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Chapter I Introduction * q: This thesis is concerned mainly with the instability studies on ion cyclotron (IC) waves in space and fusion plasmas described by a generalired distribution function, namely the anti loss cone distribution function. In the last 30 years the field of Plasma Physics in general and plasma waves, instabilities and radiations, in particular, have grown tremendously. Two reasons can be put forward for this continuous growth. The first has been the active program of research pursued towards the achievement of thermonuclear fusion. 1 his has led to an enhanced understanding of plasmas under normal laboratory and near-reactor conditions. The second has been a large number of experiments launched with satellites to provide in situ data on the properties and nature of plasmas in the Earth and other planetary magnetosphere and the solar wind. Both these areas of research have yielded abundant evidence showing new types and characteristics af waves and instabilities and their interaction with plasmas. A number of texts have been authored that deal at least in part with the topic of plasma waves. This list has, unfortunately, grown very long; we, however, -list a few of those which are now considered as "classics" (Akhiezeret a1.,1967; Akhiezer et a1.,1975; Cap 1976; Davidson 1972; Hasegawa 1975; lchimaru 1973; Kadomstev 1965; ~rall' and , $ Trivelpiece 1973; Stix 1962; ?idman and Krall 1971; Tsytovich 1977; etc.,etc) and others which can be considered as representative of the more modern period (Bittencourt 1986; Chen. F.F 1974; Chen L 1987; Gary 1993; Kenell et al. 1979; Nicholson 1983; Sazhin 1993; Stacey 1981; etc.). In addition to these in the continuing series "Reviews of Plasma Physics" (ed. Leontovich) and "Advances in Plasma Physicsu- (ed. Simon and Thompson). We begin with a brief review of waves and instabilities in general. I Waves and Instabilities Any periodic motion can be considered as a wave; so too a variation in the distribution of energy (both kinetic and potential) in a medium. So a:ny disturbance in the distribution of energies creates waves. J I
Transcript
Page 1: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

Chapter I

Introduction * q:

This thesis is concerned mainly with the instability studies on ion cyclotron (IC) waves in

space and fusion plasmas described by a generalired distribution function, namely the anti

loss cone distribution function.

In the last 30 years the field of Plasma Physics in general and plasma waves,

instabilities and radiations, in particular, have grown tremendously. Two reasons can be

put forward for this continuous growth. The first has been the active program of research

pursued towards the achievement of thermonuclear fusion. 1 his has led to an enhanced

understanding of plasmas under normal laboratory and near-reactor conditions. The second

has been a large number of experiments launched with satellites to provide in situ data

on the properties and nature of plasmas in the Earth and other planetary magnetosphere

and the solar wind. Both these areas of research have yielded abundant evidence showing

new types and characteristics af waves and instabilities and their interaction with plasmas.

A number of texts have been authored that deal at least in part with the topic of

plasma waves. This list has, unfortunately, grown very long; we, however, -list a few of

those which are now considered as "classics" (Akhiezeret a1.,1967; Akhiezer et a1.,1975;

Cap 1976; Davidson 1972; Hasegawa 1975; lchimaru 1973; Kadomstev 1965; ~ r a l l ' and , $

Trivelpiece 1973; Stix 1962; ?idman and Krall 1971; Tsytovich 1977; etc.,etc) and others

which can be considered as representative of the more modern period (Bittencourt 1986;

Chen. F.F 1974; Chen L 1987; Gary 1993; Kenell et al. 1979; Nicholson 1983; Sazhin

1993; Stacey 1981; etc.). In addition to these in the continuing series "Reviews of Plasma

Physics" (ed. Leontovich) and "Advances in Plasma Physicsu- (ed. Simon and Thompson).

We begin with a brief review of waves and instabilities in general.

I Waves and Instabilities

Any periodic motion can be considered as a wave; so too a variation in the distribution of

energy (both kinetic and potential) in a medium. So a:ny disturbance in the distribution

of energies creates waves.

J

I

Page 2: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

An instability is any disturbance or variation in the quasi-equilibrium state of the

system that reduces the free energy and brings the system to a true thermodynamic state.

