Charles Koch Foundation 2012 480918408 09eaa056 FSearchable

efile GRAPHIC rint - DO NOT PROCESS As Filed Data - DLN:93491319023773

Form990-PF Return of Private Foundation OMB No 1545-0052

or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation 2012 Department of the Treasury

Internal Revenue Service Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements

Open to Public Inspection

For calendar year 2012, or tax year beginning 01-01-2012 , and ending 12-31-2012

Name of foundation A Employer identification number CHARLES KOCH FOUNDATION

48-0918408 % KARA WORTHINGTON

Number and street (or PO box number 1f ma1l 1s not delivered to street address) Room/suite B Telephone number (see 1nstnuct1ons)

PO BOX 2256 (316) 828-6847 Suite

City or town, state, and ZIP code C If exemption application 1s pending, check here ~ ' WICHITA, KS 672012256

G Check a II that apply r In1t1al return r In1t1al return of a former public charity D 1. Foreign organizations, check here ~ ' r Final return r A mended return 2. Foreign organizations meeting the 85% test,

' r Address change r Name change check here and attach computation ~

H Check type of organ1zat1on P" Section 501(c)(3) exempt private foundation

r Section 494 7(a)(l) nonexempt charitable trust r Other taxable private foundation

I Fair market value of all assets at end J Accounting method r Cash P" Accrual E If private foundation status was terminated under section 507( b )( l)(A), check here ~ ' of year (from Part II, col. (c), r Other (specify)

!me 16),..$ 276,881,787 - F If the foundation 1s in a 60-month temnmat1on

(Part I, column (d) must be on cash basis.) under section 507(b)(l)(B), check here ~ ' l:a-11 Analysis of Revenue and Expenses (The (a) Revenue and (d) Disbursements total of amounts m columns (b), (c), and (d) may not (b) Net investment (c) Adjusted net for charitable expenses per necessanly equal the amounts m column (a) (see books income income purposes mstmctwns) ) (cash basis only)

1 Contributions, gifts, grants, etc, received (attach schedule) 60,025,464

2 Check .... 1 11 the foundation 1s not required to attach Sch B

3 Interest on savings and temporary cash investments 1,415 1,415

4 D1v1dends and interest from securities. 3,918,994 3,918,994

Sa Gross rents

b Net rental income or (loss)

4' 6a Net gain or (loss) from sale of assets not on line 10 5,391, 703

; b Gross sales price for all assets on line 6a 138, 733, 912 :r; ~ 7 Capital gain net income (from Part IV, line 2) 5,391, 703

Ci:: 8 Net short-term capital gain 0

9 Income mod1f1cat1ons

10a Gross sales less returns and allowances I b Less Cost of goods sold .1 c Gross profit or (loss) (attach schedule)

11 Other income (attach schedule) ~ 1,811,978 1,720,303

12 Total. Add lines 1 through 11 71,149,554 11,032,415 0

13 Compensation of officers, directors, trustees, etc 0

14 Other employee salaries and wages 1,478,900 1,478,900 ,fl

4' 15 Pension plans, employee benefits 258,288 258,288 ,fl

!:: 16a Legal fees (attach schedule). ~ 7,219 0 0 7,219 t

)( b Accounting fees (attach schedule). ~ 6,103 0 0 6,103 Li.I 4' c Other professional fees (attach schedule) ~ 636,481 478,017 158,464 > p 17 Interest ,:::; :.....

~ t.-: 18 Taxes (attach schedule) (see 1nstnuct1ons) 231,982 20,468

i:: 19 Deprec1at1on (attach schedule) and depletion ~ 198,553

E -:::::: 20 Occupancy 371,286 371,286 ...:r -:::::: 21 Travel, conferences, and meetings. 145, 161 145, 161 !::

Printing and publ1cat1ons 5,462 5,462 ,:::; 22

!::' 23 Other expenses (attach schedule) • ~ 238,297 238,297 -...,

Total operating and administrative expenses. ,:::; 24 :.....

t Add lines 13 through 23 3,577, 732 478,017 0 2,689,648 0

25 Contributions, gifts, grants paid. 13,993,693 14,920,448

26 Total expenses and disbursements. Add Imes 24 and 25 17,571,425 478,017 0 17,610,096

27 Subtract line 26 from line 12

a Excess of revenue over expenses and disbursements 53,578,129

b Net investment income (1f negative, enter -0-) 10,554,398

c Adjusted net income (1f negative, enter -0-) 0

For Paperwork Reduction Act Notice, see instructions. Cat No 11289X Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) Page 2

l:F-TillU Attached schedules and amounts in the description column Beg inning of year End of year Balance Sheets should be for end-of-year amounts only (See instructions ) (a) Book Value (b) Book Value (c) Fair Market Value

1 Cash-non-interest-bearing. 676,259 428,037 428,037

2 Savings and temporary cash investments 8,655,461 77,727,198 77,727,198

3 Accounts receivable .... 72, 101

Less allowance for doubtful accounts .... 87,889 72, 101 72, 101

4 Pledges receivable ....

Less allowance for doubtful accounts ....

5 Grants receivable

6 Receivables due from officers, directors, trustees, and other

d1squal1f1ed persons (attach schedule) (see page 15 of the

1nstruct1ons).

7 Other notes and loans receivable (attach schedule) ....

Less allowance for doubtful accounts .... '-"" m 8 Inventories for sale or use '-"" '-"" 9 Prepaid expenses and deferred charges 113,397 86,638 86,638 ~

10a Investments-Li S and state government obl1gat1ons (attach schedule)

b Investments-corporate stock (attach schedule).

c Investments-corporate bonds (attach schedule).

11 Investments-land, bu1ld1ngs, and equipment basis .... 3,377,694

Less accumulated deprec1at1on (attach schedule) .... 3,377,694 3,377,694 2,455,694

12 Investments-mortgage loans

13 Investments-other (attach schedule) 203,038,442 ~ 186,067, 154 196, 100,488

14 Land, bu1ld1ngs, and equipment basis .... 16,635

Less accumulated deprec1at1on (attach schedule) .... 5,004 405,231 ~ 11,631 11,631

15 Other assets (describe .... )

16 Total assets (to be completed by all filers-see the

1nstruct1ons Also, see page 1, item I) 216,354,373 267, 770,453 276,881, 787

17 Accounts payable and accrued expenses 18, 746 159,554

18 Grants payable 2,863,946 1,938,471

,fl 19 4'

Deferred revenue

e 20 Loans from officers, directors, trustees, and other d1squal1f1ed persons -.3 21 Mortgages and other notes payable (attach schedule) ,:::;

.::i 22 Other l1ab1l1t1es (describe .... )

23 Total liabilities (add lines 17 through 22) 2,882,692 2,098,025

Foundations that follow SFAS 117, check here .... p-and complete lines 24 through 26 and lines 30 and 31.

,fl

4' u 24 Unrestricted • 213,471,681 265,672,428

~ 25 Temporarily restricted ,:::; -,:::; 26 Permanently restricted ca !::: Foundations that do not follow SFAS 117, check here .... ' ::::! and complete lines 27 through 31. u.. :..... 27 Capital stock, trust principal, or current funds 0 ,fl 28 Pa1d-1n or capital surplus, or land, bldg, and equipment fund 4)

Retained earnings, accumulated income, endowment, or other funds ,fl 29 ,fl

ci 30 Total net assets or fund balances (see page 1 7 of the 4) 1nstruct1ons). 213,471,681 265,672,428 z

31 Total liabilities and net assets/fund balances (see page 1 7 of

the 1nstruct1ons) 216,354,373 267, 770,453

hlfllOI Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beg1nn1ng of year-Part II, column (a), line 30 (must agree

with end-of-year figure reported on prior year's return) 1 213,4 71,681

2 Enter amount from Part I, line 27a 2 53,578,129

3 Other increases not included 1n line 2 (1tem1ze) .... 3

4 Add lines 1, 2, and 3 4 267,049,810

5 Decreases not included 1n line 2 (1tem1ze) .... ~ 5 1,377,382

6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 6 265,672,428

Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) Page 3 l:F-Til•l"t Capita Gams an d Losses f or Tax on Investment Income

(a) List and describe the k1nd(s) of property sold (e g, real estate, (b) How acquired

(c) Date acquired (d) Date sold P-Purchase

2-story brick warehouse, or common stock, 200 shs M LC Co) D-Donat1on

(mo, day, yr) (mo, day, yr)

la See Add1t1onal Data Table

b

c

d

e

(e) Gross sales price (f) Deprec1at1on allowed (g) Cost or other basis (h) Gain or (loss)

(or allowable) plus expense of sale (e) plus (f) minus (g)

a See Add1t1onal Data Table

b

c

d

e

Complete only for assets showing gain 1n column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus

(i) FM V asof12/31/69 (j) AdJusted basis (k) Excess of col (1) col (k), but not less than -0-) or

asof12/31/69 over col (J), 1f any Losses (from col (h))

a See Add1t1onal Data Table

b

c

d

e

{ If gain, also enter 1n Part I, line 7 } 2 Capital gain net income or (net capital loss) If (loss), enter -0- 1n Part I, line 7 2 5,391,703

3 Net short-term capital gain or (loss) as defined 1n sections 1222(5) and (6)

If gain, also enter 1n Part I, line 8, column (c) (see 1nstruct1ons) If (loss), enter -0- } 1n Part I, line 8 3 0 .. •ifliA"4 Quahf1cat1on Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subJect to the section 4940(a) tax on net investment income)

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year 1n the base period7 If"Yes," the foundation does not qualify under section 4940(e) Do not complete this part

I Yes P- No

1 Enter the appropriate amount 1n each column for each year, see page 18 of the 1nstruct1ons before making any entries

(a) (b) (c) (d) Base period years Calendar Adjusted qualifying d1stnbut1ons Net value of nonchantable-use assets D1stnbut1on ratio

year (or tax year beginning in) (col (b) d1v1ded by col (c))

2011 20,955,082 215,815,197 0 097097

2010 18,901,264 2 0 3 ,4 6 8 ,6 8 3 0 092895

2009 19,551,962 155,141,798 0 126026

2008 15,476,965 170,704,588 0 090665

2007 10,080,287 127,673,989 0 078953

2 Total of line 1, column (d). 2 0 485636

3 Average d1stribut1on ratio for the 5-year base period-d1v1de the total on line 2 by 5, or by the number of years the foundation has been 1n existence 1f less than 5 years 3 0 097127

4 Enter the net value ofnoncharitable-use assets for 2012 from Part X, line 5. 4 2 1 6 ,4 3 2, 7 8 8

5 Multiply line 4 by line 3. 5 21,021,467

6 Enter 1% of net investment income (1% of Part I, line 27b). 6 105,544

7 Add lines 5 and 6. 7 21,127,011

8 Enter qual1fy1ng d1stribut1ons from Part XII, line 4. 8 17,610,096

If line 8 1s equal to or greater than line 7, check the box 1n Part VI, line 1 b, and complete that part using a 1 % tax rate See the Part VI 1nstruct1ons

Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) page 4 l:J.fiifJI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948-see page 18 of the instructions)

la Exempt operating foundations described in section 4940(d)(2), check here ,... I and enter "N/A" on line 1

Date of ruling or determ1nat1on letter (attach copy of letter if necessary-see instructions)

b Domestic foundations that meet the section 4940 (e) requirements 1n Part V, check

c

2

3

4

5

here,... 1 and enter 1% of Part I, line 27b

All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b)

Tax under section 511 (domestic section 4947(a)(l) trusts and taxable foundations only Others enter -0-)

Add lines 1 and 2.

