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Chemicals from Coal Coking

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Chemicals from Coal Coking Marcos Granda, Clara Blanco, Patricia Alvarez, John W. Patrick, and Rosa Mene ́ ndez* ,Instituto Nacional del Carbó n, CSIC, C/Francisco Pintado Fe 26, 33011-Oviedo, Spain Faculty of Engineering, University of Nottingham, University Park, Nottingham NG7 2RD, United Kingdom CONTENTS 1. Introduction A 2. The Coal Coking Process B 3. Coal Coking Byproducts C 4. Processing of Coal Coking Byproducts D 4.1. Tar Distillation D 4.2. Coke Oven Gas Treatment E 4.3. Other Products E 5. Chemicals from Tar Distillation Fractions E 5.1. BTX Fraction E 5.2. Carbolic Oil E 5.3. Naphthalene Oil F 5.4. Wash Oil F 5.5. Anthracene Oil F 5.6. Coal-Tar Pitch L 6. Polymers from Coal Coking Chemicals M 6.1. Xylene and Naphthalene Derivatives as Intermediates in the Production of Polymers M 6.2. Xylene-Based Polymers N 6.2.1. Polyesters N 6.2.2. Aramids O 6.2.3. Benzobisoxazoles P 6.3. Naphthalene-Based Polymers R 6.4. Phenol-Based Polymers S 6.4.1. Polycarbonates S 6.4.2. Phenolic Resins S 7. Synthetic Pitches from Coal Coking Chemicals T 7.1. The Carbonization Process. Mechanisms T 7.2. Pitches from Single Polycyclic Aromatic Hydrocarbons V 7.3. Pitches from Mixtures of Polycyclic Aromatic Hydrocarbons W 8. Future Prospects Y Author Information Z Corresponding Author Z Notes Z Biographies Z Acknowledgments AA References AA 1. INTRODUCTION The term coal covers a wide range of materials from brown coals or lignites to bituminous coals and anthracites, but all of them can be roughly described as having complex macro- molecular organic structures. These structures are composed predominantly of carbon with signicant proportions of oxygen and hydrogen and small percentages of nitrogen and sulfur. This elemental composition makes coal a storehouse of chemicals and even more so if the presence of valuable minor and trace elements associated with the coal are also taken into account. The problem is to nd the key to this storehouse and to unlock it so as to be able to utilize the elements present in order to produce more valuable substances that will provide the feedstocks or reaction intermediaries for the production of substances and materials that contribute to the desired lifestyle of today. The route from coal to chemicals can be simply apportioned into the three processes of coal carbonization, coal gasication, 1 and coal liquefaction, 2 this review being concerned with the rst of them. The origins of the chemical industry can be traced back to coal carbonization for the purpose of producing coal tar, but the developments of most signicance for the chemical industry were the production of coal gas for the purpose of illumination and the coking of coal (i.e., the conversion process by means of which coal is transformed into a graphitizable material called coke) in byproduct recovery ovens to produce metallurgical quality coke. Both of these processes yielded coal tar, from which a host of chemicals necessary for an expanding organic chemical industry could be separated. The history of the chemicals derived from coal is intimately linked to the conversion of coal into coke. This transformation yields, in addition to coke, a series of byproducts from which a wide variety of aromatic chemicals can be obtained. 37 A patent for making pitch and tar from coal was taken out in 1681 and coal distillation took oin the following years. By 1781 the Earl of Dundonald had patented the distillation of coal with the recovery of tar, pitch, salts, coke and other products. 8 By this time, the coal-based chemical industry was well under way and continued to ourish right up until the mid- 20th century. 9 During this period, coal became the sole source of aromatic chemicals. After the Second World War, this panorama changed drastically because of the irruption of Special Issue: 2014 Chemicals from Coal, Alkynes, and Biofuels Received: May 9, 2013 Review pubs.acs.org/CR © XXXX American Chemical Society A dx.doi.org/10.1021/cr400256y | Chem. Rev. XXXX, XXX, XXXXXX
Transcript
Page 1: Chemicals from Coal Coking

Chemicals from Coal CokingMarcos Granda,† Clara Blanco,† Patricia Alvarez,† John W. Patrick,‡ and Rosa Menendez*,†

†Instituto Nacional del Carbon, CSIC, C/Francisco Pintado Fe 26, 33011-Oviedo, Spain‡Faculty of Engineering, University of Nottingham, University Park, Nottingham NG7 2RD, United Kingdom

CONTENTS

1. Introduction A2. The Coal Coking Process B3. Coal Coking Byproducts C4. Processing of Coal Coking Byproducts D

4.1. Tar Distillation D4.2. Coke Oven Gas Treatment E4.3. Other Products E

5. Chemicals from Tar Distillation Fractions E5.1. BTX Fraction E5.2. Carbolic Oil E5.3. Naphthalene Oil F5.4. Wash Oil F5.5. Anthracene Oil F5.6. Coal-Tar Pitch L

6. Polymers from Coal Coking Chemicals M6.1. Xylene and Naphthalene Derivatives as

Intermediates in the Production of Polymers M6.2. Xylene-Based Polymers N

6.2.1. Polyesters N6.2.2. Aramids O6.2.3. Benzobisoxazoles P

6.3. Naphthalene-Based Polymers R6.4. Phenol-Based Polymers S

6.4.1. Polycarbonates S6.4.2. Phenolic Resins S

7. Synthetic Pitches from Coal Coking Chemicals T7.1. The Carbonization Process. Mechanisms T7.2. Pitches from Single Polycyclic Aromatic

Hydrocarbons V7.3. Pitches from Mixtures of Polycyclic Aromatic

Hydrocarbons W8. Future Prospects YAuthor Information Z

Corresponding Author ZNotes ZBiographies Z

Acknowledgments AA

References AA

1. INTRODUCTIONThe term coal covers a wide range of materials from browncoals or lignites to bituminous coals and anthracites, but all ofthem can be roughly described as having complex macro-molecular organic structures. These structures are composedpredominantly of carbon with significant proportions of oxygenand hydrogen and small percentages of nitrogen and sulfur.This elemental composition makes coal a storehouse ofchemicals and even more so if the presence of valuable minorand trace elements associated with the coal are also taken intoaccount.The problem is to find the key to this storehouse and to

unlock it so as to be able to utilize the elements present inorder to produce more valuable substances that will provide thefeedstocks or reaction intermediaries for the production ofsubstances and materials that contribute to the desired lifestyleof today.The route from coal to chemicals can be simply apportioned

into the three processes of coal carbonization, coal gasification,1

and coal liquefaction,2 this review being concerned with thefirst of them. The origins of the chemical industry can be tracedback to coal carbonization for the purpose of producing coaltar, but the developments of most significance for the chemicalindustry were the production of coal gas for the purpose ofillumination and the coking of coal (i.e., the conversion processby means of which coal is transformed into a graphitizablematerial called coke) in byproduct recovery ovens to producemetallurgical quality coke. Both of these processes yielded coaltar, from which a host of chemicals necessary for an expandingorganic chemical industry could be separated.The history of the chemicals derived from coal is intimately

linked to the conversion of coal into coke. This transformationyields, in addition to coke, a series of byproducts from which awide variety of aromatic chemicals can be obtained.3−7

A patent for making pitch and tar from coal was taken out in1681 and coal distillation took off in the following years. By1781 the Earl of Dundonald had patented the distillation ofcoal with the recovery of tar, pitch, salts, coke and otherproducts.8 By this time, the coal-based chemical industry waswell under way and continued to flourish right up until the mid-20th century.9 During this period, coal became the sole sourceof aromatic chemicals. After the Second World War, thispanorama changed drastically because of the irruption of

Special Issue: 2014 Chemicals from Coal, Alkynes, and Biofuels

Received: May 9, 2013

Review

pubs.acs.org/CR

© XXXX American Chemical Society A dx.doi.org/10.1021/cr400256y | Chem. Rev. XXXX, XXX, XXX−XXX

Page 2: Chemicals from Coal Coking

petroleum onto the scene. Since then, petroleum has beenextracted on a massive scale and the petrochemical industry hascontinued to develop at a vertiginous pace. This industry hascome to the point where it is now able to produce chemicals,both aliphatic and aromatic, directly and in so doing hasrelegated the “old” carbochemical industry to the background.However, the current prospects for petroleum suggest that itwould be prudent to think again about coal, for which a longerlifespan has been predicted, as a source of aromatic chemicals.Because of their highly aromatic composition, the chemicals

derived from coking processes have a molecular structure that isnot easy to find in chemicals obtained from other sources. Atthe present time, chemicals such as benzene and its derivatives(e.g., xylenes, phenols) and even naphthalene are mainlymanufactured by the petrochemical industry. These chemicalscan also be obtained from coal coking fractions,3 as analternative source to petroleum. However, where the coalcoking products show their supremacy is in providingpolyaromatic compounds, such as anthracene and pyrene.These compounds of three or four condensed aromatic ringscan only be obtained from coal sources.10

