• Practice CONCEPTUAL CHECKPOINTs 22.28 and 22.29.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-49
• Crossed Claisen reactions can also be achieved using the same strategies employed in crossed aldol reactions.
22.4 Claisen Condensations
• Practice with CONCEPTUAL CHECKPOINT 22.30.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-50
• Intramolecular Claisen condensations can also be achieved.
22.4 Claisen Condensations
• This DIEKMANN CYCLIZATION proceeds through the expected 5‐membered ring transition state. DRAW it.
• Practice with CONCEPTUAL CHECKPOINTs 22.31 and 22.32.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-51
• Give reagents necessary to synthesize the following molecules.
22.4 Claisen Condensations
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O
OO
• The alpha position can be alkylated when an enolate is treated with an alkyl halide.
22.5 Alkylation of the Alpha Position
• The enolate attacks the alkyl halide via an SN2 reaction.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-53
• When 2° or 3° alkyl halides are used, the enolate can act as a base in an E2 reaction. SHOW a mechanism.
• The aldol reaction also competes with the desired alkylation, so a strong base such as LDA must be used.
22.5 Alkylation of the Alpha Position
• Regioselectivity is often an issue when forming enolates.
• If the compound below is treated with a strong base, two enolates can form.
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O
R
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22.5 Alkylation of the Alpha Position
• What is meant by kinetic and thermodynamic enolate?
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22.5 Alkylation of the Alpha Position• For clarity, the kinetic and thermodynamic pathways are exaggerated below.
• Explain the energy differences below using steric and stability arguments.
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• LDA is a strong base, and at low temperatures, it will react effectively in an irreversible manner.
• NaH is not quite as strong, and if heat is available, the system will be reversible.
• Practice with CONCEPTUAL CHECKPOINTs 22.33 and
22.5 Alkylation of the Alpha Position
22.24.
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• Give necessary reagents to synthesize the compound below starting with carbon fragments with five carbons or less.
22.5 Alkylation of the Alpha Position
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• The malonic ester synthesis allows a halide to be converted into a carboxylic acid with two additional carbons.
22.5 Alkylation of the Alpha Position
• Diethyl malonate is first treated with a base to form a doubly‐stabilized enolate.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-59
• The enolate is treated with the alkyl halide.
22.5 Alkylation of the Alpha Position
• The resulting diester can be hydrolyzed with acid or base, and using heat.
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• One of the resulting carboxylic acid groups can be DECARBOXYLATED with heat through a pericyclic reaction.
22.5 Alkylation of the Alpha Position
• Why isn’t the second carboxylic acid group removed?
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-61
• Here is an example of the overall synthesis.
22.5 Alkylation of the Alpha Position
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-62
• Double alkylation can also be achieved:
22.5 Alkylation of the Alpha Position
• Practice with SKILLBUILDER 22.5.
• The acetoacetic ester synthesis is a very similar process.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-63
• Give a complete mechanism for the process below.
22.5 Alkylation of the Alpha Position
• Practice with SKILLBUILDER 22.6.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-64
• Recall that α,β‐unsaturated carbonyls can be made easily through aldol condensations.
22.6 Conjugate Addition Reactions
• α,β‐unsaturated carbonyls have three resonance contributors.
• Which contributors are electrophilic?Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-65
• Grignard reagents generally attack the carbonyl position of α,β‐unsaturated carbonyls yielding a 1,2 addition.
22.6 Conjugate Addition Reactions
• In contrast, Gilman reagents generally attacks the beta position giving 1,4 addition, or CONJUGATE ADDITION.
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• Conjugate addition of α,β‐unsaturated carbonyls starts with attack at the beta position.
22.6 Conjugate Addition Reactions
• WHY does the nucleophile generally favor attacking the beta position?
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-67
• More reactive nucleophiles (e.g. Grignard) are more likely to attack the carbonyl directly. WHY?
• Enolates are generally less reactive than Grignards but more reactive than Gilman reagents, so enolates often i i f 1 2 d 1 4 ddi i d
22.6 Conjugate Addition Reactions
give a mixture of 1,2‐ and 1,4‐addition products.
• Doubly‐stabilized enolates are stable enough to react primarily at the beta position.
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• When an enolate attacks a beta carbon, the process is called a Michael addition.
22.6 Conjugate Addition Reactions
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• Give a mechanism showing the reaction between the two compounds shown below.
22.6 Conjugate Addition Reactions
• Practice with CONCEPTUAL CHECKPOINTs 22.44 through 22.46.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-70
• Because singly‐stabilized enolates do not give high yielding Michael additions, Gilbert Stork developed a synthesis using an enamine intermediate.
• Recall the enamine synthesis from Chapter 20.
22.6 Conjugate Addition Reactions
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-71
• Enolates and enamines have reactivity in common.
22.6 Conjugate Addition Reactions
• The enamine is less nucleophilic and more likely to act as a Michael donor.
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22.6 Conjugate Addition Reactions
• Water hydrolyzes the imine, and tautomerizes and protonates the enol.
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• Give reagents necessary to synthesize the molecule below using the Stork enamine synthesis .
22.6 Conjugate Addition Reactions
O O
• Practice with SKILLBUILDER 22.7.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-74
• The ROBINSON ANNULATION utilizes a Michael addition followed by an aldol condensation.
22.6 Conjugate Addition Reactions
• Practice CONCEPTUAL CHECKPOINTs 22.49 and 22.50.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-75
• Most of the reactions in this chapter are C–C bond forming.
• Three of the reactions yield a product with two functional groups.
22.7 Synthetic Strategies
• The positions of the functional groups in the product can be used to design necessary reagents in the synthesis.
• Practice with SKILLBUILDER 22.8.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-76
• Stork enamine synthesis 1,5‐dicarbonyl compounds.
22.7 Synthetic Strategies
• Aldol and Claisen 1,3‐difunctional compounds.
Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-77
• We have learned two methods of alkylation:1. The alpha position of an enolate attacks an alkyl halide.
2. A Michael donor attacks the beta position of a Michael acceptor.
Th t ti l b bi d
22.7 Synthetic Strategies
• These two reactions can also be combined:
• Give a reasonable mechanism.
• Practice with SKILLBUILDER 22.9.Copyright 2012 John Wiley & Sons, Inc. Klein, Organic Chemistry 1e22-78
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• Give reagents necessary for the following synthesis.
22.7 Synthetic Strategies
O O
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