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Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the...

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Amy Friedlander (speaker), Howard Ratner (speaker), John Wilbanks (speaker), Judy Ruttenberg (speaker)
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Public Access: The View from NSF Charleston Conference November 8, 2013 Amy Friedlander National Science Foundation Not for redistribution
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Page 1: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

Public Access: The View from NSFCharleston Conference

November 8, 2013

Amy FriedlanderNational Science Foundation

Not for redistribution

Page 2: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

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OSTP Memo, 2/22/2013

• Within six months (by 8/22), agencies will develop plans to increase public access to scientific publications and scientific data in digital formats, consistent with their missions and existing law, and within existing budgets

• Underlying principles:• Maintains the importance of peer review and the role of publishers• Calls for collaboration among agencies and stakeholder groups• Does not specify a funding strategy, allowing for experimentation• Does not specify a technical approach but does encourage

leveraging existing archives

November 8, 2013

Page 3: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

3

Where are we?

• NSF submitted its draft plan on time.• Plans will be made public after they are accepted by

OSTP and OMB.• No timeframe has been specified.• There has been a lot of activity among key

stakeholder groups, notably:– Publishers– Universities– Academic libraries

November 8, 2013

Page 4: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

4

Developing the Public Access Plan(s)

• Collaborate• Listen• Leverage existing resources and capabilities• Learn from prior experience

November 8, 2013

Page 5: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

5

Collaborate

• FY 2012-13: Preliminary activities• Interagency

– OSTP Working Group on Public Access to Publications– OSTP Working Group on Public Access to Digital Scientific Data

• NSF– Steering Committee on Public Access to Results of NSF-funded

Research– Working Group on Public Access to Publications– Working Group on Public Access to Digital

Scientific Data• National Science Board

November 8, 2013

Page 6: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

6

Listen

• National Academies Public Meetings on Publications and Digital Scientific Data, May 14-17, 2013– http://sites.nationalacademies.org/DBASSE/ CurrentProjects/DBASSE_082378

• Individual meetings• Other agencies (NIH)• NSF program and

administrative staff

November 8, 2013

Page 7: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

7

Some of the issues?

• Repository architectures: Information management, storage, and custody

• Access– Embargo: Whether, how long, and who pays?– Access: To what? by whom? for what purpose?

• Relationship between data and publications – and other products of research

• Roles of different groups• Compliance and metrics• Change: Technological, organizational, and regulatory

November 8, 2013

Page 8: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

8

Leverage

• Standards and best practices – NISO/NFAIS; RDA; etc.• Systems – NIH, USDA, NASA, DOD, DOT, etc. (external)– Fastlane, Research.gov, web (enterprise)– Numerous data repositories

• Private sector: CrossRef, FundRef, ORCID• Positioned for change

Credits: Courtesy Frances GriffinNovember 8, 2013

Page 9: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

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• NSF funds a wide range of disciplines. • Disciplines and communities have different

traditions of publication and data management.• NSF investigators usually have more than one source

of funding, and patterns in agency co-funding vary by directorate and office.

• Preliminary research indicates that NSF-funded authors publish in a wide range of journals and venues.

Prior Experience: NSF Context

November 8, 2013

Page 10: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

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Tools and Procedures

• NSF has a history of encouraging data sharing.• January 2011: Data management plan

requirement went into effect.• January 2013: Datasets can be reported in the individual

biosketch in proposals as evidence of expertise.• Datasets (as well as publications) are reported in annual

and final reports as outcomes of research.• Article processing charges can be identified as a direct

expense in a budget proposal.

November 8, 2013

Page 11: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

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Approach: Open, Flexible, Incremental

• Communicate with research communities, agencies, and others

• Minimize burden on awardees and investigators• Minimize burden on NSF program and administrative staff• Align (where possible) with existing capabilities• Recognize diversity of research

disciplines and communities• Obtain high-level coherence• Implement an integrated approach

November 8, 2013

Page 12: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

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This is an opportunity.

• Broaden access to research results in science and technology

• Use information to advance the Foundation’s mission to support research and innovation

• Provide a platform for innovation in services and business models as well as in research

November 8, 2013

Page 13: Charleston Neapolitan: Open Access, Public Access: Policies, Implementation, Developments, and the Future of US Published Research.

National Science Foundation -- Not for Redistribution

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Thank you!

Amy [email protected]

Clifford [email protected]

Joanne [email protected]

November 8, 2013

Credit: Nathan Smith, University of Minnesota/NOAO/AURA/NSF; Credit: Alexei Kritsuk, Michael Norman, Paolo Padoan, and Rick Wagner, UC San Diego; Source: San Diego Supercomputer Center, UC San Diego; Credit: Gemini Observatory/AURA


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