MASTER COMPLIANCE ANALYST MPATM

CERTIFIED COMPLIANCE ANALYST CCATM

Certified by the Global Academy of Finance & Management - GAFM

CERTIFIED COMPLIANCE ANALYST - CCATM

T - T MARC SARO A STANELY OTEL NAIRO I ENYA

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ABMC International A NATIONAL INDUSTRIAL TRAINING AUTHORITY IN KENYA (NITA) NITA/TRN/870

CERTIFIED COMPLIANCE ANALYST - CCATM Requirements: Minimum of 1 Year Experience in Compliance, Risk and Internal Audit or Finance & Bachelors Degree in Finance or related Education e.g. Accounting, etc

This seminar will help participants form solutions on:» Define the meaning of compliance for your organization and be capable of developing an organizational response to its demands.» Know what drives your compliance exposure both at home and abroad.» Understand the risk consequences of non-compliance.» Appreciate the relationship between corporate governance and compliance, including the market expectation of that relationship.» Understand the implications of Sarbanes Oxley for corporate accountability and ethical behavior.» Understand how to produce a corporate compliance program tailored to your won organization.» Learn how to optimize organizational structure for compliance.

Who should attend this course? » Investment directors» Directors and Senior Managers » Risk Managers » Compliance Directors, Managers, Executives » Finance Directors, Managers and Officers » Auditors and Audit Managers » Internal Auditors » Financial Analysts » AML Professionals » Legal Advisers and Lawyers » In-House Corporate Counsel

ACCESS BUSINESS MANAGEMENT CONFERENCING INTERNATIONAL LTD

A.B.M.C INTERNATIONAL LTDLEADERS IN BUSINESS TRAINING

Head Office: Nairobi, Kenya

Tel No.: +254 20 info@intl-abmc.com

The GAFM ® Board is the 1st Graduate Certification Body to Become Accredited and Certified for: ISO 9001 Quality and ISO 29990 Training in the World.

GAFM ® owns the former AAFM ® Certifications and Programs American Global Academy of Finance Management ® (GAFM ®) Recognized in over 150+ countries via 1000 Training providers, Universities, Colleges and Business schools.

www.GAFM.com

MASTER COMPLIANCE ANALYST - MCATM

ND - T MAY SARO A STANELY OTEL NAIRO I ENYA

MASTER COMPLIANCE ANALYST - MCATM

Requirements: Completed successfully the Certified Compliance certification

This seminar will help participants form solutions on:» Corporate Governance» Compliance Management» Internal Audit and Control - gain visibility and oversight of material compliance processes and issues» Regulatory Intelligence - reduce the burden of regulatory compliance» Enterprise Risk Management - mitigate operational and enterprise risks» Relationship Risk Management – fight fraud and money laundering to protect assets» Compliance Training Effectively – fulfill compliance training requirements

GAFM ® Certified Compliance Analyst CCATM

Program Outline

Course Timings:

Registration will be at 08:00 on Day One with the program commencing promptly at 08:30 each day. There will be two short breaks each day and the sessions will conclude at 14:30 with lunch.

Day One

Introduction to Compliance

■ What is corporate compliance?■ Who is responsible for managing it?■ What are the benefits of its introduction?■ Fostering a culture of accountability

The Regulatory Environment and The Role Of Regulators

Regulatory drivers ■ A variety of legal obligations and due diligence

Day Two The Regulatory Environment And The Role Of Regulators Continued

■ International responses to the problems of moneylaundering economic crime, cyber-sabotageand terrorism

■ Noncompliance and its ramifications

Compliance And The Role Of Corporate Governance ■ What is governance?■ The corporate constitution and governance

structures■ Duties and responsibilities of directors■ Protection of stakeholder interests

Why This Particular Executive Program?

Creating a culture of compliance is an important risk management strategy. Recent corporate collapses have heavily focused on the need for good corporate governance and an effective compliance program is an integral part of this structure. In addition to this, on satisfactory completion of the program you will receive certification from the internationally recognised financial association, the American Academy of Financial Management.

This certification will entitle you to use the formal designation Certified Compliance Analyst (CCATM) on your resume and business cards. This intensive program will provide a blueprint for compliance professionals to follow to ensure that the risk profile of your organisation is limited by a thorough understanding of your regulatory environment.

Day Three Compliance And Business Ethics ■ What is ethics?■ Ethics and corporate accountability: Sarbanes-Oxley■ Benefits of a commitment to sound business ethics■ Corporate ethics guidelines

Developing A Corporate Compliance Program ■ Code of conduct■ Policies and procedures

Day Four Developing A Corporate Compliance Program Continued ■ Best practice principles■ Monitoring and auditing

Implementation of Corporate Compliance Implementation requirements

Case studies will be used to demonstrate how organisations have implemented compliance programs.

