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NUCLEAR ENERGY MATERIALS AND REACTORS Nuclear Interactions - R.A. Chaplin
NUCLEAR INTERACTIONS
R.A. Chaplin
University of New Brunswick, Canada
Keywords: Nuclear Interactions, Nuclear Cross Sections, Neutron Energies, Fission
and Fusion
Contents
1. Neutron Interactions
2. Nuclear Cross Sections
3. Neutron Scattering and Capture
4. Neutron Moderation
5. Fission and FusionGlossary
Bibliography
Biographical Sketch
To cite this chapter
Summary
When a heavy element, such as uranium, fissions into two mid range elements, binding
energy is released. Furthermore since the neutron to proton ratio is about 1.5 for the
heaviest elements but in the range of 1.2 to 1.3 for mid range elements there is a surplus of
neutrons after a fissioning process. Some heavy elements fission spontaneously at a veryslow rate due to inherent instability. However fissioning can be induced by adding energy
to the nucleus of some elements. This can be done by allowing the nucleus to capture a
free neutron which then adds sufficient binding energy, as it combines with the nucleus, to
cause the nucleus to become highly unstable and to split into two parts with additional free
neutrons. These components fly apart with high kinetic energy which is subsequently
degraded to produce heat.
Free neutrons interact with the nuclei of other materials in various ways, the most common
being absorption and scattering. Scattering results in the transfer of some energy and the
neutron continues to move through the medium but at a lower energy and hence lower
velocity. Neutrons being uncharged do not interact with the electron cloud surrounding the
nucleus and, since the nucleus occupies such a tiny space within the atom, the probability
of interaction is quite low. This probability is not necessarily related to the size of the
nucleus but is measured as a cross section in units of area. The cross sections of different
nuclei vary widely and may be greater or smaller than the projected area of the nucleus
itself.
To maintain an ongoing chain reaction of nuclear fissions to release energy at least one free
neutron from a previous fission must go on to induce fission in another fissile element such
as uranium. The probability of this occurring can be enhanced by reducing the velocity of
the neutron so that, when encountering a fissile nucleus, it spends more time in the
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immediate vicinity of the nucleus. Thus surplus neutrons produced by fission are made to
pass through a suitable medium, known as a moderator, where their velocity is reduced by
multiple scattering collisions with moderator nuclei. They then re-enter the fissile fuel to
produce at least one further fission. Some neutrons are absorbed by various nuclei. This
process is carefully balanced to ensure the steady and continuous release of energy. Sinceonly about 200 MeV or 32 pJ is released by each fission, many parallel processes as
described above must occur simultaneously.
1. Neutron Interactions
1.1. Neutron Production
Neutrons can be created by the integration of an electron and a proton. Furthermore a free
neutron will in time disintegrate into a proton and an electron. Neutrons interact with the
nuclei of atoms in various ways and may also be produced by the nuclei of certain atoms.
The most common source of neutrons is the fissioning process where a heavy nucleus splits
into two lighter nuclei. This fissioning of nuclei and the subsequent interaction of the
resultant neutrons with other nuclei are the fundamental processes governing the
production of power from nuclear energy. Knowledge of these processes is important in
the study of nuclear engineering.
A heavy nucleus such as Uranium-235 will occasionally fission spontaneously into two
lighter nuclei. A heavy nucleus such as this has about one and a half as many neutrons as
protons in the nucleus. A mid-range nucleus however has only about one and a third as
many neutrons as protons in its nucleus. Thus, when a heavy nucleus fissions into two
lighter nuclei, not as many neutrons are required to maintain a stable configuration in thenucleus and some neutrons are rejected immediately the fission occurs. Generally two to
three neutrons are emitted during the fission process.
In a nuclear reactor, fissile nuclei such as Uranium-235 and Plutonium-239 are induced to
fission by having their nuclei excited beyond the level of stability. This is done by
subjecting them to the influence of free neutrons. Free neutrons interact with various
nuclei in different ways causing a range of different reactions of which fission is just one.
Most interactions involve scattering (non-absorption) or capture (absorption) of the
neutrons and a transfer of energy. These reactions are important in maintaining and
controlling the fission reactions in nuclear reactors.
1.2. Elastic Scattering (Elastic Collision)
Elastic scattering occurs when a neutron strikes a nucleus and rebounds elastically. In such
a collision kinetic energy is transmitted elastically in accordance with the basic laws of
motion. If the nucleus is of the same mass as the neutron then a large amount of kinetic
energy is transferred to the nucleus. If the nucleus is of a much greater mass than the
neutron then most of the kinetic energy is retained by the neutron as it rebounds. The
amount of kinetic energy transferred also depends upon the angle of impact and hence the
direction of motion of the neutron and nucleus after the impact.
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1.3. Inelastic Scattering (Inelastic Collision)
Inelastic scattering occurs when a neutron strikes and enters a nucleus. The nucleus is
excited into an unstable condition and a neutron is immediately emitted but with a lower
energy than that of the entering neutron. The surplus energy is transferred to the nucleus askinetic energy and excitation energy. The excited nucleus subsequently returns to the
ground state by the emission of a -ray. Such collisions are inelastic since all the initial
kinetic energy does not reappear as kinetic energy. Some is absorbed by the nucleus and
subsequently emitted in a different form ( -ray). The emitted neutron may or may not be
the one that initially struck the nucleus. In simplistic terms the neutron can be considered
simply to be bouncing off an energy absorbing nucleus.
1.4. Radiative Capture
Radiative capture can be considered to be similar to the initial process leading to inelasticscattering. A neutron strikes and enters a nucleus. The nucleus is excited but the level of
excitation is insufficient to eject a neutron. Instead all the energy is transferred to the
nucleus as kinetic energy and excitation energy. The excited nucleus subsequently returns
to the ground state by the emission of a -ray. The incoming neutron remains in the
nucleus and the nuclide increases its number of neutrons by one. This is a very common
type of reaction. It leads to the creation of heavier isotopes of the original element. Many
of these may be radioactive and decay over time in different ways.
