Charles Koch Foundation 480918408 2010 07c8cd5bSearchable

lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913190134511

Form990-PF Return of Private Foundation OMB No 1545-0052

',!;! or Section 4947(a)(1) Nonexempt Charitable Trust

Treated as a Private Foundation 2010 Department of the Treasury

Internal Revenue Service

Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements

For calendar year 2010, or tax year beginning 01-01-2010 , and ending 12-31-2010

G Check all that apply r In1t1al return

r A mended return

r In1t1al return of a former public charity r Final return

r Address change r Name change Name of foundation A Employer identification number

CHARLES G KOCH CHARITABLE FOUNDATION 48-0918408

Number and street (or PO box number 1f mail 1s not delivered to street address) Room/suite B Telephone number (see page 10 of the instructions)

PO BOX 2256 (316) 828-8286

City or town, state, and ZIP code C If exemption application 1s pending, check here ~ ' WICHITA, KS 672012256 D 1. Foreign organ1zat1ons, check here ' ~

H Check type oforgan1zat1on P" Section 501(c)(3) exempt private foundation 2. Foreign organ1zat1ons meeting the 85% test, ~ ' r Section 4947(a)(1) nonexempt charitable trust r Other taxable private foundation

check here and attach computation

I Fair market value of all assets at end J Accounting method r Cash P" Accrual E If private foundation status was temnmated

under section 507(b)(l)(A), check here ~ ' of year (from Part II, col. (c), r Other (specify) - F If the foundation 1s in a 60-month termination line 16) .... $ 242,332,070 (Part I, column (d) must be on cash basis.) under section 507(b)(l)(B), check here ~ ' l:F.Till Analysis of Revenue and Expenses (The (a) Revenue and ( d) D1sbu rsements total of amounts m columns (b), (c), and (d) may not (b) Net investment (c) Adjusted net for charitable expenses per necessanly equal the amounts m column (a) (see page 11 of books income income purposes the mstmctwns) ) ( cash basis only)

1 Contributions, gifts, grants, etc, received (attach schedule) 42,034,259

2 Check .... 11f the foundation 1s not required to attach Sch B

3 Interest on savings and temporary cash investments 327,064 327,064

4 D1v1dends and interest from securities. 3,811, 180 3,811, 180

Sa Gross rents

b Net rental income or (loss)

$ 6a Net gain or (loss) from sale of assets not on line 10 4,490,637

; b Gross sales price for all assets on line 6a 27,655,247 :r; ~ 7 Capital gain net income (from Part IV, line 2) 4,490,637

Ci:: 8 Net short-term capital gain

9 Income mod 1f1c at1ons

10a Gross sales less returns and allowances I b Less Cost of goods sold .1 c Gross profit or (loss) (attach schedule)

11 Other income (attach schedule) ',!;! 1,628,844 1,628,304

12 Total. Add lines 1 through 11 52,291,984 10,257,185

13 Compensation of officers, directors, trustees, etc 0

14 ,fl

Other employee salaries and wages 4, 198,421 4, 198,421

$ 15 Pension plans, employee benefits 766,257 766,257 ,fl

!:: 16a Legal fees (attach schedule). ',!;! 7,301 0 0 7,876 t

)( b Accounting fees (attach schedule). ',!;! 186,377 36, 727 0 201,480 Li.J $ c >

Other professional fees (attach schedule) ',!;! 989,305 54,650 937,442

p 17 Interest ,:::;

:.....

t.-: 18 Taxes (attach schedule) (see page 14 of the instructions) ',!;! 227,588 78 24,194

i:: 19 Deprec1at1on (attach schedule) and depletion ',!;! 321,806

E -:::::: ...:r 20 Occupancy 857,921 857,921

-:::::: 21 Travel, conferences, and meetings. 515, 711 517,853 !:: ,:::; 22 Printing and publ1cat1ons 95,271 95,271

!::' 23 Other expenses (attach schedule) ',!;! 157, 513 157, 754 -..., ,:::; 24 Total operating and administrative expenses. :.....

t A d d I Ines 1 3 through 2 3 8,323,471 91,455 0 7, 764,469 0

Contributions, gifts, grants paid. 10,123,369 11,096,508 25

26 Total expenses and disbursements. Add Imes 24 and 25 18,446,840 91,455 0 18,860,977

27 Subtract line 26 from line 12

a Excess of revenue over expenses and disbursements 33,845,144

b Net investment income (1f negative, enter -0-) 10,165, 730

c Adjusted net income (1f negative, enter -0-)

For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions. Cat No 11289X Form 990-PF (2010)

Form 990-PF (2010) Page 2

l:F.Tilll Attached schedules and amounts in the description column Beginning of year End of year Balance Sheets should be for end-of-year amounts only (See instructions ) (a) Book Value (b) Book Value (c) Fair Market Value

1 Cash-non-interest-bearing. 1,840 77,842 77,842

2 Savings and temporary cash investments 100,254,578 112, 132, 186 112, 157,459

3 Accounts receivable .... 223,531

Less allowance for doubtful accounts .... 121, 788 223,531 223,531

4 Pledges rec e 1va ble ....

Less allowance for doubtful accounts ....

5 Grants receivable

6 Receivables due from officers, directors, trustees, and other

d1squal1f1ed persons (attach schedule) (see page 15 of the

1nstruct1ons).

7 Other notes and loans receivable (attach schedule) ....

'-"" Less allowance for doubtful accounts ....

m '-""

8 Inventories for sale or use

'-"" 9 Pre pa 1d ex pens es and deferred charges 90,349 68,384 68,384 ~

10a Investments-Li S and state government obl1gat1ons (attach schedule)

b Investments-corporate stock (attach schedule) •

c Investments-corporate bonds (attach schedule).

11 Investments-land, buildings, and equipment basis .... 3,377,694

Less accumulated deprec1at1on (attach schedule) .... 3,377,694 3,377,694 6,530,000

12 Investments-mortgage loans

13 Investments-other (attach schedule) 97,034,968 ~ 117, 935, 513 122, 232, 350

14 Land, buildings, and equipment basis .... 1, 724,542

Less accumulated deprec1at1on (attach schedule) .... 682,038 1,324,022 ~ 1,042,504 1,042,504

15 Other assets (describe .... )

16 Total assets (to be completed by all filers-see the

1nstruct1ons Also, see page 1, item I) 202,205,239 234,857,654 242,332,070

17 Accounts payable and accrued expenses 120,059 29,937

18 Grants payable 4, 137,478 3,034,871

,fl 19 4'

Deferred revenue

e 20 Loans from officers, directors, trustees, and other d1squal1f1ed persons -.3 21 Mortgages and other notes payable (attach schedule) ,:::;

.::i 22 Other l1ab1l1t1es (describe .... )

23 Total liabilities (add lines 17 through 22) 4,257,537 3,064,808

Foundations that follow SFAS 117, check here .... P' and complete lines 24 through 26 and lines 30 and 31.

,fl

4' u 24 Unrestricted •

~ 25 Temporarily restricted ,:::; -,:::; 26 Permanently restricted 197,947, 702 231, 792,846 ca !::: Foundations that do not follow SFAS 117, check here .... ' ::::! and complete lines 27 through 31. u.. :..... 27 Capital stock, trust principal, or current funds 0 ,fl 28 Pa1d-1n or capital surplus, or land, bldg, and equipment fund 4)

Retained earnings, accumulated income, endowment, or other funds ,fl 29 ,fl

ci 30 Total net assets or fund balances (see page 17 of the

4) 1nstruct1ons). 197,947, 702 231, 792,846 z 31 Total liabilities and net assets/fund balances (see page 17 of

the Ins truct1ons) 202,205,239 234,857,654

•ffl•OI Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beg1nn1ng of year-Part II, column (a), line 30 (must agree

with end-of-year figure reported on prior year's return) 1 197,947,702

2 Enter amount from Part I, line 27a 2 33,845,144

3 Other increases not included 1n line 2 (1tem1ze) .... 3

4 Add lines 1, 2, and 3 4 231,792,846

5 Decreases not included 1n line 2 (1tem1ze) .... 5

6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30. 6 231,792,846

Form 990-PF (2010)

Form 990-PF (2010) Page 3 .:r. ........ Capital Gains and Losses for Tax on Investment Income

(a) List and describe the k1nd(s) of property sold (e g, real estate, (b) How acquired

(c) Date acquired (d) Date sold P-P urc hase

2-story brick warehouse, or common stock, 200 shs M LC Co) D-Donat1on

(mo, day, yr) (mo, day, yr)

la EATON VANCE LOAN OPPORTUNITIES FUND

b ABSOLUTE RETURN CREDIT PORTFOLIO

c ZAZOVE ASSOCIATES, LLC - SALE OF BONDS

d

e

(e) Gross sales price (f) Deprec1at1on allowed (g) Cost or other basis (h) Gain or (loss)

(or allowable) plus expense of sale (e) plus (f) minus (g)

a 21,529,573 20,160,556 1,369,017

b 4,117 ,480 1,181,085 2,936,395

c 2,008,195 1,822,970 185,225

d

e

Complete only for assets showing gain 1n column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus

(j) AdJusted basis (k) Excess of col (1) col (k), but not less than -0-) or (i) F M V as of 12/31/69

as of12/31/69 over col (J), 1f any Losses (from col (h))

a 1,369,017

b 2,936,395

c 185,225

d

e

{ If gain, also enter 1n Part I, line 7 } 2 Capital gain net income or (net capital loss) If (loss), enter -0- 1n Part I, line 7 2 4,490,637

3 Net short-term capital gain or (loss) as defined 1n sections 1222(5) and (6)

If gain, also enter 1n Part I, line 8, column (c) (see pages 13 and 17 of the 1nstruct1ons) } If (loss), enter -0- 1n Part I, line 8 3 .. •rnn Quahf1cat1on Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subJect to the section 4940(a) tax on net investment income)

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year 1n the base period? If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part

I Yes P- No

1 Enter the appropriate amount 1n each column for each year, see page 18 of the 1nstruct1ons before making any entries

(a) (b) (c) (d) Base period years Calendar Adjusted qualifying d1stnbut1ons Net value of nonchantable-use assets D1stnbut1on ratio

year ( or tax year beg inning in) (col ( b) d 1v1ded by col (c))

2009 19,551,962 155,141,798 0 126026

2008 15 ,4 76 ,965 170,704,588 0 090665

2007 10,080,287 127,673,989 0 078953

2006 8,276,208 76,656,070 0 107965

2005 4,646,986 4 7 ,843,504 0 097129

2 Total of line 1, column (d). 2 0 5007 38

3 Average d1stribut1on ratio for the 5-year base period-d1v1de the total on line 2 by5,orby the number of years the foundation has been 1n existence 1f less than 5 years 3 0 100148

4 Enter the net value of noncharitable-use assets for 2010 from Part X, line 5. 4 203,468,683

5 Multiply line 4 by line 3. 5 20,376,982

6 Enter 1% of net investment income (1% of Part I, line 27b). 6 101,657

7 Add lines 5 and 6. 7 20,478,639

8 Enter qual1fy1ng d1stribut1ons from Part XII, line 4. 8 18,901,264

Ifl1ne 8 1s equal to or greater than line 7, check the box 1n Part VI, line lb, and complete that part using a 1% tax rate See the Part VI 1nstruct1ons on page 18

Form 990-PF (2010)

Form 990-PF (2010) Page 4 •:r.,..,.,,. Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 see page 18 of the instructions)

la Exempt operating foundations described in section 4940(d)(2), check here ,... I and enter "N/A" on line 1

Date of ruling or determ1nat1on letter (attach copy of letter if necessary-see instructions)

b Domestic foundations that meet the section 4940(e) requirements 1n Part V, check

c

2

3

4

5

here,... ,and enter 1% of Part I, line 27b

All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b)

Tax under section 511 (domestic section 4947(a)(l) trusts and taxable foundations only Others enter -0-)

Add lines 1 and 2.