Day Five

The Corporate Compliance Function ■ The location of the compliance function■ Integration or independence of the compliance

functionAn optimal compliance architecture ■ The Compliance Officer

Issues In Compliance ■ The demand for Corporate Social Responsibility

(CSR)■ Fraud and corruption control■ International money laundering■ Whistleblower programs and the law

Why Compliance Management?

In many financial markets, a formal compliance management system is not only recommended, but required by the regulatory community and by good corporate governance principles. Since recent news of financial misreporting by firms like Enron, Worldcom, Xerox, etc, the pressure on corporations to more transparently manage their compliance exposures is mounting.

While some may observe that such regulatory requirements have not yet made their way to the Middle- East & Africa, it is clear that Africa enterprises operating globally must adhere to such guidelines. This program also represents an unrivalled opportunity for regional organisations to prepare themselves for the arrival of more rigorous regulatory environments.

MASTER COMPLIANCE ANALYST MCATM

In modern times there has been a significant shift in financial institutions worldwide, in terms of how they approach corporate governance, compliance, and risk management. There continues to be increasing stakeholder demands and growing public scrutiny resulting from monumental failures around the globe. This program takes the participants’ previous training in Compliance to a new level, integrating an overview of complex case studies and enhanced technological solutions with a deeper exploration of the underpinnings of compliance management and how to most efficiently and appropriately achieve true firm-wide compliance. More than an add on, the CCA Advance program is a master class in compliance and risk managementCo rse oalsThis seminar will help participants form solutions on

Corporate o ernance Compliance Mana ement Internal A it an Control - gain visibility and oversight of

material compliance processes and issues Re latory Intelli ence - reduce the burden of regulatory

compliance Enterprise Ris Mana ement - mitigate operational and enterprise risks

Relations ip Ris Mana ement fight fraud and money laundering to protect assets

Compliance Trainin E ecti ely fulfill compliance training re uirementsDay One

Day Two

Day Three

Day Four verview of the evolution of compliance from theory to

guidance, to regulation, as empowered by the law. ealth Insurance ortability and Accountability Act

I AA arbanes xley Act current updates raham- each liley Act current

updates ayment Card Industry ata ecurity tandard CI

ow to implement a compliance modellements of the C C capability model

Day Five

Master Compliance Analyst - MPA This program is currently designed to run over five days, providing a practical, interactive, customizable, and cost-effective training program. This training program is designed to alter behavior and support a culture of integrity and compliance within the individual participant, which will then permeate his or her firm.

Minimum Attendance Requirements» CCA Certification» Minimum of three years’ experience in compliance» Bachelor degree

S ills En ance ptimi e compliance management by describing

and allocating roles and tasks to the compliance platform

Tracking and reporting of compliance and risk training content updated in response to key regulatory developments

ophisticated data analytics feed into risk assessment capabilities and board reporting tools

ull audit trail for regulatory compliance and reporting, an essential part of any ongoing compliance and risk program

resentation from C on compliance and ethics, focusing on the use of technology

isk management and C verview of C platforms currently marketed and

what to expect from a software server provider ata warehousing and data security ey variables to be considered in setting up risk

protocol including Access Control, Audit Management, Global Trade Services, Sanctioned- Party List, Process Control, Policy Survey, Risk Management, and Fraud Management

inancial compliance online, virtual currency compliance

Islamic banking and cultural compliance ersonal liability including how, when, and why a

compliance officer serves ail sentences for personal liability crimes

Corruption and bribery acts, solution assessment process

Technical solutions implementation The advanced role of IT and compliance ata privacy and cyber security

Cost of data loss and misuse, risk of noncompliance with legal re uirements, leveraging corporate governance to underpin business performance.

C and compliance, personal liability, and contingency planning

ehavioral detection platform overview elective best practices from C , CobiT, and

asel II operational risk management from case studies.

Corrective and prevention action plan CA A approach

ocused group discussions leadership decision making process, the should and would of compliance top management .

Compliance eturn on Investment I inal pro ect presentations inal exam.