1.5. Nuclear Transmutation (Charged Particle Reaction)
Nuclear transmutation is similar to radiative capture and inelastic scattering. A neutronstrikes and enters a nucleus. The nucleus is excited into an unstable condition but a particle
other than a neutron is emitted. The emitted particles are either protons or -particles.
This leaves the nucleus still in an excited state and it subsequently returns to the ground
state by the emission of a -ray. In this process the total number of protons in the nucleus
is reduced by one for proton emission and by two for -particle emission. The original
element is thus changed or transmuted into a different element.
1.6. Neutron Producing Reaction
Neutron producing reactions occur when one or two additional neutrons are produced froma single neutron. As before a neutron strikes and enters a nucleus. The nucleus is excited
into an unstable condition as with inelastic scattering but two or three neutrons instead of
only one neutron are emitted. The still excited nucleus subsequently returns to its ground
state by the emission of a -ray. This is an uncommon reaction occurring in only a few
isotopes.
1.7. Fission
Although spontaneous fission occasionally occurs, fission is generally induced by neutrons.
A neutron strikes and enters a heavy nucleus. The nucleus is excited into an unstable
condition as with most of the foregoing interactions. In this unstable condition the nucleus
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splits into two new mid-range nuclei usually of unequal mass. Since these new nuclei do
not need as many neutrons for stability some neutrons are emitted immediately. The
surplus binding energy drives the new nuclei (fission fragments) and neutrons away from
one another with high velocity. The new nuclei subsequently lose their kinetic energy by
ionizing reactions with the surrounding nuclei through which they pass and return to theirground states by emission of -rays. They are invariably still unstable with too many
neutrons and subsequently decay usually by -particle and
-ray emission. The high
energy neutrons lose energy by scattering collisions with nuclei of the surrounding medium
and are subsequently generally captured by other nuclei to produce one of the reactions
described in this section.
1.8. Neutron Flux
Neutrons created by fission pass freely through solid material since atoms consist mainly of
empty space. They have no charge and so are not affected by the charged electron cloudsurrounding the nucleus. Furthermore the nucleus is so small compared with the size of the
atom that the chance of the neutron colliding with it is extremely small. In a uniform
material the neutrons travel randomly in all directions and some measure of their number or
influence is required. A convenient parameter is neutron flux.
Neutron flux is defined as the number of neutrons per unit volume multiplied by their
velocity .
n
v
nv = (1)
Neutron flux so defined has units of number per unit area per unit time. This can be
considered as the number of neutrons passing through a particular cross sectional area in
any direction per second.
If the neutrons travel in a parallel beam the area through which the neutrons pass may be
considered to be at right angles to the beam and the given area will then be equal to the
cross sectional area of the beam. This is the case in irradiation experiments where a beam
of neutrons is directed out of a nuclear reactor through special ports which trap neutrons
moving in other directions. Such a beam is known as a collimated beam.
Within the reactor the neutrons travel in all directions and the neutrons will pass through agiven area in all directions and from both sides. This area is more difficult to define hence
the definition of neutron flux as number multiplied by velocity.
1.9. Neutron Energy
During the fission process, in which a heavy nucleus splits into two fission fragments and
some residual neutrons, some 200 MeV of binding energy is released. This appears as
kinetic energy as the fragments and neutrons separate at high velocity. Most energy is
carried by the fission fragments and is deposited as heat in the surrounding material as the
fragments come to rest. The two or three residual or prompt neutrons carry away about 5
MeV as kinetic energy so on average a neutron produced by fission has an energy of about
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2 MeV or 0.32 x 10-12
J. Considering that the mass of a neutron is 1.67495 x 10-27
kg its
velocity can be calculated from the basic equation for kinetic energy where m is mass
and V velocity:
KEE
2
KE E mV= (2)
This gives an average velocity of about 20 x 106
m/s. This is the average based on an
average energy of 2 MeV. The actual range of energies however can range from near zero
to about 8 MeV as shown in Figure 12 giving velocities anywhere up to about 55 x 106
m/s.
These high energy neutrons interact with the nuclei of the medium through which they
pass. In the process some are captured but most are scattered by elastic or inelastic
collisions with the nuclei. Such scattering collisions result in a transfer of energy from the
neutrons to the nuclei until the neutrons reach an equilibrium condition with the medium.
In this condition the nuclei, being in a state of vibratory motion by virtue of theirtemperature, give as much energy to the neutrons as they receive from the neutrons. The
neutrons are thus in thermal equilibrium with the medium and are said to be thermalized.
Even though the medium may be at a uniform temperature, subsequent scattering collisions
occurring in random directions relative to the motion of the nuclei, result in thermal
neutrons having a range of energies above and below the thermalization energy as shown in
Figure 1. This figure also shows the corresponding velocity distribution of the neutrons.
Figure 1. Energy and velocity distribution of thermalized neutrons
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This is a Maxwellian distribution with the energy E given in terms of the Boltzmann
constant k and temperature T as well as in electron-volts while the velocity V is given in
meters per second. The Boltzmann constant is as follows:
2413.8 10 J/Kk = 686.2 10 eV/Kk =
The average energy and the most probable energyaveE mpE of the neutrons are given by:
ave
mp
(3/2)
E kT
E kT
=
=
In neutron studies however the most probable velocity is considered. This is given by:mp
V
1/ 2
mp [2 / ]V kT m=
Hence the corresponding neutron energy E is given by:
E kT= (3)
All thermal neutrons in a system are considered to have this velocity which is then given
by:
2 mV kT =
At an ambient temperature of 20C or 293K this velocity is 2200 m/s and the
corresponding energy is 0.025 eV. These are the values traditionally used in neutron
scattering calculations involving thermal neutrons.
2. Nuclear Cross Sections
2.1. Microscopic Cross Sections
A solid material may be considered as being made up of tiny nuclei suspended in empty
space (the electron cloud of negligible mass). Each nucleus has an imaginary projected
area which may interfere with the passage of a neutron. A neutron entering the solid will
see these projected areas scattered everywhere but they are so small and so far apart (as
seen by the neutron) that the chances of hitting one is practically nil. Eventually a neutron
may hit a nucleus and will then interact with it in any of a number of possible ways. Other
neutrons will simply pass it without any interaction.