It is expected, therefore, that chemicals from the coal cokingprocesses will become increasingly more significant and, if notin the short short-term, at least in the mid- and long-term, makecoal a competitive and/or alternative source to petroleum.The essential primary step, at the present time, in the

production of organic chemicals, which is the mainstay of thechemical industry, is the distillation of crude oil to obtain aseries of fractions from refinery gas, gasoline (or petroleum),naphtha, kerosene, and diesel oils to bitumen, the highestboiling fraction. Naphtha provides the feedstock for theproduction of substances such as methanol, ethylene, andpropylene, while with catalytic cracking it can also providegasoline together with benzene, toluene, butylenes, butadienes,etc. This range of chemicals is the starting point for theproduction of a vast range of products including plastics such aspolyethylene, polyvinyl chloride (PVC), polystyrene, syntheticrubber, antifreeze, polyester fibers, nylon and other polyamides,ethanol, and detergents, as well as acetic acid, a simple butimportant chemical for the production of chemical inter-mediates, of which cellulose acetate is a good example.11

This simplified description of the chemicals obtained fromcrude oil is a general production route that can be varied tosome extent to meet different economic conditions andconsumer demands, but it serves to demonstrate the range ofchemicals required by the chemical industry, all of which can bederived from the byproducts of the coking of coal.It is not our intention in this review to describe in detail the

technical approaches for producing chemicals from coal cokingderivatives, which anyway has been extensively described byothers.12−14 This review aims to address the production ofchemicals from the point of view of their synthesis andsubsequent transformation into upgraded products. To thisend, it describes the refining process for obtaining liquidfractions enriched in aromatic compounds, the methods used toseparate chemicals from these fractions, and their subsequentutilization in the production of polymers and synthetic pitches.The review concludes with some reflexions on the future of coalcoking derivatives.

2. THE COAL COKING PROCESSBituminous coals with a carbon content of around 75−90 wt %(all the percentages referring to coal and coke in this review are

expressed on a dry and mineral-matter-free basis, dmmf) areprimarily used in the coking process for the production ofmetallurgical coke.15 When coal is heated up to 1000−1200 °Cat a slow heating rate (2−5 °C min−1) in the absence of air, themoisture is removed before the coal organic macromolecularnetwork starts to decompose with the release of the volatileconstituents (i.e., substances released from coal under anyconditions of heating), and it is these volatiles that provide thechemical precursors required for the production of the finalchemical products. The volatile matter content, a parameterthat reflects the coalification degree of coal (coal rank), is oneof the most important characteristics of bituminous coals,especially with regard to the production of metallurgical coke.But a coking coal is not entirely defined by rank. Its ability tosuccessively soften, swell, and resolidify, that is to say itsplasticity during thermal treatment, is a prerequisite forproducing coke (a graphitizable carbon material) and forcontrolling its structure and properties. Indeed, the cokingprocess is usually divided into three temperature stages, whichare related to coal plasticity:16−18 (i) the preplastic stage up to350 °C, where the volatiles (i.e., carbon dioxide and lighthydrocarbons) are produced mainly from evaporation ratherthan from the degradation of the macromolecular structure ofthe coal; (ii) the plastic stage from 350 and 500 °C (whichdepends on rank), where the extensive primary degradation ofthe coal structure takes place, resulting in the formation ofcondensable and uncondensable species and an intermediatesolid carbon material, referred to as semicoke; (iii) thepostplastic stage up to the final coking temperature, whichinvolves the progressive structural reorganization of a semicoketo a high-temperature coke by evolving mainly hydrogenfollowed by the consolidation of the graphitizable structure.15

Nowadays to overcome the shortage of good coking coals,the coking industry works with blends of coals to meet thechemical and physical characteristics required for a coke to beused in a blast furnace. Thus, the formulation of coal blends isbased on the use of several coking coals with different volatilematter contents, chemical impurities (i.e., sulfur, ashes),maceral compositions, and rheological properties.12

Coke finds its main application in the iron and steel industry,as it exhibits a structure (e.g., anisotropic, porous) and a rangeof properties (e.g., high mechanical strength, relatively lowchemical reactivity and good thermal conductivity) that satisfythe main requirements for use in iron making: (i) as a reductantof iron oxides to pig iron in the blast furnace, (ii) as apermeable material to permit the easy drainage of iron to thebottom of the hearth and the rise of the gases to the top, and(iii) as a source of heat.19

The aim of the current industrial coking strategy is to obtainthe highest possible coke yield and quality to ensure optimalcoke performance in the blast furnace. The quality of the cokeis mainly determined by the characteristics of the coal blend,although coke-oven design and coking conditions (fluetemperature, coking time, bulk density, etc.), the use ofcarbon-based additives, and the preparation and pretreatmentof the coal blend also play relevant roles. Coke yields areusually in the range of ∼75−80 wt %. This review will focus onthe byproducts generated in the coke production process,which depend on the inherent composition and structure of theparent coal, the coking conditions, and the coking plant design.From a chemical point of view, the coal plastic stage in the cokeoven is a complex process that includes multiple chemicalreactions that occur simultaneously (e.g., dealkylation, thermal

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cracking, dehydrogenation, condensation, hydrogen transfer,isomerization20,21). These chemical reactions are accompaniedby physical changes as mentioned above, and both processesare responsible for the formation of the chemical compoundsfound in tar.

3. COAL COKING BYPRODUCTSThe byproducts of the coal coking process, including the cokeoven gas and tar, represent about 20−25 wt % of the parentcoal. The coke oven gas (mainly permanent gas), whichaccounts for ∼15−20 wt % of the coking process, is stored ingas containers and used as fuel to heat the coke ovens and otherfacilities in an integrated steel installation. It is mainlycomposed of H2 (derived from aromatic condensation) andCH4 (from dealkylation reactions) and, to a lesser extent, CO,CO2, and light hydrocarbons.22 Tar, another byproduct of thecoking activity (∼3−5 wt %), has a low specific value in themarket. It has therefore attracted less attention. However, sincetar is composed of hundreds of polycyclic aromatic hydro-carbons,23,24 it is a feedstock of great importance for thecarbochemical industry. In fact, tar is the main source of pitchand offers a wide range of chemicals and carbon materials withrelevant industrial applications. By 1950 some 200 compoundshad been detected in coal tar,25 and since then many more ofthe estimated several thousand compounds have been identifiedby means of the modern analytical techniques developed inrecent years, only a small number of these compounds haveactually been separated (Morgan and Kandiyoti in anotherpaper in this issue).26

Organic vapors originated in the zone of the coke oven whencoal is in the plastic stage27 (Figure 1). In this zone, vapors mix

with other gases and pass through the plastic coal toward thehot zone (either semicoke/coke or oven walls), on their way tothe unoccupied space at the top of the coke oven, giving rise toprimary tar (i.e., long chain of aliphatic compounds with alkyland hydroxyl substituents, alkyl-substituted and unsubstitutedaromatics, and heteroatom-based compounds). Once itoccupies the free space, the primary tar mixes with theoverheated gases formed in the coking zone and reachestemperatures above 600−700 °C. Under these conditions, thecomponents of the primary tar undergo a series of physical andchemical transformations that lead to the formation of morethermally stable species (secondary pyrolysis).28 Thus, sidechains and substituents are removed by conversion into

naphthenic species and, finally, into aromatics from one toseveral condensed rings. Compounds containing heteroatoms,which are relatively abundant in primary tar, decompose, givingrise to H2O, H2S, HCN, and NH3, among others. As a result,the tar becomes more aromatic and condensed. Flue temper-ature is a critical factor in the final composition of the recoveredcondensable fraction that constitutes the high-temperature tar.The secondary pyrolysis is affected not only by the fluetemperature but also by other operational parameters, such ascoking time, heating rate, bulk density, and internal pressure, aswell as the design of the coke oven and the characteristics of thecoal.Currently, byproduct plants in the coking industry have

