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Chapter 4: Heat Exchangers
Devices that facilitate the exchange of heat between
two fluids that are at different temperatures whilekeeping them from mixing with each other.
Used in practice in a wide range of applications, from
heating and air-conditioning systems in a household, to
chemical processing (Cooling and heating of acids and
caustic solutions and power production in large plants.
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Chapter 4: Heat Exchangers
!eat transfer in a heat exchanger usually involves
convection in each fluid and conduction throughthe wall separating the two fluids.
"n the analysis of heat exchangers, it is
convenient to work with an overall heat transfer
coefficient U that accounts for the contribution of
all these effects on heat transfer.
#he rate of heat transfer between the two fluids at
a location in a heat exchanger depends on the
magnitude of the temperature difference at that
location, which varies along the heat exchanger.
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Chapter 4: Heat Exchangers
"n the analysis of heat exchangers, it is usuallyconvenient to work with the logarithmic mean
temperature difference LMTD, which is an
e$uivalent mean temperature difference between
the two fluids for the entire heat exchanger.
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Double Pipe Heat Exchangers
#wo types of flow arrangement%
&arallel flow% !ot and cold fluids enter the heat
exchanger at the same end and move in thesame direction.
Counter flow: #he hot and cold fluids enter the
heat exchanger at opposite ends and flow inopposite directions
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Double Pipe Heat Exchangers
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Heat Exchangers: Types
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Compact Heat Exchangers
'pecifically designed to realie a large heat transfersurface area per unit volume
#he ratio of the heat transfer surface area of a heat
exchanger to its volume is called the area density .
) heat exchanger with ! *++ mm is classified as
being compact.
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Compact Heat Exchangers (Examples)
Car radiators ( " /+++ m
m
Compact heat exchangers enable us to achieve high
heat transfer rates between two fluids in a small volume,and they are commonly used in applications with strict
limitations on the weight and volume of heat exchangers
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Car 0adiator
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Compact Heat Exchangers
#he large surface area in compact heat
exchangers is obtained by attaching closely spaced
thin plate or corrugated fins to the walls separating
the two fluids.
Compact heat exchangers are commonly used in
gas-to-gas and gas-to-li$uid (or li$uid-to-gas heat
exchangers to counteract the low heat transfer
coefficient associated with gas flow with increasedsurface area.
Car radiator, is a water-to-air compact heat
exchanger.
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Cross Flow Heat Exchangers
Different flow configurations in cross-flow heat
exchangers
1hen fluids move perpendicular to each other, and
such flow configuration is called cross!low
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"hellan#Tube Heat Exchangers
#he schematic of a shell-and-tube heat exchanger
(one-shell pass and one-tube pass
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"hellan#Tube Heat Exchangers
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Plate an# Frame Heat Exchangers
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Heat Exchangers
) condenser is a heat exchanger in which one of thefluids is cooled and condenses as it flows through the
heat exchanger.
) #oiler is another heat exchanger in which one of thefluids absorbs heat and vapories.
) space radiator is a heat exchanger that transfers
heat from the hot fluid to the surrounding space byradiation.
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The o$erall heat trans!er coe!!icient:
!lat wall
!eat transfer% 2rom the hot fluid to the wall by convection,
through the wall by conduction, and then from the wall to the cold
fluid #y convection.
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The o$erall heat trans!er coe!!icient:
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The o$erall heat trans!er coe!!icient:
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U is the overall heat transfer coefficient
The o$erall heat trans!er coe!!icient:
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1hen the wall thickness is small and the thermal
conductivity of the tube material is high,
#hen we can use a simplify e$uation%
The o$erall heat trans!er coe!!icient:
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%pproximate $alues o! o$erall heat
trans!er coe!!icient
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%pproximate $alues o! o$erall heat
trans!er coe!!icient
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Fouling Factors
% &ouling factor for inner
surface
% &ouling factor for inner
surface
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0epresentative fouling factors
'ource:
Tu#ular (xchange
Manufacturers )ssociation
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Fouling Factors
&recipitation fouling of ash particles on superheater
tubes (from 'team, *ts +eneration, and Use,
6abcock and 1ilcox Co., /7*8
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E!!ect o! Fouling on the &$erall Heat
Trans!er Coe!!icient
) double-pipe (shell-and-tube heat exchanger isconstructed of a stainless steel ( % /9./ 1m : ;C inner
tube of inner diameter Di % /.9 cm and outer diameter
Do % /.7 cm and an outer shell of inner diameter . cm.