It is interesting to note that the imaginary projected area or target area of a nucleus, as
shown in Figure 2, may be larger or smaller than the actual projected area as determined
from the physical size of the nucleus. It may be larger because the nucleus has a sphere of
influence surrounding it and any neutron passing within this sphere of influence may be
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attracted to interact with it. It may be smaller because some nuclei may allow neutrons to
pass right through themselves without any interaction taking place. The imaginary
projected area may thus be considered as being related to the probability of a reaction
occurring-the larger the area, the greater the probability of interaction.
It is also interesting to note that for different reactions with the nucleus there are different
degrees of probability of interaction and therefore effectively different imaginary projected
areas. Uranium-238 for example has a larger imaginary target area for elastic scattering
than for radiative capture illustrating that there is a greater probability of elastic scattering
occurring. It is convenient for illustrative purposes to draw a pie diagram with the total
area signifying the probability of all interactions occurring and each slice representing the
probability of individual interactions taking place.
Figure 2. Target areas of nuclei for different reactions
These imaginary projected areas are known as nuclear cross sections and indicate the
probability of any interaction occurring. The cross sections of the nuclei of individual
atoms are measured in square centimeters, square meters or barns where:
1 barn = 1 x 10-24 cm2
1 barn = 1 x 10-28
m2
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If the actual projected area of a nucleus is calculated it is found that for mid-range elements
with an atomic mass number of about 90 this area is equal to 1 barn. Lighter elements have
smaller projected areas and heavier elements larger projected areas.
A cross section of 1 barn indicates immediately that the imaginary target area is roughlyequal to the actual projected area of the nucleus. This allows cross sections to be
visualized. A cross section of several hundred barn indicates that the nucleus has a large
sphere of influence around it while a cross section very much smaller than a barn indicates
that the nucleus allows neutrons to pass through it with practically no chance of an
interaction occurring.
The cross section of Uranium-235 for example is 687 barn whereas its physical cross
section is 1.87 barn. Therefore, with an effective area for neutron interaction so much
bigger than that its actual area, it is "as big as a barn" from a nuclear point of view and
hence the term "barn". The term "barn" was proposed in 1942 by physicists M.G.
Holloway and C.P. Baker as a result of such humorous association of ideas.
There are different types of cross sections, in fact there is one type of cross section for each
type of neutron interaction with the nucleus except for the relatively rare nuclear producing
and nuclear transmutation reactions. These different cross sections may be added to give a
total cross section or probability of reaction as shown in Figure 3. The magnitude of each
slice of the "pie" represents the probability of that type of reaction. The nomenclature for
different cross sections is given below with the different types of interactions:
s = Elastic scattering cross section
i = Inelastic scattering cross section
n, = Radiative capture cross section
a = Absorption cross section
f = Fission cross section
Values for these are tabulated but are often combined into two main types of interactions:
s = Scattering cross section ( s and i )
a = Absorption cross section (
n, and f )
When these are combined they are added together so that the scattering cross-section
includes both elastic and inelastic scattering and the absorption cross-section includes both
radiative capture and fission.
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Figure 3. Cross sections of U-235 for various nuclear reactions
For a particular isotope all the individual microscopic cross sections can be added to give
the total microscopic cross section.
total s i a= + + + . . . . .
Generally however any particular calculation requires the application of a specificmicroscopic cross section only.
2.2. Macroscopic Cross Sections
The macroscopic cross section is the cross section density in a material. It is defined as
the number of nuclei per unit volume multiplied by the microscopic cross section
N .
The units are the inverse of length (cm-1
or m-1
)
N = (4)
This provides a basis for the comparison of different materials. A dense material withnuclei of small cross section would be seen by neutrons to be effectively the same as a rare
material with nuclei of large cross section.
For a single isotope the macroscopic cross section can be determined from the above
equation. This gives the effective cross section density in a pure material and indicates the
probability of a neutron interaction within that material.
If there is a homogeneous mixture of different isotopes the cross section density can be
calculated separately for each and then added to give the total macroscopic cross section.
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a a b b c c. . . . .N N N = + + +
Note that is the number of nuclei or atoms of each element per unit volume in the
material.
N
2.3. Number of Nuclei
The number of nuclei per unit volume in a sample is given by the following equation
where is Avogadro's number,
N
AN M the atomic weight, and the density.
A( / )N N M = (5)
For a material such as water H2O or uranium dioxide UO2 where the elements are bound
together as molecules the number of nuclei of each element needs to be properly accounted
for. For example when calculating the number of nuclei of each element in H2O or UO2
using Avogadro's Number and the molecular weightAN mM (approximately 18 for H2O
and 270 for UO2) the number of molecules is obtained as follows:
A m( / )N N M =
In the case of H2O the number of oxygen atoms is equal to the number of molecules while
the number of hydrogen atoms is double the number of molecules.
In many cases it is required only to know the number of nuclei of a specific isotope in a
mixture of elements. In the case of natural uranium with a mass fraction of U-235 the
number of U-235 nuclei will be:
235 235 A 235 235( / )N N M =
Two assumptions may be made in evaluating the number of nuclei without excessive error:
The molecular or atomic weight may be taken as an integer corresponding with theatomic mass number of each constituent.
Mass ratio (enrichment) and volume ratios (isotopic abundance) may be consideredequal for any single element.
