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PROTA
Characterization of the performance and
durability of full scale seismic isolation and
energy dissipation devices
Gianmario Benzoni University of California San Diego
Caltrans Seismic Response Modification Device Test Facility SRMD
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
DIFFICULTIES FOR TECHNOLOGY
IMPLEMENTATION:
Acceptance criteria based on experimental validation
often not correctly designed
“Traditions” in design and construction
Design approach too conservative (codes)
Economical decision usually based on the initial cost of
construction
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
UTAH STATE CAPITOL
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
SAN FRANCISCO CITY HALL, CALIFORNIA
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Strategic Facilities:
911 EMERGENCY COMMUNICATION CENTER –S.F, CALIFORNIA
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
CALTRANS TRAFFIC CENTER –SAN DIEGO, CALIFORNIA
Number & Type of Isolators:
40 HDR
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Mills-Peninsula Medical Center
Burlingame, Ca
42000 m2 area
2 miles from San Andreas fault PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
176
Triple-Pendulum
(E.P.S.)
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
* Represents 19% of the total bridge population of 25,000. Status 1-11-00
California Department of Transportation
(Caltrans) Seismic Bridge Safety Program Program N. of Bridges
identified forretrofit
Cost($ ML)
Completiondate
Phase IRestrainers
1261 54 Aug. 89
Phase IISingle column bents
1039 850 Mar 00
Phase IIIMulti column bents
1155 1350 Aug. 05
Phase IVToll bridges
7 2619 Aug. 05
Phase VLocal agencies
1200 1200 Aug. 05
Total 4662*
6073
PROTA
• CALTRANS Toll Bridge Seismic Retrofit Program – Benicia - Martinez Bridge *
– Carquinez Bridge
– Richmond - San Rafael Bridge
– San Francisco - Oakland Bay Bridge *
– San Mateo - Hayward Bridge
– Vincent - Thomas Bridge
– San Diego - Coronado Bridge
– Antioch Bridge
– Dumbarton Bridge
• Need of full scale tests
• Range of force, displacement, velocity
PROTA
Caltrans SRMD Lab
At UCSD
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Vertical Longitudinal Transverse
Force 53,400 kN (12,000 kips)
8,900 kN (2,000 kips)
4,450 kN (1,000 kips)
Displacement 0.127 m (5 in.)
1.22 m (48 in.)
0.61 m (24 in.)
Velocity 254 mm/s (10 in./s)
1778 mm/s (70 in./sec)
762 mm/s (30 in./sec)
Clearance Up to 1.52 m (5 ft)
~ 4 m (13 ft)
Relative rotation
5 2 2
SRMD technical specifications
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Caltrans Seismic Response Modification Device Test Facility SRMD
Benicia-Martinez Bridge Friction Pendulum devices PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Lessons from Laboratory Tests
PERFORMANCE OF
ISOLATORS/DAMPERS TESTING PROTOCOL
MACROSCOPIC EVIDENCE OF CRITICAL DESIGN AND FABRICATION
CONCEPTS
UNEXPECTED PERFORMANCE
LACK OF RATIONAL TESTING PROTOCOLS AND ACCEPTANCE
CRITERIA
LACK OF RELIABILITY OF NUMERICAL MODELS PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
MACROSCOPIC EVIDENCE OF CRITICAL
DESIGN AND FABRICATION CONCEPTS
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Caltrans Seismic Response Modification Device Test Facility SRMD
TESTING PROTOCOLS AND ACCEPTANCE CRITERIA
Attempt to combine in one test multiple performance
characteristics verifications
Acceptance criteria established on designer “wish list”
that do not account for variability of the specific device
response (stick-slip, thermal effects etc.)
