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CHARACTERISTICS OF HOUSEHOLDS AS CHARACTERISTICS OF HOUSEHOLDS AS DRIVERS FOR FOREST TRANSITION: Case study in Baghdevi CFUG, Chitwan District, Nepal and LMDH Galang Taruna Ciamis District Indonesia and LMDH Galang Taruna, Ciamis District, Indonesia Ell K D ti [1])* Lilik B P t 2) Mh h Ellyn K. Damayanti [1] )* , Lilik B. Prasetyo 2) , Maheshwar Dhakal [2] ) , Misa Masuda [3] ) , Mardiana Wachyuni 2) , and Diana Puspawati 2) [1] Faculty of Forestry, Bogor Agricultural University (IPB), INDONESIA [2] Department of National Parks and Wildlife Conservation, Ministry of Forest and Soil Conservation, NEPAL [3] G d t Sh l f Lif d E i t l S i Ui it f T k b JAPAN [3] Graduate School of Life and Environmental Sciences, University of Tsukuba, JAPAN * Contact: DKSHE Building, Faculty of Forestry, Jl. Ulin, Kampus IPB Darmaga, Bogor 16680; Tel./Fax. +62-251-8621947; E-mail: [email protected]
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Page 1: CHARACTERISTICSOFHOUSEHOLDSASCHARACTERISTICS … filegreater yield (Prasetyo , et al., 2009) and conversion of forest and agricultural land to settlement ( Prasetyo, Damayanti, controlled,

CHARACTERISTICS OF HOUSEHOLDS ASCHARACTERISTICS OF HOUSEHOLDS AS DRIVERS FOR FOREST TRANSITION:

Case study in Baghdevi CFUG, Chitwan District, Nepal and LMDH Galang Taruna Ciamis District Indonesiaand LMDH Galang Taruna, Ciamis District, Indonesia

Ell K D ti[1])* Lilik B P t 2) M h h Ellyn K. Damayanti[1])*, Lilik B. Prasetyo2), Maheshwar Dhakal[2]), Misa Masuda[3]), Mardiana Wachyuni2), and Diana

Puspawati2)

[1] Faculty of Forestry, Bogor Agricultural University (IPB), INDONESIA[2] Department of National Parks and Wildlife Conservation, Ministry of Forest and Soil Conservation, NEPAL[3] G d t S h l f Lif d E i t l S i U i it f T k b JAPAN[3] Graduate School of Life and Environmental Sciences, University of Tsukuba, JAPAN* Contact: DKSHE Building, Faculty of Forestry, Jl. Ulin, Kampus IPB Darmaga, Bogor 16680; Tel./Fax. +62-251-8621947; E-mail: [email protected]

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INTRODUCTION

Deforestation constitutes the main problem in developing countries (Allen & Barnes in developing countries (Allen & Barnes, 1985; Laurence, 2007)Deforestation rate in Indonesia:Deforestation rate in Indonesia:

1.1 million hectares/year (MoFRI, 2008)1.87 million hectares/year (FAO, 2007) 1.87 million hectares/year (FAO, 2007)

Two conflicting opinions: Deforestations are due to activities of small Deforestations are due to activities of small farmers / peasants who possess only small tracts of land (FAO 1990; World Bank 1990; Barbier et al 1993)Barbier et al., 1993).Big companies are the cause of deforestation (World Bank, 1994).( , )

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INTRODUCTION: NEPALTotal area: 147,181 km2Located between India and China

Total population: 23.15 millionAnnual growth rate: 2.24%86% of the total population lives in 86% of the total population lives in the rural areas

Forest based on land ownership:Forest based on land ownership:National forestPrivate forest

IndiaChina

Based on management objectives and rights:objectives and rights:

Government-managed Forest (GMF), Community Forest(CF)