In the case of uranium dioxide UO2 enriched to 3% in U-235 and having a density of
10.5 g/cm3
the number of U-235 nuclei per unit volume is:
235 235 A 235 235
235 A 235 fuel
235 238 235 238 oxygen
( / )
= ( / )
[ (1- ) ] /[ (1- ) ]
= 0.881
N N M
N M f
f M M M M M
=
= + + +
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24
235
21 3
27 3
0.03 (0.6022 10 / 235) 0.881 10.5
0.711 10 nuclei/cm
0.711 10 nuclei/m
N =
=
=
2.4. Reaction Rate
Since the macroscopic cross-section is effectively the material parameter seen by the
neutrons and since neutron flux is effectively the number of neutrons passing through a
given place per unit time it follows then that the reaction rate R between neutrons and
nuclei is given by:
R = (6)
This may also be written as:
R N nv= (7)
This is perfectly logical since the reaction rate R would likely be proportional to the
number of nuclei , the cross-sectionN , the number of neutrons and the velocity of the
neutrons -the greater the number of nuclei and neutrons, the greater the chances of a
reaction. The bigger the effective area (cross section) the more likely a nucleus will
intercept a neutron. The higher the velocity of a neutron the sooner it will meet a nucleus.
n
v
2.5. Summary
The following relationships with units summarize the key factors given above.
2.5.1. Macroscopic cross-section
N = nuclei per unit volume (nuclei/m3)
= microscopic cross-section (m2)
N = (m-1)
2.5.2. Neutron Flux
n = neutrons per unit volume (neutrons/m3)
v = neutron velocity (m/s)
nv = (neutrons/m2s)
2.5.3. Reaction Rate
= neutron flux (neutrons/m2s)
= macroscopic cross-section (m-1)
R = (reactions/m3s)
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3. Neutron Scattering and Capture
3.1. Neutron Attenuation
When a beam of neutrons impinges upon a solid body the neutrons interact with nucleiwithin the body. Those not interacting continue through the body. As the beam progresses
through the body more and more interactions occur and less and less neutrons continue on
through the material. The beam of neutrons diminishes in intensity and is attenuated by the
material as shown in Figure 4.
The decrease in intensity dI over any section of material is proportional to the neutron
beam intensity I, microscopic cross-section of the material , number density of nuclei
and the thickness of the material dx :N
dI I Ndx=
If the macroscopic cross section is used this becomes:
dI I dx=
The solution to this differential equation is:
0
xI I e = (8)
This is the equation for the attenuation of a neutron beam. The attenuation of a -ray beam
is similarly:
0
xI I e = (9)
Here is the attenuation coefficientof the -ray beam.
Figure 4. Neutron attenuation in a material
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3.2. Mean Free Path
It is convenient to express the attenuation of neutrons in terms of the average distance
traveled by a neutron before interacting with a nucleus. This is known as the neutron mean
free path .
If the value for intensity I from the solution of the differential equation is substituted into
the differential equation the following is obtained.
-
0 xdI I e dx=
Neutrons in this beam have traveled a distance x without interacting with any nucleus. For
an infinite slab the total distance traveled by all neutrons is:
00 0
x
xx
x dI I x e dx=
= =
The mean free path is this total interaction divided by the original beam intensity
0 00
/xI x e dx I =
1/ = (10)
The neutron mean free path may also be deduced from the probability of an interaction
and the distance traveled before that interaction as illustrated in Figure 5.
Figure 5. Neutron mean free path
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The reaction rate R is equal to the macroscopic cross section multiplied by the neutron
flux .
R =
R n= v
The reaction rate R can also be written in terms of the number of neutrons n multiplied by
their velocity v and divided by their mean free path .
/R nv =
This in effect states that more reactions will occur when the velocity is higher and the mean
free path lower. If these two equations for reaction rate are combined then the following is
obtained:
/nv nv =
1/ = (11)
Thus the mean free path is the inverse of the macroscopic cross-section .
3.3. Scattering Characteristics
It was seen previously that, with elastic scattering, the neutron rebounded from a nucleus
with kinetic energy conserved and no excitation of the nucleus. Furthermore, with inelastic
scattering, the neutron interacted with the nucleus leaving it in an excited state.
Both of these scattering effects may occur in a single nuclide and it is found that the
probability of these reactions is, to a large degree, dependent upon the energy of the
incoming neutron.
At very low energies, the neutron does not excite the nucleus and is scattered as if
influenced by the physical size of the nucleus which is given in terms of atomic mass
number A by the following:
15 1/3
1.25 10r
= A (m) (12)
This gives the physical cross sectional areas for most nuclei of about 1 barn. The apparent
area of the nucleus for elastic scattering is the neutron scattering cross sections
which
generally ranges from about 4 barn to 12 barn for most elements. This discrepancy
indicates that the neutron itself has a certain physical size and that the nucleons of certain
elements are not necessary closely packed in the nucleus.
This scattering at low neutron energy is calledpotential scattering and is constant over a
range of low neutron energies.
At intermediate energies some neutrons have an energy that raises the nucleus to a discrete
excitation level. Under these conditions absorption and subsequent emission of a neutron
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occurs more easily. Since the nucleus is left in an excited state the emitted neutron is at a
lower energy. This results in inelastic scattering. If there is no match in vibrational
characteristics of the neutron and the nucleus, absorption does not occur easily. However, if
there is a match between the vibrational characteristics, the neutron is readily absorbed
resulting in a lesser chance of scattering. This results in widely varying scatteringprobabilities over a certain range of neutron energies. This is called the resonance region.
At very high energies there is no longer a match in vibrational characteristics and the
probability of scattering falls with increasing energy as those neutrons passing close to the
nucleus are less affected by it. This is known as the smooth region.
These regions and other characteristics are shown in Figure 7.
3.4. Absorption Characteristics
It was seen previously that, with both inelastic scattering and radiative capture, the neutron
interacted with the nucleus leaving it in an excited state. Both of these interactions may
occur in a single nuclide and it is found that the probability of these reactions is to a large
degree dependent upon the energy of the incoming neutron.
For many nuclides there is a threshold neutron energy above which inelastic scattering
occurs and below which radiative capture occurs. This is due to the fact that the neutron
brings with it a certain amount of energy which is transferred to the nucleus when it enters
the nucleus. If the neutron energy is sufficient to raise the energy of the nucleus above the
threshold value then the excited nucleus can emit a neutron along with a -ray. If the
energy of the excited nucleus remains below the threshold value no neutron will appear andonly a -ray will be emitted. The threshold energy corresponds with the binding energy of
the additional neutron while the -ray corresponds with the amount of energy remaining
above the ground state of the nucleus. High velocity (high energy) neutrons are thus likely
to be elastically scattered while low velocity (low energy) neutrons are likely to suffer
radiative capture.