Prototype testing protocols “project specific”
Mono-directional vs multi-directional type of motion
Complete absence of requirements about durability of devices
Incomplete requirements about shape of excitation, time
between tests (temperature), sensors type and location
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Caltrans Seismic Response Modification Device Test Facility SRMD
DESIGNER MANUFACTURER
MOST CRITICAL TREND:
CODE
Specific knowledge still limited for designers
The designer considers himself a NON-EXPERT
Device manufacturer
PROTA
Caltrans Seismic Response Modification Device Test Facility
SRMD
PROTOTYPE TESTS (2 PER TYPE)
PROOF TESTS (Production acceptance)
TEST R&D
Design
parameters
Device
limits
The designer needs to be FULLY involved in the
qualification process of the device
and be informed on the long term performance of products PROTA
Caltrans Seismic Response Modification Device Test Facility
SRMD
LEAD RUBBER BEARING @ 450% PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Estrapolation of the experimental performance of devices
to other similar devices but with different dimensions and
capacity
“The father of friction research, Leonardo da Vinci,
was probably the first who consciously investigated
pairs of material. From that time, the unfortunate
misunderstanding about a friction ‘coefficient’ as a material
property has grown, and it is still deeply rooted in the mind
of engineers,….[However] the friction coefficient is just a
convenience, describing a friction system and not a material
property” G.Salomon, 1964
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EFFECT OF VERTICAL LOAD VARIATION
EFFECT OF VELOCITY (STRAIN RATE)
EFFECT OF TEMPERATURE
ELASTOMERIC
BEARINGS
FRICTION-BASED
ISOLATORS
Caltrans Seismic Response Modification Device Test Facility SRMD
EFFECT OF MULTI_DIRECTIONAL INPUT
PROTA
Peak Shear Forces
2000 2500 3000 3500 4000 4500 5000 5500 6000
Vertical load (kN)
500
1000
1500
Fo
rce (
kN
)
1st cycle
2nd cycle
3rd cycle
Max 4-5%
LEAD-RUBBER BEARINGS:
Caltrans Seismic Response Modification Device Test Facility SRMD
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Peak Shear Forces
0 200 400 600 800 1000
-1500
-1000
-500
0
500
1000
1500
Fo
rce (
kN
)
1st cycle
2nd cycle
3rd cycle
negative force
0 200 400 600 800 1000 1200 1400
1st cycle
2nd cycle
3rd cycle
negative force
0 200 400 600 800 1000 1200 1400
Peak velocity (mm/s)
1st cycle
2nd cycle
3rd cycle
negative force
V=2224 KN (2.7 MPa) V=4004 KN (4.9 MPa) V=5783 KN (7.1 MPa)
Max 70.6% Max 73.8% Max 64.5%
45% 45% 45%
30% 30% 30% PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Yield Shear Force
2000 2500 3000 3500 4000 4500 5000 5500 6000
Vertical load (kN)
200
300
400
500
600
700
800
900
Yie
ld s
he
ar
forc
e Q
d (
kN
)
1st cycle
2nd cycle
3rd cycle
Max 7.6%
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
0 200 400 600 800 1000
100
200
300
400
500
600
700
800
900
1000
Yie
ld S
hea
r F
orc
e Q
d (
kN
)
0 200 400 600 800 1000 1200
100
200
300
400
500
600
700
800
900
1000
1st cycle
2nd cycle
3rd cycle
0 200 400 600 800 1000 1200
100
200
300
400
500
600
700
800
900
1000
Yield Shear Force
V=2224 kN (2.7 MPa)
V=4004 kN (4.9 MPa)
V=5783 kN (7.1 MPa)
Peak velocity (mm/s)
Yie
ld s
he
ar
forc
e (
kN
)
Max 95% Max 103% Max 89%
67% 67% 67%
46% 46% 46% PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
0 200 400 600 800 1000 1200 1400
Peak velocity (mm/s)
1
2
3
4K
eff
(kN
/mm
)
2224 kN
4004 kN
5783 kN
Effective Stiffness
Max 52%
Max 34%
Max 22%
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Post-Yield Stiffness
0 200 400 600 800 1000 1200 1400
Peak velocity (mm/s)
1
1.5
2
2.5
3
Kd
(kN
/mm
)
2223 kN4004 kN5783 kN2nd cycle3rd cycle
Cycle v = 0.76
(mm/s)
v = 355
(mm/s)
v = 711
(mm/s)
v = 957
(mm/s)
v = 1270
(mm/s)
1 -9.7 -6.2 -12.0 -6.6 -4.8
2 -4.8 -6.1 -15.8 -10.8 -6.9
3 -6.8 -6.5 -13.4 -10.5 -6.8
Max reduction (%) of
Kd due to increasing VL
Max 60%
Max 50%
Max 40%
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
2000 2500 3000 3500 4000 4500 5000 5500 6000
Vertical load (kN)
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
dam
pin
g (
%)
1st cycle
2nd cycle
3rd cycle
Damping ratio
0 1 2 3 4
Cycle
0.9
1
1.1
i/2
0.762 mm/s
355.6 mm/s
711.2 mm/s
957.6 mm/s
1270 mm/s
Max VL 13% Max 29% - 19% - 14% PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Model w/o velocity
and repetition of
cycles effects
Model
Experimental
F1+F2
x
F1+F2
x
Model with velocity
and repetition of
cycles effects PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
DEGRADATION OF THE RESPONSE OF
ELASTOMERIC ISOLATORS DUE TO TEMPERATURE
IN PROGRESS:
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Lead Rubber Bearing (Square Type) by OILES Corp.
Spec.