Subtitle A (income) tax (domestic section 4947(a)(l) trusts and taxable foundations only Others enter -0-)

Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -0-.

6 Credits/Payments

.

.

a 2010 estimated tax payments and 2009 overpayment credited to 2010 6a 203,149

b Exempt foreign organ1zat1ons-tax withheld at source 6b

c Tax paid with appl1cat1on for extension oft1me to file (Form 8868)

Backup w1thhold1ng erroneously withheld.

6c 45 ,000

d 6d

7 Total credits and payments Add lines 6a through 6d.

s Enter any penalty for underpayment of estimated tax Check here 1 1f Form 2220 1s attached

9 Tax due. If the total of lines 5 and 8 1s more than line 7, enter amount owed .

10

11

Overpayment. If line 7 1s more than the total of lines 5 and 8, enter the amount overpaid. ,...

Enter the amount of line 10 to be Credited to 2011 estimated tax ,... 44,834 I Refunded,...

Part VII-A Statements Regarding Activities la During the tax year, did the foundation attempt to influence any national, state, or local leg1slat1on or did

1t part1c1pate or intervene 1n any pol1t1cal campaign?

1

2

3

4

5

7

8

9

10

11

b Did 1t spend more than $100 during the year (either directly or 1nd1rectly) for pol1t1cal purposes (see page 19 of

the 1nstruct1ons for def1n1t1on)?

If the answer is "Yes" to la or lb, attach a detailed descnpt1on of the act1v1t1es and copies of any materials

published or d1stnbuted by the foundation in connection with the act1v1t1es.

c D 1d the foundation f1 le Form 1120-POL for this year?.

d Enter the amount (1f any) of tax on pol1t1cal expenditures (section 4955) imposed during the year

(1) 0 n the foundation ,... $ (2) 0 n foundation managers ,... $ _______ _

e Enter the reimbursement (1f any) paid by the foundation during the year for pol1t1cal expenditure tax imposed

on foundation managers ,... $ ---------

2 Has the foundation engaged 1n any act1v1t1es that have not previously been reported to the IRS?

If "Yes," attach a detailed descnpt1on of the act1v1t1es.

3 Has the foundation made any changes, not previously reported to the IRS, 1n its governing instrument, articles

of 1ncorporat1on, or bylaws, or other s1m1lar instruments? If "Yes," attach a conformed copy of the changes

4a Did the foundation have unrelated business gross income of $1,000 or more during the year?.

b If"Yes,"has 1tf1led a tax return on Form990-Tforth1s year?.

5 Was there a l1qu1dat1on, term1nat1on, d1ssolut1on, or substantial contraction during the year?

If "Yes," attach the statement required by General Ins truct1on T.

6 A re the req u1re me nts of s ect1on 5 0 8 (e) (re lat1ng to s ect1ons 4 941 through 4 94 5) s at1s f1ed e 1the r

7

• By language 1n the governing instrument, or

• By state leg1slat1on that effectively amends the governing instrument so that no mandatory d1rect1ons

that conflict with the state law remain 1n the governing instrument?

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col (c), and Part XV

Sa Enter the states to which the foundation reports or with which 1t 1s registered (see page 19 of the

203,315

203,315

203,315

248,149

44 ,8 34

Yes No

la No

lb No

le No

2 No

3 No

4a No

4b

5 No

6 Yes

7 Yes

1nstruct1ons) ,..._D_C~,_K_S~,_V_A ________________________________________ _

b If the answer 1s "Yes"to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation.

9 Is the foundation cla1m1ng status as a private operating foundation w1th1n the meaning of section 4942(J)(3)

or 4942(J)(5) for calendar year 2010 or the taxable year beg1nn1ng 1n 2010 (see 1nstruct1ons for Part XIV on

page 2 7 )? If "Yes," complete Part XIV

10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule /Jstmg their names and addresses

Sb Yes

9 No

10 No

Form 990-PF (2010)

Part VII-A Statements Regarding Activities (continued) 11 Atanyt1m e during the year, did the foundation, directly or 1nd1rectly, own a controlled entity w1th1n the

meaning of section 512(b)(13)? If"Yes," attach schedule (see page 20 of the 1nstruct1ons).

12 Did the fo

13 D 1d the fo

undat1on acquire a direct or 1nd1rect interest 1n any applicable insurance contract before August 17, 2008?

undat1on comply with the public 1nspect1on requirements for its annual returns and exemption appl1cat1on?

Website address t,,WWWCGKFOUNDATION ORG

11

12

13 Yes

14 The books are 1n care of t,,_H_E_A_T_H_E_R_L_O_V_E _____________________ Telephone no t,,(316) 828-8286

Located at t,,4111 E 37TH ST N WICHITA KS ZIP+4 t,,67220

No

No

------------15 Section 494 7(a)(1) nonexempt charitable trusts f1l1ng Form 990-PF 1n lieu of Form 1041-Check here •

and enter the amount of tax-exempt interest received or accrued during the year. . ... 15

16 At any time during calendar year 2010, did the foundation have an interest 1n or a signature or other authority over

a bank, securities, or other f1nanc1al account 1n a foreign country? •

See page 20 of the 1nstruct1ons for exceptions and f1l1ng requirements for Form TD F 90-22 1 If "Yes", enter the name of the foreign country t,,

P VII B art Statements ReqardinQ Act1v1t1es for Which Form 4720 Mav Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

la During the year d 1d the foundation (e 1the r d 1rectly or ind I rectly)

( 1) Engage In the sale or exchange, or leas Ing of property with a d 1s qua I 1f1ed person?

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept 1t from)

a d1squal1f1ed person?.

(3) Furn1s h goods, s e rv 1c es, or fac 1l 1t1es to (or accept them from) a d 1s qua I 1f1ed person?

(4) Pay c ompe ns at1on to, or pay or re I mburs e the ex pens es of, a d 1s qua I 1f1ed person?

(5) Transfer any income or assets to a d1squal1f1ed person (or make any of either available

for the benefit or use of a d1squal1f1ed person)?.

I Yes

I Yes

F Yes

F Yes

I Yes

F No

F No

I No

I No

F No

(6) Agree to pay money or property to a government off1c1al? (Exception. Check "No"

1fthe foundation agreed to make a grant to or to employ the off1c1al for a period

after term1nat1on of government service, 1f term1nat1ng w1th1n 90 days ). I Yes F No

b If any answer 1s "Yes" to la(l)-(6), did any of the acts fall to qualify under the exceptions described 1n Regulations

section 53 4941(d)-3 or 1n a current notice regarding disaster assistance (see page 20 of the 1nstruct1ons)?.

O rgan1zat1ons relying on a current notice regarding disaster assistance check here.

c Did the foundation engage 1n a prior year 1n any of the acts described 1n la, other than excepted acts,

that were not corrected before the first day of the tax year beg1nn1ng 1n 2010?.

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined 1n section 4942(J)(3) or 4942(J)(5))

a At the end of tax year 2010, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beg1nn1ng before 2010?. I Yes F No

If "Yes," list the years t,, 20 __ , 20 __ , 20 __ , 20 __

b Are there any years listed 1n 2a forwh1ch the foundation 1s not applying the prov1s1ons of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement-see page 20 of the 1nstruct1ons).

c If the prov1s1ons of section 4942(a)(2) are being applied to any of the years listed 1n 2a, list the years here

t,, 20 __ , 20 __ , 20 __ , 20

3a D 1d the foundation hold more than a 2 % d I rect or ind I rect I nte rest In any bus 1nes s

enterprise at any time during the year?. I Yes F No

b If"Yes,"d1d 1t have excess business holdings 1n 2010 as a result of(l) any purchase by the foundation

or d1squal1f1ed persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved

by the Comm1ss1oner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3)

the lapse of the 10-, 15-, or 2 0-yea r first phase hold 1ng pe nod? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2010.).

4a Did the foundation invest during the year any amount 1n a manner that would Jeopardize its charitable purposes?

b Did the foundation make any investment 1n a prior year (but after December 31, 1969) that could Jeopardize its

charitable purpose that had not been removed from Jeopardy before the first day of the tax year beg1nn1ng 1n 2010?

16 No

Yes No

lb No

le No

2b

3b

4a No

4b No

Form 990-PF (2010)

Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required (continued) Sa During the year did the foundation pay or incur any amount to

(1) Carry on propaganda, or otherwise attempt to influence leg1slat1on (section 4945(e))? I Yes p- No

(2) Influence the outcome of any spec1f1c public election (see section 4955), or to carry

on, directly or 1nd1rectly, any voter reg1strat1on drive?. I Yes p- No

(3) Provide a grant to an 1nd1v1dual for travel, study, or other s1m1lar purposes? I Yes p- No

(4) Provide a grant to an organ1zat1on other than a charitable, etc, organ1zat1on described

1n section 509(a)(1), (2), or (3), or section 4940(d)(2)? (see page 22 of the 1nstruct1ons). P-Yes ' No

(5) Provide for any purpose other than rel1g1ous, charitable, sc1ent1f1c, literary, or

educational purposes, or for the prevention of cruelty to children or animals?. ·I Yes p- No

b If any answer 1s "Yes"to 5a(1)-(5), did any of the transactions fall to qualify under the exceptions described 1n

Regulations section 53 4945 or 1n a current notice regarding disaster assistance (see page 22 of the 1nstruct1ons)? Sb No

O rgan1zat1ons relying on a current notice regarding disaster assistance check here. .Jrr-'

c If the answer 1s "Yes" to question 5a(4), does the foundation claim exemption from the

tax because 1t ma1nta1ned expenditure respons1b1l1ty for the grant?. P-Yes I No

If "Yes," attach the statement required by Regulations section 53.4945-S(d).