Plasma instabilities are normal modes of a system that grow in space or time. Thus

t he w r d 'instability' in plasma implies a well-defined relationship between the wave vector

and frequency w ; thus plasma fluctuations relates the fret energies of the system.

By 'free energy' we meah particle kinetic energy which can be transferred to fluc-

tuating fields (that is, the inverse Landau damping). The two forms of distributional free

energy are:

1. A non-Maxwellian energy distribution with an excess of high energy particles.

2. A velocity distribution that is anisotropic in space; for example, with the temperature

parallel to the field lines TI not equal to the temperature perpendicular to the field lines

T-. These free energy sources are not always separable. For example, the loss - cone distri-

bution (occurring in magnetic mirror machines) is a combination of both non-Maxwellian

energy distribution with an excess of high - energy particles and a velocity distribution that

is anisotropic in space.

During an instability this free energy of the distribution is converted to copious

radiation and changes in the distribution lead to enhanced particle losses.

Not all the deviations from a Maxwellian distribution lead to an instability. Con-

sider an infinite, horn-eneoup plasma with an isotropic velocity distribution in a uniform

magnetic field. If the distribution function f (Ek) decreases monotonically with energy Ek,

that is if < 0 for all Ek, then the plasma is stable (Gardner; 1%3), even if the distri-

bution is non-Maxwellian (for a Maxwellian distribution -v < 0 in general). Therefore

a necessary requirement for instability in a plasma with an anisotropic velocity distribution I

is > 0, for some value of Ek 4

I

If the fluctuations are relatively weak the linear theory is appropriate to describe the

physics of the instability. The traditional development of the linear theory of instabilities 4

in collisionless plasmas follows a well-esta blished procedure; the linear Vlasov equation is

subjected to a Fourier/Laplace analysis in space/tirne, yielding fluctuating particle densities

and particle flux densities that are inserted into Maxwell's equations to yield a dispersion

equation. The solution of this dispersion equation relates w and k and thereby determines

Page 3: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

the normal modes of the plasma.

The dispersion equation may be solved either as a boundary value problem (w is

given as real, and one solves for a complex component of k) or as an initial value problem

( k is given as real, and one solves for a complex w). The latter approach is subject to fewer

mathematical ambiguities and it is the approach more often followed in the literature; we

follow it exclusively.

Thus throughout this thesis the complex frequency w = w,+ir , where w, is the real

frequency and y is the growth or damping rate. We regard as a heavily damped oscillation

any solution of the linear dispersion equation that satisfies y < -Iwrl < 27r. We use L - Iwl-1

the term "waves" to describe those weakly damped solutions that satisfy ,, < y < 0

and describe as "instabilities" growing solutions with 7 > 0. All fluctuations will denote

both stable waves and instabilities. The phase speed of a fluctuation, the speed a t which

a point of constant phase of a single mode propagates through the plasma, is 2; the

relative motion between the observer and the medium bearing the wave , the damping or

the growth rates 7 calculated from homogeneous plasma theory are all independent of the

frame in which the calculations Bre performed.

If the distribution function of each plasma species is Maxwellian and no external

electric fields are present, the dispersion relation typically yields non-growing roots. In

order to yield one or mpre plasma instabilities, the dispersion relation must be based on 1

distribution functions involving free energy; that is, having a non- Maxwellian property

corresponding, for example, to an anisotropy or an inhomogenity.

2 Fluid and Kinetic Instabilities:

As the free energy (say the relative drift speed between the two components) is increased,

the imaginary part of the frequency, 7, of a damped mode becomes less negative until y = 0

is reached at some wave vector. We term this condition the threshold of the associated

instability because any further increase of the free energy leads, a t some wave vector, to .,

1 > 0, that is wave growth. And some where above the threshold, it is often true that at "?

least one component (j) is resonant with the instability; that is, lCjl 5 1 where 6 is the

argument of the dispersion function Z(Cj) used in the linear dispersion relation. In this

Page 4: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

regime, wave growth depends on velocity-space details of the 33h component distribution

function and the instability is termed "kinetic".