3.5. Radiative Capture Model
From the above it is evident that radiative capture is likely to occur with neutrons below the
threshold energy value, that is, with lower velocity neutrons. As the velocity is decreasedfurther it is found, for many nuclides, that the probability of radiative capture increases.
This probability is in fact inversely proportional to the velocity (square root of energy).
This can be visualized by imagining that the nucleus has a sphere of influence around it as
illustrated in Figure 6.
A neutron passing through this sphere of influence will spend a certain period of time
within that sphere of influence. For a given path, the higher its velocity the shorter the time
spent within the sphere of influence. If the probability of capture is proportional to the time
spent within the sphere of influence, then the probability of capture (absorption cross-
section a ) will be inversely proportional to velocity .v
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a1/v (13)
Figure 6. Interaction probability with respect to neutron velocity.
3.6. Cross Sections
The above may be summarized and illustrated by plotting on a composite diagram as in
Figure 7.
Figure 7. Variation of typical cross sections with neutron energy
The elastic scattering cross-section s is constant in the low energy potential region,
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fluctuates in the resonance region and falls slowly with increasing energy in the smooth
region. The inelastic cross-sectioni
is only apparent above a certain threshold energy.
The radiative capture cross-section
is inversely proportional to velocity in the 1/
region, fluctuates in the resonance region and drops to a low value or disappears at highenergies. The total cross-section
v
t is a summation of all the individual cross-sections
including fission. Note that both the cross-section and neutron energy are plotted on
logarithmic scales.
4. Neutron Moderation
4.1. Neutron Energy Changes
When neutrons interact with nuclei by elastic or inelastic scattering their energy is
degraded. Generally neutrons produced from fission have an energy of about 2 MeV while
neutrons after thermalization have an energy of about 0.025 eV. The number ofinteractions to bring about this degradation depends upon several factors including the
initial energy of the neutrons and the type of scattering (elastic or inelastic). Inelastic
scattering generally requires that the incoming (captured) neutron have sufficient energy to
excite the nucleus to a level that will result in the ejection of a neutron. Hence inelastic
scattering occurs only at high neutron energies and the resulting neutrons will have very
much lower energies. Elastic scattering, on the other hand, occurs at all neutron energies
and may not necessarily degrade the neutron energy very much. Hence, any neutrons
produced from fission that suffer inelastic collisions initially will subsequently be subject
to a series of elastic collisions. Those that suffer elastic collisions initially will also likely
continue to degrade their energy by elastic collisions. Hence most collisions are elastic.
4.2. Logarithmic Mean Energy Decrement
When neutrons interact with nuclei in elastic scattering collisions they lose energy. The
amount of energy lost depends upon the mass of the nucleus and the angle of incidence of
the neutron. More energy is lost when a neutron strikes a light nucleus than when it strikes
a heavy one. Also more energy is lost in a head-on collision than in a glancing collision.
The minimum energy after one collision is:minE
min0E E=
where:
2[( -1) /( 1)]A A = +
Here A is the atomic mass number of the nucleus and it is evident that the higher this
number the closer will be to unity and the smaller the maximum loss in energy.Considering the results of various angles of incidence of the incoming neutron, it is found
that the average energy after one collision is:aveE
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ave 0(1/ 2)(1 )E E= +
The average energy loss after one collision is thus given by:
0 av-E E E = e
0(1 /2)(1 - )E E =
where:
2[( -1) /( 1)]A A = +
Since the loss or change in energy depends upon the incoming neutron energy and since
this is lower in each subsequent collision in an exponential manner, it is convenient to
express the change in energy in logarithmic terms. Furthermore, since the change in energy
is different for each collision, the average of the logarithmic values of the initial energy
and resultant energy0E E is used. The logarithmic mean energy decrement is the
average of the difference of these logarithmic energy values:
0 ave[ln - ln ]E E rage =
0 average[- ln( / )]E E =
The value of the logarithmic mean energy decrement for any isotope of atomic massnumber A is given as follows:
21 [( -1) / 2 ]ln[( -1) /( 1)]A A A A = + + (14)
An approximate value for the logarithmic mean energy decrement is given by the following
empirical equation:
2 /[ (2 / 3)]A = + (15)
This equation has negligible error for all but the very lowest atomic mass numbers hence itis widely adopted in place of the theoretical equation. The number of elastic collisions
required for the neutron energy to drop from an initial energy to a final energy is then
given by:
N
iE fE
i fln( / )N E E = (16)
The value of for a high energy neutron from fission (2 MeV) to become thermalized at
ambient conditions (0.025 eV) is 18 for Hydrogen, 43 for Helium and 115 for Carbon.
Lighter elements are efficient at reducing neutron energy because they are light and absorb
a lot of energy when struck by a nucleus. Collision parameters for a few other common
N
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materials are given in Table 1.
Nucleus Mass
Number
A
Mass Number
Ratio
Mean
LogarithmicEnergy
Decrement
Number of
Collisions toThermalize
N
Hydrogen
H2O
Deuterium
D2O
Helium
Beryllium
BeO
Carbon
Oxygen
Sodium
Iron
Uranium
1
2
4
9
12
16
23
56
238
0
0.111
0.360
0.640
0.716
0.779
0.840
0.931
0.983
1.000
0.920*
0.725
0.509*
0.425
0.209
0.174*
0.158
0.120
0.0825
0.0357
0.00838
18
20
25
36
43
83
105
115
152
221
510
2172
2[( -1) /( 1)]A A = + * An appropriate average value.