Subtitle A (income) tax (domestic section 4947(a)(l) trusts and taxable foundations only Others enter -0-)

Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -0-.

6 Credits/Payments

.

.

a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 167,719

b Exempt foreign organ1zat1ons-tax withheld at source 6b

c Tax paid with appl1cat1on for extension oft1me to file (Form 8868) 6c 20,000

d Backup w1thhold1ng erroneously withheld. 6d

7 Total credits and payments Add lines 6a through 6d.

s Enter any penalty for underpayment of estimated tax Check here 1 1f Form 2220 1s attached

9 Tax due. If the total ofl1nes 5 and 8 1s more than line 7, enter amount owed.

1

2

3

4

5

7

8

9

10 Overpayment. If line 7 1s more than the total of lines 5 and 8, enter the amount overpaid. ,... 10

211,088

211,088

211,088

187,719

356

23,725

11 Enter the amount of line 10 to be Credited to 2013 estimated tax,... I Refunded,... 1---1-1--11-------------

Part VII-A Statements Regarding Act1v1t1es la During the tax year, did the foundation attempt to influence any national, state, or local leg1slat1on or did

1t part1c1pate or intervene 1n any pol1t1cal campa1gn7

b Did 1t spend more than $100 during the year (either directly or 1nd1rectly) for pol1t1cal purposes (see page 19 of

the 1nstruct1ons for def1n1t1on)7

If the answer is "Yes" to la or lb, attach a detailed descnptJOn of the act1v1t1es and copies of any matenals

published or d1stnbuted by the foundatJOn 1n connection with the act1v1t1es.

c D 1d the foundation file Form 1120-POL for this yea r7.

d Enter the amount (1fany) of tax on pol1t1cal expenditures (section 4955) imposed during the year

(1) On the foundation ,... $ (2) On foundation managers ,... $ --------

e Enter the reimbursement (1f any) paid by the foundation during the year for pol1t1cal expenditure tax imposed

on foundation managers ,... $ --------

2 Has the foundation engaged 1n any act1v1t1es that have not previously been reported to the IRS7

If "Yes," attach a detailed descnpt1on of the act1v1t1es.

3 Has the foundation made any changes, not previously reported to the IRS, 1n its governing instrument, articles

of 1ncorporat1on, or bylaws, or other s1m1lar 1nstruments7 If "Yes," attach a conformed copy of the changes

4a Did the foundation have unrelated business gross income of$1,000 or more during the year7.

b If "Yes," has 1t f1 led a tax return on Form 990-T for this yea r7.

5 Was there a l1qu1dat1on, term1nat1on, d1ssolut1on, or substantial contraction during the year7

If "Yes," attach the statement required by General Instruct/On T.

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) sat1sf1ed either

• By language 1n the governing instrument, or

• By state leg1slat1on that effectively amends the governing instrument so that no mandatory d1rect1ons

that conflict with the state law remain 1n the governing instrument?

7 Did the foundation have at least $5,000 in assets at any time during the year7 If "Yes," complete Part II, col (c), and Part XV

Sa Enter the states to which the foundation reports orw1th which 1t 1s registered (see 1nstruct1ons)

,...DC, KS,_V_A------------------------------------~ b If the answer 1s "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G7 If "No," attach explanation.

9 Is the foundation cla1m1ng status as a private operating foundation w1th1n the meaning of section 4942(J)(3)

or 4 9 4 2 (J)(5) for calendar year 2 O 12 or the taxable year beg1nn1 ng In 2 O 12 (see I nstruct1ons for Pa rt XIV )7

If "Yes," complete Part XIV

10 Did any persons become substantial contributors during the tax year7 If "Yes," attach a schedule /Jstmg their names and addresses

Yes No

la No

lb No

le No

2 No

3 No

4a No

4b

5 No

6 Yes

7 Yes

Sb Yes

9 No

10 No

Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) Page 5 I :F-Til I'd 9~1 Statements Regarding Activities (continued) 11 At any time during the year, did the foundation, directly or 1nd1rectly, own a controlled entity w1th1n the

meaning of section 512(b)(13)7 If"Yes," attach schedule (see 1nstruct1ons). 11 No

12 Did the foundation make a d1stribut1on to a donor advised fund over which the foundation or a d1squal1f1ed person had

advisory priv11eges7 If"Yes," attach statement (see 1nstruct1ons) 12 No

13 Did the foundation comply with the public 1nspect1on requirements for its annual returns and exemption appl1cat1on7 13 Yes

Website address jllrrWWW CHA RLESKO CH FO UN DA TIO N O RG

14 The books are 1n care of jllrr_K_A_R_A_W_O_R_T_H_I_N_G_T_O_N __________________ Telephone no jllrr(316) 828-6768

Located at jllrr4111 E 37TH ST N WICHITA KS ZIP +4 jllrr.;;..6.;;..7...;c2;..;;2;;..0;;._ _______ _

15 Section 494 7(a)(l) nonexempt charitable trusts f1l1ng Form 990-PF 1n lieu of Form 1041-Check here.

and enter the amount of tax-exempt interest received or accrued during the year. • jllrr 15

16 At any time during calendar year 2012, did the foundation have an interest 1n or a signature or other authority over

a bank, securities, or other f1nanc1al account 1n a foreign country?.

See 1nstruct1ons for exceptions and f1l1ng requirements for Form TD F 90-22 1 If "Yes", enter the name of the foreign country jllrr

..,.. ' 16 No

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

la During the year did the foundation (either directly or 1nd1rectly)

(1) Engage 1n the sale or exchange, or leasing of property with a d1squal1f1ed person?

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept 1t from)

a d1squal1f1ed person?.

(3) Furnish goods, services, or fac1l1t1es to (or accept them from) a d1squal1f1ed person?

(4) Pay compensation to, or pay or reimburse the expenses of, a d1squal1f1ed person?

I Yes

I Yes

P-Yes

I Yes

p- No

p- No

' No

p- No

(5) Transfer any income or assets to a d1squal1f1ed person (or make any of either available

for the benefit or use of a d1squal1f1ed person)?. I Yes P- No

(6) Agree to pay money or property to a government off1c1al7 (Exception. Check "No"

1f the foundation agreed to make a grant to or to employ the off1c1al for a period

after term1nat1on of government service, 1f term1nat1ng w1th1n 90 days ). 1 Yes P- No

b If any answer 1s "Yes" to la(l )-(6 ), did any of the acts fail to qualify under the exceptions described 1n Regulations

section 53 4941(d)-3 or 1n a current notice regarding disaster assistance (see page 20 of the 1nstruct1ons)7.

O rgan1zat1ons relying on a current notice regarding disaster assistance check here.

c Did the foundation engage 1n a prior year 1n any of the acts described 1n 1 a, other than excepted acts,

that were not corrected before the first day of the tax year beg1nn1ng 1n 20127.

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined 1n section 4942(J)(3) or4942(J)(5))

a At the end of tax year 2012, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beg1nn1ng before 20127. 1 Yes P- No

If"Yes," list the years jllrr 20 __ , 20 __ , 20 __ , 20 __

b Are there any years listed 1n 2a forwh1ch the foundation 1s not applying the prov1s1ons of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed 1ncome7 (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement-see 1nstruct1ons).

c If the prov1s1ons of section 4942(a)(2) are being applied to any of the years listed 1n 2a, list the years here

jllrr 20 20 __ , 20 __ , 20 __

3a Did the foundation hold more than a 2% direct or 1nd1rect interest 1n any business enterprise at

any time during the year7. I Yes P- No

b If "Yes," did 1t have excess business holdings 1n 2012 as a result of (1) any purchase by the foundation

or d1squal1f1ed persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved

by the Comm1ss1oner under section 4943(c)(7 )) to dispose of holdings acquired by gift or bequest, or (3)

the lapse of the 10-, 15-, or 2 0-yea r f1 rst phase hold1 ng period7 (Use Schedule C, Form 4720, to determme

If the foundation had excess bus mess holdmgs m 2012.).

4a Did the foundation invest during the year any amount 1n a manner that would Jeopardize its charitable purposes?

b Did the foundation make any investment 1n a prior year (but after December 31, 1969) that could Jeopardize its

charitable purpose that had not been removed from Jeopardy before the first day of the tax year beg1nn1ng 1n 20127

Yes No

lb No

le No

2b

3b

4a No

4b No

Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) Page 6 I :F-Til I'd !I :I Statements Regarding Activities for Which Form 4720 May Be Required (continued) Sa During the year did the foundation pay or incur any amount to

(1) Carry on propaganda, or otherwise attempt to influence leg1slat1on (section 4945(e))7 I Yes [7 No

(2) Influence the outcome of any spec1f1c public election (see section 4955), orto carry

on, directly or 1nd1rectly, any voter reg1strat1on drive 7. I Yes [7 No

(3) Provide a grant to an 1nd1v1dual for travel, study, or other s1m1lar purposes? I Yes [7 No

(4) Provide a grant to an organ1zat1on other than a charitable, etc, organ1zat1on described

1n section 509(a)(l ), (2), or (3), or section 4940(d)(2)7 (see 1nstruct1ons). P-Yes I No

(5) Provide for any purpose other than rel1g1ous, charitable, sc1ent1f1c, literary, or

educational purposes, or for the prevention of cruelty to children or animals 7. .1 Yes [7 No

b If any answer 1s "Yes" to 5a(l )-(5 ), did any of the transactions fail to qualify under the exceptions described 1n

Regulations section 53 4945 or 1n a current notice regarding disaster assistance (see 1nstruct1ons)7. Sb No

O rgan1zat1ons relying on a current notice regarding disaster assistance check here. .Jrr-'

c If the answer 1s "Yes" to question 5a(4 ), does the foundation claim exemption from the

tax because 1t ma1nta1ned expenditure respons1b1l1ty for the grant?. P-Yes I No

If "Yes," attach the statement required by Regulations sectJOn 53.4945-S(d). ',!;! 6a Did the foundation, during the year, receive any funds, directly or 1nd1rectly, to pay premiums on

a personal benefit contract?. I Yes [7 No

b Did the foundation, during the year, pay premiums, directly or 1nd1rectly, on a personal benefit contract?. 6b No

If "Yes" to 6b, file Form 8870.

