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Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as...

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Chapter 15 DOMESTIC POLICY
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Page 1: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Chapter 15 DOMESTIC POLICY

Page 2: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Chapter 15: Domestic Policy:

Chapter 15.1: Trace the stage of

the policy-making process:

Page 3: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Pro_21:3 To do justice and

judgment is more acceptable to

the LORD than sacrifice.

Page 4: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Public Policy:

o Is an intentional course of action or

inaction.

o Followed by government in dealing

with some problem.

o Or matter of concern.

Page 5: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Public Policies:

o Governmental policies; that are

authoritative.

o They are binding on people.

o Individual groups and government

agencies who do not comply with

policies can be penalized.

o Through fines, loss of benefits, or

even jail terms.

Page 6: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

COURSE OF ACTION:

o Implies that policies develop or

unfold over time.

o They involve more than a

legislative decision to enact a law.

o Or a presidential decision to issue

an executive order.

Page 7: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

ENFORCEMENT:

o Also important is how the law or

executive order is carried out.

o The impact or meaning of a policy

depends on whether it is vigorously

enforced.

o Enforced only in some instances.

o Or not enforced at all.

Page 8: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

ORIGINAL INTENT: DECENTRALIZED POLICY MAKING PROCESS:

o With powers shared by

Congress.

o The President.

o The Courts.

o The States.

Page 9: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

DOMESTIC AND ECONOMIC POLICY DEVELOP:

o Fiscal and monetary Policy

(Federal)

o Health, education, and

social welfare (Begins at

the State and local levels)

o Laboratories for democracy

set stage for federal

governmental action.

Page 10: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

BUREAUCRACY:

o Through the quasi-legislative process known as rule-making.

o Executive branch agencies formulate and implement policies in every imaginable issue area.

o Rules, in fact, are the largest source of policy decisions made by the national government.

Page 11: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

JUDICIAL BRANCH AND POLICY DECISIONS:

o Supreme Court has made

policy prescriptions.

o In each of the domestic policy

issues.

o Criminal Justice

o Civil Liberties

o Civil Rights

Page 12: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

APPLICATION QUESTION

o The policy from the White House is to

prevent illegal immigration from entering

the border, how can this policy be

implemented through the following:

o Federal Bureaucracy

o Congress

o The Judiciary

Page 13: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Theories of Public Policy: Elite Theory

o All societies are divided into elites

and masses.

o The elites have power to make and

implement policy.

o While the masses simply respond

to the desires of the elites.

Page 14: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Elite Theory:

o An unequal distribution of power in

society is normal and inevitable.

o Elites are not immune from public

opinion.

o Nor do they by definition oppress

the masses.

Page 15: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Bureaucratic Theory:

o Dictates that all institutions, governmental and nongovernmental.

o Have fallen under the control of a large and ever-growing bureaucracy.

o That carries out policy using standardized procedures.

o This growing complexity of modern organizations has empowered bureaucrats.

o Who become dominant as a consequence of their expertise and competence.

o Eventually, the bureaucrats wrest power from others, especially elected officials.

Page 16: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Bureaucratic Theory:

o Dictates that all institutions, governmental and nongovernmental.

o Have fallen under the control of a large and ever-growing bureaucracy.

o That carries out policy using standardized procedures.

o This growing complexity of modern organizations has empowered bureaucrats.

o Who become dominant as a consequence of their expertise and competence.

o Eventually, the bureaucrats wrest power from others, especially elected officials.

Page 17: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Interest Group theory

o Interest groups not elites or bureaucrats control the government process.

o There are so many potential pressure points in the three branches of the national government.

o As well as the state level.

o That interest groups can step in on any number of competing sides.

o The government then becomes the equilibrium point in the system.

o As it mediates among competing interests.

Page 18: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Pluralistic Group theory

o Political resources in the United States are scattered so widely.

o No single group could gain monopoly control over any substantial area of policy.

o Participants in every political controversy get something.

o Each has some impact on how political decisions are made.

Page 19: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Pluralistic Group theory

o The downside is because

governments in the Untied States

rarely say no to any well-organized

interests.

o What is good for the public at large

often tends to lose out in the

American system.

Page 20: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

HOW WHICH THEORY IS APPLIED:

o Depends, in part, on the type of policy.

o Some policies are procedural in

nature.

o Incrementally changing existing policy.

o While others are substantive.

o Involving bold revisions or innovation

to change a policy outcome.

Page 21: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

DISTRIBUTIVE POLICIES: PROVIDE BENEFITS TO

o Individuals

o Groups

o Communities

o Corporations

Page 22: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

DISTRIBUTIVE POLICIES:

o These policies are the most common.

o Typically the least controversial form of federal action.

o To solve public problems providing tangible benefits to the recipient.

o While costs are shared widely and not necessarily viewed as competitive.

o Examples include student loans, farm subsidies, and water projects.

Page 23: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

REGULATORY POLICIES:

o Limit the activities of individuals and corporations.

o Prohibit certain types of unacceptable behavior.

o Land use regulations.

o Limit how property can be developed in order to protect the environment.

o These policies are typically more controversial.

o Because the costs connected.

o In this case on developers while the benefits are diffused or shared by the larger community.

Page 24: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

REDISTRIBUTIVE POLICIES:

o Involves transferring resources from one group to assist another group.

o Such as increasing taxes.

o Expanding social programs.

o Most social welfare programs are intrinsically redistributive in nature.

o Which is party why they face considerable political opposition.

Page 25: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

DESCRIBE THE FOLLOWING:

o Policy Recognition

o Agenda Setting

o Policy Formulation

o Policy Adoption

o Budgeting

o Policy Implementation

o Policy evaluation

Page 26: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

A MODEL OF THE POLCIY-MAKING PROCESS: The Steps:

o Policy Recognition

o Agenda Setting

o Policy Formulation

o Policy Adoption

o Budgeting

o Policy Implementation

o Policy evaluation

Page 27: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

A MODEL OF THE POLCIY-MAKING PROCESS: The Steps:

o Policy Recognition: Identification of

an issue that disturbs the people

and leads them to call for

governmental intervention.

o Agenda Setting: Government

recognition that a problem is

worthy of consideration for

governmental intervention.

Page 28: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

A MODEL OF THE POLCIY-MAKING PROCESS:

o Policy Formulation: Identification of

alternative approaches to

addressing the problems placed on

government’s agenda.

o Policy Adoption: The formal

selection of public policies through

legislative, executive, judicial, and

bureaucratic means.

Page 29: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

A MODEL OF THE POLCIY-MAKING PROCESS:

o Budgeting: The allocation of resources

to provide for the proper

implementation of public policies.

o Policy Implementation: The actual

administration or application of public

policies to their targets.

o Policy evaluation: The determination

of policy’s accomplishments,

consequences, or shortcomings.

Page 30: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

WHAT IS AN AGENDA?

o Set of issues to be discussed.

o Or given attention.