Data obtained from Lamarsh and Baratta, Introduction to Nuclear Engineering, Prentice
Hall, 2001
Table 1. Scattering collision parameters of some common materials
4.3. Definitions
It has already been shown that the probability of radiative capture of neutrons by many
nuclides increases as the energy (and hence velocity) of the neutrons is decreased. Theprobability of capture (absorption) is inversely proportional to the neutron velocity over a
range of neutron energies. The fissioning of certain fissile materials such as U-235 is the
result of the absorption of a neutron so it follows that the probability of fission in these
materials will also increase with a reduction in neutron velocity. To enhance the fission
process therefore it is advantageous to reduce the energy of the neutrons to a lower value
by passing them through a suitable material or moderator. This material however should
not absorb neutrons (by radiative capture) too strongly as this would reduce the number of
neutrons available for causing fission.
Materials suitable for slowing down or moderating neutrons without excessive absorption
of them may be assessed by using the following equations and definitions:
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4.3.1. Mean Logarithmic Energy Decrement
i fln( / )N E E =
N = number of collisions
iE= initial energy (2 MeV after fission)
fE = final energy (0.025 eV when thermalized)
4.3.2. Macroscopic Scattering Cross Section s
sN =
s (m-1)
N = nuclei per unit volume (nuclei/m3)
s = microscopic scattering cross section (m
2)
4.3.3. Slowing Down Power
Slowing down power = s (m-1
)
4.3.4. Moderating Ratio
Moderating ratio = s a/
Table 2 gives the above parameters for some materials suitable as moderators.
Moderator Mean
Logarithmic
Energy
Decrement
Macroscopic
Scattering
Cross
Section(a)
s
(cm-1)
Slowing
Down
Power
s
Macroscopic
Absorption
Cross Section
a
(cm-1)
Moderating
Ratio
s a/
He(b)
Be
C(c)
BeOH2O
D2O
D2O
D2O
0.425
0.206
0.158
0.1740.927
0.510
0.510
0.510
2 x 10-6
0.74
0.38
0.691.47
0.35
0.35
0.35
9 x 10-6
0.15
0.06
0.121.36
0.18
0.18
0.18
very small
1.17 x 10-3
0.38 x 10-3
0.68 x 10
-3
22 x 10-3
0.33 x 10-4(d)
0.88 x 10-4(e)
2.53 x 10-4(f)
large
130
160
18060
5500(d)
2047(e)
712(f)
Data obtained from NB Power Nuclear Training Course 22007
(a) Average value for epithermal neutrons (energies between 1 eV and 1000 eV)
(b) At standard temperature and pressure
(c) Reactor-grade graphite
(d) 100% pure D2O
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(e) Reactor-grade D2O (99.75 pure)
(f) 99% pure D2O
Table 2. Slowing down and moderating properties of moderators
5. Fission and Fusion
5.1. Energy Release
It has been shown that both the fusion of light elements and the fission of heavy elements
will produce energy. This is due to the fact that the binding energy per nucleon is less for
light and heavy elements than for mid-range elements. The amount of energy released can
be calculated from the mass defect if the final products are known. For fusion a range of
different reactions is possible as hydrogen fuses into helium. For fission only one reaction
is possible for any particular fuel but a range of fission products is produced. On average
about 200 MeV is produced from a fission reaction. Typical fusion and fission reactionsare shown in Figure 8.
Figure 8. Typical fusion and fission reactions
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5.2. Fission
During the fission process a number of neutrons is released since otherwise the resulting
fission products would have too many neutrons and be too far off the stability range. Even
so they have an excess of neutrons and decay towards a more stable condition. Theseneutrons are free to enter other fissile nuclei and so cause further fissions to maintain a
chain reaction. If the same number of neutrons continues into the next generation the chain
reaction is stable. To achieve this some neutrons must be captured without producing
fission since, for every neutron causing fission, on average two or three are produced.
Figure 9 shows the number of neutrons emitted from the fission of U-235 for different
fission reactions (different fission products).
Figure 9. Prompt neutron emission from U-235 per 100 fissions.
Fission occurs spontaneously in some heavy nuclides but is rare. This contributes to the
gradual decay of the nuclide and creates a few free neutrons within the fuel. This is an
important factor when loading new fuel into a reactor as the resulting low level nuclear
chain reactions could inadvertently grow out of control. Fission induced by neutrons is due
to the fact that the incoming neutron adds sufficient energy to the nucleus to raise its energy
level enough for it to become unstable. Nuclides that fission when unstable are known as
fissile materials. There are four such fissile isotopes:
Uranium-233
Uranium-235
Plutonium-239
Plutonium-241
Thermal neutron interaction parameters for these fissile materials are given in Table 3.
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Nuclide Microscopic
Absorption
Cross
Section
a
Microscopic
Capture
Cross
Section
Microscopic
Fission
Cross
Section
f
Capture
Fission
Ratio
Neutrons
Emitted
per
Absorption
Neutrons
Emitted
per
Fission
U-233
U-235
Pu-239
Pu-241
Natural U
578.8
680.8
1011.3
1377
7.59
47.7
98.6
268.8
368
3.40
531.1
582.2
742.5
1009
4.19
0.090
0.169
0.362
0.365
0.811
2.287
2.068
2.108
2.145
2.24
2.492
2.418
2.871
2.927
3.06
a f= +
f a f/ ( - ) /
f = = f a( / ) =
Data obtained from Lamarsh and Baratta, Introduction to Nuclear Engineering,
Prentice Hall, 2001
Table 3. Thermal neutron (0.025 eV) data for fissile nuclides
A number of other nuclides will fission if the incident neutron has a high kinetic energy.
This kinetic energy together with the binding energy can raise the energy level of the
nucleus sufficiently for it to become unstable and to fission. Such nuclides are known as
fissionable materials. Fissionable isotopes thus require energetic neutrons to cause fission
and as such are nonfissile.
5.3. Fission Characteristics
Uranium-235 and Uranium-238 have scattering and absorption cross-sections similar to
other materials. Refer to Figure 10.
In U-235 absorption usually leads to fission and in the low neutron energy region the
absorption cross-section is very high but decreases with increasing neutron energy since it
is inversely proportional to the neutron velocity. There is then a resonance region where
there are peaks with a high probability of absorption. At high energies there is a low
probability of absorption and hence fission and the cross-section is low. In U-238absorption does not lead to fission except at very high neutron energies. At low neutron
energies there is a low probability of absorption and this is also inversely proportional to
neutron velocity. In the resonance region however there are very high peaks of absorption.