7a At any time during the tax year, was the foundation a party to a proh1b1ted tax shelter transact1on7 I Yes f7 No

b If yes, did the foundation receive any proceeds or have any net income attributable to the transact1on7. 7b

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, l:ifil*d•I and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).

(b) Title, and average (c) Compensation (d) Contributions to (e) Expense account,

(a) Name and address hours per week (If not paid, enter employee benefit plans other allowances

devoted to pos1t1on -0-) and deferred compensation

See Add1t1onal Data Table

2 Compensation of five highest-paid employees (other than those included on line 1-see instructions). If none, enter "NONE."

(b) Title, and average (d) Contributions to

(a) Name and address of each employee hours per week (c) Compensation

employee benefit (e) Expense account, paid more than $50,000

devoted to pos1t1on plans and deferred other allowances

compensation

ALLISON KASIC PROGRAM MANAGER 6 3 ,313 3,591 1,440

1515 N COURTHOUSE RD STE 200 40 0

ARLINGTON,VA 22201

RYAN STOWERS PGM DIR HIGHER 185,206 11,112 1,440

1515 N COURTHOUSE RD STE 200 EDUC

ARLINGTON,VA 22201 40 0

JOHN HARDIN PROGRAM MANAGER 7 3,06 3 4,384 1,440

1515 N COURTHOUSE RD STE 200 40 0

ARLINGTON,VA 22201

DEREK JOHNSON PGM OFF HIGHER 81,250 4,87 5 1,440



CHARLES RUGER PGM OFF HIGHER 70,06 3 7 ,220 1,3 20



Total number of other employees paid over $50,000. ,,.. 2

Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) page 7 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,

lifliia"IU• and Contractors (continued) 3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

Total number of others rece1v1ng over $50,000 for professional services. ....

i:ifilf!d.;I Summary of Direct Charitable Activities

List the foundation's four largest direct charitable act1v1t1es during the tax year Include relevant stat1st1cal information such as the number of Expenses organizations and other benef1c1aries served, conferences convened, research papers produced, etc

1

2

3

4

•:r.•·••.,;;ii:t1 Summary of Program-Related Investments (see instructions) Describe the two largest program-related investments made by the foundation during the tax year on Imes 1 and 2 A mount

1

2

All other program-related investments See page 24 of the 1nstruct1ons

3

Total. Add lines 1 throuah 3. .... I Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) page 8 l:ifil!I Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,

see instructions.) 1 Fair market value of assets not used (or held for use) directly 1n carrying out charitable, etc,

purposes

a Average monthly fair market value of securities. la 199,216,809

b Average of monthly cash balances. lb 17,864,133

c Fair market value of all other assets (see 1nstruct1ons). le 2,64 7 ,777

d Total (add lines la, b, and c). ld 219,728,719

e Reduction claimed for blockage or other factors reported on lines 1 a and

le (attach detailed explanation). I 1e I 2 Acqu1s1t1on indebtedness applicable to line 1 assets. 2 0

3 Subtract line 2 from line ld. 3 219,728,719

4 Cash deemed held for charitable act1v1t1es Enter 1 1/2% of line 3 (for greater amount, see

Ins truct10 ns ). 4 3,295,931

5 Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 5 2 1 6 ,4 3 2, 7 8 8

6 Minimum investment return. Enter 5% of line 5. 6 10,821,639

Distributable Amount (see instructions) (Section 4942(])(3) and (J)(S) private operating foundations and r 1:1.fiS:d

certain fore1qn orqan1zat1ons check here..,.. and do not complete this part.) 1 M 1n1mum investment return from Part X, line 6. 1 10,821,639

2a Tax on investment income for 2012 from Part VI, line 5. I 2a I 211,088

b Incometaxfor2012 (This does not include the tax from Part VI ). I 2b I c Add lines 2a and 2b. 2c 211,088

3 Distributable amount before adJustments Subtract line 2c from line 1. 3 10,610,551

4 Recoveries of amounts treated as qual1fy1ng d1stribut1ons. 4

5 Add lines 3 and 4. 5 10,610,551

6 Deduction from distributable amount (see 1nstruct1ons). 6

7 Distributable amount as adJusted Subtract line 6 from line 5 Enter here and on Part XIII,

line 1. 7 10,610,551

1m1!.+• Qualifying Distributions (see instructions)

1

a

b

2

3

a

b

4

5

6

Amounts paid (1nclud1ng adm1n1strat1ve expenses) to accomplish charitable, etc, purposes

Expenses, contributions, gifts, etc -total from Part I, column (d), line 26. la 17,610,096

Program-related investments-total from Part IX-B. lb 0

Amounts paid to acquire assets used (or held for use) directly 1n carrying out charitable, etc,

purposes. 2 0

Amounts set aside for spec1f1c charitable proJects that satisfy the

Su1tab1l1ty test (prior IRS approval required). 3a 0

Cash d1stribut1on test (attach the required schedule). 3b 0

Qualifying distributions. Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 17,610,096

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income Enter 1% of Part I, line 27b (see 1nstruct1ons). 5

Adjusted qualifying distributions. Subtract line 5 from line 4. 6 17,610,096

Note: The amount on line 6 will be used 1n Part V, column (b), 1n subsequent years when calculating whether the foundation qual1f1es for the section 4940(e) reduction of tax 1n those years

Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) Page 9 •:F-Til1:.n• Undistributed Income (see instructions)

(a) (b) (c) (d) Corpus Years prior to 2011 2011 2012

1 Distributable amount for 2012 from Part XI, line 7 10,610,551

2 U nd1stributed income, 1f any, as of the end of 2012

a Enter amount for 2011 only. 0

b Total for prior years 2010 , 2009 , 2008 0

3 Excess d1stribut1ons carryover, 1fany, to 2012

a From 2007. 3, 779,603

b From 2008. 7,054,261

c From 2009. 11,912,574

d From 2010. 8,931,145

e From 2011. 10,279,637

f Total of lines 3a through e. 41,957,220

4 Q ual1fy1ng d1stribut1ons for 2012 from Part

XII, line 4 ..... $ 17,610,096

a Applied to 2011, but not more than line 2a 0

b A ppl1ed to undistributed income of prior years (Election required-see 1nstruct1ons).

c Treated as d1stribut1ons out of corpus (Election required-see 1nstruct1ons).

d Applied to 2012 distributable amount. 10,610,551

e Rema1n1ng amount distributed out of corpus 6,999,545

5 Excess d1stribut1ons carryover applied to 2012

(If an amount appears 1n column (d), the same amount must be shown 1n column (a).)

6 Enter the net total of each column as indicated below:

a Corpus Add lines 3f, 4c, and 4e Subtract line 5 48,956, 765

b Prior years' undistributed income Subtract line 4b from line 2b. 0

c Enter the amount of prior years' undistributed income for which a notice of def1c1ency has been issued, or on which the section 4942(a) tax has been previously assessed.

d Subtract line 6c from line 6b Taxable amount -see 1nstruct1ons. 0

e U nd1stributed income for 2011 Subtract line 4a from line 2a Taxable amount-see 1nstruct1ons. 0

f U nd1stributed income for 2 O 12 Subtract lines 4d and 5 from line 1 This amount must be distributed 1n 2013. 0

7 A mounts treated as d1stribut1ons out of corpus to satisfy requirements imposed by section 170(b)(l)(F) or4942(g)(3) (see 1nstruct1ons).

8 Excess d1stribut1ons carryover from 2007 not applied on line 5 or line 7 (see 1nstruct1ons).

3, 779,603

9 Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a. 45, 177, 162

10 Analysis ofl1ne 9

a Excess from 2008. 7,054,261

b Excess from 2009. 11,912,574

c Excess from 2 O 1 O • 8,931,145

d Excess from 2 O 11. 10,279,637

e Excess from 2 O 1 2. 6,999,545

Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) Page 10 M:ifli:u*M Private O Foundations see instructions and Pa rt VII-A uest1on 9 la If the foundation has received a ruling or determ1nat1on letter that 1t 1s a private operating

foundation, and the ruling 1s effective for 2012, enter the date of the ruling. ...-~----------------

b Check box to 1nd1cate whether the organ1zat1on IS a private operating foundation described In section r 4942(J)(3) or r 4942(J)(5)

2a Enter the lesser of the adJusted net Tax year Prior 3 years income from Part I or the m1n1mum (e) Total

investment return from Part X for each (a)2012 (b)2011 (c) 2 O 1 O (d) 2009

year listed.

b 85% ofl1ne 2a.

c Q ual1fy1ng d1stribut1ons from Part XII, line 4 for each year listed.

d Amounts included in line 2c not used directly for active conduct of exempt act1v1t1es.

e Q ual1fy1ng d1stribut1ons made directly for active conduct of exempt act1v1t1es Subtract line 2d from line 2c.

3 Complete 3a, b, or c for the alternative test relied upon

a "Assets" alternative test-enter

(1) Value of all assets.

(2) Value of assets qual1fy1ng under section 4942(J)(3 )(B)(1)

b "Endowment" alternative test- enter 2/3 of m1n1mum investment return shown 1n Part X, line 6 for each year listed.

c "Support" alternative test-enter

(1) Total support other than gross investment income (interest, d1v1dends, rents, payments on securities loans (section 512(a)(5)), or royalties).

(2) Support from general public and 5 or more exempt organ1zat1ons as provided 1n section 4942(J)(3)(B)(111).

(3) Largest amount of support from an exempt organ1zat1on

(4) Gross investment income

I :r-P •:t'fJ Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year-see instructions.)