completely different operating sequences and recoverystrategies. The main objective of this crude gas processingstage is to obtain a clean fuel gas. The crude gas generated inthe ovens, including the tar, is collected from the mains and air-cooled before being further cooled by a high-velocity spray ofcoal tar and liquor. Finally, the tar is stored in tanks until it isfurther refined in chemical plants. In one type of byproductplant, after the tar has been removed, the gas goes to asaturator, where ammonia is recovered as ammonium sulfate.Water spray cooling then causes the condensation of the waterand naphthalene. Next a wash-oil scrubber recovers the crudebenzole. The gas is further purified by the removal of hydrogensulfide and hydrogen cyanide before it is collected in a gasholder.29 There are several variations of this sequentialbyproduct recovery system. In one of them, the gases arecooled by a jet of ammoniacal liquor immediately after beingcollected from the ascension pipes. This causes thecondensation of the tar and an aqueous solution of ammoniumsalts, after which the tar is decanted prior to further refinement.The process just described leads to the separation of gas, tar,

crude benzole, ammoniacal liquor, and naphthalene. Theproducts evolved and the proportions of the various volatilespecies are dependent not only on the coal or, as is almostinvariably the case, the carbonized coal blends, but also on theconditions of carbonization (time and temperature) and on thedesign of the coking plant. All of these factors may play a partin the secondary reactions that occur as the volatile matterpasses through the solid or semiplastic coal or the semicokelayers on its way to the unoccupied space at the top of the cokeoven and during its subsequent passage along the ascensionpipe.30 The gas purification applied to remove the hydrogensulfide and hydrogen cyanide may lead to the production ofthiocyanates and ferrocyanides. An alternative procedure is toseparate the hydrogen sulfide-containing gases from theabsorbent regeneration step and burn these to generate sulfurdioxide and trioxide for the production of sulfuric acid.Crude benzole is largely a mixture of benzene, toluene, and

xylenes (i.e., BTX) with a smaller proportion of lower paraffinsand naphthalene and traces of carbon disulfide, thiophene, andindene.23 The recovery of this BTX fraction by absorption in anoil has a dual objective: to obtain a valuable saleable commodityand to reduce the amount of BTX in the coke oven gas that isused as fuel. The most important product derived from crudebenzole is benzene, the starting point for many chemicals ofcommercial importance, such as nylon, nitrobenzene, dyes,pharmaceuticals, and plastics. Toluene is also important as astarting point for chemicals such as trinitrotoluene (TNT) andpolyurethane, while benzole itself has often been used as motorfuel in the past.

Figure 1. Longitudinal cross-section of a coking oven.

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Naphthalene, the most abundant single component in coal

tar, is important in the production of phthalic anhydride.23

Other chemicals obtained from tar include anthracene, which is

necessary for the production of anthraquinone dyestuffs, and

indene, a component of indene−coumarone resins. The

distillation of crude tar also leads to phenol, pyridine, and

picolines, all of which are widely used industrial chemicals, and

pitch.

4. PROCESSING OF COAL COKING BYPRODUCTS

4.1. Tar Distillation

The aromatic compounds present in tar range from benzene tomolecules of several hundred amu.23 These compounds aremainly polycyclic aromatic hydrocarbons (PAHs), phenoliccompounds, and oxygenated and nitrogenated aromatic basesand, to a lesser extent, their alkyl derivatives (Figure 2). Thismakes tar an important source of chemicals (either as singlecompounds or as mixtures of compounds) for the carbochem-ical industry.

Figure 2. Representative aromatic compounds of a typical coal tar.

Figure 3. Sequence of steps followed in the distillation of high-temperature tar.

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The main industrial application of tar is as a feedstock for theproduction of pitch.31 By means of a distillation process, taryields a series of liquid fractions with different industrialapplications and a solid residue (coal-tar pitch). There aremany alternatives for distilling high-temperature tar. However,these alternatives basically follow the same sequence of steps(Figure 3). In the first stage, a blend of tars is loaded into adistillation column where BTX and water are removed. Thisfraction contains <6 wt % of tar, ∼4 wt % being BTX.Afterward, the dehydrated tar is made to pass through a

second column, where it is refined again, and carbolic oil,naphthalene oil, and wash oil are collected. These fractionsconstitute around 20 wt % of the dehydrated tar. Depending onthe distillation process, these three fractions are obtained as acombined fraction, which is subsequently refined again to yielda carbolic oil fraction, which distills at the top of the column(∼180−200 °C); a wash oil fraction, which is collected at thebottom of the column (∼230−260 °C); and a naphthalene oilfraction, which remains in the middle of the column.Naphthalene oil is the most important fraction from anindustrial point of view because it is used for the production ofnaphthalene, which is the precursor of quite a large number ofchemicals. After the carbolic oil, naphthalene oil, and wash oilhave been distilled, the fraction left at the bottom of the secondcolumn is soft pitch, which in a subsequent step is fed into areactor where it is heated to temperatures close to 400 °C.Finally, the heated soft pitch is loaded into a third column,where the pitch parameters are adjusted (mainly softeningpoint) depending on the application that the pitch is to fulfill(e.g., as binder or impregnation agent). This third distillationstage takes place under adiabatic conditions (with or withoutvacuum) and, besides pitch, yields a fraction called anthraceneoil (∼260−400 °C), which constitutes approximately 25 wt %of the dehydrated tar. The global yield of the distillationprocess is ∼50−55 wt %.32

4.2. Coke Oven Gas Treatment

As described in section 3, the crude gas obtained from thecoking of coal in byproduct recovery ovens goes through aseries of sequential steps to extract the condensable fractionsand to remove the hydrogen sulfide and hydrogen cyanide.4 Ingeneral, a gas treatment plant consists of primary coolers,followed by retarders, heat exchangers, naphthalene scrubbers,ammonia washers, and benzole scrubbers, but not necessarily inthat order.33 The cleaned gas is then used to fire the ovens andto generate steam. The composition of the gas is typically ∼50vol % hydrogen with >25 vol % methane and smallerproportions of carbon monoxide, nitrogen, carbon dioxide,and unsaturated hydrocarbons.

4.3. Other Products

Coal frequently has associated mineral matter, which is eitheradventitiously or chemically incorporated into the structure,originated from the mineral constituents of the original plantmaterial from which the coal was first formed and from theseepage of water containing dissolved salts into the decayingplant material.34 Many of the trace elements such as germaniumare present, and attempts has been made to recover them,attempts which were not economically feasible at the time.However because of the increasing environmental interest inpreventing such elements as mercury from being emitted intothe atmosphere, there remains the possibility that in the futurethe extraction of such elements will become necessary. In this

case, they will need to be concentrated by means, for example,of carbonization.

5. CHEMICALS FROM TAR DISTILLATION FRACTIONSTar is an important source of aromatic chemicals that are usedin the synthesis of several products (e.g., resins, polymers). Inorder to isolate these chemicals, tar is fractionated by means ofa distillation process, which involves gradual heating from roomtemperature to ∼400 °C. In this way, several fractions areobtained: BTX, carbolic oil, naphthalene oil, wash oil,anthracene oil, and coal-tar pitch (the carbonaceous residueobtained after distillation).5.1. BTX Fraction

This fraction is composed of benzene, toluene, and xylenes. Itsindustrial usefulness is becoming less important because ofstrong competition with other sources such as petroleumderivatives. For this reason, this fraction is usually burned toproduce energy for carbochemical installations. Nevertheless, itconstitutes a potential source of aromatics that, depending onmarket conditions, could be used for the production ofchemicals. Of the components that make up the BTX fraction,xylenes are the most interesting because they are the rawmaterial (once the three isomers have been separated) used toprepare phthalic anhydride (o-xylene), isophthalic acid (m-xylene), and terephthalic acid (p-xylene)35 (Scheme 1), whichare in turn the basis for the production of various types ofindustrial monomers and chemicals.