The absorption cross-section then falls again to low values in the high energy region. At
very high energies absorption leads to fission.
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Figure 10. Fission and absorption characteristics of uranium.
5.4. Fission Products
During fission two fission fragments usually of unequal mass are produced. These
generally have atomic mass numbers of between 100 and 140 though a range of
possibilities exists from an atomic mass number of about 70 to about 160 as shown in
Figure 11. The amount of a particular fission product occurring is known as thefission
yield. Fission yields vary for different fissile materials and for fission with higher energy
neutrons. The fission yields of Plutonium-239, for example, show that somewhat more
fission products of intermediate mass number are produced than is the case with Uranium-
235. For high energy neutrons the fission yield curve is much flatter still with even more
fission products of intermediate mass being produced.
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Figure 11. Fission yields for U-235 and Pu-239
5.5. Neutron Energy Spectrum
Neutrons produced at the time of fission are known asprompt neutrons. Some neutrons
appear a short time later and these are known as delayed neutrons. The prompt neutrons
are produced with a range of different energies. Most energy from fission appears as
kinetic energy of the heavy fission products but some is carried away by the neutrons also
as kinetic energy.
Figure 12. Prompt neutron energy distribution per 100 neutrons
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The energy of prompt neutrons varies from about zero to about 8 MeV. If a sample of 100
prompt neutrons is analyzed, as in Figure 12, it is found that some 35 have an energy of
about 1 MeV, the most probable energy, while the average energy is about 2 MeV. The
results are usually plotted as a smooth curve of fraction emitted versus neutron energy.
5.6. Delayed Neutrons
Delayed neutrons are emitted from some fission products a short while after fission has
occurred. Most fission products are unstable and decay towards a more stable state by
emitting particles, usually -particles to convert a neutron into a proton. Some however
are sufficiently unstable to emit neutrons directly or subsequently (after -particle
emission) to reduce the neutron number. An example is the fission product Bromine-87.
This decays to Krypton-87 by the emission of a -particle and then to Krypton-86 by the
emission of a neutron. The half-lives for these reactions are so short that the neutrons
appear almost immediately but the time lag is sufficiently important to have a very markedinfluence on the control of nuclear reactors. The delay is long enough to be detected by
control systems which can respond rapidly enough to changes in delayed neutron
production. No control system can respond rapidly enough to changes in prompt neutron
production.
Delayed neutrons come from some twenty fission products or delayed neutron precursors.
Each precursor produces a neutron following decay or decays of different half-lives. For
convenience these are grouped into six groups of precursors, as shown in Table 4, such that
each group produces neutrons following decay according to a particular half-life. The first
group has a half-life of 55 seconds while the last group has a half-life of only 0.2 second.
Each group has a different yield of neutrons per fission with the fourth group producingnearly 40% while the first and last groups produce only about 3% and 4% respectively.
Overall the total yield of delayed neutrons is only 0.65% of all neutrons produced in
fission. This small amount however is very important in the control of nuclear reactors and
the control system must be able to detect small enough changes in the neutron flux to
maintain control on delayed neutrons.
Group Half life
1/2t (s)
Decay
constant
(s-1)
Relative
Yield
(%)
Yield
(neutrons per
fission)
Fraction
1
2
3
4
5
6
55.72
22.72
6.22
2.30
0.610
0.230
0.0124
0.0305
0.111
0.301
1.14
3.01
3
22
20
39
12
4
0.00052
0.00346
0.00310
0.00624
0.00182
0.00066
0.000215
0.001424
0.001274
0.002568
0.000748
0.000273
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Total 100 0.01580 0.006502
Data obtained from Lamarsh and Baratta, Introduction to Nuclear Engineering,Prentice Hall, 2001
Table 4. Delayed neutron data for thermal fission of U-235
5.7. Fission Process Summary
For fission to occur the incoming neutron must add sufficient energy to the fissile nucleus
to raise its energy above the critical value for fissioning. For the four fissile materials,
thermal neutrons add sufficient binding energy to achieve this. Low energy neutrons
interact more readily with Uranium-235 to cause fission than do high energy neutrons.
Uranium-238 on the other hand will only undergo fission with high energy neutrons. The
shape of the neutron-proton ratio curve results in additional neutrons being produced in
fission. These additional neutrons allow for a chain reaction to be established with
subsequent fissions with each new generation of neutrons. Neutrons produced in fission
have a range of energies with an average of about 2 MeV. These high energy neutrons
must be slowed down or moderatedto reduce their energy so as to be able to interact easily
with further Uranium-235 nuclei to start a new cycle. The energy produced in one fission
process is about 200 MeV made up as tabulated in Table 5. By arranging for multiple
parallel fissions in a continuing controlled chain reaction a steady production of energy can
be achieved.
5.8. Charged Particles
Fission products are produced as a light fragment and a heavy fragment from each fission.
The lighter fragments have kinetic energies of about 100 MeV while the heavier fragments
have energies of about 70 MeV. This division of energies arises from the conservation of
momentum as two initially stationary parts of different mass recoil from one another.
These fission fragments leave behind some twenty electrons and immediately become
positively charged. They lose kinetic energy rapidly in the surrounding material producing
heat and ionization along their path. Their range is very short being in the order of 1.4 x
10-3
cm (0.014 mm) in uranium dioxide fuel (UO2)
Energy Source Recoverable energy
(MeV)
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Fission fragments
lighter fragment (kinetic energy)
heavier fragment (kinetic energy)
Fission product decay-rays-rays
Prompt -raysFission neutrons (kinetic energy)
Capture -rays
100
68
8
6
7
5
6
Total 200
Table 5. Energy produced by the fission of U-235
Alpha particles emitted from heavy nuclides also interact with other atoms causing
ionization. They travel in a short straight path with a range dependent upon their energy
according to the following formulae where is the density and M the molecular weight
air ( )Range function Energy=
1/ 2
medium air air medium medium air( / )( / )Range Range M M =
Beta particles travel in a zigzag path and are not very penetrating since they are very light.
