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    Chapter 19:

    Bulk Deformation Processes

    Rizwan M. Gul

    NWFP UET

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    BULK DEFORMATION PROCESSES

    IN METALWORKING Rolling

    Other Deformation Processes Related to Rolling

    Forging Other Deformation Processes Related to Forging

    Extrusion

    Wire and Bar Drawing

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    Bulk Deformation

    Metal forming operations which cause significant

    shape change by deformation in metal parts whose

    initial form is bulk rather than sheet

    Starting forms: cylindrical bars and billets, rectangular

    billets and slabs, and similar shapes

    Bulk deformation process also sometimes improve

    the mechanical properties of materials

    These processes work by stressing metal sufficiently

    to cause plastic flow into desired shape

    Performed as cold, warm, and hot working operations

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    Importance of Bulk Deformation

    When performed as hot working, significant shape

    change can be accomplished

    When performed as cold working , strength can be

    increased during shape change

    Little or no waste - some bulk deformation operations

    are near net shapeor net shapeprocesses

    The parts require little or no subsequent

    machining

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    Four Basic Bulk Deformation Processes

    1. Rolling slab or plate is squeezed between

    opposing rolls

    2. Forging work is squeezed and shaped between

    opposing dies

    3. Extrusion work is squeezed through a die opening,

    thereby taking the shape of the opening

    4. Wire and bar drawing diameter of wire or bar is

    reduced by pulling it through a die opening

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    BASIC BULK DEFORMATION PROCESSES

    (a) Rolling (b) Forging

    (c) Extrusion (d) Drawing

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    Rolling

    Rollingis a deformation process in which work thickness is

    reduced by compressive forces exerted by two opposing rolls

    The rotating rolls perform two main functions:

    Pull the work into the gap between them by friction

    between workpart and rolls

    Simultaneously squeeze the work to reduce cross section

    Figure 19.1 - The rolling process (specifically, flat rolling)

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    Types of Rolling

    By geometry of work:

    Flat rolling- used to reduce thickness of a rectangularcross-section

    Shape rolling- a square cross-section is formed into ashape such as an I-beam

    By temperature of work:

    Hot Rollingmost common due to the large amount ofdeformation required in shaping

    Cold rollingproduces finished sheet and plate stock

    Rolling is a very capital intensive process, as massive

    pieces of equipment, called rolling mills, are required toperform it:

    The high investment cost requires the mills to be usedfor large production of standard items such as sheetsand plates

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    Steel Rolling Practice

    The work starts out as a cast steel ingot that has just solidified

    by casting While it is still hot, the ingot is placed in a furnace where it

    remains for many hours until it has reached a uniform

    temperature throughout

    For steel the temperature is around 1200 C

    The heating operation is called soaking and furnace is

    called soaking pits

    The ingot is then rolled into one of three intermediate products

    called: Bloom, Slab, or Billet

    Bloom: Square cross-section of 150 mm or higher Slab: Rectangular cross-section of width 20 mm o more and

    thickness 40 mm or more

    Billet: Square cross-section of 40 mm or higher

    These intermediate shapes are subsequently rolled into

    product shapes

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    Flat- and Shape-Rolling Processes

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    Figure 19.2 - Some of the steel products made in a rolling mill

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    Flat Rolling and Its Analysis

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    Flat Rolling Terminology

    Draft= amount of thickness reduction

    fo ttd

    where d = draft; to = starting thickness; and tf = final

    thickness

    Reduction = draft expressed as a fraction of starting

    stock thickness:

    ot

    d

    r

    where r = reduction

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    Flat-Rolling

    Figure 13.2 (a) Schematic illustration of the flat-rolling process. (b) Friction forces acting on stripsurfaces. (c) The roll force, F, and the torque acting on the rolls. The width wof the strip usually increasesduring rolling, as is shown in Fig. 13.5.

