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Challenges of earthquake resistant design for buildings in Bucharest Viorel Popa CNIS 2017 www.utcb.ro
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Page 1: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Challenges of earthquake resistant

design for buildings in Bucharest

Viorel Popa

CNIS 2017www.utcb.ro

Page 2: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

History of design regulations

1940 Major seismic event (M 7.7, 150 km depth) >> some seismic design rules were introduced in day to day practice

1963 First seismic design code P13-63, revised edition in 1970

1977 Major seismic event (M 7.4, 109km depth)

1980 New seismic design code P100-80

1986 Large seismic event (M 7.1, 133km depth)

1990 Large seismic event (M 7.1, 133km depth, M 6.9, 91 km)

1992 New seismic design code P100-92

2006 New code based on EN 1998-1, revised in 2013

www.utcb.ro

Page 3: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Existing housing units in Bucharest

Bucharest

1963 – 1977

3303 buildings (3-11 stories) were built in Bucharest

Concrete frames

Concrete, lightly reinforced, shear walls

Prefabricated – large panels

Soft-storey – most vulnerable

www.utcb.ro

Page 4: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Existing housing units in Bucharest

www.utcb.ro

Page 5: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Earthquake of March 1977

Collapse of 28 medium rise buildings built before 1940

(Common typology for old buildings)

www.utcb.ro

Page 6: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Earthquake of March 1977

www.utcb.ro

Collapse of 3 concrete buildings built after 1950

(picture: soft story buildings, still under use)

Page 7: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Seismic design practice

www.utcb.ro

Page 8: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Seismic design code

P100-1/2013

Compulsory for entire RO territory, enforced RO Gov’t

Similar to EN1998-1 (procedures, format, symbols) with specific recommendations for Romania (seismic action, capacity design, detailing rules)

Performance based approach – 2 performance objectives

Capacity design method

Page 9: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Fundamental requirements

MRI = 225 years

(20% probability of

exceedance in 50 years)

MRI = 40 years (22% probability of

exceedance in 10 years)

Normal importance buildings – category III

Damage control Life Safety

www.utcb.ro

Check

stiffness (drift

limitation

0,5%; 0,75%;

1,0%)

Check

strength, drift

(2,5%);

ductility

measures

Normal

importance

buildings

Page 10: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Importance classes

• P100-1 classifies the structures into IV importance classes

• Seismic requirements dependent on consequences of failure

• Classification similar to ASCE 07

• Classification based on building height

• ≥ 28m – importance class II, 20% increase of the PGA

• ≥ 45m – importance class I, 40% increase of PGA

www.utcb.ro

Page 11: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Ductility classes

www.utcb.ro

DC High – large reduction factors (2 .. 6.75),

capacity design with severe local ductility conditions

DC Medium – medium reduction factors (1.50 .. 4.75)

capacity design with average local ductility conditions

DC Low – small reduction factors (1.50 .. 2)

no capacity design, no special detailing conditions (valid for ag<0,1g)

Page 12: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Concrete buildings

Key objectives (DCH):

• Ductility DCH

• Lateral stiffness for

damage limitation

• Lateral strength to

control displacement

demand

www.utcb.ro

Page 13: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Concrete buildings• Inner concrete core with

concrete frames

• Inner concrete core with flat

slabs and outer frames

• Inner concrete core with flat

slabs

• Concrete coupled shear walls

• Concrete frames

www.utcb.ro

Page 14: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Concrete buildings• Inner concrete core with

concrete frames

• Inner concrete core with flat

slabs and outer frames

• Inner concrete core with flat

slabs

• Concrete coupled shear walls

• Concrete frames

www.utcb.ro

Page 15: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Detailing for ductility

www.utcb.ro

Min. 0,3% horizontal web reinforcement

Min. 0,25% vertical web reinforcement

Min. 0.5% vertical reinf. in boundary elements

Min. 0.3% vertical

reinforcement

Page 16: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Detailing for ductility

www.utcb.ro

Page 17: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Concrete buildings

• Beam sections – drift limitation criteria (0,5% or 0,75% for service eq. and 2,5% for design eq.)

• Columns sections

• Ductility N<0,45Agfcd or N<0,55Agfcd (if rotational ductility is checked by calculation)

• Drift limitation (0,5% or 0,75% for service eq. and 2,5% for design eq.)