1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year (but only 1fthey have contributed more than $5,000) (See section 507(d)(2))

CHARLES G KOCH

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest

NONE

2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here ... r 1fthe foundation only makes contributions to preselected charitable organ1zat1ons and does not accept unsol1c1ted requests for funds If the foundation makes gifts, grants, etc (see 1nstruct1ons) to 1nd1v1duals or organ1zat1ons under other cond1t1ons, complete items 2a, b, c, and d

a The name, address, and telephone number or e-mail of the person to whom appl1cat1ons should be addressed

CHARLES KOCH FOUNDATION 1515 N COURTHOUSE ROAD SUITE 200 ARLINGTON,VA 22201 (703) 875-1600

b The form 1n which appl1cat1ons should be submitted and 1nformat1on and materials they should include

ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION AND WHICH MEET THE CRITERIA LISTED IN ATTACHMENT 16 SHOULD SUBMIT A SHORT LETTER (NO MO RE THAN THREE PAGES) 0 UTLINING THEIR REQUEST THE LETTER SHOULD CLEARLY AND SUCCINCTLY STATE 1 PROSPECTIVE GRANTEE'S MISSION AND GOALS, 2 SPECIFIC PROJECT FOR WHICH SUPPORT IS BEING SOUGHT, 3 AMOUNT OF FUNDING REQUESTED, 4 NAME, TITLE, ADDRESS, TELEPHONE NUMBER, AND EMAIL ADDRESS OF THE PRIMARY CONTACT PERSON, AND, 5 CURRENT ANNUAL BUDGET OR AUDITED FINANCIAL STATEMENTS IF APPLICABLE, PLEASE ALSO INCLUDE A LIST OF OTHER SUPPORT (E G, FUNDING, IN-KIND CONTRIBUTIONS) SECURED FOR THE PROJECT BECAUSE THE FOUNDATION GENERALLY ONLY SUPPORTS SECTION 501(C) (3) PUBLIC CHARITIES, IT ALSO REQUIRES THAT YOU SUBMIT VERIFICATION FROM THE IRS THAT YOUR ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX AS A SECTION 501(C)(3) ORGANIZATION AND IS CLASSIFIED AS A PUBLIC CHARITY UNDER SECTION 509(A) OF THE INTERNAL REVENUE CODE THE FOUNDATION KINDLY REQUESTS THAT NO

c Any subm1ss1on deadlines

NONE

d Any restrictions or l1m1tat1ons on awards, such as by geographical areas, charitable fields, kinds of 1nst1tut1ons, or other factors

THE FOUNDATION PRIMARILY SUPPORTS RESEARCH AND EDUCATION PROGRAMS THAT ANALYZE THE IMPACT OF FREE SOCIETIES, IN PARTICULAR HOW THEY ADVANCE THE WELL-BEING OF MANKIND BUILDING ON THIS KNOWLEDGE, THE CHARLES KOCH FOUNDATION FOSTERS THE PARTNERSHIP OF SCIENTISTS AND PRACTITIONERS IN ORDER TO INTEGRATE THEORY AND PRACTICE BY DOING SO, THE FOUNDATION STRIVES TO DEVELOP MARKET-BASED TOOLS THAT ENABLE INDIVIDUALS, INSTITUTIONS AND SOCIETIES TO PROSPER THE CHARLES KOCH FOUNDATION FOCUSES ON A SELECT NUMBER OF PROGRAMS WHERE IT BELIEVES IT IS BEST POSITIONED TO SUPPORT POSITIVE SOCIAL CHANGE THE FOUNDATION ENCOURAGES ORGANIZATIONS SEEKING SUPPORT TO FIRST FAMILIARIZE THEMSELVES WITH THOSE DOMAINS BY EXAMINING THE FOUNDATION'S AREAS OF INTEREST IN ADDITION, THE FOUNDATION PLACES SEVERAL LIMITATIONS ON THE REQUESTS IT CONSIDERS 1 THE FOUNDATION PRIMARILY MAKES GRANTS TO SECTION 501(C)(3) PUBLIC CHARITIES THE CHARLES KOCH FOUNDATION DOES NOT SUPPORT FOR-PROFIT CORPORATIONS OR INDIVIDUALS

Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) Page 11 1:)ffii:tfJ Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment

Rec1p1ent If rec1p1ent 1s an 1nd1v1dual,

Foundation show any relat1onsh1p to Purpose of grant or any foundation manager

status of contribution

A mount Name and address (home or business) or substantial contributor

rec1p1ent

a Paid dunng the year

See Add1t1onal Data Table

Total. ..... 3a 14 ,9 2 0 ,44 8

b Approved for future payment

Total. ..... 3b

Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) Page 12 I :F-Til •;i" ~ !lit~J Ana IYSIS O f Income-Pro d ucmg Act1v1t1es

Enter gross amounts unless otherwise 1nd1cated Unrelated business income Excluded by section 512, 513, or 514 (e) Related or exempt

(a) (b) (c) (d) function income

1 Program service revenue Business code A mount Exclusion code A mount (See

1nstruct1ons )

a

b

c

d

e

f g Fees and contracts from government agencies

2 Membership dues and assessments.

3 Interest on savings and temporary cash investments 14 1,415

4 D1v1dends and interest from securities. 14 3,918,994

5 Net rental income or (loss) from real estate

a Debt-financed property.

b Not debt-financed property.

6 Net rental income or (loss) from personal property

7 Other investment income. 18 1,811,978

8 Gain or ( loss) from sales of assets other than inventory 18 5,391, 703

9 Net income or (loss) from special events

10 Gross profit or (loss) from sales of inventory.

11 Other revenue a

b

c

d

e

12 Subtotal Add columns (b), (d), and (e). 11, 124,090

13 Total. Add line 12, columns (b), (d), and (e). (See worksheet 1n line 13 1nstruct1ons to verify calculations)

Part XVI-B Relationshi of Activities to the Aecom lishment of Exem t Pur oses

Line No. Explain below how each act1v1ty for which income 1s reported 1n column (e) of Part XVI-A contributed importantly to .. the accomplishment of the foundation's exempt purposes (other than by prov1d1ng funds for such purposes) (See 1nstruct1ons )

Form 990-PF (2012)

Form 9 9 O - P F ( 2 O 1 2 ) Page 13 l:ifll:tf,il Information Regarding Transfers To and Transactions and Relationships With

Noncharitable Exempt Organizations 1 Did the organ1zat1on directly or indirectly engage in any of the following with any other organization described in section

SOl(c) of the Code (other than section 501(c)(3) organ1zat1ons) or in section 527, relating to political organ1zat1ons7

a Transfers from the reporting foundation to a noncharitable exempt organ1zat1on of

(1) Cash.

(2) Other assets.

b Other transactions

(1) Sales of assets to a noncharitable exempt organ1zat1on.

(2) Purchases of assets from a noncharitable exempt organ1zat1on.

(3) Rental of fac1l1t1es, equipment, or other assets.

(4) Reimbursement arrangements.

(5) Loans or loan guarantees.

(6) Performance of services or membership or fundra1s1ng sol1c1tat1ons.

c Sharing of fac1l1t1es, equipment, ma1l1ng lists, other assets, or paid employees.

Yes

1a(1)

1a(2)

1b(1)

1b(2)

1b(3)

1b(4)

lb(S)

1b(6)

le

d If the answer to any of the above 1s "Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value 1n any transaction or sharing arrangement, show 1n column (d) the value of the goods, other assets, or services received

No

No

No

No

No

No

No

No

No

No

(a) Line No (b) Amount involved (c) Name of nonchantable exempt organ1zat1on (d) Description of transfers, transactions, and sharing arrangements

2a Is the foundation directly or 1nd1rectly aff1l1ated with, or related to, one or more tax-exempt organ1zat1ons

described 1n section 5 O 1 (c) of the Code (other than section 5 O 1 (c )(3 )) or 1n section 5 2 7 7. .I Yes

b If"Yes," complete the following schedule (a) Name of organ1zat1on (b) Type of organ1zat1on (c) Description of relat1onsh1p

Under penalties of perJury, I declare that I have examined this return, 1nclud1ng accompanying schedules and statements, and to

Sign the best of my knowledge and belief, 1t 1s true, correct, and complete Declaration of preparer (other than taxpayer or f1duc1ary) 1s based on all 1nformat1on ofwh1ch preparer has any knowledge

Here

~ ****** i 2013-11-15

~ ****** IMay the IRS discuss this returnl with the prer,,arer shown below

Signature of officer or trustee Date Title (see instr )7 [7 Yes I No

Print/Type preparer's name Pre pa re r's SI g nature Date PTIN

Check 1f self-employed ~r

Paid Preparer Firm's name ~ BKD LLP Firm's EIN ~

Use Only 1551 N WATERFRONT PKWY STE 300

Firm's address ~ WICHITA, KS 672066601 Phone no (316) 265-2811

Form 990-PF (2012)

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

(a) List and describe the k1nd(s) of property sold (e g, real estate, (b) How acquired (c) Date acquired (d) Date sold 2-story brick warehouse, or common stock, 200 shs MLC Co) P-Purchase (mo, day, yr) (mo, day, yr)

D-Donat1on

ZAZOVE

ACIS CLO

EFPRP

EXCELSIOR

WINTON

HIGHLAND

MPAM

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price (f) Deprec1at1on allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g)

7 ,8 54 ,9 54 7,199,070 655,884

50,259,461 5 0 ,124 ,44 9 135,012

14,265,788 12,768,305 1,497 ,48 3

18 ,13 5 34,669 -16,534

47,447,974 4 7 ,000,000 447,974

11,524,598 8,719 ,489 2,805,109

7 ,363,002 7,496,227 -133,225

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i - I

Complete only for assets showing gain 1n column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus col (k), but not less than -0-) or

(i) F M V asof12/31/69 (j) AdJusted basis (k) Excess of col (1) Losses (from col (h)) asof12/31/69 over col (J), 1f any

655,884

135,012

1,497 ,48 3

-16,534

447,974

2,805,109

-133,225

Form 990PF Part VIII Line 1 - List all officers, directors, trustees, foundation managers and their compensation

(a) Name and address (b) Title, and average (c) Compensation (d) Contributions to (e) Expense account, hours per week (If not paid, enter employee benefit other allowances

devoted to pos1t1on -0-) plans and deferred

compensation

CHARLES CHASE KOCH DIRECTOR 0 0 0

PO BOX 2256 0 25

WICHITA,KS 672012256

ELJZABETH B KOCH DIRECTOR 0 0 0

PO BOX 2256 0 25

WICHITA,KS 672012256

CHARLES G KOCH DIRECTOR/ 0 0 0 CHAIRMAN

PO BOX 2256 0 25 WICHITA, KS 672012256

HEATHER LOVE TREASURER 0 0 0

PO BOX 2256 1 0

WICHITA, KS 672012256

BRIAN MENKES SECRETARY 0 0 0

1515 N COURTHOUSE RD SUITE 1 0

200 ARLINGTON,VA 22201

RICHARD H FINK PRESIDENT /DIRECTOR 0 0 0

1515 N COURTHOUSE RD SUITE 1 0

200 ARLINGTON,VA 22201

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Rec1p1ent If rec1p1ent 1s an 1nd1v1dual, Foundation Purpose of grant or A mount show any relat1onsh1p to status of contribution

Name and address (home or any foundation manager rec1p1ent business) or substantial contributor


Academy on Cap1tal1sm and L1m1ted None P ubl1c General Support 25 ,000 Government Found 528 E Green St Suite 202 Champa1gn,IL 61820

Acton I nst1tute 161 Ottawa Avenue None P ubl1c General Support 10 ,000 NW Suite 301 Grand Rap1ds,MI 495032718

Advance Arkansas Institute 55 None P ubl1c General Support 5,500 Fontenay Circle Little Roe k, AR 72223

Alabama Policy Institute 402 Office None P ubl1c General Support 14 ,000 Park Dr Suite 300 B1rm1ngham, AL 35223

Albany State U n1vers1ty Foundation None P ubl1c General Support 11,0 00 504 College Drive Albany,GA 31705

Alexander Hamilton Institute for the None P ubl1c General Support 27 ,800 Study of Western C 1v1l1zat1 21 West Park Cl1nton,NY 13323