- 900mm x 900mm
- Lead Plug (4 pcs)
- NR (G0.4 N/mm2)
- S1:39.1
- S2:5.0
Test Program
-Vert. Stress : 10 N/mm2
-Vel. 1.5 cm/s -Sine wave
Bi-directional behavior of Lead Rubber Bearing
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
1 2
3 4
Oval orbit(400%x200%)
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
LRB-S-900 #2γ=400×200%(複合加力)
1000kN
Single direction Bi-directon (Multi orbit)
LRB had very stable characteristic under 400%x200% multi excitation test.
Longitudinal direction
Lateral
direction
長辺方向 長辺方向
①
②
③
④
⑤
⑥
⑦
楕円加力
長辺/短辺:2/1
複合加力
長辺/短辺:2/1
①
③
②
長辺方向
短辺方向
一方向加力
長辺/短辺:1/0
①②
長辺方向 長辺方向
①
②
③
④
⑤
⑥
⑦
楕円加力
長辺/短辺:2/1
複合加力
長辺/短辺:2/1
①
③
②
長辺方向
短辺方向
一方向加力
長辺/短辺:1/0
①②
Lat.=
+/-200%
Long.=+/-400% Long.=+/-400%
LRB-S-900 #1γ=400% (一方向加力)
-3000
-2000
-1000
0
1000
2000
3000
-750 -500 -250 0 250 500 750
Horizontal Displacement (mm)
Hroizontal Force (kN)
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
SLIDING CONCAVE SPHERICAL
SURFACE IN STAINLESS STEE L
STEEL SLIDER
SLIDING POLYMER
COMPOSITE LINER
STEEL PLATE WITH
HOUSING FOR THE
SLIDER
FRICTION PENDULUM
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
THEORY:
Restoring Force: F =W
Ru+ sign(v)mW
Kra=W/R
F
u
mW
2mW
T = 2π√(R/g)
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
F
FV
G
Concave
surface Articulated
slider
Housing
plate
N
mN O
Self lubricating
bearing material
x
R
1
y b
M=F/b
Y=Fb/N
=y/R
X=Rsin(1-) F
PROTA
Caltrans Seismic Reponse Modification Device Test Facility SRMD
0
1
2
3
4
5
6
7
8
0 10 20 30 40 50 60 70p (MPa)
Kra (
KN
/mm
)
15 MPa (1st cycle ) 15 MPa (2nd cycle )
30 MPa (1st cycle) 30 MPa (2nd cycle)
60 MPa (1st cycle) 60 MPa (2nd cycle)
trend line (1st cycle) trend line (2nd cycle)
theoretical
0
1
2
3
4
5
6
7
8
1 10 100 1000V (mm/s)
Kra (
KN
/mm
)
15 MPa (1st cycle ) 15 MPa (2nd cycle )
30 MPa (1st cycle) 30 MPa (2nd cycle)
60 MPa (1st cycle) 60 MPa (2nd cycle)
theoretical
Disagreement not exceeding 7%, 5% and
16% for the three increasing vertical load
cases, respectively
Kra=W/R
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
LOAD EFFECT reduction of the friction
coefficient at increasing
applied loads
CYCLING EFFECT reduction of the friction
coefficient with repetition
of cycles
VELOCITY EFFECT variation of the friction
coefficient with the
velocity of motion
VARIATION OF FRICTIONAL CHARACTERISTICS:
BREAKAWAY EFFECT increase of coefficient of friction
at the beginning or at each inversion of the motion PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
EDC = -0.159p2 + 15.595p
R2 = 0.4482
0
100
200
300
400
500
600
0 10 20 30 40 50 60 70
p (MPa)
ED
C (
kN
m)
15 MPa 1st cycle 15 MPa 2nd cycle
30 MPa 1st cycle 30 MPa 2nd cycle
60 MPa 1st cycle 60 MPa 2nd cycle
dispersion of
experimental
values due to
velocity and
cycling effects
0
100
200
300
400
500
600
0.1 1 10 100 1000
V (mm/s)
ED
C (
kN
m)
60 MPa 1st cycle 60 MPa 2nd cycle
30 MPa 1st cycle 30 MPa 2nd cycle
15 MPa 1st cycle 15 MPa 2nd cycle
Variation of EDC with respect to applied pressure p and peak velocity V
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
fw = 0.103e-W/12300
R2 = 0.984
0
0.01
0.02
0.03
0.04
0.05
0.06
0.07
0.08
0.09
0.1
0 2500 5000 7500 10000 12500 15000W (kN)
f w (
-)
fW W( ) = ms0e-W/Wref
LOAD EFFECT
m W,c,v( ) = fW W( ) × fc c( ) × fv v( )MODEL:
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
VELOCITY EFFECT
fv v( ) =g + 1-g( )e-v /vref Max increase ~40%
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
c t( ) =2
ap 2A2Wv2 dt
t0
t
ò fc c( ) = e- c cref( )
b
REPETITION OF CYCLES EFFECT
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Friction reduction for repetition of cycles effect PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
0
100
200
300
400
500
600
0.1 1 10 100 1000
V (mm/s)
ED
C
15 MPa 1st cycledegradationdegradation refinedno degradation
0
100
200
300
400
500
600
0.1 1 10 100 1000
V (mm/s)
ED
C