Page 31: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

SYSTEMATIC AGENDA:

o Every political community-national,

state, and local has this.

o It is essentially a discussion agenda.

o It consists of all issues that are viewed

as requiring public attention.

o As involving matters within the

legitimate jurisdiction of governments.

Page 32: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

GOVERNMENTAL/INSTITUTIONAL AGENDA:

o It includes only problems to which public officials feel obliged to devote active and serious attention.

o Not all problems that attract the attention of officials are likely to have been widely discussed by the general public.

o Not all issues on the systematic agenda end up on the institutional agenda.

Page 33: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

GOVERNMENTAL/INSTITUTIONAL AGENDA:

o Issues may move from the systemic agenda to the governmental agenda and vice versa.

o In an almost limitless number of ways. This movement is known as agenda setting.

o Whether because of their influence of skill in developing political support.

o Some people or groups are more successful than others.

o In steering items onto the governmental agenda.

Page 34: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Agenda Setting:

o After a problem is recognized and

defined as such by a significant

segment of society.

o It must be brought to the attention

of public officials.

o Must secure a place on an agenda.

o Or a set of issues to be discussed

or given attention.

Page 35: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

APPLICATION QUESTION

o Describe how President Trump can be a

agenda setter.

o Describe how the Christian Coalition can

be a agenda setter.

o Describe how the September 11 attacks

became an agenda setter.

Page 36: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Agenda Setters:

o The President

o Interest Groups

o Political Crisis

Page 37: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Agenda Setting: The President:

o An important agenda setter for Congress.

o In the State of the Union Address, proposed budget.

o Special messages the president presents Congress with a legislative program for its consideration.

o Much of Congress’s time is spent deliberating presidential recommendations.

o Although by no means does Congress always respond as the president might wish.

Page 38: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Agenda Setting: Interest Groups:

o Major actors and initiators in the agenda-setting process.

o Interest groups and their lobbyists frequently ask Congress, the court, or the executive branch to address problems, of special concern to them.

o Environmentalists for instance, call for government action on such issues as global warming, the protection of wetlands etc.

Page 39: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Agenda Setting: Crisis

o Natural disasters

o Extraordinary events

o Put problems in the agenda.

Page 40: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Policy Formulation:

o Crafting of proposed courses of

action to resolve public problems.

o It has both political and technical

components.

o The political aspect involves

determining generally what should

be done to address a problem.

Page 41: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Policy Formulation:

o The technical facet involves correctly

stating in specific language.

o What one wants to authorize or

accomplish in order to adequately

guide those who must implement

policy.

o To prevent distortion of legislative

intent.

Page 42: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Routine Formulation:

o Is the process of altering existing

policy proposals.

o Creating new proposals within an

issue area the government has

previously addressed.

o Formulation of policy for veterans’

benefit is routine.

Page 43: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Analogous Formulation

o Handles new problems by drawing on

experience with similar problems in the

past or in other jurisdictions.

o What was done in the past to cope

with activities of terrorists?

Page 44: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Creative formulation

o Involves attempts to develop new or

unprecedented proposals.

o That represent an departure from

existing practices.

o That will better resolve a problem.

o Missile defense rather than missile

proliferation is a example.

Page 45: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Policy Formulation Undertaken:

o The President

o Presidential aides

o Agency officials

o Specifically appointed task forces

o Commissions

o Interest groups.

o Private research organizations (or think tanks).

o Legislators and their staffs.

o By various players in the policy process.

Page 46: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

POLICY PROCESS SHARED:

o The federal government.

o The fifty state governments.

o Washington D.C.

o Five territorial governments.

o Thousands of city, county, and Native

American tribal governments.

Page 47: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Policy Formulation Goal:

o The people engaged in formulation are

usually looking ahead toward policy

adoption.

o Particular provisions may be included

or excluded from a proposal.

o In an attempt to enhance its likelihood

of adoption.

Page 48: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Policy Adoption:

o Is the approval of a policy proposal by

the people.

o With requisite authority, such as

legislature or chief executive.

o This approval gives the policy legal

force.

Page 49: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Requirement of Policy Adoption:

o Most public policies in the United

States result from legislation.

o Policy adoption frequently requires

building a series of majority coalitions.

o Necessary to secure the enactment of

legislation in Congress.

Page 50: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Policy Adoption:

o To secure the needed votes, a bill may

be watered down.

o Or modified to any point in the

legislative process.

o The bill may fail to win a majority at

one of them and die, at least for the

time being.

Page 51: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

CONSEQUENCES OF CONGRESSIONAL POLICY ADOPTION:

o Complex legislation may require

substantial periods of time in order to

pass.

o The legislation passed is often

incremental.

o Making only limited or marginal

changes in existing policy.

o Legislation is frequently written in

general or ambiguous language.

Page 52: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

CONSEQUENCES OF CONGRESSIONAL POLICY ADOPTION:

o Language such as this may provide

considerable discretion to the people

who implement the law.

o And also leave them in doubt as to its

intended purposes.

Page 53: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

POLICY IMPLEMENTATION

o Is the process of carrying out public

policies.

o Most of which are implemented by

administrative agencies.

o Some policies, however, are enforced

in other ways.

Page 54: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

POLICY IMPLEMENTATION: VOLUNTARY COMPLIANCE

o Implementation by business and

individuals.

o For examples when the grocers take

out-of-date products off their shelves.

Page 55: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Implementation by the Courts:

o Called on to interpret the meaning of

legislation,

o Review the legality of agency rules and

actions,

o Determine whether institutions such as

prisons and mental hospitals conform

to legal and constitutional standards.

o To implement the public policies within

their jurisdictions.

Page 56: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

MATCH BELOW

o Public health officials will use laws

prohibiting smoking in public places.

o Taxes on the sales of tobacco process

o Warning labels on packs of cigarettes

o Anti-smoking commercials on TV.

TERMS TO MATCH: Authoritative,

Incentive, Capacity, Hortatory

Page 57: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Implementation in Administrative Agencies:

o Authoritative

o Incentive capacity.

o Honorary

Page 58: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Policy Implementation Authoritative Techniques:

o Rest on the notion that people’s

actions must be directed or restrained

by government.

o In order to prevent or eliminate

activities or products that are unsafe,

unfair, evil, or immoral.

o For example: consumer safety of

products or radio stations fined if

obscenity is aired.

Page 59: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Policy Implementation (Incentive Techniques):

o Encourage people to act in their own best interest.

o By offering payoffs or financial inducements to get them to comply with public policies.

o Such policies may provide tax deductions to encourage charitable giving.

o Or the purchase of alternative fuel vehicles such as hybrid automobiles.

Page 60: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Incentive Techniques:

o Farmers also receive subsidies to

make their production of wheat and

cotton or other goods more profitable.

o Sanctions such as high taxes may

discourage the purchase of products

such as liquor or tobacco.

Page 61: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Capacity Techniques:

o Provides people with information, education, training, or resources that enable them to participate in desired activities.

o The assumption underlying these techniques is that people have incentives.

o Or desire to do what is right but lack the capacity to act accordingly.

o Job training may enable able minded people to find work.