5.2. Carbolic Oil

The carbolic fraction contains ∼25 wt % of phenol and itsderivatives (e.g., cresols, xylenols). A typical composition36 ofthis fraction is shown in Table 1. The refining of this fractioninvolves a simple extraction procedure that consists of the useof sodium hydroxide to separate the phenols from the basesand neutral oils and the subsequent neutralization of the saltsby applying carbon dioxide to liberate the phenols. Phenol ando-cresol are isolated by distillation, while m- and p-cresolrequire more complex processes because of their similar boilingpoints. Xylenols are usually separated by means of processesthat combine distillation and extraction steps.37 Phenol is thebasis for the production of polycarbonates (see section 6.4.1)

Scheme 1. Synthesis of (a) Phthalic Anhydride, (b)Isophthalic Acid, and (c) Terephthalic Acid by Oxidation ofo-, m-, and p-Xylene, Respectively

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via the synthesis of bisphenol A (Scheme 2a), phenolic resins(see section 6.4.2), cyclohexanone/caprolactam (Scheme 2b1/2b2), and alkylphenols. Cresols and xylenols are mainly used inthe preparation of resins, herbicides, fungicides, disinfectants,plasticizers, etc. Other minor components of the carbolicfraction are cumene, indane, or indene, which are the basis forthe production of polymers and flux oil for the production ofbitumen.5.3. Naphthalene Oil

Naphthalene oil is perhaps the coal liquid fraction that iscurrently generating most economic interest. This is becausenaphthalene oil is mainly composed of naphthalene (∼60 wt%), which is the basis for the synthesis of a large number ofchemicals and intermediates that are applied in many industrialsectors (e.g., agriculture; construction; photography; therubber, tanning, and dye industries; polymers38−41), as can beseen in Table 2. The isolation of naphthalene from the otherfraction components is usually performed by means ofcrystallization, which produces the so-called “technical” and“refined” naphthalenes. The point of crystallization of a typicaltechnical naphthalene is ∼78 °C, which corresponds to anaphthalene content of more than 95 wt %. This degree ofpurity can be enhanced to values close to 100 wt % byincreasing the crystallization point to ∼80 °C (refinednaphthalene).The main application of naphthalene is the synthesis of

phthalic anhydride, which is used as an intermediate in thepreparation of plasticizers, dyes, resins, and specific chemicals(e.g., polyesters, chiral alcohols).42 Phthalic anhydride is

obtained from naphthalene by oxidation in the presence ofcertain catalysts (e.g., V2O5 supported on silica gel; Scheme 3a).Phthalic anhydride is normally obtained from o-xylene.However, a high yield of phthalic anhydride can be obtainedfrom naphthalene. Other applications of naphthalene includethe preparation of (i) 2-naphthol, either by the alkali fusion ofnaphthalene-2-sulfonic acid (Scheme 3b1) or by the oxidativecleavage of 2-isopropylnaphthalene (Scheme 3b2); (ii) tetralinand decalin by catalytic hydrogenation processes (Scheme 3c);and (iii) naphthalene sulfonic acids and letter acids bysulfonation/nitration (Scheme 3d).39 2-Naphthol is a referencecompound in the dye industry and also in the chemical andpharmaceutical sectors, where it serves as a precursor for thesynthesis of several organic compounds (e.g., S-binol, tolnaftate,nafcillin). Tetralin and decalin are applied as superlubricants inengines that operate at high revolutions (e.g., aircraft).Additionally, tetralin is employed in the production of tetralone(i.e., 3,4-dihydro-2H-naphthalen-1-one). Sulfonic acids arewidely used in the construction sector as fluidizers of concrete,while letter acids (e.g., G-acid, H-acid, J-acid) are commonlyused in the azo-dye industry.

5.4. Wash Oil

Nitrogen bases (e.g., quinoline, isoquinoline, carbazol, acridine)are concentrated in the wash oil fraction. However, thesearomatics are not usually isolated, so wash oil is frequently usedin the form of a mixture of aromatic compounds. The maincharacteristics of this fraction are its low freezing point and itsexcellent behavior as solvent. For these reasons, wash oil is usedin coking batteries to remove impurities from pipes and valves.Additionally, wash oil is also used in blends with anthracene oilas a compensation product for the production of carbon black.The adoption of this strategy will depend on market conditions.

5.5. Anthracene Oil

Anthracene oil is the heaviest tar distillation fraction (∼260−400 °C). It is composed of compounds of two to five aromaticrings. The most representative are acenaphthene, fluorene,phenanthrene, anthracene, fluoranthene, and pyrene (Figure4).43 The main application of anthracene oil is to producecarbon black. The conversion of anthracene oil into carbonblack involves a gas-phase pyrolysis process at temperatures

Table 1. Typical Composition of a Carbolic Oil

family/compd percentage wt %

phenols 25phenol 44o-cresol 15m-cresol 22p-cresol 11xylenols 8

neutral oils 72bases 3

Scheme 2. Synthesis of (a) Bisphenol-A and (b1/b2) Cyclohexanone/Caprolactam from Phenol

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Table 2. Representative Compounds Obtained from Naphthalene Derivatives

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Table 2. continued

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Table 2. continued

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Table 2. continued

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Table 2. continued

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above 1500 °C in an air-depleted atmosphere. Under theseconditions, the anthracene oil is first vaporized and atomized,giving rise to C1 and C2 entities. It is thought that carbon blackstarts to form via a process of nucleation.44 The processcontinues via the surface growth and aggregation of particles tofinally yield carbon black (Figure 5), which is characterized byits low microstructural order, high porosity, and smallindividual spheres (<100 nm). Carbon blacks are widely usedas a means of reinforcing elastomers (e.g., tires, rubbers) and, toa lesser extent, in the pigment industry (e.g., inks, coatings) andas protection against ultraviolet rays. The production of carbonblack from anthracene oil frequently faces the problem of afluctuating market clearly dominated by petroleum derivatives.As a result, anthracene oil is sometimes considered as a mereresidual product that is difficult to eliminate and, at other times,the most valuable fraction of tar distillation, even more so thanthe coal-tar pitch.Another application of anthracene oil is as a source of

anthracene.45 While naphthalene constitutes ∼60 wt % ofnaphthalene oil, anthracene only represents ∼5 wt % ofanthracene oil, which makes it more difficult to isolate from theother components of the fraction. Despite this, anthracene oil iscurrently an important source of anthracene. The separation ofanthracene is carried out by a crystallization process in whichanthracene is concentrated up to values of ∼25−30 wt %. Aftervacuum distillation, this value is increased to ∼50 wt %. Pure

anthracene (∼95 wt %) is obtained by a process ofrecrystallization in polar solvents.One of the main uses of anthracene is the synthesis of

anthraquinone. Anthraquinone can be produced from anthra-cene (Scheme 4a) by either a liquid-phase oxidation processwith CrO3 at moderate temperatures (50−100 °C) or by a gas-phase oxidation process at temperatures close to 400 °C, usingFeVO4 as catalyst. An alternative route for the preparation ofanthraquinone from coal-based chemicals is based on theacyclation of benzene with phthalic anhydride46 (Scheme 4b).In addition to anthracene, anthracene oil is rich in other

PAHs, such fluorene, phenanthrene, fluoranthene, and pyrene.These compounds have until now attracted little interestbecause their industrial application is in specific fields (e.g.,herbicides, fluorescent dyes). However, it is worth noting thatthe only source of this family of PAHs is anthracene oil. ThesePAHs can be isolated from anthracene oil by means of complextechniques that usually involve distillation, filtration, crystal-lization, etc. They can then be transformed into ketones andother intermediates for the synthesis of several chemicals (e.g.,fluorenone, 9,10-phenanthrenequinone, perinone pigments).10

5.6. Coal-Tar Pitch

Coal-tar pitch is the residue left by the tar after distillation.Consequently, coal-tar pitch concentrates the heaviestcomponents of the tar. It is used in the aluminum and steelindustry as binder and impregnating agent for the production of

Table 2. continued

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carbon anodes and graphite electrodes.9,31,32 In addition tothese traditional applications, it is also employed for theproduction of graphitizable carbons47 (i.e., materials able toretain a graphitic structure after being subjected to treatmentabove 2500 °C).

6. POLYMERS FROM COAL COKING CHEMICALS

As previously mentioned, aromatics from coal coking are usedin several fields related to the chemical, pharmaceutical, or dyeindustries. Another important field of application is asintermediates in the production of polymers. The use ofaromatics from coal coking products in this field is limited bythe strong competition with aromatics from crude oil.

Among the aromatics obtained from coal coking, xylene,naphthalene, and phenol derivatives are those that offer thegreatest possibilities, especially in the production of polymersand resins. The preparation of monomers from xylene andnaphthalene usually requires some preliminary reactions inorder to obtain the xylene or naphthalene derivative, which willbe used as a precursor of the monomers.The following section, apart from describing the main

synthesis routes, deals with the specific applications of eachmaterial.