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    Ways to Reduce Force and/or Power in Rolling

    Force and/or power to roll a strip of a given width and workmaterial can be reduced by any of the following:

    1. Using hot rolling rather than cold rolling to reduce

    strength and strain hardening (Kand n) of the work

    material [ ]2. Reducing the draft in each pass [ ]

    3. Using a smaller roll radius Rto reduce force

    [ ]

    4. Using a lower rolling speed Nto reduce power

    nf KY

    fo ttRL (

    fo ttRL (

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    Example 9.1

    A 300 mm wide strip 25 mm thick is fed through a

    rolling mill with two powered rolls each of radius =

    250 mm. The work thickness is to be reduced to 22

    mm in one pass at a roll speed of 50 rev/min. Thework material has a flow curve defined by K= 275

    MPa and n= 0.15, and the coefficient of friction

    between the rolls and the work is assumed to be

    0.12. Determine if the friction is sufficient to permitthe rolling operation to be accomplished. If so,

    calculate the roll force, torque, and the horsepower.

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    Shape Rolling

    In shape rolling, the work is deformed into acontoured cross-section rather than flat (rectangular)

    Accomplished by passing work through rolls thathave the reverse of desired shape

    Gradual transformation through several rolls toachieve final cross-section is achieved by designing aspecific roll-pass design

    Products include:

    Construction shapes such as I-beams, L-beams,

    and U-channels Rails for railroad tracks

    Round and square bars and rods

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    Shape Rolling

    Figure 13.13 Stages in theshape rolling of an H-section

    part. Various other structuralsections, such as channels andI-beams, are also rolled by thiskind of process.

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    Figure 19.5 - Arolling mill for hot

    flat rolling; the

    steel plate is

    seen as the

    glowing strip

    extending

    diagonally from

    the lower left

    corner

    (photo courtesy

    of Bethlehem

    Steel Company)

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    Rolling Mill

    Figure 13.10 A generalview of a rolling mill.Source: Inland Steel.

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    Rolling Mills

    Equipment is massive and expensive

    Various rolling-mill configurations are available to deal

    with the variety of applications and technical problems inthe rolling process

    Rolling mill configurations:

    Two-high:

    two opposing large diameter rolls can be either reversing or nonreversing

    Three-high: work passes through both directions

    Four-high:

    backing rolls support smaller work rolls, smaller diameter rolls means lower forces, torque

    and power

    Cluster mill multiple backing rolls on smaller rolls

    Tandem rolling mill

    sequence of two-high mills

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    (a) 2-high rolling mill

    Various Configurations of Rolling mills

    (b) 3-high rolling mill

    (c) four-high rolling mill

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    Cluster MillMultiple backing rolls allow even smaller roll diameters

    Figure 19 6 - Various configurations of rolling mills: (d) cluster mill

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    Backing Roll Arrangements

    Figure 13.11 Schematic illustration of various roll arrangements: (a) two-high; (b) three- high; (c)four-high; (d) cluster (Sendzimir) mill.

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    Tandem Rolling Mill A series of rolling stands (two-high mills) in sequence

    Helps achieve higher throughput rates in standard

    products

    As thickness is deccreased in each rolling step, work

    velocity increases, and the problem of synchronizing

    the roll speeds at each stand is a significant one

    Figure 19.6 - Various configurations of rolling mills: (e) tandem rolling mill

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    Tandem Rolling

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    OTHER DEFORMATION PROCESSES

    RELATED TO ROLLING

    Thread Rolling

    Gear Rolling

    Ring Rolling

    Roll Piercing or Mannesmann Mill

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    Bulk deformation process used to form threads on

    cylindrical parts by rolling them between two dies Most important commercial process for mass

    producing bolts and screws

    Performed by cold working in thread rolling machines

    Advantages over thread cutting (machining): Higher production rates

    Better material utilization

    Stronger threads due to work hardening

    Better fatigue resistance due to compressivestresses introduced by rolling

    Gear rolling is a cold working process similar tothread rolling

    Thread Rolling and Gear Rolling

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    Figure 19.7 - Thread rolling with flat dies:

    (1) start of cycle, and (2) end of cycle

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    Ring Rolling

    Deformation process in which a thick-walled ring ofsmaller diameter is rolled into a thin-walled ring oflarger diameter

    As thick-walled ring is compressed, deformed metal

    elongates, causing diameter of ring to be enlarged Hot working process for large rings and cold working

    process for smaller rings

    Applications: ball and roller bearing races, steel tiresfor railroad wheels, and rings for pipes, pressurevessels, and rotating machinery

    Advantages: material savings, ideal grain orientation,strengthening through cold working

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    Figure 19.8 - Ring rolling used to reduce the wall thickness andincrease the diameter of a ring:

    (1) start, and (2) completion of process

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    Roll Piercing or Mannesmann Process

    A specialized hot working process for making seamlessthick-walled tubes

    Process is based on principle:

    When a solid cylindrical part is compressed on its

    circumference, high tensile stresses are developed at

    its center

    If compression is high enough, an internal crack is

    formed

    Compressive stresses on a solid cylindrical billet are

    applied by two rolls, whose axes are oriented at slightangles from the axis of the billet, so that their rotation

    tends to pull the billet though the rolls

    A mandrel is used to control the size and finish of the hole

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    Roll Piercing or

    Mannesmann Process or

    Rotary Tube Piercing

    Figure 13.17 Cavity formation in a solid round bar and its utilization in the rotary tube piercing

    process for making seamless pipe and tubing. (The Mannesmann mill was developed in the 1880s.)

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    Forging

    Deformation process in which work is compressed

    between two dies, using either impact or gradual

    pressure to form the part

    Oldest of the metal forming operations, dating from

    about 5000 B C

    Components: engine crankshafts, connecting rods,

    gears, aircraft structural components, jet engine

    turbine parts

    In addition, basic metals industries use forging to

    establish basic form of large components that aresubsequently machined to final shape and size

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    Classification of Forging Operations

    Cold vs. hot forging:

    Hotor warmforgingmost common, due to the

    significant deformation and the need to reduce

    strength and increase ductility of work metal

    Cold forging- advantage is increased strength that

    results from strain hardening

    Impact vs. press forging:

    Forge hammer- applies an impact load

    Forge press- applies gradual pressure

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    Types of Forging Dies

    The distinction is based on the degree to which the flow

    of work metal s constrained by the dies

    Open-die forging- work is compressed between two

    flat (or almost flat) dies, allowing metal to flow

    laterally without constraint

    Impression-die forging- die surfaces contain a cavity

    or impression that is imparted to workpart, thus

    constraining metal flow - flashis created (excess

    material that is trimmed off)

    Flashless forging- workpart is completely

    constrained in die and no excess flash is produced

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    Figure 19.10 - Three types of forging: (a) open-die forging

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    Figure 19.10 - Three types of forging (b) impression-die forging

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    Figure 19.10 - Three types of forging (c) flashless forging

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    Open-Die Forging

    Involves compression of workpart with cylindrical

    cross-section between two flat dies

    Similar to compression test

    Deformation operation reduces height and increases

    diameter of work

    Common names include upsettingor upset forging

    Open die hot forging is an important process to

    produce shafts, disks and rings: Used for shaping a

    large square ingot into a round cross-section creating

    favorable grain flow and metallurgical structure

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    Open-Die Forging with No Friction

    If no friction occurs between work and die surfaces,

    then homogeneous deformation occurs, so that radial

    flow is uniform throughout workpart height and true

    strain is given by:

    where ho= starting height; and h= height at some

    point during compression

    At h= final value hf

    , true strain is maximum value

    Force required to continue the compression at any

    given height h: F =YfA

    h

    holn

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    Figure 19.11 - Homogeneous deformation of a cylindrical workpartunder ideal conditions in an open-die forging operation:

    (1) start of process with workpiece at its original length and

    diameter, (2) partial compression, and (3) final size

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    Open-Die Forging with Friction

    Friction between work and die surfaces constrainslateral flow of work, resulting in barreling effect

    In hot open-die forging, effect is even more

    pronounced due to heat transfer at and near die

    surfaces, which cools the metal and increases itsresistance to deformation

    The above factors causes the actual upsetting force

    to be greater than with no friction case:F =KfYfA

    whereKfis the forging shape factor given byequation:

    h

    DKf

    4.01

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    Figure 19.12 - Actual deformation of a cylindrical workpart in

    open-die forging, showing pronounced barreling:

    (1) start of process, (2) partial deformation, and (3) final shape

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    Example 19.2

    A cylindrical workpiece is subjected to a cold upset

    forging operation. The starting piece is 75 mm in

    height and 50 mm in diameter. It is reduced in the

    operation to a height of 36 mm. The work materialhas a flow curve defined by K=350 MPa and n=0.17.

    Assume a coefficient of friction of 0.1. Determine the

    force as the process begins, at intermediate heights

    of 62 mm, 49 mm, and at the final height of 36 mm.

    Yf=Kn

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    Impression Die or Closed Die Forging

    Compression of workpart by dies with inverse of

    desired part shape

    Flash is formed by metal that flows beyond die cavity

    into small gap between die plates

    Flash must be later trimmed from part, but it serves

    an important function during compression:

    As flash forms, friction resists continued metal flow

    into gap, constraining material to fill die cavity

    In hot forging, metal flow is further restricted by

    cooling against die plates

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    Figure 19.15 - Sequence in impression-die forging:

    (1) just prior to initial contact with raw workpiece,(2) partial compression, and

    (3) final die closure, causing flash to form in gap between die plates

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    Impression-Die Forging Practice

    Several forming steps often required, with separate

    die cavities for each step

    Beginning steps redistribute metal for more

    uniform deformation and desired metallurgicalstructure in subsequent steps

    Final steps bring the part to its final geometry

    Impression-die forging is often performed

    manually by skilled operator under adverseconditions

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    Forging a Connecting Rod

    Figure 14.7 (a) Stages in

    forging a connecting rod for an

    internal combustion engine.

    Note the amount of flash

    required to ensure proper

    filling of the die cavities. (b)

    Fullering, and (c) edgingoperations to distribute the

    material when preshaping the

    blank for forging.

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    Impression-Die Forging

    Advantages and Limitations

    Advantages compared to machining from solid stock:

    Higher production rates

    Conservation of metal (less waste)

    Greater strength

    Favorable grain orientation in the metal

    Limitations:

    Not capable of close tolerances

    Machining often required to achieve accuracies

    and features needed, such as holes, threads, and

    mating surfaces that fit with other components

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    Flashless Forging

    Compression of work in punch and die tooling whose

    cavity does allow for flash

    Starting workpart volume must equal die cavity

    volume within very close tolerance Process control more demanding than impression-die

    forging

    Best suited to part geometries that are simple and

    symmetrical Often classified as aprecision forgingprocess

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    Figure 19.18 - Flashless forging:

    (1) just before initial contact with workpiece,(2) partial compression, and

    (3) final punch and die closure

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    Forging Hammers (Drop Hammers)

    Apply an impact load against workpart - two types:

    Gravity drop hammers- impact energy from falling

    weight of a heavy ram

    Power drop hammers- accelerate the ram by

    pressurized air or steam

    Disadvantage: impact energy transmitted through

    anvil into floor of building

    Most commonly used for impression-die forging

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    Figure 19.20 - Drop forging hammer, fed by conveyor and heatingunits at the right of the scene

    (photo courtesy of Chambersburg Engineering Company)

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    Figure 19.21 - Diagram showing details of a drop hammer for

    impression-die forging

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    Forging Presses

    Apply gradual pressure to accomplish compression

    operation - types:

    Mechanical presses- converts rotation of drive

    motor into linear motion of ram

    Hydraulic presses- hydraulic piston actuates ram

    Screw presses- screw mechanism drives ram

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    Impression-Forging Dies

    Figure 14.18 Standard terminology for

    various features of a typical impression-

    forging die.