• Walls sections

• Shear strength of concrete section: V<0,15bwlwfcd

www.utcb.ro

Page 18: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Concrete buildings

• Concrete 32-48 MPa – average compressive strength

• Steel 435 MPa

• Monolithic structures

• Columns: rectangular, square sections – 500 mm to 1000 mm width, longitudinal reinforcement ratio 1-2%

• Shear walls: 300-600 (800) mm thickness, with diagonally reinforced coupling beams

• Spacing of transversal reinforcement in plastic region 100 mm (for columns, beams, shear walls boundary elements)

www.utcb.ro

Page 19: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Challenges in seismic engineering

www.utcb.ro

Page 20: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Acceleration response spectrum

www.utcb.ro

0,00

1,00

2,00

3,00

0,00 1,00 2,00 3,00

β(T)

T (s)

β0=2,5

0.10g..0.40g

Design peak

ground

acceleration

1.60.7 1.0

Page 21: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Acceleration response spectrum

TB=0,2TC

Cluj-Napoca

Deva

CraiovaBucurești

Constanța

Iași

Focșani

Ploiești

Timişoara

Oradea

Tg. Mureş

Tc=0,7s Tc=1,6s

Tc=1,0s

www.utcb.ro

Page 22: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

www.utcb.ro

0

0,05

0,1

0,15

0,2

0,25

0,3

0 1 2 3

Sd/g

T [s]

RC shear wallsq (R) = 5

Normal

>28m

>45m

Base shear coefficients - Bucharest

Fb=0,22W for q=5

Fb=0,37W for q=3

Fb=W for q=1!

Page 23: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Large lateral displacement

• Design for large lateral displacement demand: > 60 cm under design earthquake (> 80 cm for buildings over 45 m in height)

• Limited international experience

• High rotational ductility demand (beams (θ>0.03) and coupling beams (θ>0.06))

• Design for ductility, protection of non-structural elements

• Increase damping – vibration control

• Limited option for base isolation

www.utcb.ro

Page 24: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

www.utcb.ro

0

0,05

0,1

0,15

0,2

0,25

0,3

0 1 2 3

Sd/g

T [s]

Normal

>28m

>45m

Large lateral displacements

• Stiffness increase >> base shear force increase

• High additional structural cost necessary to limit the lateral displacement

• Shear strength and histeretic behaviour of thick concrete walls (>40cm going up to 100cm with 3-5 curtains of reinforcement)

• Punching strength of slabs under high rotations

Page 25: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Ductility of shear walls

www.utcb.ro

• Chilean experience

Page 26: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Acceleration response spectrum

www.utcb.ro

• Chilean experience -Maule 2010 Eq.,

Page 27: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Ductility of shear walls

www.utcb.ro

Engineering analysis of ground motion records

of Chile, 2010 earthquake, Liberatore et al.

• Chilean experience - Maule 2010 Eq.,

• Vast majority of buildings designed for soil type II

• Spectral displacement values lower than 30 cm

Page 28: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Ductility of shear walls

www.utcb.ro

http://www.nehrp.gov/pdf/

nistgcr12-917-18.pdf

• Chilean experience

• Before Maule 2010 Eq., followed ACI 318 recommendations, ch. 21, except for confinement of the boundary elements

• Confinement provisions were included after the 2010 earthquake

Page 29: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Ductility of shear walls

• ACI 318, Ch. 21

www.utcb.ro

Ordinary boundary element Special boundary element

Page 30: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Ductility of shear walls

• Romanian practice: thick concrete walls with large flanges

• Detailing for ductility

• Lacking information about rotation capacity and shear strength

• Difficult to test on real scale models

www.utcb.ro

Page 31: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Ductility of shear walls

• Romanian practice

• Horizontal bars - anchored in the confined area of the boundary element

• Ties - in the overlapping regions for horizontal reinforcement, as prescribed by EC2.

www.utcb.ro

Page 32: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Ductility of shear walls

www.utcb.ro

Page 33: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Ductility of shear walls

• C. Motter, J. Wallace -16 WCEE 2017

• Quasy static test, simulating a 10 story building (applied moment, axial and shear)

• N=0,053Afc’

• 1,5% rotational capacity

Page 34: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Ductility of shear walls

www.utcb.ro

Prevent brittle failure: Unexpected failure of Type S2 mechanical couplers caused by faulty fitting (rebars cut on-site from a shear wall reinforcement cage)

Page 35: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Large lateral displacement

• Design for large lateral displacement demand: > 60 cm top disp. under design earthquake (> 80 cm top disp. for buildings over 45 m in height)

• Behaviour of non-structural elements

• Glass curtain walls (solutions from western Europe – little experience with strong eq.)

