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AO IO IRev. 1 /2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Governme nt Act o f 1978(5 U .S.C. app. ,~,6 I01-111)

! . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i t ia l )s impson , char l e s r .

4. Tit le (Art ic l e III judge~ i nd i ca t e ac t i ve or sen i or s t a t us ;magistrate judges indicate full- or part-time)active/dist

7 . C h a m b e r ~ o r Office A ddress601 w.broadway #247louisville, ky 4020 2

2. C o u r t o r Organizationkywd

3 . D a t e o f R e p o r t4/19/201 I

! 5a. Report Type (che~k appropr i a t e type)] Nomination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith applicable laws and regulations.

R e v i e w i n g O f f i c e r D a t e

6. Reporting Period01/01 /2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete ali parts,checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I . P O S I T I O N S . ~ R e v o r ~ n g individual on& ; se e p p . 9 - 1 3 o f f i r i n g inst ruct ion~)D NONE (No reportable positions.)

1. advisory board2.3.

4.5.

POSITION NAME OF ORGANIZATION/ENTITYInternational Assn.for Ct. Admin.

I I . A G R E E M E N T S . m , v o ~ , g l n a ~ i d u a t o , & ; s e , ~ , . 1 4 - 1 6 of fillng instructions.)[~] NONE (No reportable agreements.)

D A T E _ PARTIES AND TERM S

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N a m e o f P e r t o n R e p o r t in gs imp s on , c ha r l e s r .

D a t e o f R e p o r ~4 / 1 9 / 2 0 1 1

II I. N O N - I N V E S T M E N T I N C O M E . t R e p o . i . g individual andspouse; seepp. 17-24 o f f i l l n g instructionsOA. Fi le r s Non- lnve s tm ent Incom e

~ (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE

2.3.4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f you were married during any portion of the reporting year, com plete this section.( Dol lar amount not re quire d e xce pt for hon oraria. )

N O N E (]go reportable non-investment income.)DATE SOURCE AND TYPE

I.2.3.4.

I V . R E I M B U R S E M E N T S --transportation, lodging, food, entertainment( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 q f f i li n g i n s t r u c ti o n s . )

D (No reportable reimbursements.)O NESOURCE D A TE S _ LOCATION PURPOSE ITEMS PAID OR PROVIDED

1. xxxxxxxxxxxxxxxxxxxxxxxxxx~/i:~x4b2~xx~xxxx)~:~x~~dxxxxxxxxxxxxD~i:ches Transport to/frm Dubai-other items notCourtsxxx reportable2. World Bk 6/24-7/6-10 Pula, C roatia Peer R eviewer for W orld Transport, lodging, mealsBk Justice Sector Loan toC roatian MO J.3. A merican C ouncils 7/15-7/16 Wash DC mee~orient Russian judicial Transport, meals, lodgingdelegations4.5.

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Name of Person Reportingsimpson, charles r.

Date of Report4/19/2011

V . G I F T S . a n c l~ d e s , h o s e ,o s ~ , o ~ e o n d d ~ p e n d e n t children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

SOUR C E DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c ~ , ,~ e s , h o se o f s p o u s e a n d # e p e n # e n , children; see p p . 3 2 - 3 3 of filing instruction~ )N O N E (No reportable liabilities.)

CRE DITO R DESCRIPTION1.2.3.

4.5.

VALUECODE

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V I I . I N V E S T M E N T S a n d T R U S T S -in ....... lue, tr ....tlons (lnclud~ those of spouse and depende nt children; seepp. 34-60 of fillng instruaiomON O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( in c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g . ,e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

Gross value at endo f r e p o r t i n g p e r i o d(t) (2)Value Value

C o d e 2 M e t h o d( J-P) Code 3( Q - W )

(t)T y p e ( e . g .,buy, sell,

r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r t in g p e r io d(2) O) (4) (s)

D a t e Value Gain I d e n t i ty o fmm/dd/yy C ode 2 C ode I buyer/seller

( J - P ) (A-H) ( i f p r i v a t et ~ a n s a c t i o n )

1. ge corn A Dividend J T2. - .......calamos inv tr nw grwth fd cl c A Dividend K T3. davis n y venture fd cl c A Dividend K T4. euro pac growth fd clc A Dividend K T5. allianz multi mgr nO dvid val fd clc A Dividend Sold 08/19/10 K6. growth fd of america A Dividend K T7. Royce fund totl ret A Dividend K T8. thomBurg inv tr intl val A Dividend K T9. fundamental invs inc cl c A Dividend K T Buy 08/20/10 K

1 0 . blackrk muniM M fd A Dividend Sold 07/26/10 KI I. Federated muni cash ser A Int./Div. Bu y 07/26/10 K1 2 . federated muni cash ser A Int./Div. Sold 08/24/10 K1 3 . federated govt cash ser A lnt./Div. K T Bu y 08/20/10 K1 4 .