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    Upsetting and Heading

    Forging process used to form heads on nails, bolts, and

    similar hardware products

    More parts produced by upsetting than any other

    forging operation

    Performed cold, warm, or hot on machines called

    headersor formers

    Wire or bar stock is fed into machine, end is headed,

    then piece is cut to length

    For bolts and screws, thread rolling is then used to

    form threads

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    Figure 19.23 - An upset forging operation to form a head on a boltor similar hardware item The cycle consists of:

    (1) wire stock is fed to the stop

    (2) gripping dies close on the stock and the stop is retracted

    (3) punch moves forward

    (4) bottoms to form the head

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    Figure 19.24 - Examples of heading (upset forging) operations:

    (a) heading a nail using open dies

    (b) round head formed by punch(c) and (d) two common head styles for screws formed by die

    (e) carriage bolt head formed by punch and die

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    Swaging

    Accomplished by rotating dies that hammer a workpiece

    radially inward to taper it as the piece is fed into the

    dies

    Used to reduce diameter of tube or solid rod stock

    Mandrel sometimes required to control shape and

    size of internal diameter of tubular parts

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    Figure 19.25 - Swaging process to reduce solid rod stock; the dies

    rotate as they hammer the work In radial forging, the workpiece

    rotates while the dies remain in a fixed orientation as theyhammer the work

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    Trimming

    Cutting operation to remove flash from workpart in

    impression-die forging

    Usually done while work is still hot, so a separate

    trimming press is included at the forging station

    Trimming can also be done by alternative methods,

    such as grinding or sawing

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    Figure 19.30 - Trimming operation (shearing process)to remove

    the flash after impression-die forging

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    Extrusion

    Compression forming process in which the work metalis forced to flow through a die opening to produce adesired cross-sectional shape

    Process is similar to squeezing toothpaste out of atoothpaste tube

    In general, extrusion is used to produce long parts ofuniform cross-sections

    Two basic types of extrusion:

    Direct extrusion

    Indirect extrusion

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    Figure 19.31 - Direct extrusion

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    Comments on Direct Extrusion

    Also called forward extrusion

    As ram approaches die opening, a small portion of

    billet remains that cannot be forced through die

    opening

    This extra portion, called the butt, must be separated

    from extruded product by cutting it just beyond the

    die exit

    Starting billet cross section usually round, but finalshape is determined by die opening

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    Figure 19.32 - (a) Direct extrusion to produce a hollow or semi-hollow

    cross-section; (b) hollow and (c) semi-hollow cross- sections

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    Figure 19.33 - Indirect extrusion to produce

    (a) a solid cross-section and (b) a hollow cross-section

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    Comments on Indirect Extrusion

    Also called backward extrusionand reverse extrusion

    Limitations of indirect extrusion are imposed by the

    lower rigidity of hollow ram and difficulty in supporting

    extruded product as it exits die

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    General Advantages of Extrusion

    Variety of shapes possible, especially in hot extrusion

    Limitation: part cross-section must be uniform

    throughout length

    Grain structure and strength enhanced in cold and

    warm extrusion

    Close tolerances possible, especially in cold

    extrusion

    In some operations, little or no waste of material

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    Hot vs. Cold Extrusion

    Hot extrusion- prior heating of billet to above its

    recrystallization temperature

    This reduces strength and increases ductility of

    the metal, permitting more size reductions andmore complex shapes

    Cold extrusion- generally used to produce discrete

    parts

    The term impact extrusionis used to indicate highspeed cold extrusion

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    Extrusion Ratio

    Also called the reduction ratio, it is defined as

    where rx = extrusion ratio;Ao = cross-sectional area of

    the starting billet; andAf = final cross-sectional area

    of the extruded section

    Applies to both direct and indirect extrusion

    f

    ox

    A

    Ar

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    Figure 19.36 -(a) Definition of die angle in direct extrusion;