6a D 1d the foundation, during the year, rec e 1ve any funds, d 1rectly or ind I rectly, to pay

premiums on a personal benefit contract?. I Yes f7 No

b Did the foundation, during the year, pay premiums, directly or 1nd1rectly, on a personal benefit contract?. 6b No

If "Yes" to 6b, file Form 8870.

7a At any time during the tax year, was the foundation a party to a proh1b1ted tax shelter transaction? I Yes f7 No

b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? • 7b

l:ffil9111 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).

(b) Title, and average (c) Compensation (d) Contributions to (e) Expense account,

(a) Name and address hours per week (If not paid, enter employee benefit plans other allowances

devoted to pos1t1on -0-) and deferred compensation

See Add1t1onal Data Table

2 Compensation of five highest-paid employees (other than those included on line 1-see page 23 of the instructions). If none, enter "NONE."

(b) Title, and average (d) Contributions to

(a) Name and address of each employee hours per week (c) Compensation

employee benefit (e) Expense account, paid more than $50,000

devoted to pos1t1on plans and deferred other allowances

compensation

LOGAN MOORE DIR O F O PE RATIO N S 165,000 3,410 1,440

1515 N COURTHOUSE RD 40 0

ARLINGTON,VA 22201

RYAN STOWERS PGM DIR HIGHER 155,000 9,683 1,440

1515 N COURTHOUSE RD EDUC

ARLINGTON,VA 22201 40 0

ARIANNE MASSEY PGM DIRECTOR 137,500 3,424 1,440

1515 N COURTHOUSE RD TALENT


CHRIS CARDIFF PGM OFF- MBM 130,000 9,683 1,440

1515 N COURTHOUSE RD 40 0

ARLINGTON,VA 22201

DAN JORJANI PGROFFICER 127,045 8,876 1,440

1515 N COURTHOUSE RD RESEARCH


Total number of other employees paid over $50,000. ,,.. 15

Form 990-PF (2010)

Form 990-PF (2010) Page 7 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,

I Vi il'I ! I W and Contractors (continued) 3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE".

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

Total number of others rece1v1ng over $50,000 for professional services. .... iihilf!#.;I Summary of Direct Charitable Activities

List the foundation's four largest direct charitable act1v1t1es during the tax year Include relevant stat1st1cal information such as the number of Expenses organizations and other benef1c1aries served, conferences convened, research papers produced, etc

1KOCH ASSOCIATES PROGRAM SEE GENERAL EXPLANATION ATTACHMENT 2,541,122

2KOCH INTERNSHIP PROGRAM SEE GENERAL EXPLANATION ATTACHMENT 641,323

3

4

•~1ilia• .... :• Summary of Proqram-Related Investments (see paqe 24 of the instructions) Describe the two largest program-related investments made by the foundation during the tax year on Imes 1 and 2 A mount

1

2

A II other program-related investments See page 24 of the 1nstruct1ons

3

Total. Add lines 1 through 3. .... I 0

Form 990-PF (2010)

Form 990-PF (2010) Page 8 liifli!i Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,

see paqe 24 of the instructions.) 1 Fair market value of assets not used (or held for use) directly 1n carrying out charitable, etc,

purposes

a Average monthly fair market value of securities. la 107,811,780

b Average of monthly cash balances. lb 92,225,411

c Fair market value of all other assets (see page 24 of the 1nstruct1ons). le 6,530,000

d Total (add lines la, b, and c). ld 206,567,191

e Reduction claimed for blockage or other factors reported on lines la and

le (attach detailed explanation). I le I 2 Acqu1s1t1on indebtedness applicable to line 1 assets. 2 0

3 Subtract line 2 from line ld. 3 206,567,191

4 Cash deemed held for charitable act1v1t1es Enter 1 1/2% ofl1ne 3 (for greater amount, see page 25

of the 1nstruct1ons). 4 3,098,508

5 Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 5 203,468,683

6 Minimum investment return. Enter 5% of line 5. 6 10,173,434

l:ff.lS:a Distributable Amount (see page 25 of the instructions) (Section 4942(J)(3) and (J)(5) private operating r foundations and certain fore1qn orqarnzat1ons check here,... and do not complete this part.)

1 M1n1mum investment return from Part X, line 6. 1 10,173,434

2a Tax on investment income for 2010 from Part VI, line 5. I 2a I 203,315

b Income tax for 2010 (T h Is does not I n c I u de the tax from P a rt V I ) • I 2b I c Add lines 2a and 2b. 2c 203,315

3 Distributable amount before adJustments Subtract line 2c from line 1. 3 9,970,119

4 Recoveries of amounts treated as qual1fy1ng d1stribut1ons. 4

5 Add lines 3 and 4. 5 9,970,119

6 Deduction from distributable amount (see page 25 of the 1nstruct1ons). 6

7 Distributable amount as adJusted Subtract line 6 from line 5 Enter here and on Part XIII,

line 1. 7 9,970,119

l:ffll30 Qualifying Distributions (see page 25 of the instructions)

1

a

b

2

3

a

b

4

5

6

A mounts paid (1nclud1ng adm1n1strat1ve expenses) to accomplish charitable, etc, purposes

Expenses, contributions, gifts, etc -total from Part I, column (d), line 26. la 18,860,977

Program-related investments-total from Part IX-B. lb 0

A mounts paid to acquire assets used (or held for use) directly 1n carrying out charitable, etc,

purposes. 2 40 ,287

A mounts set aside for spec1f1c charitable proJects that satisfy the

Su1tab1l1ty test (prior IRS approval required). 3a 0

Cash d1stribut1on test (attach the required schedule). 3b 0

Qualifying distributions. Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 18,901,264

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income Enter 1% of Part I, line 27b (see page 26 of the 1nstruct1ons). 5

Adjusted qualifying distributions. Subtract 11 ne 5 from 11 ne 4. 6 18,901,264

Note: The amount on line 6 will be used 1n Part V, column (b), 1n subsequent years when calculating whether the foundation qual1f1es for the section 4940(e) reduction of tax 1n those years

Form 990-PF (2010)

Part XIII Undistributed Income (see paqe 26 of the instructions) (a) (b) (c) (d)

Corpus Years prior to 2009 2009 2010

1 Distributable amount for 2010 from Part XI, line 7 9,970,119

2 Undistributed income, 1fany, as of the end of2010

a Enter amount for 2009 only. 0

b Total for prior years 2008 , 2007 , 2006 0

3 Excess d1stribut1ons carryover, 1f any, to 2010

a From 2005. 2,267,221

b From 2006. 4,479, 130

c From 2007. 3, 779,603

d From 2008. 7,054,261

e From 2009. 11,912,574

f Total of lines 3a through e. 29,492, 789

4 Qua I 1fy 1ng d 1s tri but1ons for 2 0 10 from Pa rt

XII, line 4 ..... $ 18,901,264

a A ppl1ed to 2009, but not more than line 2a 0

b A ppl1ed to undistributed income of prior years (Election required-see page 26 of the 1nstruct1ons)

c Treated as d1stribut1ons out of corpus (Election required-see page 26 of the 1nstruct1ons).

d Applied to 2010 distributable amount. 9,970,119

e Rema1n1ng amount distributed out of corpus 8,931,145

5 Excess d1stribut1ons carryover applied to 2010

(If an amount appears in column (d), the same amount must be shown in column (a).)

6 Enter the net total of each column as indicated below:

a Corpus Add lines 3f, 4c, and 4e Subtract line 5 38,423,934

b Prior years' undistributed income Subtract I In e 4 b from I In e 2 b • 0

c Enter the amount of prior years' undistributed income for which a notice of def1c1ency has been 1s sued, or on wh1c h the s ect1on 4 9 4 2 (a) tax has been previously assessed.

d Subtract line 6c from line 6b Taxable amount-see page 27 of the 1nstruct1ons. 0

e U nd1stributed income for 2009 Subtract line 4a from line 2a Taxable amount-see page 27 of the 1nstruct1ons • 0

f Undistributed income for 2010 Subtract lines 4d and 5 from line 1 This amount must be distributed 1n 2011 • 0

7 A mounts treated as d1stribut1ons out of corpus to satisfy requirements imposed by section 170(b)(l)(F) or4942(g)(3) (see page 27 of the 1nstruct1ons).

8 Excess d1stribut1ons carryover from 2005 not applied on line 5 or line 7 (see page 27 of the 1nstruct1ons). 2,267,221

9 Excess distributions carryover to 2011. Subtract lines 7 and 8 from line 6a. 36,156,713

10 A nalys1s of line 9

a E x c es s from 2 0 0 6 • 4,479, 130

b E x c es s from 2 0 0 7 • 3, 779,603

c E x c es s from 2 0 0 8 • 7,054,261

d E x c es s from 2 0 0 9 • 11,912,574

e E x c es s from 2 0 1 0 • 8,931,145

Form 990-PF (2010)

Part XIV Foundations see a e 27 of the instructions and Part VII-A uest1on 9 la If the foundation has received a ruling or determ1nat1on letter that 1t 1s a private operating

foundation, and the ruling 1s effective for 2010, enter the date of the ruling. ...-~-----------------

b Check box to 1nd1cate whether the organ1zat1on IS a private operating foundation described In section r 4942(J)(3) or r 4942(J)(5)

2a Enter the lesser of the adJusted net Tax year P ri or 3 ye a rs income from Pa rt I or the m1 n1mum (e) Total

1nves tme nt return from Pa rt X for each (a) 2010 (b) 2009 (c) 2008 (d) 2007

year listed.

b 85% ofl1ne 2a.

c Qua l1fy Ing d 1s tribut1ons from Pa rt XI I, line 4 for each year listed.

d Amounts included in line 2c not used directly for active conduct of exempt act1v1t1es .

e Q ual1fy1ng d1stribut1ons made directly for active conduct of exempt act1v1t1es Subtract line 2d from line 2c •

3 Complete 3a, b, or c for the alternative test relied upon

a "Assets" alternative test-enter

(1) Value of all assets •

(2) Value of assets qual1fy1ng under section 4942(J)(3)(B)(1)

b "Endowment" alternative test- enter 2/3 of m1n1mum investment return shown 1n Part X, line 6 for each year listed.

c "Support" alternative test-enter

(1) Total support other than gross investment income (interest, d1v1dends, rents, payments on securities loans (section 512(a)(5)), or royalties).

(2) Support from general public and 5 or more exempt organ1zat1ons as provided 1n section 4942 (J)(3 )(8)(111).