If the free energy is further increased (for example if the relative drift speeds of the

components become much greater than the component thermal speeds), the maximum

growth rate also continues to increase; all plasma components often become non-resonant

(1CI >> I), and the dispersion equation can be reduced to a cold plasma form. In this

regime, the growing mode is usually termed a "fluid" instability.

Given a particular source of free energy, a plasma may be unstable to several dif-, 4

ferent modes. So the classification of any micro-instability requires identification of both

the free energy and the dispersion properties.

3 Longitudinal and Transverse Instabilities

When discussing plasma wave and instabilities, it is convenient to separate the fluctuating

electric fields into two types: Longitudinal (k x E(') = 0) and transverse ( k . ~ ( ' ) = 0). ,

The complete solution of the general dispersion relation will typically have contributions

from both types of fields: We define these as = kk.% and = q, respectively.

Plasma fluctuations that have only a longitudinal electric field may be derived

through the use of a kinetic equation and a single Maxwell equation, the Poisson's equation. 4

Such waves and instabilities h h e B(') = 0 and are termed "electrostatic". In contrast,

waves and instabilities with fluctuating electric and magnetic fields perpendicular to the

wave vector and with no longitudinal electric field can be described through the use of an

appropriate kinetic equation and Faraday's equation and Ahpere-Maxwell equation. These

fluctuations are called If electromagneticff.

Most fluctuations in space plasmas of non-zero 9 have both the transverse and

longitudinal components. If

0 < ld$)12 + ( B ( ~ ) I ? < 1E(,')l2

we will term the wave primarily "electrostatic" and if

Page 5: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

the mode is primarily "electromagnetic". Finally, the term "electromagnetic" will encom-

pass f\uctuations with arbitrary ratios of longitudinal and transverse fluctuating fields.

In addition to the above classification, instabilities may also be classified on the

basis of their frequency, the growing mode and the driving mechanism. Thus we have

1 .Classification on the basis of frequency:

i) Micro instabilities

ii) Macro instabilities

2.Classification on the basis of the growing mode:

i) Convective instability

ii) Absolute instability

and

3.Classification on the basis of the driving mechanism:

i) Streaming instability

ii) Rayleigh-Taylor instabilities

iii)lJniversal instabilities and

iv) Kinetic instabilities

- 4 1

3.1 Micro vs Macro

The most general classification of growing modes in a plasma divides them into two broad

categories:

Macro instabilities occur a t relatively long wavelengths and micro instabilities at

shorter wavelengths.

Macro instabilities depend on the configuration-space properties of the plasma and

are well described by the fluid equations. /

Micro instabilities are driven by the departure from thermodynamic equilibrium of .:

the plasma velocity distribution and therefore must be described by the Vlasov equation

or other kinetic equations.

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In a magnetised plasma with the gyro-radius r~ of a characteristic ion. macro

instabilities generally grow most rapidly at krL << 1 , whereas the micro instabilities I

generally have maximum growth rates at k7bL 2 1 . Distinction between the tho categories is not clear cut; a macro mode may have

appreciable growths a t short wavelengths and a micro mode may persist even a t small

wavenumbers. The distinction is further blurred by the fact that the wavenumber a t

maximum growth rate of some instabilities depend on the plasma parameters and may

slide from the micro- to the macro - regime as the parameters change. Nevertheless, the

macro vs micro distinction is a convenient one to begin 'any general discussion of unstable

plasma modes.

Further, high frequency (or short wavelength) instabilities tend to have a more

"fine-grained" nature than the low frequency instabilities. This difference is sometimes

expressed by designating the high frequency instabilitie as "microinstabilities" incontrast

with the low frequency "macro instabilities" but again there is nosharp division between the

two types. High frequency instabilities manifest themselves through enhanced emission of

electromagnetic radiation, increased particle losses and thange. in the particle distribution

function in the direction of thermodynamic equilibrium. 4

The main driving mechanism for the high frequency instabilities is a departure of

the ion or the electronfdistr+ution from a Maxwellian velocity distribution.

With a Maxwellian distribution, the waves are damped (Landau damping); but a

wave can grow in some particle distributions that depart from Maxwellian distributions.