6.1. Xylene and Naphthalene Derivatives as Intermediatesin the Production of Polymers

The xylene derivatives most commonly used to producepolymers are terephthalic acid (Scheme 1), terephthaloyl

Scheme 3. Synthesis of (a) Phthalic Anhydride, (b1/b2) 2-Naphthol, (c) Tetralin/Decalin, and (d) Sulfonic Acids/Letter Acidsfrom Naphthalene

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dichloride, isophthaloyl dichloride, and dimethylterephthalate.Terephthaloyl dichloride is synthesized by causing terephthalicacid to react with phosphorus pentachloride48 (Scheme 5a).Isophthaloyl dichloride, which is commonly used in thesynthesis of polyaramids, is industrially produced by thechlorination (SOCl2/Cl2) of m-xylene via 1,3-bis-(trichloromethyl)benzene and the subsequent reaction of thisintermediate with isophthalic acid49 (Scheme 5b). Dimethylter-ephthalate can be produced by various routes, but the onebased on the oxidation/esterification of p-xylene is the mostwidely used.50,51 This route involves the catalytic oxidation of p-xylene with cobalt and manganese derivatives to produce p-methylbenzoic acid. After that, esterification of the acid withmethanol gives rise to a p-methyl ester. Subsequent oxidation

leads to a terephthalic acid monomethyl ester, which afteresterification gives rise to dimethylterephthalate (Scheme 5c).One of the most representative naphthalene derivatives for

the production of polymers is dimethyl-2,6-naphthalenedicar-boxilate, which is obtained from 2,6-dimethylnaphthalene. Thelatter is usually produced from o-xylene and butadiene bymeans of a condensation process, which involves foursubsequent reaction steps52 (Scheme 6a). Initially, o-xylenereacts with butadiene in the presence of a basic liquid catalyst(Na/K) to give 5-o-tolylpentene. In a second step, 5-o-tolylpentene is cycled to form 1,5-dimethyltetraline, which ina subsequent reaction is transformed into 1,5-dimethylnaph-thalene by dehydrogenation. Finally, 1,5-dimethylnaphthaleneis isomerized to 2,6-dimethylnaphthalene. The oxidation of 2,6-dimethylnaphthalene with air in the presence of Co/Br catalystsgives rise to 2,6-naphthalenedicarboxylic acid, which afteresterification with methanol leads to dimethyl-2,6-naphthale-nedicarboxilate53 (Scheme 6b).

6.2. Xylene-Based Polymers

The main xylene-based polymers are polyesters, aramids, andbenzobisoxazoles.

6.2.1. Polyesters. The most common xylene-basedpolyesters are poly(ethylene terephthalate), poly(trimethyleneterephthalate), and poly(butylene terephthalate).Poly(ethylene terephthalate), usually known as PET, is the

third most commonly produced polymer after polyethylene andpolypropylene. PET is produced in two ways:54 (i) byesterification of terephthalic acid and ethylene glycol atmoderate temperatures (∼220−260 °C) and pressures (∼2−6 bar) to produce the polymer and water as a byproduct(Scheme 7a1) and (ii) by means of ester interchange ofdimethylterephthalate with an excess of ethylene glycol atmoderate temperature (∼150−200 °C) in the presence of abasic catalyst such as antimony trioxide (Scheme 7a2). Thesecond route gives rise to methanol as a byproduct. Thismethanol is removed by distillation to favor the reaction. Anyexcess of ethylene glycol is also removed by vacuum distillation.Polycondensation takes place in a second step at highertemperatures (∼275 °C) during the continuous distillation ofethylene glycol. PET may undergo degradation during theprocessing (e.g., thermal oxidation). In order to mitigate thiseffect, comonomers that reduce the melting point of thepolymer are used (e.g., cyclohexane dimethanol). PET is mainlyused to produce fibers and plastic containers, such as bottles.

Figure 4. Gas chromatogram of a typical anthracene oil fraction.

Figure 5. SEM image of carbon black.

Scheme 4. Synthesis of Anthraquinone (a) by Oxidation of Anthracene and (b) by Acyclation of Benzene with PhthalicAnhydride

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Poly(trimethylene terephthalate) is an aromatic polyesterobtained by the reaction of terephthalic acid with 1,3-propanediol.55−57 The conventional route of synthesis requiresthe use of high temperature, high-vacuum systems, and thepresence of a catalyst to favor the reaction. Of the catalyststested, those containing titanium seem to be the mostappropriate (e.g., titanium dioxide). The synthesis occurs bymeans of an esterification process that gives rise to themonomer, and then the chain grows by esterification withterephthalic acid and/or 1,3-propanediol to produce theoligomers as water is removed (Scheme 7b). Poly(trimethyleneterephthalate) is a recognized material that is mainly used in theproduction of isotropic fibers that are soft and, at the sametime, stain resistant. DuPont and Shell are commercializingpoly(trimethylene terephthalate)-based fibers (Sonora andCorterra fibers, respectively) for the manufacture of clothing,automobile fabrics, etc.Poly(butylene terephthalate) can be prepared by means of

two different procedures:54,58 (i) transesterification of dimethylterephthalate in the presence of an excess of 1,4-butanediol andsubsequent polycondensation of the resulting bis-hydroxybu-tylterephthalate (Scheme 7c1). This procedure can beperformed step-by-step (batch process) or in continuousmode, (ii) using terephthalic acid instead of dimethylterephthalate. In this procedure, water is distilled in order to

shift the esterification equilibrium toward the final product(Scheme 7c2). The catalysts most frequently used for theseprocedures are titanium-based. Although the second procedureis cheaper than the first, the dimethyl terephthalate-basedprocess is still used in most industrial plants. This is because themain byproduct formed during these processes (i.e., tetrahy-drofuran, THF) is highly contaminated and it is produced inlarger amounts in the terephthalic acid-based process.59

Poly(butylene terephthalate) is a semicrystalline thermoplasticpolyester that is classified as a medium-performance engineer-ing polymer. It provides a valuable combination of technicalproperties (e.g., resistance to heat and creep and good chemicalprocessability) that makes it a suitable material for a variety ofapplications. Poly(butylene terephthalate) is currently used inthe automobile, electrical, and electronic sectors, where it isemployed as a substitute for metals and thermosetting resins.

6.2.2. Aramids. Aramids are usually obtained by acombination of an aromatic diamine and an an aromaticcarboxylic acid dihalide. Among the aramid polymers, poly(p-phenylene terephthalamide) and poly(m-phenylene isophtha-lamide) are perhaps the most commonly used for theproduction of carbon fibers.Poly(p-phenylene terephthalamide) is probably the most

widely known aramid polymer because it is used for theproduction of Kevlar and Twaron fibers.60 Poly(p-phenylene

Scheme 5. Synthesis of (a) Terephthaloyl Dichloride, (b) Isophthaloyl Dichloride, and (c) Dimethylterephthalate fromTerephthalic Acid, m-Xylene, and p-Xylene, Respectively

Scheme 6. Synthesis of (a) 2,6-Dimethylnaphthalene and (b) Dimethyl-2,6-napthalenecarboxilate from o-Xylene

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terephthalamide) is prepared from p-phenylenediamine andterephthaloyl dichloride with the formation of hydrochloric acidas byproduct61 (Scheme 8a). Hexamethylphosphoroamide wasused as solvent initially, but this solvent has been replaced forsafety reasons by a solution of N-methyl-2-pyrrolidinone andcalcium chloride. The fibers obtained from these polymersexhibit extraordinarily high strength, one of their most popularapplications being the manufacture of bullet proof vests.Poly(m-phenylene isophthalamide) is a polymer that is

commercialized under the name of Nomex (DuPont). Thispolymer is synthetized from the monomers, m-phenylenedi-amine and isophthaloyl dichloride. Hydrogen chloride isremoved as a byproduct60,62,63 (Scheme 8b). The metaarrangement of the bonds in the polymer makes theiralignment during the formation of the filaments impossible.As a result, these fibers do not exhibit mechanical properties as

good as the Kevlar fibers (para arrangement of the bonds).However, they show an excellent thermal behavior, whichmakes them suitable for applications such as flame retardantmaterial (e.g., firefighting equipment).

6.2.3. Benzobisoxazoles. Benzobisoxazole is the basis forthe production of a family of polymers widely used in theproduction of fibers (Zylon fibers, Toyobo Co.). These fibersare produced from poly(p-phenylene-2,6-benzobisoxazole),commonly known as PBO. The most important method forthe synthesis of PBOs is the high-temperature polycondensa-tion (130−200 °C) of bis(o-aminophenol)s with aromaticdiacids or their derivatives in polyphosphoric acid (PPA)64

(Scheme 8c). PPA acts as condensing agent and solvent.Several methods of preparing PBOs have been developed.These employ one-step and two-step processes from thecombination of bis(o-aminophenol) derivatives and aromatic

Scheme 7. Synthesis of Xylene-Based Polymers: (a) Poly(ethylene terephthalate), (b) Poly(trimethylene terephthalate), and (c)Poly(butylene terephthalate)

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Scheme 8. Synthesis of Xylene-Based Polymers: (a) Poly(p-phenylene terephthalamide), (b) Poly(m-phenyleneisophthalamide), and (c) Poly(p-phenylene-2,6-benzobisoxazole)

Scheme 9. Synthesis of Naphthalene-Based Polymers: (a) Poly(ethylene naphthalate), (b) Poly(trimethylene naphthalate), and(c) Poly(butylene naphthalate)

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dicarboxylic acid analogues.65,66 Due to its molecular structure,PBO shows excellent mechanical, thermal, and chemicalbehavior, which makes it a suitable material for use in high-performance applications. However, its range of applications isrestricted by its poor solubility, the production of fibers beingits main application (Zylon fibers). These fibers exhibit evenbetter mechanical properties than Kevlar fibers.