Page 62: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Hortatory Techniques:

o Encourage people to comply with policy by appealing to people’s “better instincts.”

o An effort to get them to act in desired ways.

o In this instance policy implementers assume that people decide how to act according to their personal value and beliefs.

o “Just Say No to Drugs.”

Page 63: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Hortatory Techniques:

o Government will turn to a combination

of authoritative, incentive, capacity,

and honorary approaches.

o To reach their goals with such issues

such as tobacco use.

Page 64: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

GOVERNMENT WILL USE COMBINATION:

o Authoritative

o Incentive

o Capacity

o Hortatory approaches.

Page 65: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

GOVERNMENT WILL USE COMBINATION EXAMPLE:

o Public health officials will use laws

prohibiting smoking in public places.

(Authoritative)

o Taxes on the sales of tobacco process

(Incentive)

o Warning labels on packs of cigarettes

(Capacity)

o Anti-smoking commercials on TV.

(Hortatory)

Page 66: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Budgeting:

o When Policy is adopted.

o Funding levels are recommended.

o But must be finalized by another set of

policy makers.

o Congress often separates the

authorizations of new policies.

o When a policy is adopted, funding levels

are recommended but must finalize by

another set of policy makers.

Page 67: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Budgeting:

o Congress often separates the authorizations of new policies from the appropriations of funds.

o So that debates do not delay or derail the national budgetary process.

o Whether a policy is well funded poorly funded, or funded at all has significant effect.

o On its scope, impact, and effectiveness.

Page 68: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Policy Evaluation:

o Seek to determine whether a course of

action is achieving its intended goals.

o Attempt to determine whether a policy

is being fairly or efficiently

administered.

o Although more objective, policy

makers may not base it on solid facts

through analyses.

Page 69: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Policy Evaluation:

o A program maybe judged to be a

good program.

o Simply because it is politically

popular.

o Fits the ideological beliefs of an

elected official.

Page 70: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

THOSE WHO CONDUCT POLICY EVALUATION:

o Congressional committees

o Presidential Commissions

o Administrative agencies

o The Courts

o University Researchers

o Private research organizations

o Government Accounting Office (GAO)

Page 71: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

WHAT LEGISLATORS AND ADMINISTRATORS DO:

o May formulate and advocate for an amendment.

o Designed to correct problems or shortcomings in a policy.

o The evaluation process may also result in the termination of policies.

o Policies may also be terminated automatically through sunset provisions, or “expiration dates.”

o That Congress can add to legislation.

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WHAT LEGISLATORS AND ADMINISTRATORS DO:

o Not all of the government’s thousands of programs undergo full examination every year.

o But, over a period of several years, most programs come under scrutiny.

o The demise of programs is relatively rare.

o Troubled programs are often modified or allowed to limp along.

o Because it provides a popular service.

o Or is supported by a powerful organized interest group.

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BUDGETORY PROCESS:

o An opportunity to review the

government’s Many policies and

programs.

o To inquire into their administration

to appraise their value and

effectiveness.

o To exercise some influence on their

conduct.

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Chapter 15: Domestic Policy:

CHAPTER 15.2 FISCAL POLICY:

Describe the Scope of the Federal

Budget, and analyze problems

associated with the national deficit

and debt

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(3Jn 1:2) Beloved, I wish above

all things that thou mayest prosper

and be in health, even as thy soul

prospereth.

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FISCAL POLICY:

o Is the deliberate use of the national

government’s taxing and spending

policies.

o To maintain economic stability.

o The president and congress formulate

fiscal policy.

o Conduct it through the federal budget

process.

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FISCAL POLICY:

o Government spending, taxing, and borrowing.

o Deficits or surpluses are the outcomes of these policy decisions.

o When government spending is not offset by tax revenue the result is a deficit at the end of the fiscal year.

o If however, tax revenue exceeds, spending, it results in a surplus.

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APPLICATION QUESTION:

o Describe how the President and

Congress work together to implement

fiscal policy.

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FISCAL POLICY:

o Increased government spending stimulates economic growth.

o Which can help the economy rebound from recession.

o It also means that government is likely to run a deficit.

o The continuation of deficits long term, especially after the economy has recovered, can have adverse effects.

o Including inflation and increased national debt.

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NATIONAL DEBT:

o The total amount owned by the federal

government to its creditors, both

domestic and international.

o Financing a large national debt reduces

government savings and the amount of

capital available for investment.

o As the debt grows, interest payments

increase and mist be offset by tax

increases of spending cuts.

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NATIONAL DEBT:

o If investor confidence in the government’s ability to manage its finances weakens.

o Lenders will charge the government higher interest rates.

o High debt also reduces the government’s ability to use taxes.

o And spending to address fiscal crisis in the future.

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CONSTANT DEBATE: RIGHT COMBO OF GOVERNMENT …

o Spending

o Taxes

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HISTORICAL RECAP:

o In much of the Nineteenth Century, the National government engaged in a limited role for government in the economy (Laissez Faire).

o Late nineteenth and early twentieth century) Congress began to expand its oversight of new economic developments (railroads and telecommunications).

o It also enacted antitrust laws to prevent large-scale monopolistic practices.

o (Great Depression) FDR established the New Deal and the federal government played an increasingly interventionist role through financial reforms, agricultural policy protection of laborers, and regulation of industry.

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NATIONAL DEBT:

o A high national debt such as this can stifle economic growth and cause inflation.

o A rise in the general price levels of an economy.

o The national debt as with personal debt must be paid back with interest.

o This repayment can be costly proposition.

o That diverts attention and money from other governmental programs for years to come.

Page 85: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

APPLICATION QUESTION:

o Compare and contrast Keynesian

economics and supply-side economics.

What political party would support which

system and explain why.

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KEYNES ECONOMICS:

o A revolutionized economic policy theory.

o That asserts that spending by governments could prevent the worst impacts of recession and depression.

o Through increasing people’s disposable income to encourage economic activity.

o Even at the risk of running government deficits.

o This departed from Laissez Faire.

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KEYNES ECONOMICS:

o Maintained that increasing demand would increase employment.

o Stimulating a cycle of economic growth much faster than a free market would accomplish on its own.

o The benefits of more immediate economic growth.

o Outweighed the cost of government deficits in the short run.

o Governments could increase demand through increased government spending.

o Tax cuts, or a combination of the two.

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KEYNES ECONOMICS:

o Government spending would increase consumption and demand more directly than tax cuts.

o This is the case because people do not always spend their tax cuts.

o They often save the money or use it to pay down existing debt.

o The powerful instruments of fiscal policy are budget surpluses and deficits.

o These are achieved by manipulating the overall or aggregate levels of revenue and expenditures.

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KEYNES ECONOMICS:

o JFK was the first to implement Keynes Economics.

o Brought in economists who believed that increased government spending.

o Even at the expense of an increase in the budget deficit was needed to achieve full employment.

o This thinking is consistent with Keynesian economics.

o Government intervention is often necessary to resolve the inefficiencies of the private sector.