#he convection heat transfer coefficient is given to be hi
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E!!ect o! Fouling on the &$erall Heat
Trans!er Coe!!icient"&'T&*
#he heat transfer coefficientsand the fouling factors on the
tube and shell sides of a heat
exchanger are given. #he
thermal resistance and the
overall heat transfer
coefficients based on the inner
and outer areas are to bedetermined.
Assumptions
#he heat transfer coefficients and the fouling factors are
constant and uniform.
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E!!ect o! Fouling on the &$erall Heat
Trans!er Coe!!icient
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E!!ect o! Fouling on the &$erall Heat
Trans!er Coe!!icient
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Heat Exchanger AnalysisLMTD
NTU Method
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'og mean temperature #i!!erence
'+TD)
'teady-flow devices >ass flow rate of each fluid remains constant 2luid properties remain the constant inetic and potential energy changes are negligible#here is no heat loss to the surrounding medium
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'og mean temperature #i!!erence
('+TD)
and
"f / is the total rate of heat transfer #etween the hot andcold fluids application of the steady flow
energy e$uation ( /st ?aw of thermodynamics, reduces
to%
p h h in h out Q mc T T = -, , ,( )&
&
p c c out c inQ mc T T = -
, , ,( )& &
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'og mean temperature #i!!erence
('+TD)'o we can write
and
where
,e can #e!ine heat capacity
rates:
p c c out c in
p h h in h out
Q mc T T
Q mc T T
= -
= -
, , ,
, , ,
( )
( )
& &
& &
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Con#enser an# -oiler
1e can see here that @# is ero for condensing fluid in condenser and
for boiling fluid in boiler
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'og mean temperature #i!!erence
('+TD)
"t is appropriate to use some mean or average @#for heat exchanger analysis and we can write as%
where U is the overall heat transfer coefficient, )s is the heat transfer area,
and @#m is an appropriate average temperature difference #etween the
two fluids.
"t is observed the appropriate form of the mean
temperature difference between the two fluids is
logarithmic in nature
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'+TD
Consider a parallel flow double pipe !34
Auter surface of the heat exchanger to be well
insulated and heat transfer occurs between the
two fluids only
inetic and potential energy changes are
negligible.
3nergy balance on each fluid can be written%
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'+TD
Consider a parallel flow double pipe !34
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'+TD
#he rate of heat transfer in the differential section of the
heat exchanger can also be expressed as
"ntegrating this e$uation from inlet to outlet
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'+TD
#he rate of heat transfer in the differential section of the
heat exchanger can also be expressed asrating this e$uation from inlet to outlet
p c c out c in
p h h in h out
Q mc T T
Q mc T T
= -
= -
, , ,
, , ,
( )
( )
& &
& &
p c
c out c in
p h
h in h out
Qmc
T T
Q
mcT T
=-
=-
,
, ,
,
, ,
( )
( )
&&
&
&
2
1
h out c out
h in c in
T T T
T T T
D = -
D = -
, ,
, ,
1 1 2
2
s
T T T UA
T Q
é ù é ùD D - Dê ú ê ú=ê ú ê úD ë ûë û
ln&
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'+TD
2
1
h out c out
h in c in
T T T
T T T D = -
D = -
, ,
, ,
1 1 2
2
1 2
1
2
s
s
T T T UAT Q
T T
Q UA T
T
é ù é ùD D - Dê ú ê ú=
ê ú ê úD ë ûë û
é ùê úê úD - Dê ú
= ê úé ùDê úê úê úê úDê úë ûë û
ln
ln
&
&
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'+TD
1e may like to consider using arithmetic average instead of
?>#D but%
#he temperature difference between the two fluids
decreases from @T0 at the inlet to @T1 at the outlet. 'o
arithmetic mean temperature @T am %2 @T 03 @T 1 4 51 is not truerepresentation.
6hereas the logarithmic mean temperature difference T lm is
o#tained #y tracing the actual temperature profile of the
fluids along the heat exchanger and is an exact
representation of the average temperature difference.