IndiaIndia

(CF), Leasehold Forest (LF), Religious Forest (RF), Protected Forest (PF) India Protected Forest (PF) and forest under the Protected Areas

t (PA)Community Forestry started since 1970s systems (PA)Community Forestry started since 1970sMore than 19,000 community based forest user groups are managing about 25% of the total national forest area

Source: MFSC, 2009

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INTRODUCTION: JAVATotal area of Indonesia: 191,944,000 haTotal terrestrial of Java: 12,749,900 haTotal forest area of Indonesia: 126 829 561 28 ha

Total area of Java is only 7% of the total area of Indonesia Total forest area of Indonesia: 126,829,561.28 ha

Total terrestrial forest area of Java: 3,024,958 hathe total area of Indonesia

occupied by 70% of Indonesian population (1,026

individuals/km2) (BPS, 2008)Source: Damayanti, 2008

High density populationFarmers in Java, who possess only relatively small tract of land, or farm laborers, would attempt to enlarge or

h l i d l d b i If population growth cannot be

search more cultivated land, to obtain greater yield (Prasetyo , et al., 2009) and conversion of forest and agricultural land to settlement (Prasetyo, Damayanti,

If population growth cannot be controlled, in year 2050 population density in Java will reach 2,070 individuals/km2 (Prasetyo, Damayanti, & M d 2009)land to settlement (Prasetyo, Damayanti,

& Masuda, 2009).& Masuda, 2009)

23,7 % of Java is forestland,Production & protection forest areas in Java are managed by Perhutani with Forest Resource Management Together

ith th C it (PHBM) t with the Community (PHBM) program, to reduce deforestation and increase farmer’s welfare around the forests in Java

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INTRODUCTION: FOREST TRANSITION

Forest transition is the change from shrinking to expanding forests (Mather 1992 & Grainger to expanding forests (Mather, 1992 & Grainger, 1995 in Mather & Needle, 1998).Nepal:p

The rate of forest area decrease was 1.7% per year between 1978/79 and 1994, the rate of forest and shrub depletion was 0 5% per the rate of forest and shrub depletion was 0.5% per yearthe recent studies from 20 Terai districts revealed h h f f h that the rate of forest cover change was at an

annual rate of 0.06% during 1990/91 to 2000/2001.Macro level studies and visual interpretations revealed that Nepal’s forest coverage and condition is significantly improving due to the Community is significantly improving due to the Community Forestry (CF) intervention (Ministry of Forests and Soil Conservation, 2009).

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INTRODUCTION: FOREST TRANSITION (2)

Indonesia Studies in Kuningan District and Ciamis District in Studies in Kuningan District and Ciamis District in Java revealed that on district based analysis, reforestation have been happening with:

f i f 0 67% i K i Di i reforestation rates of 0.67% in Kuningan District between 2002-2009 (Prasetyo, Damayanti, & Masuda, 2009) and 11.98% in Ciamis District between 2001 – 2010 (Prasetyo & Damayanti, 2010).

Indonesia (Sumatera, Indonesian Borneo, and West Indonesia (Sumatera, Indonesian Borneo, and West Papua) is classified into deforested countries together with Malaysia and Myanmar as results of infrastructure expansion investment in infrastructure expansion, investment in agriculture, and establishment of cash crop plantations (FAO, 2011) ( )District based/small scale studies such as in Kuningan and Ciamis revealed the reversal

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OBJECTIVES

This study aims at identifying the characteristics of households that enggage in Community Forestry (CF) of gg g y y ( )Nepal and Forest Resource Management Together with the Community (PHBM) Together with the Community (PHBM) that becomes driving factors for the

f f t tisuccess of reforestation

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METHODS

Detail Chitwan Case Ciamis CaseLand use and land cover 2009 2009Land use and land cover change analysis

2009 2009

Landsat data 1999, 2009 2001, 2010Household survey 2010 2010

Institution Baghdevi CFUG LMDH Galang TarunaNumber of household 1 045 166Number of household members

1,045 166

Number of respondents (h h ld / )

