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    NECESSARY PARTNERSHIPS: A VIEW OF MENTAL

    HEALTH AND SUBSTANCE ABUSE PROVIDER

    NETWORKS IN RURAL AND URBAN MISSOURI

    RON CLAUS, PHD

    MICHAEL RENNER, MSW

    EDWARD G. RIEDEL, LCSWJJ RORICK, LCSW

    MARY E. HOMAN, MA

    BUILDING EQUITABLE PARTNERSHIPSNOVEMBER 5-7, 2008

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    Where in the World is Missouri?

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    Missouri Foundation for Health

    Beginning

    Nonprofit Blue Cross Blue

    Shield of Missouri converts

    to for-profit RightChoice

    MFH created in 2000 to

    receive Blue Cross Blue

    Shield of Missouri nonprofitassets

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    Who We Are

    Independent, nonprofit organization

    Not funded with state or federal monies FocusGrant making

    Health policy Goals Fill gaps in health care services for the uninsured

    and underinsure Identify and address unmet health care needs

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    Mental Health & Substance Abuse

    Funding Program

    Co-Occurring Disorders23 Agencies

    Integrating mental health and substanceabuse programs

    Focus on organizational changeTechnical assistance on implementation

    Evaluation

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    Technical Assistance

    ZiaLogic

    Provided by Dr. Ken Minkoff and Dr. Christie Cline

    Help leverage resources & facilitate systems change statewide Assist grantees to become COD competent

    MIMH

    Evaluate impact of all projects

    Conference calls to discuss process and findings

    Assist grantees with evaluation design, data collection, analysis, report writing.

    MFH

    Organize grantee convenings

    Support Change Agent Cadre

    Conduct site visits

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    Potential Benefits of Collaboration

    Client faster access to more appropriate services,improved continuity of care, less likely to fall through

    the cracks due to multiple problems like co-occurring Behavioral health staff professional development,

    reduced anxiety, greater sense of accomplishment and

    less role confusion Agency shared resources, creative interventions,

    greater efficiency, enhanced communication

    System more effective service delivery, lessfragmentation & duplication, improved costeffectiveness, improved ability to advocate andinfluence public policy

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    Challenges of Collaboration

    Behavioral health staff stigma, misconceptions

    about potential clients, professional knowledge andboundaries, role ambiguity and clinical autonomy

    Agency incongruent values, missions, and cultures,

    practical (client expectations, confidentiality, HIPAA)

    System resources, agency competition, lack of

    effective interagency structures

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    Study Aims

    Describe the collaborative partnerships of 23

    community-based agencies implementing evidence-based practices for co-occurring disorders

    Differences between SA and MH agencies?

    Differences between urban and non-urban agencies?

    Report on barriers to collaboration identified by the

    collaborators Examine the association between the co-occurring

    capability of an agency and collaboration

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    Collaboration

    Collaboration refers to a cooperative process ofexchange involving communication, planning, and actionof two or more entities working together towards ashared goal.

    Communication, planning and action (Amir & Auslander,2003)

    Cooperative (Frey, 2006)

    Individual, intra-agency and interagency communicationskills (Ferrara, 1996)

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    Levels of Collaboration

    No Interaction

    Networking

    Cooperation

    Coordination

    Coalition

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    No interaction

    One agency has not heard of the other agency

    Or

    The agency is familiar with the others services but

    they do not interact

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    Networking

    Sharing information Creates dialogue and common understanding

    Communication is usually the primary link

    There are minimal decisions made together

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    Cooperation

    Limits duplication of services

    Communication link is advisory

    Facilitative leadership positions are forming

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    Coordination

    Share resources to address a common issue/ mergeresources to create something new.

    Links are formalized and roles are defined

    Communication is frequent and leadership isautonomous but the focus is on a shared issue.