@T am will overestimate the rate of heat
transfer in a heat exchanger
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CounterFlow Heat
Exchangers
#he relation of log mean temperature difference is developed
using a parallel-flow heat exchanger, but we can show by
repeating the analysis for a counter-flow heat exchanger by
redefining @#/ and @T1 as shown in figure a#ove
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'+TD
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>ulti pass and Cross 2low !eat
3xchangers
Beneralised expression is limited to only parallel and
counter flow !4s. 6ut when these are transformed to
cross flow and multipass !xs, too complicatedexpressions are developed.
) convenient approach is to introduce a correction
factor 2 which depend upon the geometry of !x andtemperatures of hot and cold streams.
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2 is found from figures
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#he correction factor & for common cross-flow and
shell-and-tu#e heat exchanger configurations arecalculated from two different temperature ratios 7
and $ defined as :
where the subscripts / and represent the inlet and outlet,
respectively. 8ote that for a shell-and-tube heat exchanger, T and t
represent the shell- and tu#e-side temperatures respectively
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#he value of 7 ranges from 9 to 0.
The value of $, on the other hand, ranges from + to infinity,
$ % 9 corresponding to the phase-change (condensation or
boiling on the shell-side
$ to phase-change on the tube side.
#he correction factor is & % 0 for #oth of these limiting cases.
#herefore, the correction factor for a condenser or #oiler is
& % 0, regardless of the configuration of the heat exchanger.
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Correction Factor Charts
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Correction Factor Charts
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Correction Factor Charts
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Correction Factor Charts
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Con#ensation o! "team in a Con#enser
'team in the condenser of a
power plant is to be condensed
at a temperature of +;C withcooling water from a nearby
lake, which enters the tubes of
the condenser at /=;C and
leaves at ;C. #he surface areaof the tubes is =9 m, and the
overall heat transfer coefficient is
/++ 1m ;C. Determine the
mass flowrate of the cooling
water needed and the rate of
condensation of the steam in the
condenser.
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Con#ensation o! "team in a Con#enser
"&'T&*
'team is condensed by cooling water in the condenserof a power plant. #he mass flow rate of the cooling water
and the rate of condensation are to be determined.
Assumptions
. 'teady operating conditions exist./ #he heat exchanger is well insulated.
0 Changes in the kinetic and potential energies of fluid
streams are negligible.
4 #here is no fouling.1 2luid properties are constant.
Properties #he heat of vaporiation of water at +;C is
hfg % =/ kkg and the specific heat of cold water at
the avera e tem erature of /8;C is C % =/8= k : ;C
C # i ! " i C #
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Con#ensation o! "team in a Con#enser
#he temperature difference between the steam and the
cooling water at the two ends of the condenser is
!eat transfer rate in the condenser is determined from
>ass flow rate of the cooling water and the rate of the
condensation of the steam are determined from
C # ti ! "t i C #
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Con#ensation o! "team in a Con#enser
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1hen there is fouling on one of the surfaces, the overall heattransfer coefficient U is :
E!! ti *T th #
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E!!ecti$eness*T metho#
5 #he ?>#D approach to !34 analysis works well when
the inlet and outlet temperatures are known or easilyobtained
5 1hen either inlet or outlet temperatures are to be
determined, iterative procedures should be used with the?>#D
5 'uch analysis can be facilitated using the method
based on the effectiveness of !34 in transferring agiven amount of heat
E!! ti *T th #
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E!!ecti$eness*T metho#
5 #he heat transfer effectiveness is defined as
#he actual heat transfer rate in a heat exchanger can be
determined from an energy balance on the hot or coldfluids.