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KEYNES ECONOMICS:

o It was adopted through the Revenue Act of 1964 and signed by LBJ.

o The act reduced personal and corporate income tax rates.

o Contributed to the expansion of the economy throughout the remainder of the 1960s.

o Reduced the unemployment rate to less than 4 percent.

o Considered full employment.

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KEYNES ECONOMICS:

o To appease conservatives,

Kennedy lowered taxes for the

middle class and corporate taxes.

o While increasing government

spending that helped expand the

economy and reduced

unemployment.

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KEYNES ECONOMICS:

o To appease conservatives,

Kennedy lowered taxes for the

middle class and corporate taxes.

o While increasing government

spending that helped expand the

economy and reduced

unemployment.

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SUPPLY SIDE ECONOMICS:

o Advanced by Reagan.

o The idea of deep cuts in the tax

rates paid by high earners would

stimulate new investment and

economic growth.

o Lower tax rates would ultimately

result in higher overall tax revenues

by expanding the size of the

economy.

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SUPPLY SIDE ECONOMICS:

o The theory of “trickle-down

economics” tax cuts targeted at the

wealthy.

o Would create opportunities

throughout the entire economy.

o Because the wealthy would then

cause the private sector to grow.

o And to create new and better

paying jobs.

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SUPPLY SIDE ECONOMICS:

o Reagan also endorsed cuts in spending on most nonmilitary programs.

o Promoted an ideology of rolling back the level of government regulation of the economy.

o In practice, the federal deficit expanded considerably.

o Due partly to lower tax revenues.

o Party to increased spending on defense.

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FEDERAL BUDGET:

o This is not the norm for the federal government.

o The Constitution does not limit the annual deficit nor the overall level of debt for the federal government.

o For most of the first 200 years of U.S. history, the federal government usually ran annual budget deficits only in times of war or economic downturns.

o This pattern was broken in the 1980s, with peacetime deficits averaging, $206 billion between 1983 and 1992.

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Chapter 15: Domestic Policy:

MONETARY POLICY: 15.3.

Assess the effectiveness of the

monetary policy tolls used by the

federal government to manage the

economy.

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APPLICATION QUESTION:

o Describe what the Federal Reserve

does for monetary policy.

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MONETARY POLICY:

o Economic stability is also promoted

by monetary policy.

o By regulating the nation’s money

supply of money and influencing

interest rates.

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FEDERAL RESERVE SYSTEM:

o Managing the nation’s money supply

and influencing interest rates.

o The system especially its board of

Governors, handle much of the day to

day management of monetary policy.

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FEDERAL RESERVE SYSTEM:

o Created in 1913.

o They adjust the money supply to the need of agriculture, commerce, and industry.

o Comprises the Federal Reserve Board, the Federal Open Market Committee (FOMC).

o The twelve Federal Reserve Banks in regions throughout the country, and other member banks.

o Typically, the Board of Governors of the Federal Reserve System, a seven-member board dominates this process.

o The board is designed to be politically independent.

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FEDERAL RESERVE SYSTEM:

o The president appoints (subjects to

Senate confirmation).

o The seven members of the Board of

Governors serve fourteen-year

overlapping terms.

o The president can remove a member

for stated causes but this has never

occurred.

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FEDERAL RESERVE SYSTEM:

o The president designates one board member to serve as chair for a four-year-term.

o Runs from the midpoint of one presidential term to the midpoint of the next.

o To ensure economic stability during a change of administrations.

o It also prevents monetary policy from being influenced by political considerations.

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FEDERAL RESERVE CHAIRMAN:

o Among the most high-profile and

powerful appointed officials in the

nation.

o With wide-ranging influence over the

U.S. economy.

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MONETARY POLICY:

o The primary monetary policy tools are

the setting of reserve requirements for

member banks.

o Control of discount rate, and open

market operations.

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OPEN MARKET OPERATIONS:

o The buying and selling of government securities by the Federal Reserve Bank.

o The Federal Open Market Committee meets periodically to decide on purchase or sale of government securities to member banks.

o When member banks buy long-term government bonds.

o They make dollar payments to the Fed and reduce the amount of money available for loans.

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DISCOUNT RATE:

o Is the interest rate at which the Federal Reserve Board lends money to members banks.

o Lowering the discount rate encourages member banks to increase their borrowing from the Fed.

o Extend from loans at lower rates.

o This expands economic activity, since when rates are lower.

o More people should be able to qualify for car loans or mortgages.

o As a consequence of cheaper interest rates, more large durable goods such as houses and cars should be produced and sold.

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RESERVE REQUIREMENTS:

o Set by the Federal Reserve designates portion of deposits that member banks must retain as backing of their loans.

o The reserves determine how much or how little banks can lend to businesses and consumers.

o For example, if the FRB changed the reserve requirements and allowed banks to keep $10 on hand, rather than $15 for every $100 in deposits that it held.

o It would free up additional money for loans.

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PURCHASING SECURITIES:

o Fed purchases securities from

member banks in essence give the

banks an added supply of money.

o This action increases the availability

of loans and should decrease

interest rates.

o Decrease in interest rates stimulate

economic activity.

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MORAL SUASION:

o FRB uses this to influence the actions of banks and other members of the financial community.

o By suggestion, exhortation, and informal agreement.

o Because of its commanding position as a monetary policy maker.

o The media, economists, and market observers pay attention to verbal signals sent by the Fed and its chair.

o With regard to economic trends and conditions.

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FEDS AND THE ECONOMIC CRISIS (2008):

o Played a critically important function.

o In part because it can be easily

implemented and has fewer long-

term financial consequences.

o Than the deficit spending typified by

fiscal policy.

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FEDS AND THE ECONOMIC CRISIS (2008):

o In early 2008, responded quickly to

economic slowdown.

o Taking extraordinary action to lower

interest rates.

o Engaging in large open market

operations and discount rate

reductions.

o To increase liquidity in the markets.

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FEDS AND THE ECONOMIC CRISIS (2008):

o The Feds also injected large-scale funds into the U.S. banking system.

o By offering banks low-interest, one-month loans to ease the tightening credit conditions.

o It later took action to adjust mortgage lending rules and expand the commodities that U.S. markets could borrow against.

o In order to increase the money supply in the market.

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Chapter 15: Domestic Policy:

HEALTH POLICY 15.4: Describe

the Current U.S. Policy in Health

Care

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WHO IS RESPONSIBLE FOR PUBLIC HEALTH ISSUES?

o States and localities traditionally had primary responsibility for public health issues.

o Including public sanitation clean water programs, immunization programs.

o Other activities designed to reduce the incidence of infectious and communicable diseases.

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PUBLIC HEALTH AND THE FEDERAL GOVERNMENT:

o Extends to a wide range of policy areas.

o Many millions of people receive medical care through the medical branches of the armed forces.

o The hospitals, and medical programs of the Department of Veteran Affairs.

o The Indian Health Service.