Landau or cyclotron damping occurs because of the transfer of energy from waves

to a group of particles whose velocities satisfy some resonance condition. The rate of

damping depends on the distribution of particles in this special region of velocity space. If

the distribution is not Maxwellian there is the possibility tha t the energy transfer may be

modified and goes the other way, so that the wave grows a t the expense of the particle

kinetic energy. Thus microinstabilities depend on the microscopic details of the velocity

distribution.

Microinstabilities also result in turbulence and .the rapid diffusion of the plasma t

across the confining magnetic field. These instabilities involve fluctuating electric or mag-

Page 7: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

netic fields inside the plasma; compared with magnetohydrodynamic instabilities they are

often slow growing and not associated with any large scale motion which makes them more

difficult to detect. They however produce an enhanced level of fluctuation. Any anomalous

particle l o u which may result is fairly readily determined from density measurements, but

an identification of the instability is usually much more complicated. The diffusion in ve-

locity spaceLresulting from microinstabilities is much slower than the speed of sound but it

can nevertheless be too fast to allow confinement for thermonuclear times. Experimentally

fast anomalous diffusion, sometimes called Bohm diffusion, has been obse~ed in many

toroida l experiments.

Other contributing factors far high frequency instabilities are :

1. Density gradient

2. Temperature gradient and

3. Magnetic field gradient.

Low Frequency instabilities

lnsta bilities with frequencies less than the ion cyclotron frequency have been investigated

extensively because of the possible link between the instabilities and the diffusion of plasma

acros the magnetic field. Experiments by Hoh and Lehnert :(1960) showed the fim un-

ambiguous correlation between diffusion and instabilities (fluctuation).

Quite apart freh the qelation between plasma lass and instabilities, low frequency

oscillations have their own interest as manifestation of characteristics of plasmas such as

~ a n d a u damping, anisotropy introduced by magnetic field, etc.

3.2 Absolute and Convective Instabilities

Although the criterion discussed above can determine if an instability can occur, it does

not determine if the instability is a convective instability or an absolute instability.

For a convective instability the wave propagates along the system SO that the

disturbance a t a fixed point inspace may amplify or decay with time. On the other hand

an absolute instability increases with time a t every point in space. A convective, instability b

can be likened to a traveling (evanescent) wave whik an absolute instability should be

compared with a standing (amplifying) wave.

Page 8: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

Whenever we have a dispersion relation

which has either complex k for real w, or complex w for real k, then the wave may be

described as either stable or unstable depending on whether the wave grow w d-ys in

space or time. Unfortunately, however, the distinction is not always that simple, for there

exist classes where a wave may grow in space but decay in time at a f d point. We shall

use the nomenclature that a wave is unstable if for some real k t with w = w, + ir, w , has

positive real imaginary part, or .y > 0. W e shall call a wave with complex k = k, + ik,. for

real w, an amplifying wave if the wave grows in space in the direction of energy flow and

evanescent if the wave decays in space in the direction of energy flow. It is not sufficient

to find only the sign of the imaginary part of kt since growth in the direction of the phase

velocity may lead to a decay in the direction of the group velocity, as for a backward wave.

A further distinction is that if a finite source (in space and time) leads to growth in time

a t every point in space. we call this as absolute instability. However, whenever a growing

disturbance propagates in space (convects) such that, a t a fixed paint in space, the wave

eventually decays in time, we call this a convective instability. This distinction is not o b 1

\ server independent; cleaily, since an observer moving along with the growing disturbance

would see it growing everywhere, so it would appear to him to be an absolute instability.

Examples of these two types of instabilities are illustrated in Figure 1 by showing snapshots

at successive times for some hypothetical unstable system with a pulsed local source. '

3.3 Classification on the basis of Free energy

On the basis of the type of free energy available to drive the instabilities, they are classified

as follows:

1.Streaming instabilities

In this case, either a beam of energetic particles travels through the plasma. or a current is

driven through the plasma so that the different species have a drift relative t o one another;

the drift energy is used to excite waves and oscillation energy is gai,ned at the expense of

Page 9: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

drift energy in the unperturbed state.