CFUG member: 22 23(households/HH) Non-CFUG: 8

Sampling intensity 2.11% 13.86%

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LOCATION OF STUDY: CHITWAN

Before 2003After 2003

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LOCATION OF STUDY: CHITWAN

Before 2003After 2003

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LOCATION OF STUDY: CHITWAN

Before 2003After 2003

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LOCATION OF STUDY: CIAMIS

2001 2010

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LOCATION OF STUDY: CIAMIS

2001 2010

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METHODS

Detail Chitwan Case Ciamis CaseLand use and land cover 2009 2009Land use and land cover change analysis

2009 2009

Landsat data 1999, 2009 2001, 2010Household survey 2010 2010

Institution Baghdevi CFUG LMDH Galang TarunaNumber of household 1 045 166Number of household members

1,045 166

Number of respondents (h h ld / )

CFUG member: 22 23(households/HH) Non-CFUG: 8

Sampling intensity 2.11% 13.86%

Results of these analysis were used to identify the ill f i t i villages for interview

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RESULTSRESULTS

Community Forestry SettingCommunity Forestry SettingPHBM Setting

Baghde i CFUG Chit an NepalBaghdevi CFUG, Chitwan-NepalLMDH Galang Taruna, Ciamis-Indonesia

H h ld h t i tiHouseholds characteristics

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COMMUNITY FORESTRY SETTINGDetail information on Nepal’s Community Forestry Initiated : 1976

Legally implemented : on the enforcement of the Forest Act (1993) and Forest Regulation (1995)

Management system : handing over a portion of forest to local community to be managed, so they are benefitting forest products for their daily consumption

Form of institution : Community Forest User’s Group (CFUG)

Benefit of CFUG members : utilizing forest products in their CF and they can fix their own price for forest products and membership fee

Divisional Forest CFUGApplication document Divisional Forest

Office/DFOC UG

Crosschecks & procedures

Constitution of CFUG Approval & handing over the

CFSource: Field survey, 2010

Constitution of CFUGOperational plans

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PHBM SETTING

LMDH= Forest Village Community InstitutionHPD= Village-managed ForestHPD= Village-managed ForestMoU between the village and the head of district forest management unit (KKPH)LoA between LMDH and head of division forest management unit (KBKPH)

KPHExtension

LMDH Crosschecks & procedures

MoU & LoA

Source: Field survey, 2009

establishment

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BENEFIT OF PHBM

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BAGHDEVI CFUG, CHITWAN, NEPALThere has been a decrease in forest cover of Chitwan District Members of Baghdevi CFUGof Chitwan District, including in Baghdevi CF.Deforestation took place

9201000

1200

lds

g

Deforestation took place on the same time with application for CF and continued even after CF 826

1045800

1000

ouse

hol

continued even after CF was handed over.Baghdevi CFUG was established & applied 400

600

ber

of h

o

established & applied for CF in 1997, approved in 2001 with forest areas handed

200Num

b

over was 482.39 Ha The turning point of forest transition was in

0

2001 2006 2010

Yearo est t a s t o as 2003 (Data analysis, n.d., unpublished).

Source: Field survey, 2010

Year

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LMDH GALANG TARUNA, CIAMIS, INDONESIA

Established in 2002 and since then and since then managed 800 Ha forestlandReforestation took 205

250

lds

Members of LMDH

Reforestation took place in Ciamis District between 2001 2010 ith

166150

200

hous

eho

2001 – 2010 with rate of 11.98% per year (Prasetyo and 50

100

ber

of h

y ( yDamayanti, 2010)The turning point of forest transition was

0

2002 2010N

umb

forest transition was in 1997 (Dataanalysis, n.d., unpublished)

Year

ished).