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PUBLIC HEALTH AND THE FEDERAL GOVERNMENT:

o In the 1960s the government began funding health programs for senior citizens.

o The poor and disabled

o Known as Meidcare (elderly) and Medicaid (the poor).

o Medicare began to cover many costs of prescription drugs beginning in 2006.

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PUBLIC HEALTH AND THE FEDERAL GOVERNMENT:

o In 2010, the Democratic Congress passed and President Obama signed into law, the Affordable Care Act.

o It expanded the federal government’s role in providing health insurance and in ensuring access to quality care.

o The Federal Government is critical to the nation’s response to public health challenges.

o Including basic research, prevention of disease, and control of chronic illnesses.

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APPLICATION QUESTION:

o What is the Constitutional justification for

the Affordable Care Act?

o What would be the justification that the

Affordable Care Act as Unconstitutional?

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Affordable Care Act

o The primary purpose was to ensure that nearly all Americans would have access to health care coverage.

o This includes those living in poverty, who are eligible for special government subsidies.

o Financed by a number of taxes and fees.

o An increase in the Medicare tax for Americans earning more than $200,000 per year.

o Americans do not have to buy in to these exchanges have the option of retaining their private health insurance if they so choose.

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Affordable Care Act

o It requires by law that every American have some form of health insurance of else pay a fine.

o This individual mandate was necessary.

o So that the overall pool of those purchasing health insurance would be large enough.

o That the premiums of healthy people help to underwrite the costs of care to the smaller proportion of more seriously ill people.

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Affordable Care Act Criticism:

o Seen as a government takeover of the health care system and taking control from the private sector.

o Higher than anticipated premiums and co-pays for some and the cost of burden placed on smaller businesses.

o Religious objections by employers required to provide access to birth control.

o Website crash of enrollment site.

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Health Insurance:

o The legislation has been unpopular

with state governments.

o Who believe that it’s an

infringement of state’s reserved

powers (Tenth Amendment).

o Supreme Court upheld its

Constitutionality.

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Government Major Role In Public Health:

o Managing the growth of both infectious and chronic disease.

o From AIDS to obesity, public policy makers have attempted to use government power to fight threats to the nation’s health.

o Among the tools employed by government are immunizations, education, advertisements, and regulations.

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Public Health:

o Government requires young children to be immunized if they are to be enrolled in day care, preschool, or elementary school to prevent spread of contagious diseases.

o Public health officials also use vaccines in the adult population to manage the spread of disease such as influenza (the flu).

o While-not requiring citizens to receive flu shots.

o The government recommends the high-risk (infants, seniors, citizens) receive immunizations and also subsidizes vaccines for low-income populations.

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FINANCING MEDICAL RESEARCH BY THE FEDERAL GOVERNMENT

o The national Institutes of Health (NIH)

o The National Cancer Institute

o The national Heart, Lung, and Blood Institute

o The National Institute of Allergy Infectious Diseases, and other NID institutes.

o NIH scientists and scientists at universities, medical schools, and other research facilities.

o Receiving NIH research grants conduct the research.

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APPLICATION QUESTION:

o What is the Constitutional justification for

establishing the CDC, FDA, and EPA?

o What would certain conservatives and

libertarians think of these agencies?

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Center of Disease Control and Prevention:

o Tasked with prevention and management of infectious disease.

o Food and water-borne pathogens.

o Environmental health occupational safety.

o Injury prevention.

o Conditions such as obesity and diabetes.

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(FOOD AND DRUG ADMINISTRATION) REGULATORY ROLE:

o Substances as tobacco

products

o Dietary supplements

o Pharmaceutical drugs

o Vaccines

o Food

o Cosmetics

o Veterinary products.

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Environmental Protection Agency:

o United States initiated a large number of programs intended to stave off the harmful effects that pollution has on health.

o Created the EPA.

o Which now serves as the primary environmental regulator in the country.

o These legislative accomplishments addressed myriad environmental concerns.

o Most significantly water and air pollution.

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Chapter 15: Domestic Policy:

15.5 Describe current U.S. Policy

in Primary, Secondary, and Higher

Education.

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APPLICATION QUESTION:

o Describe the role of the Department of

Education.

o Explain how the Federal Government is

involved in Education policy where

responsibility is shared by state and

local governments.

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Brown v. Board of Education

o During the 1960s, that legally

desegregated schools.

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TITLE IX: EDUCATION AMENDMENTS

o Enforcement of civil rights legislation

related to both race and gender.

o Required the national government to

increasingly involve itself in directly in

education.

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DEVELOPMENT OF EDUCATION POLICY:

o Policy making with regard to primary and secondary education in the U.S.

o Represents an important example of the intertwining nature of American federalism.

o Involving the active participation of the federal, state, and local governments, as well as many counties.

o Native American tribal governments.

o Neighborhood school districts.

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DEVELOPMENT OF EDUCATION POLICY:

o It highlights the strengths of federalism.

o Such as flexibility and grassroots participation.

o The controversies, including the appropriate level of federal involvement

o The allocation of fair share of resources across lines of race, ethnicity, and social economic status.

o Primary and secondary education also accounts for a large share of federal government spending.

o Totaling $40 billion in 2015, or 4 percent of federal spending.

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Department of Education:

o President Carter established in 1979.

o The Cabinet-level agency was created

specifically to guide national education

policy.

o Establish education opportunity

programs and curriculum guidelines.

o Construct national examinations for

administration in local schools.

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The No Child Left Behind Act NCLB (2002)

o It was designed to monitor student

achievement in schools.

o Paying special attention to

disadvantaged student populations.

o The aim was to set high standards and

establish measurable goals.

o As a method of improving American

education across states.

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CRITICISM OF NCLB

o Set unrealistic and overly broad standards

to a particular detriment of already-

challenged populations.

o Such as low-income families.

o Students with disabilities.

o English learners

o Native American Students

o Foster and homeless youth

o Migrant and seasonal farmworker children

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EVERY STUDENTS SUCCEED ACT (ESSA)

o It replaced NCLB.

o Which restores greater control to

states over issues of accountability,

teacher quality, and school

improvement.

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COMMON CORE STATE STANDARDS INITIATIVE:

o ESSA also largely withdrew federal support for the Common Core State Standards Initiative.

o Common Core is jointly sponsored by the National Governors Association and the Council of Chief State School Officers.

o To establish a set of clear college-and career-ready standards for K-12 in language and math.

o Criticism includes one-size-fits-all approach.

o Overemphasized rote learning over true comprehension.

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SCHOOL CHOICE:

o Argument that children attending

failing schools should have an option

to enroll at a more successful

institution.

o In some cases, this may mean sending

a child to another public school in the

district or a private school.

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Vouchers:

o Certificates issued by the government,

o That may be applied toward the costs of attending private or other public schools.

o These certificates are usually in the amount that it would cost to educate a student in their local public school.

o This is a popular way to implement a school choice policy.