1 5 .

16. ky telco fed cu A Interest L T1 7 . Louv. fed C U B Interest L T

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C =$2,501 - $5,000 D =$5,001 - $15.000(See Columns BI and D4) F =$50,001 - $ 100,00~ G =$100.001. $1.000.000 it I =$1,00~,001 - $.5.000.000 1 1 2 = M o r e 1 b a n $ 5 . 0 0 0 . 0 0 0

2. Value Cods J =$15.0~1 ~r le~s K =$15.001 - $50.0~0 L =$50.0O I - $100.000 M =$100.001 - $250.000{S~e Columns CI and D3) N = $250.001 - $500.0~ O =$ 500.001 - $ 1.000.0~ P I ~$ 1 .0 00 .0 01 - $ 5. 00 0. 0( ~) P 2 = $5 .0 00 .0 01 - $ 25 .0 09 .0 00

P3 =$25.000.0OI - $50.000.000 P4 =M ore than $50.000.0003. Value Method Codes Q =Appraisal R = Cosl (Real I:~la~e Only) S =Ass~ssmcnt T =C ~h Market(See Column C2) U :B ook Value V = Olhcr W :Es~imalcd

E ~ $ 15 , 001 - $ 5 0 .000

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VII. INVESTM ENTS an d TRU STS - i .... e , v a l u e , ~ r a ~ s a c t i o ~ t t n c l u d e s t h o s e o f s p . . . .. .a dependent childrensee pp. 3 4 - 6 0 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r ip t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g re p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )P l a c e " ( X ) " a f te r e a c h a s s e t

exempt from prior disclosure

1 8 . Dupree Intermed. govl bond set1 9 . us Banked20 . HHbonds21 . Stockyrds bkaccl22 . Stockyrds bkcd23. dupree ky tax-free24 .25 . Churchill downs com26. johnson outdrs com27 . vanguard toll stk mkl idx fd28 . Vangrd toll stk mky idx admiral fd29 . van guard Short-termTreas.adm fd30. Vanguard adm treas mm fd31. Vanguard Primemm fd32.33. Casual M ale Retail com.34. C hurchill Downs com

I n c o m e d u r in g G r o s s v a lu e a t e n dr e p o r l i n g p e r i o d o f r e p o r t i n g p e r i o d

(i ) ( 2 ) (0 (2)A m o un t T y p e ( e .g . , Value ValueC o d e I d i v . , r e n t , C o d e 2 M e t h o d( A - H ) or int.) ( J-P) Code 3( Q - . W )

T y p e ( e . g .,b u y , s e l l ,

r e d e m p l i o n )

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

m m / d d ~ y y C ode 2 C ode I buyer/seller( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

B

B

Dividend LInterest L

TT

A I n t e r e s t K T

A

A

D

Interest JInterest K

Dividend M

TTT

A DividendA DividendA DividendA DividendC DividendA DividendA Dividend

JJ

K

M

KJ

T

TSold 10/26/10

T Bu y 10/26/10T

T

T Bu y 01/25/10

K AK

A

A

DividendDividend

JJ

T

T

1. Income Gain Codes:(See Columns BI and D4)2. Value Codes(See Columns CI and D31

3. Value Method Codes(See Column C2)

A =$1.00 0 or lessF =$50.001 - $100.00~J =S 15.000 or lessN =$250.001 - $500.000P 3 = $25.000.001 - $50.0~0.000Q =AppraisalU =Book Value

B =$1,001 - $2.500G =$100.001 - $ 1.000,000K =SI5.001 - S50 .0~O =$50~.001 - $ IR =Cost {Real Estate Only)V =Other

C = $2.501 - $5,0~0I I I = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0L = $50.0~1 . $10~.000PI =$ 1.000.0Ol - $5.000,000P4 =M ore than $50.000.000S = A s s o s s m e mW -Esfimaled

D =$5.0~1 - $15.000112 ~M orc Ihan $5.0(~.000M =$100.001 - $250.000P2 -$5.000.001 - $25.C~.000T = ~h Markcl

E = $ 1 5 , 0 ~ 1 - $50.000

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V I I. I N V E S T M E N T S and T R U S T S - i .... e , value, tr . . . . , ions (Includes those ofsp ...... d dependent children: seepl~ 34-60 of filing instructions)NONE (No reportable income, assets, or transactions.)