(3) Largest amount of support from an exempt organ1zat1on

(4) Gross investment income

I :r.Tili •'.t'• Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year-see page 27 of the instructions.)

1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year (but only 1f they have contributed more than $5,000) (See section 507 (d)(2))

CHARLES G KOCH

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) ofwh1ch the foundation has a 10% or greater interest

NONE

2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here ... r 1fthe foundation only makes contributions to preselected charitable organ1zat1ons and does not accept unsol1c1ted requests for funds If the foundation makes gifts, grants, etc (see page 28 of the 1nstruct1ons) to 1nd1v1duals or organ1zat1ons under other cond1t1ons, complete items 2a, b, c, and d

a The name, address, and telephone number of the person to whom appl1cat1ons should be addressed

CHARLES G KOCH CHARITABLE FDN 1515 N COURTHOUSE ROAD SUITE 200 ARLINGTON,VA 22201 (703) 87 5-1600

b The form 1n which appl1cat1ons should be submitted and 1nformat1on and materials they should include

ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION AND WHICH MEET THE CRITERIA LISTED IN ATTACHMENT 14 SHOULD SUBMIT A SHORT LETTER (NO MORE THAN THREE PAGES) OUTLINING THEIR REQUEST THE LETTER SHOULD CLEARLY AND SUCCINCTLY STATE 1 PROSPECTIVE GRANTEE'S MISSION AND GOALS, 2 SPECIFIC PROJECT FOR WHICH SUPPORT IS BEING SOUGHT, 3 AMOUNT OF FUNDING REQUESTED, 4 NAME, TITLE, ADDRESS, TELEPHONE NUMBER, AND EMAIL ADDRESS OF THE PRIMARY CONTACT PERSON, AND, 5 CURRENT ANNUAL BUDGET OR AUDITED FINANCIAL STATEMENTS IF APPLICABLE, PLEASE ALSO INCLUDE A LIST OF OTHER SUPPORT (E G, FUNDING, IN-KIND CONTRIBUTIONS) SECURED FOR THE PROJECT BECAUSE THE FOUNDATION GENERALLY ONLY SUPPORTS SECTION 501(C) (3) PUBLIC CHARITIES, IT ALSO REQUIRES THAT YOU SUBMIT VERIFICATION FROM THE IRS THAT YOUR ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX AS A SECTION 501(C)(3) ORGANIZATION AND IS CLASSIFIED AS A PUBLIC CHARITY UNDER SECTION 509(A) OF THE INTERNAL REVENUE CODE THE FOUNDATION KINDLY REQUESTS THAT NO

c Any subm1ss1on deadlines

NONE

d Any restrictions or l1m1tat1ons on awards, such as by geographical areas, charitable fields, kinds of 1nst1tut1ons, or other facto rs

THE FOUNDATION PRIMARILY SUPPORTS RESEARCH AND EDUCATION PROGRAMS THAT ANALYZE THE IMPACT OF FREE SOCIETIES, IN PARTICULAR HOW THEY ADVANCE THE WELL-BEING OF MANKIND BUILDING ON THIS KNOWLEDGE, THE CHARLES G KOCH CHARITABLE FOUNDATION FOSTERS THE PARTNERSHIP OF SCIENTISTS AND PRACTITIONERS IN ORDER TO INTEGRATE THEORY AND PRACTICE BY DOING SO, THE FOUNDATION STRIVES TO DEVELOP MARKET-BASED TOOLS THAT ENABLE INDIVIDUALS, INSTITUTIONS AND SOCIETIES TO PROSPER THE CHARLES G KOCH CHARITABLE FOUNDATION FOCUSES ON A SELECT NUMBER OF PROGRAMS WHERE IT BELIEVES IT IS BEST POSITIONED TO SUPPORT POSITIVE SOCIAL CHANGE THE FOUNDATION ENCOURAGES ORGANIZATIONS SEEKING SUPPORT TO FIRST FAMILIARIZE THEMSELVES WITH THOSE DOMAINS BY EXAMINING THE FOUNDATION'S AREAS OF INTEREST IN ADDITION, THE FOUNDATION PLACES SEVERAL LIMITATIONS ON THE REQUESTS IT CONSIDERS 1 THE FOUNDATION PRIMARILY MAKES GRANTS TO SECTION 501(C)(3) PUBLIC CHARITIES THE CHARLES G KOCH CHARITABLE FOUNDATION DOES NOT SUPPOR

Form 990-PF (2010)

Form 990-PF (2010) Page 11 •ffii:W Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment

Rec1p1ent If rec1p1ent 1s an 1nd1v1dual, Foundation

show any relat1onsh1p to Purpose of grant or any foundation manager

stat us of contribution

A mount

Name and address (home or business) or substantial contributor

rec1p1ent

a Paid dunng the year


Total. ..... 3a 11,192,922

b Approved for future payment


Total. ..... 3b 3,019,339

Form 990-PF (2010)

Part XVI-A Analysis of Income-Producing Activities

Enter gross am ounts unless otherwise 1nd1cated

1 Program ser vice revenue

a

b

c

d

e

f

g Fees and contracts from government agencies

2 Members h1 p dues and assessments.

vings and temporary cash investments 3 Interest on sa

4 D1v1dends a

5 Net rental I

nd interest from securities.

ncome or (loss) from real estate

need property. a Debt-f1na

bNotdebt-

6 Net renta I inc

7 Other1nves

8 Gain or ( loss)

9 Net income

f1 na nc ed property.

ome or (loss) from personal property

tment income.

from sales of assets other than inventory

or (loss) from special events

tor (loss) from sales of inventory. 10 Gross prof1

11 Otherreven ue a

b ___ _ c ___ _

d ___ _

e ___ _

12 Subtotal A dd columns (b), (d), and (e).

13 Total. Add line 12, columns (b), (d), and (e).

Unrelated business income

(a) (b) Business code A mount

(See worksheet 1n line 13 1nstruct1ons on page 28 to verify calculations

Excluded by section 512, 513, or 514 (e) Related or exempt

(c) (d) function income

Exclusion code A mount (See page 28 of the 1nstruct1ons )

14 327,064

14 3,811, 180

18 1,628,844

18 4,490,637

10,257, 725

. 13 _________ 1_0~,_2_5_7~,7_2_5

Part XVI-B Relationshi of Activities to the Aecom lishment of Exem t Pur oses

Line No. Explain below how each act1v1ty for which income 1s reported 1n column (e) of Part XVI-A contributed importantly to .. the accomplishment of the organ1zat1on's exempt purposes (other than by prov1d1ng funds for such purposes) (See page 28 of the 1nstruct1ons)

Form 990-PF (2010)

Form 990-PF (2010)

l:hii!W•I Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Page 13

1 Did the organization directly or indirectly engage in any of the following with any other organ1zat1on described in section

SOl(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes No

a Transfers from the reporting foundation to a noncharitable exempt organ1zat1on of

(1) Cash.

(2) 0 ther assets.

b Other transactions

(1) Sales of assets to a noncharitable exempt organ1zat1on.

(2) Purchases of assets from a noncharitable exempt organ1zat1on.

(3) Rental offac1l1t1es, equipment, or other assets.

(4) Reimbursement arrangements.

(5) Loans or loan guarantees.

(6) Performance of services or membership or fundra1s1ng sol1c1tat1ons.

c Sharing offac1l1t1es, equipment, ma1l1ng lists, other assets, or paid employees.

1a(1)

1a(2)

1b(1)

1b(2)

1b(3)

1b(4)

lb(S)

1b(6)

le

d If the answer to any of the above 1s "Yes," complete the following schedule Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market value 1n any transaction or sharing arrangement, show 1n column (d) the value of the goods, other assets, or services received

No

No

No

No

No

No

No

No

No

(a) Line No (b) Amount involved (c) Name of nonchantable exempt organ1zat1on (d) Description of transfers, transactions, and sharing arrangements

2a Is the foundation d 1rectly or ind I rectly aff1l 1ated with, or re lated to, one or more tax-exempt orga n1zat1ons

described 1n section 501(c) of the Code (other than section 501(c)(3)) or 1n section 5277. .I Yes

b If"Yes," complete the following schedule

(a) Name of organization (b) Type of organization (c) Description of relat1onsh1p

Under pe na lt1es of pe rJury, I dee la re that I have examined this return, 1nclud1ng accompanying schedules and statements, and to the best of my knowledge and belief, 1t 1s true, correct, and complete Declaration of preparer (other than taxpayer or f1duc1ary) 1s based on all 1nformat1on ofwh1ch preparer has any knowledge

~ ****** i 2011-11-15

~ ****** Signature of officer or trustee Date Title

~ Date PTIN

-:l) Check 1fself-:::c

P re pa re r' s ~ MITCHELL K CADDELL employed ~r c Signature ::r.:, ii) >,

v.i '":..--fC Firm's name ~ BKD LLP Firm's EIN~ .::.:,i::o i::f:::. ,t, t ,j) 1551 N WATERFRONT PKWY STE 300 o.:i

Firm's address ~ WICHITA, KS 672066601 Phone no (316) 265-2811

Form 990-PF (2010)

lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913190134511

Schedule B Schedule of Contributors OMB No 1545-0047

(Form 990, 990-EZ, or 990-PF) Departrrent of the Treasury Internal Revenue Ser1,1ce

,... Attach to Form 990, 990-EZ, or 990-PF. 2010 Name of organization CHARLES G KOCH CHARITABLE FOUNDATION I

Employer identification number

48-0918408

Organization type (check one)

Filers of: Section:

Form 990 or 990-EZ r 501(c)( ) ( enter number) organ1zat1on

r 4947( a)( 1) nonexempt charitable trust not treated as a private foundation

r 527 political organ1zat1on

Form990-PF P" 501(c)(3) exempt private foundation

r 4947( a)( 1) nonexempt charitable trust treated as a private foundation

r 501(c)(3) taxable private foundation

Check 1f your organ1zat1on 1s covered by the General Rule or a Special Rule. Note. Only a section 501(c)(7), (8), or (10) organ1zat1on can check boxes for both the General Rule and a Special Rule See 1nstruct1ons

General Rule-

P" For an organ1zat1on filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more ( 1n money or property) from any one contributor Complete Parts I and II

Special Rules

I For a section 501 ( c )(3) organ1zat1on filing Form 990 or 990-EZ, that met the 33113% support test of the regulations under sections 509( a)( 1) and 170( b )( 1 )(A)(v1), and received from any one contributor, during the year, a contribution of the greater of (1) $5,000 or (2) 2% of the amount on ( 1) Form 990, Part V Ill, line 1 h, or ( 11) Form 990-EZ, line 1 Complete Parts I and II