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CHARTER SCHOOLS:

o Parents may also choose to send their children to charter schools.

o Charter schools are semi-public schools founded by universities, corporations, or concerned parents.

o They have open admission and some support from the government.

o They may receive private donations to increase the quality of education.

o Students interested in attending a school exceeds the openings available.

o Students are usually selected by means of random lottery.

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CHARTER SCHOOLS:

o Critics charge that it is difficult to ensure that charter schools are meeting educational standards.

o A system that cannot accommodate all students interested in attending is inherently flawed.

o Because charter schools are semi-private.

o They do not have the same controls on curriculum.

o The fact there is not enough slots of those who want to attend create inequality.

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Higher Education:

o The Federal Government provides

indirect support through funding of

research grants and financial

assistance to students.

o The Federal Government also funds

academies for the U.S. Army, Navy,

Air Force, Coast Guard, and

Merchant Marine.

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Higher Education:

o Any school that received federal funding (K-12 or higher education).

o Must comply with Title IX of Educational Amendment Acts 1972.

o Barring any discrimination on the basis of sex in admissions, student financial aid, or athletics.

o Prominent in Higher Education policy is improving access to affordable higher education.

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FEDERAL GOVERNMENT AND FINANCIAL AID:

o Federal Government spends more than $130 billion each year in grants and loans.

o Grants based on financial need does not require repayment.

o The Federal Direct Student Loan Program allows students and families to borrow money to pay for college with repayment (with interest).

o Deferred until a student graduates or leaves college.

o College work Study programs, provide part-time jobs to college students while enrolled in school, also rely on federal funding.

o Loans from private sources are also available to some students and families.

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ISSUES FACING HIGHER EDUCATION:

o Increasing student loan debt.

o Economy not creating enough new

jobs to keep pace with well-educated

job seekers.

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Chapter 15: Domestic Policy:

o SOCIAL WELFARE POLICY

o 15.6: Describe Current U.S.

Social Welfare Policy and

Programs

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Joh_6:12 When they were filled,

he said unto his disciples, Gather

up the fragments that remain, that

nothing be lost.

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APPLICATION QUESTION:

o What is the Constitutional justification for

social security and social welfare

programs?

o How is Federalism seen in social

welfare programs?

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SOCIAL WELFARE PROGRAM: PROTECT FROM LOSS OF INCOME:

o Retirement

o Disability

o Unemployment

o Death,

o Absence of the family bread winner.

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SOCIAL WELFARE PROGRAM: PROTECT FROM LOSS OF INCOME:

o Began during the New Deal Era

o Passage of the Social Security Act of

the 1930s.

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SOCIAL WELFARE PROGRAM:

o Social Welfare programs are termed because the Constitution’s goal to “promote the general welfare.”

o These polices fall into major areas non-means tested programs.

o In which benefits are provided regardless of income.

o Means-tested programs (in which benefits are provided to those whose income fall below a designated level).

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ENTITLEMENT PROGRAMS:

o Government benefits that all citizens

meeting eligibility criteria,

o Such as age.

o Income level

o Unemployment

o Legally “entitled to receive.”

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ENTITLEMENT PROGRAMS:

o Spending for entitlement programs is

mandatory.

o Places a substantial ongoing financial

burden on the national and state

governments.

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INCOME SECURITY: NON-MEANS TESTED

o Provides cash assistance to qualified beneficiaries, regardless of income.

o Contributions are made by or on behalf of the prospective beneficiaries, their employers or both.

o When a person becomes eligible for benefits, he or she is paid as a matter of right, regardless of wealth or unearned income.

o Sometime referred to as “social insurance” programs.

o These include programs for old age, survivors, and disability insurance (social security) and unemployment insurance.

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INCOME SECURITY: MEANS TESTED

o Require that people must have incomes

below specified levels to be eligible for

benefits.

o Benefits of means-tested programs may

come either as cash or in-kind benefits.

o Such as help with finding employment or

child care.

o Included are nutrition programs and food

stamps.

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SOCIAL SECURITY:

o Social Security is a non-means tested program that began as old-age insurance.

o Providing benefits only to retired workers.

o Its coverage extended to survivors of covered workers in 1939 and permanently disabled in 1956.

o Nearly all employees and most of the self-employed are now covered by Social Security.

o Current workers pay employment taxes that go directly toward providing benefits for retirees.

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UNEMPLOYMENT INSURANCE:

o Unemployment Insurance is a non-means tested program.

o Financed by a payroll tax paid by employers.

o The program benefits full-time employees of companies of four or more people.

o Who become unemployed through no fault of their own

o State governments administer unemployment insurance programs.

o As a result unemployment programs differ a great deal in levels of benefit, length, of benefit payment, and eligibility for benefits.

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SUPPLEMENTAL SECURITY INCOME:

o Is a means tested program that began

under the Social Security Act.

o As a government benefit for needy

elderly or blind citizens.

o By 1950, it was extended in coverage

to needy people who were

permanently and totally disabled.

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SUPPLEMENTAL SECURITY INCOME:

o The Federal Government provides

primary funding for SSI.

o Prescribes minimum national benefit

levels.

o The States may also choose to

supplement national benefits.

o Forty-six states take advantage of this

option.

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Chapter 15: Domestic Policy:

o TOWARD REFORM: ONGOING

CHALLENGES IN SOCIAL AND

ECONOMIC POLICY MAKING

CHAPTER 15.7

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AGENDA SETTING STAGE:

o Difficult to establish a policy with competing factors.

o In addressing education reform, the competing values of local control versus national standards makes it difficult to gain consensus on a solution.

o Policy is formulated in the context of uncertainty.

o The incomplete information on long term costs results in instrumentalism describes the policy adoption stage.

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IMPLEMENTATION STAGE:

o Policies can change shape as they

are carried out day to day by the

bureaucracy.

o Policies are constantly subject to

challenge in routine evaluations.

o Budget allocations.

o In constitutional challenges in the

courts.

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IMPLEMENTATION STAGE:

o As new policy concerns rise, the policy-making cycle starts over again.

o At the same time, this process has limits.

o Political scientists have described an issue attention cycle.

o In which problems are easier to address when a crisis or critical mobilizing event captures the public’s attention.

o When crisis fades, public attention also.

o So attention shifts to another issue.

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CHAPTER 16: U.S. Foreign Policy

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Chapter 16: U.S. Foreign and Defense Policy:

o CHAPTER 16.1 Roots of U.S.

Foreign and Defense Policy.

Trace the evolution of U.S.

foreign and defense policy.

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FOREIGN POLICY:

o Relates to how one country referred

to as a state.

o Builds relationships with other

countries in order to safeguard its

national interest.

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Defense Policy:

o Is comprised of the strategies that a country uses to protect itself from its enemies.

o However, foreign and defense policy are interrelated.

o Many problems for which countries use defense policy are better addressed using well-planned foreign policy.

o A failure to make good foreign policy can necessitate the use of defense policy.