Their range is also a function of their energy
max medium( ) /Range function Energy =
Glossary
Fission: Nuclear reaction involving the splitting of a heavy atom into two
lighter atoms.
Fusion: Nuclear reaction involving the joining of two light atoms into asingle heavier atom
Macroscopic Cross
Section:
Cross section density in material for a specified nuclear reaction
Microscopic Cross
Section:
Effective cross section of nucleus for a specified nuclear reaction
Neutron Flux: Flow of neutrons per unit area per unit time
Nomenclature
A Atomic mass number
b Barn (1 x 10-28
m2
)
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E Energy
aveE Average energy
fE Final energy
iE Initial energy
KEE Kinetic energy
minE Minimum energy
mpE Most probable energy
0E Energy before interaction
f Mass fraction of fuel
I Neutron beam intensity
k Boltzmann constant (13.8 x 10-24 J/K)
m MassM Atomic weight
mM Molecular weight
n Number of neutronsN Number of collisions
N Number of nuclei per unit volume
AN Avogadro's number
r Radius
R Reaction rate
T Absolute temperaturev Neutron velocityV Particle velocity
mp
V Most probable particle velocity
x Material thickness Collision parameter Mass fraction of isotope
Neutron mean free path Attenuation coefficient for -rays Logarithmic energy decrement
Density Microscopic cross section
a Microscopic absorption cross section
s Microscopic scattering cross section
f Microscopic fission cross section
Macroscopic cross section Neutron flux
Bibliography
El-Wakil, M.M. (1993),Nuclear Heat Transport, The American Nuclear Society, Illinois, United States.
[This text gives a clear and concise summary of nuclear and reactor physics before addressing the core
material namely heat generation and heat transfer in fuel elements and coolants].
Foster, A.R., and Wright, R.L. (1983),Basic Nuclear Engineering, Prentice-Hall, Englewood Cliffs, New
Jersey, United States. [This text covers the key aspects of nuclear reactors and associated technologies. It
gives a good fundamental and mathematical basis for the theory and includes equation derivations and worked
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examples].
General Electric (1989), Nuclides and Isotopes, General Electric Company, San Jose, California, United
States. [This reference booklet contains a complete chart of the nuclides with all their properties (structure,
isotopic mass, half-life, decay modes, absorption properties, etc.) as well as explanatory supporting text].
Glasstone, S. (1979), Sourcebook on Atomic Energy, Krieger Publishing Company, Malabar, Florida, UnitedStates (original 1967), Van Nostrand Reinhold, New York, United States (reprint 1979). [This is a classic text
(over 100 000 English copies sold and translated into seven other languages). It covers all aspects of atomic
theory and nuclear physics from the initial development to the first commercial power reactors of several
different types. It is an excellent historical reference].
Glasstone, S. and Sesonske, A. (1994),Nuclear Reactor Engineering, Chapman and Hall, New York, New
York, United States. [This text, now in two volumes, covers all aspects of nuclear physics and nuclear
reactors including safety provisions and fuel cycles].
Knief, R.A. (1992), Nuclear Engineering: Theory and Technology of Commercial Nuclear Power.
Hemisphere Publishing Corporation, Taylor & Francis, Washington DC, United States. [This book gives a
concise summary of nuclear and reactor physics before addressing the core material namely reactor systems,
reactor safety and fuel cycles. It is a good reference for different types of reactors and historical
developments].
Krane, S.K. (1988),Introductory Nuclear Physics, John Wiley and Sons, New York, United States. [This text
provides a comprehensive treatment of various aspects of nuclear physics such as nuclear structure, quantum
mechanics, radioactive decay, nuclear reactions, fission and fusion, subatomic particles, etc.]
Lamarsh, J.R. and Baratta, A.J. (2001),Introduction to Nuclear Engineering, Prentice-Hall, Upper Saddle
River, New Jersey, United States. [This book provides a comprehensive coverage of all aspects of nuclear
physics and nuclear reactors. It has a good descriptive text supported by all necessary mathematical relations
and tabulated reference data.]
Biographical Sketch
Robin Chaplin obtained a B.Sc. and M.Sc. in mechanical engineering from University of Cape Town in 1965and 1968 respectively. Between these two periods of study he spent two years gaining experience in the
operation and maintenance of coal fired power plants in South Africa. He subsequently spent a further year
gaining experience on research and prototype nuclear reactors in South Africa and the United Kingdom and
obtained M.Sc. in nuclear engineering from Imperial College of London University in 1971. On returning and
taking up a position in the head office of Eskom he spent some twelve years initially in project management
and then as head of steam turbine specialists. During this period he was involved with the construction of
Ruacana Hydro Power Station in Namibia and Koeberg Nuclear Power Station in South Africa being
responsible for the underground mechanical equipment and civil structures and for the mechanical balance-of-
plant equipment at the respective plants. Continuing his interests in power plant modeling and simulation he
obtained a Ph.D. in mechanical engineering from Queen=s University in Canada in 1986 and was subsequently
appointed as Chair in Power Plant Engineering at the University of New Brunswick. Here he teaches
thermodynamics and fluid mechanics and specialized courses in nuclear and power plant engineering in the
Department of Chemical Engineering. An important function is involvement in the plant operator and shiftsupervisor training programs at Point Lepreau Nuclear Generating Station. This includes the development of
material and the teaching of courses in both nuclear and non-nuclear aspects of the program.. He has recently
been appointed as Chair of the Department of Chemical Engineering.
To cite this chapter
R.A. Chaplin ,(2007), NUCLEAR INTERACTIONS, in Nuclear Energy Materials and Reactors ,
[Eds.Yassin A. Hassan, Robin A. Chaplin ], inEncyclopedia of Life Support Systems (EOLSS), Developed
under the Auspices of the UNESCO, Eolss Publishers, Oxford ,UK, [http://www.eolss.net]