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    An initiative to support the implementation of

    evidence-based practices for co-occurring substanceuse and mental health disorders

    Publicly-funded treatment providers receivedsupport for system change

    SA & MH providers in MO

    10 programs awarded 3-year grants in Dec 2006

    13 programs awarded 3-year grants in June 2007

    Missouri Foundation for Healths

    Co-Occurring Disorders Priority Area

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    Evaluation Process

    Partners identified by each grantee

    Brief (20-30 minute) phone interview with eachpartner

    Agency description (mission, services, size)

    Collaboration Level with all network partners

    Barriers to collaboration with grantee

    Facilitators of collaboration with grantee Report to grantee

    Collaboration Map

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    Levels of Collaboration Survey

    Respondents were identified by the grantees

    change agent All consented to be interview by evaluation staff

    Descriptions of levels of community linkage

    provided in advance

    Respondents reported extent to which they

    collaborated with each other partner, from 0 = No interaction at all

    5 = Collaboration

    Frey et al., 2006

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    Perceived Barriers to Service Linkage

    Extent to which 18 specific financial and operationalconditions represented barriers to working with thegrantee Financial constraints (e.g., inadequate insurance

    reimbursement, managed care restrictions, insufficient

    funding) Operational challenges (e.g., caseload problems, long

    waiting lists, transportation, hours of operation,

    confidentiality) Relationship challenges (e.g., resource competition, mistrust,

    different philosophies, client stigma)

    5-point scale, Not a problem to Very great problem

    Lee et al., 2006

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    Grantee Co-Occurring Capability

    Dual Diagnosis Capability in Addiction Treatment

    (DDCAT) scale - McGovern, Matzkin, & Giard, 2007

    Dual Diagnosis Capability in Mental Health

    Treatment, parallel version for MH agencies Gotham

    Semi-structured questions to elicit ratings on 35 items

    across 7 subscales:

    Continuity of Care

    Staffing

    Training

    Program Structure

    Program Milieu

    Clinical Process: Assessment

    Clinical Process: Treatment

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    Co-Occurring Capability

    0

    2

    4

    6

    8

    10

    A

    OS/MH

    Only

    Only/

    Capable

    COD

    Capable

    Capable/En

    hanced

    COD

    Enha

    nced

    Numbe

    rofSites SA

    MH

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    MFH Grantees

    Urban Core 54.5% Metropolitan area with > 50,000

    10 MH providers, 2 SA providers

    Large Town 36.4% Population10,000 49,000

    6 MH providers, 3 SA providers Small Town 4.5% Population range 2,500 9,999

    1 SA provider Isolated Small Census Tract 4.5% 1 MH provider

    Measuring Rurality: Rural-Urban Commuting Area Codes, USDA, 2000

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    Average Average

    Number StrengthofOf

    Links Collaboration

    4.2 3.4

    Key

    Level 0 None NolineLevel 1 Networking NolineLevel 2 CooperationLevel 3 CoordinationLevel 4 CoalitionLevel 5 Collaboration

    Grantee

    5 3.4

    NAMI

    4 3.5

    HIV/AIDSService

    Organization

    4 2.3

    Drug andAlcohol

    treatment

    4 4.3

    HIV/AIDSService

    Organization

    3 2.3

    Drug

    Court

    5 4.5

    Collaborative Partner Map

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    Grantee Networks

    Network Size

    On average, 5.9 Partners (Mdn = 5)Wide range (0 14 collaborators)

    Each collaborator had connections with 81% of the

    other network partners (4.8/5.9) on average

    Grantee or Location Differences?

    MH grantees had slightly larger networks than SAgrantees (6.1 vs. 5.3; d= 0.26)

    Urban and non-urban networks were similar in size

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    Network Composition

    24%

    25%

    7%

    19%

    25%

    % Collaborative Partners by Service Provided

    Substance Abuse

    Mental HealthMedical

    Criminal Justice

    Other

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    Differences in Network Composition