2.Rayleigh-Taylor instabilities

In this case the plasma has a density gradient or a sharp boundary, so that it is not uniform.

In addition an external, non-electromagnetic force is applied to the plasma. It is this force

which drives the instability.

3.Universal instabilities

Even when there is no obvious driving force such as an electric or a gravitational field, a

plasma is not in perfect thermodynamic equilibrium as long as it is confined. The plasma

pressure tends to make the plasma expand and the expansion energy can drive an insta-

bility. This type of free energy is always present in any finite plasma and the resulting

instabilities ate called universal instabilities.

4.Kinetic instabilities

In fluid theory the velocity distributions are assumed to be Maxwellian. If the distributions

are, in fact, not Maxwellian there is a deviation from thermodynamic equilibrium; insta-

bilities can be driven by this anisotropy of the velocity distribution. Such instabilities are

called kinetic instabilities.

4 Ion Cyclotron Waves

- ",

As mentioned above, this the& is concerned mainly with the instability studies of ion

cyclotron waves in anti-loss cone plasmas. We therefore consider some aspects of this

- wave - its occurrence, generation and uses will be dealt with briefly in what follaws.

4.1 Ion Cyclotron waves in fusion plasmas

Theoretical considerations indicate that, in moderately dense plasmas, there occurs nat-

ural oscillations at frequencies slightly lower than the ion cyclotron frequency in a given

magnetic field. These oscillations, called ion cyclotron waves, are the short wavelength,

low density limit of transverse hydromagnetic waves (also called magnetosonic waves). If

an external magnetic field is applied to the plasma, the !individual ions move in circles

around the lines of force, just as at low densities. But the phases and amplitudes of I

- the ion velocities now vary sinusoidally both in space and time, because the motions of

Page 10: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

the plasma particles are coupled electromagnetically to one another. The oscillations (or

waves) thus represent a cooperative organised motion of the plasma as a whole. The ion

flow is divergent, as in the single particle picture, and this would be expected to produce

large space charge and accompanying radial electric fields. l ow ever, since, as a result of

the wave motion, ion flow pattern in the axial directioniis periodic, the electrons are able

to flow along the lines of force and neutralize the space charge.

Thus, if a t some instant the ions at a given point have an inward motion, then at a

distance of half a Debye wavelength they will be moving'outward with the same amplitude.

The ion density will thus vary in the axial direction and so electrons can flow along the

lines of force from a region where the ion density is low to one where it is high. There is

experiments l evidence, that the flow of this neutralizing'electron current produces heating

of a plasma (Glasstone and Loveberg, 1960).

A much more important heating mode, is expected to arise from the damping of the

ion cyclotron waves, called ion cyclotron resonance heating (ICRH); a more detailed discus-

sion of which is beyond the scope of this review. However, the essence of the mechanism

is as follows: When the wave is allowed to propagate into a region of slowly decreasing

field. the decreasing field will cause the wavelength to become shorter and shorter and the

frequency will approach the local ion cyclotron frequen~y given by

_ L\ t

where B is the magnetic field; 2, the charge and M, the mass of the ion. '

Any ion entering the plasma wave will be subjected to an oscillation a t this resonant

frequency and so will pick up energy from the field. As a result, the plasma wave amplitude

will damp out; there is thus a decrease in the wave energy accompanied by an increase in

the particle energy. This energy is perpendicular to the field lines, but it soon becomes

random in direction; that is, it k thbrnalised. It is to be noted that the heating by cyclotron

damping is not a direct process, but involves the intermediary action of the ion cyclotron

wave.

Thus ion cyclotron waves and i ts stability plays an important role in device plasmas.

We give below the different types of ion cyclotrqn waves.

Page 11: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

Name of,wave (or instability) Necessary conditions Excited wave frequency

O bl iquely propagating /$<< 1 klI << k , k l p i Ei l ion Bernstein wave lib > &/h1 W >_ nu,, (e.s.) (electron beam) (n=1.2,. . .)

