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Charles E. Grassley Letter to SEC Chairman Schapiro RE the Intentinal Destruction of 9,000 Files...

Date post: 07-Apr-2018
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 The Hon Chairma U.S. Sec Washing  Dear Ch  I Securitie over 9,0 step the received. piecing t  F extremel in AIG c and 2008 Capital. would a into ques  I  1. H  2. I i 3. I  4. I S  orable Mar  urities and ton, DC 205  irman Scha recently rec s and Excha 0 files relat EC takes w These rec ogether com urther, Mr. y important redit default , and inside If Mr. Flyn pear to gre tion the SE light of M as the SEC the SEC n vestigation  it possible Mr. Flynn oldman Sac AC Capital Schapiro xchange C 49 piro: eived a lette nge Commi ed to Matter hen credibl rds may co plex cases, lynn claim cases such swaps in 2 r trading inv ’s allegatio tly handica ’s ability t . Flynn’s all routinely de t concerned ? If not, pl for the SEC correct that hs, Wells F If so, plea mmission r regarding ssion (SEC) s Under Inv informatio tain critical ven if not i that the S s the invest 09, financi estigations ns are corre the SEC’s properly re egations, I stroyed M that destro ase explain to retrieve he SEC has rgo, Bank e explain w August 17, Mr. Darcy . Mr. Flynn estigation ( n about a p informatio mmediately C has destr igation of B l fraud at t Deutsche t, the intent ability to cr tain and cat ould appre Is, and if so ing these fi why not? ny of this i destroyed f America, hy. 2011 lynn, a thirt alleges tha UI). As y ssible secur that could pursued. yed files re ernard Mad ells Fargo Bank, Leh ional destru ate pattern alog docum ciate answe , why? les may hav formation? UIs relate Deutsche B een year vet SEC staff ou know, a ities law vi be extremel lated to MU ff, Goldma nd Bank of an Brother ction of at l in complex nts. rs to the foll e harmed fu to Bernard ank, Lehma eran of the as destroye UI is the f lation is y useful in Is even in n Sachs trad America in , and SAC ast 9,000 cases and c owing ques ture Madoff, Brothers, d irst ing 2007 UIs alls ions: nd
Transcript

8/6/2019 Charles E. Grassley Letter to SEC Chairman Schapiro RE the Intentinal Destruction of 9,000 Files Related to MUI's

http://slidepdf.com/reader/full/charles-e-grassley-letter-to-sec-chairman-schapiro-re-the-intentinal-destruction 1/2

 The Hon

Chairma

U.S. SecWashing

 

Dear Ch 

I

Securitie

over 9,0step the

received.

piecing t 

F

extremelin AIG c

and 2008

Capital.would a

into ques

 

1.  H

 2.  I

i

3.  I

 

4.  I

S

 

orable Mar

 

urities andton, DC 205

 

irman Scha

recently rec

s and Excha

0 files relatEC takes w

These rec

ogether com

urther, Mr.

y importantredit default

, and inside

If Mr. Flynpear to gre

tion the SE

light of M

as the SEC

the SEC n

vestigation

 it possible

Mr. Flynnoldman Sac

AC Capital

Schapiro

xchange C49

piro:

eived a lette

nge Commi

ed to Matterhen credibl

rds may co

plex cases,

lynn claim

cases suchswaps in 2

r trading inv

’s allegatiotly handica

’s ability t

. Flynn’s all

routinely de

t concerned

? If not, pl

for the SEC

correct thaths, Wells F

If so, plea

mmission

r regarding

ssion (SEC)

s Under Invinformatio

tain critical

ven if not i

that the S

s the invest09, financi

estigations

ns are correthe SEC’s

properly re

egations, I

stroyed M

that destro

ase explain

to retrieve

he SEC hasrgo, Bank 

e explain w

August 17,

Mr. Darcy

. Mr. Flynn

estigation (n about a p

informatio

mmediately

C has destr

igation of Bl fraud at

t Deutsche

t, the intentability to cr

tain and cat

ould appre

Is, and if so

ing these fi

why not?

ny of this i

destroyedf America,

hy.

2011

lynn, a thirt

alleges tha

UI). As yssible secur

that could

pursued.

yed files re

ernard Madells Fargo

Bank, Leh

ional destruate pattern

alog docum

ciate answe

, why?

les may hav

formation?

UIs relateDeutsche B

een year vet

SEC staff 

ou know, aities law vi

be extremel

lated to MU

ff, Goldmand Bank of 

an Brother

ction of at lin complex

nts.

rs to the foll

e harmed fu

to Bernardank, Lehma

eran of the

as destroye

UI is the f lation is

y useful in

Is even in

n Sachs tradAmerica in

, and SAC

ast 9,000cases and c

owing ques

ture

Madoff,Brothers,

d

irst

ing2007

UIsalls

ions:

nd

8/6/2019 Charles E. Grassley Letter to SEC Chairman Schapiro RE the Intentinal Destruction of 9,000 Files Related to MUI's

http://slidepdf.com/reader/full/charles-e-grassley-letter-to-sec-chairman-schapiro-re-the-intentinal-destruction 2/2

5.  I

6. r

Tresponse

at (202)

it current S

rogress to a

hat is the S

lated to M

bligations?

hank you foby August

24-5225.

EC policy t

formal orde

EC’s under

Is and how

r your coop1, 2011. If 

destroy an

r approved

tanding of i

is the SEC’

ration andyou have a

y files relat

y the Com

ts legal obli

s policy and

ttention iny questions

Sincerely,

Charles E.

Ranking MCommittee

d to MUIs i

ission?

gations to m

practice co

his matter., please con

rassley

mberon the Judi

f the investi

aintain and

nsistent wit

I would aptact Chris L

 

iary

gation does

archive rec

those

reciate aucas on my

not

rds

staff 


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