    (b) effect of die angle on ram force

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    Comments on Die Angle

    Low die angle - surface area is large, leading to

    increased friction at die-billet interface

    Higher friction results in larger ram force

    Large die angle - more turbulence in metal flowduring reduction

    Turbulence increases ram force required

    Optimum angle depends on work material, billet

    temperature, and lubrication

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    Comments on Orifice Shape

    of Extrusion Die

    Simplest cross section shape = circular die orifice

    Shape of die orifice affects ram pressure

    As cross-section becomes more complex, higher

    pressure and greater force are required

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    Figure 19.37 - A complex extruded cross-section for a heat sink

    (photo courtesy of Aluminum Company of America)

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    Extrusion Presses

    Either horizontal or vertical

    Horizontal more common

    Extrusion presses - usually hydraulically driven,

    which is especially suited to semi-continuous directextrusion of long sections

    Mechanical drives - often used for cold extrusion of

    individual parts

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    Wire and Bar Drawing

    Cross-section of a bar, rod, or wire is reduced by pulling

    it through a die opening

    Similar to extrusion except work ispulledthrough die

    in drawing (it ispushedthrough in extrusion) Although drawing applies tensile stress, compression

    also plays a significant role since metal is squeezed

    as it passes through die opening

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    Figure 19.41 - Drawing of bar, rod, or wire

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    Area Reduction in Drawing

    Change in size of work is usually given by area

    reduction:

    where r= area reduction in drawing;Ao= original area

    of work; andAr= final work

    o

    fo

    A

    AA

    r

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    Wire Drawing vs. Bar Drawing

    Difference between bar drawing and wire drawing is

    stock size

    Bar drawing- large diameter bar and rod stock

    Wiredrawing- small diameter stock - wire sizesdown to 0.03 mm (0.001 in.) are possible

    Although the mechanics are the same, the methods,

    equipment, and even terminology are different

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    Drawing Practice and Products

    Drawing practice:

    Usually performed as cold working

    Most frequently used for round cross-sections

    Products:

    Wire: electrical wire; wire stock for fences, coat

    hangers, and shopping carts

    Rod stockfor nails, screws, rivets, and springs

    Bar stock: metal bars for machining, forging, and

    other processes

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    Bar Drawing

    Accomplished as a single-draftoperation - the stock

    is pulled through one die opening

    Beginning stock has large diameter and is a straight

    cylinder This necessitates a batch type operation

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    Figure 19.42 - Hydraulically operated draw bench

    for drawing metal bars

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    Wire Drawing

    Continuous drawing machines consisting of multiple

    draw dies (typically 4 to 12) separated by

    accumulating drums

    Each drum (capstan) provides proper force todraw wire stock through upstream die

    Each die provides a small reduction, so desired

    total reduction is achieved by the series

    Annealing sometimes required between dies

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    Figure 19.43 - Continuous drawing of wire

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    Features of a Draw Die

    Entryregion - funnels lubricant into the die to prevent

    scoring of work and die

    Approach- cone-shaped region where drawing

    occurs Bearing surface- determines final stock size

    Back relief- exit zone - provided with a back relief

    angle (half-angle) of about 30

    Die materials: tool steels or cemented carbides

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    Figure 19.44 - Draw die for drawing of round rod or wire

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    Preparation of the Work for

    Wire or Bar Drawing

    Annealingto increase ductility of stock

    Cleaning- to prevent damage to work surface and

    draw die

    Pointingto reduce diameter of starting end to allowinsertion through draw die


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