I For a section 501 ( c )(7), ( 8), or ( 10) organ1zat1on filing Form 990, or 990-EZ, that received from any one contributor, during the year, aggregate contributions of more than $1,000 for use exc/us,vely for religious, charitable, sc1ent1f1c, literary, or educational purposes, or the prevention of cruelty to children or animals Complete Parts I, II, and Ill

I For a section 501 ( c )(7), ( 8), or ( 10) organ1zat1on filing Form 990, or 990-EZ, that received from any one contributor, during the year, contributions for use exc/us,vely for religious, charitable, etc , purposes, but these contributions did not aggregate to more than $1,000 If this box 1s checked, enter here the total contributions that were received during the year for an exc/us,vely religious, charitable, etc, purpose Do not complete any of the parts unless the General Rule applies to this organ1zat1on because 1t received nonexclus1vely religious, charitable, etc , contributions of $5,000 or more

during the year . . . . . . . . . . . . . . . . . . . . . . . . . ,... $

Caution. An Organ1zat1on that 1s not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990-PF), but 1t must answer" No" on Part IV, line 2 of its Form 990, or check the box on lin Hof its Form 990-EZ, or on line 2 of its Form 990-PF, to certify that 1t does not meet the filing requirements of Schedule B ( Form 990, 990-EZ, or 990-PF)

For Paperwork Reduction Pct Notice, see the Instructions for Form 990, 990-EZ, or 990-PF

Cat No 30613X Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010) Page _1_ of _1_ of Part I

Name of organization Employer identification number CHARLES G KOCH CHARITABLE FOUNDATION

48-0918408

•@ii Contributors ( see Instructions)

(a) (b) (c) (d) No. Name, address, and ZIP+ 4 Aggregate contributions Type of contribution

1 Person p --

CHARLES G KOCH Payroll r 4111 E 37TH STREET N

$ 42,034,259 Noncash r WICHITA, KS 67220 (Complete Part II 1f there 1s

a noncash contribution )


-- Person r Payroll r

$ Noncash r (Complete Part II 1f there 1s a noncash contribution )













Schedule B (Form 990, 990-EZ, or 990-PF) (2010)

Schedule B (Form 990, 990-EZ, or 990-PF) (2010) Page _1_ of _1_ of Part II


48-0918408

•@iii Noncas h Property ( see Instructions)

(a) No. (b)

(c) (d)

from Description of noncash property given

FMV (or estimate) Date received

Part I (see instructions)

--

$

(a) No. (b)

(c) (d)




--

$

(a) No. (b)

(c) (d)




--

$

(a) No. (b)

(c) (d)

from Description of noncash property given FMV (or estimate) Date received


--

$

(a) No. (b)

(c) (d)

from Description of noncash property given FMV (or estimate) Date received


--

$

(a) No. (b)

(c) (d)




--

$


Schedule B (Form 990, 990-EZ, or 990-PF) (2010) Page _1_ of _1_ of Part Ill


(a) No. from Part I

--

(a) No. from Part I

--

(a) No. from Part I

--

(a) No. from Part I

--

48-0918408

Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations aggregating more than $1,000 for the year. (Complete columns (a) through (e) and the follow 1ng line entry ) For organ1zat1ons completing Part Ill, enter the total of exc/us,vely religious, charitable, etc , contributions of $1,000 or less for the year ( Enter this 1nformat1on once See 1nstruct1ons ) ..,_ $

(b) (c) (d) Purpose of gift Use of gift Description of how gift is held

(e) Transfer of gift

Transferee's name, address, and ZIP+ 4 Relationship of transferor to transferee











Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Rec1p1ent If rec1p1ent 1s an 1nd1v1dual, Foundation Purpose of grant or A mount show any relat1onsh1p to stat us of contribution

Name and address (home or business) any foundation manager rec1p1ent or substantial contributor


ACTON INSTITUTE NONE PUBLIC EDUCATIONAL PROGRAMS 25 ,000 161 OTTAWA AVENUE NW SUITE 301 G RA N D RA P IDS, M I 49503

ALEXANDER HAMILTON INSTITUTE NONE PUBLIC EDUCATIONAL PROGRAMS 14,160 21WESTPARK CLINTON,NY 13323

ALMA COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,17 5 614WSUPERIORST ALMA,MI 48801

AMERICAN COUNCIL OF TRUSTEES NONE PUBLIC GENERAL OPERATING 5,000 AND ALUMNI SUPPORT 17 26 M STREET NW WASHINGTON,DC 200364525

AMERICAN SPECTATOR NONE PUBLIC GENERAL OPERATING 10 ,000 FOUNDATION SUPPORT 1611 NORTH KENT ST SUITE 901 ARLINGTON,VA 22201

AMERICAN UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,000 4400 MASSACHUSETTS AVENUE NW WASHINGTON,DC 200168130

AN DREW COLLEGE NONE PUBLIC EDUCATIONAL PROGRAM 2,500 501 COLLEGE STREET CUTHBERT,GA 39840

ASSOCIATION OF PRIVATE NONE PUBLIC EDUCATIONAL PROGRAMS 22,000 ENTERPRISE EDUATIO N 615 MCCALLIE AVENUE CHATTANOOGA,TN 37403

ARKANSAS TECH UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 8,500 1509 NORTH BOULDER AVE RUSSELLVILLE,AR 72801

ARTS &SCIENCES FOUNDATION NONE PUBLIC EDUCATIONAL PROGRAMS 150,000 INC 103 SOUTH BUILDING CB 9100 CHAPEL HILL, NC 27599

ATHENS STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGAMS 7 ,000 FOUNDATION 300 N BEATY ST ATHENS,AL 356111902

AZUSA PACIFIC UNIVERSITY NONE PUBLIC EDUCATIONAL PROGAMS 22,000 PO BOX 7000 901 E ALOSTA AVE AZUSA,CA 917027000

BALL STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 16,300 2000 UNIVERSITY AVENUE MUNCIE,IN 47306

BARTON COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 3,360 PO BOX 5000 WILSON, NC 27893

BAYLOR UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 6,000 ONE BEAR PLACE WACO,TX 76798

Total. ...... 3a 11,192,922



Name and address (home or any foundation manager rec1p1ent business) or substantial contributor


BELOIT COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 32,000 700 COLLEGE STREET BELO IT, WI 53511

BERRY COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 9,600 PO BOX 495024 MOUNT BERRY,GA 301495024

BETHEL COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 8,505 1001 W MCKINLEY AVENUE MESHAWAKA,IN 46545

BILLO FRIGHTS INSTITUTE NONE PUBLIC EDUCATIONAL PROGRAMS 300,000 200 N GLEBE ROAD SUITE 200 ARLINGTON,VA 22203

BOISE STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,550 FOUNDATION 2225 UNIVERSITY DRIVE BOISE, ID 83706

BROWN UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 116,978 POBOX1844 PROVIDENCE, RI 02912

BUENA VISTA UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 1,000 610 W 4TH STREET STORM LAKE,IA 50588

CAMPBELL UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 13,600 PO BOX 1145 BUI ES CREEK, NC 27506

CAPITAL RESEARCH CENTER NONE PUBLIC GENERAL OPERATING 20 ,000 1513 16TH ST NW SUPPORT WASHINGTON,DC 200361480

CHAPMAN UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 40 ,000 1 UNIVERSITY DRIVE ORANGE,CA 92866

CHARLESTON SOUTHERN NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,200 UNIVERSITY 9200 UNIVERSITY BOULEVARD CHARLESTON,SC 29406

CHRISTENDOM COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 5,100 134 CHRISTENDOM DR FRONT ROYAL,VA 22630

CLAREMONT MCKENNA COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 14 ,000 400 N CLAREMONT BLVD CLAREMONT,CA 91711

CLEMSON UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 250,000 165 SIRRINE HALL BOX 341301 CLEMSON,SC 296341301

CHRISTOPHER NEWPORT UNIV NONE PUBLIC EDUCATIONAL PROGRAMS 6,000 EDUCATION FOUNDATION 1 UNIVERSAL PLACE NEWPORT NEWS,VA 23606

Total. ...... 3a 11,192,922





COASTAL CAROLINA UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 6,300 PO BOX 261954 CONWAY,SC 295286054

COLGATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 5,97 2 13 OAK DRIVE HAMILTON,NY 13346

COLLEGE OF CHARLESTON NONE PUBLIC EDUCATIONAL PROGRAMS 29,919 FOUNDATION 66 GEORGE STREET CHARLESTON,SC 29424

COLLEGE OF NEW JERSEY NONE PUBLIC EDUCATIONAL PROGRAMS 15 ,310 FOUNDATION 2000 PENNINGTON ROAD TRENTON, NJ 08628

C O LL E G E O F WI L LI A M & M A RY NONE PUBLIC EDUCATIONAL PROGRAMS 4,800 PO BOX8795 WI L LI A M BU R G , V A 231878795

CO LO RA DO COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 9,000 14 E CACHE LA POU DRE ST COLORADO SPRINGS,CO 80903

CRITICAL REVIEW FOUNDATION NONE PUBLIC GENERAL OPERATING 8,000 PO BOX 869 SUPPORT HELOTES, TX 78023

CALIFORNIA STATE UNIVERSITY - NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,000 EAST BAY 25800 CARLOS BEE BLVD HAYWARD,CA 94542

DELAWARE STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,250 FOUNDATION 1200 NORTH DUPONT HIGHWAY DOVER,DE 199012277

DONORS TRUST NONE PUBLIC EDUCATIONAL PROJECT 25 ,000 109 NORTH HENRY ST ALEX AND RA I, VA 22314

DUKE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 11,500 81 BEVERLY DRIVE DURHAM,NC 27707

DUQUESNE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 17 ,000 600 FORBES AVENUE PITTSBURGH, PA 15282

FOUNDATION FOR INDIVIDUAL NONE PUBLIC GENERAL OPERATING 17 5,000 RIGHTS IN EDUCATION SUPPORT 601 WALNUT STREET SUITE 510 PHILADELPHIA,PA 19106

FLORIDA GULF COAST NONE PUBLIC EDUCATIONAL PROGRAMS 36 ,246 UNIVERSITY FOUNDATION 1050 FGCU BOULEVARD SOUTH FORT MYERS,FL 33965

FLORIDA STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 350,544 211 WESTCOTT BUILDING TALLAHASSEE,FL 323061470

Total. ...... 3a 11,192,922





FOUNDATION FOR ECONOMIC NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,000 EDU CATION 30 S BROADWAY IRVINGTONONHUDSON,NY 10533

FRASER INSTITUTE NONE PUBLIC EDUCATIONAL PROGRAMS 150,000 1770 BURRARD ST 4TH FLOOR VANCOUVER,BRITISH COLUMBIA

CA

GEORGE FOX UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 6,500 414 N MERIDIAN STREET NEWBERG,OR 971322697