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Chapter 16: U.S. Foreign and Defense Policy:

o 16.2: Foreign and Defense

Policy Decision Making.

Describe the roles of

government and of other

influences on U.S. foreign and

defense policy.

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APPLICATION QUESTION:

o What powers do the President and

Congress have in regards to foreign and

defense policy?

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The Executive Branch:

o The basic structure of foreign and defense policy decision making is laid out in the Constitution.

o The executive branch is the most powerful branch of government.

o In formulation and implementation of U.S. foreign and defense policy.

o The framers named the president commander in chief of the armed forces.

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Congress:

o Congress also influences and shapes policy.

o Through oversight, treaties, appointments, appropriations, and the War Powers Act.

o Has power to fund the army and navy and to declare war.

o But those agreements only take effect after the Senate ratifies them by a two-thirds majority.

o The president appoints ambassadors and other key foreign and military affairs officials.

o The Senate grants advice and a majority of senators must give them consent to nominees.

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Judicial Branch:

o Addresses the role of executive authority.

o Actions by Congress and the Executive are subject to judicial review,

o The judiciary tends to provide the elected branches with a great deal of latitude on foreign and military affairs.

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DESCRIBE THESE DEPARTMENTS:

o Department of State

o Department of Defense

o Department of Homeland Security

o National Security Council

o The Intelligence Community

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The Executive Branch:

o Is the central place for creating and implementing U.S. Foreign and defense policy.

o Within the Executive Branch the president is the most important individual.

o The Department of State is primarily responsible for foreign, diplomatic activity.

o Department of Defense for military policy.

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The Executive Branch Agencies & Defense Policy:

o The National Security Council. The

Joints Chief of Staff.

o The Central Intelligence Agency

o Provide additional resources for the

president.

o The Department of Homeland

Security has a role to play in foreign

and defense policy making.

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The President:

o The president is preeminent in

foreign and defense policy.

o Has greater access to and control

over information than any other

government official or agency.

o Who alone can act with little fear

with his actions will be

countermanded.

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NATIONAL SECURITY COUNCIL:

o Also come to increasingly rely on

organizations and individuals within

the White House.

o To help them make foreign policy.

o The most notable is the National

Security Council (NSC) led by the

National Security Advisor.

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NATIONAL SECURITY COUNCIL:

o Brings together key foreign policy actors.

o From the Department of State and Defense.

o Intelligence officials, military leaders, presidential advisors.

o The organization’s primary goal is to advise and assist the president on foreign and defense policy.

o Particularly in crisis situations when speed in decision making is essential.

o It is a significant player in foreign policy.

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Department of State:

o According to tradition, is the chief

executive branch department

responsible for formulation and

implementation of U.S. foreign policy.

o The State Department serves as

linkage between foreign governments

and U.S. policy makers.

o A source of advice on how to deal with

these problems.

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Department of State:

o The State Department includes a large bureaucracy in Washington D.C.

o As well as sprawling diplomatic corps composed of ambassadors.

o Lower level officials in every country with which the U.S. has diplomatic relations.

o Headed by the Secretary of State.

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Department of State:

o The State Department must today navigate with the competing views of other departments.

o Within the executive branch in regards to foreign policy.

o The ambassador is often described as head of the “country team.”

o That operates inside a U.S. embassy.

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Department of State:

o In the U.S. Embassy in Mexico.

o This means not only coordinating

with the Department of State.

o But also with the EPA, Defense

Department, DEA, etc.

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Department of Defense: Chief Executive Branch Department:

o Responsible for formulation and implementation of U.S. military policy.

o Was formed after World War II.

o When the War Department and the Navy Department were combined.

o Into a central clearinghouse for military affairs.

o Their voice in policy making is greatest in questions involving the use of military force.

o The Secretary of Defense is the nation’s chief civilian military official.

o Subordinate only to the president.

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Department of Defense: Chief Executive Branch Department:

o Prominent disagreements happen.

o Between professional military officers and civilians working in the office of the Secretary of Defense

o Between the separate branches of the armed services (Army, Navy, Air Force, and Marines),

o Over missions, weapons, priorities.

o To overcome these differences, the president relies on the Joint Chief of Staff.

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Joint Chief of Staff:

o The Air force Chief of Staff.

o Chief of naval operations.

o Marine Commandant.

o To give a unified voice on the

concerns and needs of the military.

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Department of Homeland Security:

o This Cabinet department was created

after 9/11.

o Coordinates domestic security efforts.

o Straddles the line between foreign and

domestic policy making.

o The department brought together

twenty-two existing agencies.

o Approximately thirty newly created

agencies under a single department.

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Department of Homeland Security:

o Transportation Security Administration (TSA) (Aviation Security)

o The Federal Emergency Management Agency (FEMA) (Federal disaster relief).

o Customs and Border Protection.

o The Coast Guard.

o The Secret Service.

o Immigration services and enforcement.

o ICE (Immigration and Customs Enforcement).

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The Intelligence Community:

o Is a term used to describe the agencies of the U.S. government.

o That are involved in the collection and analysis of information.

o Counterintelligence (the protection of U.S. Intelligence) and covert action.

o The head of the intelligence community is the Direction of National Intelligence (DNI).

o This was created after 9-11.

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The Intelligence Community: The Central Intelligence Agency (CIA)

o Gathers and analyzes information

about the activities of foreign

countries and non-state actors.

o Also carries out covert operations to

advance American strategic interests.

o Which included even the toppling of

foreign governments.

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OTHER KEY MEMBERS OF THE INTELLIGENCE COMMUNITY:

o The Bureau of Intelligence and Research in the Department of State.

o Defense Intelligence Agency.

o Military service intelligence agencies

o The National Security Agency in the Department of Defense.

o The Federal Bureau of Investigation in the Department of Justice

o The Department of Homeland Security.

o Coordinating these units can be difficult since each has control over its own budget.

o They did not always share the same intell with each other

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o The Legislative Branch

o The Judiciary Branch

o Interest Groups

o Foreign Governments

Describe how the following entities

influence foreign policy.

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Congress:

o The Constitution gave Congress fewer responsibilities in foreign and defense policy than the president.

o It has less influence over foreign and defense policy than does the president.

o Tends to be deferential to the executive in times of war or threats to national security.

o There is usually greater agreement on foreign and military affairs in the U.S.

o Than on most domestic issues.

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Congress:

o For example, the attacks on September 11, 2001, prompted adoption of the U.S. Patriot Act.

o A law proposed by the Department of Justice and passed by Congress in October 2001.

o The law have the government greater law enforcement authority to gather intelligence domestically.

o Detain and deport immigrants, search business and personal records, etc.

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Oversight:

o The common method of

congressional oversight is holding

hearings.

o Monitoring agency activities, as well

as the content and conduct of U.S.

policy.

o Conducting congressional oversight

by establishing reporting

requirements.