Electromagnetic /ji > ?ri,/?ni kll < k ~ , klp i 2 1 ion cyclotron wave Vb > >r /k / l W (= 7 ~ ~ , i

(e.m.) (electron beam) (n=1,2.. . .)

VD > (W a:)/kll kll k ~ , k ~ ~ i I 1 Ion cyclotron drift wave (electron beam w > n w , (e.s.) +diamagnetic drift) (n=1,2 ...)

Dory-Guest-Harris instability ~r [ J , ( ~ ) ] ~ R ~ V ~ > 0 W

(e.s. ) (ion beam) (nz1.2 ...)

Harris instability

(e.s. )

r,

Atfven ion cyclotron wave

( e .m. )

Drift-cone instability fo(V' = 0) = 0 W g rtWci,

(ems.) \ (loss cone distribution) (n=1,2,. .) In the above ear. denotes an electrostatic wave and e.m. an electromagnetic

wave-U, is the ion cyclotron or gyrofrequency.

Page 12: Chapter I Introduction - Shodhgangashodhganga.inflibnet.ac.in/bitstream/10603/362/8/08_chapter 1.pdfChapter I Introduction * q: This thesis is concerned mainly with the instability

4.3 Ion cyclotron waves in space plasmas

The first definitive measurement of these waves were made by Frederick and Russell

(1973), though the presence of ULF electromagnetic energy yas noticed even earlier (Scarf

et al 1972). These ion cyclotron waves with a frequency of 0.67 - 0.87 fd. (f, is the ion

gyrofrequency) were of small amplitude and propagated a t an angle to the magnetic field.

Later observations by Taylor and Lyons (1976) revealed the presence of large am-

plitude (0.4 to 6 gammas) ICW's in the frequency range o f 1-30 Hz. While some of these

wave events were associated with enhanced ion fluxes others were not. A similar search by

the satellite Hawkeye 1, however, turned in only five wave events which occurred during the

recovery phase of geomagnetic storms near the plasma pause (Kitner and Gu rnett. 1977).

Perraut et al (1978) and Perraut (1982) detected electromagnetic waves in the

frequency range 0.2- l lHz on board the GEOS 1 and 2 satellites. These waves, identified

as ICW's with their magnetic field in a plane perpendicular t o the ambient magnetic field.

can under certain circumstances propagate along a line of force and reach the ground.

Mauk and McPherron (1980) too, using the ATS 6 geostationary satellite, observed ICW's J

near the afternoon and dusk region of the earth's magnetosphere. These waves with a

normalised frequency ranging between 0.05 and 0.5 were generated within the equatorial

or minimum (B( region. r,

More recent observatidns of EMlC waves, observed in the Earth's equatorial mag-

netosphere around ORE, have been due to Young e t al 1981; Fraser. 1985; Erlandson et

at 1990 and Anderson et al 1992). These EMlC waves appear to be generated near the

magnetic equator by anisotropic (TL > Til) protons with energies of 10 to 50 keV.

5 Alfven waves

Alfven waves were first predicted t o exist by Hannes Alfven, in 1942 and were subsequently

observed in laboratory plasmas in the late 1950's by Allen ct al(t959), Jephcott(l959) and

Wilcox et al(1960). Most of the laboratory experiments with Alfven waves are now con-

cerned with the physics and engineering issues of heating plasmas to thermonuclear con-

ditions. The most spectacular results have been obtained in 16rge tokamak devices where

ICRF (ion cyclotron range of frequencies) heatinghas been used + generate temperatures

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exceeding 5keV.

5.1 Physical properties of Alfven Waves

There are two distinct Alfven wave types, known as the "torsional" and tfcornpressional" . .

Alfven waves. The torsional wave is also known as the shear or dow Alfven wave or simply

as the "Alfven wave". At frequencies near the ion cyclotron f v y , . .. . :,: c it is usually called

the ion cyclotron wave. When the kinetic effects are irn&ant: it k&lld kinetic Alfven

wave. The to i ional Alfven wave does not propagate a t frequenBb &t theion cyclotron

frequency, at least in a cold plasma. In a warm plasma, the ion cyclotron wave popapt=

a t frequencies above the ion cyclotron frequency.