15 MPa 2nd cycledegradationdegradation refinedno degradation
0
100
200
300
400
500
600
0.1 1 10 100 1000
V (mm/s)E
DC
30 MPa 1st cycledegradationdegradation refinedno degradation
0
100
200
300
400
500
600
0.1 1 10 100 1000
V (mm/s)
ED
C
30 MPa 2nd cycledegradationdegradation refinedno degradation
0
100
200
300
400
500
600
0.1 1 10 100 1000
V (mm/s)
ED
C
60 MPa 1st cycledegradationdegradation refinedno degradation
0
100
200
300
400
500
600
0.1 1 10 100 1000
V (mm/s)
ED
C
60 MPa 2nd cycledegradationdegradation refinedno degradation
Experimental and predicted EDC values versus
peak velocity V (top row=1st cycle, bottom row=2nd PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
MULTI-DIRECTIONAL TESTS
-0.15
-0.1
-0.05
0
0.05
0.1
0.15
-250 -150 -50 50 150 250
u (mm)
m (
-)
monodirectional test - long - p=30MPa
bidirectional test - long - p=30MPa
increased cycling +
diagonal sliding
effects
increased
cycling effectdiagonal
sliding effect
-250
-200
-150
-100
-50
0
50
100
150
200
250
-250 -200 -150 -100 -50 0 50 100 150 200 250
ulong (mm)
ula
t (-)
Increased cycling+
diagonal sliding
effects
increased cycling diagonal sliding
Cloverleaf motion
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
During the applied bi-directional motion the slider moves along
directions not parallel to the longitudinal and lateral axis of the
device. The frictional force developed in longitudinal and lateral
direction is only a component of the force generated along the
diagonal direction. For this reason, the bi-directional experimental
cycles indicate an apparent reduction of the frictional force with
respect to the mono-directional results.
DIAGONAL SLIDING EFFECT
INCREASED CYCLING
Due to the manufacturing process of the sliding surfaces, the
friction coefficient depends on the direction of motion.
ASYMMETRY EFFECT
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
-400
-300
-200
-100
0
100
200
300
400
-300 -200 -100 0 100 200 300
Displacement (mm)
Forc
e (
kN
)
BI-DIRECTIONAL
MONO-DIRECTIONAL
The mono-directional test over-estimate the dissipative capacity
with the consequence of possible exceedence of design
displacements. PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
DOUBLE PENDULUM
D.M. Fenz, M.C. Constantinou, 2006 PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
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Caltrans Seismic Response Modification Device Test Facility SRMD
-150
-100
-50
0
50
100
150
0 2 4 6 8 10 12 14
t (sec)
d (m
m)
NO VERT.
VERT.
EFFECTS OF VERTICAL COMPONENT OF MOTION
SAME RESIDUAL DISPL.
LARGER DISPL.
SMALLER PERIOD
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
-0.08
-0.06
-0.04
-0.02
0
0.02
0.04
0.06
0.08
-120 -70 -20 30 80 d (mm)
F/W
(-)
NO VERT.
VERT.
EFFECTS OF VERTICAL COMPONENT OF MOTION
HIGHER OSCILLATION LARGER DISPL.
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Vincent Thomas Bridge-
Problems of durability of viscous dampers
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Wear issues in dampers: asymmetric bearing wear (top right) due to
side loading. Excessive galling and scoring on piston rod (bottom) PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Problems of durability with viscous dampers
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Caltrans Seismic Response Modification Device Test Facility SRMD
NEW ISSUES:
INSPECTION OF DEVICES IN SERVICE
INSPECTION CRITERIA and METHODS (NDE, MONITORING) etc.
MAINTENANCE AND RETROFIT
CRITERIA AND METHODS
PROTA
Caltrans Seismic Response Modification Device Test Facility SRMD
Conclusions
The technology of isolation confirmed his potential also
with the support of extensive experimental campaigns
The designer MUST assume a proactive role in the
coordination of the validation process of a device
performance.
Questions about durability and maintenance of
anti-seismic devices need urgent answers
PROTA