Alma College 614 W Superior St None P ubl1c General Support 8,500 Alma,MI 48801

American Enterprise Institute 1150 None P ubl1c General Support 510 ,000 Seventeenth St NW Washington, DC 20036

American Spectator Foundation None P ubl1c General Support 10 ,000 1611NKentSt Suite 901 Arl1ngton,VA 22209

American Un1vers1ty Department of None P ubl1c General Support 15 ,000 Government School of Public Affairs Washington, DC 200168130

America's Future Foundation 1513 None P ubl1c General Support 12,000 16th Street NW Washington, DC 20036

Assoc1at1on of Private Enterprise None P ubl1c General Support 60 ,000 300 Fletcher Chattanooga, TN 37403

Assumption College 500 Salisbury None P ubl1c General Support 6,000 Street Worcester, MA 01609

Atlas Economic Research None P ubl1c General Support 20 ,000 Foundation 1201 L Street NW 2nd Floor Washington, DC 20005

Augustana College 2001 South None P ubl1c General Support 5,000 Summit Ave Sioux Falls, SD 57197





Azusa Pac1f1c U n1vers1ty 901 E None P ubl1c General Support 15 ,000 Alosta Ave PO Box 7000 Azusa, CA 917027000

Ball State U n1vers1ty 2800 W Bethel None P ubl1c General Support 3,000 Ave Munc1e,IN 47308

Barton College PO Box 5000 None P ubl1c General Support 9 ,300 Wilson, NC 27893

Bast1at Society 17 5 King St None P ubl1c General Support 8,000 Charleston, SC 29401

Beloit College 700 College Street None P ubl1c General Support 6,000 Beloit, WI 53511

Bernard Center 10120 Chapel Road None P ubl1c General Support 40 ,000 Potomac, MD 20854

Berry College PO Box 495024 None P ubl1c General Support 11,900 M aunt Berry, GA 301495024

Bethel College 1001 Bethel Circle None P ubl1c General Support 12,100 M1shawaka,IN 46545

Bill of Rights I nst1tute 200 N Glebe None P ubl1c General Support 300 ,000 Road Suite 200 Arl1ngton,VA 22203

B1rm1ngham Southern College 900 None P ubl1c General Support 6,500 Arkadelphia Rd B1rm1ngham, AL 35254

Boise State U n1vers1ty Foundation None P ubl1c General Support 7 ,800 2225 Un1vers1ty Drive Bo1se,ID 83706

Brown U n1vers1ty PO Box 1893 None P ubl1c General Support 13,000 P rov1dence, RI 02912

Buena V 1sta U n1vers1ty 610 W None P ubl1c General Support 500 Fourth Street Storm Lake, IA 50588

Cal1forn1a Public Policy Center None P ubl1c General Support 25 ,000 18002 Irvine Blvd Suite 108 Tustin, CA 92780

Cal1forn1a State U n1vers1ty East Bay None P ubl1c General Support 27 ,000 Foundation 25800 Carlos Bee Blvd Hayward,CA 94542





Campbell U n1vers1ty Lundy Chair None P ubl1c General Support 24,000 O ff1ces PO Box 1145 Bu1es Creek,NC 27506

Carthage College 2001 Alford Park None P ubl1c General Support 9,500 Drive Kenosha, WI 53140

Cato Institute 1000 Massachusetts None P ubl1c General Support 10,000 Avenue NW Washington, DC 20001

Cedarville Un1vers1ty 251 North None P ubl1c General Support 9,000 Main Street Cedarville, OH 45314

Center for Excellence 1n Higher None P ubl1c General Support 8,000 Education 8520 Allison Pointe Blvd Suite 220 Ind1anapol1s, IN 46250

Center For Independent Thought None P ubl1c General Support 15,000 1420 Walnut St Suite 1011 P h1ladelph1a, PA 19102

Chapman Un1vers1ty 1 U n1vers1ty None P ubl1c General Support 18,000 Drive Orange, CA 92866

Charleston Southern U n1vers1ty None P ubl1c General Support 7 ,500 9200 Un1vers1ty Boulevard Charleston, SC 29406

Chestnut Hill College 9601 None P ubl1c General Support 6,000 Germantown Avenue P h1ladelph1a, PA 19118

Christopher Newport U n1vers1ty 1 None P ubl1c General Support 14,000 U n1vers1ty Place Newport News,VA 236062998

Claremont McKenna College 500 E None P ubl1c General Support 2 9 ,400 9th St Claremont,CA 917116400

Clemson U n1vers1ty College of None P ubl1c General Support 165,000 Business Behav1ora I Sc 1ence Clemson, SC 296341301

College of Charleston 66 George None P ubl1c General Support 40,000 Street Charleston, SC 29424

College ofW1ll1am and Mary PO Box None P ubl1c General Support 2,500 8795 W1ll1amsburg, VA 23187

Compet1t1ve Enterprise Institute None P ubl1c General Support 10,000 1899 LStreetNW Floor 12 Washington, DC 20036





Connecticut Assoc1at1on of Scholars None P ubl1c General Support 6,000 1615 Stanley Street

New Britain, CT 06050

Cornell College 600 First Street SW None P ubl1c General Support 3,000 M aunt Vernon, IA 52314

Dartmouth College Department of None P ubl1c General Support 10,000 Economics 6106 Rockefeller Hall Hanover,NH 03755

Donors Trust 109 North Henry St None P ubl1c General Support 2 5,000 Alexandria,VA 22314

Duquesne U n1vers1ty 600 Forbes None P ubl1c General Support 2 2,000 A venue Pittsburgh, PA 15282

Education Action Group Foundation None P ubl1c General Support 4 5,000 801 W Norton Suite 1 Muskegon, MI 49441

Encounter for Education and Culture None PRIVATE General Support 50,000 900 Broadway

New York, NY 10003

Florida Gulf Coast U n1vers1ty None P ubl1c General Support 37 ,500 10501 FGCU Boulevard South Fort Myers, FL 339656565

Florida State U n1vers1ty 160 None P ubl1c General Support 297,341 Bellamy Bu1ld1ng 113 Collegiate Loop Tallahassee, FL 323062160

Foundation for I nd1v1dual Rights 1n None P ubl1c General Support 7 5,000 Education 601 Walnut Street Suite 510 P h1ladelph1a, PA 19106

Fraser I nst1tute 1770 Burrand St None P ubl1c General Support 115,000 4th floor Vancouver, BRITISH COLUMBIA V6J 3G7 CA

Free Enterprise Foundation PO Box None P ubl1c General Support 20,000 21569 Charleston, SC 29413

Future of Freedom Foundation None P ubl1c General Support 5,000 11350 Random Hill Rd Stu1te 800 Fairfax, VA 22030

George Fox U n1vers1ty 414 N None P ubl1c General Support 12,650 Meridian Street Newberg,OR 97132

George Ma son U n1vers 1ty None P ubl1c General Support 5,455,000 Foundation 4400 U n1vers1ty Drive Fairfax, VA 22030





George Washington U n1vers1ty None P ubl1c General Support 116,000 2121 Eye Street NW Washington, DC 20052

Georgia State U n1vers1ty Foundation None P ubl1c General Support 9,000 One Park Place South

Suite 549 Atlanta, GA 30302

Grove City College 100 Campus None P ubl1c General Support 3 2,800 Drive Grove City, PA 16127

Hampden-Sydney College 1 College None P ubl1c General Support 30,600 Road Hampden Sydney, VA 23943

Hanover College PO Box108 None P ubl1c General Support 3,800 Hanover, IN 47243

Harvard Un1vers1ty 95 Dunster None P ubl1c General Support 7 ,500 Street Cambridge, MA 021385926

High Point Un1vers1ty 833 Montl1eu None P ubl1c General Support 6,000 Ave High Point, NC 27262

Hillsdale College 33 E College None P ubl1c General Support 34,000 Street Hillsdale, MI 49242

Indiana Un1vers1ty 513 North Park None P ubl1c General Support 8,000 A venue Bloomington, IN 474083895

I nd1ana U n1vers1ty Foundation PO None P ubl1c General Support 26,000 Box 500 Bloomington, IN 47402

Institute for Energy Research 1100 None P ubl1c General Support 5,000 H Street NW Suite 400 Washington, DC 20005

I nst1tute for Humane Studies 3351 None P ubl1c General Support 2,94 7 ,500 Fairfax Dr MSN 1C5 Arl1ngton,VA 22201

International Society for Ind1v1dual None P ubl1c General Support 7 ,000 Liberty 237 Kearny St Suite 120 San Francisco, CA 94108

Jack M 1ller Center 111 Pres1dent1al None P ubl1c General Support 250,000 Blvd 146 P h1ladelph1a, PA 19004

James Madison Institute PO Box None P ubl1c General Support 2 5,000 37460 Tallahassee, FL 32315





James Madison U n1vers1ty 800 S None P ubl1c General Support 21,200 Main St Ha rnsonburg, VA 22807

John Brown U n1vers1ty 200 West None P ubl1c General Support 3,000 U n1vers1ty Street Siloam Springs,AR 72761

John Locke Foundation 200 West None P ubl1c General Support 25 ,000 Morgan Street Suite 200 Raleigh, NC 27601

Johns Hopkins U n1vers1ty 347 None P ubl1c General Support 10 ,000 Gilman Hall Baltimore, MD 21218

Johnson and Wales U n1vers1ty 801 None P ubl1c General Support 8,000 West Trade Street Charlotte,SC 28202

Kennesaw State U n1vers1ty None P ubl1c General Support 2,500 Research Service Foundation 1000 Chastain Rd Kennesaw, GA 30144

Kenyon College Kenyon College None P ubl1c General Support 2,000 Gambier, OH 43022

La Sierra Un1vers1ty 4500 R1verwalk None P ubl1c General Support 7 ,500 Pkwy R1vers1de, CA 92515

Lake Forest College 555 N Sheridan None P ubl1c General Support 7 ,000 Road Lake Forest,IL 60045

Lakeland College PO Box 359 None P ubl1c General Support 7 ,000 Sheboygan, WI 530820359

Leadership Program of the Rock None P ubl1c General Support 5,000 1777 South Harrison Street Suite 807 Denver, CO 80210

Lee U n1vers1ty 1120 North Ocoee None P ubl1c General Support 6,500 St Cleveland, TN 37320

Liberty on the Rocks PO Box None P ubl1c General Support 10 ,000 621443 Littleton, CO 80162

Liberty Source 255 South Main None P ubl1c General Support 177,500 Suite 100 Logan, UT 84321

L1ndenwood U n1vers1ty 209 S None P ubl1c General Support 6,000 K1ngsh1ghway St Charles, MO 63301


Rec1p1ent If rec1p1ent 1s an Foundation Purpose of grant or A mount 1nd1v1dual, status of contribution

Name and address (home or show any relat1onsh1p to rec1p1ent

business) any foundation manager or substantial contributor


Long Island U n1vers1ty 700 None P ubl1c General Support 8,000 Northern Boulevard Brookville, NY 11548