GEORGE MASON UNIVERSITY NONE PUBLIC GENERAL OPERATING 3,667,144 FOUNDATION SUPPORT &EDUCATIONAL 4400 UNIVERSITY DRIVE PROGRAMS FAIRFAX,VA 220304444

GEORGE WASHINGTON NONE PUBLIC EDUCATIONAL PROGRAMS 15 ,000 UNIVERSITY 805 21ST STREET NW WASHINGTON,DC 20052

GEORGIA COLLEGE & STATE NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,000 UNIVERSITY 231 W HANCOCK ST MILLEDGEVILLE, GA 31061

GEORGIA STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,000 FOUNDATION ONE PARK PLACE SOUTH ATLANTA,GA 30303

GEORGIA TECH RESEARCH CORP NONE PUBLIC EDUCATIONAL PROGRAMS 15 ,000 505 TENTH STREET ATLANTA,GA 303320420

GROVE CITY COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 32,214 100 CAMPUS DRIVE 3010 GROVE CITY,PA 16127

HAMPDEN-SYDNEY COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 16 ,000 1 COLLEGE ROAD HAMPDEN SYDNEY,VA 23943

HANOVER COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 5,500 POBOX108 HANOVER,IN 47243

HENDERSON STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 6,515 FOUNDATION 1100 HENDERSON STREET ARKADELPHIA,AR 719990001

HILLSDALE COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 26 ,000 33 ECO LLEGE STREET HILLSDALE,MI 49242

INDIANA UNIVERSITY NONE PUBLIC REFUND OF UNUSED FUNDS -2 ,4 0 0 107 S INDIANA AVENUE FROM 2009 GRANT BLOOMINGTON,IN 474057000

INSTITUTE FOR HUMANE STUDIES NONE PUBLIC GENERAL OPERATING 2,159,500 3301 N FAIRFAX DR SUPPORT SUITE 440 ARLINGTON,VA 22201

Total. ...... 3a 11,192,922





JACK MILLER CENTER NONE PRIVATE EDUCATIONAL PROGRAMS 250,000 111 PRESIDENTIAL BLVD 146 PHILADELPHIA,PA 19004

JACKSONVILLE STATE NONE PUBLIC EDUCATIONAL PROGRAMS 6,000 UNIVERSITY FOUNDATION 700 PELHAM ROAD NORTH JACKSONVILLE,AL 36265

JAMES MADISON INSTITUTE NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,500 PO BOX 37460 TALLAHASSEE,FL 32303

JAMES MADISON UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 12,705 FOUNDATION 800 SOUTH MAIN STREET HARRISONBURG,VA 22807

LA SIERRA SCHOOL OF BUSINESS NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,500 601 S MAIN STREET CORONA,CA 91720

LAKELAND NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,000 POBOX359 S H E BO Y GA N , WI 530820359

LIN DENWOOD NONE PUBLIC EDUCATIONAL PROGRAMS 5,000 209 W KINGSHIGHWAY SAINT CHARLES,MO 63301

LOYOLA UNIVERSITY CHICAGO NONE PUBLIC REFUND OF UNUSED FUNDS -1,316 1032 W SHERIDAN RD FROM 2009 GRANT CHICAGO, IL 60660

LOYOLA UNIVERSITY NEW NONE PUBLIC EDUCATIONAL PROGRAMS 20 ,000 ORLEANS 6363 ST CHARLES AVENUE NEWORLEANS,LA 70118

LOUISIANA STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 11,340 FOUNDATION 3838 WEST LAKESHORE DRIVE BATON ROUGE,LA 70803

MARKET BASED MANAGEMENT NONE PRIVATE GENERAL OPERATING 145,000 INSTITUTE SUPPORT 4111 EAST 37TH ST N WICHITA, KS 67220

MERCER UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 10,500 1400 COLEMAN AVENUE MACON,GA 31207

METROPOLITAN STATE COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 15,340 DENVER FOUNDATION 1512 LARIMER STREET SUITE 900 DENVER, CO 802178424

UNIVERSITY OF MICHIGAN NONE PUBLIC EDUCATIONAL PROGRAMS 11,6 0 7 503 THOMPSON STREET ANN ARBOR,MI 48109

MICHIGAN STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,6 50 304 SOUTH CASE HALL EAST LANSING,MI 48825

Total. ...... 3a 11,192,922





MIDWESTERN STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 5,800 FOUNDATION 3 4 1 0 TA FT BL V D WICHITA FALLS, TX 76308

MILLIGAN COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 3,000 PO BOX 500 MILLIGAN COLLEGE,TN 37682

MASSACHUSETTS INSTITUTE OF NONE PUBLIC EDUCATIONAL PROGRAMS 45 ,480 TECHNOLOGY 77 MASSACHUSETTS AVENUE CAM BRIDGE, MA 021394301

MONTANA STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 18,000 3070 LIN FIELD HALL BOZEMAN,MT 597170292

MONTCLAIR STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 8,000 FOUNDATION 1 NORMAL AVENUE MONTCLAIR, NJ 07043

MOREHEAD STATE UNIVERSITY NONE PRIVATE GENERAL SUPPORT FOR 9,300 202 HOWELL-MCDOWELL BLDG RESEARCH MOREHEAD,KY 40351

NA TIO NA L REVIEW INSTITUTE NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,000 233 PENNSYLVANIA AVE SE 3RD FLOOR WASHINGTON,DC 20003

NATIONAL UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 10,500 11255 NORTH TORREY PINES RD LA JOLLA,CA 92037

NETWORK OF ENLIGHTENED NONE PUBLIC GENERAL OPERATING 2,500 WOMEN SUPPORT 1210 MASSACHUSETTS AVE NW WASHINGTON,DC 20005

NEW YORK UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,000 19 W 4TH STREET 6FL NEWYORK,NY 10012

NORTH CAROLINA STATE NONE PUBLIC EDUCATIONAL PROGRAMS 4,000 UNIVERSITY CAMPUS BOX 7001 RA LEIGH, NC 276957001

NORTHEASTERN STATE NONE PUBLIC EDUCATIONAL PROGRAMS 8,400 UNIVERSITY TAHLEQUAH 705 N GRAND TAHLEQUAH,OK 74464

NORTHERN ILLINOIS RESEARCH NONE PUBLIC EDUCATIONAL PROGRAMS 5,000 FOUNDATION 1425 WEST LINCOLN HWY DEKALB, IL 601152828

NORTHWEST OKLAHOMA STATE NONE PUBLIC EDUCATIONAL PROGRAMS 3,000 UNIVERSITY FOUNDATION 709 OKLAHOMA BLVD ALVA,OK 73717

NORTHWOOD UNIVERSITY -TEXAS NONE PUBLIC EDUCATIONAL PROGRAMS 8,000 CAMPUS 1114WFM 1382 CEDAR HILL, TX 751041204

Total. ...... 3a 11,192,922





NORTHWOOD UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 40 ,000 4000 WHITING DRIVE MIDLAND, MI 48640

NOVIM GROUP NONE PUBLIC EDUCATIONAL PROGRAMS 150,000 2831 GARBER ST BERKELEY, CA 94705

OGLETHORPE NONE PUBLIC EDUCATIONAL PROGRAMS 5,000 4484 PEACHTREE RD NE ATLANTA,GA 30319

OHIO UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 5,000 PO BOX 869 ATHENS,OH 45701

OHIO UNIVERSITY FOUNDATION NONE PUBLIC EDUCATIONAL PROGRAMS 14 ,000 BENTLEY ANNEX 415 ATHENS,OH 45701

PEPPERDINE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 18,950 24255 PACIFIC COAST MALIBU,CA 902634819

PHILANTHROPY ROUNDTABLE NONE PUBLIC GENERAL OPERATING 25 ,000 1150 17TH ST NW SUPPORT SUITE 503 WASHINGTON,DC 20036

PHILLIPS FOUNDATION NONE PRIVATE EDUCATIONAL PROGRAMS 25 ,000 ONE MASSACHUSETTS AVE NW SUITE 620 WASHINGTON,DC 20001

PHILLIPS SCHOOL OF BUSINESS NONE PUBLIC EDUCATIONAL PROGRAMS 2,000 HIGH POINT UNIVERSITY 833 MONTLIEU AVENUE HIGH POINT,NC 27262

PRES BYTE RIAN COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 2,200 503 SOUTH BROAD STREET CLINTON,SC 29325

PROVIDENCE COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 5,250 SOWA HALL 236 PROVIDENCE, RI 02918

REGENT UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,500 1000 REGENT UNIVERSITY DR VIRGINIA BEACH,VA 234649800

RESEARCH FOUNDATION OF THE NONE PUBLIC EDUCATIONAL PROGRAMS 12,000 STATE UNIV OF NEW YORK 101 BROAD STREET PLATTSBURGH, NY 12901

RHO DES COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 28,000 2000 N PARKWAY MEMPHIS,TN 38112

ROBERT MORRIS UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 1,500 6001 UNIVERSITY BOULEVARD MO O N TOWNSHIP, PA 151081189

Total. ...... 3a 11,192,922





ROCKFORD COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,500 5050 EAST STATE STREET ROCKFORD,IL 61108

ROOSEVELT NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,950 430 S MICHIGAN AVENUE CHICAGO, IL 60605

ROYAL INSTITUTION FOR ADV OF NONE PUBLIC EDUCATIONAL PROGRAMS 6,000 LEARNING 855 SHERBROOKE ST W MONTREAL,QUEBEC QC HCA2T7 CA

RYAN FOUNDATION NONE PUBLIC EDUCATIONAL PROGRAMS 4,500 805 BROWER ROAD WAYNE,PA 19087

SAGINAW VALLEY STATE NONE PUBLIC EDUCATIONAL PROGRAMS 4,940 UNIVERSITY 7400 BAY RD BROWN 342 UNIVERSITY CENTER,MI 48710

SALISBURY UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 12,000 FOUNDATION PO BOX 2655 SALISBURY, MD 218022655

SALVATION ARMY NONE PUBLIC EDUCATIONAL PROGRAMS 50 ,000 615 SLATERS LANE ALEXANDRIA,VA 22313

SAN JOSE STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 16,500 ONE WASHINGTON SQUARE SANJOSE,CA 95192

SARAH LAWRENCE COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 9,000 1 MEAD WAY BRONXVILLE,NY 10708

SETON HALL UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 10,131 400 SOUTH ORANGE AVENUE SOUTH ORANGE,NJ 07079

SKIDM O ORE COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 3,800 815 NORTH BROADWAY SARATOGA SPRINGS,NY 12866

SMITHSONIAN INSTITUTE NONE PU BLC EDUCATIONAL PROGRAMS 55 ,000 AST RO PHYSICAL OBSERVATORY 60 GARDEN STREET CAM BRIDGE, MA 021381516