6.3. Naphthalene-Based Polymers

Naphthalene and its derivatives are reference compounds forthe synthesis of a wide variety of polymers. 2,6-Dimethylnaph-thalene carboxylate is a versatile monomer that can be used toproduce polymers that exhibit physical and mechanical

properties generally superior to those of polymers made fromterephthalic acid or dimethylterephthalate.67 This is because theincorporation of a double-ring structure in the polymer chainincreases thermal, chemical, mechanical, and barrier perform-ance with respect to polymers based on a single aromatic ring.These polymers, despite their high manufacturing cost, arebeing introduced onto the market as competitive polymers sosuccessfully that they are even replacing single-ring polymers inmany applications. The most prominent of these naphthalene-based polymers are poly(ethylene naphthalate), poly-(trimethylene naphthalate), and poly(butylene naphthalate).The production of these polymers is carried out by similarroutes of synthesis: esterification of 2,6-dimethylnaphthalene

Scheme 10. Synthesis of Bisphenol A Polycarbonate by Interfacial Polycondensation

Table 3. Representative Phenols and Aldehydes Used for the Production of Phenolic Resins

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carboxylate with the corresponding diol (i.e., ethylene glycoland propylene glycol and butylene glycol, respectively) in thepresence of catalysts68 (Scheme 9).Poly(trimethylene naphthalate) and poly(butylene naphtha-

late) are relatively new polymers that can be expected to beused as precursors of fibers and resins.69 More interesting ispoly(ethylene naphthalate), which is employed in themanufacture of fibers, films, special containers, etc. Thepreparation of poly(ethylene naphthalate), usually calledPEN, is analogous to the preparation of PET.52 The polymerin this case is obtained by reaction of 2,6-dimethylnaphthalenecarboxilate with ethylene glycol (Scheme 9a). The processinvolves esterification reactions with the formation of 2-hydroxyethyl-terminated oligomers, while the byproductmethanol is removed to facilitate the progression of thereaction. The oligomers are then prepolymerized at temper-atures of 250−280 °C, and any excess of ethylene glycol isremoved. The prepolymer formed is finally treated untilpolymerization is completed. Catalysts, such as manganese,zinc, calcium, cobalt, and titanium are used to enhance theeffectiveness of the esterification. Antimony is also frequentlyemployed to favor polycondensation reactions. Although theprocess of production of PEN is similar to that of PET, theproduction of PEN requires more complex and more costlyprocesses than PET. On the other hand, PEN has improvedthermal, mechanical, and gas barrier properties, which arederived from its inherent crystal liquid characteristics and thatmake it a suitable material for the production of fibers, films,special containers, etc.

6.4. Phenol-Based Polymers

Phenol and phenol derivatives are an important source ofchemicals, as described in section 5.2. In addition, phenols arewidely used in the production of polycarbonates and phenolicresins.6.4.1. Polycarbonates. An important family of phenol-

based polymers is that of the polycarbonates, of which

bisphenol A polycarbonate has the greatest economic impact.70

In the past, this polymer was obtained by means oftransesterification. However, this process has been replacedby an interfacial polycondensation process, which involves thereaction of bisphenol A (dissolved in aqueous phase as sodiumbisphenolate) with phosgene (dissolved in organic phase, e.g.,dichloromethane). The reaction occurs at the interface, givingrise to carbonate oligomers that then enter the organic phase.The presence of catalysts (e.g., triethylamine, tripropylamine)facilitates the subsequent polycondensation of the oligomers toyield the final polycarbonate (Scheme 10).Bisphenol A polycarbonate is a valuable polymer that

combines extreme toughness with outstanding transparencyand a strong resistance to distortion from heat. Therefore, it iscommonly applied as a durable material in shatterproofwindows, lightweight eyeglass lenses, data storage (e.g., CDs,DVDs, Blu-ray discs), and automobile applications, amongothers. It is usually commercialized under the trademark ofLexan.71

6.4.2. Phenolic Resins. Generally, phenolic resins areprepared from phenol (or a phenol derivative), an aldehyde,and a catalyst72,73 (Table 3). The most popular phenolic resinsare those based on phenol and formaldehyde. In aqueoussolutions, formaldehyde coexists in equilibrium with itsmethylene glycol isomer (Table 3). Depending on the catalystused (acid or basic catalyst), the monomers react to form oneof two main types of phenolic resins: Novolac resins (acidmedia) and Resol resins (basic media).In the case of the Novolac resins, the reaction is carried out

in the presence of an acid catalyst (e.g., sulfuric acid, sulfonicacid, oxalic acid, and, occasionally, phosphoric acid) at aformaldehyde to phenol molar ratio of <1.72,73 In a first step,methylene glycol is converted into the corresponding hydratedcarbonium, which reacts with phenol in ortho and parapositions to give rise to o- and p-benzylic carbonium ions(Scheme 11a). In a second step, the benzylic carbonium ionsreact with a second molecule of phenol to produce o,o′-, o,p′-

Scheme 11. Synthesis of Monomers from Phenol and Formaldehyde for the Manufacture of Novolac Resin

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and p,p′-diphenol (dimer) with a methylene bridge (Scheme11b). The polymerization proceeds via any of the three orthoand para positions of the aromatic rings, which makes itnecessary to control the reactions in order to tailor thepolymerization. A typical Novolac resin consists of severalphenol units with a molecular weight of a few thousand amu. Itis interesting to note that one of the dimers resulting from thereaction of phenol with formaldehyde [bis(4-hydroxydiphenyl)-methane, usually called bisphenol F] is also used as a monomerin the production of epoxy resins.Resol resins are prepared in a basic medium (e.g., sodium

hydroxide, calcium hydroxide, and barium hydroxide) withformaldehyde to phenol molar ratios of >1.72−74 The reactionbetween formaldehyde and phenol is from an ortho positionand this produces methylol phenol (Scheme 12a). This alcoholthen reacts with itself to form a methylol phenolic or dibenzylether (Scheme 12b). Methylol phenol may also react with asecond molecule of phenol to generate a dimer, in which thephenols are joined by a methylene bridge (Scheme 12b). Thepolymerization proceeds to give rise to a highly cross-linkedpolymer. An interesting feature in the production of Resolresins is that small variations in parameters such as theformaldehyde:phenol molar ratio, pH, catalyst type, reactiontemperature, and reaction time, allow resins with differentstructures and characteristics to be obtained.In general terms, phenolic resins show good adhesion

properties, which make them suitable for use as a matrix of alarge variety of organic and inorganic fillers and reinforcements.Moreover, they tolerate high temperatures and they arechemically resistant. For these reasons, phenolic resins areused in many technological fields, such as the manufacture ofcomposites, wood adhesive composites, foam, mineral insu-lation binders, laminates, and friction-resistant and photo-resistant components.Table 4 summarizes the main properties and applications of

the polymers described in this section.

7. SYNTHETIC PITCHES FROM COAL COKINGCHEMICALS

Coal-tar pitch is traditionally used for the production of carbonmaterials mainly related to aluminum and steel industries.Moreover, the properties of commercial coal-tar pitches can beoptimized for the preparation of carbon materials for high-technology applications (e.g., carbon fibers, carbon−carboncomposites). Synthetic pitches with different specifications canalso be obtained from other tar distillation fractions, resulting insingle aromatics or mixtures of aromatics, to generate carbonmaterials with different microstructures, morphologies, and/orarchitectures.47 The synthesis of these carbon precursorsinvolves the polymerization−condensation of aromaticsthrough controlled thermal treatments depending on the finalmaterial required. Developments in these areas, however, aremostly at laboratory level.