E!! ti *T th #
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E!!ecti$eness*T metho#
"n that case the fluid with the smaller heat capacity ratewill experience a larger temperature change
( )max min , ,
h in c in
Q C T T = -&
min
ifor
if
h h c
c c h
C C C
C
C C C
ì
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E!!ecti$eness*T metho#
( )max min , , h in c inQ C T T = -&
min
ifor
if
h h c
c c h
C C C
C
C C C
ì
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Consider a parallel flow double pipe !34
Auter surface of the heat exchanger to be well
insulated and heat transfer occurs between the
two fluids only
inetic and potential energy changes are
negligible
) xial heat conduction along the tube is negligible
3nergy balance on each fluid can be written%
E!!ecti$eness*T metho#
E!!ecti$eness *T metho#
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Consider a parallel floe double pipe !34
E!!ecti$eness*T metho#
E!!ecti$eness *T metho#
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#he rate of heat transfer in the differential section of the
heat exchanger can also be expressed as
"ntegrating this e$uation from inlet to outlet
E!!ecti$eness*T metho#
0earranging
E!!ecti$eness *T metho#
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E!!ecti$eness*T metho#
0earranging
therefore
E!!ecti$eness *T metho#
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E!!ecti$eness*T metho#
6ut
therefore
#aking either C c or C h to be C min
E!!ecti$eness *T metho#
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3ffectiveness relations of the heat exchangers typically
involve the dimensionless group U)s
5C min.
This ;uantity is
called the number of transfer units *T an# is expresse#
as
'o for parallel flow we can write
[ ]1 1
1
c
c
e
- - +=
+
exp NTU( )
E!!ecti$eness*T metho#
E!!ecti$eness *T metho#
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[ ]1 1
1
c
c
e- - +=
+
ln ( )NTU
[ ]1 11
cc
e - - +=+
exp NTU( )
E!!ecti$eness*T metho#
E!!ecti$eness*T metho#
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E!!ecti$eness*T metho#
E!!ecti$eness*T metho#
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E!!ecti$eness*T metho#
E!!ecti$eness*T metho#
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E!!ecti$eness*T metho#
E!!ecti$eness*T metho#
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E!!ecti$eness*T metho#
E!!ecti$eness*T metho#
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E!!ecti$eness*T metho#
E!!ecti$eness*T metho#
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E!!ecti$eness*T metho#
E!!ecti$eness*T metho#
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E!!ecti$eness *T metho#
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2ollowing observations from the effectiveness relations
and charts already given%
/. #he value of the effectiveness ranges from + to /. "tincreases rapidly with E#U for small values (up to about
E#U < /.9 but rather slowly for larger values. #herefore,
the use of a heat exchanger with a large E#U (usually
larger than and thus a large sie cannot be Fustifiedeconomically, since a large increase in E#U in this case
corresponds to a small increase in effectiveness. #hus, a
heat exchanger with a very high effectiveness may be
highly desirable from a heat transfer point of view but
rather undesirable from an economical point of view.
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#he case c < CminCmax G + corresponds to
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#he case c < CminCmax G + corresponds to
Cmax G H, which is realied during a phase-
change process in a condenser or boiler. )ll
effectiveness relations in this case reduce to
E!!ecti$eness*T metho#
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E!!ecti$eness *T metho#
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-oilers an# Con#ensers
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Cooling Hot &il by ,ater in a +ultipass Heat Exchanger
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!ot oil is to be cooled by water
in a /-shell-pass and 8-tube-passes heat exchanger. #he
tubes are thin-walled and are
made of copper with an internal
diameter of /.= cm. #he lengthof each tube pass in the heat
exchanger is 9 m, and the
overall heat transfer coefficient
is /+ 1m : ;C. 1ater flows through the tubes at a rate
of +. kgs, and the oil through the shell at a rate of +.
kgs. #he water and the oil enter at temperatures of
+;C and /9+;C, respectively.
Cooling Hot &il by ,ater in a +ultipass Heat Exchanger
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Determine the rate of heat transfer in the heat
exchanger and the outlet temperatures of the water and
the oil.
"&'T&* !ot oil is to be cooled by water in a heat
exchanger. #he mass flow rates and the inlet
temperatures are given. #he rate of heat transfer andthe outlet temperatures are to be determined.
Assumptions
. 'teady operating conditions exist.
/ #he heat exchanger is well insulated.0 #he thickness of the tube is negligible.
4 Changes in the I3 and &3 are negligible.
1 #he overall heat transfer coefficient is constant and
uniform.
Cooling Hot &il by ,ater in a +ultipass Heat Exchanger
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Cooling Hot &il by ,ater in a +ultipass Heat Exchanger
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Cooling Hot &il by ,ater in a +ultipass Heat Exchanger
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