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L A T E X Tik Zposter Phase Diagram of the Quantum Random Energy Model Chokri Manai, Simone Warzel Zentrum Mathematik Phase Diagram of the Quantum Random Energy Model Chokri Manai, Simone Warzel Zentrum Mathematik Abstract The quantum random energy model (QREM) serves as a simple cornerstone and a testing ground, for a number of fields. It is the simplest of all mean-field spin glass models in which quantum effects due to the presence of a transversal field are studied. Renewed interest in its spectral properties arose recently in connection with quantum annealing algorithms [1,2] and many-body localisation [4,6]. In our paper [5] we prove Goldschmidt’s formula [3] for the QREM’s free energy. In particular, we verify the location of the first order and the freezing transition in the phase diagram. The proof avoids replica methods and is based on a combination of variational methods on the one hand, and percolation bounds on large-deviation configurations in combination with simple spectral bounds on the hypercube’s adjacency matrix on the other hand. The Quantum Random Energy Model Configuration space of N spin- 1 2 particles: Hamming cube Q N = {-1, 1} N Random Energy Model (Derrida ’80) U (σ ) : = Ng (σ ), with (g (σ )) σ i.i.d. process with standard normal law REM is p →∞-limit of p-spin models (p =2 : Sherrington-Kirkpatrick) E[U (σ )] = 0, E[U (σ )U (σ 0 )] = N 1 N N X i=1 σ i σ 0 i ! p Transversal magnetic field taken into account via ()(σ ) : = - N X j =1 ψ (σ 1 ,..., -σ j ,...,σ N ), ψ 2 (Q N ) N O k =1 C 2 . Quantum Random Energy Model H : = U T, Γ 0 strength of magnetic field. Model for studying quantum effects, e.g. in mean-field spin glasses and quantum annealing algorithms, and mutation of genotypes in random fitness landscape. Main Result Partition function at inverse temperature β [0, ): Z (β, Γ) = 2 -N Tre -βH Pressure: p N (β, Γ) : = N -1 ln Z (β, Γ) Thermodynamic limit (N →∞): the pressure of the REM converges almost surely lim N →∞ p N (β, 0) = p REM (β )= ( 1 2 β 2 if β β c , 1 2 β 2 c +(β - β c )β c if β β c . Freezing transition at inverse temperature β c = 2 ln 2, β c coincides with specific ground state energy. Paramagnetic pressure (U =0): p PAR (β Γ) = ln cosh(β Γ) Theorem M./W. ’19 For any Γ0, we have the almost sure convergence lim N →∞ p N (β, Γ) = max{p REM (β ),p PAR (β Γ)} Goldschmidt calculated the limit of the pressure via the (non-rigorous) replica method and static approximation in path-integral representation of E[Z (β, Γ) n ]. First-order phase transition found at Γ c (β )= β - 1arcosh(exp(p REM (β ))) Γ < Γ c (β ): freezing transition unchanged at β = β c Γ > Γ c (β ): magnetization in the x-direction equals tanh(β Γ) > 0 Sketch of the Proof Basic idea: prove pair of asymptotically coinciding upper and lower bound for p N (β, Γ). 1. Lower bound: Based on Gibbs variational principle ln Tre -βH = - inf ρ density matrix [β Tr()+ Tr(ρ ln ρ)]. Pick REM Gibbs state ρ = e -βU /Tre -βU and paramagnetic Gibbs state ρ = e -β ΓT /Tre -β ΓT : p N (β, Γ) - p REM (β ) ≥- β N TrTe -βU Tre -βU =0 p N (β, Γ) - p PAR (β Γ) ≥- β N TrUe -β ΓT Tre -β ΓT = - β 2 N N X σ g (σ )= O 1 N 2 N lim inf N →∞ p N (β, Γ) max{p REM (β ),p PAR (β Γ)} almost surely 2. Upper bound: Consider for ε> 0 large deviation set L ε : = {σ ∈Q N |U (σ ) ≤-εN } Subset C ε ⊂L ε called edge-connected pair σ, σ 0 C ε connected through an edge-path of adjacent edges. Decompose L ε = S α C α ε into maximal edge-connected subsets C α ε . For any ε> 0, the set L ε does not percolate, i.e. there exists a subset Ω ε,N of realizations such that: 1. Pε,N ) 1 - e -c ε N for some c ε > 0 2. on Ω ε,N : max α |C α ε | <K ε = d 4 ln 2 ε 2 e L. Faoro et al., arXive: 1812.06016 Decomposition of the Hamiltonian H = : U L ε H L c ε - ΓA L ε U L ε and H L c ε restrictions of corresponding operators and A L ε is remainder term with matrix elements hσ |A L ε |σ 0 i = ( 1 if σ ∈L ε or σ 0 ∈L ε and d(σ, σ 0 )=1, 0 else. Upper bound for the operator norm: kA L ε k≤ p 2N max α |C α ε | To conclude the upper bound, pick some ε> 0. The Golden-Thompson inequality yields Z (β, Γ) 2 -N e β ΓkA L ε k ( Tr 2 (L ε ) e -βU L ε + Tr 2 (L c ε ) e -βH L c ε ) First term in the bracket: bounded by Z (β, 0) Second term: all matrix elements of -T are positive, this leads to the bound Tr 2 (L c ε ) e -βH L c ε e βεN Tre -β ΓT On Ω ε,N we thus get the following bound for all N large enough, p N (β, Γ) max{p N (β, 0),p PAR (β Γ)} +2βε. A Borel-Cantelli argument implies: lim sup N →∞ p N (β, Γ) max{p REM (β ),p PAR (β Γ)} almost surely References 1. J. Adame, S. Warzel, Exponential vanishing of the ground-state gap of the QREM via adiabatic quantum computing, J. Math. Phys. 56: 113301 (2015). 2. V. Bapst, L. Foini, F. Krzakala, G. Semerjian, F. Zamponi. The Quantum Adiabatic Algo- rithm Applied to Random Optimization Problems: The Quantum Spin Glass Perspective. Physics Reports 523: 127–205 (2013). 3. Y. Y. Goldschmidt, Solvable model of a quantum spin glass in a transverse field, Phys. Rev. B 41: 4858 (1990). 4. C. R. Laumann, A. Pal, A. Scardicchio, Many-body mobility edge in a mean-field quantum spin glass, Phys. Rev. Lett. 113: 200405 (2014). 5. C. Manai, S. Warzel, Phase diagram of the quantum random energy model, Preprint arXive: 1909.07180. 6.V. N. Smelyanskiy, K. Kechedzhi, S. Boixo, H. Neven, B. Altshuler, Intermittency of dynamical phases in a quantum spin glass. Preprint arXiv:1907.01609.
Transcript
Page 1: Chokri Manai, Simone Warzel - TUM Mathematik