Source: Field survey, 2009

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HOUSEHOLDS CHARACTERISTICSNo Details Baghdevi CFUG (N=22) LMDH Galang Taruna (N=23)

1 Age 21-60 y.o. (95.5%) 21-60 y.o. (86.96%) 2 Occupation Farmer (63.6%) Farmer (82.61%)

Other occupation Govt. Employee, business, driver, labor, labor to outside

Nepal, social worker

Village govt. Employee, business

Nepal, social worker3 Members of family

(including respondent)2-4 persons 2-7 persons

4 Private-owned land (% of N Farmer) Paddy field 78.56% 52,63% Dry agric.land 84,21%

5 Other managed-land (% of N Farmer)Paddy field 14.29%Forestland 35%

6 Farmers’ land size (Ha)( )

Paddy field 1-30 katha 0.07 – 0.42 Dry agric.land 0.14 - 2

Other land (forestland) 0 14 0 42 Other land (forestland) 0.14 – 0.42

Note: 1 katha = 0.33 Ha or 1 Ha = 30 kathaSource: Field surveys, 2010

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DISCUSSIONBasic difference between CF and PHBM:

In CF, forest is handed over to the local community, to be managed, utilized, and conserved CFUG “owns” the forestIn PHBM, local community can use the forest in term of usingthe land for agricultural crops up to 3 years after planting the main trees (tumpangsari), and protect the main trees to obtain incentive in the form of benefit sharing up to 25% at the end incentive in the form of benefit sharing up to 25% at the end of planting cycle but forest is managed by Perhutani

This explained why members of Baghdevi CFUG is increasing while members of LMDH Galang Taruna is increasing, while members of LMDH Galang Taruna is decreasing, that forest in Baghdevi area is important and has more meaning for the members.

Forest products especially firewood and timber from nearby Forest products, especially firewood and timber from nearby forest can only be available for those who becomes members of CFUG. Meanwhile in PHBM, allowed period for planting agricultural Meanwhile in PHBM, allowed period for planting agricultural crops is only up to three years after planting the main trees and the member of LMDH must maintain and protect the main trees until the end of the planting cycle, for about 30

ith t th i f l i tiyears without other meaningful incentives.

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CONCLUSION

High percentage of respondents who are f ith i t d l d d farmers with private-owned land and managed lands seems become the d i i f b hi d f idriving factors behind reforestation.Farmers who owned/managed-lands / gtend to work on their lands. They fulfil their daily needs from working the land. y gBoth CFUG and LMDH seems have same idea that forest becomes their saving for idea that forest becomes their saving for the future and their children, so they conserve and protect the forestconserve and protect the forest.

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ACKNOWLEDGEMENT

We would like to express our gratitude to:The Grant-in-Aid for Scientific Research (No 21405005) from the Japanese (No. 21405005) from the Japanese Society for the Promotion of Science,the Directorate General of Higher Education, Ministry of National yEducation of Indonesia for their financial support through research grant financial support through research grant No. 688/SP2H/PP/DP2M/X/2009 and No 447/SP2H/PP/ DP2M/VI/2010 and No. 447/SP2H/PP/ DP2M/VI/2010 and

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REFERENCESAllen, J.C. and D. F. Barnes. 1985. The Causes of Deforestation in Developing Countries. Annals of the Association of American Geographers, 75(2). (Jun., 1985), pp. 163-184.B bi E B N B k t l J C B d I St d 1993 Th Barbier, E.B., N. Bockstael, J.C. Burgess and I. Strand. 1993. The timber trade and tropical deforestation in Indonesia. LEEC Paper DP 93-01. London Environmental Economics Centre.BPS. 2008. Statistik Indonesia. Badan Pusat Statistik Indonesia. Project supported by the Australian International Development Assistance Program – AusAID (retrieved on November 25, 2008).Damayanti, E. K. 2008. Legality of National Parks and Involvement of Local People: Case studies in Java Indonesia and Kerala India Local People: Case studies in Java, Indonesia and Kerala, India. Dissertation. Japan: The University of Tsukuba.Ellis, E., & Porter-Bolland, L. 2008. Is Community-Based Forest Management More Effective than Protected Areas? A comparison of land