D e s c r ip t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g re p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f te r e a c h a s s e texempt from prior disclosure

I n c o m e d u r in gr e p o r t i n g p e r i o d

(i) (2)A m o u n t T y p o ( e . g. ,C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3

( Q - W )

(I)T y p e ( e . g .,b u y , s e l l ,

redemption)

(2) (3) (4) ( 5 )D a t e Value G a i n I d e n t i ~ y o f

m m /d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( J-P) ( A - H ) (if privatet r a n s a c t i o n )

35. A tCrosscom36. Glimcher realty Trust corn37. Johnson Outdoors com

AAA

DividendDividendDividend

JJ

J

T

T

T

38. venlas com39 . vanguard total stock mkt idx fd40 . Vanguard totla stock mkt idx A DM fd41 . Vanguard S hort-term tras fd42 . Vanguard Short-term treas AD M fd43. Vanguard Admiral trsry mm fd44 . vanguard prime mm fd45 .

C Dividend LA DividendA Dividend KB DividendA Dividend LA Dividend KC Dividend J

TSold

T Buy

SoldT BuyT

T

10/26/10 K A

10/26/10 K

10/26/10 L A

10/26/10 L

46. Churchill Downscom A Dividend J47 . H ealthsouth com A Dividend J48 . National Hlth invs com

49 . Penna Real E st Invest. Trust corn

50. ventas tom

51 . Vanguard Tax-managed Cap A pprec Admfd

AAB

C

Dividend JDividend JDividend KDividend M

T

TTT

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2.500 C = $2.501 - $5,000 D =$5.001 - $15.000(See Columns BI and IM) F =$50.001 $ 100,000 G =$100,0~1 - $1.0~0.000 I I 1 =$ 1,000,09 1 - $5,000,000 112 = M o r e than $5,000,000

2. Value Coda J =$15,0~1 or less K = $15.001 - $50.0~) L = $ 5 0 . 0 ~ 1 - $ 1 0 0 . O O 0 M =$10~.001 - $250.000ISee Columns CI and D3) N =$250.001 - $500.000 O =$ 500,001 - $1,0~.00~ P I = $ 1 .000. 0~ 1 - $ 5 .0~O . 000 P 2 = $ 5. 000 .001 - $ 25. 000. 0~ 3

P3 =$25.00~.001 - $50.0~0.000 P4 =M ore than $50.000.0003. Value Method Codes Q = Aplraisal R =:~ost (Real l:statc Only) S =Assessment T -~S~sh Markc!(S~e Column C2) U =Book Value V =Olhcr W =Estimated

E =$1 5 .0 0 1 - $ 5 0 , 000

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V II. INVESTM ENTS a n d TR U STS -inc ....... o , t r a n s a c t i o n s l n c l u d ~ s t h o s e ofsp . . .. . n d dependent children; see p p . 3 4 - 6 0 of f i l ing ins truc tions . )N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during(including trust asse~s) reporting period

] (I) (2)Place "(X)" after each asset i Amount Type (e .g. ,

exempt from prior disclosure Code I div., rent,~ (A-H) or int.)

Gross value at endof reporting period

(I) (2)V alue V alueC ode 2 M ethod

( J-P) Code 3

Transactions during reporting period

(1 ) (2) (3) (4)T y p e (e.g., Date Value Gain

buy, sell, mm/dd,~, C ode 2 C ode Iredemption) ( J-P) ( A - H )

(5 )Idenfi~y of

buyer!seller(if private

transaction)

52. Van guard Tax-ma m ged Int l fd B Dividend L53. vanguard Tax-managed sm C ap fd A Dividend L54 . Vanguard Tax-Exempt mm fd C Dividend J55 .56.57 .58 .59 .60.61.62.63.

!64.65.66.67.68.