Loyola Un1vers1ty New Orleans None P ubl1c General Support 4 2,000 6363 St Charles Avenue New Orleans, LA 70118

Manhattan Institute for Policy 52 None P ubl1c General Support 9 5,000 Vanderbilt Ave New York, NY 10017

Massachusetts I nst1tute of None P ubl1c General Support 2 5,000 Technology 77 Massachusetts Ave Cambridge, MA 02139

McGill Un1vers1ty 8 5 3 Sherbrooke None P ubl1c General Support 10,000 Street West Montreal, Quebec H3A 2T6 CA

McKendree Unv1ers1ty 701 College None P ubl1c General Support 7 ,000 Road Lebanon,IL 62254

Menlo College 1000 El Camino Real None P ubl1c General Support 2,000 Atherton, CA 940274301

Mercatus Center 3351 N Fairfax None P ubl1c General Support 11,0 0 0 Drive Founders Hall 4th Floor Arl1ngton,VA 222014433

MercerUn1vers1ty 1400 Coleman None P ubl1c General Support 21,300 A venue Macon, GA 31207

Metropolitan State College Denver None P ubl1c General Support 18,000 Foundation 1512 Larimer Street Suite 900 Campus Box 14 Denver, CO 802178424

M 1ch1gan State U n1vers1ty None P ubl1c General Support 20,000 Department of Economics Marshall Hall East Lans1ng,MI 488241038

M 1ddle Tennessee State U n1vers1ty None P ubl1c General Support 10,000 Wood-Stegall Center Box109 Murfreesboro, TN 37132

M 1ss1ss1pp1 State U n1vers1ty PO Box None P ubl1c General Support 10,000 5227 M1ss1ss1pp1 State,MS 39762

Montana State Un1vers1ty 3070 None P ubl1c General Support 5,500 L1nf1eld Hall Bozeman, MT 597170292

Mount St Mary's Un1vers1ty 16300 None P ubl1c General Support 1,800 O Id Emmitsburg Road Emmitsburg, MD 21727





Murray State U n1vers1ty 102 Cums None P ubl1c General Support 7 ,500 Center Murray,KY 42071

New York U n1vers1ty 19 W 4th None P ubl1c General Support 35,500 Street New York, NY 10012

Network of E nl1ghtened Women None P ubl1c General Support 4,000 1210 Massachusetts Ave NW 1201 Washington, DC 20005

N 1cholls State U n1vers1ty P1cc1ola None P ubl1c General Support -39 5 Hall PO Box 2001 Thibodaux, LA 70310

North Carolina State U n1vers1ty None P ubl1c General Support 9,000 2200 Hillsborough Raleigh, NC 27695

Northwest Nazarene U n1vers1ty 623 None P ubl1c General Support 5,500 Holly St Nampa,ID 83686

Northwest U n1vers1ty PO Box 579 None P ubl1c General Support 8,000 Kirkland, WA 98033

Northwestern Oklahoma State None P ubl1c General Support 3,500 U n1vers1ty Herod Hall Second Floor Alva,OK 73717

Northwestern U n1vers1ty 375 E None P ubl1c General Support 404 C h1cago Ave Ch1cago,IL 60611

Northwood U n1vers1ty U n1vers1ty of None P ubl1c General Support 34,000 the Aftermarket 4000 Wh1t1ng Drive M1dland,MI 48640

O h10 State U n1vers1ty 281WLane None P ubl1c General Support 12,000 Ave Columbus, OH 43210

O h10 State U n1vers1ty Foundation None P ubl1c General Support 100,000 1480 West Lane Avenue Columbus, OH 43221

O h10 U n1vers1ty 1 O h10 U n1vers1ty None P ubl1c General Support 4,400 Athens,OH 45701

O h10 U n1vers1ty Foundation Bentley None P ubl1c General Support 37 ,500 Annex415 Athens,OH 45701

Pennsylvania State U n1vers1ty 201 None P ubl1c General Support 14,500 O Id Main U n1vers1ty Park, PA 16802





Pepperd1ne U n1vers1ty 24255 None P ubl1c General Support 17,500 Pac1f1c Coast Highway Mal1bu,CA 902634819

Presbyterian College 50 3 Broad None P ubl1c General Support 2,500 Street Cl1nton,SC 29325

P rov1dence C allege Sowa Hall 236 None P ubl1c General Support 7,700 P rov1dence, RI 02918

Ramapo College Foundation 505 None P ubl1c General Support 8,000 Ramapo Valley Rd Mahwah, NJ 07430

Regent Un1vers1ty 1000 Regent None P ubl1c General Support 2 3,000 U n1vers1ty Drive VI rg1n1a Beach, VA 234649800

Rensselaer Polytechnic Institute None P ubl1c General Support 8,000 110 8th St Troy, NY 12180

Robert Morris U n1vers1ty 6001 None P ubl1c General Support 8,000 U n1vers1ty Boulevard Moon Township, PA 151081189

Rockford College 5050 East State None P ubl1c General Support 14,000 Street Rockford, IL 61108

Rogers State U n1vers1ty Foundation None P ubl1c General Support 8,000 1701 West Will Rogers Boulevard Claremore, OK 74017

Rutgers U n1vers1ty 303 Cooper None P ubl1c General Support 13,500 Street Camden, NJ 08102

Ryan Foundation 805 Brower Road None P ubl1c General Support 17,500 Wayne,PA 19087

Salisbury U n1vers1ty 1101 Camden None P ubl1c General Support 12,000 A venue Sal1sbury,MD 218016860

Sarah Lawrence College 1 Mead None P ubl1c General Support 5,500 Way Bronxville, NY 10708

Seton Hall U n1vers1ty 400 South None P ubl1c General Support 12,000 Orange Avenue South Orange,NJ 07079

Skidmore College 815North None P ubl1c General Support 4,600 Broadway Saratoga Springs, NY 12866





Southeastern Baptist Theolog1c PO None P ubl1c General Support 8,000 Box 1889 Wake Forest, NC 27588

Southern I ll1no1s U n1vers1ty PO Box None P ubl1c General Support 14 ,300 1620 Edwardsv1lle,IL 620261620

Southern I ll1no1s U n1vers1ty None P ubl1c General Support 6,000 Foundation 1235 Douglas Drive Mail Code 6805 Carbondale,IL 629014308

Southern M ethod1st U n1vers1ty PO None P ubl1c General Support 100 ,000 Box750333 Dallas, TX 752750333

St Ambrose U n1vers1ty 518 W None P ubl1c General Support 15 ,000 Locust Street Davenport, IA 52803

St Anselm College 100 Saint None P ubl1c General Support 3,000 Anselm Dr Manchester,NH 03102

St Bonaventure U n1vers1ty 3261 W None P ubl1c General Support 5,000 State Road St Bonaventure, NY 14778

St Cloud State U n1vers1ty None P ubl1c General Support 6,000 Foundation 7 2 O 4th A venue South Saint Cloud, MN 563014498

St Edwards U n1vers1ty 3001 S None P ubl1c General Support 4,000 Congress Ave Aust1n,TX 78704

St John Fisher College 3690 East None P ubl1c General Support 15 ,500 A venue Rochester, NY 14618

St John's U n1vers1ty 8000 Utopia None P ubl1c General Support 32,000 Parkway Queens, NY 11439

St Lawrence U n1vers1ty 2 3 Romoda None P ubl1c General Support 15 ,200 Drive Canton, NY 13617

St Mary's College of Maryland None P ubl1c General Support 7 ,000 18952 E Fisher Rd Sa1t Marys City, MD 20686

St Vincent College 300 Frasor None P ubl1c General Support 10 ,000 Purchase Road Latrobe, PA 15650

State Policy Network 1655 North None P ubl1c General Support 1,000 Fort Meyer Drive Suite 360 Arl1ngton,VA 22209






State Un1vers1ty of New York 101 None P ubl1c General Support 7 ,500 Broad Street Plattsburgh, NY 12901

Step Up M1n1stry 1701 Oberlin Road None P ubl1c General Support 2 5,000 Raleigh, NC 27608

Stephen FA ust1n State U n1vers1ty None P ubl1c General Support 20,100 Box 13004 SFA Station Nacogdoches, TX 759623004

Stoneh1II College 320 Washington None P ubl1c General Support 14,000 St North Easton, MA 02357

Students for Liberty PO Box 17321 None P ubl1c General Support 50,000 Arl1ngton,VA 22216

Suffolk U n1vers1ty 8 Ashburton None P ubl1c General Support 44,734 Place Boston, MA 021082770

Texas A&M Un1vers1ty Blocker227 None P ubl1c General Support 16,700 College Station, TX 77843

Texas State Un1vers1ty 601 None P ubl1c General Support 10,750 U n1vers1ty Drive San M a re o s, TX 78666

The Catholic Un1vers1ty of America None P ubl1c General Support 8,000 620 M1ch1gan Ave NE Washington, DC 20064

The C 1tadel Foundation 1 71 None P ubl1c General Support 4,500 Moultrie Street Charleston, SC 294096230

The College of New Jersey 2000 None P ubl1c General Support 18,200 Pennington Rd Ewing, NJ 08628

The Educational Reviewer PO Box 4 None P ubl1c General Support 4,000 Mecosta, MI 49332

The Fund for American Studies None P ubl1c General Support 48,000 1706 New Hampshire Ave NW Washington, DC 20009

The Ph1ll1ps Foundation One None PRIVATE General Support 5 5,000 Massachusetts Ave NW Suite 620 Washington, DC 20001

Tower Foundation of San Jose State None P ubl1c General Support 2 5,000 One Washington Square San Jose, CA 95192






Trinity College 300 Summit Street None P ubl1c General Support 10 ,000 Hartford, CT 06106

Troy U n1vers1ty Foundation 216 None P ubl1c General Support 274,500 Adams Adm1n1strat1on Bu1ld1ng Troy, AL 36082

Tulane U n1vers1ty 6823 St Charles None P ubl1c General Support 6,000 A venue New Orleans, LA 70118

UC LA Foundation 10920 W1lsh1re None P ubl1c General Support 9 ,000 Boulevard Suite 900 Los Angeles, CA 90024

U n1vers1ty Enterprises Corporation None P ubl1c General Support 7 ,000 5500 Un1vers1ty Parkway San Bernardino, CA 92407

Un1vers1ty of Akron 302 Buchtel None P ubl1c General Support 16,750 Commons The Un1vers1ty of Akron Akron,OH 44325

Un1vers1ty of Alaska PO Box None P ubl1c General Support 15 ,000 756080 Fa1rbanks,AK 99775

U n1vers1ty of Arizona Foundation PO None P ubl1c General Support 249,520 Box 210109 1111 North Cherry A venue Tucson,AZ 857210109

Un1vers1ty of Central Arkansas UCA None P ubl1c General Support 15 ,000 Box 4986 Conway,AR 720354986