LATEX TikZposter

Phase Diagram of the Quantum Random Energy ModelChokri Manai, Simone Warzel

Zentrum Mathematik

Phase Diagram of the Quantum Random Energy ModelChokri Manai, Simone Warzel

Zentrum Mathematik

Abstract

The quantum random energy model (QREM) serves as a simple cornerstone and a testing ground, for a number of fields. It is the simplest of all mean-field spin glass models in which quantumeffects due to the presence of a transversal field are studied. Renewed interest in its spectral properties arose recently in connection with quantum annealing algorithms [1,2] and many-bodylocalisation [4,6]. In our paper [5] we prove Goldschmidt’s formula [3] for the QREM’s free energy. In particular, we verify the location of the first order and the freezing transition in the phasediagram. The proof avoids replica methods and is based on a combination of variational methods on the one hand, and percolation bounds on large-deviation configurations in combinationwith simple spectral bounds on the hypercube’s adjacency matrix on the other hand.

The Quantum Random Energy Model

Configuration space of N spin-12 particles: Hamming cube QN = −1, 1N

Random Energy Model (Derrida ’80)

U(σ) :=√Ng(σ),

with (g(σ))σ i.i.d. process with standard normal law

REM is p→∞-limit of p-spin models (p = 2 : Sherrington-Kirkpatrick)

E[U(σ)] = 0, E[U(σ)U(σ′)] = N

(1

N

N∑i=1

σiσ′i

)p

Transversal magnetic field taken into account via

(Tψ)(σ) := −N∑j=1

ψ(σ1, . . . ,−σj, . . . , σN), ψ ∈ `2(QN) 'N⊗k=1

C2.

Quantum Random Energy Model

H := U + ΓT,

Γ ≥ 0 strength of magnetic field.

Model for studying quantum effects, e.g. in mean-field spin glasses and quantum annealingalgorithms, and mutation of genotypes in random fitness landscape.

Main Result

Partition function at inverse temperature β ∈ [0,∞): Z(β,Γ) = 2−NTre−βH

Pressure: pN(β,Γ) := N−1 lnZ(β,Γ)

Thermodynamic limit (N →∞): the pressure of the REM converges almost surely

limN→∞

pN(β, 0) = pREM(β) =

12β

2 if β ≤ βc,12β

2c + (β − βc)βc if β ≤ βc.