SOUTHERN ILLINOIS UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 14,976 FOUNDATION 1235 DOUGLAS DRIVE CARBONDALE,IL 629016805

SOUTHERN METHODIST NONE PUBLIC EDUCATIONAL PROGRAMS 800 UNIVERSITY PO BOX 750333 DALLAS,TX 752750333

ST CLOUD STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 5,500 FOUNDATION 720 4TH AVENUE SOUTH SAINT CLOUD,MN 563014498

Total. ...... 3a 11,192,922





STJOHN FISH ER COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 8,000 3690 EAST AVENUE ROCHESTER,NY 14618

ST JOHN'S UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 22,000 8000 UTOPIA PARKWAY QUEENS,NY 11439

ST LAWRENCE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,000 23 ROMO DA DRIVE CANTON,NY 13617

ST VINCENT NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,500 300 FRASOR PURCHASE ROAD LAT RO BE, PA 15650

STILLMAN COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,500 PO BOX 1430 TUSCALOOSA,AL 35403

STONEHILL COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 13,494 320 WASHINGTON ST EASTON,MA 02357

STUDENTS FOR LIBERTY NONE PUBLIC EDUCATIONAL PROGRAMS 20 ,000 POBOX17321 ARLINGTON,VA 22216

SUFFOLK UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 209,697 8 ASHBURTON PL BOSTON,MA 021082770

TEXAS STATE UINVERSITY-SAN NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,500 MARCOS 601 UNIVERSITY DRIVE SAN MARCOS,TX 78666

THE FUND FOR AMERICAN NONE PUBLIC EDUCATIONAL PROGRAMS 80 ,000 STU DIES 1706 NEW HAMPSHIRE AVE NW WASHINGTON,DC 20009

THE KING'S COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,000 350 5TH AVENUE SUITE 1500 NEWYORK,NY 10118

TRINITY COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 11,0 5 3 300 SUMMIT STREET HARTFORD,CT 061063100

TROY UNIVERSITY FOUNDATION NONE PUBLIC EDUCATIONAL PROGRAMS 240,000 INC 216 ADAMS ADMINISTRATION BLDG TROY,AL 36082

UB FOUNDATION SERVICES INC NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,960 216 ADAMS ADMINISTRATION BLDG TROY,AL 36082

UNIVERSITY OF ALABAMA - NONE PUBLIC EDUCATIONAL PROGRAMS 8,000 HUNTSVILLE 320 SPARKMAN DRIVE NSSTC 4040 HUNTSVILLE,AL 35805

Total. ...... 3a 11,192,922



Name and address (home or any foundation manager rec1p1ent business) or substantial contributor


UNIVERSITY OF ALASKA NONE PUBLIC EDUCATIONAL PROGRAMS 11,500 FAIRBANKS PO BOX 7 55000 FAIRBANKS, AK 9977 55000

UNIVERSITY OF ARIZONA NONE PUBLIC EDUCATIONAL PROGRAMS 512,445 FOUNDATION 1111 NORTH CHERRY AVENUE TUSCON,AZ 85719

UNIVERSITY OF ARKANSAS - NONE PUBLIC EDUCATIONAL PROGRAMS 6,855 LITTLE ROCK 2801 SOUTH UNIVERSITY AVE LITTLE ROCK,AR 722041099

UNIVERSITY OF CALIFORNIA - NONE PUBLIC EDUCATIONAL PROGRAMS 6,000 DAVIS ONE SHIELDS AVENUE DAVIS,CA 95616

UNIVERSITY OF CALIFORNIA - NONE PUBLIC EDUCATIONAL PROGRAMS 8,500 LOS ANGELES 3250 SCHOOL OF PUBLIC AFFAIRS LOS ANGELES,CA 900951656

UNIVERSITY OF CALIFORNIA - NONE PUBLIC EDUCATIONAL PROGRAMS 15 ,000 RIVERSIDE FOUNDATION 900 UNIVERSITY AVENUE RIVERSIDE, CA 925210211

UNIVERSITY OF CENTRAL NONE PUBLIC EDUCATIONAL PROGRAMS 5,17 5 ARKANSAS FOUNDATION UCRBOX4986 CONWAY,AR 720354986

UNIVERSITY OF COLORADO NONE PUBLIC EDUCATIONAL PROGRAMS 20 ,000 FOUNDATION 1305 UNIVERSITY AVENUE BOULDER,CO 80302

UNIVERSITY OF DALLAS NONE PUBLIC EDUCATIONAL PROGRAMS 16 ,000 1845 E NORTHGATE DRIVE IRVING, TX 75062

UNIVERSITY OF DAYTON NONE PUBLIC EDUCATIONAL PROGRAMS 15 ,000 300 COLLEGE PARK DAYTON,OH 45469

UNIVERSITY OF HOUSTON NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,000 4381 HARVEST LANE HOUSTON,TX 772043011

UNIVERSITY OF ILLINOIS - NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,3 7 5 SPRINGFIELD ONE UNIVERSITY PLAZA SPRINGFIELD, IL 62703

UNIVERSITY OF KENTUCKY NONE PUBLIC EDUCATIONAL PROGRAMS 2,000 769 WOODLAND AVE LEXINGTON,KY 40526

UNIVERSITY OF LOUISVILLE NONE PUBLIC EDUCATIONAL PROGRAMS 31,0 5 5 2301 S 3RD ST LOUISVILLE,KY 40292

UNIVERSITY OF MAINE - MACHIAS NONE PUBLIC EDUCATIONAL PROGRAMS 6,000 NINE OBRIEN AVENUE MACHIAS,ME 046541321

Total. ...... 3a 11,192,922





UNIVERSITY OF MISSOURI - NONE PUBLIC EDUCATIONAL PROGRAMS 14 ,000 COLUMBIA 904 VIRGINIA AVENUE COLUMBIA,MO 652111230

UNIVERSITY OF NORTH CAROLINA NONE PUBLIC EDUCATIONAL PROGRAMS 5,000 - CHAPEL HILL 103 SOUTH BUILDING CB 9100 CHAPEL HILL, NC 27599

UNIVERSITY OF NEBRASKA - NONE PUBLIC EDUCATIONAL PROGRAMS 10 ,000 OMAHA 6001 DODGE STREET OMAHA,NE 681820210

UNIVERSITY OF NEVADA RENO NONE PUBLIC EDUCATIONAL PROGRAMS 8,000 FOUNDATION 1664 N VIRGINIA STREET RENO,NV 895570208

UNIVERSITY OF NOTRE DAME NONE PUBLIC EDUCATIONAL PROGRAMS 9,650 400 MAIN BUILDING NOTRE DAME,IN 46556

UNIVERSITY OF OKLAHOMA NONE PUBLIC EDUCATIONAL PROGRAMS 3,000 729 ELM AVENUE NORMAN,OK 730190390

UNIVERSITY OF SAN DIEGO NONE PUBLIC EDUCATIONAL PROGRAMS 9,317 5998 ALCALA PARK SAN DIEGO, CA 92110

UNIVERSITY OF SOUTH FLORIDA NONE PUBLIC EDUCATIONAL PROGRAMS 5,000 FOUNDATION 4202 E FOWLER AVENUE ALC100 TAMPA,FL 33620

UNIVERSITY OF TEXAS AT EL NONE PUBLIC EDUCATIONAL PROGRAMS 11,4 7 5 PASO 500 W UNIVERSITY DRIVE EDINBURG, TX 79968

UNIVERSITY OF TEXAS PAN NONE PUBLIC EDUCATIONAL PROGRAMS 18,300 AMERICAN FOUNDATION 1201 W UNIVERSITY DRIVE EDINBURG, TX 785392909

UNIVERSITY OF WASHINGTON NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,000 BOX 353330 SEATTLE, WA 981953530

UNIVERSITY OF WEST FLORIDA NONE PUBLIC EDUCATIONAL PROGRAMS 7 ,500 FOUNDATION INC 11000 UNIVERSITY PARKWAY PENSACOLA, FL 32514

UNIVERSITY OF WISCONSIN EAU NONE PUBLIC EDUCATIONAL PROGRAMS 8,500 CLAIRE 105 GARFIELD AVE EAU CLAIRE,WI 547024004

UNIVERSITY OF WISCONSIN NONE PUBLIC EDUCATIONAL PROGRAMS 5,400 MADISON 500 LINCOLN DRIVE MADISON, WI 53706

UNIVERSITY OF RICHMOND NONE PUBLIC EDUCATIONAL PROGRAMS 11,6 7 5 28 WESTHAMPTON WAY RICHMOND, VA 23173

Total. ...... 3a 11,192,922





UNIVERSITY OF SOUTH ALABAMA NONE PUBLIC EDUCATIONAL PROGRAMS 9,851 307 UNIVERSITY BLVD N MOBILE,AL 36688

UTAH STATE UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 170,000 1400 0 LD MAIN HI LOGAN,UT 843221400

WAKE FOREST UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 6,810 1834 WAKE FOREST ROAD WI N ST O N SA LE M , N C 27106

WESLEYAN NONE PUBLIC EDUCATIONAL PROGRAMS 9,000 4760 FORSYTH ROAD MACON,GA 31210

WEST VIRGINIA UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 27 2,100 FOUNDATION ONE WATERFRONT PLACE 7TH FLOOR MORGANTOWN,WV 265071650

WESTERN KENTUCKY UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 6,000 FOUNDATION 1906 COLLEGE HEIGHTS BLVD BOWLING GREEN, KY 42101

WHITMAN COLLEGE NONE PUBLIC EDUCATIONAL PROGRAMS 6,000 345 BOYER AVENUE WALLA WALLA, WA 99362

WI N ST O N - SA LE M ST A T E NONE PUBLIC EDUCATIONAL PROGRAMS 8,500 UNIVERSITY 601 MARTIN LUTHER KING DRIVE WI N ST O N SA LE M , N C 27110