    NumberofPartners

    by

    GranteeType Grantee

    Type

    Overall SubstanceAbuse MentalHealthSubstance

    Abuse 1.4 1.5

    1.4

    MentalHealth* 1.5 3.0 0.9Medical 0.4 0.2 0.5CriminalJustice* 1.1 0.2 1.4

    *p < .05

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    23%

    15%

    8%23%

    31%

    Network Composition

    Substance Abuse Grantees Mental Health Grantees

    28%

    57%

    4%

    4%

    7%SubstanceAbuseMentalHealthMedical

    CriminalJustice

    Other

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    Level of Collaboration

    On average, the average Level of Collaborationacross all the grantee networks was 2.5 (out of 5)

    MH grantees described stronger connections (2.7, or

    approaching the Cooperation level)

    SA grantees described lower levels (2.2, or just above

    the Networking level)*

    No differences were found between Urban and Non-

    urban grantees

    *p < .10

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    Barriers Perceived by Collaborators

    2

    2.2

    2.3

    2.3

    2.6

    1 1.5 2 2.5 3 3.5 4 4.5 5

    Inadequate insurance

    Ability to pay out of pocket

    Transportation

    Caseload problems

    Long waiting lists

    1 = Not at all a problem, 5 = Extreme problem

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    Do agencies with higher co-occurring

    capability have more partners?

    5.3

    6.2

    0 5 10

    Addiction/Mental HealthOnly

    AOS or MH Only/DualDiagnosis Capable

    Number of Collaborative Partners

    Correlation between Number of Partners & Co-Occurring Capability

    R = 0.37 (p < .10)

    No Significant Correlation between Level of Collaboration & Co-Occurring Capability!

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    Discussion Grantee Differences

    Mental Health and Substance Abuse Grantees differed:

    MH networks were slightly larger than SA networks

    MH networks included more CJ partners; SA networksincluded more MH partners

    The level of collaboration was higher for MH grantee

    networks

    May be due to prior work with partners by MHgrantees; may reflect the generally larger size and

    greater resources of MH grantees No differences in network makeup for urban vs. non-

    urban grantees

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    Discussion - Barriers

    Partners identified few and minor barriers to

    collaborationMost common: Long waiting lists (slight to moderate);

    caseload problems, transportation, and ability to pay

    out of pocket for services (slight) Small differences between SA and MH grantees

    Small differences between urban and non-urban

    grantees

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    Discussion Co-Occurring Capability

    Agencies with higher COD capability had largernetworks of collaborative partners Developing more resources and discharge planning options

    may lead to improved care for clients with COD (butcausality cant be determined)

    Strong agencies may be effective at building partnerrelationships and at developing specialized CODprogramming

    Level of Collaboration was not related to COD

    capability The variety and number of resources for clients may be

    more important than working at the Coordination orCoalition level of collaboration level

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    Building Partnerships: Practical Stuff

    How to identify partners

    Clinical Wisdom

    Assessing agency culture

    Data Driven

    Needs Assessment of Consumers, Families, Community

    Stakeholders.

    Problem Identification

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    What Worked

    Networking at existing community and coalitionmeetings.

    Joint training

    Employee sharing

    Case consultation Being a resource Behavior planning

    Getting it in writing

    Planned social events

    Clearly defining roles

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    What did not work. . .

    Assuming what the executive director promised wasgoing to happen- that they communicated thepartnership agreement to front line staff and gotbuy-in.

    Assuming people would see a great opportunity likewe did.

    Assuming everyone had the same goals and

    objectives we did. Putting partnerships at the bottom of the to do

    list.

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    Getting started

    Piggy-back on existing relationships

    Consistency and follow through.

    Personal relationships - having a contact person

    Formalize relationships with agreements or MOUs

    Decide how disputes will be resolved

    Look for shared opportunities, grants, & presentationsthat meet larger community needs

    Offer and accept invitations to cross-educate staff

    Identify shared goals and vision.

    Start with something that can be fixed easily.

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    Acknowledgements

    Support for this presentation was provided by the

    Missouri Foundation for Health, a philanthropicorganization whose vision is to improve the health

    of the people in the community it services.

    Thanks to Kim Selig, Lisa Harper Chang, and Cathy

    Williams for help with interviewing collaborativepartners


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