7.1. The Carbonization Process. Mechanisms

Polycyclic aromatic hydrocarbons (PAH), when heated in aninert atmosphere, pass through a liquid crystal phase stage (or,more specifically, a pseudoliquid crystal phase) to yield apregraphitic crystalline structure through a process called“carbonization”. As it is an intermediate phase, this liquidcrystal phase is known as the carbonaceous mesophase.75 Fromthe chemical standpoint, the transformation of aromatics intomesophase and, subsequently, into graphitizable materialsoccurs by means of a dehydrogenative polymerization process(the polymerization in this case does not occur via the periodicrepetition of single monomer units).In the initial stages of the carbonization process, a series of

reactions that lead to large molecules with a higher degree ofaromatization take place.21 These reactions mainly involve C−H and C−C bond cleavage to produce free radicals, molecularrearrangements, thermal polymerization, aromatic condensa-tion, the elimination of side chains, and small molecules (e.g.,H2). Although from a mechanistic point of view these processescan be considered separately, they may occur simultaneously

Scheme 12. Synthesis of Monomers from Phenol and Formaldehyde for the Manufacture of Resol Resin

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Table 4. Polymers Obtained from Coal Coking Chemicals

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during carbonization. As a result of all these reactions, planararomatic macromolecules with a lamellar and ordered structure(mesogens) are formed (Figure 6). Mesogens group together inparallel stacks by means of van der Waals forces. These stackssegregate from the liquid isotropic phase to form smallmicrospheres, which are optically anisotropic and constitutethe carbonaceous mesophase. These microspheres are adiscotic, nematic (threadlike), pseudoliquid crystal phase. Theformation of mesophase occurs as a spontaneous andhomogeneous process within the isotropic phase when theattractive van der Waals forces between the planar aromaticmacromolecules overcome the dispersive forces originated bythermal agitation. In the initial stages of mesophase formation,these microspheres exhibit a thermotropic behavior. However,as the temperature and/or residence time increase, themicrospheres grow either via the incorporation of mesogensfrom the isotropic phase and/or via the coalescence of alreadyformed microspheres.76 The growth and coalescence ofmesophase continues until the viscosity of the system is toohigh for it to be a liquid plastic phase and the mesophasesolidifies, giving rise to a carbon material (semicoke). Thedevelopment of mesophase is a crucial step in the preparationof graphitizable carbon materials because it establishes thepregraphitic order. This structural order is further consolidatedby heating to temperatures above 2500 °C, giving rise to a

graphitic material. Thus, control over the mesophase allows thesynthesis of carbons with a predetermined structure andproperties.77 In this way, it is possible to prepare graphitizablecarbons with a mosaic microstructure (e.g., regular coke with ahigh mechanical strength for use as the carbon anode matrix inthe electrolytic production of aluminum) or with a highlyoriented microstructure (e.g., needle coke with a high electricalconductivity and a low coefficient of thermal expansion).Moreover, the carbonization process can be interrupted at thestage of mesophase formation in order to obtain an anisotropicpitch.78 In this case, the mesophase still retains its plasticproperties, and therefore, it can be processed into graphitizablecarbon materials with different morphologies and/or architec-tures (e.g., mesophase can be spun into fibers79 or molded intopreforms to produce self-sintering polygranular graphites80).

7.2. Pitches from Single Polycyclic Aromatic Hydrocarbons

In addition to tar distillation, there are other routes forobtaining pitches through the polymerization of single PAHsand mixtures of PAHs. The transformation of PAHs into apitchlike material involves reactions that lead to morecondensed aromatic structures. The smaller amount ofheteroatom-containing functional groups causes the trans-formation of these types of compounds to proceed in adifferent way to that of polymers, such as polyesters. Themolecular growth in the polymerization of PAHs usually occurs

Table 4. continued

Figure 6. Schematic illustration of mesophase development from mixtures of PAHs.

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via thermal condensation reactions, which lead to planarmacromolecules, as shown in section 7.1. Methylene or directbridges between monomers are not common in these cases.Several research studies have been carried out in order to

determine the feasibility of transforming single PAHs (e.g.,naphthalene, methylnapthalenes, anthracene, quinoline) intopitchlike materials81−83 with specific properties for use indifferent applications in the field of carbon materials (e.g.,carbon fibers, graphites, cokes with highly oriented micro-structure). Among the single PAHs investigated, naphthalenehas attracted the most attention.84 The polymerization ofnaphthalene requires the use of catalysts. Initial studies withaluminum trichloride have demonstrated that it is an effectiveFriedel−Crafts catalyst for the nondehydrogenative polymer-ization of single PAHs.85 However, this catalyst has thedrawback that it cannot be recycled, because when it isremoved from the polymerized PAH (pitchlike material),usually by acid washing, it forms aluminum hydroxide.Moreover, aluminum trichloride is never totally removedfrom the pitchlike material, and although it is present only insmall traces (<10 ppm), it restricts the use of the pitchlikematerial as a precursor of carbons (e.g., the melt-spinning toproduce carbon fibers) because some aluminum hydroxideparticles remain in the pitch even after acid washing.83 As analternative solution, HF/BF3 has been successfully applied as aFriedel−Crafts catalyst for the polymerization of naphthalenebecause HF and BF3 have low boiling points (20 and −101 °C,respectively) and, consequently, both can be easily recoveredfrom the pitch by atmospheric distillation and recycled forfurther use. HF/BF3 reacts with naphthalene, generatingprotonated complexes, which in turn react with morenaphthalene to produce a dimer with two naphthenichydrogens83 (Scheme 13). The polymerization progresses,giving rise to oligomers (mesogens) made up of severalnaphthenic units either condensed or linked by single bridgebonds86 (Scheme 14). This preparation procedure is veryversatile since it produces naphthalene-based pitches withdifferent characteristics (e.g., isotropic or anisotropic pitches).Of the naphthalene-based pitches, ARA24 (mesophase pitch)has had the greatest impact on the market. This pitch has beenindustrially produced by Mitsubishi Gas Chemical and used as aprecursor of high-performance carbon fibers.

7.3. Pitches from Mixtures of Polycyclic AromaticHydrocarbons

The copolymerization of synthetic mixtures of PAHs is of greatimportance for the preparation of pitchlike materials because ofthe benefits that can be obtained by combining the best

characteristics of each PAH (lower environmental impact,improved fluidity, etc.). However, this practice has only beenapplied at laboratory scale and mainly for research purposesand/or the production of pitchlike materials on a small scale.On a large scale, industrial tar distilled fractions made ofmixtures of PAHs are already in use. Among them, anthraceneoil is perhaps the one that has attracted the mostinterest.43,87−89 This is because anthracene oil is a highlyaromatic fraction that offers the possibility of copolymerizingcompounds of a large molecular size (three to five aromaticrings) into a graphitizable material. The polymerization ofanthracene oil is not possible under normal conditions (i.e., byheating at atmospheric pressure). This is because thecomponents of anthracene oil are thermally stable at temper-atures below their boiling point. Therefore, it is necessary toapply strategies that allow the polymerization of thecomponents of anthracene oil before they are distilled. Somestudies have demonstrated that aluminum trichloride and sulfurare effective catalysts for polymerizing anthracene oil, althoughaluminum trichloride has the limitation mentioned above(section 7.2), while sulfur has the drawback that it isincorporated in the molecular structure of polymerizedcompounds, which means that there is an excess of sulfur inthe final products.87,88 Similar effects to those caused by thepresence of sulfur can be achieved by means of oxygen, but withthe added benefit that oxygen only acts as a promoter ofpolymerization, after which it is eliminated from the molecularstructure of the resultant moieties. Studies carried out in thepresence of air at moderate temperatures (<350 °C) under

Scheme 13. Catalytic Condensation of Naphthalene with HF/BF3

Scheme 14. Typical Mesogen Units in Naphthalene-BasedPitch Obtained by Catalytic Condensation with HF/BF3

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pressure have led to the polymerization of anthracene oil toyield a pitchlike material.43 It is not easy to establish amechanism for the oxidative thermal condensation ofanthracene oil. However, gas chromatography studies haveevidenced that PAHs containing aliphatic hydrogen are themost reactive (e.g., dihydroanthracene, acenapththene, fluo-rene).90,91 Various mechanisms seem to contribute to thepolymerization of anthracene oil: on the one hand, compoundscontaining −CH2− that may give rise to dimers and moleculesbonded by methylene, ether, carbonyl, and ester bridges, andon the other hand, compounds with no aliphatic hydrogen (e.g.,phenanthrene, anthracene, pyrene) react more slowly to giverise to dimers via the formation of oxiradicals. As an example,Scheme 15 shows plausible mechanisms of oxidation for thereaction of fluorene with oxygen. It is thought that oxidationoccurs in steps.92 Initially fluorene is oxidized to a fluorene-

derived ketone or fluorene-derived ether. The ketone is thenoxidized to an ester or aldehyde (Scheme 16) via the formationof a carbonyl radical acting as an intermediate.90 On the otherhand, oxidative thermal treatment may promote condensationreactions that lead to the formation of larger aromaticmolecules,81,93,94 as shown in Scheme 17.If we consider the mechanisms proposed so far along with

others that involve isomerization, molecular rearrangement,etc., we can see that the operational conditions for thepolymerization of anthracene oil not only affect the progressionof the reactions but also the structure of the entities formed asintermediates and, consequently, their thermal stability. Theprevalence of one mechanism over another causes the reactionto lead to condensed planar macromolecules and/or to cross-linked oligomers. The latter structures are unable to generategraphitizable carbons on carbonization. However, cross-linked

Scheme 15. Plausible Mechanisms for the Oxidation and Condensation of Fluorene

Scheme 16. Plausible Mechanisms for the Formation of Fluorene-Derived Carbonyl Functional Groups

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oligomers can be easily transformed into planar condensedmacromolecules, when the oxygen content is at a low level, bythermal treatment in an inert atmosphere.89 As an example,Scheme 18 shows the progression of some oxygen functionalgroups toward the formation of bridged molecules, which withsuitable thermal treatment will give rise to planar condensedmacromolecules.95

This oxidative thermal process for polymerizing anthraceneoil has already been successfully scaled up96 and anthracene oil-based pitches have been produced at semi-industrial scale fordifferent applications, both conventional (e.g., as binder andimpregnating agents for the aluminum and steel-makingindustries) and advanced (e.g., as precursors of high-perform-ance carbon fibers, polygranular graphites, graphene materials)(Figure 7).