The compressional wave is often referred to as the fast wave. At frequencier well

above the ion cyclotron frequency, the compressional wave is more commonly known as a

helicon or whistler wave, while at frequencies near the electron cyclotron frequency it is

called the electron cyclotron wave.

5.2 Theoretical Approximat ions

In most laboratory plasmas, the Alfven wavelengths are comparable with the dimensions

of the plasma. Since the plasma parameters vary significantly over a wavelength, most

theoretical treatments- 6f w a y propagation remain approximate. The simplest possible

approximations are made, assuming a t first that the plasma is homogeneous and of infinite

extent. This approximation may seem to be totally unrealistic but it is a useful first

approximation, especially for the torsional Alfven wave. This wave is strongly guided by

the steady magnetic field and does not, therefore, reflect off the container vessel walls. In

this respect, the plasma boundary is effectively a t infinity.

The basic equations are simplified by ignoring plasma kinetic pressure. The kinetic

pressure can usually be neglected when the acoustic speed, "af1, is much less than the

Alfven speed, VA, where u = [%I$ and VA = with T as the plasma temperature, (ponimi)'12

the ion mass, B the ambient magnetic field and n,, the ion number density and v =

513. In large tokarnaks and in host other magnetically confined laboratory plasma, the

condition a < < VA is usually well satisfied. However, kinetic effects can become important,

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even when o << V4, if the ion gyro radius is a significant fraction of the perpendicular

wavelength.

5.3 Alfven waves in space plasmas

They have been observed not only in the Sun but also in the ionosphere and the mag-

netosphere and even a t the Earth's surface. Correlation between satellite and ground

observations provides direct evidence that the kinetic Alfven wave is guided through the

magnetosphere by the Earth's magnetic field. There is, of course, no plasma a t the Earth's

surface, but Alfven wave fields can still be detected in the insulating boundary adjacent to

the ionosphere.

Kinetic effect of Alfven waves are important in the magnetosphere if the perpen-

dicular wavelength is smaller than about 1000 Km. The low frequency Alfven waves in the

magnetosphere, or in the Sun, are waves with a period of a few minutes. The solar wind

and the magnetosphere, probed with spacecrafts also make a very good laboratory for the

study of Alfven waves.

Cesarsky (1980) and Wentzel (1974) have reviewed the effect o f Alfven wave gen-

eration by cosmic rays. The observed isotropy of cosmic rays arriving a t the Earth indicate

that either that there is a very homogeneous distribution source within and outside our

Galaxy, or that a mechanism must exist for scattering cosmic rays before they reached the 1

Earth. The mechanism most favoured is scattering by Alfven waves which are generated

by the cosmic rays themselves. Particles moving through a plasma can generate Alfven

waves when the particle velocity exceeds the Alfven velocity. This process is essentially the

inverse of Landau damping, which is the process whereby waves give up energy to particles

moving a t about the same speed as the wave. Cosmic rays travelling along the magnetic

field line are subsequently scattered by the wave, resulting in an isotropic distribution at

the Earth. This effect may also be important in laboratory plasmas since alpha particles

created in fusion reactions may be scattered by the Alfven waves generated by the alpha f

particles themselves.

In recent years, it has been recognized that Alfwn waves may be responsible for

. heating the solar corona. The surface temperature of the sun is about 6000K. Above the

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surface, the temperature rises slowly and then jumps through a narrow region to about 1

or 2 * 106K in the solar corona.

Most coronal heating models involve transport of wave energy from below the Sun's

surface and into the corona. Measurements of flux of acoustic wave energy made in the

period 1976-1980 by Mein and Meon (1980) have shown that it is much too small to heat

the corona. Consequently, a strong effort is being made to identify a mechanism to damp

Alfven waves in the corona. Several possibilities have been identified by Davila (1987),

Hollenbach and Thronson (1986), Priest (1982,1985) which include Alfven wave resonance

heating, phase mixing of the Alfven wave, etc.

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6 References

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20. Hollenbach, D. J. and Thronson, H. A., (Eds.) (1986) Interstellar Proc~ses, D. Reidel

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