Vanguard Trsy MM fd C Dividend 0 T S o l d 03/I 1/10 J A(part)Sold 03/29 /10 J A(part)Sold 03/29/10 J A(part)Sold 04/07/10 L A(part)Sold 0 5 1 1 1 1 1 0 L A(part)Sold : 06/03110 J A(part)Sold 06/23/10 K A(part)Sold 08/03/10 J A(part)Sold 08/18/10 K A(part)Sold 09/27/10 J A(part)Sold 10/28/10 J A(part)Sold 11/22/10 J A(part)Sold 12/07/10 J A(part)Sold 12/20/10 J A(part)

I. Income Gain Codes: A =$ 1.000 or less B -$1,001 - $2,500 C = $2.501 - $5,000 D =$5.001 - $15.000(SColumns B 1 and IM) F =$50.001 - $100.009 G =$ 100.001 - $1,0~0.0O~ I I I =$ 1.000,0~1 - $5.0~0,000 112 =More than $5.000,000

2. Value Cod~ J = $15.000 or k~s K = $ 1 5 . 0 0 1 - $ 5 0 . 0 O O L = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 M =$ 100.001 - $250.000(See Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1.000.0OO PI -$1,000.0OI - $5,000.000 P2 =$5.000.001 - $25.000.000

P3 =$25,009.001 - $50.0~0.00~ P4 = More than $50.00~,0003. Value Method Codes Q = Appraisal R =C ost (R eal E state O nly ) S = Assessment T =C ash Mark~{See Column C2) O -Book V alue V = O ~ h o " W -Estimated

E =$15.001 - $ 5 0 , 0 0 0

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N O N E (No reportable income, assets, or transactions.)A. B. D.

Description of Assets Income during Transactions during reporting period( i nc lud ing trust assets) reporting period

O ) ( 2 )i Amount T y p e (e.g.,Code I div. . rent,

(A-I I) or int.)P l a c e " ( X ) " a f t e r e a c h a s s e t

e x e m p t f r o m p r i o r d i s c lo s u r e

Gross value at en dof reporting period(I) ( 2 )

V alue V alueCode 2 M ethod

( J-P) C o d e 3

(I )T y p e ( e . g .,buy, sell,

r e d e m p t i o n )

( 2 ) ( 3 ) ( 4 ) (5)D a t e V a lu e G a in I d e n t i t y o f

m m ! d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

69 .70. Dreyfus Strategis Municipals fd71. GEcom72. Nex te r a c o rn (n a m e ch a nge fr o m FPL G ro up6/3)7 3. V a n gu ar d ta x -m a n a g Ca p A p pr e c fd74. Vanguard Tax-man g Intl fd75. Va ngua rdtAX -m ANAG Sm a l l Ca p fd76. Vanguard Tax-Exempt M M fd77. vanguard Trsy MM fd

A

A

A

AAA

AA

Dividend JDividend KDividend JDividend KDividend JDividend JDividend JDividend J

TTTTTTTT

I. I n c o m e G a i n C o d e s : A =$1.000 or less B =$1,001 - $2.500 C = $2.501 - $5.000 D =$5.001 - $15.000(Sc C olumns BI and D4) F =$50.001 - $100.000 G =$100.001 - $1.090.000 I11 =$1.0~0,001 - $5.000.000 112 =M ore than $5.000.000

2. Value Codes J =$ 15,000 or less K =$15.0O I - $50.000 L =$50.001 - $100.000 M = $100.001 - $250.0~(Scc Columns CI and D3) N -$250.001 - $500.000 O = $500.001 - $1.000.0~0 PI -$1.000,001 - $5.000.000 P2 =$5.000,001 - $25.00~.000

P3 =$25.0~0.0OI - $50.0~).000 P4 =M ore than $50.000.000.1. Value Method Codes Q :Appraisal R ~ost (R eal [,state Only) S =A sscssm~t T -Cash Markcl(See Column C2) O =Book Value V =(hha.r W =Estimated

E =$15.001 - $50.000

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Name of Person R eportingsimpson, charles r.

Date of Report4/19/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

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Date of Repor~4/19/2011

IX . CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.! further certify that earned income from outside employ ment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U .S.C . app. 501 et. seq., 5 U.S .C . 7353, and Judicial C onference regulations.

Signature: S/cha r les r . s im pso n

N O T E : A N Y I N D IV I D U A L W H O K N O W I N GL Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA ND C R I M I NA L S A N C T I O NS ( 5 U . S . C . ap p . 1 04 )

C omm ittee on Financial DisclosureA dministrative Office of the United States C ourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C . 2054 4