8. FUTURE PROSPECTS

Coal utilization is frequently portrayed as public enemy numberone due to concerns over emissions of carbon dioxide and itscontribution to global warming. Despite this poor image, worldutilization of coal continues to rise, primarily because of thedominant role it plays in power generation.Although new developments in the coking process and the

use of coke in the blast furnace have improved the supply ofcoke, the demand for coking coal, and consequently coal tar,continues to increase. Today, China and the United States lead

the world in the production of metallurgical coke (Figure 8).97

Moreover, judging from the evolution of China in this field, itpredominance is expected to increase. In fact, China has nearlytripled its production in the past decade, while in the UnitedStates it has remained almost constant. It is also worth noting

Scheme 17. Plausible Mechanisms for the Formation of Aromatic Macromolecules from Fluorene-Based Aryl Ethers

Scheme 18. Plausible Mechanisms for the Formation of Aromatic Molecules from (a) Aryl Esters and (b) Aryl Anhydrides

Figure 7. Optical microscopy images of anthracene oil-based (a) cokeand (b) graphite. (c) SEM image of anthracene oil-based carbonfiberes. (d) AFM image of anthracene oil-based graphene oxide.

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that, whereas the production of metallurgical coke increasedsignificantly in Australia and Asian countries (i.e., India andIndonesia), in the European countries, including Germany andPoland, it has declined.From the graphical data shown in Figure 8 and taking into

account that the coking process yields ∼3−5 wt % of tar,98 thesupply of tar today and for the coming years seems to beguaranteed. This will favor the utilization of coal cokingderivatives for the production of chemicals, if, as predicted,crude oil becomes less available in the future.Nevertheless, the importance of coal as a source of chemicals

cannot be overemphasized. The organic chemical industryoriginally developed on the basis of the coal tar produced as abyproduct from the coking of coal to produce town gas andlater from the carbonization of coal for the production ofmetallurgical coke. At the present time, these byproductsconstitute only a small proportion of the feedstocks consumedby the chemical industry, but who is to say that in the not toodistant future the wheel will not have turned full circle with coalcarbonization again being the main source of the requiredchemicals.Although these processes have largely been superseded by

the oil-based petrochemical industry, the availability andsecurity of supplies allied to the increasingly pressing economicconsiderations as oil supplies become less accessible suggestthat, in the fullness of time, the oft-envisaged “coalplex” couldwell become a reality. Moreover, some recent research hasdemonstrated the effectiveness of a novel catalyst, in the formof iron nanoparticles embedded in carbon nanotubes, forconverting carbon dioxide to a mixture of hydrocarbons.99 Whois to say that such research will not lead to the chemicalfeedstocks of the future being produced from what are currentlyconsidered troublesome emissions of carbon dioxide from thevarious industrial applications of coal, including the cokingindustry and the utilization of the coke so produced.

AUTHOR INFORMATION

Corresponding Author

*Tel. +34 985 119090. Fax +34 985 297662. E-mail:[email protected].

Notes

The authors declare no competing financial interest.

Biographies

Marcos Granda was awarded his M.Sc. and Ph.D. in Chemistry from

the University of Oviedo (Oviedo, Spain) in 1986 and 1992,

respectively. After completing his Ph.D., he spent 2 years at the

University of Loughborough (Loughborough, UK). Currently, he is

working at the Instituto Nacional del Carbon, INCAR-CSIC (Oviedo,

Spain), as a Research Scientist. He has been Vice-director of the

INCAR-CSIC since 2013. His research is focused on the processing of

coal and petroleum derivatives to produce carbon materials (fibers,

graphites, graphenes, etc.).

Clara Blanco was awarded her Ph.D. in Chemistry from the University

of Oviedo (Oviedo, Spain) in 1998. Between 1999 and 2002 she

worked for the University of Leeds (Leeds, UK) as a postdoctoral

fellow. In 2003 she obtained a permanent position in the Consejo

Superior de Investigaciones Cientificas at the Instituto Nacional del

Carbon, INCAR-CSIC in Oviedo, Spain, where she is currently

working. She has been Head of the Department of Chemistry of

Materials since 2010. Her research is focused on the development of

carbon precursors from coal and petroleum derivatives to produce

different carbon materials (fibers, graphites, composites, graphenes,

and porous carbons for energy storage applications).

Figure 8. Evolution of metallurgical coke production in the 10 majorproducer countries.

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Patricia Alvarez is a Research Scientist of the Consejo Superior deInvestigaciones Cientificas (CSIC) at the Instituto Nacional delCarbon (INCAR) in Oviedo, Spain. She graduated with a Bachelor’sDegree in Chemistry from the University of Oviedo (Oviedo, Spain)in 1997. In 2001 she obtained her Ph.D. from the same university. In2002 she joined the Composites Group at INCAR, focusing heractivity on the preparation and characterization of carbon materialsfrom coal and petroleum derivatives. After 2006 she joined theDepartment of Chemical Engineering at the Imperial College London(London, UK), where she undertook extensive research into thecharacterization and transformation of coal and petroleum fractions.Since 2009, she has been at INCAR-CSIC, researching the preparationand characterization of carbon materials (cokes and fibers) andnanomaterials (nanotubes and graphenes) and their catalytic, environ-mental, and energy applications.

John W. Patrick (B.Sc., Ph.D., C.Chem., FRIC) obtained his B.Sc. inChemistry and then his Ph.D. in Physics from the University ofLondon (London, UK). Current interests include clean energyproduction and the reduction of carbon dioxide emissions. He workedinitially for the National Coal Board, Scientific Services Department asScientific Officer, then as Laboratory Manager of Nottingham CoalSurvey Laboratory, and later as Head of the Investigations Section inthe Warwickshire Area Laboratory. He then joined the FundamentalStudies Section of the British Coke (later Carbonization) ResearchAssociation, eventually becoming Head of Fundamental Studies. Helater moved to the Department of Chemical Engineering ofLoughborough University (Loughborough, UK) as Director of theCarbon Research Group and Professor of Carbon Science, beforemoving in 2000 to the School of Chemical, Environmental and MiningEngineering of the University of Nottingham (Nottingham, UK) asProfessor of Chemical Engineering and currently as Special Professor.A Member of the Editorial Board of Fuel between 1976 and 1980, he isnow the Principal Editor of the journal.

Rosa Menendez was awarded her Ph.D. in Chemistry from theUniversity of Oviedo (Oviedo, Spain) in 1986. She spent two years aspostdoctoral fellow in the University of Newcastle upon Tyne(Newcastle upon Tyne, UK) and she has had stays at severaluniversities in the United States [University of Southern Illinois atCarbondale (Carbondale, IL), Clemson University (Clemson, SC)]and Europe [Imperial College London (London, UK), NottinghamUniversity (Nottingham, UK)]. In 2008 she gained a permanentposition in the CSIC at the Instituto Nacional del Carbon (INCAR) inOviedo, Spain, where she is now working as Research Professor. In the1990s she organized the Composites Group at INCAR, and she wasDirector of the Institute for 5 years. She has been very active in R&Dmanagement on a National and European level. Her main researchactivities are related with coal conversion processes, coal-based carbonprecursors, and the synthesis of carbon materials (fibers, composites,graphene, etc.) for different applications. She has been honored withthe 1996 Schunk Carbon Award and the XIX DuPont Award.

ACKNOWLEDGMENTSThe authors would like to express their gratitude to Dr. MariaA. Diez (Instituto Nacional del Carbon, CSIC), Dr. Juan J.Fernandez (Industrial Quimica del Nalon, S.A.), and Dr. JoseG. de la Campa (Instituto de Ciencia y Tecnologia dePolimeros, CSIC) for their valuable contribution to thediscussion on the coal coking process, tar distillation process,and production of polymers from coal coking chemicals,respectively.

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