Un1vers1ty of Colorado 1420 Austin None P ubl1c General Support 3,000 Bluffs Pkwy Colorado Springs, CO 80918

U n1vers1ty of Dallas 1845 E None P ubl1c General Support 21,000 Northgate Dr I rv1ng, TX 75062

U n1vers1ty of Dayton 300 College None P ubl1c General Support 15,750 Park Dayton, OH 45469

U n1vers1ty of Georgia Foundation None P ubl1c General Support 3,800 M 1lledge Centre Suite 100 394 South Milledge Ave Athens, GA 306025582

U n1vers1ty of Hawa11 200 W Kaw1l1 St None P ubl1c General Support 7 ,500 Hilo, HI 967204091

U n1vers1ty of Lou1sv1lle Department None P ubl1c General Support 14 ,000 of Pol1t1cal Science Ford Ha 11 Room 2 0 5 Lou1sv1lle, KY 40292






U n1vers1ty of Maryland 1000 Hilltop None P ubl1c General Support 5,700 C 1rcle ECS 329 Baltimore, MD 21250

U n1vers1ty of Memphis 341 None P ubl1c General Support 6,000 Adm1n1strat1on Bu1ld1ng Memph1s,TN 38152

U n1vers1ty of M 1ss1ss1pp1 PO Box None P ubl1c General Support 8,500 1848 U n1vers1ty, MS 38677

U n1vers1ty of M 1ssouri 9 O 4 V I rg In I a None P ubl1c General Support 27 ,000 Ave Columb1a,MO 65201

U n1vers1ty of Nebraska 6001 Dodge None P ubl1c General Support 9 ,949 Street Omaha,NE 68182

U n1vers1ty of Nevada 1664 N None P ubl1c General Support 7 ,000 V1rg1n1a Street Reno, NV 895570208

Un1vers1ty of New Orleans None P ubl1c General Support 6,000 Foundation 2021 Lakeshore Drive Suite 420 New Orleans, LA 70122

U n1vers1ty of North Carolina 103 None P ubl1c General Support 116 ,800 South Bu1ld1ng CB 9100 Chapel H1ll,NC 27599

U n1vers1ty of Notre Dame 400 Main None P ubl1c General Support 18,000 Bu1ld1ng Notre Dame, IN 46556

U n1vers1ty of Oklahoma 729Elm None P ubl1c General Support 3,000 A venue Hester Hall Room 329 Norman, OK 730190390

U n1vers1ty of Richmond G - 17 None P ubl1c General Support 15 ,500 Maryland Hall Univ OfR1chmond,VA 23173

U n1vers1ty of San Diego 5998 None P ubl1c General Support 11,0 00 Alcala Park San Diego, CA 92110

U n1vers1ty of San Francisco 2130 None P ubl1c General Support 8,000 Fulton Street San Francisco, CA 941171080

Un1vers1ty of South Alabama 2000 None P ubl1c General Support 6,500 Un1vers1ty Cmns M ob1le, AL 366880001

U n1vers1ty of Tennessee 615 None P ubl1c General Support 27 ,000 McCall1e Avenue Chattanooga, TN 374032598





U n1vers1ty of Tulsa 800 South None P ubl1c General Support 10,000 Tucker Drive Tulsa,OK 74104

Un1vers1ty ofV1rg1n1a c/o UV A None P ubl1c General Support 5,000 O ff1ce of Sponsored Program PO Box 400195 C harlottesv1lle, VA 22904

Un1vers1ty ofV1rg1n1a's College One None P ubl1c General Support 5,000 College Avenue Wise, VA 24293

U n1vers1ty of Washington Campus None P ubl1c General Support 7 ,000 Box 351122 Seattle, WA 981059995

U n1vers1ty of West Florida None P ubl1c General Support 10,000 Foundation 11000 Un1vers1ty Parkway Pensacola, FL 32514

U n1vers1ty of W1scons1n 2420 None P ubl1c General Support 9,500 Nicolet Drive Green Bay, WI 54311

U n1vers1ty of W1scons1n Foundation None P ubl1c General Support 11,0 0 0 161 Bascom Hall 500 Lincoln Dr M ad1son, WI 53706

UN LV Foundation 4505 S Maryland None P ubl1c General Support 5,000 Pkwy PO Box 451006 Las Vegas, NV 89154

Urs1nus College 601 E Main Street None P ubl1c General Support 8,000 PO Box 1000 Collegeville, PA 19426

Utah State U n1vers1ty 1400 O Id None P ubl1c General Support 170,000 Main Hill Logan, UT 843221400

Wake Forest U n1vers1ty 1834 Wake None P ubl1c General Support 8,000 Forest Road Winston Salem, NC 27106

Washington College 300 None P ubl1c General Support 8,000 Washington Avenue Chestertown, MD 21620

Washington U n1vers1ty One None P ubl1c General Support 15,000 Brookings Drive StLou1s,MO 63130

Webber I nternat1onal U n1vers1ty None P ubl1c General Support 4,500 1201 N Scenic Hwy Babson Park, FL 33827

Wellesley College 106 Central None P ubl1c General Support 8,000 Street Wellesley, MA 02481





Wesleyan College 4 760 Forsyth None P ubl1c General Support 9,000 Road Macon, GA 31210

West Texas A&M U n1vers1ty 2501 None P ubl1c General Support 12,500 4th Avenue Canyon, TX 79016

West V 1rg1n1a U n1vers1ty PO Box None P ubl1c General Support 46,200 6025 Morgantown, WV 265066025

West V 1rg1n1a U n1vers1ty Foundation None P ubl1c General Support 7 2,100 1 Waterfront Place 7th Floor

PO Box 1650 Morgantown, WV 265071650

Western Carolina U n1vers1ty A FIE None P ubl1c General Support 14,000 Department FO 121 College of Business Cullowhee,NC 28723

Western Kentucky U n1vers1ty 1906 None P ubl1c General Support 15,000 College Heights Blvd Bowling Green, KY 42101

Wheaton College 501 College Ave None P ubl1c General Support 6,600 Wheaton,IL 601875593

Wheeling Jesuit U n1vers1ty 316 None P ubl1c General Support 8,000 Washington Ave Wheeling, WV 26003

W1ll1am Jewell College 500 College None P ubl1c General Support 5,100 Hill L1berty,MO 64068

Winston - Salem State U n1vers1ty None P ubl1c General Support 8,600 601 Martin Luther King Jr Drive Winston Salem, NC 27110

Wofford College 429 N Church St None P ubl1c General Support 7 ,500 Spartanburg, SC 29303

Yeshiva Un1vers1ty 500 West 185th None P ubl1c General Support 3,000 Street New York, NY 10033

Young Americans for Liberty None P ubl1c General Support 17 ,000 Foundation PO Box 2751 Arl1ngton,VA 22202

American Council ofTrustees and None P ubl1c Educational Programs 41,250 Alumni 17 26 M Street NW Suite 802 Washington, DC 200364525

American Enterprise Institute 1150 None P ubl1c Educational Programs 7 ,289 17th Street NW Washington, DC 20036





American Leg1s lat1ve E xc ha nge None P ubl1c Educational Programs 71,100 Council 1101 Vermont Ave NW 11th Floor Washington, DC 20005

Americans for Prosperity Foundation None P ubl1c Educational Programs 43,373 2111 Wilson Boulevard

Suite 350 Arl1ngton,VA 222013001

America's Future Foundation 1513 None P ubl1c Educational Programs 21,723 16th Street NW Washington, DC 20036

Atlas Economic Research None P ubl1c Educational Programs 8,522 Foundation 1201 L Street NW Floor 12 Washington, DC 20005

Bill of Rights I nst1tute 200 N Glebe None P ubl1c Educational Programs 15,785 Rd Suite 200 Arl1ngton,VA 22203

Center for Compet1t1ve Pol1t1cs 124 None P ubl1c Educational Programs 34,828 South West Street Sut1e 201 Alexandria,VA 22314

Compet1t1ve Enterprise Institute None P ubl1c Educational Programs 6,700 1899 LStreetNW Floor 12 Washington, DC 20005

Daily Caller News Foundation 1050 None P ubl1c Educational Programs 11,064 17th St NW Suite 900 Washington, DC 20036

Franklin Center for Government and None P ubl1c Educational Programs 8,702 Public Integrit 1229 King Street 3rd Floor Alexandria,VA 22314

Foundation for I nd1v1dual Rights 1n None P ubl1c Educational Programs 5,561 Education 601 Walnut Street Suite 510 P h1ladelph1a, PA 19106

Independent Women's Forum 1875 None P ubl1c Educational Programs 9 ,115 I Street NW Suite 500 Washington, DC 20006

I nst1tute for Humane Studies 3301 None P ubl1c Educational Programs 31,270 N Fa 1rfax Drive Suite 440 Arl1ngton,VA 22201

Jack Miller Center ATTN Michael None P ubl1c Educational Programs 2,500 Deshaies 111 Pres1dent1al Blvd P h1ladelph1a, PA 19004

Kansas Policy Institute ATTN Dave None P ubl1c Educational Programs 5,000 Trabert 250 N Water W1ch1ta, KS 67202

Law & Economics Center 3301 None P ubl1c Educational Programs 51,572 Fairfax Drive Arl1ngton,VA 22201






Leadership Institute 1101 N None P ubl1c Educational Programs 7 ,199 Highland Street Arl1ngton,VA 22201

Manhattan Institute for Policy None P ubl1c Educational Programs 5,000 Research 52 Venderb1lt Avenue 3rd Floor New York, NY 10017

National Center for Policy Analysis None P ubl1c Educational Programs 4,674 12770 Coit Road Suite 800 Dallas, TX 75251

National Right to Work Legal Defense None P ubl1c Educational Programs 15,06 5 and Education 8001 Braddock Road Suite 600 Springfield, VA 22150

National Taxpayers U n1on None P ubl1c Educational Programs 6,811 Foundation 108 North Alfred Street Alexandria,VA 22314

Philanthropy Roundtable 1730 M None P ubl1c Educational Programs 5,777 Street NW Suite 601 Washington, DC 20036

Reason Foundation 3415 S None P ubl1c Educational Programs 30,749 Sepulveda Blvd Suite 400 Los Angeles, CA 90034

State Policy Network 1655 North None P ubl1c Educational Programs 14,22 3 Fort Meyer Drive Arl1ngton,VA 22209

Students for Liberty PO Box 17321 None P ubl1c Educational Programs 6,828 Arl1ngton,VA 22216

Sunshine Review 3901 Courtland None P ubl1c Educational Programs 26,22 3 C 1rcle Alexandria,VA 22201

Tax Foundation 529 14th Street NW None P ubl1c Educational Programs 19,731 Suite 420 Washington, DC 20045

The Becket Fund 3000 K St NW None P ubl1c Educational Programs 6,644 Ste 200 Washington, DC 10007