/l d h i T N i hb i t d f th Y t use/land cover change in Two Neighboring study areas of the Yucatan Peninsula, Mexico. Forest Ecology & Management, 256: 1971-1983.FAO. 1990. Situation and Outlook of the Forestry Sector in Indonesia. Volume 1: issues, findings and opportunities. Ministry of , g pp yForestry, Government of Indonesia; Food and Agriculture Organization of the United Nations, Jakarta.FAO. 2011. Southeast Asian Forests and Forestry to 2020: Subregional Report of The Second Asia-Pacific Forestry Sector Outlook Study Asia-Report of The Second Asia-Pacific Forestry Sector Outlook Study. Asia-Pacific Forestry Commission, Food and Agriculture Organization of the United Nations, Bangkok.

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REFERENCES (2)Mather, A. S., and C. L. Needle. 1998. The Forest Transition: A Theorethical Basis. Area, 30 (2): 117-124.Ministry of Forestry & Center Bureau of Statistic of Republic Indonesia Ministry of Forestry & Center Bureau of Statistic of Republic Indonesia. 2009. Identifikasi desa di dalam dan sekitar kawasan hutan. Jakarta: Departemen Kehutanan & Biro Pusat Statistik. (in Indonesian)Ministry of Forests and Soil Conservation. 2009. Nepal Forestry O tl k St d A i P ifi F t S t O tl k St d II W ki Outlook Study. Asia-Pacific Forestry Sector Outlook Study II, Working Paper Series, Working Paper No. APFSOS II/WP/2009/05. Food and Agriculture Organization of the United Nations, Regional Office for Asia and The Pacific, Bangkok.Nagendra, H., S. Pareeth and R.Ghatea. 2006. People within parks—forest villages, land-cover change and landscape fragmentation in the Tadoba Andhari Tiger Reserve, India. Applied Geography, 26: 96–112.Laurance W F 2007 Forest destruction in tropical Asia Current Laurance, W.F. 2007. Forest destruction in tropical Asia. Current Science, 93(11): 1544 – 1550. Perhutani. 2004. Kumpulan Pedoman PHBM – Bahan Semiloka: PHBM sebagai Sistem. Perum Perhutani: Bandung Prasetyo, L.B., H. Kartodihardjo, S. Adiwibowo, B. Okarda and Y. Setiawan. 2009. Spatial Model Approach on Deforestation of Java Island, Indonesia. Journal of Integrated Field Science: 6. Field Science Center Graduate School of Agricultural Science. Tohoku University-g yJapan.

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REFERENCES (3)

Prasetyo, L. B., E. K. Damayanti, & M. Masuda. 2009. Preconditions for the Success of Managing Forest Resources with C it (PHBM) C St d i KPH K i d Ci i Community (PHBM): Case Study in KPH Kuningan and Ciamis. Final Report. Competitive Research Grant for International Publication Batch III Directorate of Higher Education No. 688/SP2H/PP/DP2M/X/2009. Bogor: Bogor Agricultural 688/SP2H/PP/DP2M/X/2009. Bogor: Bogor Agricultural University. Unpublished.Prasetyo, L. B. & E. K. Damayanti. 2010. Spatial and Household Scale Approaches to Identify Factors Contribute to the Success of pp yCommunity Forestry Program. Final Report. Foreign Cooperation Research and International Publication, Directorate of Higher Education No. 447/SP2H/PP/DP2M/VI/2010. Bogor: Bogor Agricultural University UnpublishedAgricultural University. Unpublished.World Bank. 1990. Indonesia: Sustainable Development of Forests, Land, and Water. The World Bank, Washington, DC.World Bank 1994 Indonesia: Environment and Development World Bank. 1994. Indonesia: Environment and Development. The World Bank, Washington, DC.


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