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Oversight:

o Agencies are required to submit

annual evaluations.

o Congress routinely carries out

committee hearings.

o Monitoring agency activities as the

content and conduct of U.S. foreign

policy.

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Oversight:

o State Department must submit annual evaluations of the nation’s human rights practices.

o The president must notify Congress “in a timely fashion” of CIA covert actions.

o Members of Congress also engage in oversight of foreign and defense policy by visiting other countries.

o Where they conduct “fact finding” missions.

o Meet with political leaders, businesspeople, and even dissidents.

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Treaties and Executive Agreements:

o The Constitution gives the Senate explicit power to approve treaties.

o But the Senate has rejected treaties only twenty times in U.S. History.

o Presidents can avoid the treaty process by using executive agreements.

o Which unlike treaties do not require Senate approval.

o Prior to 1972, the president did not have to inform Congress of the text of these accords.

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Treaties and Executive Agreements:

o Although many executive

agreements deal with routine foreign

policy matters.

o A great many also involve major

military commitments on the part of

the U.S.

o Such as establishing military bases

in other nations.

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Treaties and Executive Agreements:

o This remains an evolving area of constitutional practice.

o For example, 2015, the Obama Administration agreed to a novel arrangement.

o In which both houses of Congress would have the opportunity to vote on whether to uphold a multilateral agreement with Iran regarding the dismantling of nuclear weapons program.

o In exchange of ending sanctions.

o No action was taken by Congress and the deal moved forward.

o President Trump has reversed this agreement.

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Appointments:

o The Senate has authority to reject

the president’s nominees to high

military and diplomatic offices.

o Although this power is rarely

exercised in practice.

o The potential rejection by the

Senate can influence the

nominations made by presidents.

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Appointments:

o The Constitution gives the president

the power to appoint ambassadors,

and other involved in foreign and

defense policy.

o It gives the Senate the responsibility

to provide advice and consent on

these appointments.

o The Senate has not exercised this

power in any systematic fashion.

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Appointments:

o It has given its approval to its

nominees with little expertise largely

on the basis of their party affiliation.

o And contributions to presidential

campaign funds.

o It has also rejected otherwise

qualified nominees because of

objection to the president’s foreign

policies.

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Appointments:

o Presidents have long circumvented

congressional approval.

o By using and creating new positions

not subject to Senate confirmation.

o Most recent presidents have created

policy czars.

o To coordinate the administration's

foreign policy in specific areas.

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Appropriations:

o Congress also shapes foreign and defense policy through its power to appropriate funds.

o Its influence is felt through fights for control of the federal budget.

o Although the power to go to war is shared by the executive and legislative branches of government.

o The power to appropriate funds belong to the legislature alone.

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Appropriations:

o After the president publicly commits the U.S. to a high profile course of action.

o It is very hard for Congress to intervene.

o Once U.S. troops were already involved in combat.

o Any effort to cut funding is seen as lack of support for American troops.

o Who could be endangered by budget shortfalls.

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The War Powers:

o Under the Constitution, the

president is commander-in-chief of

the armed forces.

o But it is reserved to congress to

make a formal declaration of war.

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The War Powers Act (1973):

o Tries to prevent future interventions overseas.

o Without specific congressional approval.

o The President is required to consult with Congress.

o Before deploying American troops into hostile situations.

o Under certain conditions, the President is required to report to Congress within forty-eight hours of deployment.

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The War Powers Act:

o A presidential report can trigger a sixty-

day clock.

o That requires congressional approval

for any continued military involvement

past the sixty-day window.

o If Congress does not give explicit

approval within sixty days.

o The president then has thirty days to

withdraw the troops.

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The War Powers Act:

o Under the act, the president can

respond to an emergency such as

rescuing endangered Americans.

o But cannot engage in a prolonged

struggle without congressional

approval.

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The War Powers Act:

o It has not been an effective restraint

on presidential military authority.

o No president has recognized its

constitutionality.

o Nor has any president felt obligated

to inform Congress to military action.

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o The President decided to send American troops to Yemen to protect its government from being taken over by Pro-Iranian forces. Describe what Congress can do if polls show that the American people are not in favor of this move.

APPLICATION QUESTION.

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Judicial Branch:

o Has a limited role in foreign policy.

o As the courts have usually avoided clearly demarcating executive and legislative functions in this area.

o The judiciary has generally regarded most disputes over foreign policy to be political in nature.

o Thus not subject to judicial rulings.

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Judicial Branch:

o They also recognize that courts have only limited institutional capabilities.

o With which to analyze complex military and intelligence data.

o On the relatively infrequent occasions in which the courts do intervene on foreign and military affairs.

o It is often to protect a core civil liberty.

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Judicial Branch: Hamdan v. Rumsfield (2004),

o The court stated that the

military tribunals set up to try

detainees at Guantanamo

could not proceed.

o Since they did not conform to

U.S. law.

o Subsequently legislation,

however, authorized the

military tribunals, and the court

has upheld this authority.

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INTEREST GROUPS:

o Interest groups such as the military-

industrial complex.

o Also play an important role in

shaping foreign policy.

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Interest Groups: Business Groups

o The first type of interest groups that lobbies heavily on foreign policy issues.

o Controversial is the lobbying carried out by defense industries, often in cooperation with the military.

o These groups are identified as the military-industrial complex.

o A term coined by Eisenhower.

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Interest Groups: Ethnic Interest Groups:

o Are heavily involved in Foreign

Policy decision making.

o Such as the American Israel Public

Affairs Committee.

Page 225: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

Interest Groups: Foreign Governments and Companies:

o Are another organized interest

lobbying in this area.

o The most common concerns of

foreign governments are acquiring

foreign aid.

o Preventing hostile legislation from

being passed.

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Ideological Public Interest Groups

o Are active in foreign policy lobbying.

o Such as Amnesty International or

Religious organizations.

o In issues such as human rights and

religious liberty.

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o What ideological interest groups played

a role in the U.S. decision to move their

embassy to Jerusalem?

APPLICATION QUESTION.

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OPINIONS VARY ON ISSUES:

o Military interventionism

o Free trade

o Environmental agreements

o Often vary widely on the basis of the

political ideology held by these

organizations.

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POLITICAL PARTIES AND FOREIGN POLICY:

o Republicans typically assume a

more assertive, unilateral, and at

times belligerent approach.

o Democrats often are more

inclined toward diplomacy and

the use of multilateral

institutions.

Page 230: Chapter 15 DOMESTIC POLICY...BUREAUCRACY: o Through the quasi-legislative process known as rule-making. o Executive branch agencies formulate and implement policies in every imaginable

PUBLIC OPINION:

o The American public is more

concerned with “butter” or

domestic policy than “guns”,

foreign policy.

o This makes foreign policy

challenges today.

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o Describe how the various branches of Government played a role in the following Historical events.

o Japanese attack on Pearl Harbor. What did the president and congress do?

o American internment of Japanese American citizens.

o The Japanese surrender at the end of WWII.

APPLICATION QUESTION.


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