WMU FOUNDATION NONE PUBLIC EDUCATIONAL PROGRAMS 14 ,090 1903 W MICHIGAN AVENUE KA LAM A ZOO, MI 490085403

YESHIVA UNIVERSITY NONE PUBLIC EDUCATIONAL PROGRAMS 20 ,000 500 WEST 185TH STREET NEWYORK,NY 10033

GREATER WICHITA YMCA NONE PUBLIC GENERAL OPERATING 5,000 3330 N WOODLAWN SUPPORT WICHITA, KS 672202202

Total. ...... 3a 11,192,922

Form 990PF Part XV Line 3b - Grants and Contributions Approved for Future Payment



b Approved for future payment

FLORIDA STATE UNIVERSITY211 NONE PUBLIC EDUCATIONAL 1,043,000 WESTCOTT BUILDING PROGRAMS TALLAHASSEE,FL 323061470

GEORGE MASON UNIVERSITY NONE PUBLIC EDUCATIONAL 350,500 FOUNDATION4400 UNIVERSITY PROGRAMS DRIVE FAIRFAX,VA 22030

SUFFOLK UNIVERSITY8 NONE PUBLIC EDUCATIONAL 7 5 ,8 39 ASHBURTON PLACE PROGRAMS BOSTON,MA 02108

UNIVERSITY OF ARIZONA NONE PUBLIC EDUCATIONAL 600,000 FOUNDATION1111 N CHERRY AVE PROGRAMS PO BOX 210109 TUSCON,AZ 857210109

UTAH STATE UNIVERSITYUTAH NONE PUBLIC EDUCATIONAL 250,000 STATE UNIVERSITY PROGRAMS LOGAN,UT 84322

WEST VIRGINIA UNIVERSITY NONE PUBLIC EDUCATIONAL 200,000 FOUNDATIONONE WATERFRONT PROGRAMS PLACE 7TH FLOOR MORGANTOWN,WV 265071650

CLEMSON UNIVERSITY165 SIRRIE NONE PUBLIC EDUCATIONAL 500,000 HA LL PROGRAMS BOX 341301 CLEMSON,SC 296341301

Total. ...... 3b 3,019,339

lefile GRAPHIC print - DO NOT PROCESS I As Filed Data -

TY 2010 Accounting Fees Schedule

Category

ACCOUNTING FEES

INVESTMENT ACCTG SERVICES FEES

Name: CHARLES G KOCH CHARITABLE FOUNDATION

EIN: 48-0918408

Amount Net Investment Adjusted Net Income Income

149,650

36,727 36,727

DLN:934913190134511

Disbursements for Charitable Purposes

201,480

0

lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2010 Depreciation Schedule

TY 2010 Depreciation Schedule


EIN: 48-0918408

Description of Date Cost or Other Prior Years' Computation Method Rate/ Property Acquired Basis Depreciation Life(# of years)

OFFICE EQUIPMENT 2010-01-01 366,620 94,736 SL

OFFICE EQUIPMENT 2010-01-01 46,659 3,806 SL

OFFICE FURNITURE 2010-01-01 270,325 43,423 SL

UNIMPROVED LAND 1988-05-13 3,377,694 L

LEASEHOLD IMPROVE 2010-01-01 1,000,652 218,268 SL

OFFICE EQUIPMENT 40,286 SL

Current Year's Net Investment Depreciation Income

Expense

73,364

3,806

33,835

200, 130

5 10,670

DLN:93491319013451

Adjusted Net Cost of Goods Income Sold Not

Included

lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - I Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2010 Expenditure Responsibility Statement

Grantee's Name Grantee's Address

JACK MILLER 111 PRESIDENTIAL CENTER BOULEVARD SUITE 1

PHILADELPHIA, PA 19004

MARKET-BASED 4111 E 37TH STREET MANAGEMENT N INSTITUTE WICHITA, KS 67220

THE PHILLIPS ONE MASSACHUSSETS FOUNDATION AVENUE NW SUITE

WASHINGTON, DC 20001

MOREHEAD STATE 202 HOWELL-UNNERSITY MCDOWELL BLDG

MOREHEAD, KY 40351


EIN: 48-0918408

Grant Date Grant Grant Purpose Amount Any Amount Expended By Diversion By

Grantee Grantee?

2010-06-04 250,000 SUPPORT FOR WEEK-LONG 250,000 NO SUMMER INSTITUTE PROGRAM CONDUCTED BY THE CENTER

2010-07-26 145,000 GENERAL OPERATING 145,000 NO SUPPORT

2010-05-26 25,000 SUPPORT FELLOWSHIP 8,650 NO PROGRAM

2010-11-30 9,300 RESEARCH FELLOWSHIP 1, 750 NO

Dates of Reports By Date of Grantee Verification

11/08/2010 FULL AND COMPLETE REPORT OF ALL EXPENDITURES

10/27/2011 FULL AND COMPLETE REPORT OF ALL EXPENDITURES

12/22/2010 FULL REPORT OF ALL GRANT EXPENDITURES

11/02/2011 FULL REPORT OF ALL GRANT EXPENDITURES

DLN:93491319013451

Results of Verification

THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE, THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE




lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - DLN:934913190134511

TY 2010 General Explanation Attachment

Identifier Return Reference

SUMMARY OF FORM 990-DIRECT PF, PART IX-CHARITABLE A ACTIVITIES


EIN: 48-0918408

Explanation

KOCH ASSOCIATES PROGRAM During 2010 the Charles G Koch Charitable Foundation sponsored rrore than 145 1nd1v1duals to part1c1pate 1n the Koch Associate Program 27 Washington, DC area charitable organ1zat1ons and 23 charitable organ1zat1ons outside of Washington, DC were partners 1n the program The Koch Associate Program was established to 1dent1fy potential future leaders and entrepreneurs interested 1n liberty and help them develop the know ledge, skills, and experience necessary for careers 1n the nonprofit sector, 1nclud1ng careers w 1th market-oriented think tanks, policy 1nst1tutes, and other educational 1nst1tut1ons For rrore 1nformat1on on this program, please v1s1t the Foundation's w ebs1te at www cgkfoundat1on org KOCH INTERNSHIP PROGRAM During 2010 the Charles G Koch Charitable Foundation sponsored rrore than 67 1nd1v1duals to part1c1pate 1n the Koch Internship Program The Charles G Koch Charitable Foundation Internship Program was established to develop the next generation of liberty-minded leaders, educators, and entrepreneurs Over the course of the program, Interns engage 1n research and educational act1v1t1es w h1le learning and applying Market-Based Management For rrore 1nformat1on on this program, please v1s1t the Foundation's w ebs1te at www cgkfoundat1on org


TY 2010 Investments - Other Schedule


EIN: 48-0918408

Category/ Item Listed at Cost or Book Value FMV

ZAZOVE FUND FMV 6,873,232

EATON VANCE FUND FMV 53,295

EXCELSIOR ABSOLUTE FUND FMV 52,714

ELLIOT INTERNATIONAL FUND FMV 5,000,000

HIGHLAND COMMINGLED FUND FMV 10,000,000

MPAM FUND FMV 35,000,000

PILOT TRAVEL CENTERS FMV 9,860,928

PIMCO FUND FMV 26,345,344

WEBER STEPHEN PRODUCTS FMV 24,750,000

OTHER INVESTMENTS FMV 0

End of Year Fair Market Value

7,454,202

322,199

99,039

5,060,205

11,260,169

35,277,446

10,000,000

27,675,757

25,083,333

0


TY 2010 Land, Etc. Schedule

Category / Item

OFFICE EQUIPMENT

OFFICE EQUIPMENT

OFFICE FURNITURE

LEASEHOLD IMPROVE

OFFICE EQUIPMENT


EIN: 48-0918408

Cost/ Other Accumulated Book Value Basis Depreciation

366,620 168,100 198,520

46,659 7,612 39,047

270,325 77,258 193,067

1,000,652 418,398 582,254

40,286 10,670 29,616

End of Year Fair Market Value


TY 2010 Legal Fees Schedule

Category

LEGAL SERVICES


EIN: 48-0918408


7,301

DLN:934913190134511


7 ,876


TY 2010 Other Expenses Schedule


EIN: 48-0918408

DLN:934913190134511

Description Revenue and Expenses Net Investment Adjusted Net Income Disbursements for per Books Income Charitable Purposes

IN SU RANCE 52,8 50 52,8 50

POSTAGE & DELIVERY 9,659 9,659

BANK FEES 2,764 2,764

SUPPLIES 47,196 47,196

TELEPHONE 28,215 28,4 56

MEMBERSHIP &DUES 6,498 6,498

AWARDS/INCENTIVES 10 ,266 10 ,266

MISCELLANEOUS 65 65


TY 2010 Other Income Schedule

Description

OTHER INCOME - LAND RENT

OTHER INCOME-INVESTMENTS


EIN: 48-0918408

Revenue And Net Investment Expenses Per Books Income

540

1,628,304 1,628,304

Adjusted Net Income


TY 2010 Other Professional Fees Schedule

Category

PROFESSIONAL CONSULTING FEES

INVESTMENT MANAGEMENT FEES

LAND MAINTENANCE FEES

WEBSITE FEES

KAP

CORPORATE FILING FEES

OTHER PROFESSIONAL FEES

RECRUITING FEES

TEMPORARY HELP

ADVERTISING FEES

SPEAKER FEES

ON-LINE SERVICE FEES

EQUIPMENT/MA INT EN AN CE


EIN: 48-0918408


86,581

53,156 53,156

1,494 1,494

72,113

593,673

363

100,591

12,537

31,910

2,797

10,500

4,871

18,719

DLN:934913190134511


103,082

0

0

72,113

578,141

410

100,841

12,537

31,910

2,797

10,500

4,871

20 ,240


TY 2010 Taxes Schedule

Category

FEDERAL EXCISE TAX

REAL ESTATE TAXES

VA BUSINESS PROPERTY TAX


EIN: 48-0918408


203,316

78 78

24 ,194

DLN:934913190134511


0

0

24 ,194

Additional Data

Software ID:

Software Version:

EIN: 48-0918408


Form 990PF Part VIII Line 1 - List all officers, directors, trustees, foundation managers and their compensation

(a) Name and address (b) Title, and average (c) Compensation (d) Contributions to (e) Expense account, hours per week (If not paid, enter employee benefit other allowances

devoted to pos1t1on -0-) plans and deferred

compensation

CHARLES CHASE KOCH DIRECTOR 0 0 0 1 0

PO BOX 2256 WICHITA, KS 672012256

ELJZABETH ROBINSON KOCH DIRECTOR 0 0 0 1 0


ELJZABETH B KOCH DIRECTOR 0 0 0 1 0


CHARLES G KOCH DIRECTOR/ 0 0 0 CHAIRMAN

PO BOX 2256 1 0 WICHITA, KS 672012256

VONDA HOLLJMAN TREASURER 0 0 0 1 0


JOY RAUM ASSISTANT 0 0 0 SECRETARY

1515 N COURTHOUSE RD SUITE 1 0 200 ARLINGTON,VA 22201

BRIAN MENKES SECRETARY 0 0 0 1 0

1515 N COURTHOUSE RD SUITE 200 ARLINGTON,VA 22201

KEVIN L GENTRY VICE PRESIDENT 0 0 0 1 0


RICHARD H FINK PRESIDENT/DIRECTOR 0 0 0 1 0


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