• Masonry partition walls (residential buildings)

• Roof systems for commercial buildings

www.utcb.ro

Page 36: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Sensitive non-structural components

www.utcb.ro

Emergency hospital building - reliable structure but sensitive non-structural

elements

Page 37: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Sensitive non-structural components

www.utcb.ro

1% lateral drift – damage level

Page 38: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Sensitive non-structural components

www.utcb.ro

Van, Turkey 2011

Page 39: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Sensitive non-structural components

www.utcb.ro

Van, Turkey 2011

Page 40: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Sensitive non-structural components

www.utcb.ro

Van, Turkey 2011

Page 41: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Sensitive non-structural components

www.utcb.ro

Van, Turkey 2011

– heavy damage in the ground floor

Page 42: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Sensitive non-structural components

www.utcb.ro

• Rather new buildings

• Concrete shear wall structures

• Limited structural damage

• Extended non-structural damage (partitions, pipes, wiring, doors and windows)

• Evacuated, listed for demolition

Page 43: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

www.utcb.ro

Limitations of structural analysis

• Structural drawings and site inspection for confirmation

• Material (concrete) tests

• Acceleration time-histories in near-by stations (two ground motions), including directions

• Static linear analysis, static non-linear analysis, time-history nonlinear analysis

Page 44: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

www.utcb.ro

Limitation of structural analysis

dBx=58mm

B

A

dAx=70mm

-0.08

-0.06

-0.04

-0.02

0

0.02

0.04

0.06

0.08

7 8 9 10 11 12 13 14 15

Dis

pla

cem

ent

(m)

Time (s)

Time history traces - x direction

Point A

Point B

-0.08

-0.06

-0.04

-0.02

0

0.02

0.04

0.06

0.08

7 8 9 10 11 12 13 14 15

Dis

pla

cem

ent

(m)

Time (s)

Time history traces - y directionPoint A

Point B

Page 45: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

www.utcb.ro

Limitation of structural analysis

• Buildings have suitable lateral strength and deformation capacity

• Suitable strength, higher than required by Turkish earthquake standard (lateral overstrength of around 2.0)

• 1% lateral drift - most severe earthquake loading scenario

• All the assessment methods converged to a similar positive conclusion regarding the seismic vulnerability of the building.

• Seismic assessment methods could not predict the extensive damage sustained by the masonry partitions in the ground floor.

Page 46: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

www.utcb.ro

Limitation of structural analysis

• Structural analysis methods have certain limitations

• Structural lateral displacement cannot always describe local

damage level (although displacement is a very convenient and

reliable engineering parameter)

• Structural analysis should not overshadow engineering common

sense or past experience

Page 47: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

www.utcb.ro

Limitation of structural analysis

• Refined structural analysis alone can not result in safe buildings

• Advanced structural analysis methods:

• Who should be able to use in practical design?

• Is additional certification of the design offices necessary?

• How advanced analysis methods should be positioned with respect to the conventional linear elastic ones?

Page 48: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Quality in design and production

• Involvement of construction industry in research, development and good practice standardization

• Almost no involvement of insurance industry in quality assurance

• Weak involvement of the government in research and development in construction

www.utcb.ro

Page 49: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Bucharest resilience to earthquakes

• 2011 Chirstchurch, M6,3 Eq. - 185 fatalities and 100000

damaged homes

• 1100 commercial buildings (80% of the central business district)

subsequently demolished

• 6000 de bussineses vacanted the district

• 30 billions USD - total replacement cost

• 2017 Kamikoura Eq - caused a less severe but similar outcome

in Wellington

www.utcb.ro

Page 50: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Bucharest resilience to earthquakes

• Initial construction costs vs. life time costs for buildings

(design for DCH - large behaviour factors ( q (R) = 5...6 ))

• Direct pressure from developers to reduce structural costs

(structural costs 120-150 €/m2, total building costs 500-1000

€/m2, expected life-cycle costs ? €/m2 ), especially in the

residential segment

• Lack of efficient tools to estimate life-cycle costs

• Lack of education of end users to ask for resilient structures

www.utcb.ro

Page 51: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Construction cost break-down

• Taghavi and Miranda (2003)

• Bucharest – office buildings – structural cost <30% total construction cost

www.utcb.ro

20%

62%

18%

17%

70%

13%

44%

48%

8%

Nonstructural

Contents

Structural

Office Hotel Hospital

Co

st b

reak

-dw

on

Page 52: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Economic life in Bucharest

• Income (GDP per head) more than double than the national

income – largest ratio in the EU toghether with Warsaw

• High share of working – age population (20-64 years of age) –

68 % - by far the largest in the EU

• 15000 residents / km2 in the first 5 km from the city center

A strong earthquake is likely to generate a severe drop of the

economic activity in Romania

http://ec.europa.eu/regional_policy/sources/policy/themes/cities-

report/state_eu_cities2016_en.pdf

Page 53: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Main concerns

• Higher attention building quality, both to structural and non-

structural components

• Large displacements demands

• High non-linear deformation of structural elements

• Severe damage of non-structural components

• Structural designers, consultants - uniform and fair application

of codes – not to distort the economic competition of the design

market

Page 54: Challenges of earthquake resistant design for buildings …ccers.utcb.ro/images/6cnis/keynote_lectures/Viorel-Popa.pdf · Existing housing units in Bucharest Bucharest 1963 –1977

Thank You!

www.utcb.ro


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