The Federal 1st Society for Law and None P ubl1c Educational Programs 4,836 Public Policy S 1015 18th Street NW Suite 425 Washington, DC 20036

The Fund for American Studies None P ubl1c Educational Programs 13,949 1706 New Hampshire Ave NW Washington, DC 20009

The Heritage Foundation 214 None P ubl1c Educational Programs 11,2 7 4 Massachusetts Avenue NE Washington, DC 20002



Name and address (home or business) any foundation manager rec1p1ent or substantial contributor


The Ph1ll1ps Foundation One None Private Educational Programs 8,07 3 Massachusetts Avenue NW Suite 620 Washington, DC 20001

Washington Policy Center ATTN None P ubl1c Educational Programs 5,000 Dann Mead Smith PO Box 3643 Seattle, WA 98124

Young Americans for Liberty 3030 None P ubl1c Educational Programs 5,685 Clarendon Blvd Suite 200 Arl1ngton,VA 22201

Total. ...... 3a 14 ,9 2 0 ,44 8

letile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913190237731

Schedule B Schedule of Contributors OMB No 1545-0047

(Form 990, 990-EZ, or 990-PF) Departrrent of the Treasury Internal Re1.enue Ser1,1ce

,... Attach to Form 990, 990-EZ, or 990-PF. 2012 Name of the organization CHARLES KOCH FOUNDATION

I Employer identification number

48-0918408

Organization type ( check one)

Filers of: Section:

Form 990 or 990-EZ r 501(c)( ) ( enter number) organization

r 4947( a)( 1) nonexempt charitable trust not treated as a private foundation

r 527 pol1t1cal organization

Form 990-Ff" P" 501(c)(3) exempt private foundation

r 4947( a)( 1) nonexempt charitable trust treated as a private foundation

r 501(c)(3) taxable private foundation

Check 1f your organization 1s covered by the General Rule or a Special Rule. Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule See 1nstruct1ons

General Rule

P" For an organization f1l1ng Form 990, 990-EZ, or 990-Ff" that received, during the year, $5,000 or more ( 1n money or property) from any one contributor Complete Parts I and II

Special Rules

I For a section 501 ( c )( 3) organization f1l1ng Form 990 or 990-EZ that met the 33113 % support test of the regulations under sections 509( a)( 1) and 170( b)( 1 )(A)(v1) and received from any one contributor, during the year, a contribution of the greater of (1) $5,000 or (2) 2% of the amount on (1) Form 990, Part VIII, line 1h, or (11) Form 990-EZ, line 1 Complete Parts I and II

I For a section 501 ( c )(7), ( 8), or ( 10) organization f1l1ng Form 990 or 990-EZ that received from any one contributor, during the year, total contributions of more than $1,000 for use exclus1vely for rel1g1ous, charitable, sc1ent1f1c, literary, or educational purposes, or the prevention of cruelty to children or animals Complete Parts I, II, and Ill

I For a section 501 ( c )(7), ( 8), or ( 10) organization f1l1ng Form 990 or 990-EZ that received from any one contributor, during the year, contributions for use exclus1vely for rel1g1ous, charitable, etc , purposes, but these contributions did not total to more than $1, 000 If this box 1s checked, enter here the total contributions that were received during the year for an exclus1vely rel1g1ous, charitable, etc, purpose Do not complete any of the parts unless the General Rule applies to this organization because 1t received nonexclus1vely rel1g1ous, charitable, etc , contributions of $5,000 or more during the year . . . . . . . . . . . . . . . . . . . . . . . . . ,... $

Caution. An organization that 1s not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990-Ff"), but 1t must answer "No" on Part IV, line 2 of its Form 990, or check the box on line Hof its Form 990-EZ or on Part I, line 2 of its Form 990-Ff", to certify that 1t does not meet the f1l1ng requirements of Schedule B ( Form 990, 990-EZ, or 990-Ff")

For Paperwork Reduction Pct Notice, see the Instructions for Form 990, 990-EZ, or 990-PF

Cat No 30613X Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or 990-Ff") (2012) Page 2

Name of organization Employer identification number CHARLES KOCH FOUNDATION

48-0918408 . . Contributor S (see instructions) Use duplicate copies of Part I 1f add1t1onal space 1s needed

(a) (b) (c) (d) No. Name, address, and ZIP+ 4 Total contributions Type of contribution

1 Person p --CHARLES G KOCH Payroll r 4111 E 37TH STREET N

$ 60,025,464 Noncash r WICHITA, KS 67220 (Complete Part II 1f there 1s

a noncash contribution )


-- Person r Payroll r

$ Noncash r (Complete Part II 1f there 1s a noncash contribution )













Schedule B (Form 990, 990-EZ, or 990-PF) (2012)


Name of organization Employer identification number CHARLES KOCH FOUNDATION

48-0918408 1=.,.,.11 l\bncas h Property (see instructions) Use duplicate copies of Part II 1f add1t1onal space 1s needed

(a) l\b. (b) (c) (d)

from Description of noncash property given FMV (or estimate) Date received

Part I (see instructions)

--

$

(a) l\b. (b) (c) (d)



--

$

(a) l\b. (b) (c) (d)



--

$

(a) l\b. (b) (c) (d)



--

$

(a) l\b. (b) (c) (d)



--

$

(a) l\b. (b) (c) (d)



--

$



Name of organization CHARLES KOCH FOUNDATION

Employer identification number

(a) l\b. from Part I

--


--


--


--

48-0918408

Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations that total more than $1,000 for the year. Complete columns (a) through (e) and the follow 1ng line entry For organizations completing Part Ill, enter the total of exclus1vely rel1g1ous, charitable, etc , contributions of $1,000 or less for the year ( Enter this 1nformat1on once See 1nstruct1ons ) ,... $ Use duplicate copies of Part Ill if add1t1onal space 1s needed

(b) Purpose of gift (c) Use of gift (d) Description of how gift is held

(e) Transfer of gift Transferee's name, address, and ZIP 4 Relationship of transferor to transferee








lefile GRAPHIC print - DO NOT PROCESS I As Filed Data -

TY 2012 Accounting Fees Schedule

Category

ACCOUNTING FEES

Name: CHARLES KOCH FOUNDATION

EIN: 48-0918408

Amount Net Investment Income

6,103

DLN:934913190237731

Adjusted Net Disbursements for Income Charitable

Purposes

6,103

lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2012 Depreciation Schedule

Description of Date Property Acquired

OFFICE EQUIPMENT 2011-01-01

UNIMPROVED LAND 1988-05-13

LEASEHOLD IMPROVE 2011-01-01

LEASEHOLD IMPROVE 2011-08-31


EIN: 48-0918408

Cost or Other Prior Years' Computation Method Basis Depreciation

16,630 1,440 SL

3,377,694 L

1,000,652 807,679 SL

2,932 272 SL

Rate/ Current Year's Net Investment Life(# of years) Depreciation Income

Expense

5 3,326

15 194,641

15 586

DLN:93491319023773

Adjusted Net Cost of Goods Income Sold Not

Included

lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2012 Expenditure Responsibility Statement

Grantee's Name Grantee's Address

THE PHILLJPS ONE MASSACHUSSETS FOUNDATION AVENUE NW SUITE

WASHINGTON, DC 20001



ENCOUNTER FOR 900 BROADWAY EDUCATION AND NEW YORK, NY 10003 CULTURE




EIN: 48-0918408

Grant Date Grant Grant Amount Amount Purpose Expended By

Grantee

2012-03-06 25,000 GENERAL 25,000 SUPPORT

2012-05-21 5,000 GENERAL 5,000 SUPPORT

2012-06-13 50,000 GENERAL 50,000 SUPPORT

2012-12-18 25,000 GENERAL 25,000 SUPPORT

Any Dates of Reports By Date of Diversion By Grantee Verification

Grantee?

NO 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES




DLN:93491319023773

Results of Verification

THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELJABILJTY OF THE REPORT FROM THE GRANTEE, THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE





TY 2012 Investments - Other Schedule


EIN: 48-0918408

Category/ Item Listed at Cost or FMV

ELLIOT INTERNATIONAL FUND FMV

HIGHLAND COMMINGLED FUND FMV

EFPRP FMV

DLN:934913190237731

Book Value End of Year Fair Market Value

49,689,725 56,304,956

1,280,511 1,280,511

135,096,918 138,515,021


TY 2012 Land, Etc. Schedule

Category / Item

OFFICE EQUIPMENT

LEASEHOLD IMPROVE

LEASEHOLD IMPROVE


EIN: 48-0918408

Cost/ Other Accumulated Basis Depreciation

16,630 4,766

DLN:934913190237731

Book Value End of Year Fair Market Value

11,864


TY 2012 Legal Fees Schedule

Category

LEGAL SERVICES


EIN: 48-0918408


7 ,219

DLN:934913190237731


Purposes

7 ,219


TY 2012 Other Decreases Schedule


EIN: 48-0918408

Description

BOOK LOSS ON TRANSFER OF INVESTMENTS

DLN:934913190237731

Amount

1,377,382


TY 2012 Other Expenses Schedule

Description

INSURANCE

POSTAGE & DELIVERY

BANK FEES

SUPPLIES

TELEPHONE

MEMBERSHIP & DUES

A WA RDS/INCENTIVES

TRANSFER TO 501(C)(3)

LICENSE FEES

INTERNET

MISCELLANEOUS


EIN: 48-0918408

Revenue and Expenses Net Investment per Books Income

31,4 61

3,442

46

3,019

3,374

309

432

195 ,046

135

925

108

DLN:934913190237731

Adjusted Net Income Disbursements for Charitable Purposes

31,4 61

3,442

46

3,019

3,374

309

432

195 ,046

135

925

108


TY 2012 Other Income Schedule

Description

OTHER INCOME - LAND RENT

OTHER INCOME - MISCELLANEOUS

OTHER INCOME-INVESTMENTS


EIN: 48-0918408

Revenue And Expenses Per Books

180

91,6 7 5

1,720,123

DLN:934913190237731

Net Investment Adjusted Net Income Income

180

1,720,123


TY 2012 Other Professional Fees Schedule

Category

PROFESSIONAL CONSULTING FEES

INVESTMENT MANAGEMENT FEES

LAND MAINTENANCE FEES

CORPORATE FILING FEES

OTHER PROFESSIONAL FEES

RECRUITING FEES

ON-LINE SERVICE FEES

EQUIPMENT/MA INT EN AN CE


EIN: 48-0918408


131,313

474,750 474,750

3,267 3,267

173

621

19 ,191

4,399

2,767

DLN:934913190237731


Purposes

131,313

173

621

19 ,191

4,399

2,767


TY 2012 Taxes Schedule

Category

FEDERAL EXCISE TAX

REAL ESTATE TAXES

VA BUSINESS PROPERTY TAX


EIN: 48-0918408


211,444

20 ,468

70

DLN:934913190237731


Purposes

20 ,468

Date post:	15-Dec-2015
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