GAFM ® Master & Certified Compliance Analyst MCATM - CCATM

ABOUT THE GLOBAL ACADEMY OF FINANCE MANAGEMENT ® INTERNATIONAL BOARD OF STANDARDS

The GAFM ® Global Academy of Finance & Management ® is accredited by the TUV OE for ISO Certifications for Quality 9001 and ISO 29990 Certified for Training. The GAFM International Board of Standards is world recognized - independent Board of Standards and Accreditation Council for professionals with members in 150+ countries offering exclusive certifications to candidates who meet the highest standards and assessment. IBS GAFM ® is a global self-regulatory organization and in alliance with the top 800 accredited business school programs globally. The GAFM ® International Board of Standards is a member of the ACBSP, AACSB, ICE, ANSI, NOCA, AABFS and is referenced by The United Nations, FINRA, US Department of Labor, Investopedia Forbes Dictionary. GAFM ® Certifications are recognized by the Arab Academy, India Academy, Latin Consortium, and the African Economist Association.

Read More using this links: www.GAFM.com

MEET OUR EXPERT INTERNATIONAL FACILITATOR Dr.Carlo Chalhoub -

Founder & CEO of Chalhoub Consutancy

Dr.Carlo Chalhoub vision in creating a boutique consultancy firm that offers ethical and sound solutions to clients in a partnership type of a relationship where clients financial capabilities are taken into consideration without compromising on the services offered was formed through a long and challenging decade of being in the financial sector, mainly in the private banking, of major banking and financial institutions.The slew in ethics by financial institutions reflected by their staff unethical behavior was one of the early signs to push for a change, his prediction on the non-compliance approach to regulations and ethics in the financial sector was confirmed in the 2008 crisis which made him determined to create Chalhoub consultancy.

Pushing his educational status to the highest level by committing to a 5 years intensive PhD program at Claremont Graduate University in Los Angeles where is acquired a PhD in Economics and in Political Science paved the way for the vision to materialize in Chalhoub Consultancy.

Dr.Chalhoub has since 2011 expended and shared his vision all over the planet, from the USA, to Europe, to Africa, to Australia, to the MEA region, to South East Asia, Chalhoub consultancy has see a growing clientele base and its consultancy projects impact on several sectors is well felt specially in Africa his market of choice due to his studies, research and dissertation entitled “Compliance in the African Financial Institutions” a first of a kind research done in 2012 where compliance was not only an under-researched topic but very few scholars and professionals have seen its paramount value in reshaping world economies.

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COURSE FEE - Take Advantage of our Early Booking Discounts

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1 DELEGATE Certified ComplianceBE E 28TH FEBRUARY 2017 USD 2,090.00ex VAT per Delegate

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3 DELEGATES AND ABOVE Certified ComplianceUSD 1,990.00 ex VAT er Delegate

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Authorization Signatory must be authorized to sign on behalf of contracting organization, any cancellation should be done in writing 30 days before the training dates there after

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Terms & Condition for this Service Level Agreement1. Signatory must be authorized to sign on behalf of contracting organization.2. Any cancellation should be done in writing 30 days before the training dates there after 100% course fee will be charged , however a substitute will be accepted .3. This booking is invalid without a signature.4.This contract booking is final, there will be no refunds for any cancellations, partial or in full, made by the client after 30 days, no show is considered a cancellation and no refund will be made .5. If the client decides to cancel, the full invoice remains payable after 30 days to the event.6. Written cancellation before 30days to the event, entitles the client to a credit voucher to attend a future event with ABMC International less 20% service charge.7. ABMC International reserves the right to modify the content, timing, speakers or venue of the conference should circumstances dictate. The event may be postponed or cancelled due toacts of terrorism, war, extreme weather conditions, industrial action, force majeure or any event beyond the control of ABMC International.8. Clients who wish to make payment closer to the event dates or at the event are required to fill in ABMC International payment guarantee otherwise full payment is required within 5 working days.9. Any dispute related to attendance and payments of this sales will be resolved under the Kenya Law in a court of Law in Kenya as per terms and condition of this service level agreement contract and all the legal fees involved shall be billed to the client.10. A Purchase Order is acceptable as form of payment, however payable within 15 days after the event.

1 DELEGATE Certified ComplianceA TE 28TH FEBRUARY 2017 USD 2,290.00 ex VAT per Delegate

Access Business Management Conferencing International Tel: +254 20 51 40 700

Email: info@intl-abmc.com www.intl-abmc.com

MASTER COMPLIANCE ANALYST - MCATM

ND - T MAY SARO A STANELY OTEL NAIRO I ENYA

CERTIFIED COMPLIANCE ANALYST - CCATM

T - T MARC SARO A STANELY OTEL NAIRO I ENYA

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Master Compliance Analyst - MCA USD 2, 290.00ex VAT per Delegate