Freezing transition at inverse temperature βc =√

2 ln 2, βc coincides with specific groundstate energy.Paramagnetic pressure (U = 0): pPAR(βΓ) = ln cosh(βΓ)

Theorem M./W. ’19 For any Γ, β ≥ 0, we have the almost sure convergence

limN→∞

pN(β,Γ) = maxpREM(β), pPAR(βΓ)

Goldschmidt calculated the limit of the pressure via the (non-rigorous) replica method andstatic approximation in path-integral representation of E[Z(β,Γ)n].

First-order phase transition found at Γc(β) = β−1arcosh(exp(pREM(β)))Γ < Γc(β): freezing transition unchanged at β = βcΓ > Γc(β): magnetization in the x-direction equals tanh(βΓ) > 0

Sketch of the Proof

Basic idea: prove pair of asymptotically coinciding upper and lower bound for pN(β,Γ).

1. Lower bound: Based on Gibbs variational principle

ln Tre−βH = − infρ density matrix

[βTr(Hρ) + Tr(ρ ln ρ)].

Pick REM Gibbs state ρ = e−βU/Tre−βU and paramagnetic Gibbs state ρ = e−βΓT/Tre−βΓT :

pN(β,Γ)− pREM(β) ≥ − βN

TrTe−βU

Tre−βU= 0

pN(β,Γ)− pPAR(βΓ) ≥ − βN

TrUe−βΓT

Tre−βΓT= − β

2N√N

∑σ

g(σ) = O(

1√N2N

)

⇒ lim infN→∞

pN(β,Γ) ≥ maxpREM(β), pPAR(βΓ) almost surely

2. Upper bound: Consider for ε > 0 large deviation set

Lε := σ ∈ QN |U(σ) ≤ −εNSubset Cε ⊂ Lε called edge-connected ⇔ pair σ, σ′ ∈ Cεconnected through an edge-path of adjacent edges.Decompose Lε =

⋃αC

αε into maximal edge-connected

subsets Cαε .

For any ε > 0, the set Lε does not percolate, i.e. there existsa subset Ωε,N of realizations such that:

1.P(Ωε,N) ≥ 1− e−cεN for some cε > 0

2. on Ωε,N : maxα |Cαε | < Kε = d4 ln 2

ε2 eL. Faoro et al., arXive: 1812.06016

Decomposition of the Hamiltonian

H =: ULε ⊕HLcε − ΓALε

ULε and HLcε restrictions of corresponding operators and ALε is remainder term with matrixelements

〈σ|ALε|σ′〉 =

1 if σ ∈ Lε or σ′ ∈ Lε and d(σ, σ′) = 1,

0 else.

Upper bound for the operator norm: ‖ALε‖ ≤√

2N maxα |Cαε |

To conclude the upper bound, pick some ε > 0. The Golden-Thompson inequality yields

Z(β,Γ) ≤ 2−NeβΓ‖ALε‖(

Tr`2(Lε)e−βULε + Tr`2(Lcε)e

−βHLcε)

First term in the bracket: bounded by Z(β, 0)Second term: all matrix elements of −T are positive, this leads to the bound

Tr`2(Lcε)e−βHLcε ≤ eβεNTre−βΓT

On Ωε,N we thus get the following bound for all N large enough,

pN(β,Γ) ≤ maxpN(β, 0), pPAR(βΓ) + 2βε.

A Borel-Cantelli argument implies:

lim supN→∞

pN(β,Γ) ≤ maxpREM(β), pPAR(βΓ) almost surely

References

1. J. Adame, S. Warzel, Exponential vanishing of the ground-state gap of the QREM viaadiabatic quantum computing, J. Math. Phys. 56: 113301 (2015).

2. V. Bapst, L. Foini, F. Krzakala, G. Semerjian, F. Zamponi. The Quantum Adiabatic Algo-rithm Applied to Random Optimization Problems: The Quantum Spin Glass Perspective.Physics Reports 523: 127–205 (2013).

3. Y. Y. Goldschmidt, Solvable model of a quantum spin glass in a transverse field, Phys.Rev. B 41: 4858 (1990).

4. C. R. Laumann, A. Pal, A. Scardicchio, Many-body mobility edge in a mean-field quantumspin glass, Phys. Rev. Lett. 113: 200405 (2014).

5. C. Manai, S. Warzel, Phase diagram of the quantum random energy model, PreprintarXive: 1909.07180.

6. V. N. Smelyanskiy, K. Kechedzhi, S. Boixo, H. Neven, B. Altshuler, Intermittency ofdynamical phases in a quantum spin glass. Preprint arXiv:1907.01609.

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